-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQDaxTE2+gocc2Sby6ZO4XFSBXixuLdqb/KclZgk3dyG+hB0wBmX5ddWhByKE14b pf3IgV5rt6Xl3HlA3n9X4Q== 0001164691-10-000030.txt : 20100524 0001164691-10-000030.hdr.sgml : 20100524 20100524095256 ACCESSION NUMBER: 0001164691-10-000030 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20100524 DATE AS OF CHANGE: 20100524 EFFECTIVENESS DATE: 20100524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 10852630 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra309302009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment [X]; Amendment Number: 3 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 11/24/2009 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL May 24, 2010 - ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 163 Form 13F Information Table Value Total: $1,754,260 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------- --------- ------- ---------------------------- ------- ------ ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------- --------- ------- ------ ------ ---- ------ ------ ---- ---- ---- ABB LTD SPONSORED ADR 000375204 $10,521 525,000 SH SOLE 1 SOLE ABERCROMBIE & FITCH CO CL A 002896207 $12,494 380,000 SH SOLE 1 SOLE ALEXION PHARMACEUTICALS COM 015351109 $12,196 273,812 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 $19,564 344,676 SH SOLE 1 SOLE ALLIANT TECHSYSTEMS INC COM 018804104 $16,738 215,000 SH SOLE 1 SOLE AMERICAN TOWER CORP CL A 029912201 $7,007 192,500 SH SOLE 1 SOLE AMGEN INC COM 031162100 $5,784 96,024 SH SOLE 1 SOLE AMR CORP COM 001765106 $22,042 2,772,548 SH SOLE 1 SOLE APOGENT TECHNOLOGIES DBCV 12/1 03760AAK7 $8,879 6,000,000 PRN SOLE 1 SOLE APOLLO GROUP INC CL A 037604105 $11,051 150,000 SH SOLE 1 SOLE ARTIO GLOBAL INVS INC CL A 04315B107 $18,305 700,000 SH SOLE 1 SOLE AUTOLIV INC UNIT 99/99/9999 052800208 $12,278 257,800 SH SOLE 1 SOLE AUTOZONE INC COM 053332102 $14,256 97,500 SH SOLE 1 SOLE AVAGO TECHNOLOGIES LTD SHS Y0486S104 $1,607 94,141 SH SOLE 1 SOLE BALLY TECHNOLOGIES INC COM 05874B107 $5,756 150,000 SH SOLE 1 SOLE BANK OF AMERICA CORP COM 060505104 $13,727 811,303 SH SOLE 1 SOLE BARD C R INC COM 067383109 $16,705 212,500 SH SOLE 1 SOLE BECKMAN COULTER INC COM 075811109 $12,635 183,275 SH SOLE 1 SOLE BJ SVCS CO COM 055482103 $13,350 687,093 SH SOLE 1 SOLE BOSTON SCIENTIFIC CORP COM 101137107 $12,581 1,188,000 SH SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 $14,244 400,000 SH SOLE 1 SOLE CABLEVISION SYS CORP CL A NY CABLVS 12686C109 $9,500 400,000 SH SOLE 1 SOLE CAI INTERNATIONAL INC COM 12477X106 $558 75,707 SH SOLE 1 SOLE CAPITAL ONE FINL CORP COM 14040H105 $4,879 136,548 SH SOLE 1 SOLE CAPITALSOURCE INC COM 14055X102 $2,994 689,838 SH SOLE 1 SOLE CATERPILLAR INC DEL COM 149123101 $10,523 205,000 SH SOLE 1 SOLE CBS CORP NEW CL B 124857202 $7,230 600,000 SH SOLE 1 SOLE CELGENE CORP COM 151020104 $11,180 200,000 SH SOLE 1 SOLE CF INDS HLDGS INC COM 125269100 $4,769 55,300 SH SOLE 1 SOLE CHARLES RIV LABS INTL COM 159864107 $16,157 436,920 SH SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $8,196 9,000,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $2,433 150,000 SH PUT SOLE 1 SOLE CHINA MED TECHNOLOGIES NOTE 4.000% 8/1 169483AC8 $2,449 3,750,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $825 50,839 SH SOLE 1 SOLE CHINA-BIOTICS INC COM 16937B109 $480 30,000 SH SOLE 1 SOLE COACH INC COM 189754104 $12,149 369,057 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $14,238 821,600 SH SOLE 1 SOLE COLONIAL PPTYS TR COM SH BEN INT 195872106 $973 100,000 SH SOLE 1 SOLE COLONY FINL INC COM 19624R106 $2,868 146,700 SH SOLE 1 SOLE COLUMBIA BKG SYS INC COM 197236102 $630 38,040 SH SOLE 1 SOLE COMERICA INC COM 200340107 $18,590 626,556 SH SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 $3,288 200,000 SH PUT SOLE 1 SOLE CONTINENTAL AIRLS INC CL B 210795308 $142 8,614 SH SOLE 1 SOLE CVS CAREMARK CORP COM 126650100 $21,444 600,000 SH SOLE 1 SOLE D R HORTON INC NOTE 2.000% 5/1 23331ABB4 $5,699 5,000,000 PRN SOLE 1 SOLE DANA HOLDING CORP COM 235825205 $1,362 200,000 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $11,781 175,000 SH SOLE 1 SOLE DARDEN RESTAURANTS INC COM 237194105 $16,252 476,170 SH SOLE 1 SOLE DECKERS OUTDOOR CORP COM 243537107 $9,662 113,869 SH SOLE 1 SOLE DELTA AIR LINES INC DEL COM NEW 247361702 $7,616 850,000 SH SOLE 1 SOLE DENDREON CORP COM 24823Q107 $6,061 216,540 SH SOLE 1 SOLE DIGITALGLOBE INC COM NEW 25389M877 $2,820 126,080 SH SOLE 1 SOLE DIRECTV GROUP INC COM 25459L106 $23,244 842,800 SH SOLE 1 SOLE DISCOVERY COMMUNICATNS COM SER A 25470F104 $12,134 420,000 SH SOLE 1 SOLE DOVER CORP COM 260003108 $13,566 350,000 SH SOLE 1 SOLE DREAMWORKS ANIMATIN SKG CL A 26153C103 $3,557 100,000 SH SOLE 1 SOLE EMDEON INC CL A 29084T104 $2,807 173,250 SH SOLE 1 SOLE FIRST HORIZON NATL CORP COM 320517105 $19,679 1,487,442 SH SOLE 1 SOLE FIRST NIAGARA FINL GP COM 33582V108 $7,398 600,000 SH SOLE 1 SOLE FLOWSERVE CORP COM 34354P105 $15,431 156,600 SH SOLE 1 SOLE FLUSHING FINL CORP COM 343873105 $1,488 130,552 SH SOLE 1 SOLE FOREST LABS INC COM 345838106 $12,104 411,141 SH SOLE 1 SOLE FRANKLIN STREET PPTYS COM 35471R106 $2,948 225,000 SH SOLE 1 SOLE GENERAL DYNAMICS CORP COM 369550108 $19,380 300,000 SH SOLE 1 SOLE GRAND CANYON ED INC COM 38526M106 $1,783 100,000 SH SOLE 1 SOLE GREAT LAKES DREDGE&DOCK COM 390607109 $2,412 345,500 SH SOLE 1 SOLE GSI COMMERCE INC COM 36238G102 $11,914 616,985 SH SOLE 1 SOLE HASBRO INC COM 418056107 $12,672 456,645 SH SOLE 1 SOLE HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 $4,074 200,000 SH SOLE 1 SOLE ILLINOIS TOOL WKS INC COM 452308109 $6,407 150,000 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 $16,609 390,800 SH SOLE 1 SOLE INCYTE CORP COM 45337C102 $1,182 175,123 SH SOLE 1 SOLE INGERSOLL-RAND PLC SHS G47791101 $19,015 620,000 SH SOLE 1 SOLE INTL GAME TECHNOLOG COM 459902102 $9,451 440,000 SH SOLE 1 SOLE INTUITIVE SURGICAL INC COM NEW 46120E602 $7,868 30,000 SH SOLE 1 SOLE INVESCO LTD SHS G491BT108 $19,522 857,751 SH SOLE 1 SOLE INVESCO MORTGAGE CAPITL COM 46131B100 $2,446 111,950 SH SOLE 1 SOLE JPMORGAN CHASE & CO COM 46625H100 $18,291 417,419 SH SOLE 1 SOLE KROGER CO COM 501044101 $9,459 458,267 SH SOLE 1 SOLE LAS VEGAS SANDS CORP COM 517834107 $5,726 340,002 SH SOLE 1 SOLE LENNOX INTL INC COM 526107107 $14,458 400,276 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $17,479 17,406,000 PRN SOLE 1 SOLE LIFE TECHNOLOGIES CORP COM 53217V109 $18,820 404,299 SH SOLE 1 SOLE LINCOLN EDL SVCS CORP COM 533535100 $4,576 200,000 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $5,889 1,194,516 SH SOLE 1 SOLE MARSHALL & ILSLEY CORP COM 571837103 $6,860 850,000 SH SOLE 1 SOLE MARVEL ENTERTAINMENT COM 57383T103 $39,696 800,000 SH SOLE 1 SOLE MERCK & CO INC COM 589331107 $24,021 759,431 SH SOLE 1 SOLE METAVANTE TECHNOLOGIES COM 591407101 $10,341 299,900 SH SOLE 1 SOLE MFA FINANCIAL INC COM 55272X102 $11,312 1,421,067 SH SOLE 1 SOLE MORGAN STANLEY COM NEW 617446448 $7,532 243,912 SH SOLE 1 SOLE MUELLER WTR PRODS INC COM SER A 624758108 $1,161 211,800 SH SOLE 1 SOLE MYLAN INC COM 628530107 $15,306 956,000 SH SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $8,485 500,000 SH SOLE 1 SOLE NEW YORK CMNTY BANCORP COM 649445103 $5,710 500,000 SH SOLE 1 SOLE NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 $15,836 8,000,000 PRN SOLE 1 SOLE NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 $5,425 4,500,000 PRN SOLE 1 SOLE NEWMONT MINING CORP COM 651639106 $647 14,700 SH SOLE 1 SOLE NEWS CORP CL A 65248E104 $13,156 1,100,000 SH SOLE 1 SOLE OPENTABLE INC COM 68372A104 $1,337 48,500 SH SOLE 1 SOLE OSHKOSH CORP COM 688239201 $1,833 59,250 SH SOLE 1 SOLE PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $2,164 2,500,000 PRN SOLE 1 SOLE PENTAIR INC COM 709631105 $11,934 404,281 SH SOLE 1 SOLE PEPSI BOTTLING GROUP COM 713409100 $36,203 993,500 SH SOLE 1 SOLE PEROT SYS CORP CL A 714265105 $37,125 1,250,000 SH SOLE 1 SOLE PFIZER INC COM 717081103 $20,773 1,255,147 SH SOLE 1 SOLE PHARMACEUTICAL PROD DEV COM 717124101 $5,485 250,000 SH SOLE 1 SOLE PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $18,452 19,000,000 PRN SOLE 1 SOLE PNC FINL SVCS GROUP INC COM 693475105 $8,260 170,000 SH SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $7,034 91,807 SH SOLE 1 SOLE PRECISION CASTPARTS COM 740189105 $15,281 150,000 SH SOLE 1 SOLE PRICELINE COM INC COM NEW 741503403 $6,633 40,000 SH SOLE 1 SOLE PROLOGIS NOTE 2.625% 5/1 743410AS1 $9,501 11,000,000 PRN SOLE 1 SOLE PROSPERITY BANCSHARES COM 743606105 $696 20,000 SH SOLE 1 SOLE QUIDEL CORP COM 74838J101 $3,632 223,808 SH SOLE 1 SOLE REGAL BELOIT CORP COM 758750103 $13,713 300,000 SH SOLE 1 SOLE REGIONS FINANCIAL CORP COM 7591EP100 $14,283 2,300,000 SH SOLE 1 SOLE ROVI CORP COM 779376102 $11,760 350,000 SH SOLE 1 SOLE ROYAL CARIBBEAN CRUISES COM V7780T103 $6,020 250,000 SH SOLE 1 SOLE SCHERING PLOUGH CORP COM 806605101 $48,025 1,700,000 SH SOLE 1 SOLE SELECT MED HLDGS CORP COM 81619Q105 $3,525 350,000 SH SOLE 1 SOLE SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 $9,721 331,448 SH SOLE 1 SOLE SENECA FOODS CORP NEW CL A 817070501 $6,604 241,036 SH SOLE 1 SOLE SEPRACOR INC COM 817315104 $11,450 500,000 SH SOLE 1 SOLE SHERWIN WILLIAMS CO COM 824348106 $17,585 292,298 SH SOLE 1 SOLE SHIRE PLC SPONSORED ADR 82481R106 $10,458 200,000 SH SOLE 1 SOLE SMITHFIELD FOODS INC COM 832248108 $1,783 129,200 SH SOLE 1 SOLE SOUTH FINL GROUP INC COM 837841105 $3,181 2,163,700 SH SOLE 1 SOLE SOVRAN SELF STORAGE INC COM 84610H108 $1,522 50,000 SH SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDG COM CL A 848574109 $12,394 686,270 SH SOLE 1 SOLE STARWOOD HOTELS&RESORTS COM 85590A401 $9,909 300,000 SH SOLE 1 SOLE STATE STR CORP COM 857477103 $13,661 259,707 SH SOLE 1 SOLE SUN MICROSYSTEMS INC COM NEW 866810203 $19,708 2,168,102 SH SOLE 1 SOLE TALECRIS BIOTHPTC HLDGS COM 874227101 $5,700 300,000 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $20,741 444,318 SH SOLE 1 SOLE TCF FINL CORP COM 872275102 $15,072 1,155,812 SH SOLE 1 SOLE TEPPCO PARTNERS L P UT LTD PARTNER 872384102 $7,929 228,362 SH SOLE 1 SOLE TEVA PHARMACEUTICAL IND ADR 881624209 $1,466 29,000 SH SOLE 1 SOLE TEXTRON INC NOTE 4.500% 5/0 883203BN0 $8,173 5,000,000 PRN SOLE 1 SOLE TRANSDIGM GROUP INC COM 893641100 $17,433 349,998 SH SOLE 1 SOLE TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 $6,335 6,518,000 PRN SOLE 1 SOLE TRIUMPH GROUP INC NEW COM 896818101 $9,598 200,000 SH SOLE 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 $24,136 700,000 SH SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $18,058 16,980,000 PRN SOLE 1 SOLE UNION BANKSHARES CORP COM 905399101 $1,081 86,846 SH SOLE 1 SOLE UNITED TECHNOLOGIES COM 913017109 $9,140 150,000 SH SOLE 1 SOLE UNITED WESTN BANCORP COM 913201109 $596 150,000 SH SOLE 1 SOLE VALE S A ADR 91912E105 $2,313 100,000 SH CALL SOLE 1 SOLE VALE S A ADR 91912E105 $3,470 150,000 SH PUT SOLE 1 SOLE VERIZON COMMUNICATIONS COM 92343V104 $9,081 300,000 SH SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 $8,412 300,000 SH SOLE 1 SOLE WATERS CORP COM 941848103 $20,023 358,443 SH SOLE 1 SOLE WELLS FARGO & CO NEW COM 949746101 $7,750 275,000 SH SOLE 1 SOLE WENDYS ARBYS GROUP INC COM 950587105 $8,861 1,873,446 SH SOLE 1 SOLE WESCO INTL INC COM 95082P105 $14,429 501,019 SH SOLE 1 SOLE WHOLE FOODS MKT INC COM 966837106 $13,655 447,847 SH SOLE 1 SOLE WILLIAMS SONOMA INC COM 969904101 $13,420 663,386 SH SOLE 1 SOLE WILMINGTON TRUST CORP COM 971807102 $7,865 553,903 SH SOLE 1 SOLE WYETH COM 983024100 $58,296 1,200,000 SH SOLE 1 SOLE WYNDHAM WORLDWIDE CORP COM 98310W108 $8,976 550,000 SH SOLE 1 SOLE XEROX CORP COM 984121103 $1,280 165,398 SH SOLE 1 SOLE YAHOO INC COM 984332106 $15,139 850,000 SH SOLE 1 SOLE ZIMMER HLDGS INC COM 98956P102 $25,442 476,000 SH SOLE 1 SOLE
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