-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M4XHKjpv/Bmwl+p6cfEW5UMfxG+dyU4jgZ7M2Ac97De1NncG4Nmi2G3q6e8IzaF0 3lBaUsFZmFstSbv/puW49w== 0000909012-10-000244.txt : 20100422 0000909012-10-000244.hdr.sgml : 20100422 20100422104236 ACCESSION NUMBER: 0000909012-10-000244 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100422 DATE AS OF CHANGE: 20100422 EFFECTIVENESS DATE: 20100422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WestEnd Advisors, LLC CENTRAL INDEX KEY: 0001351731 IRS NUMBER: 201796773 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11741 FILM NUMBER: 10763516 BUSINESS ADDRESS: BUSINESS PHONE: 704-556-9300 MAIL ADDRESS: STREET 1: 4064 COLONY ROAD STREET 2: SUITE 130 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 t305884.txt 13F-HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestEnd Advisors LLC Address: 4064 Colony Road Suite 130 Charlotte, NC 28211 Form 13F File Number: 28-11741 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete and that it is understood that all required items, statements schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert L. Pharr Title: Managing Partner Phone: 704-556-9300 Signature City State and Date of Signing: - ---------------------------------------------------------------------- Robert L. Pharr Charlotte NC 04/21/2010 Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: ___ Form 13F Information Table Value Total: $687,986,739.89 List of Other Included Managers: NONE
13F Holdings Report As of Date: 3/31/2010 INVESTMENT ISSUER TITLE OF CUSIP MKT SHARES/ DISCRETION OTHER VOTING AUTHORITY NAME CLASS NUMBER VAL PRINC AMT SOLE(A) SHARED MNGRS SOLE SHARED NONE Altera Cp Common Stock 021441100 2,162.00 89.00 89.00 0 ALL 89.00 0 0.00 American Tower Corp. Common Stock 029912201 33,793,224.02 793,082.00 793,082.00 0 ALL 788,393.00 0 4,689.00 Amgen, Inc. Common Stock 031162100 31,474,523.52 525,978.00 525,978.00 0 ALL 523,056.00 0 2,922.00 Amylin Pharmaeceuticals Inc. Common Stock 032346108 73,204.95 3,255.00 3,255.00 0 ALL 3,255.00 0 0.00 Anadarko Pete Common Stock 032511107 6,918.00 95.00 95.00 0 ALL 95.00 0 0.00 Applied Materials Inc Common Stock 038222105 8,174.00 607.00 607.00 0 ALL 607.00 0 0.00 Autodesk, Inc. Common Stock 052769106 36,823,951.84 1,253,368.00 1,253,368.00 0 ALL 1,246,275.00 0 7,093.00 Bank of America Corp. Common Stock 060505104 81,146.10 4,546.00 4,546.00 0 ALL 4,546.00 0 0.00 Barrick Gold Corp Common Stock 067901108 3,297.00 86.00 86.00 0 ALL 86.00 0 0.00 Bed Bath & Beyond Inc Common Stock 075896100 34,254,146.48 782,773.00 782,773.00 0 ALL 778,263.00 0 4,510.00 Best Buy Co., Inc. Common Stock 086516101 33,788,515.50 794,276.34 794,276.34 0 ALL 789,814.34 0 4,462.00 CVS Caremark Corp Common Stock 126650100 4,533.00 124.00 124.00 0 ALL 124.00 0 0.00 Celgene Corp. Common Stock 151020104 34,215,055.52 552,212.00 552,212.00 0 ALL 549,074.00 0 3,138.00 Chubb Corp Common Stock 171232101 5,444.00 105.00 105.00 0 ALL 105.00 0 0.00 Citigroup, Inc. Common Stock 172967101 69,992.10 17,282.00 17,282.00 0 ALL 17,282.00 0 0.00 Coach, Inc. Common Stock 189754104 36,682,464.00 928,200.00 928,200.00 0 ALL 922,762.00 0 5,438.00 EMC Corp Mass Common Stock 268648102 7,630.00 423.00 423.00 0 ALL 423.00 0 0.00 Expeditors Intl Wash Inc Common Stock 302130109 4,615.00 125.00 125.00 0 ALL 125.00 0 0.00 Ford Motor Co New Common Stock 345370860 4,588.00 365.00 365.00 0 ALL 365.00 0 0.00 General Electric Co Common Stock 369604103 11,848.00 651.00 651.00 0 ALL 651.00 0 0.00 Genzyme Corp. Common Stock 372917104 27,995,338.41 540,139.00 540,139.00 0 ALL 537,293.00 0 2,846.00 Halliburton Co Common Stock 406216101 10,997.00 365.00 365.00 0 ALL 365.00 0 0.00 H J Heinz Co Common Stock 423074103 2,919.00 64.00 64.00 0 ALL 64.00 0 0.00 Intel Corp. Common Stock 458140100 34,991,232.97 1,569,817.54 1,569,817.54 0 ALL 1,560,712.54 0 9,105.00 Int'l Business Machines Common Stock 459200101 31,693,524.75 247,123.00 247,123.00 0 ALL 245,720.00 0 1,403.00 iShares Investment Grade Corp Bond Fund Common Stock 464287242 904,302.83 8,549.71 8,549.71 0 ALL 6,782.71 0 1,767.00 IShares Nasdaq Biotechnology Common Stock 464287556 1,234,419.56 13,574.00 13,574.00 0 ALL 12,174.00 0 1,400.00 Ishares Dow Jones US Telecom Sector Common Stock 464287713 1,233,945.91 61,635.66 61,635.66 0 ALL 55,281.66 0 6,354.00 Ishares Dow Jones US Technology Sector Common Stock 464287721 2,871,935.51 49,185.40 49,185.40 0 ALL 44,149.40 0 5,036.00 International Asia ex-Japan ETF Common Stock 464288182 4,040,934.16 71,243.55 71,243.55 0 ALL 68,780.55 0 2,463.00 Ishares Tr Barclys 1-3Yr Cr Common Stock 464288646 1,435,706.93 13,727.00 13,727.00 0 ALL 10,855.00 0 2,872.00 Johnson & Johnson Common Stock 478160104 12,453.00 191.00 191.00 0 ALL 191.00 0 0.00 Kellogg Co Common Stock 487836108 5,075.00 95.00 95.00 0 ALL 95.00 0 0.00 Kroger Co Common Stock 501044101 9,313.00 430.00 430.00 0 ALL 430.00 0 0.00 Lockheed Martin Corp Common Stock 539830109 9,154.00 110.00 110.00 0 ALL 110.00 0 0.00 Lowes Cos. Inc. Common Stock 548661107 33,492,435.27 1,381,701.76 1,381,701.76 0 ALL 1,373,921.76 0 7,780.00 Mead Johnson Nutrition Compa Common Stock 582839106 5,983.00 115.00 115.00 0 ALL 115.00 0 0.00 Microsoft Corp Common Stock 594918104 13,882.00 474.00 474.00 0 ALL 474.00 0 0.00 Nestle Spon Adr Rep Reg Shr Common Stock 641069406 6,656.00 130.00 130.00 0 ALL 130.00 0 0.00 Newmont Mining Corp (New) Common Stock 651639106 4,379.00 86.00 86.00 0 ALL 86.00 0 0.00 Nike, Inc. Class B Common Stock 654106103 35,487,123.00 482,818.00 482,818.00 0 ALL 480,118.00 0 2,700.00 Northern Trust Corp Common Stock 665859104 6,575.00 119.00 119.00 0 ALL 119.00 0 0.00 Nucor Corporation Common Stock 670346105 9,938.00 219.00 219.00 0 ALL 219.00 0 0.00 Paychex Inc Common Stock 704326107 5,529.00 180.00 180.00 0 ALL 180.00 0 0.00 Pfizer Inc Common Stock 717081103 14,165.00 826.00 826.00 0 ALL 826.00 0 0.00 Qualcomm, Inc. Common Stock 747525103 29,205,680.21 696,036.23 696,036.23 0 ALL 692,419.23 0 3,617.00 Qwest Communications Intl In Common Stock 749121109 3,236.00 620.00 620.00 0 ALL 620.00 0 0.00 Raytheon Co (New) Common Stock 755111507 6,854.00 120.00 120.00 0 ALL 120.00 0 0.00 Research In Motion Ltd. Common Stock 760975102 31,579,587.57 426,925.00 426,925.00 0 ALL 424,677.00 0 2,248.00 Schlumberger Ltd Common Stock 806857108 11,740.00 185.00 185.00 0 ALL 185.00 0 0.00 Charles Schwab New Common Stock 808513105 10,578.00 566.00 566.00 0 ALL 566.00 0 0.00 Southwest Airlines Common Stock 844741108 6,015.00 455.00 455.00 0 ALL 455.00 0 0.00 Staples Inc Common Stock 855030102 5,383.00 230.00 230.00 0 ALL 230.00 0 0.00 Taiwan Smcndctr Mfg Co Ltd A Common Stock 874039100 7,164.00 683.00 683.00 0 ALL 683.00 0 0.00 Teva Pharmaceuticals Adr Common Stock 881624209 9,966.00 158.00 158.00 0 ALL 158.00 0 0.00 Toll Brothers Common Stock 889478103 2,142.00 103.00 103.00 0 ALL 103.00 0 0.00 United Parcel Service Inc Cl Common Stock 911312106 13,848.00 215.00 215.00 0 ALL 215.00 0 0.00 Vanguard Intl Equity Index All World Ex Common Stock 922042775 8,020,751.62 180,484.96 180,484.96 0 ALL 174,187.96 0 6,297.00 VANGUARD INDEX FDS EXTEND MKT ETF Common Stock 922908652 4,189,509.79 89,290.49 89,290.49 0 ALL 86,224.49 0 3,066.00 Wells Fargo & Co New Common Stock 949746101 63,640.40 2,045.00 2,045.00 0 ALL 2,045.00 0 0.00 Western Un Co Common Stock 959802109 4,155.00 245.00 245.00 0 ALL 245.00 0 0.00 Yahoo Inc Common Stock 984332106 6,529.00 395.00 395.00 0 ALL 395.00 0 0.00 Target Corp. Common Stock 87612E106 33,584,343.10 638,485.91 638,485.91 0 ALL 634,783.91 0 3,702.00 Travelers Companies Inc Com Common Stock 89417E109 3,236.00 60.00 60.00 0 ALL 60.00 0 0.00 AT&T, Inc. Common Stock 00206R102 29,569,002.44 1,144,311.24 1,144,311.24 0 ALL 1,137,999.24 0 6,312.00 Cisco Systems, Inc. Common Stock 17275R102 34,435,893.93 1,322,931.00 1,322,931.00 0 ALL 1,315,224.00 0 7,707.00 Costco Wholesale Corp. Common Stock 22160K105 32,313,439.83 541,173.00 541,173.00 0 ALL 538,016.00 0 3,157.00 Ensco Plc Spon Adr Common Stock 29358Q109 4,478.00 100.00 100.00 0 ALL 100.00 0 0.00 Exxon Mobil Corp Common Stock 30231G102 16,745.00 250.00 250.00 0 ALL 250.00 0 0.00 Google Inc-Cl A Common Stock 38259P508 10,775.00 19.00 19.00 0 ALL 19.00 0 0.00 Hess Corporation Common Stock 42809H107 3,190.00 51.00 51.00 0 ALL 51.00 0 0.00 JPMorgan Chase & Co. Common Stock 46625H100 64,753.25 1,447.00 1,447.00 0 ALL 1,447.00 0 0.00 Mastercard Inc Cl A Common Stock 57636Q104 7,620.00 30.00 30.00 0 ALL 30.00 0 0.00 Merck & Co Inc New Com Common Stock 58933Y105 9,636.00 258.00 258.00 0 ALL 258.00 0 0.00 Oracle Corp. Common Stock 68389X105 33,802,884.90 1,314,776.79 1,314,776.79 0 ALL 1,307,461.79 0 7,315.00 UltraShort Lehman 20+ Trsy ProShares Common Stock 74347R297 79,851.60 1,640.00 1,640.00 0 ALL 1,640.00 0 0.00 SPDR Tr Unit Ser 1 Common Stock 78462F103 206,856.00 1,768.00 1,768.00 0 ALL 1,768.00 0 0.00 SPDR SERIES TRUST LEHMAN YLD ETF Common Stock 78464A417 441,872.33 11,105.11 11,105.11 0 ALL 8,639.11 0 2,466.00 streetTRACKS Total Market ETF Common Stock 78464A805 408,623.69 4,681.22 4,681.22 0 ALL 4,681.22 0 0.00 Time Warner Cable Inc New Common Stock 88732J207 5,064.00 95.00 95.00 0 ALL 95.00 0 0.00 Vanguard Consumer Discretionary ETF Common Stock 92204A108 2,581,280.61 49,308.13 49,308.13 0 ALL 44,232.13 0 5,076.00 Vanguard Consumer Staples ETF Common Stock 92204A207 402,377.04 5,765.54 5,765.54 0 ALL 5,171.54 0 594.00 Verizon Comm., Inc. Common Stock 92343V104 30,046,375.26 968,613.00 968,613.00 0 ALL 963,412.00 0 5,201.00 Waste Mgmt Inc (Dela) Common Stock 94106L109 6,541.00 190.00 190.00 0 ALL 190.00 0 0.00 Ingersoll-Rand Plc Shs Common Stock G47791101 3,138.00 90.00 90.00 0 ALL 90.00 0 0.00 Invesco Ltd Common Stock G491BT108 6,967.00 318.00 318.00 0 ALL 318.00 0 0.00 Alcon Inc Common Stock H01301102 3,069.00 19.00 19.00 0 ALL 19.00 0 0.00 Weatherford International Lt Common Stock H27013103 6,264.00 395.00 395.00 0 ALL 395.00 0 0.00 Tyco International Ltd New Common Stock H89128104 2,333.00 61.00 61.00 0 ALL 61.00 0 0.00
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