-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoHlvaKzlBM7qvfVadsdXYHCVFjyqQCjVwgDPbqzz3uOnPhJnnTVoZFw58OkDyPj lx+9SLvOMpQDLwLIC/ZY7g== 0001193125-09-235185.txt : 20091116 0001193125-09-235185.hdr.sgml : 20091116 20091116115239 ACCESSION NUMBER: 0001193125-09-235185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 091184765 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title: Partner Phone: 312-499-2974 Signature, Place, and Date of Signing: /s/ Scott Schroeder New York, NY 11/13/2009 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 645 Form 13F Information Table Value Total: 2,007,010 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 28-
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- Wyeth Common Stock 983024100 43,431 894,000 SH SOLE NONE 43,431 0 0 Google Inc Common Stock 38259P508 40,164 81,000 SH SOLE NONE 40,164 0 0 EXCO Resources Inc Common Stock 269279402 25,374 1,357,600 SH SOLE NONE 25,374 0 0 Petrohawk Energy Corp Common Stock 716495106 22,971 948,820 SH SOLE NONE 22,971 0 0 Williams Cos Inc/The Common Stock 969457100 22,338 1,250,000 SH SOLE NONE 22,338 0 0 Procter & Gamble Co/The Common Stock 742718109 22,299 385,000 SH SOLE NONE 22,299 0 0 eBay Inc Common Stock 278642103 19,824 840,000 SH SOLE NONE 19,824 0 0 International Business Machines Corp Common Stock 459200101 19,736 165,000 SH SOLE NONE 19,736 0 0 IntercontinentalExchange Inc Common Stock 45865V100 19,448 200,100 SH SOLE NONE 19,448 0 0 Artio Global Investors Inc Common Stock 04315B107 18,959 725,000 SH SOLE NONE 18,959 0 0 Schlumberger Ltd Common Stock 806857108 17,089 286,721 SH SOLE NONE 17,089 0 0 Schering-Plough Corp Common Stock 806605101 16,950 600,000 SH SOLE NONE 16,950 0 0 Urban Outfitters Inc Common Stock 917047102 16,950 561,814 SH SOLE NONE 16,950 0 0 Mariner Energy Inc Common Stock 56845T305 16,077 1,133,800 SH SOLE NONE 16,077 0 0 CME Group Inc Common Stock 12572Q105 16,026 52,000 SH SOLE NONE 16,026 0 0 Tesoro Corp/Texas Common Stock 881609101 15,729 1,050,000 SH SOLE NONE 15,729 0 0 priceline.com Inc Common Stock 741503403 15,504 93,500 SH SOLE NONE 15,504 0 0 W&T Offshore Inc Common Stock 92922P106 15,223 1,300,000 SH SOLE NONE 15,223 0 0 Sunoco Inc Common Stock 86764P109 15,036 528,500 SH SOLE NONE 15,036 0 0 Oracle Corp Common Stock 68389X105 14,901 715,000 SH SOLE NONE 14,901 0 0 Wells Fargo & Co Common Stock 949746101 14,789 524,800 SH SOLE NONE 14,789 0 0 Gymboree Corp Common Stock 403777105 14,658 302,972 SH SOLE NONE 14,658 0 0 Dresser-Rand Group Inc Common Stock 261608103 14,503 466,800 SH SOLE NONE 14,503 0 0 Barclays PLC ADR 06738E204 14,184 600,000 SH SOLE NONE 14,184 0 0 Pharmaceutical HOLDRs Trust ETP 71712A206 14,070 215,600 SH SOLE NONE 14,070 0 0 NBTY Inc Common Stock 628782104 14,005 353,843 SH SOLE NONE 14,005 0 0 Bristow Group Inc Common Stock 110394103 13,874 467,300 SH SOLE NONE 13,874 0 0 DISH Network Corp Common Stock 25470M109 13,867 720,000 SH SOLE NONE 13,867 0 0 T Rowe Price Group Inc Common Stock 74144T108 13,831 302,648 SH SOLE NONE 13,831 0 0 Genworth Financial Inc Common Stock 37247D106 13,783 1,153,400 SH SOLE NONE 13,783 0 0 Liberty Media Corp - Entertainment Tracking Stk 53071M500 13,517 434,500 SH SOLE NONE 13,517 0 0 Wal-Mart Stores Inc Common Stock 931142103 13,254 270,000 SH SOLE NONE 13,254 0 0 Lincoln National Corp Common Stock 534187109 12,955 500,000 SH SOLE NONE 12,955 0 0 Dress Barn Inc Common Stock 261570105 12,928 721,036 SH SOLE NONE 12,928 0 0 Allstate Corp/The Common Stock 020002101 12,860 420,000 SH SOLE NONE 12,860 0 0 Credit Suisse Group AG ADR 225401108 12,713 228,447 SH SOLE NONE 12,713 0 0 Oshkosh Corp Common Stock 688239201 12,663 409,400 SH SOLE NONE 12,663 0 0 Capital One Financial Corp Common Stock 14040H105 12,491 349,600 SH SOLE NONE 12,491 0 0 Owens Corning Common Stock 690742101 12,449 554,500 SH SOLE NONE 12,449 0 0 Nordstrom Inc Common Stock 655664100 12,369 405,000 SH SOLE NONE 12,369 0 0 ITT Educational Services Inc Common Stock 45068B109 12,145 110,000 SH SOLE NONE 12,145 0 0 NetApp Inc Common Stock 64110D104 12,129 454,600 SH SOLE NONE 12,129 0 0 American Eagle Outfitters Inc Common Stock 02553E106 12,122 718,960 SH SOLE NONE 12,122 0 0 Target Corp Common Stock 87612E106 11,903 255,000 SH SOLE NONE 11,903 0 0 Comstock Resources Inc Common Stock 205768203 11,868 296,107 SH SOLE NONE 11,868 0 0 Kohl's Corp Common Stock 500255104 11,672 204,600 SH SOLE NONE 11,672 0 0 TJX Cos Inc Common Stock 872540109 11,509 309,800 SH SOLE NONE 11,509 0 0 Dr Pepper Snapple Group Inc Common Stock 26138E109 11,483 399,400 SH SOLE NONE 11,483 0 0 Allegiant Travel Co Common Stock 01748X102 11,350 297,971 SH SOLE NONE 11,350 0 0 Chico's FAS Inc Common Stock 168615102 11,099 853,800 SH SOLE NONE 11,099 0 0 Cooper Industries PLC Common Stock G24182100 10,895 290,000 SH SOLE NONE 10,895 0 0 Torchmark Corp Common Stock 891027104 10,858 250,000 SH SOLE NONE 10,858 0 0 Navistar International Corp Common Stock 63934E108 10,683 285,500 SH SOLE NONE 10,683 0 0 Bristol-Myers Squibb Co Common Stock 110122108 10,605 470,900 SH SOLE NONE 10,605 0 0 SPDR Trust Series 1 ETP 78462F103 10,559 100,000 SH SOLE NONE 10,559 0 0 Ross Stores Inc Common Stock 778296103 10,262 214,822 SH SOLE NONE 10,262 0 0 JC Penney Co Inc Common Stock 708160106 10,125 300,000 SH SOLE NONE 10,125 0 0 Methanex Corp Common Stock 59151K108 9,335 539,274 SH SOLE NONE 9,335 0 0 Tetra Technologies Inc Common Stock 88162F105 9,207 950,115 SH SOLE NONE 9,207 0 0 Pepsi Bottling Group Inc Common Stock 713409100 9,110 250,000 SH SOLE NONE 9,110 0 0 Magna International Inc Common Stock 559222401 8,942 210,300 SH SOLE NONE 8,942 0 0 Whirlpool Corp Common Stock 963320106 8,888 127,037 SH SOLE NONE 8,888 0 0 National Penn Bancshares Inc Common Stock 637138108 8,860 1,450,000 SH SOLE NONE 8,860 0 0 Expedia Inc Common Stock 30212P105 8,852 369,600 SH SOLE NONE 8,852 0 0 Amgen Inc Common Stock 031162100 8,733 145,000 SH SOLE NONE 8,733 0 0 NASDAQ OMX Group Inc/The Common Stock 631103108 8,414 399,700 SH SOLE NONE 8,414 0 0 AllianceBernstein Holding LP Ltd Part 01881G106 8,184 300,000 SH SOLE NONE 8,184 0 0 UnitedHealth Group Inc Common Stock 91324P102 8,138 325,000 SH SOLE NONE 8,138 0 0 Yahoo! Inc Common Stock 984332106 8,015 450,000 SH SOLE NONE 8,015 0 0 Superior Energy Services Inc Common Stock 868157108 7,882 350,000 SH SOLE NONE 7,882 0 0 City National Corp/CA Common Stock 178566105 7,786 200,000 SH SOLE NONE 7,786 0 0 True Religion Apparel Inc Common Stock 89784N104 7,546 291,000 SH SOLE NONE 7,546 0 0 Synovus Financial Corp Common Stock 87161C105 7,500 2,000,000 SH SOLE NONE 7,500 0 0 J Crew Group Inc Common Stock 46612H402 7,357 205,400 SH SOLE NONE 7,357 0 0 Carter's Inc Common Stock 146229109 7,308 273,700 SH SOLE NONE 7,308 0 0 Drew Industries Inc Common Stock 26168L205 7,273 335,314 SH SOLE NONE 7,273 0 0 Warnaco Group Inc/The Common Stock 934390402 7,237 165,000 SH SOLE NONE 7,237 0 0 Human Genome Sciences Inc Common Stock 444903108 7,152 380,000 SH SOLE NONE 7,152 0 0 CommScope Inc Common Stock 203372107 7,135 238,400 SH SOLE NONE 7,135 0 0 Chevron Corp Common Stock 166764100 7,043 100,000 SH SOLE NONE 7,043 0 0 Omniture Inc Common Stock 68212S109 6,968 325,000 SH SOLE NONE 6,968 0 0 Harsco Corp Common Stock 415864107 6,951 196,293 SH SOLE NONE 6,951 0 0 Marvel Entertainment Inc Common Stock 57383T103 6,947 140,000 SH SOLE NONE 6,947 0 0 Western Refining Inc Common Stock 959319104 6,773 1,050,000 SH SOLE NONE 6,773 0 0 National Financial Partners Corp Common Stock 63607P208 6,758 775,000 SH SOLE NONE 6,758 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- Mead Johnson Nutrition Co Common Stock 582839106 6,753 149,700 SH SOLE NONE 6,753 0 0 Devon Energy Corp Common Stock 25179M103 6,733 100,000 SH SOLE NONE 6,733 0 0 Motorola Inc Common Stock 620076109 6,657 775,000 SH SOLE NONE 6,657 0 0 Covidien Plc Common Stock G2554F105 6,653 153,800 SH SOLE NONE 6,653 0 0 Air Products & Chemicals Inc Common Stock 009158106 6,594 85,000 SH SOLE NONE 6,594 0 0 XL Capital Ltd Common Stock G98255105 6,548 375,000 SH SOLE NONE 6,548 0 0 Affiliated Managers Group Inc Common Stock 008252108 6,501 100,000 SH SOLE NONE 6,501 0 0 AO Smith Corp Common Stock 831865209 6,477 170,000 SH SOLE NONE 6,477 0 0 Eastman Kodak Co Corporate Bond 277461BE8 6,459 6,488,000 PRN SOLE NONE 6,459 0 0 Pfizer Inc Common Stock 717081103 6,289 380,000 SH SOLE NONE 6,289 0 0 Barnes & Noble Inc Common Stock 067774109 6,250 281,300 SH SOLE NONE 6,250 0 0 NVIDIA Corp Common Stock 67066G104 6,162 410,000 SH SOLE NONE 6,162 0 0 Illinois Tool Works Inc Common Stock 452308109 6,082 142,400 SH SOLE NONE 6,082 0 0 Dendreon Corp Common Stock 24823Q107 6,009 214,700 SH SOLE NONE 6,009 0 0 Cisco Systems Inc Common Stock 17275R102 5,993 254,600 SH SOLE NONE 5,993 0 0 GameStop Corp Common Stock 36467W109 5,950 224,800 SH SOLE NONE 5,950 0 0 SRA International Inc Common Stock 78464R105 5,937 275,000 SH SOLE NONE 5,937 0 0 Brookfield Properties Corp Common Stock 112900105 5,912 525,000 SH SOLE NONE 5,912 0 0 Warner Chilcott PLC Common Stock G9435N108 5,837 270,000 SH SOLE NONE 5,837 0 0 O'Reilly Automotive Inc Common Stock 686091109 5,782 160,000 SH SOLE NONE 5,782 0 0 Stone Energy Corp Common Stock 861642106 5,709 350,000 SH SOLE NONE 5,709 0 0 MetLife Inc Common Stock 59156R108 5,703 149,800 SH SOLE NONE 5,703 0 0 Baxter International Inc Common Stock 071813109 5,701 100,000 SH SOLE NONE 5,701 0 0 Costco Wholesale Corp Common Stock 22160K105 5,638 100,000 SH SOLE NONE 5,638 0 0 Dolan Media Co Common Stock 25659P402 5,635 470,000 SH SOLE NONE 5,635 0 0 Vodafone Group PLC ADR 92857W209 5,625 250,000 SH SOLE NONE 5,625 0 0 Valueclick Inc Common Stock 92046N102 5,603 424,800 SH SOLE NONE 5,603 0 0 F5 Networks Inc Common Stock 315616102 5,540 139,800 SH SOLE NONE 5,540 0 0 Verigy Ltd Common Stock Y93691106 5,513 474,481 SH SOLE NONE 5,513 0 0 Ltd Brands Inc Common Stock 532716107 5,433 319,800 SH SOLE NONE 5,433 0 0 Hess Corp Common Stock 42809H107 5,371 100,474 SH SOLE NONE 5,371 0 0 Ingersoll-Rand Plc Common Stock G4776G101 5,349 174,400 SH SOLE NONE 5,349 0 0 CROCS Inc Common Stock 227046109 5,311 798,700 SH SOLE NONE 5,311 0 0 Fidelity National Financial Inc Common Stock 31620R105 5,278 350,000 SH SOLE NONE 5,278 0 0 Rowan Cos Inc Common Stock 779382100 5,191 225,000 SH SOLE NONE 5,191 0 0 Avon Products Inc Common Stock 054303102 5,094 150,000 SH SOLE NONE 5,094 0 0 Research In Motion Ltd Common Stock 760975102 5,072 75,000 SH SOLE NONE 5,072 0 0 Focus Media Holding Ltd ADR 34415V109 5,062 458,500 SH SOLE NONE 5,062 0 0 MasTec Inc Common Stock 576323109 4,921 405,000 SH SOLE NONE 4,921 0 0 Phoenix Cos Inc/The Common Stock 71902E109 4,875 1,500,000 SH SOLE NONE 4,875 0 0 AMERIGROUP Corp Common Stock 03073T102 4,873 219,800 SH SOLE NONE 4,873 0 0 PNC Financial Services Group Inc Common Stock 693475105 4,859 100,000 SH SOLE NONE 4,859 0 0 Alliance HealthCare Services Inc Common Stock 018606202 4,811 850,000 SH SOLE NONE 4,811 0 0 JDS Uniphase Corp Common Stock 46612J507 4,799 675,000 SH SOLE NONE 4,799 0 0 International Game Technology Common Stock 459902102 4,796 223,300 SH SOLE NONE 4,796 0 0 Bally Technologies Inc Common Stock 05874B107 4,796 125,000 SH SOLE NONE 4,796 0 0 Jones Apparel Group Inc Common Stock 480074103 4,768 265,900 SH SOLE NONE 4,768 0 0 OSI Pharmaceuticals Inc Common Stock 671040103 4,755 134,700 SH SOLE NONE 4,755 0 0 ON Semiconductor Corp Common Stock 682189105 4,744 575,000 SH SOLE NONE 4,744 0 0 Novellus Systems Inc Common Stock 670008101 4,721 225,000 SH SOLE NONE 4,721 0 0 Men's Wearhouse Inc/The Common Stock 587118100 4,693 190,000 SH SOLE NONE 4,693 0 0 Resources Connection Inc Common Stock 76122Q105 4,692 275,000 SH SOLE NONE 4,692 0 0 EMC Corp/Massachusetts Common Stock 268648102 4,686 275,000 SH SOLE NONE 4,686 0 0 Panera Bread Co Common Stock 69840W108 4,653 84,600 SH SOLE NONE 4,653 0 0 Akamai Technologies Inc Common Stock 00971T101 4,625 235,000 SH SOLE NONE 4,625 0 0 Advanced Micro Devices Inc Corporate Bond 007903AL1 4,535 6,000,000 PRN SOLE NONE 4,535 0 0 Take-Two Interactive Software Inc Common Stock 874054109 4,484 400,000 SH SOLE NONE 4,484 0 0 Brooks Automation Inc Common Stock 114340102 4,473 578,700 SH SOLE NONE 4,473 0 0 SL Green Realty Corp REIT 78440X101 4,376 99,800 SH SOLE NONE 4,376 0 0 Bob Evans Farms Inc/DE Common Stock 096761101 4,359 150,000 SH SOLE NONE 4,359 0 0 Barrick Gold Corp Common Stock 067901108 4,359 115,000 SH SOLE NONE 4,359 0 0 Penn National Gaming Inc Common Stock 707569109 4,345 157,100 SH SOLE NONE 4,345 0 0 Mylan Inc/PA Common Stock 628530107 4,323 270,000 SH SOLE NONE 4,323 0 0 Pharmaceutical Product Development Common Inc Stock 717124101 4,274 194,800 SH SOLE NONE 4,274 0 0 Wilmington Trust Corp Common Stock 971807102 4,260 300,000 SH SOLE NONE 4,260 0 0 Herbalife Ltd Common Stock G4412G101 4,256 130,000 SH SOLE NONE 4,256 0 0 Delek US Holdings Inc Common Stock 246647101 4,224 492,900 SH SOLE NONE 4,224 0 0 Advanced Energy Industries Inc Common Stock 007973100 4,177 293,300 SH SOLE NONE 4,177 0 0 Garmin Ltd Common Stock G37260109 4,151 110,000 SH SOLE NONE 4,151 0 0 Taubman Centers Inc REIT 876664103 4,142 114,800 SH SOLE NONE 4,142 0 0 RenaissanceRe Holdings Ltd Common Stock G7496G103 4,107 75,000 SH SOLE NONE 4,107 0 0 China Techfaith Wireless Communication Technology Ltd ADR 169424108 4,064 1,224,007 SH SOLE NONE 4,064 0 0 Savient Pharmaceuticals Inc Common Stock 80517Q100 3,952 260,000 SH SOLE NONE 3,952 0 0 Sprint Nextel Corp Common Stock 852061100 3,950 1,000,000 SH SOLE NONE 3,950 0 0 Baidu Inc/China ADR 056752108 3,911 10,000 SH SOLE NONE 3,911 0 0 Rosetta Stone Inc Common Stock 777780107 3,903 170,000 SH SOLE NONE 3,903 0 0 Equity Residential REIT 29476L107 3,838 125,000 SH SOLE NONE 3,838 0 0 Imax Corp Common Stock 45245E109 3,764 400,000 SH SOLE NONE 3,764 0 0 Apple Inc Common Stock 037833100 3,763 20,300 SH SOLE NONE 3,763 0 0 FedEx Corp Common Stock 31428X106 3,761 50,000 SH SOLE NONE 3,761 0 0 AnnTaylor Stores Corp Common Stock 036115103 3,729 234,700 SH SOLE NONE 3,729 0 0 Darling International Inc Common Stock 237266101 3,675 500,000 SH SOLE NONE 3,675 0 0 Scientific Games Corp Common Stock 80874P109 3,593 227,000 SH SOLE NONE 3,593 0 0 Brandywine Realty Trust REIT 105368203 3,588 325,000 SH SOLE NONE 3,588 0 0 Huntington Bancshares Inc/OH Common Stock 446150104 3,533 750,000 SH SOLE NONE 3,533 0 0 Jarden Corp Common Stock 471109108 3,500 124,700 SH SOLE NONE 3,500 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- Graco Inc Common Stock 384109104 3,484 125,000 SH SOLE NONE 3,484 0 0 Varian Semiconductor Equipment Common Associates Inc Stock 922207105 3,448 105,000 SH SOLE NONE 3,448 0 0 Abercrombie & Fitch Co Common Stock 002896207 3,443 104,700 SH SOLE NONE 3,443 0 0 Myriad Genetics Inc Common Stock 62855J104 3,415 124,600 SH SOLE NONE 3,415 0 0 BB&T Corp Common Stock 054937107 3,405 125,000 SH SOLE NONE 3,405 0 0 Dana Holding Corp Common Stock 235825205 3,405 500,000 SH SOLE NONE 3,405 0 0 Cavium Networks Inc Common Stock 14965A101 3,324 154,800 SH SOLE NONE 3,324 0 0 DTS Inc/CA Common Stock 23335C101 3,322 121,342 SH SOLE NONE 3,322 0 0 Western Union Co/The Common Stock 959802109 3,311 175,000 SH SOLE NONE 3,311 0 0 McDermott International Inc Common Stock 580037109 3,285 130,000 SH SOLE NONE 3,285 0 0 Juniper Networks Inc Common Stock 48203R104 3,242 120,000 SH SOLE NONE 3,242 0 0 General Dynamics Corp Common Stock 369550108 3,230 50,000 SH SOLE NONE 3,230 0 0 Dollar Financial Corp Common Stock 256664103 3,204 200,000 SH SOLE NONE 3,204 0 0 BHP Billiton Ltd ADR 088606108 3,189 48,312 SH SOLE NONE 3,189 0 0 Pactiv Corp Common Stock 695257105 3,186 122,300 SH SOLE NONE 3,186 0 0 Simon Property Group Inc REIT 828806109 3,124 45,000 SH SOLE NONE 3,124 0 0 Lockheed Martin Corp Common Stock 539830109 3,123 40,000 SH SOLE NONE 3,123 0 0 PartnerRe Ltd Common Stock G6852T105 3,078 40,000 SH SOLE NONE 3,078 0 0 General Moly Inc Common Stock 370373102 3,061 971,700 SH SOLE NONE 3,061 0 0 Astoria Financial Corp Common Stock 046265104 3,036 275,000 SH SOLE NONE 3,036 0 0 StanCorp Financial Group Inc Common Stock 852891100 3,028 75,000 SH SOLE NONE 3,028 0 0 Berkshire Hathaway Inc Common Stock 084670207 2,991 900 SH SOLE NONE 2,991 0 0 SEI Investments Co Common Stock 784117103 2,952 150,000 SH SOLE NONE 2,952 0 0 M/I Homes Inc Common Stock 55305B101 2,935 215,964 SH SOLE NONE 2,935 0 0 Renesola Ltd ADR 75971T103 2,934 610,000 SH SOLE NONE 2,934 0 0 Cypress Sharpridge Investments Inc REIT 23281A505 2,919 205,565 SH SOLE NONE 2,919 0 0 RSC Holdings Inc Common Stock 74972L102 2,908 400,000 SH SOLE NONE 2,908 0 0 GT Solar International Inc Common Stock 3623E0209 2,905 500,000 SH SOLE NONE 2,905 0 0 New York Community Bancorp Inc Common Stock 649445103 2,855 250,000 SH SOLE NONE 2,855 0 0 Nordson Corp Common Stock 655663102 2,827 50,400 SH SOLE NONE 2,827 0 0 WW Grainger Inc Common Stock 384802104 2,815 31,500 SH SOLE NONE 2,815 0 0 Viacom Inc Common Stock 92553P201 2,804 100,000 SH SOLE NONE 2,804 0 0 Fossil Inc Common Stock 349882100 2,799 98,400 SH SOLE NONE 2,799 0 0 Mueller Water Products Inc Common Stock 624758108 2,795 510,000 SH SOLE NONE 2,795 0 0 Sara Lee Corp Common Stock 803111103 2,785 250,000 SH SOLE NONE 2,785 0 0 Virgin Media Inc Common Stock 92769L101 2,784 200,000 SH SOLE NONE 2,784 0 0 Childrens Place Retail Stores Inc/The Common Stock 168905107 2,768 92,388 SH SOLE NONE 2,768 0 0 iShares Russell 2000 Index Fund Put 464287955 2,765 24,000 SH Put SOLE NONE 2,765 0 0 Sun Microsystems Inc Common Stock 866810203 2,727 300,000 SH SOLE NONE 2,727 0 0 Integrated Device Technology Inc Common Stock 458118106 2,704 400,000 SH SOLE NONE 2,704 0 0 Reinsurance Group of America Inc Common Stock 759351604 2,676 60,000 SH SOLE NONE 2,676 0 0 Hartford Financial Services Group Inc Common Stock 416515104 2,642 99,700 SH SOLE NONE 2,642 0 0 News Corp Common Stock 65248E104 2,634 220,200 SH SOLE NONE 2,634 0 0 United Technologies Corp Common Stock 913017109 2,620 43,000 SH SOLE NONE 2,620 0 0 SanDisk Corp Common Stock 80004C101 2,619 120,700 SH SOLE NONE 2,619 0 0 Atmel Corp Common Stock 049513104 2,612 623,480 SH SOLE NONE 2,612 0 0 Liberty Property Trust REIT 531172104 2,602 80,000 SH SOLE NONE 2,602 0 0 Knight Capital Group Inc Common Stock 499005106 2,597 119,410 SH SOLE NONE 2,597 0 0 Albemarle Corp Common Stock 012653101 2,595 75,000 SH SOLE NONE 2,595 0 0 Masco Corp Common Stock 574599106 2,584 200,000 SH SOLE NONE 2,584 0 0 Emulex Corp Common Stock 292475209 2,573 250,000 SH SOLE NONE 2,573 0 0 First Cash Financial Services Inc Common Stock 31942D107 2,570 150,000 SH SOLE NONE 2,570 0 0 Flextronics International Ltd Common Stock 33938EAL1 2,502 335,000 SH SOLE NONE 2,502 0 0 Smithfield Foods Inc Common Stock 832248108 2,484 180,000 SH SOLE NONE 2,484 0 0 CVS Caremark Corp Common Stock 126650100 2,484 69,500 SH SOLE NONE 2,484 0 0 TriQuint Semiconductor Inc Common Stock 89674K103 2,470 320,000 SH SOLE NONE 2,470 0 0 Leap Wireless International Inc Corporate Bond 521863AL4 2,467 3,000,000 PRN SOLE NONE 2,467 0 0 Assured Guaranty Ltd Common Stock G0585R106 2,428 125,000 SH SOLE NONE 2,428 0 0 U-Store-It Trust REIT 91274F104 2,418 386,800 SH SOLE NONE 2,418 0 0 Supertex Inc Common Stock 868532102 2,394 79,800 SH SOLE NONE 2,394 0 0 Sanmina-SCI Corp Common Stock 800907206 2,387 277,500 SH SOLE NONE 2,387 0 0 Pride International Inc Common Stock 74153Q102 2,368 77,800 SH SOLE NONE 2,368 0 0 Under Armour Inc Common Stock 904311107 2,366 85,000 SH SOLE NONE 2,366 0 0 FuelCell Energy Inc Common Stock 35952H106 2,349 550,000 SH SOLE NONE 2,349 0 0 Precision Castparts Corp Common Stock 740189105 2,343 23,000 SH SOLE NONE 2,343 0 0 Great Lakes Dredge & Dock Corp Common Stock 390607109 2,338 335,000 SH SOLE NONE 2,338 0 0 CapitalSource Inc Common Stock 14055X102 2,312 532,800 SH SOLE NONE 2,312 0 0 Weingarten Realty Investors REIT 948741103 2,291 115,000 SH SOLE NONE 2,291 0 0 Textron Inc Common Stock 883203101 2,278 120,000 SH SOLE NONE 2,278 0 0 Invesco Ltd Common Stock G491BT108 2,276 100,000 SH SOLE NONE 2,276 0 0 JA Solar Holdings Co Ltd Corporate Bond 466090AA5 2,261 3,000,000 PRN SOLE NONE 2,261 0 0 Wynn Resorts Ltd Common Stock 983134107 2,254 31,800 SH SOLE NONE 2,254 0 0 QUALCOMM Inc Common Stock 747525103 2,249 50,000 SH SOLE NONE 2,249 0 0 Atlas Air Worldwide Holdings Inc Common Stock 049164205 2,238 70,000 SH SOLE NONE 2,238 0 0 Accenture PLC Common Stock G1150G111 2,236 60,000 SH SOLE NONE 2,236 0 0 WMS Industries Inc Common Stock 929297109 2,228 50,000 SH SOLE NONE 2,228 0 0 Owens- Illinois Inc Common Stock 690768403 2,214 60,000 SH SOLE NONE 2,214 0 0 OpenTable Inc Common Stock 68372A104 2,205 80,000 SH SOLE NONE 2,205 0 0 Riverbed Technology Inc Common Stock 768573107 2,196 100,000 SH SOLE NONE 2,196 0 0 Everest Re Group Ltd Common Stock G3223R108 2,193 25,000 SH SOLE NONE 2,193 0 0 Cheesecake Factory Inc/The Common Stock 163072101 2,188 118,150 SH SOLE NONE 2,188 0 0 Seacoast Banking Corp of Florida Common Stock 811707306 2,180 865,100 SH SOLE NONE 2,180 0 0 Allied World Assurance Co Holdings Common Ltd Stock G0219G203 2,157 45,000 SH SOLE NONE 2,157 0 0 SPDR Trust Series 1 Put 78462F953 2,082 16,650 SH Put SOLE NONE 2,082 0 0 Linear Technology Corp Common Stock 535678106 2,072 75,000 SH SOLE NONE 2,072 0 0 Metro Bancorp Inc Common Stock 59161R101 2,067 169,844 SH SOLE NONE 2,067 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- PNC Financial Services Group Inc Call 693475905 2,060 5,000 SH Call SOLE NONE 2,060 0 0 Diamond Foods Inc Common Stock 252603105 2,055 64,800 SH SOLE NONE 2,055 0 0 Popular Inc Common Stock 733174106 2,052 725,000 SH SOLE NONE 2,052 0 0 AngloGold Ashanti Ltd ADR 035128206 2,038 50,000 SH SOLE NONE 2,038 0 0 Bank of America Corp Common Stock 060505104 2,035 120,300 SH SOLE NONE 2,035 0 0 Finisar Corp Common Stock 31787A507 2,033 210,000 SH SOLE NONE 2,033 0 0 Williams-Sonoma Inc Common Stock 969904101 2,023 100,000 SH SOLE NONE 2,023 0 0 Knight Transportation Inc Common Stock 499064103 2,014 120,000 SH SOLE NONE 2,014 0 0 Goldcorp Inc Common Stock 380956409 2,010 49,800 SH SOLE NONE 2,010 0 0 Telefonaktiebolaget LM Ericsson ADR 294821608 2,004 200,000 SH SOLE NONE 2,004 0 0 PHH Corp Common Stock 693320202 1,984 100,000 SH SOLE NONE 1,984 0 0 Cal Dive International Inc Common Stock 12802T101 1,978 200,000 SH SOLE NONE 1,978 0 0 GlaxoSmithKline PLC ADR 37733W105 1,956 49,500 SH SOLE NONE 1,956 0 0 JB Hunt Transport Services Inc Common Stock 445658107 1,928 60,000 SH SOLE NONE 1,928 0 0 Senior Housing Properties Trust REIT 81721M109 1,911 100,000 SH SOLE NONE 1,911 0 0 FirstMerit Corp Common Stock 337915102 1,903 100,000 SH SOLE NONE 1,903 0 0 Maguire Properties Inc REIT 559775101 1,886 898,172 SH SOLE NONE 1,886 0 0 Time Warner Inc Common Stock 887317303 1,871 65,000 SH SOLE NONE 1,871 0 0 Werner Enterprises Inc Common Stock 950755108 1,863 100,000 SH SOLE NONE 1,863 0 0 TIBCO Software Inc Common Stock 88632Q103 1,851 195,000 SH SOLE NONE 1,851 0 0 Apollo Group Inc Common Stock 037604105 1,842 25,000 SH SOLE NONE 1,842 0 0 S1 Corp Common Stock 78463B101 1,839 297,569 SH SOLE NONE 1,839 0 0 Cree Inc Common Stock 225447101 1,838 50,000 SH SOLE NONE 1,838 0 0 Ameriprise Financial Inc Common Stock 03076C106 1,817 50,000 SH SOLE NONE 1,817 0 0 TiVo Inc Common Stock 888706108 1,813 175,000 SH SOLE NONE 1,813 0 0 Government Properties Income Trust REIT 38376A103 1,810 75,400 SH SOLE NONE 1,810 0 0 Dick's Sporting Goods Inc Common Stock 253393102 1,785 79,700 SH SOLE NONE 1,785 0 0 Cypress Sharpridge Investments Inc REIT 23281A307 1,775 125,000 SH SOLE NONE 1,775 0 0 Host Hotels & Resorts Inc REIT 44107P104 1,766 150,000 SH SOLE NONE 1,766 0 0 ArvinMeritor Inc Common Stock 043353101 1,760 225,000 SH SOLE NONE 1,760 0 0 E*Trade Financial Corp Common Stock 269246104 1,750 1,000,000 SH SOLE NONE 1,750 0 0 RadioShack Corp Common Stock 750438103 1,747 105,426 SH SOLE NONE 1,747 0 0 Dover Corp Common Stock 260003108 1,744 45,000 SH SOLE NONE 1,744 0 0 Jo-Ann Stores Inc Common Stock 47758P307 1,744 65,000 SH SOLE NONE 1,744 0 0 Trinity Industries Inc Common Stock 896522109 1,719 100,000 SH SOLE NONE 1,719 0 0 Philip Morris International Inc Common Stock 718172109 1,706 35,000 SH SOLE NONE 1,706 0 0 Harmonic Inc Common Stock 413160102 1,669 249,800 SH SOLE NONE 1,669 0 0 Strayer Education Inc Common Stock 863236105 1,633 7,500 SH SOLE NONE 1,633 0 0 Kimco Realty Corp REIT 49446R109 1,630 125,000 SH SOLE NONE 1,630 0 0 Ciena Corp Common Stock 171779309 1,628 100,000 SH SOLE NONE 1,628 0 0 Cytec Industries Inc Common Stock 232820100 1,624 50,000 SH SOLE NONE 1,624 0 0 Caterpillar Inc Common Stock 149123101 1,586 30,900 SH SOLE NONE 1,586 0 0 Pacific Sunwear Of California Common Stock 694873100 1,576 306,000 SH SOLE NONE 1,576 0 0 Manulife Financial Corp Common Stock 56501R106 1,571 75,000 SH SOLE NONE 1,571 0 0 BRE Properties Inc REIT 05564E106 1,565 50,000 SH SOLE NONE 1,565 0 0 Genesco Inc Common Stock 371532102 1,565 65,000 SH SOLE NONE 1,565 0 0 FalconStor Software Inc Common Stock 306137100 1,562 314,200 SH SOLE NONE 1,562 0 0 AllianceBernstein Holding LP Call 01881G906 1,520 3,000 SH Call SOLE NONE 1,520 0 0 Citizens Republic Bancorp Inc Common Stock 174420109 1,520 2,000,000 SH SOLE NONE 1,520 0 0 Dollar Thrifty Automotive Group Inc Common Stock 256743105 1,517 61,700 SH SOLE NONE 1,517 0 0 Zumiez Inc Common Stock 989817101 1,477 90,000 SH SOLE NONE 1,477 0 0 ASML Holding NV NY Reg Shrs N07059186 1,470 49,700 SH SOLE NONE 1,470 0 0 Volterra Semiconductor Corp Common Stock 928708106 1,469 80,000 SH SOLE NONE 1,469 0 0 Toll Brothers Inc Common Stock 889478103 1,466 75,000 SH SOLE NONE 1,466 0 0 Hershey Co/The Common Stock 427866108 1,457 37,500 SH SOLE NONE 1,457 0 0 IntercontinentalExchange Inc Call 45865V900 1,445 1,700 SH Call SOLE NONE 1,445 0 0 NYSE Euronext Common Stock 629491101 1,445 50,000 SH SOLE NONE 1,445 0 0 Bancorp Inc/DE Common Stock 05969A105 1,430 250,000 SH SOLE NONE 1,430 0 0 Electronic Arts Inc Common Stock 285512109 1,429 75,000 SH SOLE NONE 1,429 0 0 Domino's Pizza Inc Common Stock 25754A201 1,425 161,200 SH SOLE NONE 1,425 0 0 Manpower Inc Common Stock 56418H100 1,418 25,000 SH SOLE NONE 1,418 0 0 Ener1 Inc Common Stock 29267A203 1,417 204,775 SH SOLE NONE 1,417 0 0 Aetna Inc Common Stock 00817Y108 1,392 50,000 SH SOLE NONE 1,392 0 0 Gap Inc/ The Common Stock 364760108 1,391 65,000 SH SOLE NONE 1,391 0 0 Brunswick Corp/DE Common Stock 117043109 1,378 115,000 SH SOLE NONE 1,378 0 0 LogMeIn Inc Common Stock 54142L109 1,373 75,000 SH SOLE NONE 1,373 0 0 Watsco Inc Common Stock 942622200 1,348 25,000 SH SOLE NONE 1,348 0 0 American Dairy Inc Common Stock 025334103 1,345 47,477 SH SOLE NONE 1,345 0 0 Cummins Inc Common Stock 231021106 1,344 30,000 SH SOLE NONE 1,344 0 0 Alliant Techsystems Inc Common Stock 018804104 1,323 17,000 SH SOLE NONE 1,323 0 0 Internet HOLDRs Trust ETP 46059W102 1,268 25,000 SH SOLE NONE 1,268 0 0 Centene Corp Common Stock 15135B101 1,231 65,000 SH SOLE NONE 1,231 0 0 Conceptus Inc Common Stock 206016107 1,205 65,000 SH SOLE NONE 1,205 0 0 VMware Inc Common Stock 928563402 1,205 30,000 SH SOLE NONE 1,205 0 0 ProLogis REIT 743410102 1,192 100,000 SH SOLE NONE 1,192 0 0 Perot Systems Corp Common Stock 714265105 1,188 40,000 SH SOLE NONE 1,188 0 0 Pentair Inc Common Stock 709631105 1,181 40,000 SH SOLE NONE 1,181 0 0 Timken Co Common Stock 887389104 1,172 50,000 SH SOLE NONE 1,172 0 0 Redwood Trust Inc REIT 758075402 1,163 75,000 SH SOLE NONE 1,163 0 0 Google Inc Call 38259P908 1,151 1,150 SH Call SOLE NONE 1,151 0 0 Coldwater Creek Inc Common Stock 193068103 1,148 140,000 SH SOLE NONE 1,148 0 0 Allstate Corp/The Call 020002901 1,148 8,500 SH Call SOLE NONE 1,148 0 0 Regal-Beloit Corp Common Stock 758750103 1,143 25,000 SH SOLE NONE 1,143 0 0 Associated Banc-Corp Common Stock 045487105 1,142 100,000 SH SOLE NONE 1,142 0 0 Endo Pharmaceuticals Holdings Inc Common Stock 29264F205 1,132 50,000 SH SOLE NONE 1,132 0 0 PACCAR Inc Common Stock 693718108 1,131 30,000 SH SOLE NONE 1,131 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- CIGNA Corp Common Stock 125509109 1,124 40,000 SH SOLE NONE 1,124 0 0 Ares Capital Corp Common Stock 04010L103 1,108 100,550 SH SOLE NONE 1,108 0 0 3PAR Inc Common Stock 88580F109 1,103 100,000 SH SOLE NONE 1,103 0 0 Spirit Aerosystems Holdings Inc Common Stock 848574109 1,084 60,000 SH SOLE NONE 1,084 0 0 AMERISAFE Inc Common Stock 03071H100 1,083 62,800 SH SOLE NONE 1,083 0 0 NewStar Financial Inc Common Stock 65251F105 1,078 327,652 SH SOLE NONE 1,078 0 0 iShares S&P Latin America 40 Index Fund ETP 464287390 1,073 25,000 SH SOLE NONE 1,073 0 0 CreXus Investment Corp REIT 226553105 1,073 75,000 SH SOLE NONE 1,073 0 0 PEP Boys-Manny Moe & Jack Common Stock 713278109 1,056 108,100 SH SOLE NONE 1,056 0 0 ATP Oil & Gas Corp Put 00208J958 1,051 8,500 SH Put SOLE NONE 1,051 0 0 CommVault Systems Inc Common Stock 204166102 1,038 50,000 SH SOLE NONE 1,038 0 0 Genworth Financial Inc Call 37247D906 1,021 4,750 SH Call SOLE NONE 1,021 0 0 Joy Global Inc Common Stock 481165108 1,003 20,500 SH SOLE NONE 1,003 0 0 Anixter International Inc Common Stock 035290105 1,003 25,000 SH SOLE NONE 1,003 0 0 Ameriprise Financial Inc Call 03076C906 991 2,500 SH Call SOLE NONE 991 0 0 Medical Properties Trust Inc REIT 58463J304 976 125,000 SH SOLE NONE 976 0 0 Foster Wheeler AG Common Stock H27178104 957 30,000 SH SOLE NONE 957 0 0 Whitney Holding Corp/LA Common Stock 966612103 954 100,000 SH SOLE NONE 954 0 0 ACE Ltd Call H0023R905 950 2,500 SH Call SOLE NONE 950 0 0 Manitowoc Co Inc/ The Common Stock 563571108 947 100,000 SH SOLE NONE 947 0 0 Activision Blizzard Inc Common Stock 00507V109 929 75,000 SH SOLE NONE 929 0 0 RPM International Inc Common Stock 749685103 925 50,000 SH SOLE NONE 925 0 0 Trina Solar Ltd ADR 89628E104 898 27,900 SH SOLE NONE 898 0 0 Iberiabank Corp Common Stock 450828108 898 19,700 SH SOLE NONE 898 0 0 priceline.com Inc Call 741503903 891 1,100 SH Call SOLE NONE 891 0 0 Ctrip.com International Ltd ADR 22943F100 882 15,000 SH SOLE NONE 882 0 0 CME Group Inc Call 12572Q905 876 400 SH Call SOLE NONE 876 0 0 RTI International Metals Inc Common Stock 74973W107 872 35,000 SH SOLE NONE 872 0 0 ModusLink Global Solutions Inc Common Stock 60786L107 864 106,779 SH SOLE NONE 864 0 0 Armstrong World Industries Inc Common Stock 04247X102 862 25,000 SH SOLE NONE 862 0 0 Perrigo Co Common Stock 714290103 850 25,000 SH SOLE NONE 850 0 0 Harman International Industries Inc Common Stock 413086109 847 25,000 SH SOLE NONE 847 0 0 HB Fuller Co Common Stock 359694106 836 40,000 SH SOLE NONE 836 0 0 Rite Aid Corp Common Stock 767754104 820 500,000 SH SOLE NONE 820 0 0 Clearwire Corp Common Stock 18538Q105 813 100,000 SH SOLE NONE 813 0 0 PennantPark Investment Corp Common Stock 708062104 811 100,000 SH SOLE NONE 811 0 0 Alaska Air Group Inc Common Stock 011659109 804 30,000 SH SOLE NONE 804 0 0 Coventry Health Care Inc Common Stock 222862104 798 40,000 SH SOLE NONE 798 0 0 Brocade Communications Systems Inc Common Stock 111621306 789 100,400 SH SOLE NONE 789 0 0 CKE Restaurants Inc Common Stock 12561E105 785 74,800 SH SOLE NONE 785 0 0 CROCS Inc Call 227046909 778 7,500 SH Call SOLE NONE 778 0 0 China Information Security Common Technology Inc Stock 16944F101 768 138,600 SH SOLE NONE 768 0 0 Big Lots Inc Common Stock 089302103 758 30,300 SH SOLE NONE 758 0 0 Charming Shoppes Inc Common Stock 161133103 753 152,800 SH SOLE NONE 753 0 0 Wabtec Corp/DE Common Stock 929740108 751 20,000 SH SOLE NONE 751 0 0 Newcastle Investment Corp REIT 65105M108 743 250,000 SH SOLE NONE 743 0 0 Omnicom Group Inc Common Stock 681919106 739 20,000 SH SOLE NONE 739 0 0 Equifax Inc Common Stock 294429105 729 25,000 SH SOLE NONE 729 0 0 Actuant Corp Common Stock 00508X203 723 45,000 SH SOLE NONE 723 0 0 Einstein Noah Restaurant Group Inc Common Stock 28257U104 722 60,000 SH SOLE NONE 722 0 0 LDK Solar Co Ltd Corporate Bond 50183LAB3 718 1,000,000 PRN SOLE NONE 718 0 0 Cabot Microelectronics Corp Common Stock 12709P103 697 20,000 SH SOLE NONE 697 0 0 Cott Corp Common Stock 22163N106 695 94,600 SH SOLE NONE 695 0 0 Cenveo Inc Common Stock 15670S105 692 100,000 SH SOLE NONE 692 0 0 MTR Gaming Group Inc Common Stock 553769100 692 226,100 SH SOLE NONE 692 0 0 Teradata Corp Common Stock 88076W103 688 25,000 SH SOLE NONE 688 0 0 Mastercard Inc Put 57636Q954 669 600 SH Put SOLE NONE 669 0 0 US Bancorp Put 902973954 668 3,000 SH Put SOLE NONE 668 0 0 Shanda Interactive Entertainment Ltd ADR 81941Q203 666 13,000 SH SOLE NONE 666 0 0 Casual Male Retail Group Inc Common Stock 148711302 663 192,683 SH SOLE NONE 663 0 0 Bank of New York Mellon Corp/ The Put 064058950 660 3,000 SH Put SOLE NONE 660 0 0 NVIDIA Corp Call 67066G904 660 5,500 SH Call SOLE NONE 660 0 0 Kraft Foods Inc Common Stock 50075N104 657 25,000 SH SOLE NONE 657 0 0 MSC Industrial Direct Co Common Stock 553530106 654 15,000 SH SOLE NONE 654 0 0 Maidenform Brands Inc Common Stock 560305104 642 40,000 SH SOLE NONE 642 0 0 Varian Inc Common Stock 922206107 632 12,386 SH SOLE NONE 632 0 0 Kingsway Financial Services Inc Common Stock 496904103 630 147,800 SH SOLE NONE 630 0 0 OfficeMax Inc Common Stock 67622P101 629 50,000 SH SOLE NONE 629 0 0 AirTran Holdings Inc Common Stock 00949P108 625 100,000 SH SOLE NONE 625 0 0 Union Bankshares Corp/ VA Common Stock 905399101 623 50,000 SH SOLE NONE 623 0 0 Urban Outfitters Inc Call 917047902 621 4,000 SH Call SOLE NONE 621 0 0 SPDR KBW Bank ETF Put 78464A957 620 4,000 SH Put SOLE NONE 620 0 0 Western Liberty Bancorp Common Stock 378983100 616 318,698 SH SOLE NONE 616 0 0 Solutia Inc Common Stock 834376501 609 52,600 SH SOLE NONE 609 0 0 Principal Financial Group Inc Put 74251V952 603 1,500 SH Put SOLE NONE 603 0 0 Wonder Auto Technology Inc Common Stock 978166106 598 49,800 SH SOLE NONE 598 0 0 Foot Locker Inc Common Stock 344849104 598 50,000 SH SOLE NONE 598 0 0 Shanda Interactive Entertainment Ltd Call 81941Q903 596 1,100 SH Call SOLE NONE 596 0 0 FBR Capital Markets Corp Common Stock 30247C301 593 100,000 SH SOLE NONE 593 0 0 Shanda Games Ltd ADR 81941U105 591 50,500 SH SOLE NONE 591 0 0 Sybase Inc Common Stock 871130100 584 15,000 SH SOLE NONE 584 0 0 DISH Network Corp Call 25470M909 580 2,000 SH Call SOLE NONE 580 0 0 Charles Schwab Corp/The Put 808513955 575 5,000 SH Put SOLE NONE 575 0 0 iShares Dow Jones US Real Estate Index Fund Put 464287959 575 1,500 SH Put SOLE NONE 575 0 0 Qwest Communications International Common Inc Stock 749121109 572 150,000 SH SOLE NONE 572 0 0 Salesforce.com Inc Common Stock 79466L302 569 10,000 SH SOLE NONE 569 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- Informatica Corp Common Stock 45666Q102 565 25,000 SH SOLE NONE 565 0 0 Globe Specialty Metals Inc Common Stock 37954N206 563 62,381 SH SOLE NONE 563 0 0 MetroPCS Communications Inc Common Stock 591708102 562 60,000 SH SOLE NONE 562 0 0 Synopsys Inc Common Stock 871607107 561 25,000 SH SOLE NONE 561 0 0 Beacon Roofing Supply Inc Common Stock 073685109 559 35,000 SH SOLE NONE 559 0 0 SLM Corp Put 78442P956 540 6,000 SH Put SOLE NONE 540 0 0 Conseco Inc Put 208464953 539 5,500 SH Put SOLE NONE 539 0 0 Radian Group Inc Put 750236951 523 2,250 SH Put SOLE NONE 523 0 0 Liberty Media Corp - Capital Tracking Stk 53071M302 523 25,000 SH SOLE NONE 523 0 0 Tenneco Inc Common Stock 880349105 522 40,000 SH SOLE NONE 522 0 0 Financial Select Sector SPDR Fund Call 81369Y905 520 20,000 SH Call SOLE NONE 520 0 0 Trident Microsystems Inc Common Stock 895919108 517 199,700 SH SOLE NONE 517 0 0 THQ Inc Common Stock 872443403 513 75,000 SH SOLE NONE 513 0 0 Pantry Inc/The Common Stock 698657103 512 32,677 SH SOLE NONE 512 0 0 Apple Inc Call 037833900 508 1,000 SH Call SOLE NONE 508 0 0 New York & Co Inc Common Stock 649295102 506 98,800 SH SOLE NONE 506 0 0 Virgin Mobile USA Inc Common Stock 92769R108 500 100,000 SH SOLE NONE 500 0 0 Regal Entertainment Group Common Stock 758766109 493 40,000 SH SOLE NONE 493 0 0 Valueclick Inc Call 92046N902 490 3,500 SH Call SOLE NONE 490 0 0 Titan International Inc Common Stock 88830M102 490 55,000 SH SOLE NONE 490 0 0 Navistar International Corp Call 63934E908 488 1,500 SH Call SOLE NONE 488 0 0 Perot Systems Corp Call 714265905 488 500 SH Call SOLE NONE 488 0 0 Annaly Capital Management Inc Put 035710959 481 2,500 SH Put SOLE NONE 481 0 0 Amazon.com Inc Common Stock 023135106 467 5,000 SH SOLE NONE 467 0 0 Capital One Financial Corp Call 14040H905 465 2,000 SH Call SOLE NONE 465 0 0 Fortress Investment Group LLC Put 34958B956 465 2,000 SH Put SOLE NONE 465 0 0 Silicon Laboratories Inc Common Stock 826919102 464 10,000 SH SOLE NONE 464 0 0 Black & Decker Corp Common Stock 091797100 463 10,000 SH SOLE NONE 463 0 0 TFS Financial Corp Common Stock 87240R107 461 38,700 SH SOLE NONE 461 0 0 Keycorp Put 493267958 455 7,000 SH Put SOLE NONE 455 0 0 Motorola Inc Call 620076909 453 7,500 SH Call SOLE NONE 453 0 0 ExlService Holdings Inc Common Stock 302081104 446 30,000 SH SOLE NONE 446 0 0 Palm Inc Common Stock 696643105 437 25,000 SH SOLE NONE 437 0 0 Moody's Corp Call 615369905 435 2,000 SH Call SOLE NONE 435 0 0 Advanced Battery Technologies Inc Common Stock 00752H102 434 100,000 SH SOLE NONE 434 0 0 Powershares QQQ Put 73935A954 430 10,000 SH Put SOLE NONE 430 0 0 Citigroup Inc Put 172967951 425 10,000 SH Put SOLE NONE 425 0 0 eBay Inc Call 278642903 407 3,500 SH Call SOLE NONE 407 0 0 Amdocs Ltd Common Stock G02602103 403 15,000 SH SOLE NONE 403 0 0 Polycom Inc Common Stock 73172K104 401 15,000 SH SOLE NONE 401 0 0 Ultratech Inc Common Stock 904034105 397 30,000 SH SOLE NONE 397 0 0 O2Micro International Ltd ADR 67107W100 394 75,000 SH SOLE NONE 394 0 0 Citrix Systems Inc Common Stock 177376100 392 10,000 SH SOLE NONE 392 0 0 Northern Trust Corp Put 665859954 390 1,500 SH Put SOLE NONE 390 0 0 Cognizant Technology Solutions Corp Common Stock 192446102 387 10,000 SH SOLE NONE 387 0 0 Liberty Media Corp - Interactive Tracking Stk 53071M104 384 35,000 SH SOLE NONE 384 0 0 ProShares UltraShort Financials Call 74347R908 380 2,000 SH Call SOLE NONE 380 0 0 Apogee Enterprises Inc Common Stock 037598109 372 24,800 SH SOLE NONE 372 0 0 Expedia Inc Call 30212P905 368 2,900 SH Call SOLE NONE 368 0 0 Raymond James Financial Inc Put 754730959 363 1,750 SH Put SOLE NONE 363 0 0 M/I Homes Inc Put 55305B951 355 2,000 SH Put SOLE NONE 355 0 0 iShares MSCI Mexico Investable Market Index Fund Put 464286952 350 2,500 SH Put SOLE NONE 350 0 0 SPDR S&P Retail ETF Put 78464A954 343 3,750 SH Put SOLE NONE 343 0 0 Skyworks Solutions Inc Common Stock 83088M102 338 25,505 SH SOLE NONE 338 0 0 Volcom Inc Common Stock 92864N101 331 20,100 SH SOLE NONE 331 0 0 Protective Life Corp Put 743674953 328 1,250 SH Put SOLE NONE 328 0 0 Advanta Corp Common Stock 007942204 322 575,000 SH SOLE NONE 322 0 0 Manulife Financial Corp Call 56501R906 321 2,250 SH Call SOLE NONE 321 0 0 Pulte Homes Inc Put 745867951 320 2,000 SH Put SOLE NONE 320 0 0 Changyou.com Ltd ADR 15911M107 316 8,900 SH SOLE NONE 316 0 0 BlackRock Inc Put 09247X951 310 200 SH Put SOLE NONE 310 0 0 Silicon Motion Technology Corp ADR 82706C108 299 75,000 SH SOLE NONE 299 0 0 Opnext Inc Common Stock 68375V105 293 100,000 SH SOLE NONE 293 0 0 Genworth Financial Inc Put 37247D956 289 3,500 SH Put SOLE NONE 289 0 0 Comverge Inc Put 205859951 288 1,000 SH Put SOLE NONE 288 0 0 Superior Industries International Inc Common Stock 868168105 284 20,000 SH SOLE NONE 284 0 0 Blackstone Group LP Put 09253U958 278 1,500 SH Put SOLE NONE 278 0 0 Chico's FAS Inc Call 168615902 277 1,975 SH Call SOLE NONE 277 0 0 3PAR Inc Put 88580F959 276 2,500 SH Put SOLE NONE 276 0 0 SunTrust Banks Inc Put 867914953 268 1,000 SH Put SOLE NONE 268 0 0 Quality Distribution Inc Common Stock 74756M102 266 78,900 SH SOLE NONE 266 0 0 BMC Software Inc Put 055921950 260 1,000 SH Put SOLE NONE 260 0 0 Tesoro Corp/Texas Call 881609901 260 4,000 SH Call SOLE NONE 260 0 0 QLogic Corp Common Stock 747277101 258 15,000 SH SOLE NONE 258 0 0 Cadbury PLC ADR 12721E102 256 5,000 SH SOLE NONE 256 0 0 Marsh & McLennan Cos Inc Put 571748952 248 3,000 SH Put SOLE NONE 248 0 0 CommScope Inc Call 203372907 245 1,997 SH Call SOLE NONE 245 0 0 American Eagle Outfitters Inc Call 02553E906 240 3,000 SH Call SOLE NONE 240 0 0 Zions Bancorporation Put 989701957 240 1,000 SH Put SOLE NONE 240 0 0 Brooks Automation Inc Call 114340902 238 3,465 SH Call SOLE NONE 238 0 0 Select Comfort Corp Common Stock 81616X103 238 50,000 SH SOLE NONE 238 0 0 Anadigics Inc Common Stock 032515108 236 50,000 SH SOLE NONE 236 0 0 Nokia OYJ Put 654902954 231 2,500 SH Put SOLE NONE 231 0 0 Oshkosh Corp Call 688239901 215 1,000 SH Call SOLE NONE 215 0 0 Sourcefire Inc Common Stock 83616T108 215 10,000 SH SOLE NONE 215 0 0 National Semiconductor Corp Common Stock 637640103 214 15,000 SH SOLE NONE 214 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- Baxter International Inc Call 071813909 210 1,000 SH Call SOLE NONE 210 0 0 UnitedHealth Group Inc Call 91324P902 209 1,250 SH Call SOLE NONE 209 0 0 KB Home Common Stock 48666K109 208 12,500 SH SOLE NONE 208 0 0 AvalonBay Communities Inc Put 053484951 208 500 SH Put SOLE NONE 208 0 0 CIGNA Corp Call 125509909 207 1,150 SH Call SOLE NONE 207 0 0 Illinois Tool Works Inc Call 452308909 207 700 SH Call SOLE NONE 207 0 0 ModusLink Global Solutions Inc Call 60786L907 204 1,995 SH Call SOLE NONE 204 0 0 Buckle Inc/The Call 118440906 198 500 SH Call SOLE NONE 198 0 0 China Cablecom Holdings Ltd Common Stock G21176105 195 55,045 SH SOLE NONE 195 0 0 Torchmark Corp Call 891027904 195 500 SH Call SOLE NONE 195 0 0 SL Green Realty Corp Call 78440X901 194 400 SH Call SOLE NONE 194 0 0 Westamerica Bancorporation Call 957090903 189 700 SH Call SOLE NONE 189 0 0 Marten Transport Ltd Common Stock 573075108 188 11,000 SH SOLE NONE 188 0 0 Valence Technology Inc Common Stock 918914102 180 100,000 SH SOLE NONE 180 0 0 Cavium Networks Inc Call 14965A901 179 2,150 SH Call SOLE NONE 179 0 0 National Financial Partners Corp Call 63607P908 178 1,000 SH Call SOLE NONE 178 0 0 NYSE Euronext Call 629491901 176 1,250 SH Call SOLE NONE 176 0 0 CA Inc Put 12673P955 175 2,000 SH Put SOLE NONE 175 0 0 Dress Barn Inc Call 261570905 175 1,000 SH Call SOLE NONE 175 0 0 Regency Centers Corp Put 758849953 175 500 SH Put SOLE NONE 175 0 0 TD Ameritrade Holding Corp Put 87236Y958 175 2,500 SH Put SOLE NONE 175 0 0 State Street Corp Put 857477953 170 500 SH Put SOLE NONE 170 0 0 Harley-Davidson Inc Put 412822958 160 2,000 SH Put SOLE NONE 160 0 0 Arkansas Best Corp Put 040790957 155 300 SH Put SOLE NONE 155 0 0 Barrick Gold Corp Call 067901908 153 1,000 SH Call SOLE NONE 153 0 0 AON Corp Put 037389953 152 750 SH Put SOLE NONE 152 0 0 Activision Blizzard Inc Put 00507V959 150 2,000 SH Put SOLE NONE 150 0 0 Alliance Data Systems Corp Call 018581908 150 500 SH Call SOLE NONE 150 0 0 Guaranty Bancorp Common Stock 40075T102 148 100,000 SH SOLE NONE 148 0 0 JDS Uniphase Corp Call 46612J907 143 5,500 SH Call SOLE NONE 143 0 0 American Express Co Put 025816959 140 1,000 SH Put SOLE NONE 140 0 0 Advanced Analogic Technologies Inc Common Stock 00752J108 139 35,000 SH SOLE NONE 139 0 0 Owens Corning Call 690742901 138 500 SH Call SOLE NONE 138 0 0 Pulte Homes Inc Common Stock 745867101 137 12,500 SH SOLE NONE 137 0 0 Legg Mason Inc Put 524901955 135 750 SH Put SOLE NONE 135 0 0 Verigy Ltd Call Y93691906 134 3,972 SH Call SOLE NONE 134 0 0 Sun Microsystems Inc Put 866810953 134 15,399 SH Put SOLE NONE 134 0 0 SEI Investments Co Call 784117903 133 500 SH Call SOLE NONE 133 0 0 Con-way Inc Put 205944951 129 300 SH Put SOLE NONE 129 0 0 Life Time Fitness Inc Put 53217R957 128 500 SH Put SOLE NONE 128 0 0 AK Steel Holding Corp Put 001547958 126 500 SH Put SOLE NONE 126 0 0 SPDR Trust Series 1 Call 78462F903 126 500 SH Call SOLE NONE 126 0 0 McAfee Inc Call 579064906 120 300 SH Call SOLE NONE 120 0 0 Human Genome Sciences Inc Call 444903908 119 2,500 SH Call SOLE NONE 119 0 0 Target Corp Call 87612E906 116 1,000 SH Call SOLE NONE 116 0 0 PartnerRe Ltd Call G6852T905 113 400 SH Call SOLE NONE 113 0 0 Amkor Technology Inc Put 031652950 113 1,500 SH Put SOLE NONE 113 0 0 USG Corp Put 903293955 113 1,000 SH Put SOLE NONE 113 0 0 Wynn Resorts Ltd Call 983134907 113 500 SH Call SOLE NONE 113 0 0 Melco Crown Entertainment Ltd Call 585464900 110 4,000 SH Call SOLE NONE 110 0 0 Prudential Financial Inc Call 744320902 108 500 SH Call SOLE NONE 108 0 0 Freeport-McMoRan Copper & Gold Inc Put 35671D957 107 150 SH Put SOLE NONE 107 0 0 Computer Sciences Corp Call 205363904 107 750 SH Call SOLE NONE 107 0 0 Parker Hannifin Corp Put 701094954 107 300 SH Put SOLE NONE 107 0 0 Ethan Allen Interiors Inc Put 297602954 106 500 SH Put SOLE NONE 106 0 0 Brown & Brown Inc Put 115236951 105 1,000 SH Put SOLE NONE 105 0 0 Cytec Industries Inc Call 232820900 101 300 SH Call SOLE NONE 101 0 0 BB&T Corp Call 054937907 100 2,000 SH Call SOLE NONE 100 0 0 Digital River Inc Put 25388B954 100 496 SH Put SOLE NONE 100 0 0 Bed Bath & Beyond Inc Put 075896950 98 500 SH Put SOLE NONE 98 0 0 Schering-Plough Corp Put 806605951 96 3,450 SH Put SOLE NONE 96 0 0 Allergan Inc/United States Put 018490952 95 1,000 SH Put SOLE NONE 95 0 0 PACCAR Inc Call 693718908 93 400 SH Call SOLE NONE 93 0 0 Adtran Inc Put 00738A956 90 750 SH Put SOLE NONE 90 0 0 Ctrip.com International Ltd Call 22943F900 89 100 SH Call SOLE NONE 89 0 0 Carnival Corp Put 143658950 89 600 SH Put SOLE NONE 89 0 0 Honeywell International Inc Put 438516956 88 1,000 SH Put SOLE NONE 88 0 0 Microsemi Corp Call 595137900 85 850 SH Call SOLE NONE 85 0 0 Cummins Inc Call 231021906 80 300 SH Call SOLE NONE 80 0 0 Western Union Co/The Call 959802909 79 500 SH Call SOLE NONE 79 0 0 Barnes & Noble Inc Call 067774909 73 1,000 SH Call SOLE NONE 73 0 0 Brocade Communications Systems Inc Call 111621906 71 750 SH Call SOLE NONE 71 0 0 NASDAQ OMX Group Inc/The Call 631103908 70 1,000 SH Call SOLE NONE 70 0 0 Marriott International Inc/DE Put 571903952 63 1,000 SH Put SOLE NONE 63 0 0 iShares Russell 2000 Index Fund Call 464287905 61 225 SH Call SOLE NONE 61 0 0 Nordstrom Inc Call 655664900 60 1,000 SH Call SOLE NONE 60 0 0 Art Technology Group Inc Common Stock 04289L107 58 15,000 SH SOLE NONE 58 0 0 Childrens Place Retail Stores Inc/The Call 168905907 56 500 SH Call SOLE NONE 56 0 0 Automatic Data Processing Inc Put 053015953 55 500 SH Put SOLE NONE 55 0 0 Franklin Resources Inc Put 354613951 55 200 SH Put SOLE NONE 55 0 0 Terex Corp Put 880779953 54 750 SH Put SOLE NONE 54 0 0 UnitedHealth Group Inc Put 91324P952 54 500 SH Put SOLE NONE 54 0 0 PrivateBancorp Inc Put 742962953 53 400 SH Put SOLE NONE 53 0 0 Riverbed Technology Inc Call 768573907 51 1,500 SH Call SOLE NONE 51 0 0 Tetra Technologies Inc Call 88162F905 50 1,000 SH Call SOLE NONE 50 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRNN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ ---------- --------- -------- --------- ---- ---- ---------- -------- ------ ------ ----- Piper Jaffray Cos Put 724078950 48 150 SH Put SOLE NONE 48 0 0 Emerson Electric Co Put 291011954 48 500 SH Put SOLE NONE 48 0 0 Saks Inc Call 79377W908 44 2,500 SH Call SOLE NONE 44 0 0 Great Atlantic & Pacific Tea Co Call 390064903 43 1,500 SH Call SOLE NONE 43 0 0 Abercrombie & Fitch Co Call 002896907 40 500 SH Call SOLE NONE 40 0 0 BMC Software Inc Call 055921900 40 500 SH Call SOLE NONE 40 0 0 Monster Worldwide Inc Call 611742907 40 2,000 SH Call SOLE NONE 40 0 0 Staples Inc Put 855030952 40 800 SH Put SOLE NONE 40 0 0 Atheros Communications Inc Put 04743P958 39 250 SH Put SOLE NONE 39 0 0 Chico's FAS Inc Put 168615952 38 1,000 SH Put SOLE NONE 38 0 0 Flowserve Corp Put 34354P955 38 100 SH Put SOLE NONE 38 0 0 MGM Mirage Call 552953901 36 750 SH Call SOLE NONE 36 0 0 Corning Inc Put 219350955 32 350 SH Put SOLE NONE 32 0 0 Wyeth Put 983024950 31 1,750 SH Put SOLE NONE 31 0 0 Myriad Genetics Inc Call 62855J904 30 1,000 SH Call SOLE NONE 30 0 0 TiVo Inc Call 888706908 30 3,000 SH Call SOLE NONE 30 0 0 TIBCO Software Inc Put 88632Q953 29 1,650 SH Put SOLE NONE 29 0 0 Methanex Corp Call 59151K908 25 400 SH Call SOLE NONE 25 0 0 Cisco Systems Inc Call 17275R902 25 750 SH Call SOLE NONE 25 0 0 Yahoo! Inc Call 984332906 24 500 SH Call SOLE NONE 24 0 0 Juniper Networks Inc Call 48203R904 23 250 SH Call SOLE NONE 23 0 0 L-3 Communications Holdings Inc Put 502424954 23 150 SH Put SOLE NONE 23 0 0 Marvel Entertainment Inc Put 57383T953 23 1,000 SH Put SOLE NONE 23 0 0 Akamai Technologies Inc Put 00971T951 22 750 SH Put SOLE NONE 22 0 0 Silicon Image Inc Call 82705T902 22 986 SH Call SOLE NONE 22 0 0 Salesforce.com Inc Call 79466L902 20 250 SH Call SOLE NONE 20 0 0 Cemex SAB de CV Put 151290959 20 1,975 SH Put SOLE NONE 20 0 0 Maxim Integrated Products Inc Call 57772K901 19 2,500 SH Call SOLE NONE 19 0 0 International Game Technology Call 459902902 18 500 SH Call SOLE NONE 18 0 0 QUALCOMM Inc Call 747525903 17 150 SH Call SOLE NONE 17 0 0 Varian Semiconductor Equipment Associates Inc Call 922207905 14 400 SH Call SOLE NONE 14 0 0 Quest Software Inc Call 74834T903 11 500 SH Call SOLE NONE 11 0 0 Bank of America Corp Put 060505954 10 500 SH Put SOLE NONE 10 0 0 Sara Lee Corp Put 803111953 10 1,000 SH Put SOLE NONE 10 0 0 Wal-Mart Stores Inc Put 931142953 9 2,700 SH Put SOLE NONE 9 0 0 NVIDIA Corp Put 67066G954 9 500 SH Put SOLE NONE 9 0 0 TiVo Inc Put 888706958 9 1,750 SH Put SOLE NONE 9 0 0 Financial Select Sector SPDR Fund Put 81369Y955 8 500 SH Put SOLE NONE 8 0 0 Ameriprise Financial Inc Put 03076C956 6 500 SH Put SOLE NONE 6 0 0 Teradata Corp Put 88076W953 6 350 SH Put SOLE NONE 6 0 0 Cree Inc Call 225447901 4 150 SH Call SOLE NONE 4 0 0 MetroPCS Communications Inc Put 591708952 3 600 SH Put SOLE NONE 3 0 0 Nuance Communications Inc Put 67020Y950 3 350 SH Put SOLE NONE 3 0 0 MEMC Electronic Materials Inc Call 552715904 2 249 SH Call SOLE NONE 2 0 0
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