-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OdxFvSJf1/0NCOt+dnl3Va+rtHROo2fs2cZnTxm4XICqvjOnIJSb7/339ovgMj6t 9ce3ATpewI0zc2SVP2BFvg== 0001164691-10-000018.txt : 20100222 0001164691-10-000018.hdr.sgml : 20100222 20100222161934 ACCESSION NUMBER: 0001164691-10-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20100222 DATE AS OF CHANGE: 20100222 EFFECTIVENESS DATE: 20100222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 10622952 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra303312009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2009 Check here if Amendment [X]; Amendment Number: 3 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 5/15/2009 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL February 22, 2010 - ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: $968,168 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------- --------- ------- ---------------------------- ------- ------ ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------- --------- ------- ------ ------ ---- ------ ------ ---- ---- ---- ABBOTT LABS COM 002824100 $12,268 257,187 SH SOLE 1 SOLE ADVANCE AUTO PARTS INC COM 00751Y106 $11,165 271,780 SH SOLE 1 SOLE ALASKA AIR GROUP INC COM 011659109 $2,635 149,998 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 $8,875 185,815 SH SOLE 1 SOLE ALLIANT TECHSYSTEMS INC COM 018804104 $9,042 135,000 SH SOLE 1 SOLE AMERICAN MED SYS HLDGS COM 02744M108 $2,367 212,283 SH SOLE 1 SOLE AMETEK INC NEW COM 031100100 $10,347 330,880 SH SOLE 1 SOLE AMGEN INC COM 031162100 $12,071 243,750 SH SOLE 1 SOLE ANWORTH MORTGAGE ASSET COM 037347101 $953 155,470 SH SOLE 1 SOLE ASPEN INSURANCE HOLDING SHS G05384105 $1,348 60,000 SH SOLE 1 SOLE BANK HAWAII CORP COM 062540109 $8,843 268,136 SH SOLE 1 SOLE BB&T CORP COM 054937107 $9,306 550,000 SH SOLE 1 SOLE BEST BUY INC COM 086516101 $5,900 155,419 SH SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 $6,072 400,000 SH SOLE 1 SOLE CAI INTERNATIONAL INC COM 12477X106 $214 75,707 SH SOLE 1 SOLE CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 $1,634 2,000,000 PRN SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 $7,048 800,000 SH PUT SOLE 1 SOLE CARDTRONICS INC COM 14161H108 $653 368,862 SH SOLE 1 SOLE CARMAX INC COM 143130102 $1,866 150,000 SH SOLE 1 SOLE CARNIVAL CORP PAIRED CTF 143658300 $3,240 150,000 SH SOLE 1 SOLE CB RICHARD ELLIS GROUP CL A 12497T101 $534 132,553 SH SOLE 1 SOLE CBS CORP NEW CL B 124857202 $2,496 650,000 SH SOLE 1 SOLE CENTENNIAL COMMUNCTNS CL A NEW 15133V208 $4,130 500,000 SH SOLE 1 SOLE CENTURYTEL INC COM 156700106 $13,821 491,518 SH SOLE 1 SOLE CHEESECAKE FACTORY INC COM 163072101 $6,971 608,856 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $305 22,148 SH SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 $6,799 13,100,000 PRN SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $8,188 12,500,000 PRN SOLE 1 SOLE CIT GROUP INC COM 125581108 $587 205,800 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES NOTE 4.000% 8/1 169483AC8 $5,548 11,750,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $4,131 300,000 SH PUT SOLE 1 SOLE COACH INC COM 189754104 $5,883 352,277 SH SOLE 1 SOLE COMERICA INC COM 200340107 $5,612 306,480 SH SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 $1,997 226,654 SH SOLE 1 SOLE CV THERAPEUTICS INC COM 126667104 $1,767 88,900 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $15,683 289,250 SH SOLE 1 SOLE DECKERS OUTDOOR CORP COM 243537107 $6,365 120,000 SH SOLE 1 SOLE DEERE & CO COM 244199105 $9,039 275,000 SH SOLE 1 SOLE DIRECTV GROUP INC COM 25459L106 $6,837 300,000 SH SOLE 1 SOLE DISCOVERY COMMUNICATNS COM SER A 25470F104 $3,609 225,285 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $6,416 577,500 SH SOLE 1 SOLE DREAMWORKS ANIMATION CL A 26153C103 $12,335 570,000 SH SOLE 1 SOLE FIFTH THIRD BANCORP COM 316773100 $8,960 3,068,331 SH SOLE 1 SOLE FINISH LINE INC CL A 317923100 $4,211 636,076 SH SOLE 1 SOLE FIRST AMERN CORP CALIF COM 318522307 $6,362 240,000 SH SOLE 1 SOLE FIRST HORIZON NATL CORP COM 320517105 $8,926 831,108 SH SOLE 1 SOLE FOSTER WHEELER AG COM H27178104 $6,551 375,000 SH SOLE 1 SOLE GEN-PROBE INC NEW COM 36866T103 $13,244 290,570 SH SOLE 1 SOLE GOLDMAN SACHS GROUP INC COM 38141G104 $7,638 72,042 SH SOLE 1 SOLE GOODRICH CORP COM 382388106 $15,535 410,000 SH SOLE 1 SOLE GRAINGER W W INC COM 384802104 $13,012 185,405 SH SOLE 1 SOLE HASBRO INC COM 418056107 $7,646 305,000 SH SOLE 1 SOLE HOLOGIC INC COM 436440101 $6,956 531,400 SH SOLE 1 SOLE HONEYWELL INTL INC COM 438516106 $11,144 400,000 SH SOLE 1 SOLE HOST HOTELS & RESORTS COM 44107P104 $2,489 635,000 SH SOLE 1 SOLE HUDSON CITY BANCORP COM 443683107 $6,189 529,456 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 $6,930 186,100 SH SOLE 1 SOLE IMMUCOR INC COM 452526106 $5,533 220,000 SH SOLE 1 SOLE INCYTE CORP COM 45337C102 $138 58,900 SH SOLE 1 SOLE INTERPUBLIC GROUP COS COM 460690100 $4,120 1,000,000 SH SOLE 1 SOLE INVESCO LTD SHS G491BT108 $6,286 453,569 SH SOLE 1 SOLE IPC HLDGS LTD ORD G4933P101 $165 6,100 SH SOLE 1 SOLE JOHNSON CTLS INC COM 478366107 $3,000 250,000 SH SOLE 1 SOLE JPMORGAN CHASE & CO COM 46625H100 $11,299 425,078 SH SOLE 1 SOLE K12 INC COM 48273U102 $633 45,545 SH SOLE 1 SOLE KEYCORP NEW COM 493267108 $4,853 616,616 SH SOLE 1 SOLE KINROSS GOLD CORP COM NO PAR 496902404 $408 22,828 SH SOLE 1 SOLE KROGER CO COM 501044101 $5,701 268,643 SH SOLE 1 SOLE LAS VEGAS SANDS CORP COM 517834107 $3,311 1,100,000 SH SOLE 1 SOLE LEGG MASON INC UNIT 99/99/9999 524901303 $13,129 725,000 SH SOLE 1 SOLE LENNOX INTL INC COM 526107107 $11,246 425,000 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $11,771 14,906,000 PRN SOLE 1 SOLE LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 $9,202 461,245 SH SOLE 1 SOLE LIFE TECHNOLOGIES CORP COM 53217V109 $12,992 400,000 SH SOLE 1 SOLE LINCOLN EDL SVCS CORP COM 533535100 $75 4,100 SH SOLE 1 SOLE LOWES COS INC COM 548661107 $12,045 660,000 SH SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 $5,310 613,164 SH SOLE 1 SOLE MACROVISION SOLUTIONS COM 55611C108 $9,647 542,286 SH SOLE 1 SOLE MARRIOTT INTL INC NEW CL A 571903202 $4,090 250,000 SH SOLE 1 SOLE MCDONALDS CORP COM 580135101 $16,426 301,000 SH SOLE 1 SOLE MEAD JOHNSON NUTRITION COM CL A 582839106 $1,506 52,167 SH SOLE 1 SOLE MEDTRONIC INC COM 585055106 $8,841 300,000 SH SOLE 1 SOLE MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $16,393 26,500,000 PRN SOLE 1 SOLE MFA FINANCIAL INC COM 55272X102 $3,617 615,067 SH SOLE 1 SOLE MILLIPORE CORP COM 601073109 $11,415 198,828 SH SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 $1,611 47,000 SH SOLE 1 SOLE MYLAN INC COM 628530107 $9,925 740,112 SH SOLE 1 SOLE NAVISTAR INTL CORP NEW COM 63934E108 $9,703 290,000 SH SOLE 1 SOLE NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 $3,092 2,500,000 PRN SOLE 1 SOLE NEWMONT MINING CORP COM 651639106 $1,934 43,200 SH SOLE 1 SOLE NOVA CHEMICALS CORP COM 66977W109 $5,760 1,000,000 SH SOLE 1 SOLE NRG ENERGY INC COM NEW 629377508 $7,480 425,000 SH SOLE 1 SOLE NUCOR CORP COM 670346105 $4,008 105,000 SH SOLE 1 SOLE PEOPLES UNITED FINL COM 712704105 $1,797 100,000 SH SOLE 1 SOLE PETRO-CDA COM 71644E102 $6,645 250,000 SH SOLE 1 SOLE PFIZER INC COM 717081103 $13,327 978,480 SH SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $11,956 282,993 SH SOLE 1 SOLE PRICELINE COM INC COM NEW 741503403 $5,909 75,000 SH SOLE 1 SOLE PROGRESS ENERGY INC COM 743263105 $1,126 31,042 SH SOLE 1 SOLE PSS WORLD MED INC COM 69366A100 $2,870 200,000 SH PUT SOLE 1 SOLE RADIOSHACK CORP COM 750438103 $8,553 997,972 SH SOLE 1 SOLE RAYTHEON CO COM NEW 755111507 $13,629 350,000 SH SOLE 1 SOLE REGAL BELOIT CORP COM 758750103 $13,550 442,226 SH SOLE 1 SOLE REGAL ENTMT GROUP CL A 758766109 $2,715 202,472 SH SOLE 1 SOLE RESMED INC COM 761152107 $10,169 287,750 SH SOLE 1 SOLE TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 $20,325 23,518,000 PRN SOLE 1 SOLE COMPANHIA VALE DO RIO SPONSORED ADR 204412209 $1,995 150,000 SH PUT SOLE 1 SOLE ROBBINS & MYERS INC COM 770196103 $23 1,500 SH SOLE 1 SOLE ROHM & HAAS CO COM 775371107 $16,865 213,909 SH SOLE 1 SOLE SAFEWAY INC COM NEW 786514208 $8,361 414,112 SH SOLE 1 SOLE SBA COMMUNICATIONS CORP COM 78388J106 $4,969 213,277 SH SOLE 1 SOLE SCHEIN HENRY INC COM 806407102 $6,998 175,000 SH SOLE 1 SOLE SCHERING PLOUGH CORP COM 806605101 $41,213 1,750,000 SH SOLE 1 SOLE SCIENTIFIC GAMES CORP CL A 80874P109 $2,180 180,000 SH SOLE 1 SOLE SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $485 55,000 SH SOLE 1 SOLE SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 $3,194 125,000 SH SOLE 1 SOLE SIRONA DENTAL SYSTEMS COM 82966C103 $3,584 250,292 SH SOLE 1 SOLE SPECTRA ENERGY CORP COM 847560109 $3,206 226,700 SH SOLE 1 SOLE SRA INTL INC CL A 78464R105 $2,940 199,998 SH SOLE 1 SOLE STARWOOD HOTELS&RESORTS COM 85590A401 $1,905 150,000 SH SOLE 1 SOLE SUN MICROSYSTEMS INC COM NEW 866810203 $8,784 1,200,000 SH SOLE 1 SOLE TERADYNE INC COM 880770102 $1,095 250,000 SH SOLE 1 SOLE TEVA PHARMACEUTICAL ADR 881624209 $869 19,300 SH SOLE 1 SOLE TIME WARNER INC NEW COM 887317303 $6,441 333,756 SH SOLE 1 SOLE APOGENT TECHNOLOGIES DBCV 12/1 03760AAK7 $3,787 3,000,000 PRN SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $23,455 25,800,000 PRN SOLE 1 SOLE TYCO INTL LTD BERMUDA SHS H89128104 $13,688 699,800 SH SOLE 1 SOLE VIA INC NEW CL B 92553P201 $6,538 376,165 SH SOLE 1 SOLE WAL MART STORES INC COM 931142103 $14,205 272,650 SH SOLE 1 SOLE WALGREEN CO COM 931422109 $14,538 560,000 SH SOLE 1 SOLE WASTE CONNECTIONS INC COM 941053100 $1,588 61,800 SH SOLE 1 SOLE WELLS FARGO & CO NEW COM 949746101 $6,747 473,810 SH SOLE 1 SOLE WYETH COM 983024100 $45,192 1,050,000 SH SOLE 1 SOLE WYNDHAM WORLDWIDE CORP COM 98310W108 $3,399 809,272 SH SOLE 1 SOLE
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