SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Braunstein Douglas L

(Last) (First) (Middle)
JPMORGAN CHASE & CO.
270 PARK AVENUE

(Street)
NEW YORK NY 10017-2070

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/22/2010
3. Issuer Name and Ticker or Trading Symbol
J P MORGAN CHASE & CO [ JPM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 847,951(1) D
Common Stock 456.626 I By 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights (2) 01/20/2019 Common Stock 240,000 $19.49 D
Stock Appreciation Rights (3) 10/20/2015 Common Stock 100,000 $34.78 D
Stock Appreciation Rights (4) 01/20/2020 Common Stock 75,000 $43.2 D
Stock Appreciation Rights (5) 10/18/2017 Common Stock 200,000 $45.79 D
Stock Option (Right to Buy) (6) 01/17/2012 Common Stock 162,416 $36.85 D
Stock Option (Right to Buy) (6) 01/18/2011 Common Stock 332,684 $51.22 D
Explanation of Responses:
1. Includes awards of restricted stock units of which 305,374 units vest of January 25, 2011, 71,851 units vest on January 25, 2012, 116,680 units vest on January 13, 2012 and 116,681 units vest on January 13, 2013.
2. Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
3. Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.
4. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.
5. Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.
6. Currently exercisable.
Remarks:
dlbpoa.HTM
/s/ Anthony Horan under POA 07/02/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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