-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IOUeTN+mJdcVrDYEIc1EWaZoIEKOrqqRplkccqPM8JQ2Y/HyiwRcCcuUSbcOMtNZ jcjTmapF2/EVeAJrqREWxw== 0001348183-09-000006.txt : 20091112 0001348183-09-000006.hdr.sgml : 20091111 20091112105259 ACCESSION NUMBER: 0001348183-09-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaMark Advisors, LLC CENTRAL INDEX KEY: 0001348183 IRS NUMBER: 364293631 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11550 FILM NUMBER: 091175098 BUSINESS ADDRESS: STREET 1: 250 GRANDVIEW DRIVE SUITE 175 CITY: FORT MITCHELL STATE: KY ZIP: 41017 BUSINESS PHONE: 859-957-1803 MAIL ADDRESS: STREET 1: 250 GRANDVIEW DRIVE SUITE 175 CITY: FORT MITCHELL STATE: KY ZIP: 41017 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Advisors of Cincinnati LLC DATE OF NAME CHANGE: 20051228 13F-HR 1 edgar13f20090930filing.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2009 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Investment Advisor Filing this Report: Name: AlphaMark Advisors, LLC Address: 250 Grandview Drive, Suite 175 Ft. Mitchell, KY 41017 13F File Number: 028-11550 The investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true,correct and complete, and that it is understood that all required items,statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anne M. Haggerty Title: Director of Operations and Chief Compliance Officer Phone: 859-957-1803 Signature, Place, and Date of Signing: Anne M. Haggerty Ft. Mitchell, KY November 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 321 Form13F Information Table Value Total: $115,310 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE NAME OF ISSUER TITLE CUSIP VALUE SHARES PSH INVST (X1,000) /PRN DSCRE - ------------------------------------------------------------------------------------- Procter COM 742718109 6146 106120 PG 57.92 Amgen InCOM 031162100 3910 64924 AMGN 60.23 Johnson COM 478160104 3604 59181 JNJ 60.89 State StCOM 857477103 3547 67432 STT 52.6 IntrcontCOM 45865V100 3528 36300 ICE 97.19 Janus CaCOM 47102X105 3462 244128 JNS 14.18 TD AmeriCOM 87236Y108 3395 172945 AMTD 19.63 Xto EnerCOM 98385X106 3197 77369 XTO 41.32 MedtroniCOM 585055106 3131 85079 MDT 36.8 Cisco SyCOM 17275R102 3044 129309 CSCO 23.54 Apple CoCOM 037833100 3028 16339 AAPL 185.35 Novo-NorCOM 670100205 2979 47318 NVO 62.95 Mc DonalCOM 580135101 2966 51975 MCD 57.07 L-3 CommCOM 502424104 2843 35397 LLL 80.32 Ebay IncCOM 278642103 2798 118557 EBAY 23.6 DiscoverCOM 25470F104 2748 95133 DISCA 28.89 SouthwesCOM 845467109 2745 64320 SWN 42.68 Texas InCOM 882508104 2715 114625 TXN 23.69 Myriad GCOM 62855J104 2688 98050 MYGN 27.41 FlowservCOM 34354P105 2527 25642 FLS 98.54 Oracle CCOM 68389X105 2514 120613 ORCL 20.84 Marvell COM G5876H105 2431 150170 MRVL 16.19 Apollo GCOM 037604105 2425 32918 APOL 73.67 Verizon COM 92343V104 2301 76008 VZ 30.27 RockwellCOM 773903109 2298 53939 ROK 42.6 Staples COM 855030102 2270 97744 SPLS 23.22 Nokia CoCOM 654902204 2177 148928 NOK 14.62 Lauder ECOM 518439104 2105 56773 EL 37.08 Corning COM 219350105 2093 136693 GLW 15.31 MillicomCOM L6388F110 2076 28540 MICC 72.74 AmphenolCOM 032095101 2035 53997 APH 37.68 E M C CoCOM 268648102 1926 113049 EMC 17.04 Waste MaCOM 94106L109 1828 61296 WM 29.82 Potash CCOM 73755L107 1699 18805 POT 90.34 Jacobs ECOM 469814107 1662 36171 JEC 45.95 U S BancCOM 902973304 1061 48524 USB 21.86 iShares ETF 464287622 585 10070 IWB 58.1 Inter PaCOM 458334109 470 38476 IPAR 12.21 PhillipsCOM 718592108 458 10709 PVH 42.79 iShares ETF 464287234 436 11203 EEM 38.91 BlackboaCOM 091935502 413 10940 BBBB 37.78 BarclaysETF 464287226 412 3930 AGG 104.92 Balchem COM 057665200 412 15649 BCPC 26.3 Bio-Rad COM 090572207 409 4456 BIO 91.88 Tyler TeCOM 902252105 403 23594 TYL 17.09 Berry PeCOM 085789105 401 14975 BRY 26.78 Stepan CCOM 858586100 396 6594 SCL 60.08 Adobe SyCOM 00724F101 389 11759 ADBE 33.04 MorningsCOM 617700109 385 7930 MORN 48.56 Wright ECOM 98233Q105 377 12770 WXS 29.51 Elbit SyCOM M3760D101 372 5459 ESLT 68.15 Azz IncoCOM 002474104 364 9052 AZZ 40.17 Valmont COM 920253101 362 4251 VMI 85.18 Fuel SysCOM 35952W103 361 10026 FSYS 35.99 North AmCOM 65686Y109 354 58388 NGA 6.07 VolterraCOM 928708106 353 19200 VLTR 18.36 Vina ConCOM 927191106 352 8462 VCO 41.65 SynapticCOM 87157D109 352 13950 SYNA 25.2 NetlogicCOM 64118B100 351 7800 NETL 45 Open TexCOM 683715106 349 9337 OTEX 37.33 Quidel CCOM 74838J101 325 20000 QDEL 16.23 Cubist PCOM 229678107 320 15841 CBST 20.2 MonolithCOM 609839105 315 13450 MPWR 23.45 AmerigroCOM 03073T102 292 13150 AGP 22.17 Netflix COM 64110L106 278 6017 NFLX 46.17 General COM 369604103 263 16041 GE 16.42 iShares ETF 464288885 246 4504 EFA 54.68 SPDR GolETF 863307104 176 1780 GLD 98.85 Chevron-COM 166764100 162 2302 CVX 70.43 Pfizer ICOM 717081103 159 9578 PFE 16.55 C S X CoCOM 126408103 155 3700 CSX 41.86 Garmin LCOM G37260109 142 3761 GRMN 37.74 A T & T COM 00206R102 136 5050 T 27.01 Exxon MoCOM 30231G102 129 1875 XOM 68.61 Kroger CCOM 501044101 117 5684 KR 20.64 DirexionCOM 25459W102 117 850 TYH 138.02 iShares ETF 464287382 115 2200 IJR 52.34 Air ProdCOM 009158106 109 1400 APD 77.58 iShare SETF 464287200 106 1003 IVV 106.01 Fluor CoCOM 343412102 104 2050 FLR 50.85 iShares ETF 464285105 100 1015 IAU 98.93 BerkshirCOM 084670207 96 29 BRKB 3323 iShares ETF 464287655 90 1500 IWM 60.24 iShares ETF 464287499 90 1150 IWR 78.23 Emerson COM 291011104 88 2200 EMR 40.08 Abbott LCOM 002824100 81 1639 ABT 49.47 NationalCOM 636180101 80 1755 NFG 45.81 Inland RETF 457461200 78 8900 IRC 8.76 CaterpilCOM 149123101 78 1514 CAT 51.33 iShares ETF 464287796 76 2400 IYE 31.84 Duke EneCOM 26441C105 76 4839 DUK 15.74 Blkrck PCOM 09255H105 75 8300 PSY 9.006 Intel CoCOM 458140100 75 3812 INTC 19.57 iShares ETF 464287812 74 1392 IYK 52.83 Wyeth COM 983024100 73 1500 WYE 48.58 The SoutCOM 842587107 70 2195 SO 31.67 Sysco CoCOM 871829107 66 2665 SYY 24.85 iShares ETF 464287168 64 1550 DVY 41.27 CincinnaCOM 111620100 63 18074 CBB 3.5 Auto DatCOM 053015103 61 1560 ADP 39.3 Cheviot COM 166774109 60 7000 CHEV 8.56 DirexionCOM 25459W862 59 1148 BGU 51.05 ARENA RECOM 40049108 59 1650 ARD 35.5 Philip MCOM 718172109 58 1195 PM 48.74 Sherwin COM 824348106 54 900 SHW 60.16 iShares ETF 464287721 49 950 IYW 51.95 WisconsiCOM 976657106 47 1050 WEC 45.17 Rydex S&COM 78355W403 44 1396 RPG 31.338 UnitedheCOM 91324P102 43 1720 UNH 25.04 ActivisiCOM 004930202 42 3400 ATVI 12.39 New AmerCOM 641876107 41 4800 HYB 8.58 J P MorgCOM 46625H100 41 936 JPM 43.82 MicrosofCOM 594918104 37 1439 MSFT 25.72 TechnoloETF 73935X344 35 1660 PTF 21.35 Cummins COM 231021106 35 775 CMI 44.81 United PCOM 911312106 34 608 UPS 56.47 Costco WCOM 22160K105 34 600 COST 56.38 Rydex S&COM 78355W601 32 589 RFG 55 IllinoisCOM 452308109 30 698 ITW 42.71 Coca ColCOM 191216100 30 550 KO 53.7 Bac Cap COM 05633T209 29 1400 BAC+C 21.06 iShares ETF 46428Q109 29 1800 SLV 16.38 Wal-MartCOM 931142103 29 600 WMT 49.09 WellpoinCOM 94973V107 28 600 WLP 47.36 Ishares ETF 464288695 28 500 MXI 55.75 Kraft FoCOM 50075N104 27 1037 KFT 26.27 S P D R ETF 78462f103 26 250 SPY 105.59 J M SmucCOM 832696405 26 484 SJM 53.01 Parker-HCOM 701094104 25 482 PH 51.84 WalgreenCOM 931422109 25 660 WAG 37.47 Goldman COM 38141G104 25 133 GS 184.35 AmeripriCOM 03076C106 24 672 AMP 36.33 Toyota MCOM 892331307 24 310 TM 78.57 Google ICOM 38259P508 24 49 GOOG 495.85 Norfolk COM 655844108 24 550 NSC 43.11 SyngentaCOM 87160A100 23 500 SYT 45.95 Best BuyCOM 086516101 23 600 BBY 37.52 ConocophCOM 20825C104 22 497 COP 45.16 Ford MotCOM 345370860 22 3050 F 7.21 Spectra COM 847560109 22 1156 SE 18.94 iShares ETF 464287705 22 345 IJJ 62.973 Kinder MCOM 494550106 22 400 KMP 54.02 Buckeye COM 118255108 21 2000 BKI 10.73 Altria GCOM 02209S103 21 1195 MO 17.81 Pepsico COM 713448108 21 360 PEP 58.66 Health CETF 42217k106 21 500 HCN 41.62 Samsung COM 756050201 21 30 SSNLF 691.704 FinanciaETF 73935X377 20 1187 PFI 17.085 ProgressCOM 743315103 20 1200 PGR 16.58 VanguardETF 922908637 19 396 VV 48.07 HealthcaETF 421946104 19 900 HR 21.13 SchlumbeCOM 806857108 19 315 SLB 59.6 IntuitivCOM 46120E602 18 68 ISRG 262.25 Ft DearbCOM 347200107 18 1192 FDI 14.85 TransoceCOM G90073100 17 202 RIG 85.53 Cohen & ETF 19247R103 17 1855 RFI 9.08 Penn WesCOM 707885109 16 1000 PWE 15.84 D P L InCOM 233293109 16 600 DPL 26.1 Harvest ETF 41752X101 15 2400 HTE 6.43 ConvergyCOM 212485106 15 1550 CVG 9.94 PetroleoCOM 71654V408 15 325 PBR 45.9 iShares ETF 464287101 15 300 OEF 48.8 Cohen & ETF 19247X100 15 1475 RNP 9.88 VanguardETF 922908736 14 293 VUG 49.28 Health CCOM 421915109 14 500 HCP 28.74 Bucyrus COM 118759109 14 400 BUCY 35.61 Visa IncCOM 92826C839 14 200 V 69.11 Pnc FinlCOM 693475105 14 282 PNC 48.59 Hill-RomCOM 421924101 14 625 HRC 21.78 HealthCaETF 73935X351 13 625 PTH 21.444 HillenbrCOM 441815107 13 625 HI 20.37 Intl BusCOM 459200101 13 105 IBM 119.61 Ventas ICOM 92276F100 13 325 VTR 38.5 Valero ECOM 91913Y100 12 610 VLO 19.39 Ecolab ICOM 278865100 12 250 ECL 46.23 NationalCOM 637071101 11 250 NOV 43.13 SouthernCOM 84265V105 11 350 PCU 30.69 Bp AmocoCOM 255622104 11 200 BP 53.23 GigamediCOM Y2711Y104 10 2000 GIGM 5.24 U S X-MaCOM 565849106 10 319 MRO 31.9 PowershrETF 25154H475 10 1500 DYY 6.76 ClaymoreETF 18383M100 10 255 EEB 38.93 Van KampCOM 920961109 10 2500 VVR 3.95 VanguardETF 922908744 10 213 VTV 46.08 Joy GlobCOM 481165108 10 200 JOYG 48.94 Telecom ETF 87927P200 10 400 TTH 24.18 FreeportCOM 35671D857 10 140 FCX 68.61 N V R InCOM 62944T105 10 15 NVR 637.37 Mohawk ICOM 608190104 10 200 MHK 47.69 Tricon GCOM 988498101 9 280 YUM 33.76 Nucor CoCOM 670346105 9 200 NUE 47.01 WaterfurCOM 9415EQ108 9 370 WFIFF 25.175 Wells FaCOM 949746101 9 330 WFC 28.18 Steris CCOM 859152100 9 305 STE 30.45 Sierra WCOM 826516106 9 926 SWIR 9.98 MedcoheaCOM 58405U102 9 166 MHS 55.31 Sector SCOM 81369Y605 9 600 XLF 14.94 Bank Of COM 060505104 8 500 BAC 16.92 Lowes CoCOM 548661107 8 400 LOW 20.94 Cohn & SETF 19248J100 8 1335 RWF 6.27 Terex CoCOM 880779103 8 400 TEX 20.73 Disney WCOM 254687106 8 300 DIS 27.46 ISE WateETF 33733B100 8 450 FIW 18.27 Baidu CoCOM 056752108 8 21 BIDU 391.05 Ishr Tr ETF 464287556 8 100 IBB 81.36 Ing GrouCOM 456837202 8 511 IND 15.65 MeridianCOM 589584101 8 300 VIVO 25.01 Peabody COM 704549104 7 200 BTU 37.22 MinnesotCOM 88579Y101 7 100 MMM 73.8 GlobecomCOM 37956X103 7 1000 GCOM 7.27 iShares ETF 464287481 7 164 IWP 42.53 Cohen & ETF 19247V104 7 1300 RPF 5.37 iShares ETF 464287648 7 100 IWO 65.42 PharmaceETF 71712A206 7 100 PPH 65.26 Frischs COM 358748101 6 250 FRS 25.88 Buffalo COM 119848109 6 150 BWLD 41.61 Rubicon COM 780911103 6 1500 RBY 4.16 Cirrus LCOM 172755100 6 1120 CRUS 5.56 iShares ETF 464287473 6 171 IWS 35.42 Fifth ThCOM 316773100 6 589 FITB 10.13 Warren RCOM 93564A100 6 2000 WRES 2.96 Akamai TCOM 00971T101 6 300 AKAM 19.68 KimberlyCOM 494368103 6 100 KMB 58.98 iShares ETF 464287762 6 100 IYH 58.95 Sector SCOM 81369Y407 6 210 XLY 27.47 PetrochiCOM 71646E100 6 50 PTR 113.75 Cemex SaCOM 151290889 6 439 CX 12.92 Biogen ICOM 09062X103 6 112 BIIB 50.52 Kansas CCOM 485170302 5 200 KSU 26.49 Family DCOM 307000109 5 200 FDO 26.4 iShares ETF 464287341 5 150 IXC 34.1 iShares ETF 464288851 5 100 IEO 50.77 Pain TheCOM 69562K100 5 1000 PTIE 5.06 Paychex COM 704326107 5 170 PAYX 29.05 United TCOM 913017109 5 75 UTX 60.93 Fannie MCOM 313586109 5 3000 FNM 1.52 iShares ETF 464288844 5 110 IEZ 41.23 AmericanCOM 026874107 4 100 AIG 44.11 AdvancedCOM 00752H102 4 1000 ABAT 4.34 Murphy OCOM 626717102 4 75 MUR 57.57 Clean EnETF 73935X500 4 385 PBW 10.86 Level 3 COM 52729N100 4 3000 LVLT 1.39 Ashland COM 044209104 4 96 ASH 43.22 Coeur D COM 192108108 4 200 CDE 20.5 Dolby LaCOM 25659T107 4 100 DLB 38.19 PowershsETF 73935X302 4 500 PEY 7.61 Tesoro CCOM 881609101 4 250 TSO 14.98 iShares ETF 464287663 4 68 IVW 53.99 News CorCOM 65248E104 4 300 NWSA 11.96 PowershsETF 73935X401 3 150 PGJ 23.05 Annaly CETF 035710409 3 188 NLY 18.14 HuntingtCOM 446150104 3 700 HBAN 4.71 PharmaceCOM 717124101 3 150 PPDI 21.94 Dow ChemCOM 260543103 3 125 DOW 26.07 ChiquitaCOM 170032106 3 200 CQB 16.16 DiamondsETF 252787106 3 33 DIA 97.09 Archer-DCOM 039483102 3 100 ADM 29.22 CitigrouCOM 172967101 3 600 C 4.84 PowershaETF 73935S105 3 131 DBC 22.06 Crocs InCOM 227046109 3 430 CROX 6.65 Under ArCOM 904311107 3 100 UA 27.83 Freddie COM 313400301 3 1500 FRE 1.8 Danaher COM 235851102 3 40 DHR 67.32 Colgate-COM 194162103 3 35 CL 76.28 IngersolCOM G4776G101 3 82 IR 30.67 Western COM 959802109 2 120 WU 18.92 SPDR DJ ETF 78463X699 2 100 IPF 21.56 DiscoverCOM 254709108 2 132 DFS 16.23 Entergy COM 29364G103 2 26 ETR 79.86 Applied COM 038222105 2 150 AMAT 13.38 M R V CoCOM 553477100 2 2000 MRVC 0.92 Morgan SCOM 617446448 2 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ICOM 984332106 2 100 YHOO 17.81 Multi CoCOM 625383104 2 112 LABL 15.43 Memc EleCOM 552715104 2 100 WFR 16.63 Amer EleCOM 025537101 2 53 AEP 30.99 Express COM 302182100 2 20 ESRX 77.58 Arch CoaCOM 039380100 2 70 ACI 22.13 K V PharCOM 482740206 2 500 KVA 3.07 Motors LCOM 62010A105 1 2000 MTLQQ 0.705 Omega PrCOM 68210P107 1 285 OME 4.85 Three CoCOM 885535104 1 255 COMS 5.23 SkyworksCOM 83088M102 1 100 SWKS 13.24 Silicon COM 82705T102 1 525 SIMG 2.43 Deckers COM 243537107 1 15 DECK 84.85 EnerplusCOM 29274D604 1 46 ERF 22.89 Veritas COM 923436109 1 67 VRTS 15.61 Olin CorCOM 680665205 1 56 OLN 17.44 ElectronCOM 285512109 1 50 ERTS 19.05 Myriad PCOM 62856H107 1 162 MYRX 5.86 Sun MicrCOM 866810203 1 100 JAVA 9.09 Flir SysCOM 302445101 1 32 FLIR 27.97 VascularCOM 92231M109 1 107 VASC 8.27 Balchem COM 057665200 1 32 BCP 26.3 Lilly ElCOM 532457108 1 25 LLY 33.03 Amern PhCOM 028882108 1 34 AMPH 23.04 Becton DCOM 075887109 1 10 BDX 69.75 DominionCOM 25746U109 1 20 D 34.5 PhilippiCOM 718252604 1 13 PHI 51.4 Kendle ICOM 48880L107 1 36 KNDL 16.72 Dicks SpCOM 253393102 0 20 DKS 22.4 EnvironmCOM 29406L201 0 1000 EPG 0.43 Penn NatCOM 707569109 0 15 PENN 27.66 Sirius XCOM 82967N108 0 653 SIRI 0.635 Teck ComCOM 878742204 0 9 TCK 27.57 FairpoinCOM 305560104 0 562 FRP 0.41 Ms IndiaCOM 61745C105 0 10 IIF 21.22 ChunghwaCOM 17133Q304 0 10 CHT 18.04 Jds UnipCOM 46612J101 0 25 JDSU 7.11 Amelco CCOM 023438104 0 5000 AMLC 0.02 Delta AiCOM 247361108 0 9 DAL 8.96 Avis BudCOM 053774105 0 4 CAR 13.36 Piper JaCOM 724078100 0 1 PJC 47.72 P H H CoCOM 693320202 0 2 PHH 19.84 Lodgian COM 54021P403 0 12 LGN 1.65 ModuslinCOM 62541M107 0 2 MLNK 8.09 Air PackCOM 008913204 0 1200 AIRP 0.01 Nortel NCOM 656568102 0 57 NT 0.087 MilicronCOM 598709103 0 10 MZIAQ 0.05
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