-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sx8vP2u6BKVOr0+Qp4adyDzDrbOOeWguQE+fGXEcvXUmWa2bV3q/UPlhh71ISeAw ifqn9m64n856ZXe+fed+1g== 0000868911-10-000003.txt : 20100114 0000868911-10-000003.hdr.sgml : 20100114 20100114160620 ACCESSION NUMBER: 0000868911-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100114 DATE AS OF CHANGE: 20100114 EFFECTIVENESS DATE: 20100114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 10527749 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 q409t2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Princeton Capital Management, Inc. Address: 47 Hulfish Street, Suite 500 Princeton, New Jersey 08540 Form 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann W. Elmes Title: Director Phone: (609) 924-6867 Signature, Place, and Date of Signing: Ann W. Elmes Princeton, New Jersey 1/14/10 [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Manager: Form 13F Information Table Entry Total: 133 Form 13F Information Table Value Total: $ 130,542 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PRINCETON CAPITAL MANAGEMENT FORM 13F DISCRET 31-Dec-09 Voting Authority Title ------------------------ of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None - ------------------------------ ---------------- -------- -------- --- ---- ------- -------------- -------- ------ 3M Company COM 88579y101 734 8876SH Sole 320 8556 AETNA COM 008117103 219 6924SH Sole 6924 ATT - New COM 00206r102 4340 154830SH Sole 12885 11142 130653 AXT, Inc. COM 00246w103 2317 712900SH Sole 5100 707800 Abbott Laboratories COM 002824100 2360 43713SH Sole 5638 6049 32026 Activision COM 00507V109 849 76450SH Sole 76100 Adobe Systems COM 00724F101 624 16974SH Sole 16824 Amazon.com COM 023135106 870 6470SH Sole 6470 Anadarko Petroleum COM 032511107 1265 20261SH Sole 2436 5488 12337 Apple Inc. COM 037833100 1482 7032SH Sole 491 1350 5191 Archer Daniels Midland COM 039483102 1690 53964SH Sole 5577 10100 38287 Aruba Networks Inc COM 043176106 809 75925SH Sole 75925 Astro-Med COM 04638f108 549 73617SH Sole 700 72917 BP PLC COM 055622104 2313 39907SH Sole 19639 3786 16482 BankAmerica COM 060505104 535 35547SH Sole 9878 6244 19425 Bio Rad Labs COM 090572207 415 4300SH Sole 4300 BioLase Technology COM 090911108 874 457650SH Sole 7000 450650 Boeing COM 097023105 2797 51680SH Sole 1700 3530 46350 Bristol Myers Squibb COM 110122108 1471 58243SH Sole 4000 54143 Buckeye Partners COM 118230101 359 6600SH Sole 6600 Caterpillar COM 149123101 353 6200SH Sole 6200 Cavico Corporation COM 14964V205 57 12011SH Sole 12011 Cavium Networks COM 14965a101 1212 50850SH Sole 50600 Cephalon COM 156708109 240 3840SH Sole 3840 Chevron COM 166764100 3093 40173SH Sole 9156 2150 28867 Chubb COM 171232101 1549 31505SH Sole 2010 5120 24375 Cisco Systems COM 17275R102 292 12191SH Sole 3366 1000 7825 Citigroup COM 172967101 67 20300SH Sole 20300 Coca Cola COM 191216100 1246 21867SH Sole 2995 3500 15372 Conocophillips COM 20825C104 341 6683SH Sole 6683 Cree COM 225447101 3681 65305SH Sole 65305 Crucell COM 228769105 397 19675SH Sole 1500 1500 16675 Cubist Pharmaceuticals COM 229678107 376 19810SH Sole 3900 6260 9650 Curon Medical PIPE (Rev Spl) COM 231292913 0 23076SH Sole 23076 Cytori Therapeutics COM 23283k105 1505 246800SH Sole 600 246200 DRI Corp COM 23330F109 41 24999SH Sole 24999 Daktronics COM 234264109 584 63400SH Sole 63200 Dominion Resources COM 25746U109 499 12825SH Sole 1100 11725 Duke Energy - New COM 26441c105 2547 148009SH Sole 8785 10292 128582 Dyadic International COM 26745T101 155 65700SH Sole 65700 Eastman Chemical COM 277432100 1398 23215SH Sole 1775 4600 16840 Eastman Kodak COM 277461109 899 213083SH Sole 7400 20200 185483 El Paso COM 28336L109 148 15066SH Sole 5666 9400 Emerson Electric COM 291011104 390 9160SH Sole 2700 6460 Energy Conversion Devices COM 292659109 111 10500SH Sole 1500 2800 6200 Eurand N.V. COM N31010106 129 10000SH Sole 10000 Exxon Mobil COM 30231G102 4267 62569SH Sole 3400 7700 51469 FEI Company COM 30241L109 1955 83675SH Sole 83325 Ford Motor COM 345370860 100 10000SH Sole 10000 General Dynamics COM 369550108 740 10850SH Sole 2400 8450 General Electric COM 369604103 4037 266825SH Sole 70000 12100 184425 General Mills COM 370334104 548 7735SH Sole 1000 6735 HCP Inc COM 40414l109 405 13250SH Sole 700 2000 10550 Hansen Medical COM 411307101 192 63300SH Sole 200 63100 Harris Corp COM 413875105 1661 34935SH Sole 2484 5925 26526 Henry Schein COM 806407102 718 13648SH Sole 13548 Hewlett-Packard COM 428236103 1553 30148SH Sole 2600 8285 19263 Honeywell Intl COM 438516106 486 12400SH Sole 1000 700 10700 IBM Corp COM 459200101 1633 12473SH Sole 530 1950 9993 ISIS Pharmaceuticals COM 464330109 612 55100SH Sole 55100 J.P.Morgan Chase COM 46625h100 929 22293SH Sole 9930 2924 9439 JDS Uniphase COM 46612J101 91 11075SH Sole 11075 John Wiley Cl A COM 968223206 1156 27594SH Sole 27444 Johnson & Johnson COM 478160104 2183 33897SH Sole 11066 150 22681 L-1 Identity Solutions COM 50212a106 733 97875SH Sole 97875 Ladish COM 505754200 778 51700SH Sole 51400 Life Technologies COM 53217v109 713 13650SH Sole 13550 MAKO Surgical COM 560879108 158 14250SH Sole 14250 Maritime Industrial ORD F COM 41 35000SH Sole 35000 Martek COM 572901106 2405 126905SH Sole 1500 4250 120980 McGraw Hill COM 580645109 1310 39095SH Sole 3060 6950 29085 Mckesson HBOC COM 58155Q103 1449 23190SH Sole 1660 2000 19530 Medco COM 58405U102 571 8940SH Sole 550 2000 6390 Medtronic COM 585055106 492 11197SH Sole 1400 725 9072 Merck-New COM 58933y105 1231 33686SH Sole 7816 2868 23002 Microsoft COM 594918104 3154 103483SH Sole 2730 5850 94678 Microvision COM 594960106 1487 468950SH Sole 1100 467850 Monsanto COM 61166w101 1201 14697SH Sole 14622 Morphosys COM D55069104 239 9800SH Sole 9800 Motorola COM 620076109 221 28425SH Sole 28425 NetLogic COM 64118b100 1194 25800SH Sole 25700 Norfolk Southern COM 655844108 957 18263SH Sole 5933 2950 9380 Novartis ADR COM 66987V109 1140 20936SH Sole 20836 Novozymes COM 670108109 1772 17015SH Sole 16965 Nuance Communications - New COM 67020y100 1067 68697SH Sole 68697 Osiris COM 68827r108 252 35275SH Sole 35275 PNC Bank COM 693475105 697 13194SH Sole 4567 500 8127 Peabody Energy COM 704549104 776 17175SH Sole 1900 2500 12775 Pengrowth Energy Trust COM 706902301 136 14100SH Sole 2500 1000 10600 Pepco Holdings COM 713291102 305 18100SH Sole 18100 Pepsico COM 713448108 223 3670SH Sole 3670 Philip Morris Int'l COM 718172109 410 8510SH Sole 2528 150 5832 Pitney Bowes COM 724479100 494 21710SH Sole 2400 19310 Pozen COM 73941u102 218 36500SH Sole 8000 12000 16500 Praxair COM 74005P104 494 6148SH Sole 200 5948 Procter & Gamble COM 742718109 1055 17396SH Sole 17396 Progress Energy COM 144141108 230 5600SH Sole 1000 100 4500 RF Micro Devices COM 749941100 385 80650SH Sole 80650 Rovi Corp COM 779376102 1343 42150SH Sole 42000 SCANA COM 80589M102 361 9575SH Sole 9575 Sanofi COM 80105n105 615 15650SH Sole 15550 Sara Lee COM 803111103 1138 93450SH Sole 93050 Seattle Genetics COM 812578102 187 18450SH Sole 18450 Shinsei Bank LTD ADR COM 43 20000SH Sole 20000 Silicon Image COM 82705t102 491 190225SH Sole 190225 SonoSite COM 83568G104 1320 55857SH Sole 1000 54857 Southern Company COM 842587107 703 21107SH Sole 4600 2000 14507 Spectra Energy Corp COM 847560109 1088 53027SH Sole 6004 6915 40108 Stryker Corp COM 863667101 950 18866SH Sole 800 4200 13866 Susquehanna Bancshares COM 869099101 206 35000SH Sole 35000 Texas Instruments COM 882508104 892 34247SH Sole 3360 5150 25737 Thermogenesis COM 883623209 18 31300SH Sole 31300 Time Warner - New COM 887317303 218 7495SH Sole 1743 1732 4020 Time Warner Cable COM 88732j207 202 4885SH Sole 545 866 3474 TriQuint Semiconductor COM 89674k103 222 36950SH Sole 36950 Union Pacific COM 907818108 3329 52096SH Sole 7495 6300 38301 United Parcel Service COM 911312106 2461 42895SH Sole 200 2085 40485 United Technologies COM 913017109 668 9624SH Sole 1866 7758 Universal Display COM 91347P105 1725 139530SH Sole 1800 137730 Verisign COM 92343E102 1025 42275SH Sole 42100 Verizon Communications COM 92343v104 4034 121756SH Sole 5844 9302 106460 Vical COM 925602104 396 120300SH Sole 12000 12000 96300 Vodafone Group COM 92857W209 556 24075SH Sole 24050 Voxware COM 92906l105 41 25098SH Sole 25098 WAWA, Inc COM 694 360SH Sole 10 350 WPP PLC ADR COM 92933h101 249 5124SH Sole 5124 Websense COM 947684106 1285 73625SH Sole 73375 Wells Fargo COM 949746101 418 15500SH Sole 4200 4700 6600 Williams Companies COM 969457100 821 38950SH Sole 3425 5600 29925 Zoran COM 98975f101 450 40700SH Sole 40700 duPont COM 263534109 1536 45612SH Sole 8890 1700 34872 Freeport McMoran C&G Pfd M PFD CV 35671d782 1159 10075SH Sole 250 2100 7725 McMoran Exploration Pfd PFD CV 582411500 261 3825SH Sole 125 1500 2200 REPORT SUMMARY 133 DATA RECORDS 130542 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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