-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdJ5798QUEjfQ9gzMjX4j6pvvUwun67MfPQvkAVkAFlRNDap4vLb7MpBit2JyJIL LwLJ1OoEXVKbbp1jO1uC0A== 0000919574-09-016267.txt : 20091116 0000919574-09-016267.hdr.sgml : 20091116 20091113182129 ACCESSION NUMBER: 0000919574-09-016267 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 091183086 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898704 13F-HR 1 d1042893_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 028-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Greg Jakubowsky Title: Compliance Officer Phone: (212) 389-8710 Signature, Place and Date of Signing: /s/ Greg Jakubowsky New York, New York November 13, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $ 1,704,871 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-10748 Oppenheimer Asset Management Inc. - ---- ------------------- --------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ALCATEL-LUCENT SPONSORED ADR 013904305 3,744 833,820 SH SOLE 833,820 ALCATEL-LUCENT SPONSORED ADR 013904305 14,216 3,166,180 SH SHARED-OTHER 1 3,166,180 AMKOR TECHNOLOGY INC COM 031652100 642 93,350 SH SOLE 93,350 AMKOR TECHNOLOGY INC COM 031652100 2,523 366,650 SH SHARED-OTHER 1 366,650 ANALOG DEVICES INC COM 032654105 1,180 42,799 SH SOLE 42,799 ANALOG DEVICES INC COM 032654105 4,482 162,511 SH SHARED-OTHER 1 162,511 APPLE INC COM 037833100 16,826 90,780 SH SOLE 90,780 APPLE INC COM 037833100 51,750 279,200 SH SHARED-OTHER 1 279,200 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 4,050 405,399 SH SOLE 405,399 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 13,605 1,361,823 SH SHARED-OTHER 1 1,361,823 ARM HLDGS PLC SPONSORED ADR 042068106 10,602 1,514,533 SH SOLE 1,514,533 ARM HLDGS PLC SPONSORED ADR 042068106 27,480 3,925,658 SH SHARED-OTHER 1 3,925,658 ARUBA NETWORKS INC COM 043176106 530 60,000 SH SOLE 60,000 AVX CORP NEW COM 002444107 3,392 284,360 SH SOLE 284,360 AVX CORP NEW COM 002444107 12,341 1,034,460 SH SHARED-OTHER 1 1,034,460 BMC SOFTWARE INC COM 055921100 6,247 166,461 SH SOLE 166,461 BMC SOFTWARE INC COM 055921100 21,807 581,059 SH SHARED-OTHER 1 581,059 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 6,895 877,255 SH SOLE 877,255 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 19,117 2,432,245 SH SHARED-OTHER 1 2,432,245 CA INC COM 12673P105 4,104 186,620 SH SOLE 186,620 CA INC COM 12673P105 13,958 634,760 SH SHARED-OTHER 1 634,760 CERAGON NETWORKS LTD ORD M22013102 338 40,000 SH SOLE 40,000 CEVA INC COM 157210105 1,537 143,000 SH SOLE 143,000 CNINSURE INC SPONSORED ADR 18976M103 2,842 123,791 SH SOLE 123,791 CNINSURE INC SPONSORED ADR 18976M103 8,860 385,890 SH SHARED-OTHER 1 385,890 COMMVAULT SYSTEMS INC COM 204166102 2,284 110,080 SH SOLE 110,080 COMMVAULT SYSTEMS INC COM 204166102 8,169 393,690 SH SHARED-OTHER 1 393,690 CTRIP COM INTL LTD ADR 22943F100 705 12,000 SH SOLE 12,000 DOLBY LABORATORIES INC COM 25659T107 5,876 153,850 SH SOLE 153,850 DOLBY LABORATORIES INC COM 25659T107 17,422 456,180 SH SHARED-OTHER 1 456,180 DOLLAR TREE INC COM 256746108 7,970 163,730 SH SOLE 163,730 DOLLAR TREE INC COM 256746108 19,533 401,260 SH SHARED-OTHER 1 401,260 E M C CORP MASS COM 268648102 8,036 471,600 SH SOLE 471,600 E M C CORP MASS COM 268648102 20,853 1,223,770 SH SHARED-OTHER 1 1,223,770 EBAY INC COM 278642103 8,843 374,700 SH SOLE 374,700 EBAY INC COM 278642103 22,943 972,160 SH SHARED-OTHER 1 972,160 EQUINIX INC COM NEW 29444U502 4,870 52,934 SH SOLE 52,934 EQUINIX INC COM NEW 29444U502 15,474 168,196 SH SHARED-OTHER 1 168,196 FOSTER WHEELER AG COM H27178104 2,267 71,036 SH SOLE 71,036 FOSTER WHEELER AG COM H27178104 8,902 278,964 SH SHARED-OTHER 1 278,964 FPL GROUP INC COM 302571104 5,324 96,401 SH SOLE 96,401 FPL GROUP INC COM 302571104 15,439 279,539 SH SHARED-OTHER 1 279,539 FRANKLIN RES INC COM 354613101 9,006 89,520 SH SOLE 89,520 FRANKLIN RES INC COM 354613101 31,250 310,640 SH SHARED-OTHER 1 310,640 GILEAD SCIENCES INC COM 375558103 7,138 153,500 SH SOLE 153,500 GILEAD SCIENCES INC COM 375558103 18,148 390,270 SH SHARED-OTHER 1 390,270 GOOGLE INC CL A 38259P508 24,910 50,236 SH SOLE 50,236 GOOGLE INC CL A 38259P508 75,966 153,204 SH SHARED-OTHER 1 153,204 GT SOLAR INTL INC COM 3623E0209 2,031 349,640 SH SOLE 349,640 GT SOLAR INTL INC COM 3623E0209 5,324 916,330 SH SHARED-OTHER 1 916,330 INFORMATICA CORP COM 45666Q102 5,160 228,520 SH SOLE 228,520 INFORMATICA CORP COM 45666Q102 14,441 639,550 SH SHARED-OTHER 1 639,550 INTERCONTINENTALEXCHANGE INC COM 45865V100 4,299 44,230 SH SOLE 44,230 INTERCONTINENTALEXCHANGE INC COM 45865V100 12,989 133,650 SH SHARED-OTHER 1 133,650 ISILON SYS INC COM 46432L104 488 80,000 SH SOLE 80,000 JUNIPER NETWORKS INC COM 48203R104 6,974 258,110 SH SOLE 258,110 JUNIPER NETWORKS INC COM 48203R104 17,842 660,330 SH SHARED-OTHER 1 660,330 LINEAR TECHNOLOGY CORP COM 535678106 8,883 321,500 SH SOLE 321,500 LINEAR TECHNOLOGY CORP COM 535678106 25,125 909,350 SH SHARED-OTHER 1 909,350 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 7,164 442,502 SH SOLE 442,502 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 22,545 1,392,498 SH SHARED-OTHER 1 1,392,498 MASTERCARD INC CL A 57636Q104 11,020 54,515 SH SOLE 54,515 MASTERCARD INC CL A 57636Q104 32,713 161,825 SH SHARED-OTHER 1 161,825 MELLANOX TECHNOLOGIES LTD SHS M51363113 3,276 199,890 SH SOLE 199,890 MELLANOX TECHNOLOGIES LTD SHS M51363113 7,084 432,218 SH SHARED-OTHER 1 432,218 MEMC ELECTR MATLS INC COM 552715104 6,851 411,939 SH SOLE 411,939 MEMC ELECTR MATLS INC COM 552715104 18,881 1,135,361 SH SHARED-OTHER 1 1,135,361 MONOLITHIC PWR SYS INC COM 609839105 469 20,000 SH SOLE 20,000 MORGAN STANLEY CHINA A SH FD COM 617468103 2,414 75,000 SH SOLE 75,000 NETAPP INC COM 64110D104 7,625 285,790 SH SOLE 285,790 NETAPP INC COM 64110D104 27,328 1,028,280 SH SHARED-OTHER 1 1,024,280 NETSCOUT SYS INC COM 64115T104 676 50,000 SH SOLE 50,000 OPEN TEXT CORP COM 683715106 3,995 107,030 SH SOLE 107,030 OPEN TEXT CORP COM 683715106 14,057 376,550 SH SHARED-OTHER 1 376,550 ORACLE CORP COM 68389X105 12,672 608,048 SH SOLE 608,048 ORACLE CORP COM 68389X105 34,813 1,670,492 SH SHARED-OTHER 1 1,670,492 OSI PHARMACEUTICALS INC COM 671040103 4,963 140,608 SH SOLE 140,608 OSI PHARMACEUTICALS INC COM 671040103 11,256 318,872 SH SHARED-OTHER 1 318,872 PMC-SIERRA INC COM 69344F106 6,363 665,540 SH SOLE 665,540 PMC-SIERRA INC COM 69344F106 22,504 2,353,960 SH SHARED-OTHER 1 2,353,960 POLO RALPH LAUREN CORP COM 731572103 10,158 132,580 SH SOLE 132,580 POLO RALPH LAUREN CORP COM 731572103 27,538 359,410 SH SHARED-OTHER 1 359,410 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 91,209 2,158,800 SH PUT SOLE 2,158,800 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 250,289 5,924,000 SH PUT SHARED-OTHER 1 5,924,000 QLOGIC COM COM 747277101 3,311 192,504 SH SOLE 192,504 QLOGIC COM COM 747277101 11,309 657,496 SH SHARED-OTHER 1 657,496 QUALCOMM INC COM 747525103 16,930 376,395 SH SOLE 376,395 QUALCOMM INC COM 747525103 58,818 1,307,650 SH SHARED-OTHER 1 1,307,650 QUEST SOFTWARE INC COM 74834T103 674 40,000 SH SOLE 40,000 QWEST COMMUNICATIONS INTL IN COM 749121109 397 104,228 SH SOLE 104,228 QWEST COMMUNICATIONS INTL IN COM 749121109 1,508 395,772 SH SHARED-OTHER 1 395,772 RACKSPACE HOSTING INC COM 750086100 11,747 688,556 SH SOLE 688,556 RACKSPACE HOSTING INC COM 750086100 27,491 1,611,444 SH SHARED-OTHER 1 1,611,444 RESEARCH IN MOTION LTD COM 760975102 8,630 127,610 SH SOLE 127,610 RESEARCH IN MOTION LTD COM 760975102 19,617 290,057 SH SHARED-OTHER 1 290,057 SANDISK CORP COM 80004C101 16,476 759,246 SH SOLE 759,246 SANDISK CORP COM 80004C101 47,416 2,185,054 SH SHARED-OTHER 1 2,185,054 SHAW GROUP INC COM 820280105 4,579 142,708 SH SOLE 142,708 SHAW GROUP INC COM 820280105 18,560 578,380 SH SHARED-OTHER 1 578,380 SUNCOR ENERGY INC NEW COM 867224107 692 20,020 SH SOLE 20,020 SUNCOR ENERGY INC NEW COM 867224107 2,722 78,770 SH SHARED-OTHER 1 78,770 SUNPOWER CORP COM CL A 867652109 3,866 129,330 SH SOLE 129,330 SUNPOWER CORP COM CL A 867652109 15,174 507,655 SH SHARED-OTHER 1 507,655 TALEO CORP CL A 87424N104 4,250 187,714 SH SOLE 187,714 TALEO CORP CL A 87424N104 11,517 508,712 SH SHARED-OTHER 1 508,712 TIBCO SOFTWARE INC COM 88632Q103 3,186 335,735 SH SOLE 335,735 TIBCO SOFTWARE INC COM 88632Q103 10,788 1,136,774 SH SHARED-OTHER 1 1,136,774 TRIDENT MICROSYSTEMS INC COM 895919108 3,316 1,280,400 SH SOLE 1,280,400 VISA INC COM CL A 92826C839 12,615 182,540 SH SOLE 182,540 VISA INC COM CL A 92826C839 32,960 476,920 SH SHARED-OTHER 1 476,920 XILINX INC COM 983919101 3,832 163,642 SH SOLE 163,642 XILINX INC COM 983919101 10,640 454,298 SH SHARED-OTHER 1 454,298 YAHOO INC COM 984332106 9,459 531,103 SH SOLE 531,103 YAHOO INC COM 984332106 17,701 993,897 SH SHARED-OTHER 1 993,897 1,704,871
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