-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LDUT2OTrmCns9MWiOm/sq4fhzsAwPT2cEmWppYFtPRx4wFUKfxcrkOJV/qXgzcKy FCsvund6jr6PD9Ufp78OEg== 0001140361-10-033448.txt : 20100813 0001140361-10-033448.hdr.sgml : 20100813 20100813172748 ACCESSION NUMBER: 0001140361-10-033448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 101016374 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-589-6400 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pentwater Capital Management LP Address: 227 West Monroe Street, Suite 4000 Chicago, IL 60606 Form 13F File Number: 28-12843 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Neal Nenadovic Title: Chief Financial Officer Phone: 312-589-6405 Signature, Place, and Date of Signing: /s/ Neal Nenadovic Chicago, IL 8/13/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: $ 2,002,776 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ABRAXIS BIOSCIENCE INC COM 00383Y102 616 8300 SH SOLE 8300 0 0 AIRGAS INC COM 009363102 157677 2535000 SH SOLE 2535000 0 0 AIRGAS INC COM 009363952 112582 1810000 SH PUT SOLE 1810000 0 0 AIRGAS INC COM 009363902 6220 100000 SH CALL SOLE 100000 0 0 ALCON INC COM H01301952 49273 332500 SH PUT SOLE 332500 0 0 ALCON INC COM H01301902 7410 50000 SH CALL SOLE 50000 0 0 ALCON INC COM SHS H01301102 54089 365000 SH SOLE 365000 0 0 AMERICAN ITALIAN PASTA CO CL A 027070101 14631 276740 SH SOLE 276740 0 0 ARENA RESOURCES INC COM 040049108 8385 262850 SH SOLE 262850 0 0 ATP OIL & GAS CORP COM 00208J108 5447 514312 SH SOLE 514312 0 0 ATP OIL & GAS CORP COM 00208J958 22002 2077600 SH PUT SOLE 2077600 0 0 ATP OIL & GAS CORP COM 00208J908 5010 473100 SH CALL SOLE 473100 0 0 BANK OF AMERICA CORPORATION COM 060505954 19938 1387500 SH PUT SOLE 1387500 0 0 BANK OF AMERICA CORPORATION COM 060505904 23962 1667500 SH CALL SOLE 1667500 0 0 BANK OF AMERICA CORPORATION COM 060505104 18909 1315846 SH SOLE 1315846 0 0 BERRY PETE CO CL A 085789105 553 21500 SH SOLE 21500 0 0 BOOTS & COOTS INC COM NEW 099469504 1584 536806 SH SOLE 536806 0 0 BP PLC COM 055622954 3610 125000 SH PUT SOLE 125000 0 0 BP PLC COM 055622904 8618 298400 SH CALL SOLE 298400 0 0 CASEYS GEN STORES INC COM 147528103 2618 75000 SH SOLE 75000 0 0 CASEYS GEN STORES INC COM 147528953 3490 100000 SH PUT SOLE 100000 0 0 CELSIUS HOLDINGS INC COM 15118V207 1281 700000 SH SOLE 700000 0 0 CELSIUS HOLDINGS INC *W EXP 99/99/999 15118V116 172 175980 SH SOLE 175980 0 0 CF INDS HLDGS INC COM 125269900 1301 20500 SH CALL SOLE 20500 0 0 CITIGROUP INC COM 172967101 111 29500 SH SOLE 29500 0 0 CKE RESTAURANTS INC COM 12561E105 8771 700000 SH SOLE 700000 0 0 CYBERSOURCE CORP COM 23251J106 8680 340000 SH SOLE 340000 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 363 5832 SH SOLE 5832 0 0 DIRECTV COM 25490A901 3392 100000 SH CALL SOLE 100000 0 0 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W854 365 20000 SH SOLE 20000 0 0 DYNCORP INTL INC CL A 26817C101 438 25000 SH SOLE 25000 0 0 EV3 INC COM 26928A200 46590 2079000 SH SOLE 2079000 0 0 EXXON MOBIL CORP COM 30231G102 46912 822007 SH SOLE 822007 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 57950 2160700 SH SOLE 2160700 0 0 FIDELITY NATL INFORMATION SV COM 31620M956 25801 962000 SH PUT SOLE 962000 0 0 FIDELITY NATL INFORMATION SV COM 31620M906 671 25000 SH CALL SOLE 25000 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 126 10350 SH SOLE 10350 0 0 FLOTEK INDS INC DEL COM 343389102 254 210000 SH SOLE 210000 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 1080 40000 SH SOLE 40000 0 0 GERDAU AMERISTEEL CORP COM 37373P105 6205 569251 SH SOLE 569251 0 0 GLG PARTNERS INC COM 37929X107 11172 2550600 SH SOLE 2550600 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 45927 349864 SH SOLE 349864 0 0 GOLDMAN SACHS GROUP INC COM 38141G954 59990 457000 SH PUT SOLE 457000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 19126 145700 SH CALL SOLE 145700 0 0 GRACE W R & CO DEL NEW COM 38388F108 8311 395000 SH SOLE 395000 0 0 HEARTWARE INTL INC COM 422368100 14014 200000 SH SOLE 200000 0 0 INTERACTIVE DATA CORP COM 45840J107 16690 500000 SH SOLE 500000 0 0 JPMORGAN CHASE & CO COM 46625H950 99414 2715500 SH PUT SOLE 2715500 0 0 JPMORGAN CHASE & CO COM 46625H900 35493 969500 SH CALL SOLE 969500 0 0 JPMORGAN CHASE & CO COM 46625H100 63331 1729887 SH SOLE 1729887 0 0 LIBERTY ACQUISITION HLDGS CO *W EXP 12/12/201 53015Y115 153 150000 SH SOLE 150000 0 0 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 64049 6450000 SH SOLE 6450000 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 10627 205000 SH SOLE 205000 0 0 LOEWS CORP COM 540424108 999 30000 SH SOLE 30000 0 0 LSB INDS INC COM 502160104 333 25000 SH SOLE 25000 0 0 MARINER ENERGY INC COM 56845T305 23628 1100000 SH SOLE 1100000 0 0 MILLIPORE CORP COM 601073109 100242 939919 SH SOLE 939919 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 751 24300 SH SOLE 24300 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 1637 127500 SH SOLE 127500 0 0 ODYSSEY HEALTHCARE INC COM 67611V101 40347 1510000 SH SOLE 1510000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 9010 95200 SH SOLE 95200 0 0 PACTIV CORP COM 695257105 19913 715000 SH SOLE 715000 0 0 PACTIV CORP COM 695257955 11767 422500 SH PUT SOLE 422500 0 0 PACTIV CORP COM 695257905 2785 100000 SH CALL SOLE 100000 0 0 PENN VA CORP COM 707882106 603 30000 SH SOLE 30000 0 0 PHASE FORWARD INC COM 71721R406 1291 77400 SH SOLE 77400 0 0 PRIDE INTL INC DEL COM 74153Q102 1158 51840 SH SOLE 51840 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 37137 1135000 SH SOLE 1135000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 19163 3650000 SH SOLE 3650000 0 0 RCN CORP COM NEW 749361200 11108 750000 SH SOLE 750000 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 229 5000 SH SOLE 5000 0 0 SANDRIDGE ENERGY INC COM 80007P307 4340 744367 SH SOLE 744367 0 0 SERVICE CORP INTL COM 817565104 334 45200 SH SOLE 45200 0 0 SIRIUS XM RADIO INC COM 82967N108 2089 2200000 SH SOLE 2200000 0 0 SMITH INTL INC COM 832110100 94355 2500000 SH SOLE 2500000 0 0 SONICWALL INC COM 835470105 2110 179600 SH SOLE 179600 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 24155 233000 SH SOLE 233000 0 0 SPDR S&P 500 ETF TR COM 78462F953 198182 1920000 SH PUT SOLE 1920000 0 0 SPDR S&P 500 ETF TR COM 78462F903 28902 280000 SH CALL SOLE 280000 0 0 STANDARD MTR PRODS INC COM 853666105 876 108575 SH SOLE 108575 0 0 STEWART ENTERPRISES INC NOTE 3.125% 7/1 860370AH8 2821 3000 PRN SOLE 3000 0 0 STEWART ENTERPRISES INC NOTE 3.375% 7/1 860370AK1 10582 12000 PRN SOLE 12000 0 0 STEWART ENTERPRISES INC CL A 860370105 4552 841351 SH SOLE 841351 0 0 SYBASE INC COM 871130900 517 8000 SH CALL SOLE 8000 0 0 SYBASE INC COM 871130950 9382 145100 SH PUT SOLE 145100 0 0 SYBASE INC COM 871130100 100870 1560000 SH SOLE 1560000 0 0 TALBOTS INC COM 874161102 4511 437500 SH SOLE 437500 0 0 TALBOTS INC *W EXP 04/09/201 874161110 2751 1261960 SH SOLE 1261960 0 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 10550 500000 SH SOLE 500000 0 0 TRANSOCEAN LTD REG SHS H8817H100 394 8505 SH SOLE 8505 0 0 UAL CORP COM NEW 902549807 18028 876857 SH SOLE 876857 0 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 14993 286721 SH SOLE 286721 0 0
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