-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vv838r2sL4CRiy5y0W9cLsaVV2H2RBRJeO4je8cbU/2Xw6SB3bN2l2D+TduTS1v2 9+e3MFC37yU1sLMLNgDF+Q== 0001164691-10-000017.txt : 20100222 0001164691-10-000017.hdr.sgml : 20100222 20100222161848 ACCESSION NUMBER: 0001164691-10-000017 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20100222 DATE AS OF CHANGE: 20100222 EFFECTIVENESS DATE: 20100222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 10622935 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra206302009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2009 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 8/14/2009 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL February 22, 2010 - ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 153 Form 13F Information Table Value Total: $1,240,383 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------- --------- ------- ---------------------------- ------- ------ ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------- --------- ------- ------ ------ ---- ------ ------ ---- ---- ---- ADVANCE AUTO PARTS INC COM 00751Y106 $12,982 312,895 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 $17,010 357,500 SH SOLE 1 SOLE ALLIANT TECHSYSTEMS INC COM 018804104 $6,486 78,750 SH SOLE 1 SOLE AMERIPRISE FINL INC COM 03076C106 $2,279 93,886 SH SOLE 1 SOLE AMGEN INC COM 031162100 $14,559 275,000 SH SOLE 1 SOLE ANNALY CAP MGMT INC COM 035710409 $5,824 384,668 SH SOLE 1 SOLE ANWORTH MORTGAGE ASSET COM 037347101 $1,900 263,470 SH SOLE 1 SOLE APOGENT TECHNOLOGIES DBCV 12/1 03760AAK7 $11,104 8,000,000 PRN SOLE 1 SOLE AUTOLIV INC UNIT 99/99/9999 052800208 $13,404 327,600 SH SOLE 1 SOLE BALL CORP COM 058498106 $9,032 200,000 SH SOLE 1 SOLE BANK HAWAII CORP COM 062540109 $11,444 319,402 SH SOLE 1 SOLE BANK OF AMERICA CORPOR COM 060505104 $8,510 644,700 SH SOLE 1 SOLE BANK OF NEW YORK MELLON COM 064058100 $16,667 568,653 SH SOLE 1 SOLE BECKMAN COULTER INC COM 075811109 $11,003 192,555 SH SOLE 1 SOLE BECTON DICKINSON & CO COM 075887109 $11,766 165,000 SH SOLE 1 SOLE BORGWARNER INC NOTE 3.500% 4/1 099724AF3 $12,751 10,000,000 PRN SOLE 1 SOLE CABLEVISION SYS CORP CL A NY CABLVS 12686C109 $9,848 507,345 SH SOLE 1 SOLE CAI INTERNATIONAL INC COM 12477X106 $386 75,707 SH SOLE 1 SOLE CAMERON INTL CORP COM 13342B105 $5,224 184,610 SH SOLE 1 SOLE CARDTRONICS INC COM 14161H108 $1,011 265,244 SH SOLE 1 SOLE CARNIVAL CORP PAIRED CTF 143658300 $1,314 51,000 SH SOLE 1 SOLE CBS CORP NEW CL B 124857202 $1,264 182,600 SH SOLE 1 SOLE CF INDS HLDGS INC COM 125269100 $7,414 100,000 SH SOLE 1 SOLE CHIMERA INVT CORP COM 16934Q109 $1,308 374,874 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $701 35,189 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $5,973 300,000 SH PUT SOLE 1 SOLE CHINA MED TECHNOLOGIES NOTE 4.000% 8/1 169483AC8 $4,274 6,750,000 PRN SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $6,447 9,000,000 PRN SOLE 1 SOLE CLEAN ENERGY FUELS CORP COM 184499101 $3,057 355,000 SH SOLE 1 SOLE COACH INC COM 189754104 $5,087 189,250 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $10,459 717,849 SH SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 $476 53,714 SH SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 $1,772 200,000 SH PUT SOLE 1 SOLE COVIDIEN PLC SHS G2554F105 $13,104 350,000 SH SOLE 1 SOLE CUMMINS INC COM 231021106 $9,243 262,500 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $10,372 168,000 SH SOLE 1 SOLE DARDEN RESTAURANTS INC COM 237194105 $6,901 209,244 SH SOLE 1 SOLE DATA DOMAIN INC COM 23767P109 $11,319 339,100 SH SOLE 1 SOLE DEAN FOODS CO NEW COM 242370104 $3,562 185,612 SH SOLE 1 SOLE DECKERS OUTDOOR CORP COM 243537107 $5,176 73,663 SH SOLE 1 SOLE DEERE & CO COM 244199105 $7,152 179,025 SH SOLE 1 SOLE DENDREON CORP COM 24823Q107 $4,125 165,000 SH SOLE 1 SOLE DENTSPLY INTL INC NEW COM 249030107 $10,088 330,000 SH SOLE 1 SOLE DIGITALGLOBE INC COM NEW 25389M877 $4,920 256,260 SH SOLE 1 SOLE DIRECTV GROUP INC COM 25459L106 $10,832 438,364 SH SOLE 1 SOLE DISCOVER FINL SVCS COM 254709108 $8,099 788,577 SH SOLE 1 SOLE DISCOVERY COMMUNICATNS COM SER A 25470F104 $10,580 470,000 SH SOLE 1 SOLE EMBARQ CORP COM 29078E105 $25,203 599,212 SH SOLE 1 SOLE EXELON CORP COM 30161N101 $1,242 24,250 SH SOLE 1 SOLE FIFTH THIRD BANCORP COM 316773100 $3,728 525,000 SH SOLE 1 SOLE FIRST FINL BANCORP OH COM 320209109 $925 122,800 SH SOLE 1 SOLE FIRST HORIZON NATL CORP COM 320517105 $12,660 1,055,026 SH SOLE 1 SOLE FOREST LABS INC COM 345838106 $12,304 490,000 SH SOLE 1 SOLE FOUNDATION COAL HLDGS COM 35039W100 $5,832 207,486 SH SOLE 1 SOLE GENESEE & WYO INC CL A 371559105 $1,326 50,000 SH SOLE 1 SOLE GFI GROUP INC COM 361652209 $3,119 462,719 SH SOLE 1 SOLE GOOGLE INC CL A 38259P508 $9,275 22,000 SH SOLE 1 SOLE GRAINGER W W INC COM 384802104 $13,756 168,005 SH SOLE 1 SOLE GREAT PLAINS ENERGY INC COM 391164100 $1,791 115,200 SH SOLE 1 SOLE HALOZYME THERAPEUTICS COM 40637H109 $524 75,000 SH SOLE 1 SOLE HASBRO INC COM 418056107 $10,268 423,588 SH SOLE 1 SOLE HOLOGIC INC COM 436440101 $8,142 571,393 SH SOLE 1 SOLE HONEYWELL INTL INC COM 438516106 $9,891 315,000 SH SOLE 1 SOLE HOST HOTELS & RESORTS COM 44107P104 $5,692 678,375 SH SOLE 1 SOLE HUDSON CITY BANCORP COM 443683107 $12,554 944,592 SH SOLE 1 SOLE IBERIABANK CORP COM 450828108 $1,971 50,000 SH SOLE 1 SOLE IESI BFC LTD COM 44951D108 $2,110 181,100 SH SOLE 1 SOLE ILLINOIS TOOL WKS INC COM 452308109 $4,854 130,000 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 $6,351 163,102 SH SOLE 1 SOLE IMAX CORP COM 45245E109 $487 60,000 SH SOLE 1 SOLE INCYTE CORP COM 45337C102 $194 58,900 SH SOLE 1 SOLE INGERSOLL-RAND CO LTD CL A G4776G101 $4,260 203,838 SH SOLE 1 SOLE INTL GAME TECHNOLOG COM 459902102 $7,950 500,000 SH SOLE 1 SOLE INTERPUBLIC GROUP COS COM 460690100 $8,080 1,600,001 SH SOLE 1 SOLE INVESCO LTD SHS G491BT108 $10,922 612,925 SH SOLE 1 SOLE JETBLUE AIRWAYS CORP COM 477143101 $6,070 1,421,527 SH SOLE 1 SOLE JPMORGAN CHASE & CO COM 46625H100 $18,091 530,371 SH SOLE 1 SOLE KROGER CO COM 501044101 $11,025 500,000 SH SOLE 1 SOLE LEAP WIRELESS INTL INC COM NEW 521863308 $1,794 54,481 SH SOLE 1 SOLE LEGG MASON INC COM 524901105 $2,438 100,000 SH CALL SOLE 1 SOLE LEGG MASON INC UNIT 99/99/9999 524901303 $20,189 800,000 SH SOLE 1 SOLE LENNOX INTL INC COM 526107107 $14,608 454,938 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $7,124 8,406,000 PRN SOLE 1 SOLE LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 $17,355 650,000 SH SOLE 1 SOLE LIFE TECHNOLOGIES CORP COM 53217V109 $18,045 432,520 SH SOLE 1 SOLE LINCOLN EDL SVCS CORP COM 533535100 $1,325 63,319 SH SOLE 1 SOLE LINCOLN NATL CORP IND COM 534187109 $4,326 251,367 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $2,333 810,000 SH SOLE 1 SOLE LOWES COS INC COM 548661107 $11,376 586,109 SH SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 $4,512 346,259 SH SOLE 1 SOLE MACROVISION SOLUTIONS COM 55611C108 $11,777 540,002 SH SOLE 1 SOLE MARSHALL & ILSLEY CORP COM 571837103 $3,360 700,000 SH SOLE 1 SOLE MASSEY ENERGY CORP COM 576206106 $444 22,700 SH SOLE 1 SOLE MASSEY ENERGY CORP NOTE 3.250% 8/0 576203AJ2 $4,035 6,066,000 PRN SOLE 1 SOLE MCGRAW HILL COS INC COM 580645109 $3,372 111,996 SH SOLE 1 SOLE MERCK & CO INC COM 589331107 $14,729 526,797 SH SOLE 1 SOLE METAVANTE TECH INC COM 591407101 $3,879 150,000 SH SOLE 1 SOLE MFA FINANCIAL INC COM 55272X102 $10,489 1,515,767 SH SOLE 1 SOLE MOLSON COORS BREWING CO CL B 60871R209 $381 9,000 SH SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $2,542 184,750 SH SOLE 1 SOLE NAVISTAR INTL CORP NEW COM 63934E108 $11,001 252,315 SH SOLE 1 SOLE NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 $9,909 7,000,000 PRN SOLE 1 SOLE NEWMONT MINING CORP COM 651639106 $1,843 45,100 SH SOLE 1 SOLE NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 $5,099 4,500,000 PRN SOLE 1 SOLE OFFICEMAX INC DEL COM 67622P101 $6,263 997,273 SH SOLE 1 SOLE PFIZER INC COM 717081103 $15,683 1,045,553 SH SOLE 1 SOLE PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $4,393 5,000,000 PRN SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $10,562 197,275 SH SOLE 1 SOLE PRECISION CASTPARTS COM 740189105 $7,285 99,750 SH SOLE 1 SOLE PRICELINE COM INC COM NEW 741503403 $6,693 60,000 SH SOLE 1 SOLE PROTECTIVE LIFE CORP COM 743674103 $4,244 370,986 SH SOLE 1 SOLE PRUDENTIAL FINL INC COM 744320102 $885 23,776 SH SOLE 1 SOLE RADIOSHACK CORP COM 750438103 $10,940 783,651 SH SOLE 1 SOLE RAYTHEON CO COM NEW 755111507 $18,661 420,000 SH SOLE 1 SOLE REGAL BELOIT CORP COM 758750103 $12,303 309,750 SH SOLE 1 SOLE REGIONS FINANCIAL CORP COM 7591EP100 $4,235 1,048,162 SH SOLE 1 SOLE SAFEWAY INC COM NEW 786514208 $5,552 272,574 SH SOLE 1 SOLE SBA COMMUNICATIONS CORP COM 78388J106 $10,243 417,397 SH SOLE 1 SOLE SCHEIN HENRY INC COM 806407102 $9,178 191,400 SH SOLE 1 SOLE SCHERING PLOUGH CORP COM 806605101 $37,680 1,500,000 SH SOLE 1 SOLE SCIENTIFIC GAMES CORP CL A 80874P109 $9,760 619,301 SH SOLE 1 SOLE SEARS HLDGS CORP COM 812350106 $4,996 75,107 SH SOLE 1 SOLE SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 $4,084 341,719 SH SOLE 1 SOLE SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 $7,013 251,448 SH SOLE 1 SOLE SEQUENOM INC COM NEW 817337405 $1,173 300,000 SH SOLE 1 SOLE SHAW GROUP INC COM 820280105 $5,756 210,000 SH SOLE 1 SOLE SHERWIN WILLIAMS CO COM 824348106 $9,633 179,217 SH SOLE 1 SOLE SIRONA DENTAL SYSTEMS COM 82966C103 $4,378 219,021 SH SOLE 1 SOLE SKECHERS U S A INC CL A 830566105 $2,474 253,252 SH SOLE 1 SOLE SOLARWINDS INC COM 83416B109 $705 42,773 SH SOLE 1 SOLE SOUTH FINL GROUP INC COM 837841105 $1,845 1,550,000 SH SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDG COM CL A 848574109 $11,542 840,000 SH SOLE 1 SOLE ST JUDE MED INC COM 790849103 $16,954 412,498 SH SOLE 1 SOLE SUN MICROSYSTEMS INC COM NEW 866810203 $27,660 3,000,000 SH SOLE 1 SOLE TCF FINL CORP COM 872275102 $15,908 1,189,791 SH SOLE 1 SOLE TEVA PHARMACEUTICAL IND ADR 881624209 $1,234 25,000 SH SOLE 1 SOLE TEXTRON INC COM 883203101 $3,043 315,002 SH SOLE 1 SOLE TIME WARNER INC COM NEW 887317303 $15,744 625,000 SH SOLE 1 SOLE TRANSATLANTIC HLDGS INC COM 893521104 $2,940 67,850 SH SOLE 1 SOLE TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 $15,190 16,518,000 PRN SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $18,997 18,800,000 PRN SOLE 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 $14,998 577,290 SH SOLE 1 SOLE US BANCORP DEL COM NEW 902973304 $6,768 377,678 SH SOLE 1 SOLE VALE S A ADR 91912E105 $2,645 150,000 SH PUT SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 $10,442 460,000 SH SOLE 1 SOLE WAL MART STORES INC COM 931142103 $10,543 217,650 SH SOLE 1 SOLE WALGREEN CO COM 931422109 $10,422 354,504 SH SOLE 1 SOLE WATERS CORP COM 941848103 $11,581 225,000 SH SOLE 1 SOLE WATSCO INC COM 942622200 $2,813 57,493 SH SOLE 1 SOLE WENDYS ARBYS GROUP INC COM 950587105 $9,235 2,308,713 SH SOLE 1 SOLE WYETH COM 983024100 $40,851 900,000 SH SOLE 1 SOLE WYNDHAM WORLDWIDE CORP COM 98310W108 $10,908 900,000 SH SOLE 1 SOLE YAHOO INC COM 984332106 $6,264 400,001 SH SOLE 1 SOLE
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