-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TbV+b2WTytuDfTnn6j5XhNJ7+yTQLXbRqqyxFrrTTJ6FVwka2ezEYNiRtNDueDTr iiTX7mZ5WwmOvsCRIn8pJA== 0000902664-09-003861.txt : 20091112 0000902664-09-003861.hdr.sgml : 20091111 20091112164427 ACCESSION NUMBER: 0000902664-09-003861 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 091177658 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 13F-HR 1 p09-1951form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028-12489 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 11/12/09 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 143 ------------- Form 13F Information Table Value Total: $590,623 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 127 100,000 SH SOLE 100,000 A C MOORE ARTS & CRAFTS INC COM 00086T103 561 155,917 SH SOLE 155,917 ACCENTURE PLC IRELAND SHS CLS A G1151C101 4,826 129,500 SH SOLE 129,500 ACTIVISION BLIZZARD INC COM 00507V109 1,202 97,000 SH CALL SOLE 97,000 ACTIVISION BLIZZARD INC COM 00507V109 1,202 97,000 SH PUT SOLE 97,000 ARCH COAL INC COM 039380100 328 14,800 SH CALL SOLE 14,800 ARCH COAL INC COM 039380100 328 14,800 SH PUT SOLE 14,800 ATLAS ACQUISITION HLDGS CORP COM 049162100 4,518 458,200 SH SOLE 458,200 BAKER HUGHES INC COM 057224107 5,294 124,100 SH SOLE 124,100 BALLY TECHNOLOGIES INC COM 05874B107 5,809 151,400 SH SOLE 151,400 BANK MONTREAL QUE COM 063671101 1,013 20,000 SH PUT SOLE 20,000 BANK OF AMERICA CORPORATION COM 060505104 423 25,000 SH CALL SOLE 25,000 BIG LOTS INC COM 089302103 5,084 203,200 SH SOLE 203,200 BIG LOTS INC COM 089302103 701 28,000 SH CALL SOLE 28,000 BIG LOTS INC COM 089302103 701 28,000 SH PUT SOLE 28,000 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 526 138,900 SH SOLE 138,900 BOB EVANS FARMS INC COM 096761101 3,583 123,300 SH SOLE 123,300 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 3,279 417,200 SH SOLE 417,200 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4,320 74,800 SH SOLE 74,800 CAPITOL ACQUISITION CORP DEL COM 14055E104 2,913 294,800 SH SOLE 294,800 CAPSTEAD MTG CORP COM NO PAR 14067E506 757 54,400 SH CALL SOLE 54,400 CARDERO RES CORP COM 14140U105 40 36,669 SH SOLE 36,669 CARNIVAL CORP PAIRED CTF 143658300 3,444 103,500 SH SOLE 103,500 CELESTICA INC SUB VTG SHS 15101Q108 12,798 1,349,949 SH SOLE 1,349,949 CHARDAN 2008 CHINA ACQST COR SHS G8977T101 762 100,000 SH SOLE 100,000 CHINA HLDGS ACQUISITION CORP COM 16942N106 8,181 843,400 SH SOLE 843,400 CITIGROUP INC COM 172967101 102 21,000 SH CALL SOLE 21,000 CLARK HLDGS INC *W EXP 02/15/201 18145M117 1 11,300 SH SOLE 11,300 COCA COLA CO COM 191216100 1,343 25,000 SH PUT SOLE 25,000 COLLECTIVE BRANDS INC COM 19421W100 3,561 205,500 SH SOLE 205,500 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2,139 26,000 SH PUT SOLE 26,000 CONNS INC COM 208242107 3,530 312,700 SH SOLE 312,700 COTT CORP QUE COM 22163N106 4,314 586,880 SH SOLE 586,880 DEL MONTE FOODS CO COM 24522P103 7,540 651,100 SH SOLE 651,100 DESCARTES SYS GROUP INC COM 249906108 6,438 1,203,454 SH SOLE 1,203,454 DIRECTV GROUP INC COM 25459L106 7,262 263,300 SH SOLE 263,300 DOLLAR TREE INC COM 256746108 5,009 102,900 SH SOLE 102,900 ELDORADO GOLD CORP NEW COM 284902103 13,118 1,150,739 SH SOLE 1,150,739 ENCANA CORP COM 292505104 1,152 20,000 SH CALL SOLE 20,000 ENCANA CORP COM 292505104 1,152 20,000 SH PUT SOLE 20,000 ENTERPRISE ACQUISITION CORP COM 29365R108 10,790 1,086,600 SH SOLE 1,086,600 ENTERPRISE ACQUISITION CORP *W EXP 11/07/201 29365R116 132 440,000 SH SOLE 440,000 EQUIFAX INC COM 294429105 7,914 271,570 SH SOLE 271,570 EXPEDITORS INTL WASH INC COM 302130109 5,483 156,000 SH SOLE 156,000 FISERV INC COM 337738108 5,095 105,700 SH SOLE 105,700 FOSSIL INC COM 349882100 3,465 121,800 SH SOLE 121,800 GARMIN LTD ORD G37260109 1,887 50,000 SH CALL SOLE 50,000 GENESEE & WYO INC CL A 371559105 5,148 169,794 SH SOLE 169,794 GILDAN ACTIVEWEAR INC COM 375916103 3,211 162,823 SH SOLE 162,823 GLOBAL BRANDS ACQUISITION CO COM 378982102 8,686 878,280 SH SOLE 878,280 GOLDEN POND HEALTHCARE INC COM 38116J109 1,449 184,800 SH SOLE 184,800 GROUPE CGI INC CL A SUB VTG 39945C109 9,690 828,944 SH SOLE 828,944 HASBRO INC COM 418056107 7,701 277,500 SH SOLE 277,500 HIBBETT SPORTS INC COM 428567101 4,299 235,800 SH SOLE 235,800 HICKS ACQUISITION CO I INC W EXP 09/28/201 429086127 79 50,000 SH SOLE 50,000 HIGHLANDS ACQUISITION CORP COM 430880104 8,364 849,100 SH SOLE 849,100 HUDSON HIGHLAND GROUP INC COM 443792106 435 142,986 SH SOLE 142,986 HYPERCOM CORP COM 44913M105 772 249,000 SH SOLE 249,000 IAC INTERACTIVECORP COM PAR $.001 44919P508 7,115 352,400 SH SOLE 352,400 ICICI BK LTD ADR 45104G104 1,847 47,900 SH CALL SOLE 47,900 ICICI BK LTD ADR 45104G104 1,928 50,000 SH PUT SOLE 50,000 ICT GROUP INC COM 44929Y101 641 61,029 SH SOLE 61,029 IDEATION ACQUISITION CORP COM 451665103 2,613 332,000 SH SOLE 332,000 IESI BFC LTD COM 44951D108 4,994 386,500 SH SOLE 386,500 IMS HEALTH INC COM 449934108 5,287 344,421 SH SOLE 344,421 INFOGROUP INC COM 45670G108 4,797 684,373 SH SOLE 684,373 INTER ATLANTIC FINANCIAL INC COM 45890H100 4,642 591,367 SH SOLE 591,367 INTER ATLANTIC FINANCIAL INC *W EXP 10/02/201 45890H118 61 297,700 SH SOLE 297,700 INTERMEC INC COM 458786100 7,988 566,500 SH SOLE 566,500 INTUIT COM 461202103 6,988 245,200 SH SOLE 245,200 ISHARES INC MSCI MALAYSIA 464286830 2,649 261,200 SH CALL SOLE 261,200 ISHARES INC MSCI MALAYSIA 464286830 2,790 275,100 SH PUT SOLE 275,100 ITT CORP NEW COM 450911102 7,098 136,100 SH SOLE 136,100 ITT EDUCATIONAL SERVICES INC COM 45068B109 5,130 46,466 SH SOLE 46,466 ITT EDUCATIONAL SERVICES INC COM 45068B109 1,491 13,500 SH CALL SOLE 13,500 ITT EDUCATIONAL SERVICES INC COM 45068B109 1,656 15,000 SH PUT SOLE 15,000 IVANHOE MINES LTD COM 46579N103 777 60,744 SH SOLE 60,744 JDA SOFTWARE GROUP INC COM 46612K108 5,772 263,100 SH SOLE 263,100 LAS VEGAS SANDS CORP COM 517834107 3,624 215,200 SH SOLE 215,200 LAS VEGAS SANDS CORP COM 517834107 202 12,000 SH CALL SOLE 12,000 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 7,162 753,914 SH SOLE 753,914 LOWES COS INC COM 548661107 3,541 169,100 SH SOLE 169,100 MDS INC COM 55269P302 2,239 273,376 SH SOLE 273,376 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 7,179 2,492,601 SH SOLE 2,492,601 MIPS TECHNOLOGIES INC COM 604567107 3,750 994,700 SH SOLE 994,700 NAM TAI ELECTRS INC COM PAR $0.02 629865205 473 87,600 SH SOLE 87,600 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 7,092 741,065 SH SOLE 741,065 NAVISTAR INTL CORP NEW COM 63934E108 3,678 98,300 SH SOLE 98,300 NETAPP INC COM 64110D104 3,882 145,500 SH SOLE 145,500 NEW YORK & CO INC COM 649295102 2,656 518,709 SH SOLE 518,709 NORTH AMERN PALLADIUM LTD *W EXP 12/13/200 656912110 25 458,800 SH SOLE 458,800 NORTH ASIA INVESTMENT CORP *W EXP 07/23/201 G66202113 26 150,000 SH SOLE 150,000 NRDC ACQUISITION CORP *W EXP 10/17/201 62941R110 102 100,000 SH SOLE 100,000 O CHARLEYS INC COM 670823103 4,107 438,300 SH SOLE 438,300 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 4,923 937,768 SH SOLE 937,768 OPEN TEXT CORP COM 683715109 706 18,900 SH CALL SOLE 18,900 OPEN TEXT CORP COM 683715109 1,911 51,200 SH PUT SOLE 51,200 OVERTURE ACQUISITION CORP SHS G6830P100 7,455 753,009 SH SOLE 753,009 PACIFIC SUNWEAR CALIF INC COM 694873100 2,010 390,300 SH SOLE 390,300 PALL CORP COM 696429307 5,001 154,926 SH SOLE 154,926 PAN AMERICAN SILVER CORP COM 697900108 2,668 117,026 SH SOLE 117,026 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,655 75,000 SH CALL SOLE 75,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,655 75,000 SH PUT SOLE 75,000 PROSPECT ACQUISITION CORP COM 74347T103 11,482 1,159,784 SH SOLE 1,159,784 QUANEX BUILDING PRODUCTS COR COM 747619104 2,853 198,691 SH SOLE 198,691 REPUBLIC SVCS INC COM 760759100 4,946 186,155 SH SOLE 186,155 RESEARCH IN MOTION LTD COM 760975102 6,814 100,755 SH SOLE 100,755 RICHARDSON ELECTRS LTD COM 763165107 592 116,106 SH SOLE 116,106 ROCKWOOD HLDGS INC COM 774415103 3,232 157,100 SH SOLE 157,100 RRI ENERGY INC COM 74971X107 114 16,000 SH CALL SOLE 16,000 SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 1 180,500 SH SOLE 180,500 SAPPHIRE INDUSTRIALS CORP COM 80306T109 7,580 764,120 SH SOLE 764,120 SECURE AMER ACQUISITION CORP COM 81372L103 2,615 331,400 SH SOLE 331,400 SECURE AMER ACQUISITION CORP *W EXP 10/23/201 81372L111 9 62,600 SH SOLE 62,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16,447 1,100,900 SH CALL SOLE 1,100,900 SIERRA WIRELESS INC COM 826516106 3,018 302,450 SH SOLE 302,450 SILVER WHEATON CORP COM 828336107 802 63,741 SH SOLE 63,741 SMUCKER J M CO COM NEW 832696405 5,598 105,600 SH SOLE 105,600 SOMANETICS CORP COM NEW 834445405 2,561 158,900 SH SOLE 158,900 SP ACQUISITION HOLDINGS INC COM 78470A104 4,506 465,500 SH SOLE 465,500 SPDR TR UNIT SER 1 78462F103 52,795 500,000 SH PUT SOLE 500,000 SPORTS PPTYS ACQUISITION COR COM 84920F107 4,624 468,930 SH SOLE 468,930 STANLEY WKS COM 854616109 3,300 77,300 SH SOLE 77,300 STANTEC INC COM 85472N109 2,777 110,737 SH SOLE 110,737 STRYKER CORP COM 863667101 3,303 72,700 SH SOLE 72,700 SUPERGEN INC COM 868059106 104 39,000 SH CALL SOLE 39,000 SXC HEALTH SOLUTIONS CORP COM 78505P100 4,336 92,662 SH SOLE 92,662 SYMANTEC CORP COM 871503108 7,412 450,000 SH SOLE 450,000 TECK RESOURCES LTD CL B 878742204 9,590 347,849 SH SOLE 347,849 THESTREET COM COM 88368Q103 132 45,594 SH SOLE 45,594 THOMAS & BETTS CORP COM 884315102 7,285 242,200 SH SOLE 242,200 TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 16 100,000 SH SOLE 100,000 TRIAN ACQUISITION I CORP COM 89582E108 5,849 600,800 SH SOLE 600,800 TRIPLECROWN ACQUISITION CORP COM 89677G109 7,533 776,600 SH SOLE 776,600 UNITED REFINING ENERGY CORP COM 911360105 7,842 788,132 SH SOLE 788,132 UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 28 100,000 SH SOLE 100,000 UNITED STATES NATL GAS FUND UNIT 912318102 1,026 87,400 SH CALL SOLE 87,400 UNITED STATES OIL FUND LP UNITS 91232N108 554 15,300 SH SOLE 15,300 VALUECLICK INC COM 92046N102 4,264 323,300 SH SOLE 323,300 WABTEC CORP COM 929740108 6,106 162,695 SH SOLE 162,695 WATERS CORP COM 941848103 7,446 133,300 SH SOLE 133,300 WESTERN UN CO COM 959802109 5,033 266,015 SH SOLE 266,015 YAHOO INC COM 984332106 8,136 456,800 SH SOLE 456,800
-----END PRIVACY-ENHANCED MESSAGE-----