-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bns2nf181c8mDWsYSW2txYHiMu3soCyltNl+YRLQzgWcfjN076WxIgQgKX6ixhkB bwY+fkD0V7ZTamzoBwjl7A== 0001422107-10-000058.txt : 20101115 0001422107-10-000058.hdr.sgml : 20101115 20101115123445 ACCESSION NUMBER: 0001422107-10-000058 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 101190517 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 fcm13fq32010.txt .......................... OMB Approval .......................... OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response 23.5 .......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number:________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Farallon Capital Management, L.L.C. Address: One Maritime Plaza Suite 2100 San Francisco, California 94111 Form 13F File Number: 28-03896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark C. Wehrly Title: Managing Member Phone: (415) 421-2132 Signature, Place, and Date of Signing: /s/ Mark C. Wehrly ___________________________ San Francisco, California November 15, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-11402 Noonday Asset Management, L.P. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 66 Form 13F Information Table Value Total: $2,928,702 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06372 Farallon Partners, L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ -------------- ------ ------------ ------------ --- ---- ------- -------- -------- ------ ---- ALCON INC COM SHS H01301102 208,002 1,247,088 SH OTHER 01 1,247,088 ALLEGHENY ENERGY INC COM 017361106 130,692 5,330,000 SH OTHER 01 5,330,000 AMAG PHARMACEUTICALS INC COM 00163U106 5,335 310,000 SH OTHER 01 310,000 ARCSIGHT INC COM 039666102 14,915 342,500 SH OTHER 01 342,500 ARQULE INC COM 04269E107 1,494 290,000 SH OTHER 01 290,000 BAXTER INTL INC COM 071813109 16,221 340,000 SH OTHER 01 340,000 BEACON ROOFING SUPPLY INC COM 073685109 27,232 1,869,032 SH OTHER 01 1,869,032 BMC SOFTWARE INC COM 055921100 94,926 2,345,000 SH OTHER 01 2,345,000 BRINKER INTL INC COM 109641100 12,681 672,400 SH OTHER 01 672,400 BURGER KING HLDGS INC COM 121208201 47,163 1,975,000 SH OTHER 01 1,975,000 CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 40,751 41,000,000 PRN OTHER 01 41,000,000 CAPITALSOURCE INC SDCV 4.000% 7/1 14055XAE2 9,901 10,000,000 PRN OTHER 01 10,000,000 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 33,172 35,655,000 PRN OTHER 01 35,655,000 CASEYS GEN STORES INC COM 147528103 19,526 467,691 SH OTHER 01 467,691 CHECK POINT SOFTWARE TECH LT ORD M22465104 79,917 2,164,000 SH OTHER 01 2,164,000 CHIQUITA BRANDS INTL INC COM 170032809 15,226 1,150,000 SH OTHER 01 1,150,000 COGENT INC COM 19239Y108 9,523 895,000 SH OTHER 01 895,000 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 13,044 234,386 SH OTHER 01 234,386 COVIDIEN PLC SHS G2554F105 30,544 760,000 SH OTHER 01 760,000 CROWN CASTLE INTL CORP COM 228227104 50,463 1,143,000 SH OTHER 01 1,143,000 DIRECTV COM CL A 25490A101 59,739 1,435,000 SH OTHER 01 1,435,000 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 39,336 1,030,000 SH OTHER 01 1,030,000 DOLE FOOD CO INC NEW COM 256603101 4,419 483,000 SH OTHER 01 483,000 EBAY INC COM 278642103 5,434 222,700 SH OTHER 01 222,700 ENERGY PARTNERS LTD COM NEW 29270U303 34,341 2,859,337 SH OTHER 01 2,859,337 EXPRESS SCRIPTS INC COM 302182100 12,224 251,000 SH OTHER 01 251,000 EXXON MOBIL CORP COM 30231G102 24,889 402,800 SH OTHER 01 402,800 FEI CO COM 30241L109 22,725 1,161,200 SH OTHER 01 1,161,200 FREIGHTCAR AMER INC COM 357023100 29,028 1,180,000 SH OTHER 01 1,180,000 FRESH DEL MONTE PRODUCE INC ORD G36738105 9,316 429,300 SH OTHER 01 429,300 GENZYME CORP COM 372917104 108,663 1,535,000 SH OTHER 01 1,535,000 GEOEYE INC COM 37250W108 25,292 624,807 SH OTHER 01 624,807 HEWITT ASSOCS INC COM 42822Q100 105,290 2,085,000 SH OTHER 01 2,085,000 HOME DEPOT INC COM 437076102 107,300 3,387,000 SH OTHER 01 3,387,000 HUDSON PAC PPTYS INC COM 444097109 116,372 7,108,860 SH OTHER 01 7,108,860 IESI BFC LTD COM 44951D108 48,499 2,118,770 SH OTHER 01 2,118,770 JONES LANG LASALLE INC COM 48020Q107 33,473 388,000 SH OTHER 01 388,000 KNOLOGY INC COM 499183804 47,843 3,562,394 SH OTHER 01 3,562,394 LIFE TECHNOLOGIES CORP COM 53217V109 28,994 621,000 SH OTHER 01 621,000 LIGAND PHARMACEUTICALS INC CL B 53220K207 1,613 1,020,634 SH OTHER 01 1,020,634 LINKTONE LTD ADR 535925101 1,829 1,279,000 SH OTHER 01 1,279,000 LIVE NATION ENTERTAINMENT IN COM 538034109 14,166 1,433,800 SH OTHER 01 1,433,800 MARINER ENERGY INC COM 56845T305 51,368 2,120,000 SH OTHER 01 2,120,000 MCAFEE INC COM 579064106 75,380 1,595,000 SH OTHER 01 1,595,000 MI DEVS INC CL A SUB VTG 55304X104 26,538 2,419,116 SH OTHER 01 2,419,116 MSCI INC CL A 55354G100 50,665 1,525,600 SH OTHER 01 1,525,600 NOVARTIS A G SPONSORED ADR 66987V109 168,339 2,919,000 SH PUT OTHER 01 2,919,000 NRG ENERGY INC COM NEW 629377508 7,266 349,000 SH OTHER 01 349,000 ORACLE CORP COM 68389X105 80,147 2,985,000 SH OTHER 01 2,985,000 POTASH CORP SASK INC COM 73755L107 49,809 345,800 SH OTHER 01 345,800 PSYCHIATRIC SOLUTIONS INC COM 74439H108 11,575 345,000 SH OTHER 01 345,000 RAM ENERGY RESOURCES INC COM 75130P109 664 425,416 SH OTHER 01 425,416 SANDRIDGE ENERGY INC COM 80007P307 12,361 2,176,298 SH OTHER 01 2,176,298 SAVIENT PHARMACEUTICALS INC COM 80517Q100 6,838 299,000 SH OTHER 01 299,000 SCHWAB CHARLES CORP NEW COM 808513105 103,486 7,445,000 SH OTHER 01 7,445,000 SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 52,513 52,888,000 PRN OTHER 01 52,888,000 STATE STR CORP COM 857477103 91,702 2,435,000 SH OTHER 01 2,435,000 TARGET CORP COM 87612E106 62,097 1,162,000 SH OTHER 01 1,162,000 TOWN SPORTS INTL HLDGS INC COM 89214A102 11,043 4,060,082 SH OTHER 01 4,060,082 TRANSDIGM GROUP INC COM 893641100 24,013 387,000 SH OTHER 01 387,000 UNITED TECHNOLOGIES CORP COM 913017109 35,473 498,000 SH OTHER 01 498,000 VERISK ANALYTICS INC CL A 92345Y106 15,826 565,000 SH OTHER 01 565,000 VIACOM INC NEW CL B 92553P201 110,199 3,045,000 SH OTHER 01 3,045,000 WELLS FARGO & CO NEW COM 949746101 68,102 2,710,000 SH OTHER 01 2,710,000 WHIRLPOOL CORP COM 963320106 33,906 418,800 SH OTHER 01 418,800 YINGLI GREEN ENERGY HLDG CO NOTE 12/1 98584BAA1 37,879 32,838,000 PRN OTHER 01 32,838,000
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