-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCMKB9UJlTJvssj1iPmY2HTc1MF7kIkGaIzDIUMH42G2UjbTLDkM6m8zP8EGm1is DA4lLCHaAfbq5ppaUkocMQ== 0000728014-06-000013.txt : 20061114 0000728014-06-000013.hdr.sgml : 20061114 20061114142601 ACCESSION NUMBER: 0000728014-06-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUANE, CUNNIFF & GOLDFARB INC CENTRAL INDEX KEY: 0000728014 IRS NUMBER: 132628641 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00154 FILM NUMBER: 061213882 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153-4798 BUSINESS PHONE: 2128325280 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153 FORMER COMPANY: FORMER CONFORMED NAME: RUANE CUNNIFF & CO INC DATE OF NAME CHANGE: 19970618 13F-HR 1 table.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ruane, Cunniff & Goldfarb Inc. Address: 767 Fifth Avenue New York, New York 10153 Form 13F File Number: 28-154 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Joseph Quinones, Jr. Title: Chief Financial Officer Phone: (212) 832-5280 Signature, Place, and Date of Signing: /s/ Joseph Quinones, Jr. New York, NY 11/14/2006 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 227 Form 13F Information Table Value Total: $13,259,477 [thousands] List of Other Included Managers: NONE 3 Ruane, Cunniff & Goldfarb Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 249 3350 SH SOLE 3350 Aaron Rents Inc COM 002535201 28312 1232020 SH SOLE 1123600 108420 Aaron Rents Inc - Cl A COM 002535300 1032 49150 SH SOLE 48800 350 Abbott Laboratories COM 002824100 716 14742 SH SOLE 14742 Accredited Home Lenders Holdin COM 00437p107 60204 1675115 SH SOLE 1532743 142372 Advanced Auto Parts COM 00751y106 4103 124564 SH SOLE 75000 49564 Allstate COM 020002101 733 11692 SH SOLE 1112 10580 Altria Group Inc COM 02209S103 23319 304628 SH SOLE 200000 104628 Amazon.Com Inc COM 023135106 3108 96750 SH SOLE 96750 American Express COM 025816109 139297 2483897 SH SOLE 1488875 995022 American Internat'l Group COM 026874107 80611 1216582 SH SOLE 741414 475167 Ameriprise Finl Inc COM 03076c106 251 5358 SH SOLE 5358 Amgen COM 031162100 688 9620 SH SOLE 9620 Anheuser Busch COM 035229103 10852 228410 SH SOLE 11950 216460 Aon Corp. COM 037389103 12878 380225 SH SOLE 361400 18825 Apache Corp COM 037411105 263 4156 SH SOLE 4156 Apollo Group Inc Cl A COM 037604105 162168 3293421 SH SOLE 2057112 1236309 Apple Computer COM 037833100 258 3350 SH SOLE 3350 Applied Materials COM 038222105 612 34496 SH SOLE 34496 Aptargroup COM 038336103 351 6900 SH SOLE 6900 Aracruz Cellulose SA Spon ADR COM 038496204 9954 200000 SH SOLE 200000 Arctic Cat Inc COM 039670104 234 14100 SH SOLE 2000 12100 Automatic Data Processing COM 053015103 318 6713 SH SOLE 6713 Avid Technology Inc COM 05367p100 987 27100 SH SOLE 14550 12550 Axis Capital Holdings Ltd COM g0692u109 40429 1165440 SH SOLE 1156600 8840 BB&T Corp COM 054937107 4560 104166 SH SOLE 104166 BP Amoco PLC ADR COM 055622104 1509 23004 SH SOLE 23004 Bank of America Corp COM 060505104 5490 102479 SH SOLE 1704 100775 Bank of New York COM 064057102 306 8686 SH SOLE 8686 Bank of the Ozarks Inc COM 063904106 22364 660298 SH SOLE 616400 43898 Bankatlantic Corp Inc Cl A COM 065908501 14165 996165 SH SOLE 996000 165 Bear Stearns Companies COM 073902108 65961 470812 SH SOLE 435100 35712 Beazer Homes USA Inc COM 07556q105 1171 30000 SH SOLE 30000 Bed Bath & Beyond Inc COM 075896100 676504 17681750 SH SOLE 9057151 8624599 Berkshire Hathaway - Cl A COM 084670108 2933684 30623 SH SOLE 17757 12866 Berkshire Hathaway - Cl B COM 084670207 173669 54716 SH SOLE 8902 45814 Blackrock Inc Cl A COM 09247x101 277 1859 SH SOLE 1859 Bowater COM 102183100 262 12750 SH SOLE 300 12450 Bristol-Myers Squibb COM 110122108 344 13820 SH SOLE 13820 Brookfield Asset Mgt Inc Cl A COM 112585104 34921 787575 SH SOLE 750000 37575 Brown & Brown Inc. COM 115236101 365813 11970326 SH SOLE 6858047 5112279 C H Robinson Worldwide Inc COM 12541w100 2890 64822 SH SOLE 56000 8822 CB Richard Ellis Group Inc COM 12497t101 356 14463 SH SOLE 14463 CBS Corp New Cl B COM 124857202 422 14973 SH SOLE 14973 CNET Networks Inc. COM 12613r104 977 102000 SH SOLE 100000 2000 CSK Auto COM 125965103 709 50280 SH SOLE 50280 CVS Corp. COM 126650100 4309 134144 SH SOLE 15544 118600 Capital One Financial COM 14040H105 33181 421824 SH SOLE 376145 45679 Cascade Bancorp COM 147154108 375 10000 SH SOLE 10000 Central Securities Corp COM 155123102 315 12164 SH SOLE 12164 ChevronTexaco Corp COM 166764100 522 8048 SH SOLE 8048 Citigroup Inc COM 172967101 16793 338093 SH SOLE 17986 320107 City National Corp. COM 178566105 671 10000 SH SOLE 10000 Coca Cola Co. COM 191216100 18774 420188 SH SOLE 51980 368208 Comcast Corp. Spl Cl A COM 20030n200 544 14781 SH SOLE 14781 Comerica COM 200340107 682 11984 SH SOLE 11984 Commerce Bancorp Inc/NJ COM 200519106 138439 3771150 SH SOLE 3567560 203590 Concur Technologies Inc COM 206708109 29206 2007255 SH SOLE 1886000 121255 ConocoPhillips COM 20825c104 484 8128 SH SOLE 348 7780 Contango Oil & Gas Co COM 21075n204 5449 460600 SH SOLE 459800 800 Costco Wholesale Corp COM 22160k105 41411 833563 SH SOLE 241654 591909 Countrywide Financial Corp COM 222372104 159557 4553567 SH SOLE 4299912 253655 Cousins Properties Inc. COM 222795106 685 20025 SH SOLE 20025 D R Horton Inc COM 23331a109 3720 155317 SH SOLE 155317 Daimler-Chrysler AG COM d1668r123 714 14300 SH SOLE 2284 12016 Danaher Corp. COM 235851102 58858 857116 SH SOLE 496912 360204 Dell Inc COM 24702r101 11186 489772 SH SOLE 47900 441872 Direct General Corp COM 25456w204 148 11000 SH SOLE 11000 Disney Walt COM 254687106 3042 98399 SH SOLE 98399 Dow Chemical COM 260543103 413 10591 SH SOLE 10591 Drew Industries Inc COM 26168l205 6670 264042 SH SOLE 57900 206142 Echostar Communications Corp N COM 278762109 46353 1415792 SH SOLE 1321421 94371 Ecollege Com COM 27887e100 2236 139831 SH SOLE 139831 El Paso Corporation COM 28336l109 142 10431 SH SOLE 10431 Emerson Electric COM 291011104 247 2950 SH SOLE 2950 Energizer Holdings Inc COM 29266r108 231 3214 SH SOLE 3214 Expeditors Int'l of Wash. Inc. COM 302130109 590347 13242416 SH SOLE 5869928 7372488 Exploration Co New COM 302133202 2229 232900 SH SOLE 232900 Exxon Mobil Corp COM 30131g103 6334 94401 SH SOLE 94401 Fannie Mae COM 313586109 849 15190 SH SOLE 15190 Fastenal Co COM 311900104 441188 11438642 SH SOLE 6837947 4600695 Fifth Third Bancorp COM 316773100 13249 347934 SH SOLE 347934 Finishmaster Inc COM 31787p108 7888 375632 SH SOLE 375032 600 First Natl Bank Alaska COM 32112j106 2013 1004 SH SOLE 1004 Fischer Scientific Intl Inc COM 338032204 554 7086 SH SOLE 7086 Ford Motor Corp Del COM 345370860 169 20878 SH SOLE 20878 Forest Laboratories Inc COM 345838106 374 7387 SH SOLE 7387 Franklin Electric COM 353514102 6149 115709 SH SOLE 115709 Fremont General Corp COM 357288109 15074 1077497 SH SOLE 1000000 77497 Genentech Inc COM 368710406 207 2500 SH SOLE 2500 General Electric COM 369604103 5640 159779 SH SOLE 159779 General Growth Properties Inc COM 370021107 307 6450 SH SOLE 6450 General Motors COM 370442105 1735 52150 SH SOLE 3000 49150 Genzyme COM 372917104 229 3400 SH SOLE 3400 GlaxoSmithkline PLC Spon ADR COM 37733w105 241 4527 SH SOLE 4527 Golden West Financial COM 381317106 7921 102531 SH SOLE 5000 97531 Guitar Center Inc COM 402040109 41061 919002 SH SOLE 210191 708811 HCC Insurance Holdings Inc COM 404132102 2721 82753 SH SOLE 75000 7753 HDFC Bank Ltd ADR Repstg 3 Shs COM 40415f101 5063 82926 SH SOLE 82926 HSBC Holdings PLC COM 404280406 1506 16459 SH SOLE 16459 Harley Davidson COM 412822108 243 3875 SH SOLE 3875 Hartford Financial Services Gr COM 416515104 350 4033 SH SOLE 4033 Health Management Associates I COM 421933102 798 38174 SH SOLE 38174 Heartland Express COM 422347104 1585 101057 SH SOLE 101057 Hershey Foods COM 427866108 326 6100 SH SOLE 6100 Highwoods Properties Inc COM 431284108 709 19050 SH SOLE 19050 Home Depot COM 437076102 4742 130735 SH SOLE 80000 50735 Hugoton Royalty Tr Texas Unit COM 444717102 356 13500 SH SOLE 12294 1206 IAC Interactivecorp COM 44919p300 5504 191375 SH SOLE 191200 175 IBM COM 459200101 5295 64618 SH SOLE 64618 Idex Corp COM 45167R104 326 7578 SH SOLE 7578 Idexx Laboratories Corp. COM 45168D104 428345 4699853 SH SOLE 2523113 2176740 Illinois Tool Works COM 452308109 2139 47634 SH SOLE 11800 35834 Indymac Bancorp Inc COM 456607100 27618 671000 SH SOLE 650000 21000 Intel Corp COM 458140100 910 44257 SH SOLE 44257 International Speedway Corp Cl COM 460335201 278 5582 SH SOLE 5582 International Speedway Corp Cl COM 460335300 532 10680 SH SOLE 10680 Intl Game Technology COM 459902102 359 8661 SH SOLE 8661 Investors Financial Svcs Corp COM 461915100 25944 602224 SH SOLE 569200 33024 JC Penney COM 708160106 11774 172164 SH SOLE 18265 153899 JP Morgan Chase & Co. COM 46625h100 1884 40115 SH SOLE 751 39364 Jacobs Engineering Group Inc COM 469814107 2714 36323 SH SOLE 36323 Johnson & Johnson COM 478160104 5388 82962 SH SOLE 82962 Kimberly Clark COM 494368103 293 4488 SH SOLE 4488 Knight Transportation COM 499064103 24313 1434366 SH SOLE 171428 1262938 Laboratory Corp Amer Hldgs COM 50540r409 257 3919 SH SOLE 3919 Laureate Education Inc COM 518613104 33582 701663 SH SOLE 603500 98163 Legg Mason COM 524901105 20974 207956 SH SOLE 202000 5956 Lennar Corp COM 526057104 24506 541561 SH SOLE 408500 133061 Lennar Corp Cl B COM 526057302 403 9589 SH SOLE 7400 2189 Leucadia Nat'l COM 527288104 644 24600 SH SOLE 24600 Levitt Corp Cl A COM 52742p108 3528 300000 SH SOLE 300000 Lilly Eli & Co. COM 532457108 339 5956 SH SOLE 5956 Liz Claiborne COM 539320101 254 6423 SH SOLE 6423 Loews COM 540424108 500 13200 SH SOLE 13200 Lowe's Companies COM 548661107 175247 6245435 SH SOLE 3237456 3007979 M & T Bank Corp COM 570437103 764 6370 SH SOLE 6370 MFS Intermediate COM 55273C107 95 15500 SH SOLE 15500 Markel Corp COM 570535104 295 718 SH SOLE 718 Marsh & McLennan Companies COM 571748102 337 11960 SH SOLE 5000 6960 Marshall & Ilsley Corp COM 571834100 360 7470 SH SOLE 7470 Mastercard Inc COM 57636q104 199836 2840595 SH SOLE 2176916 663679 McDonalds COM 580135101 3159 80748 SH SOLE 80748 Merck & Co. COM 589331107 2109 50336 SH SOLE 50336 Meredith Corp. COM 589433101 379 7685 SH SOLE 7685 Merrill Lynch & Co COM 590188108 591 7550 SH SOLE 7550 Mettler-Toledo Intl Inc COM 592688105 304 4600 SH SOLE 4600 Microsoft COM 594918104 3568 130471 SH SOLE 130471 Midland Co COM 597486109 2608 60207 SH SOLE 60207 Millipore Corp COM 601073109 418 6824 SH SOLE 6824 Mohawk Industries COM 608190104 949260 12750301 SH SOLE 7163624 5586677 Moody's Corp COM 615369105 424 6488 SH SOLE 6488 Morgan Stanley COM 617446448 2297 31506 SH SOLE 1060 30446 NVR Inc COM 62944t105 9362 17500 SH SOLE 17500 Nelnet Inc Cl A COM 64031n108 3074 100000 SH SOLE 100000 Netflix Com Inc COM 64110l106 20048 880050 SH SOLE 835000 45050 Nokia Corp-Sponsored ADR Repst COM 654902204 576 29230 SH SOLE 29230 North Fork Bancorporation COM 659424105 10063 351352 SH SOLE 342000 9352 Nuveen Investments Inc COM 67090f106 336 6563 SH SOLE 6563 O Reilly Automotive Inc COM 686091109 138044 4156712 SH SOLE 3085358 1071354 Oracle Corp. COM 68389X105 177 10000 SH SOLE 10000 PNC Bank - Formerly PNC Financ COM 693475105 240 3312 SH SOLE 3312 Paccar Inc. COM 693718108 40169 704474 SH SOLE 105090 599384 Patterson Companies Inc COM 703395103 9802 291626 SH SOLE 120083 171543 Pennsylvania Commerce COM 708677109 6103 232500 SH SOLE 232500 PepsiCo COM 713448108 13191 202124 SH SOLE 202124 Petroleo Brasileiro SA Petrobr COM 71654v408 11066 132000 SH SOLE 132000 Petsmart Inc COM 716768106 870 31350 SH SOLE 31350 Pfizer COM 717081103 2507 88413 SH SOLE 88413 Pool Corporation COM 73278l105 10054 261147 SH SOLE 43105 218042 Posco Sponsored ADR COM 693483109 18485 284690 SH SOLE 265378 19312 Price T Rowe Group Inc COM 74144t108 237 4960 SH SOLE 4960 Procter & Gamble COM 742718109 12282 198155 SH SOLE 198155 Progressive Corp. Ohio COM 743315103 2121937 86468513 SH SOLE 41886340 44582173 Pulte Homes Inc COM 745867101 350 11000 SH SOLE 10000 1000 Quicksilver Resources Inc COM 74837r104 13159 412500 SH SOLE 405000 7500 Robert Half Internat'l COM 770323103 340 10000 SH SOLE 10000 Roper Industries Inc New COM 776696106 296 6623 SH SOLE 6623 Royal Dutch Shell PLC Spon ADR COM 780259206 1976 29897 SH SOLE 29897 Royal Dutch Shell PLC Spon ADR COM 780259107 254 3717 SH SOLE 3717 Royal Palm Beach Col COM 780908208 11 14000 SH SOLE 14000 Ryland Group COM 783764103 4753 110000 SH SOLE 100000 10000 Schlumberger Ltd COM 806857108 468 7540 SH SOLE 7540 Sears Holding Corp COM 812350106 870 5506 SH SOLE 5506 Sherwin Williams Co. COM 824348106 357 6396 SH SOLE 6396 Signature Bank COM 82669g104 20276 655559 SH SOLE 655559 Simpson Manufacturing Co Inc. COM 829073105 270 10000 SH SOLE 10000 Smithfield Foods Inc. COM 832248108 2277 84261 SH SOLE 84261 Southwestern Energy Co COM 845467109 11724 392500 SH SOLE 387500 5000 St Paul Travelers Co. Inc. COM 792860108 230 4911 SH SOLE 571 4340 St. Joe Co. COM 790148100 5761 105000 SH SOLE 100000 5000 Standard Pacific - New COM 85375C101 940 40000 SH SOLE 40000 State Street Corp COM 857477103 657 10530 SH SOLE 10000 530 Stericycle Inc. COM 858912108 293 4200 SH SOLE 4200 Sturm Ruger & Co. COM 864159108 1043 134791 SH SOLE 134791 Suntrust Banks COM 867914103 3073 39770 SH SOLE 39770 Synovus Financial Corp COM 87161c105 1228 41819 SH SOLE 41819 TCF Financial Corp. COM 872275102 1532 58277 SH SOLE 58277 TJX Cos - New COM 872540109 706823 25216665 SH SOLE 13501459 11715206 Target Corp COM 87612e106 439917 7962300 SH SOLE 4028163 3934137 Thor Industries Inc COM 885160101 2816 68400 SH SOLE 68400 Tiffany & Co COM 886547108 116032 3494952 SH SOLE 2003580 1491372 Tom Online Inc Spon ADR COM 889728200 8272 688172 SH SOLE 683972 4200 Tyco Intl. Ltd. COM 902124106 218 7785 SH SOLE 7785 U.S. Bancorp New - Del. COM 902973304 721 21709 SH SOLE 3795 17914 UCBH Holdings Inc COM 90262t308 524 30000 SH SOLE 30000 USA Mobility Inc COM 90341g103 4579 200500 SH SOLE 200000 500 Ultimate Software Group Inc COM 90385d107 235 10000 SH SOLE 10000 Umpqua Holdings Corp COM 904214103 213 7449 SH SOLE 7449 United Auto Group Inc COM 909440109 9594 410000 SH SOLE 400000 10000 Verisign Inc COM 92343e102 21083 1043710 SH SOLE 999425 44285 Vornado Realty Trust COM 929042109 1751 16064 SH SOLE 16064 WPP Group PLC New Amer Dep Sha COM 929309409 210 3408 SH SOLE 3408 Wachovia Corp. - New COM 929903102 518 9279 SH SOLE 9279 Wal-Mart Stores COM 931142103 370369 7509503 SH SOLE 3978322 3531181 Walgreen COM 931422109 310190 6987826 SH SOLE 3773950 3213876 Washington Post - Class B COM 939640108 10424 14144 SH SOLE 14144 Wellpoint Inc COM 94973V107 71247 924684 SH SOLE 876220 48464 Wells Fargo & Co. New COM 949746101 4060 112210 SH SOLE 20000 92210 Willis Group Holdings Ltd COM g96655108 24514 645100 SH SOLE 615900 29200 World Acceptance Corp. COM 981419104 3683 83750 SH SOLE 83750 Wrigley (Wm), Jr. COM 982526105 653 14168 SH SOLE 14168 Wyeth Com COM 983024100 869 17090 SH SOLE 17090 XTO Energy Inc COM 98385x106 9542 226497 SH SOLE 206248 20249 Young Broadcasting Inc Cl A COM 987434107 333 144865 SH SOLE 144865 Yum Brands Inc. COM 988498101 32666 627595 SH SOLE 600000 27595 Zimmer Holdings Inc COM 98956p102 206 3054 SH SOLE 3054
-----END PRIVACY-ENHANCED MESSAGE-----