-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTXYAdhybV25PGzl2OH3RQQ2yeNqTQs2X5MMmsbtekjozbwcsibjrj0F6KorEFiQ b+k+a6rSpmLRc217UwdYQw== 0001164691-10-000041.txt : 20100824 0001164691-10-000041.hdr.sgml : 20100824 20100824100639 ACCESSION NUMBER: 0001164691-10-000041 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100824 DATE AS OF CHANGE: 20100824 EFFECTIVENESS DATE: 20100824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 101034127 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra212312009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2009 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 5/24/2010 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL August 24, 2010 - ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Fourth quarter 2009 Form 13F Information Table Entry Total: 173 Form 13F Information Table Value Total: $2,499,454 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------- --------- ------- ---------------------------- ------- ------ ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------- --------- ------- ------ ------ ---- ------ ------ ---- ---- ---- 3COM CORP COM 885535104 $26,282 3,504,300 SH SOLE 1 SOLE 3M CO COM 88579Y101 $32,606 394,406 SH SOLE 1 SOLE 7 DAYS GROUP HLDGS LTD ADR 81783J101 $24 1,900 SH SOLE 1 SOLE ABB LTD SPONSORED ADR 000375204 $11,582 606,373 SH SOLE 1 SOLE AFFILIATED COMPUTER SRV CL A 008190100 $31,982 535,800 SH SOLE 1 SOLE AFFILIATED MANAGERS GRP COM 008252108 $5,855 86,937 SH SOLE 1 SOLE ALEXION PHARMACEUTICALS COM 015351109 $22,421 459,255 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 $30,029 476,571 SH SOLE 1 SOLE ALLIED CAP CORP NEW COM 01903Q108 $5,415 1,500,000 SH SOLE 1 SOLE AMERICAN AXLE & MFG HDG COM 24061103 $5,807 724,103 SH SOLE 1 SOLE AMERICAN TOWER CORP CL A 029912201 $18,622 430,970 SH SOLE 1 SOLE AMERICAN WTR WKS CO NEW COM 030420103 $4,932 220,100 SH SOLE 1 SOLE ANCESTRY COM INC COM 32803108 $1,243 88,744 SH SOLE 1 SOLE APOGENT TECHNOLOGIES DBCV 12/1 03760AAK7 $4,845 3,000,000 PRN SOLE 1 SOLE ARTIO GLOBAL INVS INC COM CL A 04315B107 $9,998 392,216 SH SOLE 1 SOLE AUTOZONE INC COM 053332102 $21,012 132,928 SH SOLE 1 SOLE BAKER HUGHES INC COM 057224107 $7,053 174,230 SH SOLE 1 SOLE BALLY TECHNOLOGIES INC COM 05874B107 $10,537 255,197 SH SOLE 1 SOLE BANK OF AMERICA CORP UNIT 99/99/9999 060505419 $91,665 6,143,790 SH SOLE 1 SOLE BANK OF AMERICA CORP COM 060505104 $42,036 2,791,202 SH SOLE 1 SOLE BARD C R INC COM 067383109 $29,651 380,625 SH SOLE 1 SOLE BAXTER INTL INC COM 071813109 $17,604 300,000 SH SOLE 1 SOLE BECKMAN COULTER INC COM 075811109 $32,745 500,389 SH SOLE 1 SOLE BED BATH & BEYOND INC COM 075896100 $4,465 115,647 SH SOLE 1 SOLE BIOVAIL CORP COM 09067J109 $3,665 262,502 SH SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 $18,023 319,725 SH SOLE 1 SOLE BURLNGTN NORTHN SNTA FE COM 12189T104 $60,059 608,997 SH SOLE 1 SOLE CABLEVISION SYS CORP CL A NY CABLVS 12686C109 $9,020 349,347 SH SOLE 1 SOLE CADBURY PLC SPONS ADR 12721E102 $5,139 100,000 SH SOLE 1 SOLE CAI INTERNATIONAL INC COM 12477X106 $383 42,454 SH SOLE 1 SOLE CAPITAL ONE FINL CORP COM 14040H105 $7,668 200,000 SH CALL SOLE 1 SOLE CARNIVAL CORP PAIRED CTF 143658300 $14,920 470,806 SH SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $1,790 2,000,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $472 33,621 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 $6,367 453,200 SH PUT SOLE 1 SOLE CHINA MED TECHNOLOGIES NOTE 4.000% 8/1 169483AC8 $4,356 6,850,000 PRN SOLE 1 SOLE CHINA NUOKANG BIO-PHARM SPONSORED ADS 16949B113 $667 84,907 SH SOLE 1 SOLE CHINA REAL ESTATE INFO ADR 16948Q103 $1,432 130,434 SH SOLE 1 SOLE CITIGROUP INC COM 172967101 $13,138 3,969,324 SH SOLE 1 SOLE COACH INC COM 189754104 $26,386 722,305 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $7,090 311,356 SH SOLE 1 SOLE COLONY FINL INC COM 19624R106 $2,988 146,700 SH SOLE 1 SOLE COMERICA INC COM 200340107 $21,121 714,283 SH SOLE 1 SOLE CONSECO INC COM NEW 208464883 $6,769 1,353,843 SH SOLE 1 SOLE COOPER INDUSTRIES PLC SHS G24140108 $16,289 382,014 SH SOLE 1 SOLE CRIMSON EXPLORATION INC COM NEW 22662K207 $1,314 300,000 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $25,376 337,450 SH SOLE 1 SOLE DECKERS OUTDOOR CORP COM 243537107 $4,881 47,986 SH SOLE 1 SOLE DEERE & CO COM 244199105 $12,434 229,871 SH SOLE 1 SOLE DELTA AIR LINES INC DEL COM NEW 247361702 $14,338 1,259,940 SH SOLE 1 SOLE DIRECTV COM CL A 25490A101 $11,297 338,752 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $10,664 513,437 SH SOLE 1 SOLE DREAMWORKS ANIMATIN SKG CL A 26153C103 $13,308 333,123 SH SOLE 1 SOLE D R HORTON INC NOTE 2.000% 5/1 23331ABB4 $13,824 12,500,000 PRN SOLE 1 SOLE EATON CORP COM 278058102 $12,724 200,000 SH SOLE 1 SOLE ENCORE ACQUISITION CO COM 29255W100 $5,225 108,817 SH SOLE 1 SOLE ENERGY XXI (BERMUDA) COM SHS G10082108 $2,409 1,042,835 SH SOLE 1 SOLE FIFTH THIRD BANCORP COM 316773100 $18,003 1,846,450 SH SOLE 1 SOLE FIRST NIAGARA FINL GP COM 33582V108 $7,773 558,782 SH SOLE 1 SOLE FIRSTMERIT CORP COM 337915102 $3,472 172,387 SH SOLE 1 SOLE FLUOR CORP NEW COM 343412102 $9,951 220,943 SH SOLE 1 SOLE FRANKLIN RES INC COM 354613101 $12,190 115,712 SH SOLE 1 SOLE FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 $6,315 5,000,000 PRN SOLE 1 SOLE GAP INC DEL OM 364760108 $14,004 668,455 SH SOLE 1 SOLE GENERAL DYNAMICS CORP COM 369550108 $19,401 284,597 SH SOLE 1 SOLE GOOGLE INC CL A 38259P508 $37,199 60,000 SH SOLE 1 SOLE GREAT LAKES DRDGE & DOCKCOM 390607109 $2,052 316,700 SH SOLE 1 SOLE GSI COMMERCE INC COM 36238G102 $2,989 117,721 SH SOLE 1 SOLE HANCOCK HLDG CO COM 410120109 $896 20,460 SH SOLE 1 SOLE HASBRO INC COM 418056107 $22,522 702,484 SH SOLE 1 SOLE HERTZ GLOBAL HOLDINGS NOTE 5.250% 6/0 42805TAA3 $19,622 12,000,000 PRN SOLE 1 SOLE HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 $18,968 800,002 SH SOLE 1 SOLE HYATT HOTELS CORP COM CL A 448579102 $5,133 172,188 SH SOLE 1 SOLE ILLINOIS TOOL WKS INC COM 452308109 $14,375 299,536 SH SOLE 1 SOLE IMS HEALTH INC COM 449934108 $18,318 869,786 SH SOLE 1 SOLE INGERSOLL-RAND PLC SHS G47791101 $20,687 578,812 SH SOLE 1 SOLE INTERPUBLIC GROUP COS COM 460690100 $4,026 545,545 SH SOLE 1 SOLE INTERPUBLIC GROUP COS NOTE 4.750% 3/1 460690BE9 $5,069 5,000,000 PRN SOLE 1 SOLE INTUITIVE SURGICAL INC COM NEW 46120E602 $22,047 72,658 SH SOLE 1 SOLE INVESCO LTD SHS G491BT108 $25,177 1,071,823 SH SOLE 1 SOLE JPMORGAN CHASE & CO COM 46625H100 $17,386 417,235 SH SOLE 1 SOLE KAR AUCTION SVCS INC COM 48238T109 $6,936 502,981 SH SOLE 1 SOLE KAYDON CORP COM 486587108 $6,079 169,997 SH SOLE 1 SOLE KRATON PERFORM POLYMERS COM 50077C106 $3,592 264,900 SH SOLE 1 SOLE L-3 COMMUNICATIONS HLDG COM 502424104 $12,064 138,750 SH SOLE 1 SOLE LAMAR ADVERTISING CO CL A 512815101 $6,851 220,375 SH SOLE 1 SOLE LAZARD LTD SHS A G54050102 $960 25,286 SH SOLE 1 SOLE LENNOX INTL INC COM 526107107 $19,840 508,198 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $14,993 14,808,000 PRN SOLE 1 SOLE LINCOLN EDL SVCS CORP COM 533535100 $5,771 266,448 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $17,664 3,137,551 SH SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 $10,945 363,632 SH SOLE 1 SOLE MARVEL ENTERTAINMENT COM 57383T103 $62,689 1,160,198 SH SOLE 1 SOLE MEDIDATA SOLUTIONS INC COM 58471A105 $1,889 120,944 SH SOLE 1 SOLE MERCK & CO INC NEW COM 58933Y105 $27,519 753,131 SH SOLE 1 SOLE MFA FINANCIAL INC COM 55272X102 $9,802 1,333,653 SH SOLE 1 SOLE MGIC INVT CORP WIS COM 552848103 $3,930 679,919 SH SOLE 1 SOLE MYRIAD GENETICS INC COM 62855J104 $18,187 697,081 SH SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $7,517 453,665 SH SOLE 1 SOLE NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 $19,556 10,354,000 PRN SOLE 1 SOLE NEWMONT MINING CORP COM 651639106 $946 20,000 SH SOLE 1 SOLE NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 $5,029 4,000,000 PRN SOLE 1 SOLE NEWS CORP CL A 65248E104 $40,419 2,952,455 SH SOLE 1 SOLE NORTHWEST BANCSHARES MD COM 667340103 $4,757 422,097 SH SOLE 1 SOLE PANERA BREAD CO CL A 69840W108 $23,006 343,687 SH SOLE 1 SOLE PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $3,646 4,000,000 PRN SOLE 1 SOLE PENTAIR INC COM 709631105 $16,478 510,140 SH SOLE 1 SOLE PEPSI BOTTLING GROUP COM 713409100 $30,506 813,498 SH SOLE 1 SOLE PEOPLES UNITED FINANCIL COM 712704105 $17,836 1,068,012 SH SOLE 1 SOLE PFIZER INC COM 717081103 $30,659 1,685,469 SH SOLE 1 SOLE PHARMACEUTICAL PROD DEV COM 717124101 $19,074 813,750 SH SOLE 1 SOLE PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $35,648 33,500,000 PRN SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $19,326 238,654 SH SOLE 1 SOLE PROLOGIS NOTE 2.625% 5/1 743410AS1 $9,893 11,000,000 PRN SOLE 1 SOLE PROSPERITY BANCSHARES COM 743606105 $7,747 191,429 SH SOLE 1 SOLE QUIDEL CORP COM 74838J101 $6,132 444,998 SH SOLE 1 SOLE QWEST COMMUNICATINS INT COM 749121109 $10,154 2,411,762 SH SOLE 1 SOLE RADIOSHACK CORP COM 750438103 $23,689 1,214,838 SH SOLE 1 SOLE RAYTHEON CO COM NEW 755111507 $13,270 257,569 SH SOLE 1 SOLE REGAL BELOIT CORP COM 758750103 $16,462 316,948 SH SOLE 1 SOLE REGIONS FINANCIAL CORP COM 7591EP100 $12,044 2,276,782 SH SOLE 1 SOLE RISKMETRICS GROUP INC COM 767735103 $846 53,200 SH SOLE 1 SOLE ROVI CORP COM 779376102 $4,680 146,850 SH SOLE 1 SOLE ROYAL CARIBBEAN CRUISES COM V7780T103 $8,242 326,043 SH SOLE 1 SOLE SALIX PHARMACEUTICALS COM 795435106 $15,190 598,281 SH SOLE 1 SOLE SBA COMMUNICATIONS CORP COM 78388J106 $11,033 322,968 SH SOLE 1 SOLE SELECT MED HLDGS CORP COM 81619Q105 $2,719 256,016 SH SOLE 1 SOLE SHARPS COMPLIANCE CORP COM 820017101 $1,210 126,000 SH SOLE 1 SOLE SHIRE PLC SPONSORED ADR 82481R106 $19,738 336,248 SH SOLE 1 SOLE SONIC SOLUTIONS COM 835460106 $3,657 310,155 SH SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDG COM CL A 848574109 $17,265 869,336 SH SOLE 1 SOLE STANDARD PARKING CORP COM 853790103 $2,361 148,700 SH SOLE 1 SOLE STANLEY WKS COM 854616109 $13,135 254,999 SH SOLE 1 SOLE STARWOOD HOTELS&RESORTS COM 85590A401 $17,828 487,503 SH SOLE 1 SOLE STATE STR CORP COM 857477103 $29,675 681,568 SH SOLE 1 SOLE SUN MICROSYSTEMS INC COM NEW 866810203 $18,740 2,000,010 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $26,669 551,345 SH SOLE 1 SOLE TCF FINL CORP COM 872275102 $26,321 1,932,525 SH SOLE 1 SOLE TEAM HEALTH HLDGS INC COM 87817A107 $3,322 236,965 SH SOLE 1 SOLE TENNECO INC COM 880349105 $9,463 533,707 SH SOLE 1 SOLE TEVA PHARMACEUTICAL IND ADR 881624209 $1,629 29,000 SH SOLE 1 SOLE TEXTRON INC NOTE 4.500% 5/0 883203BN0 $19,315 12,000,000 PRN SOLE 1 SOLE TICKETMASTER ENTMT INC COM 88633P302 $2,566 210,000 SH SOLE 1 SOLE TRANSDIGM GROUP INC COM 893641100 $20,888 439,830 SH SOLE 1 SOLE TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 $6,332 6,518,000 PRN SOLE 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 $24,782 694,575 SH SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $15,706 15,165,000 PRN SOLE 1 SOLE UNDER ARMOUR INC CL A 904311107 $14,264 523,067 SH SOLE 1 SOLE UNITED STATES STL CORP NOTE 4.000% 5/1 912909AE8 $23,375 12,500,000 PRN SOLE 1 SOLE VALE S A ADR 91912E105 $2,903 100,000 SH PUT SOLE 1 SOLE VALE S A ADR 91912E105 $2,903 100,000 SH CALL SOLE 1 SOLE VARIAN INC COM 922206107 $15,462 299,998 SH SOLE 1 SOLE VARIAN MED SYS INC COM 92220P105 $17,585 375,341 SH SOLE 1 SOLE VERISK ANALYTICS INC CL A 92345Y106 $3,975 131,271 SH SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 $25,772 866,873 SH SOLE 1 SOLE VITAMIN SHOPPE INC COM 92849E101 $2,018 90,721 SH SOLE 1 SOLE WALGREEN CO COM 931422109 $20,276 552,177 SH SOLE 1 SOLE WALTER INVT MGMT CORP COM 93317W102 $1,190 83,038 SH SOLE 1 SOLE WASHINGTON FED INC COM 938824109 $4,562 235,902 SH SOLE 1 SOLE WATERS CORP COM 941848103 $17,433 281,363 SH SOLE 1 SOLE WATSON PHARMACEUTICALS COM 942683103 $23,766 599,998 SH SOLE 1 SOLE WELLS FARGO & CO NEW COM 949746101 $32,198 1,192,945 SH SOLE 1 SOLE WENDYS ARBYS GROUP INC COM 950587105 $7,348 1,566,672 SH SOLE 1 SOLE WESTPORT INNOVATIONS COM NEW 960908309 $1,619 139,800 SH SOLE 1 SOLE WHOLE FOODS MKT INC COM 966837106 $22,685 826,429 SH SOLE 1 SOLE WILLIAMS SONOMA INC COM 969904101 $20,361 979,819 SH SOLE 1 SOLE WILMINGTON TRUST CORP COM 971807102 $11,072 897,234 SH SOLE 1 SOLE WMS INDS INC COM 929297109 $16,285 407,117 SH SOLE 1 SOLE WYNDHAM WORLDWIDE CORP COM 98310W108 $18,607 922,500 SH SOLE 1 SOLE XTO ENERGY INC COM 98385X106 $67,604 1,452,902 SH SOLE 1 SOLE YAHOO INC COM 984332106 $16,319 972,500 SH SOLE 1 SOLE ZIMMER HLDGS INC COM 98956P102 $27,992 473,551 SH SOLE 1 SOLE ZIONS BANCORPORATION COM 989701107 $3,541 275,980 SH SOLE 1 SOLE
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