-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ussp1xmV9mSP+wHoKxK0Zs6Shr5hmRLhBQzLOZOEZrjZrPHOcfShxfSp4d77KkB8 fTLSyKwzvEIQbqsMGvfEMA== 0000898432-10-000718.txt : 20100517 0000898432-10-000718.hdr.sgml : 20100517 20100517172055 ACCESSION NUMBER: 0000898432-10-000718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 10840098 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC 666 Fifth Avenue 37th Floor New York, NY 10103 Form 13F File Number: 28-12251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III Title: Managing Member Phone: (212) 808-7430 Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY May 17, 2010 - ----------------------- ---------------- ------------------ [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: 71,940 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P.
Market Investment Other Description GroupType CUSIP Value Qty SH/PRN Discretion Managers Shared Actel Corp COM 004934105 127 90,000 SH Shared-Defined 1 90,000 Analog Devices Inc COM 032654105 937 32,500 SH Shared-Defined 1 32,500 ATMI Inc COM 00207R101 917 47,500 SH Shared-Defined 1 47,500 Aviat Networks Inc COM 05366Y102 385 58,026 SH Shared-Defined 1 58,026 Brocade Communications Sys Inc COM 111621306 771 135,000 SH Shared-Defined 1 135,000 Cadence Design System Inc COM NEW 127387108 767 115,000 SH Shared-Defined 1 115,000 Callidus Software Inc COM 13123E500 726 200,000 SH Shared-Defined 1 200,000 GROUP CGI INC CL A SUB VTG 39945C109 3,006 200,800 SH Shared-Defined 1 200,800 Check Point Software Tech LT ORD M22465104 1,052 30,000 SH Shared-Defined 1 30,000 Cisco Sys Inc COM 17275R102 1,106 42,500 SH Shared-Defined 1 42,500 Cogo Group Inc COM 192448108 979 140,000 SH Shared-Defined 1 140,000 Comcast Corp NEW CL A SPL 20030N200 1,322 73,600 SH Shared-Defined 1 73,600 CA Inc COM 12673P105 1,056 45,000 SH Shared-Defined 1 45,000 Crown Holdings Inc COM 228368106 809 30,000 SH Shared-Defined 1 30,000 Dragonwave Inc COM 26144M103 231 25,000 SH Shared-Defined 1 25,000 eBay Inc COM 278642103 2,023 75,000 SH Shared-Defined 1 75,000 Fidelity National Financial CL A 31620R105 904 61,000 SH Shared-Defined 1 61,000 Fiserv Inc COM 337738108 1,523 30,000 SH Shared-Defined 1 30,000 Google Inc CL A 38259P508 1,077 1,900 SH Shared-Defined 1 1,900 Intel Corp COM 458140100 2,118 95,000 SH Shared-Defined 1 95,000 International Business Machs COM 459200101 1,994 15,550 SH Shared-Defined 1 15,550 International Flavors & Fragrances COM 459506101 1,287 27,000 SH Shared-Defined 1 27,000 Intersil Corp CL A 46069S109 1,179 80,000 SH Shared-Defined 1 80,000 Lionbridge Technologies Inc COM 536252109 1,815 500,000 SH Shared-Defined 1 500,000 Lowe's Cos Inc COM 548661107 897 37,000 SH Shared-Defined 1 37,000 Mac-Gray Corp COM 554153106 1,355 120,000 SH Shared-Defined 1 120,000 Mariner Energy Inc COM 56845T305 898 60,000 SH Shared-Defined 1 60,000 Maxim Integrated Prods Inc COM 57772K101 1,018 52,500 SH Shared-Defined 1 52,500 Microsemi Corp COM 595137100 1,040 60,000 SH Shared-Defined 1 60,000 Microsoft Corp COM 594918104 2,153 73,500 SH Shared-Defined 1 73,500 Multi-Color Corp COM 625383104 200 16,684 SH Shared-Defined 1 16,684 Myers Inds Inc COM 628464109 314 30,000 SH Shared-Defined 1 30,000 Neutral Tandem Inc COM 64128B108 1,119 70,000 SH Shared-Defined 1 70,000 Omnicom Group Inc COM 681919106 388 10,000 SH Shared-Defined 1 10,000 Orbotech Ltd ORD M75253100 1,625 150,000 SH Shared-Defined 1 150,000 Pc Connection COM 69318J100 756 122,000 SH Shared-Defined 1 122,000 Pfizer Inc COM 717081103 1,098 64,000 SH Shared-Defined 1 64,000 Plato Learning Inc COM 72764Y100 723 130,000 SH Shared-Defined 1 130,000 QUALCOMM Inc COM 747525103 1,364 32,500 SH Shared-Defined 1 32,500 Radvision Ltd ORD M81869105 822 120,000 SH Shared-Defined 1 120,000 S1 Corporation COM 78463B101 1,918 325,000 SH Shared-Defined 1 325,000 Silicon Image Inc COM 82705T102 498 165,000 SH Shared-Defined 1 165,000 SIRIUS SATELLITE SIRI RADIO INC NOTE 3.25% 10/1 82966UAD5 253 269,000 SH Shared-Defined 1 269,000 Spartech Corp COM NEW 847220209 102 8,739 SH Shared-Defined 1 8,739 Sport Supply Group Inc Del COM 84916A104 1,672 124,436 SH Shared-Defined 1 124,436 Supertex Inc COM 868532102 256 10,000 SH Shared-Defined 1 10,000 Symantec Corp COM 871503108 2,497 147,500 SH Shared-Defined 1 147,500 Taiwan Semiconductor Mfg Ltd SPONSORED ADR 874039100 1,495 142,500 SH Shared-Defined 1 142,500 Technitrol Inc COM 878555101 20 3,882 SH Shared-Defined 1 3,882 TECHNITROL INC TNL 7% 12/15/14 COM 878555AA9 3,560 3,500,000 SH Shared-Defined 1 3,500,000 Tekelec COM 879101103 908 50,000 SH Shared-Defined 1 50,000 Select Sector Spdr Tr SBI INT- UTILS 81369Y886 2,076 70,000 SH Shared-Defined 1 70,000 Verigy Ltd SHS Y93691106 727 65,000 SH Shared-Defined 1 65,000 Verisign Inc SDCV 3.25% 8/1 92343EAD4 968 1,100,000 SH Shared-Defined 1 1,100,000 Verizon Communications Inc COM 92343V104 1,706 55,000 SH Shared-Defined 1 55,000 Viacom Inc NEW CL B 92553P201 2,699 78,500 SH Shared-Defined 1 78,500 Virtus Invt Partners Inc COM 92828Q109 189 9,093 SH Shared-Defined 1 9,093 Virtusa Corp COM 92827P102 786 76,200 SH Shared-Defined 1 76,200 Vodafone Group PLC NEW SPONS ADR NEW 92857W209 1,632 70,000 SH Shared-Defined 1 70,000 Wal Mart Stores Inc COM 931142103 1,668 30,000 SH Shared-Defined 1 30,000 Washington Post Co CL B 939640108 1,732 3,900 SH Shared-Defined 1 3,900 Westell Technologies Inc CL A 957541105 697 491,166 SH Shared-Defined 1 491,166
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