-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDLyfFKVqVe6BfY3ApvYKml/DQGEXivUEr449P1j/sha71k/LTf37VaOL/iXsugI YXXq638dNp5DDmeFb/J5QA== 0000919574-10-004677.txt : 20100816 0000919574-10-004677.hdr.sgml : 20100816 20100816100834 ACCESSION NUMBER: 0000919574-10-004677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 101017478 BUSINESS ADDRESS: STREET 1: 50 MILK STREET STREET 2: 21ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: 50 MILK STREET STREET 2: 21ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 d1123443_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GRT Capital Partners, L.L.C. Address: 50 Milk Street, 21st Floor Boston, MA 02109 13 File Number: 028-10361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy A. Krochuk Title: Managing Member Phone: 617-226-1700 Signature, Place and Date of Signing: /s/ Timothy A. Krochuk Boston, MA August 16, 2010 - ----------------------- -------------------------- ------------------ [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 319 Form 13F Information Table Value Total: $160,699 (thousands) List of Other Included Managers: No. Form 13F File Number Name None
FORM 13F INFORMATION TABLE GRT Capital Partners, L.L.C. June 30, 2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 8X8 INC NEW COM 282914100 150 120,160 SH Sole 120,160 A C MOORE ARTS & CRAFTS INC COM 00086T103 50 21,838 SH Sole 21,838 ABBOTT LABS COM 002824100 313 6,700 SH Sole 6,700 ACCURAY INC COM 004397105 778 117,400 SH Sole 117,400 ACHILLION PHARMACEUTICALS IN COM 00448Q201 175 79,660 SH Sole 79,660 ACTUANT CORP CL A NEW 00508X203 1,266 67,240 SH Sole 67,240 ADEPT TECHNOLOGY INC COM NEW 006854202 232 46,057 SH Sole 46,057 ADOBE SYS INC COM 00724F101 502 19,000 SH Sole 19,000 ADOLOR CORP COM 00724X102 258 236,261 SH Sole 236,261 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 1,207 378,453 SH Sole 378,453 ADVANCED MICRO DEVICES INC COM 007903107 220 30,000 PUT Sole 30,000 AEHR TEST SYSTEMS COM 00760J108 61 32,100 SH Sole 32,100 AERCAP HOLDINGS NV SHS N00985106 114 11,000 SH Sole 11,000 AGRIUM INC COM 008916108 1,145 23,400 SH Sole 23,400 ALIGN TECHNOLOGY INC COM 016255101 182 12,220 SH Sole 12,220 ALLIANCE ONE INTL INC COM 018772103 212 59,500 SH Sole 59,500 ALLIED DEFENSE GROUP INC COM 019118108 359 94,898 SH Sole 94,898 ALLIED HEALTHCARE PRODS INC COM 019222108 62 18,000 SH Sole 18,000 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 96 17,720 SH Sole 17,720 AMARIN CORP PLC SPONS ADR NEW 023111206 167 66,930 SH Sole 66,930 AMERICAN BILTRITE INC COM 024591109 151 40,750 SH Sole 40,750 AMERICAN EXPRESS CO COM 025816109 1,497 37,720 SH Sole 37,720 AMERICAN PHYSICIANS CAPITAL COM 028884104 367 11,909 SH Sole 11,909 AMERICAN RAILCAR INDS INC COM 02916P103 242 20,000 SH Sole 20,000 AMERICAN REPROGRAPHICS CO COM 029263100 758 86,880 SH Sole 86,880 ANIMAL HEALTH INTL INC COM 03525N109 731 295,091 SH Sole 295,091 ARBITRON INC COM 03875Q108 419 16,360 SH Sole 16,360 ARCH COAL INC COM 039380100 242 12,200 SH Sole 12,200 ARTHROCARE CORP COM 043136100 438 14,300 SH Sole 14,300 ATLANTIC AMERN CORP COM 048209100 28 21,500 SH Sole 21,500 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 721 74,640 SH Sole 74,640 AUGUSTA RES CORP COM NEW 050912203 16 10,000 SH Sole 10,000 AVEO PHARMACEUTICALS INC COM 053588109 110 15,550 SH Sole 15,550 BANK OF NEW YORK MELLON CORP COM 064058100 321 13,000 SH Sole 13,000 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 637 22,000 SH Sole 22,000 BARRICK GOLD CORP COM 067901108 2,071 45,601 SH Sole 45,601 BAXTER INTL INC COM 071813109 406 10,000 SH Sole 10,000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6,069 76,158 SH Sole 76,158 BLACKBOARD INC COM 091935502 224 6,000 PUT Sole 6,000 BLACKROCK FLOAT RATE OME STR COM 09255X100 274 19,000 SH Sole 19,000 BLACKROCK INCOME TR INC COM 09247F100 232 34,350 SH Sole 34,350 BLONDER TONGUE LABS INC COM 093698108 41 32,650 SH Sole 32,650 BLOUNT INTL INC NEW COM 095180105 2,152 209,500 SH Sole 209,500 BONSO ELECTRS INTL INC COM PAR $0.003 098529308 27 28,794 SH Sole 28,794 BOULDER GROWTH & INCOME FD I COM 101507101 65 11,825 SH Sole 11,825 BRIDGELINE DIGITAL INC COM 10807Q205 32 27,500 SH Sole 27,500 BRIGHTPOINT INC COM NEW 109473405 234 33,363 SH Sole 33,363 BROOKS AUTOMATION INC COM 114340102 1,585 205,000 SH Sole 205,000 BUCYRUS INTL INC NEW COM 118759109 1,078 22,720 SH Sole 22,720 C&D TECHNOLOGIES INC COM 124661109 56 63,000 SH Sole 63,000 C&D TECHNOLOGIES INC NOTE 5.250%11/0 124661AD1 351 500,000 SH Sole 500,000 CALAMP CORP COM 128126109 89 41,885 SH Sole 41,885 CARBO CERAMICS INC COM 140781105 1,083 15,000 SH Sole 15,000 CARDIAC SCIENCE CORP COM 14141A108 30 31,100 SH Sole 31,100 CARDIONET INC COM 14159L103 333 60,795 SH Sole 60,795 CAREER EDUCATION CORP COM 141665109 559 24,300 SH Sole 24,300 CAS MED SYS INC COM PAR $0.004 124769209 51 29,100 SH Sole 29,100 CENTENE CORP DEL COM 15135B101 1,186 55,160 SH Sole 55,160 CENTURY CASINOS INC COM 156492100 77 35,880 SH Sole 35,880 CERADYNE INC COM 156710105 1,147 53,690 SH Sole 53,690 CHINA TECHFAITH WIRLS COMM T SPONSORED ADR 169424108 168 64,200 SH Sole 64,200 CHIPOTLE MEXICAN GRILL INC COM 169656105 250 1,825 SH Sole 1,825 CIMATRON LTD ORD M23798107 76 53,690 SH Sole 53,690 CIRCOR INTL INC COM 17273K109 204 7,960 SH Sole 7,960 CIRRUS LOGIC INC COM 172755100 158 10,000 PUT Sole 10,000 COCA COLA CO COM 191216100 1,382 27,580 SH Sole 27,580 COCA COLA ENTERPRISES INC COM 191219104 414 16,000 SH Sole 16,000 COGO GROUP INC COM 192448108 170 27,255 SH Sole 27,255 COLE KENNETH PRODTNS INC CL A 193294105 198 18,000 SH Sole 18,000 COLFAX CORP COM 194014106 333 32,000 SH Sole 32,000 COMFORCE CORP COM 20038K109 57 51,630 SH Sole 51,630 CONOCOPHILLIPS COM 20825C104 1,062 21,624 SH Sole 21,624 CONSOL ENERGY INC COM 20854P109 496 14,700 SH Sole 14,700 CONSTELLATION BRANDS INC CL A 21036P108 781 50,000 SH Sole 50,000 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 40 12,400 SH Sole 12,400 CORE LABORATORIES N V COM N22717107 809 5,480 SH Sole 5,480 CORE MOLDING TECHNOLOGIES IN COM 218683100 72 13,200 SH Sole 13,200 CORELOGIC INC COM 21871D103 661 37,410 SH Sole 37,410 CORINTHIAN COLLEGES INC COM 218868107 276 28,000 SH Sole 28,000 CORNERSTONE THERAPEUTICS INC COM 21924P103 230 39,000 SH Sole 39,000 CORPORATE EXECUTIVE BRD CO COM 21988R102 210 8,000 SH Sole 8,000 COVIDIEN PLC SHS G2554F105 1,446 36,000 SH Sole 36,000 CPI AEROSTRUCTURES INC COM NEW 125919308 350 35,495 SH Sole 35,495 CREE INC COM 225447101 300 5,000 PUT Sole 5,000 CROWN CRAFTS INC COM 228309100 91 22,229 SH Sole 22,229 CRYSTAL ROCK HLDGS INC COM 22940F103 91 122,928 SH Sole 122,928 CUBIST PHARMACEUTICALS INC COM 229678107 265 12,840 SH Sole 12,840 CUTERA INC COM 232109108 284 30,820 SH Sole 30,820 CVS CAREMARK CORPORATION COM 126650100 2,923 99,690 SH Sole 99,690 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 380 30,000 SH Sole 30,000 DARLING INTL INC COM 237266101 222 29,500 SH Sole 29,500 DAVITA INC COM 23918K108 2,024 32,420 SH Sole 32,420 DELIA'S INC NEW COM 246911101 31 21,400 SH Sole 21,400 DEPOMED INC COM 249908104 1,225 437,434 SH Sole 437,434 DOLBY LABORATORIES INC COM 25659T107 313 5,000 PUT Sole 5,000 DOUGLAS DYNAMICS INC COM 25960R105 238 20,663 SH Sole 20,663 DWS MULTI MKT INCOME TR SHS 23338L108 98 11,010 SH Sole 11,010 DYCOM INDS INC COM 267475101 274 32,000 SH Sole 32,000 E M C CORP MASS COM 268648102 385 21,060 SH Sole 21,060 EASYLINK SERVICES INTL CORP CL A 277858106 63 26,000 SH Sole 26,000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 477 32,300 SH Sole 32,300 EATON VANCE TAX ADVT DIV INC COM 27828G107 157 11,345 SH Sole 11,345 ECHOSTAR CORP CL A 278768106 316 16,570 SH Sole 16,570 ELAN PLC ADR 284131208 362 80,500 SH Sole 80,500 ELECTRONICS FOR IMAGING INC COM 286082102 97 10,000 SH Sole 10,000 ESTERLINE TECHNOLOGIES CORP COM 297425100 1,230 25,930 SH Sole 25,930 EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 470 32,050 SH Sole 32,050 EXELIXIS INC COM 30161Q104 44 12,700 SH Sole 12,700 EXXON MOBIL CORP COM 30231G102 697 12,209 SH Sole 12,209 EZCORP INC CL A NON VTG 302301106 820 44,200 SH Sole 44,200 F M C CORP COM NEW 302491303 1,412 24,580 SH Sole 24,580 FAIR ISAAC CORP COM 303250104 283 13,000 SH Sole 13,000 FEDERATED INVS INC PA COM 314211103 1,180 57,000 SH Sole 57,000 FIDELITY NATIONAL FINANCIAL CL A 31620R105 1,168 89,920 SH Sole 89,920 FIDELITY NATL INFORMATION SV COM 31620M106 2,011 75,000 SH Sole 75,000 FIRST AMERN FINL CORP COM 31847R102 474 37,410 SH Sole 37,410 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 163 13,050 SH Sole 13,050 FIVE STAR QUALITY CARE INC COM 33832D106 74 24,500 SH Sole 24,500 FLIR SYS INC COM 302445101 235 8,070 SH Sole 8,070 FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 315 500,000 SH Sole 500,000 FLOW INTL CORP COM 343468104 71 30,240 SH Sole 30,240 FOREST LABS INC COM 345838106 892 32,516 SH Sole 32,516 FREESEAS INC COM Y26496102 54 49,000 SH Sole 49,000 FREQUENCY ELECTRS INC COM 358010106 95 20,465 SH Sole 20,465 FSI INTL INC COM 302633102 70 16,600 SH Sole 16,600 GAMETECH INTERNATIONAL INC COM 36466D102 16 21,100 SH Sole 21,100 GAP INC DEL COM 364760108 486 25,000 SH Sole 25,000 GEN-PROBE INC NEW COM 36866T103 590 13,000 SH Sole 13,000 GILEAD SCIENCES INC COM 375558103 257 7,490 SH Sole 7,490 GLOBALOPTIONS GROUP INC COM NEW 37946D209 35 15,500 SH Sole 15,500 GOLDEN STAR RES LTD CDA COM 38119T104 104 23,700 SH Sole 23,700 GOODRICH CORP COM 382388106 1,014 15,300 SH Sole 15,300 GRAFTECH INTL LTD COM 384313102 1,367 93,490 SH Sole 93,490 GREAT LAKES DREDGE & DOCK CO COM 390607109 67 11,210 SH Sole 11,210 GROUP 1 AUTOMOTIVE INC COM 398905109 235 10,000 SH Sole 10,000 GTSI CORP COM 36238K103 463 84,722 SH Sole 84,722 HARRIS CORP DEL COM 413875105 1,423 34,170 SH Sole 34,170 HARVARD BIOSCIENCE INC COM 416906105 146 41,000 SH Sole 41,000 HHGREGG INC COM 42833L108 233 10,000 PUT Sole 10,000 HOME DEPOT INC COM 437076102 281 10,000 SH Sole 10,000 HUDSON CITY BANCORP COM 443683107 589 48,085 SH Sole 48,085 HUDSON HIGHLAND GROUP INC COM 443792106 110 25,055 SH Sole 25,055 HUNTSMAN CORP COM 447011107 316 36,500 SH Sole 36,500 HURON CONSULTING GROUP INC COM 447462102 387 19,950 SH Sole 19,950 IAMGOLD CORP COM 450913108 1,406 79,500 SH Sole 79,500 INNERWORKINGS INC COM 45773Y105 153 22,400 SH Sole 22,400 INTEGRATED DEVICE TECHNOLOGY COM 458118106 447 90,330 SH Sole 90,330 INTEGRATED ELECTRICAL SVC COM 45811E301 163 46,800 SH Sole 46,800 INTERFACE INC CL A 458665106 1,090 101,490 SH Sole 101,490 INTERSECTIONS INC COM 460981301 87 21,000 SH Sole 21,000 INTEVAC INC COM 461148108 1,604 150,319 SH Sole 150,319 IPASS INC COM 46261V108 135 126,275 SH Sole 126,275 ISHARES TR INDEX RUSSELL 2000 464287655 2,502 40,939 SH Sole 40,939 ISHARES TR MSCI EAFE IDX MSCI EAFE IDX 464287465 209 4,499 SH Sole 4,499 ISTA PHARMACEUTICALS INC COM NEW 45031X204 784 358,087 SH Sole 358,087 JACKSON HEWITT TAX SVCS INC COM 468202106 12 11,000 CALL Sole 11,000 JAZZ PHARMACEUTICALS INC COM 472147107 438 55,887 SH Sole 55,887 JOHNSON & JOHNSON COM 478160104 2,592 43,895 SH Sole 43,895 K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 152 500,000 SH Sole 500,000 KAYDON CORP COM 486587108 266 8,095 SH Sole 8,095 KINROSS GOLD CORP COM NO PAR 496902404 672 39,300 SH Sole 39,300 KRAFT FOODS INC CL A 50075N104 2,138 76,370 SH Sole 76,370 KSW INC COM 48268R106 97 30,900 SH Sole 30,900 LAKES ENTMNT INC COM 51206P109 44 28,988 SH Sole 28,988 LATTICE SEMICONDUCTOR CORP COM 518415104 63 14,560 SH Sole 14,560 LAZARD GLB TTL RET&INCM FD I COM 52106W103 146 11,215 SH Sole 11,215 LECG CORP COM 523234102 367 141,160 SH Sole 141,160 LIBERTY ALL STAR EQUITY FD COM 530158104 100 25,180 SH Sole 25,180 LIFE TECHNOLOGIES CORP COM 53217V109 222 4,700 SH Sole 4,700 LIGAND PHARMACEUTICALS INC CL B 53220K207 95 65,000 SH Sole 65,000 LIHIR GOLD LTD SPONSORED ADR 532349107 939 26,100 SH Sole 26,100 LOCKHEED MARTIN CORP COM 539830109 544 7,300 SH Sole 7,300 LOGITECH INTL S A SHS H50430232 523 39,000 SH Sole 39,000 LSI CORPORATION COM 502161102 62 13,500 SH Sole 13,500 MAIDEN HOLDINGS LTD SHS G5753U112 390 59,400 SH Sole 59,400 MAJESCO ENTERTAINMENT CO COM NEW 560690208 23 32,000 SH Sole 32,000 MANAGEMENT NETWORK GROUP INC COM NEW 561693201 126 46,573 SH Sole 46,573 MANTECH INTL CORP CL A 564563104 851 20,000 SH Sole 20,000 MASSEY ENERGY CORP COM 576206106 1,019 37,244 SH Sole 37,244 MCGRAW HILL COS INC COM 580645109 1,964 69,810 SH Sole 69,810 MEADE INSTRUMENTS CORP COM NEW 583062203 51 15,500 SH Sole 15,500 MEASUREMENT SPECIALTIES INC COM 583421102 419 30,590 SH Sole 30,590 MEDIA SCIENCES INTL INC COM 58446X107 48 141,000 SH Sole 141,000 MEMC ELECTR MATLS INC COM 552715104 346 35,000 SH Sole 35,000 MERCK & CO INC NEW COM 58933Y105 838 23,958 SH Sole 23,958 MERIT MED SYS INC COM 589889104 1,015 63,187 SH Sole 63,187 METHANEX CORP COM 59151K108 1,908 96,890 SH Sole 96,890 MFA FINANCIAL INC COM 55272X102 681 92,000 SH Sole 92,000 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 190 28,950 SH Sole 28,950 MICRONETICS INC DEL COM 595125105 264 59,949 SH Sole 59,949 MICROSEMI CORP COM 595137100 146 10,000 SH Sole 10,000 MICROSOFT CORP COM 594918104 1,564 67,956 SH Sole 67,956 MINE SAFETY APPLIANCES CO COM 602720104 901 36,350 SH Sole 36,350 MIRANT CORP NEW COM 60467R100 427 40,470 SH Sole 40,470 MOD PAC CORP COM 607495108 92 20,703 SH Sole 20,703 MOODYS CORP COM 615369105 279 13,988 SH Sole 13,988 MORGAN STANLEY EM MKTS DM DE COM 617477104 209 14,270 SH Sole 14,270 MOTORCAR PTS AMER INC COM 620071100 97 15,200 SH Sole 15,200 MYRIAD PHARMACEUTICALS INC COM 62856H107 132 35,000 SH Sole 35,000 NATUS MEDICAL INC DEL COM 639050103 407 25,010 SH Sole 25,010 NAUTILUS INC COM 63910B102 28 18,480 SH Sole 18,480 NBTY INC COM 628782104 721 21,200 SH Sole 21,200 NEUROGESX INC COM 641252101 123 18,600 SH Sole 18,600 NEUROMETRIX INC COM 641255104 408 357,891 SH Sole 357,891 NEW YORK CMNTY BANCORP INC COM 649445103 1,538 100,690 SH Sole 100,690 NEWMONT MINING CORP COM 651639106 1,290 20,900 SH Sole 20,900 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 310 22,435 SH Sole 22,435 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 713 23,080 SH Sole 23,080 NOKIA CORP SPONSORED ADR 654902204 222 27,280 SH Sole 27,280 NORTECH SYS INC COM 656553104 131 37,346 SH Sole 37,346 NORTHGATE MINERALS CORP COM 666416102 123 41,155 SH Sole 41,155 NUVEEN MULTI STRAT INC & GR COM 67073B106 171 23,240 SH Sole 23,240 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 198 25,485 SH Sole 25,485 NUVEEN QUALITY PFD INCOME FD COM 67072C105 87 11,525 SH Sole 11,525 NUVEEN QUALITY PFD INCOME FD COM 67071S101 143 19,985 SH Sole 19,985 OCWEN FINL CORP COM NEW 675746309 601 59,000 SH Sole 59,000 OLIN CORP COM PAR $1 680665205 1,049 58,000 SH Sole 58,000 OMEGA NAVIGATION ENTERPRISES CLASS A Y6476R105 21 11,000 SH Sole 11,000 OMNOVA SOLUTIONS INC COM 682129101 381 48,830 SH Sole 48,830 OPTIMER PHARMACEUTICALS INC COM 68401H104 502 54,170 SH Sole 54,170 ORBITAL SCIENCES CORP COM 685564106 394 25,010 SH Sole 25,010 ORBITZ WORLDWIDE INC COM 68557K109 38 10,000 CALL Sole 10,000 ORIENTAL FINL GROUP INC COM 68618W100 1,231 97,200 SH Sole 97,200 P F CHANGS CHINA BISTRO INC COM 69333Y108 317 8,000 PUT Sole 8,000 PACIFIC SUNWEAR CALIF INC COM 694873100 77 24,000 SH Sole 24,000 PALM HARBOR HOMES COM 696639103 97 54,599 SH Sole 54,599 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 347 31,000 SH Sole 31,000 PAPA JOHNS INTL INC COM 698813102 486 21,000 SH Sole 21,000 PARAGON SHIPPING INC CL A 69913R309 111 31,000 SH Sole 31,000 PC MALL INC COM 69323K100 336 84,123 SH Sole 84,123 PEABODY ENERGY CORP COM 704549104 1,346 34,400 SH Sole 34,400 PEPSICO INC COM 713448108 1,585 26,000 SH Sole 26,000 PERCEPTRON INC COM 71361F100 144 32,826 SH Sole 32,826 PFIZER INC COM 717081103 441 30,935 SH Sole 30,935 PHOENIX FOOTWEAR GROUP INC COM 71903M100 41 107,753 SH Sole 107,753 PHYSICIANS FORMULA HLDGS INC COM 719427106 112 34,500 SH Sole 34,500 PINNACLE DATA SYS INC COM 723454104 28 29,600 SH Sole 29,600 PIPER JAFFRAY COS COM 724078100 290 9,000 SH Sole 9,000 POLYCOM INC COM 73172K104 209 7,000 SH Sole 7,000 PROCTER & GAMBLE CO COM 742718109 1,022 17,045 SH Sole 17,045 PROGENICS PHARMACEUTICALS IN COM 743187106 268 48,995 SH Sole 48,995 PROSHARES TR PSHS ULTSH 20YRS 74347R297 302 8,500 SH Sole 8,500 PSS WORLD MED INC COM 69366A100 387 18,310 SH Sole 18,310 PSYCHIATRIC SOLUTIONS INC COM 74439H108 344 10,500 SH Sole 10,500 QUANTUM CORP COM DSSG 747906204 141 75,020 SH Sole 75,020 QUEST DIAGNOSTICS INC COM 74834L100 570 11,450 SH Sole 11,450 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 827 81,000 SH Sole 81,000 RCM TECHNOLOGIES INC COM NEW 749360400 190 42,547 SH Sole 42,547 RF INDS LTD COM PAR $0.01 749552105 101 19,257 SH Sole 19,257 RF MICRODEVICES INC COM 749941100 52 13,190 SH Sole 13,190 RF MONOLITHICS INC COM 74955F106 45 38,460 SH Sole 38,460 ROCHESTER MED CORP COM 771497104 923 97,700 SH Sole 97,700 ROCKWELL COLLINS INC COM 774341101 1,458 27,450 SH Sole 27,450 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1,834 173,654 SH Sole 173,654 SAIC INC COM 78390X101 881 52,620 SH Sole 52,620 SANTARUS INC COM 802817304 254 102,500 SH Sole 102,500 SCHLUMBERGER LTD COM 806857108 372 6,715 SH Sole 6,715 SEAGATE TECHNOLOGY SHS G7945J104 412 31,560 SH Sole 31,560 SEAHAWK DRILLING INC COM 81201R107 1,675 172,320 SH Sole 172,320 SEANERGY MARITIME HLDGS CORP SHS Y73760103 60 52,500 SH Sole 52,500 SFN GROUP INC COM 784153108 67 12,220 SH Sole 12,220 SHIRE PLC SPONSORED ADR 82481R106 206 3,350 SH Sole 3,350 SIGMATRON INTL INC COM 82661L101 55 10,441 SH Sole 10,441 SILVERLEAF RESORTS INC COM 828395103 30 29,000 SH Sole 29,000 SKILLED HEALTHCARE GROUP INC CL A 83066R107 772 113,690 SH Sole 113,690 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 67 11,450 SH Sole 11,450 SMF ENERGY CORPORATION COM NEW 78453M208 38 31,500 SH Sole 31,500 SOLTA MED INC COM 83438K103 362 190,703 SH Sole 190,703 SOLUTIA INC COM NEW 834376501 1,690 129,000 SH Sole 129,000 SPDR GOLD TRUST GOLD SHS 78463V107 365 3,000 PUT Sole 3,000 SPDR S&P 500 ETF TR UNIT SER 1 S&P, 78462F103 280 2,709 SH Sole 2,709 SRI/SURGICAL EXPRESS INC COM 78464W104 74 18,473 SH Sole 18,473 STAR BULK CARRIERS CORP COM Y8162K105 116 48,000 SH Sole 48,000 STEALTHGAS INC SHS Y81669106 822 178,000 SH Sole 178,000 SUCAMPO PHARMACEUTICALS INC CL A 864909106 46 13,000 SH Sole 13,000 SUNAMERICA FCSED ALPHA GRW F COM 867037103 253 18,855 SH Sole 18,855 SUPERTEL HOSPITALITY INC MD COM 868526104 81 57,692 SH Sole 57,692 SYNERON MEDICAL LTD ORD SHS M87245102 300 29,211 SH Sole 29,211 TANDY BRANDS ACCESSORIES INC COM 875378101 135 37,488 SH Sole 37,488 TCW STRATEGIC INCOME FUND IN COM 872340104 85 17,740 SH Sole 17,740 TECH OPS SEVCON INC COM 878293109 87 16,946 SH Sole 16,946 TECHTARGET INC COM 87874R100 416 77,396 SH Sole 77,396 TEGAL CORP COM NEW 879008209 41 56,235 SH Sole 56,235 TELIK INC COM 87959M109 49 62,200 SH Sole 62,200 TELLABS INC COM 879664100 72 11,300 SH Sole 11,300 TERRA NOVA RTY CORP COM 88102D103 212 25,461 SH Sole 25,461 THERAGENICS CORP COM 883375107 83 72,000 SH Sole 72,000 THERMO FISHER SCIENTIFIC INC COM 883556102 2,845 58,000 SH Sole 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