-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSUxIS8KdN91PMZsyVZ2sDIafDhGDTTtEjA5xbmDl/os1mSu0IKGatfg9EwsZ0Zw MlwxC/3d72iHfeC0cfpMng== 0000009015-10-000002.txt : 20100208 0000009015-10-000002.hdr.sgml : 20100208 20100208113442 ACCESSION NUMBER: 0000009015-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 EFFECTIVENESS DATE: 20100208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 10579953 BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 13F-HR 1 mamudec200913f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment: [ ] ; Amendment Number: _______ This Amendment(Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradley J. Lucido Title: Chief Compliance Officer Phone: (413) 744-7247 Signature, Place, and Date of Signing: /s/ Bradley J. Lucido, Springfield, MA February 5, 2010 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management, Inc. 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management, Inc. (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments Inc (OFI), OFI Institutional Asset Management Inc (OFII), and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $23,962 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- ISHARES INC MSCI GERMAN 464286806 1795 80000 SH SOLE 80000 ISHARES INC MSCI MALAYSIA 464286830 903 85000 SH SOLE 85000 ISHARES TR Index MSCI EMERG MKT 464287234 685 16500 SH SOLE 16500 DIAMONDS TR UNIT SER 1 252787106 4075 39157 SH SOLE 39157 PROSHARES TR PSHS SH MSCI EMR 74347R396 6414 165450 SH SOLE 165450 PROSHARES TR PSHS SHORT DOW30 74347R701 4087 78110 SH SOLE 78110 PROSHARES TR PSHS SHRT S&P500 74347R503 1819 34600 SH SOLE 34600 ISHARES INC MSCI BRAZIL 464286400 657 8810 SH SOLE 8810 ISHARES INC MSCI THAILAND 464286624 674 15860 SH SOLE 15860 ISHARES INC MSCI TURKEY FD 464286715 679 12600 SH SOLE 12600 ISHARES INC MSCI TAIWAN 464286731 686 52910 SH SOLE 52910 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 678 21750 SH SOLE 21750 BERKSHIRE HATHAWAY INC CL B 084670207 220 67 SH SOLE 67 EXXON MOBIL CORP COM 30231G102 204 2998 SH SOLE 2998 GENERAL ELECTRIC CO COM 369604103 185 12250 SH SOLE 12250 MICROSOFT CORP COM 594918104 201 6600 SH SOLE 6600
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