-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TAa/mZwofV3/5PrOmJyxzqkQ8t9A89m5tRhrMAyu1SO5ymriQBxzacFOhh7sCQtW fH9E7sOAmV98Ilqjj5MS7Q== 0001140361-10-033593.txt : 20100816 0001140361-10-033593.hdr.sgml : 20100816 20100816121706 ACCESSION NUMBER: 0001140361-10-033593 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 101018127 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management LLC Address: 25 East Erie Street Chicago, IL 60611 Form 13F File Number: 28-3580 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss Title: Senior Vice President and Secretary Phone: 312-587-3800 Signature, Place, and Date of Signing: /s/ Chicago, Illinois 11/16/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 433 Form 13F Information Table Value Total: $ 2,065,335 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- 51Jobs Inc Adr ADR 316827104 2037 145602 SH SOLE 54201 0 91401 Activision Blizzard, Inc. Common 00507V109 2961 238953 SH SOLE 173999 0 64954 Aecom Technology Corp. Common 00766T100 1125 41451 SH SOLE 24278 0 17173 Aegean Marine Petroleum Netw ADR Y0017S102 2733 121478 SH SOLE 78496 0 42982 AFFYMAX INC Common 00826A109 2186 91519 SH SOLE 45927 0 45592 Affymetrix Inc. Common 00826T108 2755 313803 SH SOLE 194206 0 119597 Agnico-Eagle Mines, Ltd. ADR 008474108 1745 25713 SH SOLE 21210 0 4503 Airmedia Group, Inc. - ADR ADR 009411109 2458 334446 SH SOLE 85092 0 249354 Albemarle Corp. Common 012653101 1380 39871 SH SOLE 31156 0 8715 Alcoa, Inc. Common 013817101 1080 82288 SH SOLE 67864 0 14424 Alexion Pharmaceuticals, Inc. Common 015351109 5132 115232 SH SOLE 90168 0 25064 ALLIED NEVADA GOLD CORP Common 019344100 5544 566253 SH SOLE 360572 0 205681 Allegheny Technologies Inc. CNV 01741RAD4 1188 1000000 PRN SOLE 0 0 1000000 Allscripts-Misys Healthcare Common 01988P108 8376 413211 SH SOLE 320842 0 92369 Alpha Natural Resources, Inc. Common 02076X102 9291 264702 SH SOLE 211363 0 53339 Altisource Portfolio Solutions SA ADR L0175J104 5674 392913 SH SOLE 261103 0 131810 America Movil - L - ADR ADR 02364W105 5576 127219 SH SOLE 112868 0 14351 American Commercial Lines Inc Common 025195405 2895 99419 SH SOLE 49895 0 49524 American Express Co. Common 025816109 2501 73782 SH SOLE 60859 0 12923 American Superconductor Corp. Common 030111108 1256 37450 SH SOLE 10798 0 26652 American Tower Corp. - A Common 029912201 4227 116128 SH SOLE 95777 0 20351 Amerigon Inc Common 03070L300 2783 378628 SH SOLE 188025 0 190603 Amkor Technologies Inc. Common 031652100 3628 527287 SH SOLE 399535 0 127752 AMYLIN PHARMACEUTICALS INC CNV 032346AD0 19128 20605000 PRN SOLE 0 0 20605000 ANADYS PHARMACEUTICALS INC Common 03252Q408 1661 631732 SH SOLE 317152 0 314580 Analog Devices Common 032654105 5364 194477 SH SOLE 152340 0 42137 Annaly Capital Management, Inc. Common 035710409 5776 318402 SH SOLE 253358 0 65044 Anworth Mortgage Asset Corp. Common 037347101 5879 746122 SH SOLE 475088 0 271034 APAC Customer Services Inc Common 00185E106 1141 192757 SH SOLE 96730 0 96027 Apple, Inc. Common 037833100 11653 62862 SH SOLE 44257 0 18605 Applied Micro Circuits Corp Common 03822W406 3443 344622 SH SOLE 261251 0 83371 ArcelorMittal CNV 03938LAK0 1444 1000000 PRN SOLE 0 0 1000000 Arcsight Inc Common 039666102 11437 475152 SH SOLE 276120 0 199032 Ariad Pharmaceuticals Inc. Common 04033A100 1060 479628 SH SOLE 239947 0 239681 Aruba Networks Inc Common 043176106 9933 1123662 SH SOLE 728520 0 395142 AsiaInfo Holdings Inc ADR 04518A104 4192 209919 SH SOLE 156284 0 53635 Athenahealth Inc Common 04685W103 2205 57464 SH SOLE 43604 0 13860 Atp Oil & Gas Common 00208J108 7119 397906 SH SOLE 252018 0 145888 Auxilium Pharmaceuticals Inc Common 05334D107 3497 102210 SH SOLE 77195 0 25015 Avon Products, Inc. Common 054303102 9646 284038 SH SOLE 226594 0 57444 Baidu, Inc. - SP ADR ADR 056752108 7298 18607 SH SOLE 14702 0 3905 Bank of America Corp. Common 060505104 1245 73607 SH SOLE 43093 0 30514 Bare Escentuals, Inc. Common 067511105 10271 863814 SH SOLE 557220 0 306594 BE Aerospace, Inc. Common 073302101 20241 1005026 SH SOLE 711762 0 293264 Bebe Stores Inc Common 075571109 1473 200120 SH SOLE 151745 0 48375 Belo (A.H.) Corp. - Com. Ser. A Common 080555105 2822 521591 SH SOLE 261677 0 259914 Berry Petroleum - Cl. A Common 085789105 6076 226876 SH SOLE 147913 0 78963 Best Buy Company, Inc. Common 086516101 2622 69888 SH SOLE 57676 0 12212 Big 5 Sporting Goods Corp Common 08915P101 4314 285677 SH SOLE 143410 0 142267 Bio Reference Labs Inc. Common 09057G602 1190 34600 SH SOLE 17349 0 17251 Blackrock, Inc. Common 09247X101 3177 14655 SH SOLE 10795 0 3860 Blackstone Group LP/The Common 09253U108 4489 316102 SH SOLE 231366 0 84736 Blue Coat Systems Inc Common 09534T508 280 12400 SH SOLE 413 0 11987 BP PLC - SP ADR ADR 055622104 1752 32914 SH SOLE 27152 0 5762 Brigham Exploration Co Common 109178103 20172 2221550 SH SOLE 1229482 0 992068 Broadcom Corp. - A Common 111320107 1322 43090 SH SOLE 25345 0 17745 BROADPOINT GLEACHER SECURITIES Common 11134A103 1963 235373 SH SOLE 115831 0 119542 Brookdale Senior Living Inc. Common 112463104 8862 488813 SH SOLE 317097 0 171716 Bucyrus International, Inc. Common 118759109 12730 357375 SH SOLE 271618 0 85757 Capstead Mortgage Corp. Common 14067E506 5541 398369 SH SOLE 259718 0 138651
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Carmike Cinemas Inc Common 143436400 3084 305025 SH SOLE 148590 0 156435 Carrizo Oil & Gas, Inc. Common 144577103 10320 421412 SH SOLE 274667 0 146745 Cavium Networks Inc Common 14965A101 2945 137164 SH SOLE 68843 0 68321 Cb Richard Ellis Group Inc. - A Common 12497T101 3071 261605 SH SOLE 32502 0 229103 CBS Corp. - B Common 124857202 5898 489431 SH SOLE 376539 0 112892 Celgene Corp. Common 151020104 3951 70676 SH SOLE 50859 0 19817 Cemex - ADR ADR 151290889 5489 423381 SH SOLE 379594 0 43787 Central European Media Enterprises ADR G20045202 2055 59998 SH SOLE 38192 0 21806 - - A Cephalon Inc. CNV 156708ARO 2107 2000000 PRN SOLE 0 0 2000000 Ceragaon Networks, Ltd. ADR M22013102 1484 175434 SH SOLE 82327 0 93107 Challenger Energy Corp ADR 15758N101 246 760523 SH SOLE 257958 0 502565 Check Point Software Tech., Ltd. ADR M22465104 4098 144543 SH SOLE 119215 0 25328 Chico's FAS, Inc. Common 168615102 1147 88214 SH SOLE 44710 0 43504 Childrens Place Retail Common 168905107 1163 38833 SH SOLE 22836 0 15997 CHINA AUTOMOTIVE SYSTEMS INC ADR 16936R105 1155 124289 SH SOLE 62019 0 62270 CHINA GRENTECH CORP LTD-ADR ADR 16938P107 1203 253247 SH SOLE 127229 0 126018 Chindex International Inc Common 169467107 1465 116446 SH SOLE 58475 0 57971 Citigroup Inc Common 172967101 8 1600 SH CALL SOLE 0 0 1600 Clarient Inc Common 180489106 3337 792750 SH SOLE 337703 0 455047 CLAYMORE DELTA GLOBAL SHIP Common 18383Q820 1315 103765 SH SOLE 103765 0 0 CLAYMORE/MAC GLBL SOLAR ENRG Common 18383M621 1759 178200 SH SOLE 178200 0 0 Clean Energy Fuels Corp Common 184499101 2219 153975 SH SOLE 77231 0 76744 Clicksoftware Company ADR M25082104 1105 175669 SH SOLE 88891 0 86778 Cliffs Natural Resources, Inc. Common 18683K101 2526 78074 SH SOLE 65639 0 12435 Coca-Cola Co. /The Common 191216100 1471 27397 SH SOLE 22597 0 4800 Coeur d'Alene Mines Corp Common 192108504 381 18600 SH SOLE 621 0 17979 Coldwater Creek Inc. Common 193068103 7341 895185 SH SOLE 677222 0 217963 Comverge Inc Common 205859101 3481 285077 SH SOLE 131745 0 153332 Concho Resources, Inc. Common 20605P101 8083 222539 SH SOLE 165001 0 57538 Conseco Inc. CNV 208464BH9 4024 4350000 PRN SOLE 0 0 4350000 Conseco Inc. Common 208464883 258 2718 SH PUT SOLE 0 0 2718 Conseco Inc. Common 208464883 15 979 SH PUT SOLE 0 0 979 Continental Resources, Inc. Common 212015101 11863 302847 SH SOLE 217639 0 85208 Cooper Tire & Rubber Common 216831107 9073 516120 SH SOLE 340186 0 175934 Copa Holdings SA - A ADR P31076105 10051 225926 SH SOLE 152811 0 73115 Core Laboratories NV ADR N22717107 1331 12907 SH SOLE 8457 0 4450 Corinthian Colleges, Inc. Common 218868107 4428 238601 SH SOLE 155463 0 83138 Corning, Inc. Common 219350105 1330 86839 SH SOLE 50864 0 35975 Costco Wholesale Corp. Common 22160K105 871 15429 SH SOLE 12731 0 2698 Cree, Inc. Common 225447101 6968 189619 SH SOLE 136974 0 52645 Cresud S.A. - Spons. ADR ADR 226406106 981 76128 SH SOLE 9440 0 66688 Crown Castle Intl. Corp. Common 228227104 2814 89739 SH SOLE 70169 0 19570 CTC Media, Inc. ADR 12642X106 5996 381430 SH SOLE 203439 0 177991 Ctrip.com International - ADR ADR 22943F100 8432 143419 SH SOLE 109172 0 34247 Cummins, Inc. Common 231021106 857 19122 SH SOLE 15767 0 3355 Curis Inc Common 231269101 694 296451 SH SOLE 148707 0 147744 Cybersource Corp Common 23251J106 7017 420914 SH SOLE 274427 0 146487 Cymer Inc. Common 232572107 2575 66261 SH SOLE 48300 0 17961 Cypress Bioscience Inc. Common 232674507 7593 929398 SH SOLE 605890 0 323508 Dana Holdings Corp Common 235825205 4112 603789 SH SOLE 458689 0 145100 Dealertrack Holdings Inc Common 242309102 7541 398801 SH SOLE 257186 0 141615 DELCATH SYSTEMS INC Common 24661P104 971 197762 SH SOLE 99246 0 98516 Desarrolladora Homex - ADR ADR 25030W100 1850 48975 SH SOLE 6044 0 42931 DEXCOM INC Common 252131107 2478 312535 SH SOLE 156868 0 155667 Digital Realty Trust Inc Common 253868103 3383 74000 SH SOLE 0 0 74000 DISCOVER FINANCIAL SERVICES Common 254709108 649 40000 SH SOLE 33587 0 6413 Dollar Thrifty Automotve Group Common 256743105 1654 67259 SH SOLE 33574 0 33685 Dollar Tree, Inc. Common 256746108 2137 43897 SH SOLE 34471 0 9426 Dreamworks Animation SKG, Inc. - A Common 26153C103 2836 79717 SH SOLE 62312 0 17405
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Drew Industries Inc. Common 26168L205 3458 159434 SH SOLE 79462 0 79972 DUOYUAN GLOBAL WATER INC-ADR ADR 266043108 2652 80375 SH SOLE 28669 0 51706 Dyax Corp Common 26746E103 1718 478467 SH SOLE 240118 0 238349 E-House China Holdings - ADS ADR 26852W103 9472 443462 SH SOLE 169607 0 273855 Ebay, Inc. Common 278642103 5352 226694 SH SOLE 186662 0 40032 EBIX INC Common 278715206 1938 35000 SH SOLE 26533 0 8467 Echelon Corporation Common 27874N105 4988 387604 SH SOLE 239523 0 148081 EMC Corp. Common 268648102 1308 76736 SH SOLE 45134 0 31602 Emergency Medical Services - A Common 29100P102 12564 270186 SH SOLE 207992 0 62194 Empresa Brasileira - ADR ADR 29081M102 5308 231399 SH SOLE 204999 0 26400 Emulex Corp. Common 292475209 1729 168072 SH SOLE 124022 0 44050 ENERNOC INC Common 292764107 23886 720326 SH SOLE 433497 0 286829 Entegris Inc Common 29362U104 119 24000 SH SOLE 802 0 23198 ENTROPIC COMMUNICATIONS INC Common 29384R105 1203 439116 SH SOLE 220404 0 218712 Equinix, Inc. Common 29444U502 16887 183550 SH SOLE 144286 0 39264 Ethan Allen Interiors Common 297602104 3284 199029 SH SOLE 150945 0 48084 EV3 INC Common 26928A200 5110 415126 SH SOLE 314661 0 100465 Evercore Partners Inc Common 29977A105 2659 90992 SH SOLE 45725 0 45267 Exco Resources Inc Common 269279402 2179 116598 SH SOLE 97995 0 18603 Express Scripts, Inc. - A Common 302182100 5310 68446 SH SOLE 56449 0 11997 FEDERAL MOGUL CORP Common 313549404 2495 206672 SH SOLE 156781 0 49891 Felcor Lodging Trust Inc Common 31430F101 341 75200 SH SOLE 2508 0 72692 Fidelity National Common 31620R105 938 62181 SH SOLE 37568 0 24613 Fifth Third Bancorp Common 316773100 3880 382999 SH SOLE 299435 0 83564 First Midwest Bancorp Inc./IL Common 320867104 2465 218693 SH SOLE 109720 0 108973 FIRSTBANK CORP/ALMA MICH - Common DDH61G100 0 55125 SH SOLE 55125 0 0 fractional shares Focus Media Holding - ADR ADR 34415V109 12949 1172887 SH SOLE 800818 0 372069 Ford Motor Co. Common 345370860 4611 639474 SH SOLE 527972 0 111502 Ford Motor Co. PFD 345395206 4817 159916 SH SOLE 0 0 159916 Freeport McMoran Copper - B Common 35671D857 7844 114330 SH SOLE 7616 0 106714 Freeport McMoran Copper - B PFD 35671D782 24849 241250 SH SOLE 0 0 241250 Fuel Systems Solutions Inc Common 35952W103 8770 243682 SH SOLE 155057 0 88625 Furniture Brands Intl Common 360921100 2051 370827 SH SOLE 186055 0 184772 Fushi Copperweld Inc ADR 36113E107 253 29872 SH SOLE 993 0 28879 Gannett Co. Common 364730101 876 70000 SH SOLE 58778 0 11222 Gasco Energy Inc Common 367220100 350 713660 SH SOLE 453035 0 260625 General Mills, Inc. Common 370334104 1457 22624 SH SOLE 18657 0 3967 GENERAL MOLY INC Common 370373102 310 98542 SH SOLE 3296 0 95246 Gentex Corp. Common 371901109 5947 420313 SH SOLE 328932 0 91381 GEOKINETICS INC Common 372910307 3689 174014 SH SOLE 86185 0 87829 Gilead Sciences, Inc. Common 375558103 4947 106210 SH SOLE 82254 0 23956 Goldcorp, Inc. ADR 380956409 5231 129570 SH SOLE 106870 0 22700 Goldman Sachs Group, Inc. Common 38141G104 6016 32633 SH SOLE 21936 0 10697 Graftech International, Ltd. Common 384313102 6407 435858 SH SOLE 295920 0 139938 Green Mountain Coffee Common 393122106 27359 370517 SH SOLE 230094 0 140423 Gse Systems Inc Common 36227K106 271 43500 SH SOLE 16053 0 27447 Halliburton Co. Common 406216101 1381 50908 SH SOLE 41987 0 8921 Halozyme Therapeutics Inc Common 40637H109 2197 308976 SH SOLE 152781 0 156195 Hartford Financial Svcs Grp Common 416515104 2277 85943 SH SOLE 72128 0 13815 Health Mgmt. Associates, Inc. - A Common 421933102 19173 2559866 SH SOLE 1901839 0 658027 Heidrick & Struggles Int'l. Common 422819102 2036 87549 SH SOLE 43919 0 43630 Helix Energy Solutions Grp., Inc. Common 42330P107 14350 957914 SH SOLE 626408 0 331506 Hertz Global Holdings, Inc. Common 42805T105 652 60236 SH SOLE 50674 0 9562 Hertz Global Holdings, Inc. CNV 42805TAA3 2265 1500000 PRN SOLE 0 0 1500000 Hewlett-Packard Co. Common 428236103 2475 52433 SH SOLE 43218 0 9215 Hi-Tech Pharmacal Co. Inc. Common 42840B101 646 28800 SH SOLE 4746 0 24054 HMS Holdings Corp Common 40425J101 4521 118261 SH SOLE 89662 0 28599 Home Inns & Hotels Manag. - ADR ADR 43713W107 19508 653531 SH SOLE 387454 0 266077 Honeywell International, Inc. Common 438516106 1151 30990 SH SOLE 24781 0 6209
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Horsehead Holding Corp Common 440694305 15166 1294068 SH SOLE 832630 0 461438 Human Genome Sciences Inc. Common 444903108 2603 138309 SH SOLE 104342 0 33967 Hutchinson Tech. Common 448407106 407 57300 SH SOLE 1913 0 55387 ICICI Bank, Ltd. - SP ADR ADR 45104G104 12183 315117 SH SOLE 234876 0 80241 ICON PLC - SP ADR ADR 45103T107 5633 229149 SH SOLE 206809 0 22340 Illumina Common 452327109 13816 325094 SH SOLE 248661 0 76433 Imax Corp ADR 45245E109 2904 308567 SH SOLE 122861 0 185706 Immunogen Inc. Common 45253H101 1528 188435 SH SOLE 94795 0 93640 Imperial Sugar Co Common 453096208 412 32500 SH SOLE 16251 0 16249 Infosys Tech Ltd-Sp ADR ADR 456788108 2304 47520 SH SOLE 18284 0 29236 Innodata Corp. Common 457642205 3881 488199 SH SOLE 120916 0 367283 Inspire Pharmaceuticals Inc Common 457733103 1053 201708 SH SOLE 100343 0 101365 Intel Corp. Common 458140100 2696 137758 SH SOLE 113314 0 24444 INTERCLICK INC Common 458483203 535 253500 SH SOLE 51235 0 202265 Intermune Inc Common 45884X103 4077 255935 SH SOLE 152866 0 103069 INTERNATIONAL ROYALTY CORP Common 460277106 1414 350897 SH SOLE 177031 0 173866 Intersil Holdings Co. Common 46069S109 1440 94059 SH SOLE 55095 0 38964 Intevac Inc Common 461148108 271 20200 SH SOLE 7436 0 12764 Intl. Game Technology Common 459902102 4977 231717 SH SOLE 182256 0 49461 Intl. Rectifier Corp. Common 460254105 3570 183179 SH SOLE 144424 0 38755 Intrepid Potash, Inc. Common 46121Y102 3179 134781 SH SOLE 105440 0 29341 Invitrogen Corp CNV 46185RAM2 18697 16174000 PRN SOLE 0 0 16174000 Intuitive Surgical, Inc. Common 46120E602 7108 27105 SH SOLE 20495 0 6610 Ipc The Hospitalist Co Common 44984A105 4374 139089 SH SOLE 69883 0 69206 Ishares Ftse/Xinhua China 25 Common 464287184 2844 69500 SH SOLE 0 0 69500 Ishares MSCI Emerging Markets Index Common 464287234 400 400000 SH PUT SOLE 0 0 400000 Fund Ishares MSCI Taiwan Index Fund Common 464286731 18706 1520822 SH SOLE 1312104 0 208718 ISHARES RUSSELL 1000 GROWTH Common 464287614 1670 36070 SH SOLE 36070 0 0 Ishares Russell 2000 Growth Common 464287648 1127 17230 SH SOLE 17230 0 0 Ishares Russell Midcap Grwth Common 464287481 5088 119640 SH SOLE 118310 0 1330 ISILON SYSTEMS INC Common 46432L104 1957 320817 SH SOLE 158723 0 162094 ISTAR Financial Inc CNV 45031UBF7 4545 9000000 PRN SOLE 0 0 9000000 Itau Unibanco Holding - PREF ADR ADR 465562106 8810 436479 SH SOLE 392279 0 44200 JAGUAR MINING INC Common 47009M103 1593 178587 SH SOLE 28266 0 150321 Jda Software Group Inc Common 46612K108 5185 236332 SH SOLE 178832 0 57500 Jefferies Group, Inc. Common 472319102 5199 190935 SH SOLE 168649 0 22286 JetBlue Airways Corp. Common 477143101 734 122686 SH SOLE 72162 0 50524 Johnson Controls Inc. Common 478366107 683 26718 SH SOLE 0 0 26718 Johnson Controls Inc. PFD 478366602 7194 54500 SH SOLE 0 0 54500 KB Home Common 48666K109 5574 335551 SH SOLE 262711 0 72840 Kendle International Inc CNV 4880LAA5 883 1000000 PRN SOLE 0 0 1000000 KHD Humboldt Wedag International Ltd ADR 482462108 1078 103897 SH SOLE 51461 0 52436 King Pharmaceuticals, Inc. CNV 495582AJ7 15978 18500000 PRN SOLE 0 0 18500000 Kirkland inc Common 497498105 1416 99392 SH SOLE 49715 0 49677 KKR FINANCIAL HOLDINGS LLC Common 48248A306 9560 2069166 SH SOLE 1220023 0 849143 Knight Capital Group Inc - A Common 499005106 7332 337093 SH SOLE 219687 0 117406 Kodiak Oil & Gas Corp ADR 50015Q100 1728 720198 SH SOLE 324534 0 395664 Kulicke & Soffa Industries Common 501242101 3452 572472 SH SOLE 287342 0 285130 Las Vegas Sands Corp. Common 517834107 7374 437915 SH SOLE 210247 0 227668 Lazard, Ltd. - A ADR G54050102 8261 199974 SH SOLE 141182 0 58792 LDK Solar Ltd CNV 50183LAB3 8230 11460000 PRN SOLE 0 0 11460000 LDK Solar Ltd Common 50183L107 2124 32510 SH PUT SOLE 0 0 32510 Legg Mason Inc. Common 524901105 1744 56200 SH SOLE 47161 0 9039 Lender Processing Services Common 52602E102 5172 135506 SH SOLE 106069 0 29437 Lennar Corp. Common 526057104 5549 389384 SH SOLE 312254 0 77130 Lexington Realty Trust Common 529043101 4032 790653 SH SOLE 515703 0 274950 Liberty Media Corp.-Interatctive - A Common 53071M104 3908 356275 SH SOLE 278354 0 77921 Liveperson Inc Common 538146101 348 69000 SH SOLE 2294 0 66706 Liz Claiborne Inc. Common 539320101 2808 569542 SH SOLE 431902 0 137640
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- LOGMEIN INC Common 54142L109 290 15850 SH SOLE 5556 0 10294 Louisiana-Pacific Corp. Common 546347105 4227 633721 SH SOLE 480892 0 152829 M/I Homes Inc. Common 55305B101 3845 282894 SH SOLE 136543 0 146351 Macy's, Inc. Common 55616P104 7554 413025 SH SOLE 329850 0 83175 Manitowoc Company Inc Common 563571108 13861 1463677 SH SOLE 1014786 0 448891 Manpower, Inc. Common 56418H100 2487 43856 SH SOLE 34239 0 9617 MARKET VECTORS GOLD MINERS Common 57060U100 6171 136250 SH SOLE 136250 0 0 Market Vectors Russia Etf Common 57060U506 15485 558000 SH SOLE 0 0 558000 Martin Marietta Materials Common 573284106 3324 36104 SH SOLE 28319 0 7785 Marvell Technologies ADR G5876H105 5990 368653 SH SOLE 333360 0 35293 Massey Energy Co. Common 576206106 6118 219360 SH SOLE 176040 0 43320 Mattel, Inc. Common 577081102 2974 161117 SH SOLE 132891 0 28226 Maxwell Technologies Inc. Common 577767106 1099 59648 SH SOLE 29925 0 29723 Mb Financial Inc. Common 55264U108 3796 181004 SH SOLE 137220 0 43784 McAfee, Inc. Common 579064106 4927 112521 SH SOLE 88538 0 23983 McDermott Intl. Inc. Common 580037109 2614 103429 SH SOLE 86979 0 16450 Mechel OAO - ADR ADR 583840103 9294 516910 SH SOLE 442076 0 74834 MEDASSETS INC Common 584045108 3517 155846 SH SOLE 118219 0 37627 Medco Health Solutions, Inc. Common 58405U102 4444 80352 SH SOLE 62351 0 18001 Medicis Pharmaceutical Cl A Common 584690309 5484 256858 SH SOLE 193409 0 63449 Medifast Inc Common 58470H101 3061 140940 SH SOLE 53712 0 87228 Melco Crown Entertainment - ADR ADR 585464100 18569 2666115 SH SOLE 2108917 0 557198 Mellanox Technologies, Ltd. ADR M51363113 6146 374988 SH SOLE 225130 0 149858 MercadoLibre, Inc. ADR 58733R102 17691 459990 SH SOLE 321194 0 138796 Metalico Inc Common 591176102 1296 310822 SH SOLE 153199 0 157623 MFA Financial Inc Common 55272X102 1611 202438 SH SOLE 147526 0 54912 Mgic Investment Corp. Common 552848103 5294 714469 SH SOLE 445659 0 268810 MICROMET INC Common 59509C105 1086 163058 SH SOLE 81791 0 81267 Micron Technology, Inc. Common 595112103 1190 145181 SH SOLE 86225 0 58956 Microsoft Corp. Common 594918104 5378 207733 SH SOLE 171305 0 36428 Microstrategy Inc-Cl A Common 594972408 9190 128462 SH SOLE 83691 0 44771 MICRUS ENDOVASCULAR CORP Common 59518V102 693 53499 SH SOLE 14170 0 39329 Mobile Telesystems - SP ADR ADR 607409109 5655 116736 SH SOLE 104229 0 12507 Monsanto Co. Common 61166W101 865 11174 SH SOLE 6785 0 4389 MORGAN STANLEY CHINA A SHARE Common 617468103 5401 167779 SH SOLE 0 0 167779 Mosaic Co. Common 61945A107 2757 57353 SH SOLE 42861 0 14492 Motorola, Inc. Common 620076109 1856 216026 SH SOLE 178160 0 37866 MYR GROUP INC/DELAWARE Common 55405W104 1159 54962 SH SOLE 27582 0 27380 Nanometrics Inc. Common 630077105 131 20000 SH SOLE 7367 0 12633 National City Corp CNV 635405AW3 10530 10400000 PRN SOLE 0 0 10400000 NBTY, Inc. Common 628782104 2829 71477 SH SOLE 55806 0 15671 Nektar Therapeutics Common 640268108 22415 2301378 SH SOLE 1473493 0 827885 NetApp, Inc. Common 64110D104 1554 58256 SH SOLE 48892 0 9364 Netlogic Microsystems Inc Common 64118B100 6211 138031 SH SOLE 102542 0 35489 NIGHTHAWK RADIOLOGY HOLDINGS Common 65411N105 2023 279816 SH SOLE 111792 0 168024 NII Holdings Inc. CNV 62913FAJ1 15381 17500000 PRN SOLE 0 0 17500000 Ninety-nine Cts Only Str Common 65440K106 8840 657216 SH SOLE 443399 0 213817 North Amer Palladium Ltd ADR 656912102 112 40200 SH SOLE 1341 0 38859 Novatel Wireless Inc Common 66987M604 9739 857340 SH SOLE 489613 0 367727 Nuvasive, Inc. Common 670704105 5177 123964 SH SOLE 88620 0 35344 NXSTAGE MEDICAL INC Common 67072V103 151 22600 SH SOLE 8329 0 14271 Occidental Petroleum Corp. Common 674599105 3625 46242 SH SOLE 38141 0 8101 Ocwen Financial Corp Common 675746309 14721 1300469 SH SOLE 874709 0 425760 Office Depot Inc. Common 676220106 281 42500 SH SOLE 1420 0 41080 OfficeMax Inc Common 67622P101 5834 463777 SH SOLE 291344 0 172433 Oil States International Common 678026105 1259 35831 SH SOLE 30073 0 5758 Olympic Steel Inc Common 68162K106 3376 117675 SH SOLE 59096 0 58579 Omnicell Inc Common 68213N109 2590 232459 SH SOLE 117298 0 115161 Omnivision Technologies Common 682128103 4292 263643 SH SOLE 199948 0 63695 OncoGenex Pharmaceutical Inc Common 68230A106 3943 109524 SH SOLE 54540 0 54984
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- ONCOTHYREON INC Common 682324108 1078 206875 SH SOLE 103646 0 103229 ON Semiconductor Corp CNV 682189AG0 20628 19100000 PRN SOLE 0 0 19100000 ORBITZ WORLDWIDE INC Common 68557K109 1960 317193 SH SOLE 159240 0 157953 OREXIGEN THERAPEUTICS INC Common 686164104 3068 311490 SH SOLE 156308 0 155182 Orion Marine Group Inc Common 68628V308 4725 230025 SH SOLE 169359 0 60666 Orthofix International N.V. ADR N6748L102 4923 167491 SH SOLE 79735 0 87756 Orthovita Inc Common 68750U102 1421 323726 SH SOLE 159199 0 164527 PACIFIC RUBIALES ENERGY CORP ADR 69480U206 6348 514494 SH SOLE 112686 0 401808 Pacific Sunwear Cal Common 694873100 3435 666899 SH SOLE 334609 0 332290 Packaging Corp. of America Common 695156109 4274 209526 SH SOLE 163960 0 45566 PACWEST BANCORP Common 695263103 5088 267094 SH SOLE 202791 0 64303 Pan Amer Silver Corp. ADR 697900108 8430 369719 SH SOLE 239922 0 129797 Peabody Energy Corporation Common 704549104 384 10325 SH SOLE 0 0 10325 PepsiCo, Inc. Common 713448108 1721 29345 SH SOLE 24230 0 5115 Perfect World Co., Ltd. - ADR ADR 71372U104 8789 182718 SH SOLE 118983 0 63735 Perry Ellis International Common 288853104 3479 216908 SH SOLE 107927 0 108981 Petrohawk Energy Corp. Common 716495106 3837 158505 SH SOLE 118379 0 40126 Petroleo Brasileiro SA ADR 71654V408 20310 441942 SH SOLE 391219 0 50723 Pier 1 Imports Inc./Del. Common 720279108 3583 925823 SH SOLE 464653 0 461170 Potash Corp. of Saskatchewan ADR 73755L107 2003 22174 SH SOLE 18291 0 3883 PPG Industries, Inc. Common 693506107 2876 49412 SH SOLE 40635 0 8777 Priceline.com, Inc. Common 741503403 15044 90723 SH SOLE 65389 0 25334 PrivateBancorp, Inc. Common 742962103 2626 107355 SH SOLE 71765 0 35590 ProShares Ultra Oil Common 74347R719 2487 77500 SH SOLE 0 0 77500 Protalix BioTherapeutics Inc ADR 74365A101 1307 158230 SH SOLE 79407 0 78823 Protective Life Corp. Common 743674103 8999 420127 SH SOLE 254846 0 165281 Qlogic Corp Common 747277101 3805 221218 SH SOLE 167514 0 53704 Qualcomm, Inc. Common 747525103 974 21663 SH SOLE 17885 0 3778 Quality Systems, Inc. Common 747582104 4268 69314 SH SOLE 50030 0 19284 Quicksilver Resources Inc Common 74837R104 2591 182617 SH SOLE 153375 0 29242 RACKSPACE HOSTING INC Common 750086100 1367 80128 SH SOLE 20321 0 59807 Radian Group Inc Common 750236101 383 36200 SH SOLE 1208 0 34992 Ralcorp Holdings, Inc. Common 751028101 891 15240 SH SOLE 9265 0 5975 Randgold Resources, Ltd. - ADR ADR 752344309 20928 299182 SH SOLE 245783 0 53399 Red Back Mining, Inc. ADR 756297107 3387 301398 SH SOLE 196044 0 105354 Regis Corp CNV 758932AA5 2483 2000000 PRN SOLE 0 0 2000000 RehabCare Group Inc. Common 759148109 870 40122 SH SOLE 20135 0 19987 Research in Motion, Inc. ADR 760975102 1568 23206 SH SOLE 12872 0 10334 Rex Energy Corp Common 761565100 2660 318578 SH SOLE 157282 0 161296 RF Micro Devices Inc Common 749941100 15325 2822367 SH SOLE 1858719 0 963648 RINO International Corp Common 766883102 1051 49708 SH SOLE 24938 0 24770 Riverbed Technology, Inc. Common 768573107 1054 47995 SH SOLE 29386 0 18609 Rosetta Resources Inc Common 777779307 2974 202470 SH SOLE 149601 0 52869 Rovi Corp. Common 779376102 2510 74701 SH SOLE 49597 0 25104 RTI Biologics Inc Common 74975N105 133 30500 SH SOLE 0 0 30500 Sandisk Corp. Common 80004C101 2808 129391 SH SOLE 104624 0 24767 Sandisk Corp. CNV 80004CAC5 9834 12570000 PRN SOLE 0 0 12570000 Sandisk Corp. Common 80004C101 0 2379 SH PUT SOLE 0 0 2379 Sangamo Biosciences, Inc Common 800677106 1996 243084 SH SOLE 122010 0 121074 SAVVIS Inc Common 805423308 5603 354201 SH SOLE 217051 0 137150 Shanda Interactive - ADR ADR 81941Q203 3523 68555 SH SOLE 62983 0 5572 Shire PLC - ADR ADR 82481R106 1936 37029 SH SOLE 30547 0 6482 Shoe Carnival Inc Common 824889109 1905 123529 SH SOLE 62223 0 61306 Shuffle Master Inc Common 825549108 12968 1376676 SH SOLE 855313 0 521363 SIGA TECHNOLOGIES INC Common 826917106 162 20565 SH SOLE 7546 0 13019 Silicon Laboratories Inc Common 826919102 7151 154250 SH SOLE 115342 0 38908 Siliconware Precision Temp. - SP ADR 827084864 13966 1941656 SH SOLE 1750235 0 191421 ADR Silver Wheaton Corp. ADR 828336107 10301 818195 SH SOLE 542682 0 275513 Skyworks Solutions, Inc. Common 83088M102 4445 335706 SH SOLE 262421 0 73285
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Smith Micro Software Inc. Common 832154108 2129 172283 SH SOLE 86436 0 85847 SOLARWINDS INC Common 83416B109 5986 271711 SH SOLE 152887 0 118824 SOURCEFIRE INC Common 83616T108 3236 150730 SH SOLE 75620 0 75110 Southern Copper Corp. Common 84265V105 938 30570 SH SOLE 25212 0 5358 Spdr S&P China Etf Common 78463X400 2801 42000 SH SOLE 0 0 42000 Standard Pacific Corp. Common 85375C101 5272 1428657 SH SOLE 1046554 0 382103 Starbucks Corp. Common 855244109 7999 387366 SH SOLE 305040 0 82326 Starent Networks Corp. Common 85528P108 2062 81100 SH SOLE 59098 0 22002 Starwood Hotels & Resorts Worldwide Common 85590A401 9227 279339 SH SOLE 178847 0 100492 STEC, Inc. Common 784774101 12328 419462 SH SOLE 256454 0 163008 Steven Madden Limited Common 556269108 4660 126590 SH SOLE 96108 0 30482 Stone Energy Corp Common 861642106 7733 474135 SH SOLE 291086 0 183049 Successfactors Inc Common 864596101 3884 276057 SH SOLE 203587 0 72470 Sunpower Corp CNV 867652AA7 6759 7355000 PRN SOLE 0 0 7355000 Sunpower Corp CNV 867652AB5 9573 9930000 PRN SOLE 0 0 9930000 Switch & Data Facilities Co Common 871043105 1403 103057 SH SOLE 51704 0 51353 SXC Health Solutions Corp ADR 78505P100 14171 302874 SH SOLE 192318 0 110556 Syneron Medical Ltd ADR M87245102 1580 138449 SH SOLE 69477 0 68972 Talbots Inc Common 874161102 4300 465845 SH SOLE 233879 0 231966 Taleo Corp-Class A Common 87424N104 262 11580 SH SOLE 0 0 11580 Taseko Mines Ltd ADR 876511106 6975 2622163 SH SOLE 1556951 0 1065212 Tempur-pedic International Common 88023U101 2080 109845 SH SOLE 83097 0 26748 Tenet Healthcare Corp. Common 88033G100 14178 2411280 SH SOLE 1572597 0 838683 Textron, Inc. Common 883203101 7949 418807 SH SOLE 325635 0 93172 THERAVANCE INC Common 88338T104 1462 99859 SH SOLE 75727 0 24132 Thor Industries, Inc. Common 885160101 16295 526505 SH SOLE 406368 0 120137 Thoratec Corp. Common 885175307 4557 150540 SH SOLE 114267 0 36273 Titanium Metals Corp. Common 888339207 814 84904 SH SOLE 49928 0 34976 Tower Semiconductor Ltd ADR M87915100 153 165000 SH SOLE 60825 0 104175 TREX Inc CNV 89531PAA3 6584 6217000 PRN SOLE 0 0 6217000 TRI-TECH HOLDING INC ADR G9103F106 311 22200 SH SOLE 0 0 22200 TRICO MARINE SERVICES INC Common 896106200 2247 291083 SH SOLE 146162 0 144921 Trina Solar Ltd - ADR ADR 89628E104 4651 144569 SH SOLE 91290 0 53279 Trina Solar Ltd - ADR ADR 89628E104 100 5000 SH PUT SOLE 0 0 5000 Trina Solar Ltd - ADR ADR 89628E104 0 5000 SH PUT SOLE 0 0 5000 TrueBlue Inc Common 89785X101 3689 262161 SH SOLE 199309 0 62852 Tyson Foods Inc CNV 90249AP8 4893 4600000 PRN SOLE 0 0 4600000 UAL Corp CNV 902549AE4 5625 7000000 PRN SOLE 0 0 7000000 UAL Corp Common 902549807 1216 24610 SH PUT SOLE 0 0 24610 ULTRASHORT RUSSELL2000 PROSH Common 74347R834 723 25200 SH SOLE 0 0 25200 United States Steel Corp Common 912909108 1331 30000 SH SOLE 25171 0 4829 United Therapeutics Common 91307C102 1369 27951 SH SOLE 21818 0 6133 UQM Technologies Inc Common 903213106 1141 198382 SH SOLE 96894 0 101488 Vail Resorts Inc. Common 91879Q109 4897 146009 SH SOLE 115774 0 30235 Vale SA - SP ADR ADR 91912E105 20260 874655 SH SOLE 777580 0 97075 Veeco Instruments, Inc. Common 922417100 18838 807784 SH SOLE 512304 0 295480 Visa, Inc. - A Common 92826C839 4152 60077 SH SOLE 49443 0 10634 Visionchina Media, Inc. - ADR ADR 92833U103 1287 161682 SH SOLE 47447 0 114235 Vivus Inc Common 928551100 3122 299573 SH SOLE 227180 0 72393 VMware, Inc. - A Common 928563402 8294 206475 SH SOLE 166412 0 40063 Volterra Semiconductor Corp Common 928708106 3087 168136 SH SOLE 84346 0 83790 Votorantim Celulose - SP ADR ADR 92906P205 12029 731854 SH SOLE 613966 0 117888 Wal-Mart Stores, Inc. Common 931142103 3181 64801 SH SOLE 47426 0 17375 Walgreen Co. Common 931422109 1927 51428 SH SOLE 42422 0 9006 Weatherford International, Ltd. ADR H27013103 12911 621809 SH SOLE 553502 0 68307 Wells Fargo & Co. Common 949746101 125 125000 SH PUT SOLE 0 0 125000 Wells Fargo & Co. PFD 949746804 2233 2500 SH SOLE 0 0 2500 Wells Fargo & Co. Common 949746101 2 100 SH PUT SOLE 0 0 100 Wells Fargo & Co. Common 949746101 20 1971 SH PUT SOLE 0 0 1971 Wells Fargo & Co. CNV 949746804 893 1000 SH SOLE 0 0 1000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Wendy's / Arby's Group, Inc. Common 950587105 1930 408097 SH SOLE 273958 0 134139 Westport Innovations, Inc. ADR 960908309 11289 888925 SH SOLE 573747 0 315178 Whole Foods Market, Inc. Common 966837106 7777 255081 SH SOLE 199632 0 55449 Wimm-Bill-Dann Foods OJSC ADR 97263M109 8495 118369 SH SOLE 106074 0 12295 WMS Industries, Inc. Common 929297109 8016 179893 SH SOLE 131622 0 48271 WONDER AUTO TECHNOLOGY INC ADR 978166106 1171 97605 SH SOLE 48625 0 48980 WUXI PHARMATECH INC-ADR ADR 929352102 2831 237339 SH SOLE 154190 0 83149 WYNDHAM WORLDWIDE CORP Common 98310W108 1449 88767 SH SOLE 74627 0 14140 XL Capital Ltd Cl A ADR G98255105 3582 205128 SH SOLE 130321 0 74807 XYRATEX LTD ADR G98268108 803 84387 SH SOLE 2781 0 81606 Yamana Gold Inc ADR 98462Y100 840 78456 SH SOLE 66000 0 12456 Yellow Roadway Corp CNV 985577AA3 3016 5700000 PRN SOLE 0 0 5700000 Yellow Roadway Corp Common 984249102 1739 13947 SH PUT SOLE 0 0 13947 Yellow Roadway Corp Common 984249102 134 2427 SH PUT SOLE 0 0 2427 Yingli Green Energy Holdings - ADR ADR 98584B103 7523 601967 SH SOLE 550449 0 51518 ZHONGPIN INC ADR 98952K107 1311 89082 SH SOLE 43374 0 45708 Zix Corp Common 98974P100 2438 1108333 SH SOLE 450541 0 657792
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