-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvKrQl3ZfqP2xWL3sEb5VI8ppqiEVI1wF4RRdx8QDwstMyVMSdFNvP3CtpxcX7l9 C3z0Fj3HZCUd4a+AZOzXGQ== 0001406484-10-000006.txt : 20100212 0001406484-10-000006.hdr.sgml : 20100212 20100212161211 ACCESSION NUMBER: 0001406484-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Partners, LLC CENTRAL INDEX KEY: 0001406484 IRS NUMBER: 203760303 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12901 FILM NUMBER: 10599448 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 389-8760 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 harvey13f123109.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvey Partners, LLC Address: 900 Third Avenue 2nd Floor New York, NY 10022 Form 13F File Number: 28-12901 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey C. Moskowitz Title: Managing Member Phone: (212) 389-8760 Signature, Place, and Date of Signing: /S/ Jeffrey C. Moskowitz New York, NY 2/12/10 - ------------------------------------- -------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holding of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------- Form 13F Information Table Entry Total: 61 ----------------- Form 13F Information Table Value Total: $ 160,061 ----------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Harvey Partners, LLC FORM 13F AS OF DATE: 12/31/09
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIR METHODS CORP COM PAR $.06 009128307 3564 106000 SH SOLE 106000 0 0 AMERIGON INC COM 03070L300 98 12318 SH SOLE 12318 0 0 ANADIGICS INC COM 032515108 3460 820000 SH SOLE 820000 0 0 ARBITRON INC COM 03875Q108 2259 96470 SH SOLE 96470 0 0 ASHLAND INC. NEW COM 044209104 1737 43850 SH SOLE 43850 0 0 ASTEC INDS INC COM 046224101 3368 125000 SH SOLE 125000 0 0 C & D TECHNOLOGIES INC COM 124661109 870 560980 SH SOLE 560980 0 0 CALAMP CORP COM 128126109 2500 909091 SH SOLE 909091 0 0 CALIFORNIA MICRO DEVICES COR COM 130439102 3956 840000 SH SOLE 840000 0 0 CHART INDS INC COM PAR $.01 16115Q308 2362 143000 SH SOLE 143000 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 4719 102384 SH SOLE 102384 0 0 DANA HOLDING CORP COM 235825205 2764 255000 SH SOLE 255000 0 0 DANA HOLDING CORP COM 235825205 60 544 SH CALL SOLE 544 0 0 DIVX INC COM 255413106 970 172000 SH SOLE 172000 0 0 DOMTAR CORP COM NEW 257559203 3654 65950 SH SOLE 65950 0 0 ENPRO INDS INC COM 29355X107 3437 130133 SH SOLE 130133 0 0 ENTEGRIS INC COM 29362U104 6336 1200000 SH SOLE 1200000 0 0 FARO TECHNOLOGIES INC COM 311642102 61 475 SH PUT SOLE 475 0 0 GLOBALOPTIONS GROUP INC COM NEW 37946D209 1123 680790 SH SOLE 680790 0 0 GRAFTECH INTL LTD COM 384313102 4097 263500 SH SOLE 263500 0 0 HOME BANCSHARES INC COM 436893200 1071 44500 SH SOLE 44500 0 0 ICO INC NEW COM 449293109 8789 1202323 SH SOLE 1202323 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 399 2000 SH PUT SOLE 2000 0 0 ITERIS INC COM 46564T107 1397 931000 SH SOLE 931000 0 0 KHD HUMBOLDT WEDAG INTL LTD COM 482462108 1334 98000 SH SOLE 98000 0 0 KHD HUMBOLDT WEDAG INTL LTD COM 482462108 414 1200 SH CALL SOLE 1200 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 4307 1595000 SH SOLE 1595000 0 0 LSI CORPORATION COM 502161102 3546 590000 SH SOLE 590000 0 0 MAGMA DESIGN AUTOMATION COM 559181102 583 252500 SH SOLE 252500 0 0 MATTSON TECHNOLOGY INC COM 577223100 3392 950000 SH SOLE 950000 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 3740 128760 SH SOLE 128760 0 0 MICROSOFT CORP COM 594918104 3231 106000 SH SOLE 106000 0 0 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 4784 1020000 SH SOLE 1020000 0 0 OIL DRI CORP AMER COM 677864100 2069 133500 SH SOLE 133500 0 0 ORCHIDS PAPER PRODS CO DEL COM 68572N104 635 31694 SH SOLE 31694 0 0 ORION MARINE GROUP INC COM 68628V308 1042 49500 SH SOLE 49500 0 0 QUANTUM CORP COM DSSG 747906204 4014 1370000 SH SOLE 1370000 0 0 RADIAN GROUP INC COM 750236101 1282 175400 SH SOLE 175400 0 0 RESEARCH IN MOTION LTD COM 760975102 3478 51500 SH SOLE 51500 0 0 ROGERS CORP COM 775133101 4062 134000 SH SOLE 134000 0 0 SANMINA SCI CORP COM NEW 800907206 2013 182500 SH SOLE 182500 0 0 SCHIFF NUTRITION INTL INC COM 806693107 4360 557500 SH SOLE 557500 0 0 SCHULMAN A INC COM 808194104 257 12716 SH SOLE 12716 0 0 SEAGATE TECHNOLOGY SHS G7945J104 9061 498122 SH SOLE 498122 0 0 SILICON IMAGE INC COM 82705T102 4180 1620000 SH SOLE 1620000 0 0 SOLUTIA INC COM NEW 834376501 3505 276000 SH SOLE 276000 0 0 SONOCO PRODS CO COM 835495102 3261 111500 SH SOLE 111500 0 0 STERLING CONSTRUCTION CO INC COM 859241101 603 31500 SH SOLE 31500 0 0 SUNCOR ENERGY INC NEW COM 867224107 2860 81000 SH SOLE 81000 0 0 SUNOCO INC COM 86764P109 4829 185000 SH SOLE 185000 0 0 SUNOCO INC COM 86764P109 565 3000 SH CALL SOLE 3000 0 0 SUPERIOR INDS INTL INC COM 868168105 670 43762 SH SOLE 43762 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1558 155000 SH SOLE 155000 0 0 THOMAS & BETTS CORP COM 884315102 1527 42660 SH SOLE 42660 0 0 TRIDENT MICROSYSTEMS INC COM 895919108 351 188848 SH SOLE 188848 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 3495 500000 SH SOLE 500000 0 0 ULTRALIFE CORP COM 903899102 788 182500 SH SOLE 182500 0 0 URBAN OUTFITTERS INC COM 917047102 2685 76738 SH SOLE 76738 0 0 WOODWARD GOVERNOR CO COM 980745103 1830 71000 SH SOLE 71000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 2001 130500 SH SOLE 130500 0 0 ZILOG INC COM PAR $0.01 989524301 4698 1327133 SH SOLE 1327133 0 0
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