-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GJjNGqqnwdUzpuCUQIOXyMpdw0JJmLUCV8zGGLHS522ssJ72KKPNYlKyJAK2Qzf6 W2kEwwM+JCFWSE/B/FAJ9Q== 0000919574-10-003430.txt : 20100517 0000919574-10-003430.hdr.sgml : 20100517 20100517111213 ACCESSION NUMBER: 0000919574-10-003430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 10836394 BUSINESS ADDRESS: STREET 1: 50 MILK STREET STREET 2: 21ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: 50 MILK STREET STREET 2: 21ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 d1098641_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GRT Capital Partners, L.L.C. Address: 50 Milk Street, 21st Floor Boston, MA 02109 13 File Number: 028-10361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy A. Krochuk Title: Managing Member Phone: 617-226-1700 Signature, Place and Date of Signing: /s/ Timothy A. Krochuk Boston, MA May 17, 2010 - ----------------------- -------------------------- ------------------ [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 296 Form 13F Information Table Value Total: $158,469 (thousands) List of Other Included Managers: No. Form 13F File Number Name None FORM 13F INFORMATION TABLE GRT Capital Partners, L.L.C. March 31, 2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRET MNGRS SOLE SHARED NONE 8X8 INC NEW COM 282914100 202 139,260 SH Sole 139,260 A C MOORE ARTS & CRAFTS INC COM 00086T103 64 21,838 SH Sole 21,838 A D A M INC COM 00088U108 112 28,000 SH Sole 28,000 ABBOTT LABS COM 002824100 353 6,700 SH Sole 6,700 ACCURAY INC COM 004397105 692 113,950 SH Sole 113,950 ACHILLION PHARMACEUTICALS IN COM 00448Q201 148 53,400 SH Sole 53,400 ACTUANT CORP CL A NEW 00508X203 1,214 62,110 SH Sole 62,110 ADEPT TECHNOLOGY INCCOM NEW COM 006854202 228 48,857 SH Sole 48,857 ADOBE SYS INC COM STK COM 00724F101 672 19,000 SH Sole 19,000 ADOLOR CORP COM STK COM 00724X102 456 253,261 SH Sole 253,261 ADVANCED ANALOGIC TECHNOLOGIES COM COM 00752J108 868 248,763 SH Sole 248,763 AEHR TEST SYS COM STK COM 00760J108 120 44,600 SH Sole 44,600 AERCAP HOLDINGS COM STK COM N00985106 137 11,910 SH Sole 11,910 AGRIUM CAD NPV COM COM 008916108 1,653 23,400 SH Sole 23,400 ALIGN TECHNOLOGY INC COM STK COM 016255101 302 15,600 SH Sole 15,600 ALLIANCE ONE INTERNATIONAL INC COM STK COM 018772103 118 23,191 SH Sole 23,191 ALLIED DEFENSE GROUP INC COM 019118108 346 48,000 SH Sole 48,000 ALLIED HEALTHCARE PRODS INC COM STK COM 019222108 67 18,000 SH Sole 18,000 ALPINE GLOBAL PREMIER PROPER FUND COM 02083A103 116 17,720 SH Sole 17,720 AMERICAN BILTRITE INC COM STK COM 024591109 121 40,050 SH Sole 40,050 AMERICAN EXPRESS CO COM 025816109 1,556 37,720 SH Sole 37,720 AMERICAN RAILCAR INDS INC COM 02916P103 188 15,478 SH Sole 15,478 AMERICAN REPROGRAPHICS CO COM 029263100 610 68,000 SH Sole 68,000 AMGEN INC COM 031162100 221 3,700 SH Sole 3,700 ANIMAL HEALTH INTL INC COM 03525N109 564 298,391 SH Sole 298,391 APOLLO GOLD CORP COM 03761E102 3 10,000 SH Sole 10,000 ARBITRON INC COM 03875Q108 360 13,500 SH Sole 13,500 ARCH COAL INC COM 039380100 462 20,200 SH Sole 20,200 ARTHROCARE CORP COM 043136100 709 23,850 SH Sole 23,850 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 139 10,000 SH Sole 10,000 ATS MED INC COM 002083103 74 28,300 SH Sole 28,300 AUGUSTA RES CORP COM NEW 050912203 27 10,000 SH Sole 10,000 BANK OF NEW YORK MELLON CORP COM 064058100 401 13,000 SH Sole 13,000 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 751 25,065 SH Sole 25,065 BARRICK GOLD CORP COM 067901108 2,196 57,266 SH Sole 57,266 BAXTER INTL INC COM 071813109 402 6,915 SH Sole 6,915 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,851 72,000 SH Sole 72,000 BLACKROCK FLOAT RATE OME STR COM 09255X100 316 20,396 SH Sole 20,396 BLACKROCK INCOME TR INC COM 09247F100 225 34,350 SH Sole 34,350 BLONDER TONGUE LABS INC COM 093698108 47 44,599 SH Sole 44,599 BLOUNT INTL INC NEW COM 095180105 1,637 158,000 SH Sole 158,000 BONSO ELECTRS INTL INC COM PAR $0.003 098529308 35 28,794 SH Sole 28,794 BOULDER GROWTH & INCOME FD I COM 101507101 75 11,825 SH Sole 11,825 BRIDGELINE SOFTWARE INC COM 10807Q205 41 32,000 SH Sole 32,000 BRIGHTPOINT INC COM NEW 109473405 176 23,363 SH Sole 23,363 BROOKS AUTOMATION INC COM 114340102 1,015 115,100 SH Sole 115,100 BUCYRUS INTL INC NEW COM 118759109 1,439 21,800 SH Sole 21,800 C&D TECHNOLOGIES INC NOTE 5.250%11/0 124661AD1 324 500,000 SH Sole 500,000 C&D TECHNOLOGIES INC COM 124661109 101 63,000 SH Sole 63,000 CALAMP CORP COM 128126109 90 31,885 SH Sole 31,885 CANADIAN SUPERIOR ENERGY INC COM 136644101 6 10,000 SH Sole 10,000 CARBO CERAMICS INC COM 140781105 1,222 19,600 SH Sole 19,600 CARDIAC SCIENCE CORP COM 14141A108 112 59,950 SH Sole 59,950 CARDIONET INC COM 14159L103 429 56,025 SH Sole 56,025 CAREER EDUCATION CORP COM 141665109 943 29,800 SH Sole 29,800 CENTENE CORP DEL COM 15135B101 1,202 50,000 SH Sole 50,000 CERADYNE INC COM 156710105 1,158 51,000 SH Sole 51,000 CHINA TECHFAITH WIRLS COMM T SPONSORED ADR 169424108 173 64,200 SH Sole 64,200 CHIPOTLE MEXICAN GRILL INC COM 169656105 769 6,825 SH Sole 6,825 CIMATRON LTD ORD M23798107 80 46,890 SH Sole 46,890 CIRCOR INTL INC COM 17273K109 264 7,960 SH Sole 7,960 COBRA ELECTRS CORP COM 191042100 30 12,000 SH Sole 12,000 COCA COLA CO COM 191216100 1,549 28,165 SH Sole 28,165 COCA COLA ENTERPRISES INC COM 191219104 277 10,000 SH Sole 10,000 COGO GROUP INC COM 192448108 191 27,255 SH Sole 27,255 COLE KENNETH PRODTNS INC CL A 193294105 266 20,740 SH Sole 20,740 COLFAX CORP COM 194014106 336 28,540 SH Sole 28,540 CONOCOPHILLIPS COM 20825C104 1,392 27,200 SH Sole 27,200 CONSOL ENERGY INC COM 20854P109 614 14,400 SH Sole 14,400 CONSTELLATION BRANDS INC CL A 21036P108 955 58,110 SH Sole 58,110 CORE LABORATORIES N V COM N22717107 638 4,880 SH Sole 4,880 CORE MOLDING TECHNOLOGIES IN COM 218683100 37 11,000 SH Sole 11,000 CORNERSTONE THERAPEUTICS INC COM 21924P103 248 39,000 SH Sole 39,000 CORPORATE EXECUTIVE BRD CO COM 21988R102 258 9,700 SH Sole 9,700 COVIDIEN PLC SHS G2554F105 1,916 38,105 SH Sole 38,105 CPI AEROSTRUCTURES INC COM NEW 125919308 326 40,995 SH Sole 40,995 CROWN CRAFTS INC COM 228309100 96 30,429 SH Sole 30,429 CUBIST PHARMACEUTICALS INC COM 229678107 289 12,840 SH Sole 12,840 CUTERA INC COM 232109108 121 11,640 SH Sole 11,640 CVS CAREMARK CORPORATION COM 126650100 3,656 100,000 SH Sole 100,000 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 267 54,620 SH Sole 54,620 DARLING INTL INC COM 237266101 252 28,140 SH Sole 28,140 DAVITA INC COM 23918K108 1,951 30,775 SH Sole 30,775 DEPOMED INC COM 249908104 1,628 458,544 SH Sole 458,544 DIGIRAD CORP COM 253827109 37 18,038 SH Sole 18,038 DIGITAL ALLY INC COM 25382P109 21 11,500 SH Sole 11,500 DOVER MOTORSPORTS INC COM 260174107 83 40,500 SH Sole 40,500 DWS MULTI MKT INCOME TR SHS 23338L108 103 11,010 SH Sole 11,010 DYCOM INDS INC COM 267475101 228 26,000 SH Sole 26,000 E M C CORP MASS COM 268648102 457 25,310 SH Sole 25,310 EASYLINK SERVICES INTL CORP CL A 277858106 92 39,000 SH Sole 39,000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 536 32,300 SH Sole 32,300 ECHOSTAR CORP CL A 278768106 294 14,500 SH Sole 14,500 ELAN PLC ADR 284131208 622 82,000 SH Sole 82,000 ENGLOBAL CORP COM 293306106 82 29,500 SH Sole 29,500 ESTERLINE TECHNOLOGIES CORP COM 297425100 1,409 28,500 SH Sole 28,500 EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 631 42,050 SH Sole 42,050 EXXON MOBIL CORP COM 30231G102 234 3,500 SH Sole 3,500 EZCORP INC CL A NON VTG 302301106 845 41,035 SH Sole 41,035 F M C CORP COM NEW 302491303 1,392 23,000 SH Sole 23,000 FAIR ISAAC CORP COM 303250104 315 12,450 SH Sole 12,450 FIDELITY NATIONAL FINANCIAL CL A 31620R105 1,099 74,140 SH Sole 74,140 FIDELITY NATL INFORMATION SV COM 31620M106 1,418 60,500 SH Sole 60,500 FIRST AMERN CORP CALIF COM 318522307 1,015 30,000 SH Sole 30,000 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 172 13,050 SH Sole 13,050 FLIR SYS INC COM 302445101 228 8,070 SH Sole 8,070 FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 272 500,000 SH Sole 500,000 FLOW INTL CORP COM 343468104 91 30,240 SH Sole 30,240 FOREST LABS INC COM 345838106 707 22,536 SH Sole 22,536 FREQUENCY ELECTRS INC COM 358010106 108 20,465 SH Sole 20,465 GAMETECH INTERNATIONAL INC COM 36466D102 103 52,900 SH Sole 52,900 GAMMON GOLD INC COM 36467T106 87 12,035 SH Sole 12,035 GEN-PROBE INC NEW COM 36866T103 750 15,000 SH Sole 15,000 GLOBALOPTIONS GROUP INC COM NEW 37946D209 21 13,000 SH Sole 13,000 GOODRICH CORP COM 382388106 1,010 14,320 SH Sole 14,320 GRAFTECH INTL LTD COM 384313102 1,435 105,000 SH Sole 105,000 GTSI CORP COM 36238K103 215 38,797 SH Sole 38,797 HARRIS CORP DEL COM 413875105 1,653 34,800 SH Sole 34,800 HARVARD BIOSCIENCE INC COM 416906105 193 50,000 SH Sole 50,000 HESKA CORP COM 42805E108 36 44,500 SH Sole 44,500 HOME DEPOT INC COM 437076102 323 10,000 SH Sole 10,000 HUDSON CITY BANCORP COM 443683107 704 49,685 SH Sole 49,685 HUDSON HIGHLAND GROUP INC COM 443792106 223 50,928 SH Sole 50,928 HUNTSMAN CORP COM 447011107 380 31,500 SH Sole 31,500 HURON CONSULTING GROUP INC COM 447462102 304 15,000 SH Sole 15,000 IAMGOLD CORP COM 450913108 1,051 79,500 SH Sole 79,500 INNERWORKINGS INC COM 45773Y105 116 22,400 SH Sole 22,400 INTEGRATED ELECTRICAL SVC COM 45811E301 208 36,800 SH Sole 36,800 INTERFACE INC CL A 458665106 1,218 105,150 SH Sole 105,150 INTERSECTIONS INC COM 460981301 103 25,000 SH Sole 25,000 INTEVAC INC COM 461148108 1,034 74,825 SH Sole 74,825 IPASS INC COM 46261V108 145 126,275 SH Sole 126,275 ISHARES TR INDEX BARCLYS 20+ YR 464287432 233 2,603 SH Sole 2,603 ISHARES TR INDEX RUSSELL1000GRW 464287614 625 12,030 SH Sole 12,030 ISHARES TR INDEX RUSSELL 2000 464287655 3,013 44,440 SH Sole 44,440 ISHARES TR INDEX MSCI EAFE IDX 464287465 260 4,650 SH Sole 4,650 ISTA PHARMACEUTICALS INC COM NEW 45031X204 667 163,845 SH Sole 163,845 JOHNSON & JOHNSON COM 478160104 2,940 45,085 SH Sole 45,085 K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 252 500,000 SH Sole 500,000 KAYDON CORP COM 486587108 304 8,095 SH Sole 8,095 KEY TRONICS CORP COM 493144109 76 14,824 SH Sole 14,824 KINROSS GOLD CORP COM NO PAR 496902404 761 44,550 SH Sole 44,550 KNOLL INC COM NEW 498904200 128 11,380 SH Sole 11,380 KRAFT FOODS INC CL A 50075N104 2,360 78,030 SH Sole 78,030 KSW INC COM 48268R106 120 32,900 SH Sole 32,900 LAKES ENTMNT INC COM 51206P109 36 15,500 SH Sole 15,500 LAZARD GLB TTL RET&INCM FD I COM 52106W103 174 11,215 SH Sole 11,215 LECG CORP COM 523234102 147 49,459 SH Sole 49,459 LGL GROUP INC COM 50186A108 116 21,142 SH Sole 21,142 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 119 25,180 SH Sole 25,180 LIGAND PHARMACEUTICALS INC CL B 53220K207 113 65,000 SH Sole 65,000 LIHIR GOLD LTD SPONSORED ADR 532349107 763 27,100 SH Sole 27,100 LOCKHEED MARTIN CORP COM 539830109 608 7,300 SH Sole 7,300 LOGITECH INTL S A SHS H50430232 654 40,000 SH Sole 40,000 MAIDEN HOLDINGS LTD SHS G5753U112 222 30,000 SH Sole 30,000 MANAGEMENT NETWORK GROUP INC COM NEW 561693201 48 18,573 SH Sole 18,573 MANITOWOC INC COM 563571108 130 10,000 SH Sole 10,000 MANTECH INTL CORP CL A 564563104 977 20,000 SH Sole 20,000 MASSEY ENERGY CORP COM 576206106 1,630 31,174 SH Sole 31,174 MCGRAW HILL COS INC COM 580645109 2,370 66,480 SH Sole 66,480 MEADE INSTRUMENTS CORP COM NEW 583062203 47 11,500 SH Sole 11,500 MEASUREMENT SPECIALTIES INC COM 583421102 409 27,783 SH Sole 27,783 MEDIA SCIENCES INTL INC COM 58446X107 48 119,500 SH Sole 119,500 MEMC ELECTR MATLS INC COM 552715104 629 41,000 SH Sole 41,000 MERCK & CO INC NEW COM 58933Y105 920 24,638 SH Sole 24,638 MERIT MED SYS INC COM 589889104 863 56,560 SH Sole 56,560 METHANEX CORP COM 59151K108 2,151 88,500 SH Sole 88,500 MEXICAN RESTAURANTS INC COM 59283R104 103 45,617 SH Sole 45,617 MFA FINANCIAL INC COM 55272X102 478 65,000 SH Sole 65,000 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 193 28,950 SH Sole 28,950 MICRONETICS INC DEL COM 595125105 237 58,949 SH Sole 58,949 MICROSEMI CORP COM 595137100 173 10,000 SH Sole 10,000 MICROSOFT CORP COM 594918104 1,678 57,307 SH Sole 57,307 MINE SAFETY APPLIANCES CO COM 602720104 953 34,080 SH Sole 34,080 MIRANT CORP NEW COM 60467R100 445 40,970 SH Sole 40,970 MOD PAC CORP COM 607495108 155 26,103 SH Sole 26,103 MOODYS CORP COM 615369105 416 14,000 SH Sole 14,000 MORGAN STANLEY EM MKTS DM DE COM 617477104 213 14,270 SH Sole 14,270 MOTORCAR PTS AMER INC COM 620071100 65 10,000 SH Sole 10,000 MTR GAMING GROUP INC COM 553769100 37 18,053 SH Sole 18,053 NATUS MEDICAL INC DEL COM 639050103 335 21,060 SH Sole 21,060 NAUTILUS INC COM 63910B102 92 30,480 SH Sole 30,480 NBTY INC COM 628782104 441 9,200 SH Sole 9,200 NEUROGESX INC COM 641252101 175 18,600 SH Sole 18,600 NEUROMETRIX INC COM 641255104 691 362,001 SH Sole 362,001 NEW FRONTIER MEDIA INC COM 644398109 20 10,000 SH Sole 10,000 NEW YORK CMNTY BANCORP INC COM 649445103 1,551 93,790 SH Sole 93,790 NEWMONT MINING CORP COM 651639106 1,385 27,200 SH Sole 27,200 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 234 14,780 SH Sole 14,780 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 944 22,580 SH Sole 22,580 NOKIA CORP SPONSORED ADR 654902204 699 45,000 SH Sole 45,000 NORTECH SYS INC COM 656553104 73 21,046 SH Sole 21,046 NORTHGATE MINERALS CORP COM 666416102 114 38,155 SH Sole 38,155 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 132 10,705 SH Sole 10,705 NUVEEN MULTI STRAT INC & GR COM 67073B106 183 23,240 SH Sole 23,240 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 211 25,485 SH Sole 25,485 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 141 11,520 SH Sole 11,520 OCWEN FINL CORP COM NEW 675746309 699 63,000 SH Sole 63,000 OLIN CORP COM PAR $1 680665205 1,177 60,000 SH Sole 60,000 OMNI ENERGY SERVICES COM NEW 68210T208 64 33,000 SH Sole 33,000 OMNOVA SOLUTIONS INC COM 682129101 283 36,000 SH Sole 36,000 OPTIMER PHARMACEUTICALS INC COM 68401H104 616 50,160 SH Sole 50,160 ORBITAL SCIENCES CORP COM 685564106 403 21,180 SH Sole 21,180 ORIENTAL FINL GROUP INC COM 68618W100 493 36,500 SH Sole 36,500 P & F INDS INC CL A NEW 692830508 53 20,658 SH Sole 20,658 PACIFIC SUNWEAR CALIF INC COM 694873100 96 18,090 SH Sole 18,090 PALM HARBOR HOMES COM 696639103 110 54,599 SH Sole 54,599 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 288 26,500 SH Sole 26,500 PAPA JOHNS INTL INC COM 698813102 400 15,570 SH Sole 15,570 PC MALL INC COM 69323K100 264 52,078 SH Sole 52,078 PEABODY ENERGY CORP COM 704549104 1,663 36,400 SH Sole 36,400 PEPSICO INC COM 713448108 1,720 26,000 SH Sole 26,000 PERCEPTRON INC COM 71361F100 134 30,826 SH Sole 30,826 PERFORMANCE TECHNOLOGIES INC COM 71376K102 31 11,000 SH Sole 11,000 PETSMART INC COM 716768106 240 7,500 SH Sole 7,500 PFIZER INC COM 717081103 569 33,202 SH Sole 33,202 PHOENIX FOOTWEAR GROUP INC COM 71903M100 83 128,148 SH Sole 128,148 PHYSICIANS FORMULA HLDGS INC COM 719427106 64 26,500 SH Sole 26,500 PINNACLE DATA SYS INC COM 723454104 16 22,600 SH Sole 22,600 POLYCOM INC COM 73172K104 214 7,000 SH Sole 7,000 PROCTER & GAMBLE CO COM 742718109 1,078 17,045 SH Sole 17,045 PROGENICS PHARMACEUTICALS IN COM 743187106 261 48,995 SH Sole 48,995 PROSHARES TR PSHS REAL ESTAT 74347R552 63 10,500 SH Sole 10,500 PSS WORLD MED INC COM 69366A100 353 15,000 SH Sole 15,000 PSYCHIATRIC SOLUTIONS INC COM 74439H108 313 10,500 SH Sole 10,500 QUANTUM CORP COM DSSG 747906204 145 55,020 SH Sole 55,020 QUEST DIAGNOSTICS INC COM 74834L100 702 12,040 SH Sole 12,040 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 991 120,355 SH Sole 120,355 RCM TECHNOLOGIES INC COM NEW 749360400 132 42,047 SH Sole 42,047 RF INDS LTD COM PAR $0.01 749552105 106 20,757 SH Sole 20,757 RF MONOLITHICS INC COM 74955F106 27 21,460 SH Sole 21,460 ROCHESTER MED CORP COM 771497104 1,059 82,625 SH Sole 82,625 ROCKWELL COLLINS INC COM 774341101 1,627 26,000 SH Sole 26,000 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1,914 147,244 SH Sole 147,244 SAIC INC COM 78390X101 283 16,000 SH Sole 16,000 SANTARUS INC COM 802817304 524 97,455 SH Sole 97,455 SCHLUMBERGER LTD COM 806857108 426 6,715 SH Sole 6,715 SEAGATE TECHNOLOGY SHS G7945J104 576 31,560 SH Sole 31,560 SEAHAWK DRILLING INC COM 81201R107 320 16,995 SH Sole 16,995 SENORX INC COM 81724W104 552 75,437 SH Sole 75,437 SFN GROUP INC COM 784153108 98 12,220 SH Sole 12,220 SHIRE PLC SPONSORED ADR 82481R106 221 3,350 SH Sole 3,350 SIGMATRON INTL INC COM 82661L101 62 10,441 SH Sole 10,441 SILVER WHEATON CORP COM 828336107 236 15,035 SH Sole 15,035 SKILLED HEALTHCARE GROUP INC CL A 83066R107 524 84,960 SH Sole 84,960 SOLTA MED INC COM 83438K103 410 190,703 SH Sole 190,703 SOLUTIA INC COM NEW 834376501 1,402 87,005 SH Sole 87,005 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 839 7,729 SH Sole 7,729 SPDR S&P 500 ETF TR UNIT SER 1 S&P, 78462F103 406 3,470 SH Sole 3,470 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 210 9,000 SH Sole 9,000 SRI/SURGICAL EXPRESS INC COM 78464W104 150 42,973 SH Sole 42,973 STEALTHGAS INC SHS Y81669106 550 109,000 SH Sole 109,000 SUCAMPO PHARMACEUTICALS INC CL A 864909106 79 22,000 SH Sole 22,000 SUNAMERICA FCSED ALPHA GRW F COM 867037103 491 33,855 SH Sole 33,855 SUPERTEL HOSPITALITY INC MD COM 868526104 54 31,000 SH Sole 31,000 SYNERON MED COM M87245102 319 29,211 SH Sole 29,211 TANDY BRANDS ACCESSORIES INC COM 875378101 161 44,588 SH Sole 44,588 TARGETED GENETICS CORP COM NEW 87612M306 15 70,000 SH Sole 70,000 TCW STRATEGIC INCOME FUND IN COM 872340104 84 17,740 SH Sole 17,740 TECH OPS SEVCON INC COM 878293109 154 30,646 SH Sole 30,646 TEGAL CORP COM NEW 879008209 134 113,135 SH Sole 113,135 TELIK INC COM 87959M109 33 39,200 SH Sole 39,200 TELLABS INC COM 879664100 80 10,580 SH Sole 10,580 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 314 4,975 SH Sole 4,975 THERAGENICS CORP COM 883375107 133 80,000 SH Sole 80,000 THERMO FISHER SCIENTIFIC INC COM 883556102 3,153 61,300 SH Sole 61,300 THQ INC COM NEW 872443403 149 21,255 SH Sole 21,255 TITAN INTL INC ILL COM 88830M102 262 29,990 SH Sole 29,990 TRAVELERS COMPANIES INC COM 89417E109 432 8,000 SH Sole 8,000 TRINITY BIOTECH PLC SPON ADR NEW 896438306 966 177,000 SH Sole 177,000 TRIO TECH INTL COM NEW 896712205 53 13,976 SH Sole 13,976 TRX INC COM 898452107 72 144,888 SH Sole 144,888 TUESDAY MORNING CORP COM NEW 899035505 74 11,200 SH Sole 11,200 TUFCO TECHNOLOGIES INC COM 899040109 86 20,021 SH Sole 20,021 ULTRA CLEAN HLDGS INC COM 90385V107 860 100,851 SH Sole 100,851 ULTRALIFE CORP COM 903899102 452 112,600 SH Sole 112,600 UNION DRILLING INC COM 90653P105 308 50,000 SH Sole 50,000 UNITED AMER INDEMNITY LTD CL A 90933T109 100 10,500 SH Sole 10,500 UNITEDHEALTH GROUP INC COM 91324P102 1,421 43,500 SH Sole 43,500 UNIVERSAL CORP VA COM 913456109 211 4,000 SH Sole 4,000 VALPEY FISHER CORP COM 920344108 196 118,544 SH Sole 118,544 VANGUARD INDEX FDS LARGE CAP ETF 922908637 347 6,510 SH Sole 6,510 VANGUARD INDEX FDS STK MRK ETF 922908769 352 5,910 SH Sole 5,910 VERMONT PURE HLDGS LTD NEW COM 924237100 72 102,728 SH Sole 102,728 VERSAR INC COM 925297103 65 21,608 SH Sole 21,608 WAL MART STORES INC COM 931142103 3,019 54,300 SH Sole 54,300 WELLPOINT INC COM 94973V107 1,476 22,930 SH Sole 22,930 WESTERN ASSET GLB HI INCOME COM 95766B109 170 14,680 SH Sole 14,680 WESTERN UN CO COM 959802109 1,133 66,810 SH Sole 66,810 WET SEAL INC CL A 961840105 214 45,000 SH Sole 45,000 WHX CORP COM PAR $.01 NEW 929248607 32 13,000 SH Sole 13,000 WILLDAN GROUP INC COM 96924N100 44 20,148 SH Sole 20,148 WIRELESS TELECOM GROUP INC COM 976524108 81 83,132 SH Sole 83,132 WPCS INTL INC COM NEW 92931L203 45 14,565 SH Sole 14,565 YAMANA GOLD INC COM 98462Y100 647 65,690 SH Sole 65,690 ZIMMER HLDGS INC COM 98956P102 728 12,300 SH Sole 12,300 158,469
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