-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IBqSECljtLoheyzZroi45qiPTXPkweInlioFybTm1gvPaGqLRdq/qsbbYM6krr6C xTXxknUOBHpKSvDFS0mwVA== 0001439805-11-000011.txt : 20110203 0001439805-11-000011.hdr.sgml : 20110203 20110203131847 ACCESSION NUMBER: 0001439805-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 EFFECTIVENESS DATE: 20110203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 11569594 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 115 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 115 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR/A 1 gwm13f2010q3.txt GWM 13 F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2010 ------------------ Check here if Amendment [Amendment Number: ------------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Greenwich Wealth Management, LLC Address: 45 East Putnam Avenue - Suite 109 Greenwich, CT 06830 Form 13F File Number: 28-13145 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Freeburg Title: Principal Phone: (203) 618-0100 Signature, Place, and Date of Signing: /s/ Michael Freeburg Greenwich, CT February 2, 2011 - --------------------- -------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 100 ----------- Form 13F Information Table Value Total: 598,241 ----------- (thousands) List of Other Included Managers: {None}
TITLE OF VALUESHARES/ SH/ INVST OTVOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000PRN AMT PRN DSCRE MAN SOLE SHNONE - ------------------------------------------------- --------------- --- ---- ------------ ----- ALCOA INC COM 013817101 1817 150000 SH SOLE N/A 1,817 0 0 AMERICREDIT CORP COM 03060R101 1074 43900 SH SOLE N/A 1,074 0 0 APPLIED MATLS INC COM 038222105 1210 103600 SH SOLE N/A 1,210 0 0 AMARIN CORP PLC SPON ADR NEW 023111206 52 20000 SH SOLE N/A 52 0 0 AMERICAN TOWER CORP CL A 029912201 1369 26705 SH SOLE N/A 1,369 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1030 63795 SH SOLE N/A 1,030 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 13333 250000 SH SOLE N/A 13,333 0 0 AMPHENOL CORP NEW CL A 032095101 911 18602 SH SOLE N/A 911 0 0 FRANKLIN RES INC COM 354613101 16035 150000 SH SOLE N/A 16,035 0 0 BP PLC SPONSORED ADR 055622104 6231 151356 SH SOLE N/A 6,231 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4442 350042 SH SOLE N/A 4,442 0 0 CITIGROUP INC COM 172967101 143 36450 SH SOLE N/A 143 0 0 CIGNA CORP COM 125509109 7156 200000 SH SOLE N/A 7,156 0 0 CAPSTONE TURBINE CORP COM 14067D102 8 10000 SH SOLE N/A 8 0 0 CISCO SYS INC COM 17275R102 9611 438865 SH SOLE N/A 9,611 0 0 CENOVUS ENERGY INC COM 15135U109 8631 300000 SH SOLE N/A 8,631 0 0 COVENTRY HEALTH CARE INC COM 222862104 4844 225000 SH SOLE N/A 4,844 0 0 SPDR DOW JONES INDL AVRG UT SER 1 78467X109 551 5102 SH SOLE N/A 551 0 0 DIAMOND OFFSHORE DRILLINGCOM 25271C102 15587 230000 SH SOLE N/A 15,587 0 0 DOW CHEM CO COM 260543103 4130 150400 SH SOLE N/A 4,130 0 0 EBAY INC COM 278642103 4528 185575 SH SOLE N/A 4,528 0 0 ENCANA CORP COM 292505104 9069 300000 SH SOLE N/A 9,069 0 0 ISHARES TR MSCI EMERG MKT 464287234 367 8200 SH SOLE N/A 367 0 0 ISHARES TR MSCI EAFE IDX 464287465 304 5538 SH SOLE N/A 304 0 0 ENDO PHARMACEUTICALS HLDGCOM 29264F205 9972 300000 SH SOLE N/A 9,972 0 0 ENSCO INTL INC COM 26874Q100 6936 155056 SH SOLE N/A 6,936 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 195 15898 SH SOLE N/A 195 0 0 FREEPORT-MCMORAN COPPER &COM 35671D857 42710 500180 SH SOLE N/A 42,710 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 6040 1000000 SH SOLE N/A 6,040 0 0 FIRST SOLAR INC COM 336433107 1233 8365 SH SOLE N/A 1,233 0 0 FRONTIER COMMUNICATIONS CCOM 35906A108 589 72108 SH SOLE N/A 589 0 0 GFI GROUP INC COM 361652209 1092 235300 SH SOLE N/A 1,092 0 0 GILEAD SCIENCES INC COM 375558103 651 18268 SH SOLE N/A 651 0 0 GOOGLE INC CL A 38259P508 2721 5175 SH SOLE N/A 2,721 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 13685 458000 SH SOLE N/A 13,685 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5003 126600 SH SOLE N/A 5,003 0 0 HOME DEPOT INC COM 437076102 9509 300160 SH SOLE N/A 9,509 0 0 HEALTH NET INC COM 42222G108 5438 200000 SH SOLE N/A 5,438 0 0 HOVNANIAN ENTERPRISES INCCL A 442487203 120 30500 SH SOLE N/A 120 0 0 HEWLETT PACKARD CO COM 428236103 10120 240540 SH SOLE N/A 10,120 0 0 HSN INC COM 404303109 705 23600 SH SOLE N/A 705 0 0 HUMANA INC COM 444859102 15072 300000 SH SOLE N/A 15,072 0 0 IAC INTERACTIVECORP COM NEW 44919P300 1550 59000 SH SOLE N/A 1,550 0 0 INTERACTIVE BROKERS GROUPCOM 45841N107 1235 71752 SH SOLE N/A 1,235 0 0 International Business MaCOM 459200101 9470 70600 SH SOLE N/A 9,470 0 0 INTERVAL LEISURE GROUP INCOM 46113M108 318 23600 SH SOLE N/A 318 0 0 INTEL CORP COM 458140100 7943 413700 SH SOLE N/A 7,943 0 0 INGERSOLL-RAND COMPANY LTCL A G4776G101 10713 300000 SH SOLE N/A 10,713 0 0 INVESTMENT TECHNOLOGY GRPCOM 46145F105 3620 254600 SH SOLE N/A 3,620 0 0 ISHARES TR RUSSELL1000GRW 464287614 257 5,000 SH SOLE N/A 257 0 0 JABIL CIRCUIT INC COM 466313103 7349 510000 SH SOLE N/A 7,349 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1859 150000 SH SOLE N/A 1,859 0 0 JP MORGAN CHASE & CO COM 46625H100 835 21946 SH SOLE N/A 835 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 8673 700000 SH SOLE N/A 8,673 0 0 LEGG MASON INC COM 524901105 13640 450000 SH SOLE N/A 13,640 0 0 Live Nation EntertainmentCOM 538034109 344 34794 SH SOLE N/A 344 0 0 Monsanto CO NEW COM 61166W101 607 12667 SH SOLE N/A 607 0 0 MERCK & CO INC COM 589331107 19552 531170 SH SOLE N/A 19,552 0 0 MARATHON OIL CORP COM 565849106 6620 200000 SH SOLE N/A 6,620 0 0 MEDICIS PHARMACEUTICAL COCL A NEW 584690309 8895 300000 SH SOLE N/A 8,895 0 0 MICROSOFT CORP COM 594918104 14713 600757 SH SOLE N/A 14,713 0 0 MANITOWOC INC COM 563571908 1817 150000 SH SOLE N/A 1,817 0 0 NASDAQ OMX GROUP INC COM 631103108 4858 250000 SH SOLE N/A 4,858 0 0 NOBLE CORPORATION SHS G65422100 11827 350000 SH SOLE N/A 11,827 0 0 NATIONAL OILWELL VARCO INCOM 637071101 12326 277174 SH SOLE N/A 12,326 0 0 NVIDIA CORP COM 67066G104 3505 300000 SH SOLE N/A 3,505 0 0 NYSE EURONEXT COM 629491101 4618 161630 SH SOLE N/A 4,618 0 0 ORACLE CORP COM 68389X105 9398 350000 SH SOLE N/A 9,398 0 0 OSHKOSH CORP COM 688239201 6438 234100 SH SOLE N/A 6,438 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2235 150000 SH SOLE N/A 2,235 0 0 PLUM CREEK TIMBER CO INC COM 729251108 39494 1118800 SH SOLE N/A 39,494 0 0 PRIDE INTL INC DEL COM 74153Q102 2943 100000 SH SOLE N/A 2,943 0 0 PFIZER INC COM 717081103 6836 398138 SH SOLE N/A 6,836 0 0 PARKER HANNIFIN CORP COM 701094104 14012 200000 SH SOLE N/A 14,012 0 0 QUANTA SVCS INC COM 74762E102 1021 53497 SH SOLE N/A 1,021 0 0 QUALCOMM INC COM 747525103 1218 26977 SH SOLE N/A 1,218 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 475 9672 SH SOLE N/A 475 0 0 ROWAN COS INC COM 779382100 11840 390000 SH SOLE N/A 11,840 0 0 TRANSOCEAN INC NEW SHS G90073100 15749 244968 SH SOLE N/A 15,749 0 0 SCHWAB CHARLES CORP NEW COM 808513105 6422 462000 SH SOLE N/A 6,422 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 331 2904 SH SOLE N/A 331 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 4134 200000 SH SOLE N/A 4,134 0 0 TASER INTL INC COM 87651B104 710 183000 SH SOLE N/A 710 0 0 TRANSATLANTIC PETROLEUM LSHS G89982105 53 18000 SH SOLE N/A 53 0 0 PROSHARES TR PSHS ULTSH 20YR 74347R297 259 8280 SH SOLE N/A 259 0 0 TEREX CORP NEW COM 880779103 4584 200000 SH SOLE N/A 4,584 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 497 4560 SH SOLE N/A 497 0 0 TOTAL S A SPONSORED ADR 89151E109 7740 150000 SH SOLE N/A 7,740 0 0 TESORO CORP COM 881609101 5786 433050 SH SOLE N/A 5,786 0 0 PROSHARES TR ULTSHT RUS2000 74347R834 265 15145 SH SOLE N/A 265 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 7346 200000 SH SOLE N/A 7,346 0 0 UBS AG SHS NEW H89231338 3576 210000 SH SOLE N/A 3,576 0 0 UNITED STATES NATL GAS FUUNIT 912318102 266 43200 SH SOLE N/A 266 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8813 251000 SH SOLE N/A 8,813 0 0 VALERO ENERGY CORP NEW COM 91913Y100 9632 550100 SH SOLE N/A 9,632 0 0 BARCLAYS BK PLC IPTH S&P VIX NE 06740C261 542 31370 SH SOLE N/A 542 0 0 VERIZON COMMUNICATIONS INCOM 92343V104 9790 300400 SH SOLE N/A 9,790 0 0 WESTERN DIGITAL CORP COM 958102105 7098 250000 SH SOLE N/A 7,098 0 0 MEMC ELECTR MATLS INC COM 552715104 5960 500000 SH SOLE N/A 5,960 0 0 YAHOO INC COM 984332106 1417 100000 SH SOLE N/A 1,417 0 0
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