-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3cvZaadOBknj+Fl4Vl50PDgdsO075C3VSxPchRyR+mGNV2DpoCsTp+pCHuF5icn esGAfVdN9FI3Gz92u4Pibg== 0001164691-10-000053.txt : 20101124 0001164691-10-000053.hdr.sgml : 20101124 20101124110719 ACCESSION NUMBER: 0001164691-10-000053 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20101124 DATE AS OF CHANGE: 20101124 EFFECTIVENESS DATE: 20101124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 101213816 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra203312010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2010 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 8/24/2010 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL November 24, 2010 - ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: First quarter 2010 Form 13F Information Table Entry Total: 178 Form 13F Information Table Value Total: $2,807,755 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE
Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY - ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- 3COM CORP COM 885535104 $46,020 6,000,000 SH SOLE 1 SOLE 3M CO COM 88579Y101 $41,116 491,997 SH SOLE 1 SOLE AFFILIATED MANAGERS GROUP COM 008252108 $22,608 286,173 SH SOLE 1 SOLE AFLAC INC COM 001055102 $11,184 205,997 SH SOLE 1 SOLE ALEXION PHARMACEUTICALS INC COM 015351109 $19,751 363,276 SH SOLE 1 SOLE ALLERGAN INC COM 018490102 $16,571 253,692 SH SOLE 1 SOLE AIRGAS INC COM 009363102 $22,267 350,000 SH SOLE 1 SOLE AMERICAN EXPRESS CO COM 025816109 $11,775 285,387 sH SOLE 1 SOLE AMR CORP COM 001765106 $15,816 1,736,152 SH SOLE 1 SOLE AMYLIN PHARMACEUTICALS INC COM 032346108 $25,722 1,143,709 SH SOLE 1 SOLE ANCESTRY COM INC COM 032803108 $1,265 74,644 SH SOLE 1 SOLE ARCH CAP GROUP LTD ORD G0450A105 $3,801 49,845 SH SOLE 1 SOLE ART TECHNOLOGY GROUP INC COM 04289L107 $3,353 760,252 SH SOLE 1 SOLE ASSOCIATED BANC CORP COM 045487105 $1,376 100,000 SH SOLE 1 SOLE AUTOZONE INC COM 053332102 $37,032 213,949 SH SOLE 1 SOLE AVEO PHARMACEUTICALS INC COM 053588109 $6,320 702,270 SH SOLE 1 SOLE AXIS CAPITAL HOLDINGS SHS G0692U109 $5,620 179,795 SH SOLE 1 SOLE BALLY TECHNOLOGIES INC COM 05874B107 $15,509 382,550 SH SOLE 1 SOLE BANK OF AMERICA CORPORATION COM 060505104 $35,879 2,010,000 SH SOLE 1 SOLE BAXTER INTL INC COM 071813109 $19,309 331,770 SH SOLE 1 SOLE BECTON DICKINSON & CO COM 075887109 $11,810 150,000 SH SOLE 1 SOLE BJ SVCS CO COM 055482103 $40,604 1,897,389 SH SOLE 1 SOLE BORGWARNER INC COM 099724106 $17,410 456,000 SH SOLE 1 SOLE BOWNE & CO INC COM 103043105 $1,538 137,784 SH SOLE 1 SOLE BRINKS HOME SEC HLDGS INC COM 109699108 $17,020 400,000 SH SOLE 1 SOLE CABLEVISION SYS CORP CL A NY CABLVS 12686C109 $18,597 770,376 SH SOLE 1 SOLE CALIX INC COM 13100M509 $1,379 102,500 SH SOLE 1 SOLE CARDTRONICS INC COM 14161H108 $1,073 85,328 SH SOLE 1 SOLE CATERPILLAR INC DEL COM 149123101 $25,140 400,000 SH SOLE 1 SOLE CELLU TISSUE HLDGS INC COM 151169109 $1,157 115,900 SH SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $3,264 4,000,000 PRN SOLE 1 SOLE CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 $839 56,000 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES INC NOTE 4.000% 8/1 169483AC8 $7,715 12,350,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $375 27,506 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $11,386 836,000 SH PUT SOLE 1 SOLE CITIGROUP INC COM 172967101 $29,043 7,171,200 SH SOLE 1 SOLE CITY NATL CORP COM 178566105 $10,149 188,058 SH SOLE 1 SOLE CNX GAS CORP COM 12618H309 $6,525 171,475 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $11,672 513,287 SH SOLE 1 SOLE COLONY FINL INC COM 19624R106 $2,710 135,512 SH SOLE 1 SOLE COMSYS IT PARTNERS INC COM 20581E104 $2,933 167,776 SH SOLE 1 SOLE CONEXANT SYSTEMS INC COM NEW 207142308 $850 250,000 SH SOLE 1 SOLE CRIMSON EXPLORATION INC COM NEW 22662K207 $802 274,800 SH SOLE 1 SOLE CRUDE CARRIERS CORPORATION COM Y1820X106 $2,887 169,500 SH SOLE 1 SOLE D R HORTON INC NOTE 2.000% 5/1 23331ABB4 $3,522 3,000,000 PRN SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $24,003 300,373 SH SOLE 1 SOLE DARDEN RESTAURANTS INC COM 237194105 $22,327 501,271 SH SOLE 1 SOLE DEERE & CO COM 244199105 $17,838 300,000 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $31,230 1,500,000 SH SOLE 1 SOLE DISNEY WALT CO COM DISNEY 254687106 $26,183 750,000 SH SOLE 1 SOLE DREAMWORKS ANIMATION SKG INC CL A 26153C103 $23,640 600,000 SH SOLE 1 SOLE DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 $1,512 54,463 SH SOLE 1 SOLE EATON CORP COM 278058102 $26,049 343,794 SH SOLE 1 SOLE ENDURANCE SPECIALTY HLDGS LT SHS G30397106 $3,602 96,971 SH SOLE 1 SOLE FAMILY DLR STORES INC COM 307000109 $32,564 889,482 SH SOLE 1 SOLE FIFTH THIRD BANCORP COM 316773100 $24,408 1,800,000 SH SOLE 1 SOLE FIRST INTST BANCSYSTEM INC CL A 32055Y201 $3,900 240,000 SH SOLE 1 SOLE FIRST NIAGARA FINL GP INC COM 33582V108 $12,105 850,676 SH SOLE 1 SOLE FIRSTENERGY CORP COM 337932107 $5,215 133,400 SH SOLE 1 SOLE FLOWSERVE CORP COM 34354P105 $23,053 209,060 SH SOLE 1 SOLE FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 $13,477 9,000,000 PRN SOLE 1 SOLE FRANKLIN RES INC COM 354613101 $28,137 253,716 SH SOLE 1 SOLE FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 $11,605 100,000 SH SOLE 1 SOLE GAFISA S A SPONS ADR 362607301 $2,005 145,950 SH SOLE 1 SOLE GAP INC DEL COM 364760108 $36,111 1,562,581 SH SOLE 1 SOLE GENERAC HLDGS INC COM 368736104 $2,706 193,167 SH SOLE 1 SOLE GENERAL DYNAMICS CORP COM 369550108 $23,147 299,827 SH SOLE 1 SOLE GOOGLE INC CL A 38259P508 $18,431 32,500 SH SOLE 1 SOLE GRAHAM PACKAGING CO INC COM 384701108 $2,462 196,173 SH SOLE 1 SOLE GREEN PLAINS RENEWABLE ENERG COM 393222104 $2,306 161,604 SH SOLE 1 SOLE GT SOLAR INTL INC COM 3623E0209 $1,519 290,405 SH SOLE 1 SOLE HERSHA HOSPITALITY TR SH BEN INT A 427825104 $10,470 2,021,181 SH SOLE 1 SOLE HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $21,152 15,000,000 PRN SOLE 1 SOLE HOME DEPOT INC COM 437076102 $17,899 553,282 SH SOLE 1 SOLE IFM INVTS LTD ADS 45172L100 $1,295 185,000 SH SOLE 1 SOLE ILLINOIS TOOL WKS INC COM 452308109 $14,208 300,003 SH SOLE 1 SOLE INTERPUBLIC GROUP COS INC NOTE 4.750% 3/1 460690BE9 $5,322 5,000,000 PRN SOLE 1 SOLE INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 $25,437 24,281,000 PRN SOLE 1 SOLE INTERPUBLIC GROUP COS INC COM 460690100 $832 100,000 SH SOLE 1 SOLE INVESCO LTD SHS G491BT108 $6,573 300,000 SH SOLE 1 SOLE KAYDON CORP COM 486587108 $219 5,812 SH SOLE 1 SOLE KBR INC COM 48242W106 $19,047 859,500 SH SOLE 1 SOLE KEYCORP NEW COM 493267108 $29,633 3,823,594 SH SOLE 1 SOLE L-3 COMMUNICATIONS HLDGS INC COM 502424104 $18,305 199,769 SH SOLE 1 SOLE LAMAR ADVERTISING CO CL A 512815101 $18,034 525,000 SH SOLE 1 SOLE LAS VEGAS SANDS CORP COM 517834107 $13,690 647,270 SH SOLE 1 SOLE LENNOX INTL INC COM 526107107 $20,667 466,314 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $14,195 13,308,000 PRN SOLE 1 SOLE LIFE TECHNOLOGIES CORP COM 53217V109 $30,304 579,765 SH SOLE 1 SOLE LINCOLN EDL SVCS CORP COM 533535100 $6,118 241,829 SH SOLE 1 SOLE LINCOLN NATL CORP IND COM 534187109 $11,445 372,800 SH SOLE 1 SOLE LIVE NATION ENTERTAINMENT IN COM 538034109 $18,850 1,300,000 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $15,610 2,100,947 SH SOLE 1 SOLE LTX-CREDENCE CORP COM 502403108 $97 32,222 SH SOLE 1 SOLE MARSH & MCLENNAN COS INC COM 571748102 $5,894 241,340 SH SOLE 1 SOLE MAXLINEAR INC CL A 57776J100 $1,743 98,000 SH SOLE 1 SOLE MERCK & CO INC NEW COM 58933Y105 $25,699 688,070 SH SOLE 1 SOLE MERU NETWORKS INC COM 59047Q103 $940 49,037 SH SOLE 1 SOLE MFA FINANCIAL INC COM 55272X102 $11,392 1,547,862 SH SOLE 1 SOLE MGIC INVT CORP WIS COM 552848103 $4,059 370,000 SH SOLE 1 SOLE MILLIPORE CORP COM 601073109 $42,240 400,000 SH SOLE 1 SOLE MORGAN STANLEY COM NEW 617446448 $11,716 400,000 SH SOLE 1 SOLE MORGANS HOTEL GROUP CO COM 61748W108 $3,622 565,000 SH SOLE 1 SOLE MYRIAD GENETICS INC COM 62855J104 $9,465 393,547 SH SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $5,613 325,189 SH SOLE 1 SOLE NAVISTAR INTL CORP NEW COM 63934E108 $8,702 194,546 SH SOLE 1 SOLE NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 $10,069 5,354,000 PRN SOLE 1 SOLE NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 $11,367 9,000,000 PRN SOLE 1 SOLE NEWMONT MINING CORP COM 651639106 $1,238 24,300 SH SOLE 1 SOLE NEWS CORP CL A 65248E104 $44,671 3,100,000 SH SOLE 1 SOLE NIKE INC CL B 654106103 $39,482 537,165 SH SOLE 1 SOLE OFFICEMAX INC DEL COM 67622P101 $19,978 1,216,675 SH SOLE 1 SOLE OMNICARE INC DBCV 3.250%12/1 681904AL2 $5,951 7,000,000 PRN SOLE 1 SOLE PACTIV CORP COM 695257105 $12,464 495,000 SH SOLE 1 SOLE PANERA BREAD CO CL A 69840W108 $20,249 264,726 SH SOLE 1 SOLE PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $5,634 6,000,000 PRN SOLE 1 SOLE PENSKE AUTOMOTIVE GRP INC COM 70959W103 $15,699 1,088,683 SH SOLE 1 SOLE PEOPLES UNITED FINANCIAL INC COM 712704105 $6,860 439,199 SH SOLE 1 SOLE PETSMART INC COM 716768106 $17,110 535,372 SH SOLE 1 SOLE PHARMACEUTICAL PROD DEV INC COM 717124101 $11,014 463,958 SH SOLE 1 SOLE PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $32,450 28,000,000 PRN SOLE 1 SOLE PNC FINL SVCS GROUP INC COM 693475105 $38,932 652,132 SH SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $25,231 296,700 SH SOLE 1 SOLE PRECISION CASTPARTS CORP COM 740189105 $31,678 250,000 SH SOLE 1 SOLE PRIMERICA INC COM 74164M108 $750 50,000 SH SOLE 1 SOLE PROLOGIS NOTE 2.625% 5/1 743410AS1 $4,721 5,000,000 PRN SOLE 1 SOLE PROTECTIVE LIFE CORP COM 743674103 $7,136 324,528 SH SOLE 1 SOLE PRUDENTIAL FINL INC COM 744320102 $11,204 185,197 SH SOLE 1 SOLE QUIDEL CORP COM 74838J101 $9,261 636,904 SH SOLE 1 SOLE RADIOSHACK CORP COM 750438103 $18,650 824,141 SH SOLE 1 SOLE REGAL BELOIT CORP COM 758750103 $22,818 384,069 SH SOLE 1 SOLE RISKMETRICS GROUP INC COM 767735103 $21,253 939,998 SH SOLE 1 SOLE ROYAL CARIBBEAN CRUISES LTD COM V7780T103 $9,072 275,003 SH SOLE 1 SOLE RUE21 INC COM 781295100 $1,207 34,802 SH SOLE 1 SOLE SAFE BULKERS INC COM Y7388L103 $1,173 150,003 SH SOLE 1 SOLE SALIX PHARMACEUTICALS INC COM 795435106 $7,912 212,397 SH SOLE 1 SOLE SANDERSON FARMS INC COM 800013104 $2,681 50,000 SH SOLE 1 SOLE SANDY SPRING BANCORP INC COM 800363103 $1,939 129,250 SH SOLE 1 SOLE SCHEIN HENRY INC COM 806407102 $24,444 415,003 SH SOLE 1 SOLE SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 $13,305 300,000 SH SOLE 1 SOLE SELECT MED HLDGS CORP COM 81619Q105 $446 52,800 SH SOLE 1 SOLE SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $21,362 1,189,400 SH SOLE 1 SOLE SHARPS COMPLIANCE CORP COM 820017101 $824 126,000 SH SOLE 1 SOLE SHIRE PLC SPONSORED ADR 82481R106 $15,791 239,218 SH SOLE 1 SOLE SMITH INTL INC COM 832110100 $55,028 1,285,097 SH SOLE 1 SOLE SONIC SOLUTIONS COM 835460106 $9,126 973,992 SH SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 $38,334 1,639,600 SH SOLE 1 SOLE SS&C TECHNOLOGIES HLDGS INC COM 78467J100 $3,167 210,000 SH SOLE 1 SOLE STANDARD PARKING CORP COM 853790103 $67 4,070 SH SOLE 1 SOLE STATE STR CORP COM 857477103 $8,212 181,912 SH SOLE 1 SOLE SYSCO CORP COM 871829107 $26,587 901,250 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $22,954 436,380 SH SOLE 1 SOLE TD AMERITRADE HLDG CORP COM COM 87236Y108 $8,124 426,250 SH SOLE 1 SOLE TERRA INDS INC COM 880915103 $114,400 2,500,000 SH SOLE 1 SOLE TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $20,026 317,477 SH SOLE 1 SOLE TEXTRON INC NOTE 4.500% 5/0 883203BN0 $29,620 17,000,000 PRN SOLE 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 $22,901 445,203 SH SOLE 1 SOLE TRANSATLANTIC HLDGS INC COM 893521104 $10,611 200,959 SH SOLE 1 SOLE TRANSDIGM GROUP INC COM 893641100 $21,216 400,008 SH SOLE 1 SOLE TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 $6,367 6,518,000 PRN SOLE 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 $13,804 360,900 SH PUT SOLE 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 $11,475 300,000 SH SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $13,695 10,665,000 PRN SOLE 1 SOLE UNDER ARMOUR INC CL A 904311107 $16,232 551,922 SH SOLE 1 SOLE UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $28,340 13500000 PRN SOLE 1 SOLE VARIAN INC COM 922206107 $13,315 257,139 SH SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 $34,380 1,000,000 SH SOLE 1 SOLE WAL MART STORES INC COM 931142103 $16,400 294,971 SH SOLE 1 SOLE WATERS CORP COM 941848103 $35,422 524,456 SH SOLE 1 SOLE WATSCO INC COM 942622200 $11,879 208,837 SH SOLE 1 SOLE WATSON PHARMACEUTICALS INC COM 942683103 $25,226 603,918 SH SOLE 1 SOLE WESCO INTL INC COM 95082P105 $6,982 201,142 SH SOLE 1 SOLE WILLIAMS SONOMA INC COM 969904101 $14,515 552,115 SH SOLE 1 SOLE WMS INDS INC COM 929297109 $18,413 439,024 SH SOLE 1 SOLE WYNDHAM WORLDWIDE CORP COM 98310W108 $12,865 500,000 SH SOLE 1 SOLE XL CAP LTD CL A G98255105 $5,854 309,745 SH SOLE 1 SOLE XTO ENERGY INC COM 98385X106 $90,416 1,916,400 SH SOLE 1 SOLE YAHOO INC COM 984332106 $33,060 2,000,000 SH SOLE 1 SOLE
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