-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3ur0+lYFJXSBPweI+VtSnbwZ84tNG6w1qxs+mdS1wz28Gc08axrJ3a7qHiwHhaW FThSZIjFjI34Ald8ldzLqA== 0000950123-09-062946.txt : 20091116 0000950123-09-062946.hdr.sgml : 20091116 20091116145310 ACCESSION NUMBER: 0000950123-09-062946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PABRAI MOHNISH CENTRAL INDEX KEY: 0001173334 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11257 FILM NUMBER: 091186033 MAIL ADDRESS: STREET 1: 1350 BUSCH PARKWAY CITY: BUFFALO GROVE STATE: IL ZIP: 60089-4505 13F-HR 1 c54705e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mohnish Pabrai Address: 114 Pacifica Suite 240 Irvine, CA 92618-3321 Form 13F File Number: 028-11257 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nadim A. Kazi Title: Attorney-In-Fact for Mohnish Pabrai Phone: (312) 876-7990 Signature, Place, and Date of Signing: /s/ Nadim A. Kazi Chicago, IL November 16, 2009 - ------------------------------------- Nadim A. Kazi Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form I3F Information Table Value Total: $322,984 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------- ----------- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Air Transport Services Group, Inc. COM 00922R105 18,663 5,393,962 SH Sole None 5,393,962 Berkshire Hathaway B 084670 20 7 21,593 6,498 SH Sole None 6,498 Brookfield Properties COM 112900 10 5 26,582 2,360,767 SH Sole None 2,360,767 Cresud S A C I F Y A SPON ADR 226406106 21,047 1,632,811 SH Sole None 1,632,811 Fairfax Finl Hldngs Ltd SUB VTG 303901 10 2 25,511 68,812 SH Sole None 68,812 Goldman Sachs Group Inc. COM 38141GDG6 20,438 110,864 SH Sole None 110,864 Harvest Nat Res Inc. COM 41754V 10 3 29,011 5,655,201 SH Sole None 5,655,201 Horsehead Hldg Corp. COM 440694305 15,980 1,363,498 SH Sole None 1,363,498 Interactive Brokers Group CLASS A COM 45841N107 1,888 95,004 SH Sole None 95,004 Leucadia National Corp. COM 527288104 19,561 791,312 SH Sole None 791,312 Pinnacle Airlines Corp. COM 723443107 14,151 2,112,054 SH Sole None 2,112,054 Pinnacle Airlines Corp. COM 723443107 21 68,800 SH Call Sole None 68,800 Potash Corp. COM 73755L107 29,275 324,058 SH Sole None 324,058 Teck Cominco CL B 878742204 27,749 1,006,501 SH Sole None 1,006,501
Terex Corp COM 880779 10 3 11,003 530,776 SH Sole Non 530,776 Ternium S.A. SPON ADR 880890108 29,960 1,126,331 SH Sole None 1,126,331 Wells Fargo & Co. COM 949746101 10,551 374,415 SH Sole None 374,415
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Nadim A. Kazi the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, filings and any amendments thereto in accordance with Sections 13(d), 13(g), 13(f) and 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, in the undersigned's capacity as (i) chief executive officer and managing member of Dalal Street, LLC, which is (a) the general partner of The Pabrai Investment Fund II, L.P. and The Pabrai Investment Fund IV, L.P., and (b) the sole investment manager of Pabrai Investment Fund 3, Ltd., (ii) the president of Pabrai Investment Fund 3, Ltd., and (iii) husband and advisor to his wife, Ms. Harina Kapoor (collectively, the "Reporting Person"); (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such filings and any amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Reporting Person assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of May, 2008. By: /s/ Mohnish Pabrai --------------------------------- Mohnish Pabrai -----END PRIVACY-ENHANCED MESSAGE-----