-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OL6f5WSqmafXDnmY9E8XzR5q8vX9ZTjvFgp6Ee213W5l3K5cV9bzaLgAW9GsvEHn I/ZFScmhzRqnOrPM84MNww== 0000950123-11-012369.txt : 20110211 0000950123-11-012369.hdr.sgml : 20110211 20110211093219 ACCESSION NUMBER: 0000950123-11-012369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 11595258 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 o68508ae13fvhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31st, 2010 Check here if Amendment [ ]: Amendment Number ______________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TDAM USA Inc. Address: Canada Trust Tower, BCE Place, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2 - -------------------------------------------------------------------------------- Form 13F File Number: 28-05929 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Callbeck Title: Managing Director Phone: 416-308-5346 Signature, Place, and Date of Signing: Barbara Callbeck Toronto, Ontario February 8, 2011 [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: Two (2) Form 13F Information Table Entry Total: 421 Form 13F Information Table Value Total: US$ 1,887,421 (thousands) LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name --- -------------------- ---- 1 28-11528 TD Waterhouse Private Investment Counsel Inc. 2 28-04365 TD Bank N.A
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 38,342 444,286 Defined 2 416,487 27,799 ABB LTD SPONSORED ADR 000375204 385 17,137 Defined 2 12,417 4,720 ABBOTT LABS COM 002824100 31,827 664,310 Defined 2 615,540 48,770 ABBOTT LABS COM 002824100 649 13,536 Sole 13,536 ACCURAY INC COM 004397105 78 11,532 Sole 11,532 ACE LTD SHS H0023R105 14,439 231,951 Defined 2 218,676 13,275 ADOBE SYS INC COM 00724F101 642 20,849 Defined 2 19,849 1,000 AETNA INC NEW COM 00817Y108 457 14,969 Sole 14,969 AFLAC INC COM 001055102 7,151 126,715 Defined 2 118,089 8,626 AIR PRODS & CHEMS INC COM 009158106 872 9,591 Defined 2 9,191 400 ALCOA INC COM 013817101 407 26,414 Defined 2 25,814 600 ALCON INC COM SHS H01301102 311 1,904 Sole 1,904 ALTRIA GROUP INC COM 02209S103 1,167 47,385 Defined 2 38,928 8,457 AMAZON COM INC COM 023135106 213 1,185 Defined 2 1,185 - AMERICAN APPAREL INC COM 023850100 103 61,758 Defined 2 61,758 - AMERICAN CAP LTD COM 02503Y103 118 15,669 Sole 15,669 AMERICAN EXPRESS CO COM 025816109 34,716 808,851 Defined 2 758,808 50,043 AMERICAN EXPRESS CO COM 025816109 321 7,484 Sole 7,484 AMERICAN SCIENCE & ENGR INC COM 029429107 494 5,800 Defined 2 5,800 - AMERIPRISE FINL INC COM 03076C106 237 4,121 Defined 2 4,111 10 AMGEN INC COM 031162100 927 16,882 Defined 2 14,136 2,746 AMGEN INC COM 031162100 348 6,339 Sole 6,339 AMGEN INC COM 031162100 261 4,755 Defined 1 4,755 ANADARKO PETE CORP COM 032511107 742 9,748 Defined 2 4,689 5,059 ANALOG DEVICES INC COM 032654105 6,818 180,998 Defined 2 159,124 21,874 APACHE CORP COM 037411105 38,378 321,880 Defined 2 305,978 15,902 APOLLO GROUP INC CL A 037604105 15,535 393,385 Defined 2 370,285 23,100 APPLE INC COM 037833100 2,429 7,531 Defined 2 7,136 395 APPLE INC COM 037833100 1,899 5,886 Sole 5,886 APPLIED MATLS INC COM 038222105 177 12,590 Defined 2 12,090 500 APPLIED MATLS INC COM 038222105 173 12,336 Sole 12,336 AT&T INC COM 00206R102 29,512 1,004,479 Defined 2 941,463 63,016 AT&T INC COM 00206R102 1,090 37,090 Sole 37,090 AUTODESK INC COM 052769106 9,954 260,581 Defined 2 241,769 18,812 AUTOLIV INC COM 052800109 434 5,500 Defined 2 5,500 - AUTOMATIC DATA PROCESSING IN COM 053015103 9,704 209,691 Defined 2 183,074 26,617 AVON PRODS INC COM 054303102 861 29,643 Defined 2 26,993 2,650 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 182 13,400 Sole 13,400 BANCORP NEW JERSEY INC NEW COM 059915108 259 23,000 Defined 2 23,000 - BANK OF AMERICA CORPORATION COM 060505104 3,029 227,080 Defined 2 212,795 14,285 BANK OF AMERICA CORPORATION COM 060505104 898 67,311 Sole 67,311 BANK OF AMERICA CORPORATION COM 060505104 154 11,515 Defined 1 11,515 BANK OF NEW YORK MELLON CORP COM 064058100 1,543 51,079 Defined 2 47,685 3,394 BARCLAYS PLC ADR 06738E204 339 20,533 Defined 2 18,584 1,949 BARD C R INC COM 067383109 1,087 11,850 Defined 2 10,100 1,750 BARRICK GOLD CORP COM 067901108 794 15,042 Defined 1 15,042 BAXTER INTL INC COM 071813109 1,578 31,181 Defined 2 29,746 1,435 BB&T CORP COM 054937107 696 26,463 Defined 2 26,463 - BECTON DICKINSON & CO COM 075887109 2,620 31,002 Defined 2 30,952 50 BEMIS INC COM 081437105 659 20,180 Defined 2 17,050 3,130 BERKSHIRE HATHAWAY INC DEL CL A 084670108 20,236 168 Defined 2 168 - BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,610 20,098 Sole 20,098 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,102 13,756 Defined 2 13,756 - BEST BUY INC COM 086516101 525 15,320 Defined 2 15,030 290 BHP BILLITON LTD SPONSORED ADR 088606108 700 7,535 Defined 2 7,495 40 BOEING CO COM 097023105 623 9,542 Defined 2 8,433 1,109 BOEING CO COM 097023105 315 4,826 Sole 4,826 BOSTON PROPERTIES INC COM 101121101 398 4,618 Sole 4,618 BP PLC SPONSORED ADR 055622104 516 11,693 Defined 2 11,693 - BRISTOL MYERS SQUIBB CO COM 110122108 4,051 152,966 Defined 2 150,876 2,090 CALLAWAY GOLF CO COM 131193104 95 11,711 Sole 11,711 CANADIAN NAT RES LTD COM 136385101 1,186 26,905 Defined 1 26,905 CATERPILLAR INC DEL COM 149123101 868 9,272 Defined 2 8,932 340 CATERPILLAR INC DEL COM 149123101 335 3,577 Sole 3,577 CBIZ INC COM 124805102 73 11,710 Sole 11,710 CHEVRON CORP NEW COM 166764100 39,061 428,062 Defined 2 388,885 39,177 CHEVRON CORP NEW COM 166764100 1,129 12,375 Sole 12,375 CHEVRON CORP NEW COM 166764100 458 5,024 Defined 1 5,024 CHURCH & DWIGHT INC COM 171340102 1,241 17,987 Defined 2 14,147 3,840 CIGNA CORP COM 125509109 677 18,465 Defined 2 18,465 - CIMAREX ENERGY CO COM 171798101 22,740 256,858 Defined 2 243,745 13,113 CISCO SYS INC COM 17275R102 31,311 1,547,739 Defined 2 1,452,030 95,709 CISCO SYS INC COM 17275R102 877 43,341 Sole 43,341 CISCO SYS INC COM 17275R102 330 16,296 Defined 1 16,296 CITIGROUP INC COM 172967101 845 178,644 Sole 178,644 CITIGROUP INC COM 172967101 829 175,285 Defined 2 166,740 8,545 CLEAN HARBORS INC COM 184496107 313 3,724 Sole 3,724 CLOROX CO DEL COM 189054109 1,361 21,512 Defined 2 19,742 1,770
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ COACH INC COM 189754104 626 11,322 Sole 11,322 COACH INC COM 189754104 310 5,603 Defined 2 3,103 2,500 COACH INC COM 189754104 201 3,630 Defined 1 3,630 COCA COLA CO COM 191216100 5,538 84,203 Defined 2 77,628 6,575 COCA COLA CO COM 191216100 1,155 17,557 Sole 17,557 COCA COLA CO COM 191216100 323 4,910 Defined 1 4,910 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 22,175 302,570 Defined 2 286,742 15,828 COLGATE PALMOLIVE CO COM 194162103 25,021 311,322 Defined 2 287,859 23,463 COLGATE PALMOLIVE CO COM 194162103 258 3,215 Defined 1 3,215 COMCAST CORP NEW CL A 20030N101 498 22,680 Sole 22,680 CONOCOPHILLIPS COM 20825C104 9,427 138,435 Defined 2 125,313 13,122 CONOCOPHILLIPS COM 20825C104 611 8,968 Sole 8,968 CONSOLIDATED EDISON INC COM 209115104 604 12,192 Defined 2 10,192 2,000 CORNING INC COM 219350105 264 13,665 Defined 2 10,015 3,650 COSTCO WHSL CORP NEW COM 22160K105 332 4,598 Defined 2 3,858 740 CSX CORP COM 126408103 1,114 17,240 Defined 2 17,240 - CVS CAREMARK CORPORATION COM 126650100 1,654 47,580 Defined 2 44,783 2,797 CVS CAREMARK CORPORATION COM 126650100 299 8,594 Sole 8,594 DANAHER CORP DEL COM 235851102 4,217 89,390 Defined 2 85,090 4,300 DEERE & CO COM 244199105 1,305 15,717 Defined 2 12,905 2,812 DELEK US HLDGS INC COM 246647101 77 10,565 Sole 10,565 DENTSPLY INTL INC NEW COM 249030107 768 22,470 Defined 2 22,470 - DEVON ENERGY CORP NEW COM 25179M103 228 2,902 Sole 2,902 DIAGEO P L C SPON ADR NEW 25243Q205 17,901 240,827 Defined 2 227,058 13,769 DIAMOND OFFSHORE DRILLING IN COM 25271C102 537 8,030 Defined 2 8,030 - DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 437 10,476 Sole 10,476 DISNEY WALT CO COM DISNEY 254687106 25,993 692,949 Defined 2 645,760 47,189 DISNEY WALT CO COM DISNEY 254687106 453 12,070 Sole 12,070 DISNEY WALT CO COM DISNEY 254687106 207 5,530 Defined 1 5,530 DOLLAR GEN CORP NEW COM 256677105 389 12,677 Sole 12,677 DOMINION RES INC VA NEW COM 25746U109 856 20,047 Defined 2 20,047 - DOW CHEM CO COM 260543103 598 17,516 Defined 2 15,841 1,675 DOW CHEM CO COM 260543103 226 6,610 Sole 6,610 DU PONT E I DE NEMOURS & CO COM 263534109 2,079 41,680 Defined 2 38,680 3,000 DU PONT E I DE NEMOURS & CO COM 263534109 259 5,199 Sole 5,199 DUKE ENERGY CORP NEW COM 26441C105 949 53,288 Defined 2 48,488 4,800 E M C CORP MASS COM 268648102 30,561 1,334,561 Defined 2 1,252,130 82,431 E M C CORP MASS COM 268648102 280 12,222 Sole 12,222 EATON CORP COM 278058102 546 5,378 Sole 5,378 EATON VANCE CORP COM NON VTG 278265103 502 16,616 Defined 2 10,716 5,900 ECOLAB INC COM 278865100 18,599 368,883 Defined 2 348,339 20,544 EDAC TECHNOLOGIES CORP COM 279285100 61 18,000 Defined 2 18,000 - EMERSON ELEC CO COM 291011104 34,579 604,852 Defined 2 560,551 44,301 EMERSON ELEC CO COM 291011104 262 4,580 Sole 4,580 EMERSON ELEC CO COM 291011104 213 3,720 Defined 1 3,720 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 252 4,870 Defined 2 730 4,140 ENTERGY CORP NEW COM 29364G103 570 8,044 Defined 2 7,784 260 ENTERPRISE PRODS PARTNERS L COM 293792107 401 9,635 Defined 2 4,185 5,450 ERESEARCHTECHNOLOGY INC COM 29481V108 79 10,782 Sole 10,782 EXELON CORP COM 30161N101 16,633 399,444 Defined 2 375,224 24,220 EXIDE TECHNOLOGIES COM NEW 302051206 120 12,766 Sole 12,766 EXPEDITORS INTL WASH INC COM 302130109 22,690 415,570 Defined 2 392,871 22,699 EXPRESS SCRIPTS INC COM 302182100 3,090 57,162 Defined 2 57,162 - EXXON MOBIL CORP COM 30231G102 71,177 973,430 Defined 2 888,922 84,508 EXXON MOBIL CORP COM 30231G102 2,380 32,543 Sole 32,543 EXXON MOBIL CORP COM 30231G102 734 10,040 Defined 1 10,040 FASTENAL CO COM 311900104 558 9,307 Defined 2 9,243 64 FEDEX CORP COM 31428X106 1,804 19,397 Defined 2 19,397 - FLOWSERVE CORP COM 34354P105 535 4,488 Defined 2 4,488 - FLOWSERVE CORP COM 34354P105 286 2,400 Sole 2,400 FORD MTR CO DEL COM PAR $0.01 345370860 493 29,383 Defined 2 29,383 - FORD MTR CO DEL COM PAR $0.01 345370860 317 18,906 Sole 18,906 FOREST LABS INC COM 345838106 310 9,695 Defined 2 9,695 - FORTUNE BRANDS INC COM 349631101 647 10,745 Defined 2 6,545 4,200 FRANKLIN RES INC COM 354613101 1,057 9,503 Defined 2 9,503 - FREEPORT-MCMORAN COPPER & GO COM 35671D857 888 7,394 Defined 2 6,960 434 FREEPORT-MCMORAN COPPER & GO COM 35671D857 306 2,545 Sole 2,545 FREEPORT-MCMORAN COPPER & GO COM 35671D857 214 1,785 Defined 1 1,785 FRONTIER COMMUNICATIONS CORP COM 35906A108 185 18,977 Defined 2 15,261 3,716 GALLAGHER ARTHUR J & CO COM 363576109 15,555 534,905 Defined 2 500,796 34,109 GENERAL DYNAMICS CORP COM 369550108 337 4,750 Defined 2 3,670 1,080 GENERAL ELECTRIC CO COM 369604103 21,235 1,161,018 Defined 2 1,077,338 83,680 GENERAL ELECTRIC CO COM 369604103 1,425 77,926 Sole 77,926 GENERAL ELECTRIC CO COM 369604103 408 22,307 Defined 1 22,307 GENERAL MLS INC COM 370334104 512 14,385 Defined 2 14,385 - GENZYME CORP COM 372917104 838 11,768 Defined 2 11,653 115 GLOBAL PMTS INC COM 37940X102 647 14,000 Defined 2 14,000 - GOLDMAN SACHS GROUP INC COM 38141G104 1,322 7,860 Defined 2 7,525 335
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC COM 38141G104 772 4,593 Sole 4,593 GOLDMAN SACHS GROUP INC COM 38141G104 354 2,105 Defined 1 2,105 GOOGLE INC CL A 38259P508 1,148 1,932 Sole 1,932 GOOGLE INC CL A 38259P508 773 1,301 Defined 2 806 495 GRAPHIC PACKAGING HLDG CO COM 388689101 54 13,920 Sole 13,920 GREEN MTN COFFEE ROASTERS IN COM 393122106 564 17,176 Defined 2 17,176 - GT SOLAR INTL INC COM 3623E0209 6,816 747,327 Defined 2 747,327 - HARTFORD FINL SVCS GROUP INC COM 416515104 517 19,520 Defined 2 19,520 - HEINZ H J CO COM 423074103 711 14,377 Defined 2 11,977 2,400 HEWLETT PACKARD CO COM 428236103 28,870 685,742 Defined 2 643,678 42,064 HEWLETT PACKARD CO COM 428236103 279 6,623 Defined 1 6,623 HOME DEPOT INC COM 437076102 28,169 803,455 Defined 2 750,193 53,262 HONEYWELL INTL INC COM 438516106 2,011 37,834 Defined 2 29,844 7,990 HOSPIRA INC COM 441060100 338 6,071 Sole 6,071 HUBBELL INC CL B 443510201 238 3,961 Defined 2 3,961 - HUNTINGTON BANCSHARES INC COM 446150104 275 40,000 Defined 2 40,000 - ILLINOIS TOOL WKS INC COM 452308109 29,514 552,699 Defined 2 512,633 40,066 INDIA GLOBALIZATION CAP INC *W EXP 03/03/201 45408X118 0 10,000 Defined 2 10,000 - INGERSOLL-RAND PLC SHS G47791101 529 11,244 Sole 11,244 INTEL CORP COM 458140100 10,853 516,090 Defined 2 483,886 32,204 INTEL CORP COM 458140100 934 44,404 Sole 44,404 INTEL CORP COM 458140100 244 11,582 Defined 1 11,582 INTERNATIONAL BUSINESS MACHS COM 459200101 16,871 114,956 Defined 2 106,847 8,109 INTERNATIONAL BUSINESS MACHS COM 459200101 1,431 9,754 Sole 9,754 INTERNATIONAL BUSINESS MACHS COM 459200101 273 1,860 Defined 1 1,860 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 857 15,414 Defined 2 14,054 1,360 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 183 15,000 Defined 2 - 15,000 ISHARES INC MSCI EMU INDEX 464286608 603 17,100 Defined 2 17,100 - ISHARES INC MSCI JAPAN 464286848 312 28,560 Defined 1 28,560 ISHARES SILVER TRUST ISHARES 46428Q109 353 11,695 Defined 2 11,695 - ISHARES TR MSCI EAFE IDX 464287465 24,296 417,306 Defined 2 361,153 56,153 ISHARES TR BARCLYS TIPS BD 464287176 14,386 133,801 Defined 2 124,312 9,489 ISHARES TR COHEN&ST RLTY 464287564 12,089 183,953 Defined 2 177,237 6,716 ISHARES TR IBOXX INV CPBD 464287242 11,256 103,802 Defined 2 91,781 12,021 ISHARES TR BARCLYS 1-3 YR 464287457 9,421 112,183 Defined 2 99,945 12,238 ISHARES TR BARCLYS 7-10 YR 464287440 8,431 89,864 Defined 2 82,522 7,342 ISHARES TR S&P 100 IDX FD 464287101 4,608 81,309 Defined 2 77,527 3,782 ISHARES TR HIGH YLD CORP 464288513 3,825 42,359 Defined 2 38,596 3,763 ISHARES TR MSCI EMERG MKT 464287234 3,327 69,833 Defined 2 58,345 11,488 ISHARES TR S&P MIDCP VALU 464287705 2,241 28,199 Defined 2 25,259 2,940 ISHARES TR S&P GBL INF 464287291 2,018 32,853 Defined 2 31,999 854 ISHARES TR RUSSELL1000GRW 464287614 1,999 34,918 Defined 2 33,918 1,000 ISHARES TR S&P SMLCP VALU 464287879 1,932 26,878 Defined 2 23,526 3,352 ISHARES TR RUSSELL MCP GR 464287481 1,928 34,052 Defined 2 31,586 2,466 ISHARES TR S&P MC 400 GRW 464287606 1,886 18,730 Defined 2 16,347 2,383 ISHARES TR RUSL 2000 GROW 464287648 1,759 20,116 Defined 2 18,892 1,224 ISHARES TR MSCI EAFE IDX 464287465 1,477 25,372 Defined 1 25,372 ISHARES TR RUSL 2000 VALU 464287630 1,473 20,720 Defined 2 20,427 293 ISHARES TR S&P SMLCP GROW 464287887 1,196 16,478 Defined 2 13,313 3,165 ISHARES TR BARCLYS 1-3YR CR 464288646 966 9,260 Defined 1 9,260 ISHARES TR RUSSELL MCP VL 464287473 943 20,946 Defined 2 19,920 1,026 ISHARES TR RUSSELL 2000 464287655 876 11,190 Defined 2 8,320 2,870 ISHARES TR DJ US REAL EST 464287739 793 14,170 Defined 2 14,170 - ISHARES TR RUSSELL1000VAL 464287598 723 11,152 Defined 2 11,152 - ISHARES TR RUSSELL 3000 464287689 674 8,990 Defined 2 8,990 - ISHARES TR BARCLY USAGG B 464287226 482 4,559 Defined 2 4,559 - ISHARES TR S&P500 GRW 464287309 335 5,100 Defined 2 5,100 - ISHARES TR DJ US INDUSTRL 464287754 282 4,318 Defined 2 4,318 - ISHARES TR S&P SMLCAP 600 464287804 247 3,606 Defined 2 3,606 - ISHARES TR CONS SRVC IDX 464287580 240 3,550 Defined 2 3,550 - ISHARES TR MSCI GRW IDX 464288885 230 3,765 Defined 1 3,765 ISHARES TR RUSSELL 1000 464287622 224 3,200 Defined 2 2,700 500 ITT CORP NEW COM 450911102 306 5,878 Defined 2 5,878 - JACOBS ENGR GROUP INC DEL COM 469814107 542 11,825 Defined 2 11,825 - JETBLUE AIRWAYS CORP COM 477143101 80 12,167 Sole 12,167 JOHNSON & JOHNSON COM 478160104 38,541 623,141 Defined 2 581,048 42,093 JOHNSON & JOHNSON COM 478160104 1,253 20,263 Sole 20,263 JOHNSON & JOHNSON COM 478160104 461 7,446 Defined 1 7,446 JOHNSON CTLS INC COM 478366107 1,466 38,370 Defined 2 38,370 - JPMORGAN CHASE & CO COM 46625H100 34,838 821,268 Defined 2 764,282 56,986 JPMORGAN CHASE & CO COM 46625H100 1,102 25,968 Sole 25,968 JPMORGAN CHASE & CO COM 46625H100 342 8,063 Defined 1 8,063 KELLOGG CO COM 487836108 257 5,032 Defined 2 4,957 75 KIMBERLY CLARK CORP COM 494368103 1,285 20,386 Defined 2 16,375 4,011 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 372 5,295 Defined 2 4,795 500 KRAFT FOODS INC CL A 50075N104 1,105 35,078 Defined 2 30,897 4,181 KRAFT FOODS INC CL A 50075N104 427 13,560 Sole 13,560 L-3 COMMUNICATIONS HLDGS INC COM 502424104 337 4,774 Defined 2 4,774 -
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ LAKELAND BANCORP INC COM 511637100 1,030 93,917 Defined 2 93,917 - LEGG MASON INC COM 524901105 4,701 129,599 Defined 2 119,679 9,920 LEVEL 3 COMMUNICATIONS INC COM 52729N100 61 62,600 Sole 62,600 LILLY ELI & CO COM 532457108 481 13,728 Defined 2 13,478 250 LIMELIGHT NETWORKS INC COM 53261M104 96 16,560 Sole 16,560 LINCOLN ELEC HLDGS INC COM 533900106 333 5,105 Defined 2 5,105 - LINCOLN NATL CORP IND COM 534187109 431 15,492 Defined 2 14,320 1,172 LINEAR TECHNOLOGY CORP COM 535678106 22,264 643,658 Defined 2 605,624 38,034 LIZ CLAIBORNE INC COM 539320101 116 16,167 Sole 16,167 LKQ CORP COM 501889208 259 11,400 Sole 11,400 LOCKHEED MARTIN CORP COM 539830109 580 8,290 Defined 2 8,040 250 LOWES COS INC COM 548661107 1,119 44,605 Defined 2 42,355 2,250 LOWES COS INC COM 548661107 241 9,597 Sole 9,597 M & T BK CORP COM 55261F104 383 4,405 Sole 4,405 MANPOWER INC COM 56418H100 207 3,300 Defined 2 3,300 - MANULIFE FINL CORP COM 56501R106 437 25,664 Defined 1 25,664 MARATHON OIL CORP COM 565849106 1,556 42,022 Defined 2 38,292 3,730 MASCO CORP COM 574599106 155 12,280 Defined 2 12,280 - MASSMUTUAL CORPORATE INVS IN COM 576292106 268 8,763 Defined 2 8,763 - MCCORMICK & CO INC COM NON VTG 579780206 2,411 51,811 Defined 2 49,036 2,775 MCDONALDS CORP COM 580135101 11,066 144,169 Defined 2 128,632 15,537 MCDONALDS CORP COM 580135101 621 8,095 Sole 8,095 MCDONALDS CORP COM 580135101 310 4,036 Defined 1 4,036 MEADWESTVACO CORP COM 583334107 215 8,218 Defined 2 8,218 - MEDCO HEALTH SOLUTIONS INC COM 58405U102 3,319 54,178 Defined 2 49,750 4,428 MEDTRONIC INC COM 585055106 6,508 175,473 Defined 2 164,218 11,255 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 215 215,000 Defined 2 215,000 - MERCK & CO INC NEW COM 58933Y105 8,750 242,780 Defined 2 193,476 49,304 MERCK & CO INC NEW COM 58933Y105 733 20,348 Sole 20,348 MERCK & CO INC NEW COM 58933Y105 434 12,050 Defined 1 12,050 METLIFE INC COM 59156R108 1,095 24,650 Defined 2 24,650 - MFA FINANCIAL INC COM 55272X102 99 12,095 Sole 12,095 MICROSOFT CORP COM 594918104 41,170 1,475,095 Defined 2 1,381,685 93,410 MICROSOFT CORP COM 594918104 1,475 52,818 Sole 52,818 MICROSOFT CORP COM 594918104 590 21,130 Defined 1 21,130 MOHAWK INDS INC COM 608190104 459 8,088 Defined 2 7,869 219 MOLSON COORS BREWING CO CL B 60871R209 368 7,334 Sole 7,334 MONSANTO CO NEW COM 61166W101 4,362 62,632 Defined 2 57,419 5,213 MORGAN STANLEY COM NEW 617446448 488 17,919 Defined 2 17,039 880 MOTOROLA INC COM 620076109 143 15,727 Defined 2 14,727 1,000 MURPHY OIL CORP COM 626717102 1,067 14,318 Defined 2 12,246 2,072 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 45 45,000 Defined 2 45,000 - NATIONAL FUEL GAS CO N J COM 636180101 427 6,500 Defined 2 6,500 - NATIONAL OILWELL VARCO INC COM 637071101 924 13,746 Defined 2 13,146 600 NEW YORK TIMES CO CL A 650111107 194 19,800 Defined 2 19,800 - NEWMONT MINING CORP COM 651639106 231 3,757 Sole 3,757 NEWS CORP CL A 65248E104 159 10,897 Sole 10,897 NEXTERA ENERGY INC COM 65339F101 2,238 43,038 Defined 2 39,908 3,130 NICOR INC COM 654086107 229 4,591 Defined 2 3,591 1,000 NIKE INC CL B 654106103 3,045 35,646 Defined 2 34,086 1,560 NIKE INC CL B 654106103 630 7,381 Sole 7,381 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 440 12,310 Defined 2 12,310 - NOKIA CORP SPONSORED ADR 654902204 196 18,997 Defined 2 16,257 2,740 NORFOLK SOUTHERN CORP COM 655844108 1,919 30,547 Defined 2 24,016 6,531 NORTHERN TR CORP COM 665859104 468 8,447 Sole 8,447 NOVARTIS A G SPONSORED ADR 66987V109 2,174 36,872 Defined 2 28,334 8,538 NOVO-NORDISK A S ADR 670100205 1,158 10,283 Defined 2 8,743 1,540 NUCOR CORP COM 670346105 1,063 24,248 Defined 2 23,448 800 OCCIDENTAL PETE CORP DEL COM 674599105 495 5,043 Sole 5,043 ORACLE CORP COM 68389X105 11,474 366,577 Defined 2 347,322 19,255 ORACLE CORP COM 68389X105 291 9,290 Defined 1 9,290 ORBITZ WORLDWIDE INC COM 68557K109 95 16,978 Sole 16,978 PALL CORP COM 696429307 277 5,590 Defined 2 5,590 - PARKER HANNIFIN CORP COM 701094104 476 5,514 Sole 5,514 PATTERSON COMPANIES INC COM 703395103 307 10,018 Defined 2 6,548 3,470 PAYCHEX INC COM 704326107 24,350 787,768 Defined 2 742,762 45,006 PEABODY ENERGY CORP COM 704549104 552 8,631 Sole 8,631 PENNICHUCK CORP COM NEW 708254206 1,976 72,214 Defined 2 27,772 44,442 PEOPLES UNITED FINANCIAL INC COM 712704105 423 30,193 Defined 2 23,107 7,086 PEPSICO INC COM 713448108 38,796 593,845 Defined 2 556,634 37,211 PEPSICO INC COM 713448108 497 7,604 Defined 1 7,604 PFIZER INC COM 717081103 6,732 384,491 Defined 2 340,109 44,382 PFIZER INC COM 717081103 905 51,688 Sole 51,688 PFIZER INC COM 717081103 227 12,943 Defined 1 12,943 PG&E CORP COM 69331C108 370 7,735 Defined 2 6,320 1,415 PHILIP MORRIS INTL INC COM 718172109 9,809 167,595 Defined 2 156,056 11,539 PHILIP MORRIS INTL INC COM 718172109 719 12,288 Sole 12,288 PIMCO CORPORATE OPP FD COM 72201B101 195 11,510 Defined 2 - 11,510
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ PIMCO INCOME STRATEGY FUND I COM 72201J104 107 10,760 Defined 2 300 10,460 PNC FINL SVCS GROUP INC COM 693475105 264 4,348 Defined 2 4,148 200 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 594 21,544 Defined 2 20,077 1,467 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 318 13,545 Defined 2 - 13,545 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 203 3,721 Defined 2 3,121 600 PRAXAIR INC COM 74005P104 3,497 36,627 Defined 2 30,323 6,304 PRAXAIR INC COM 74005P104 306 3,200 Sole 3,200 PRECISION CASTPARTS CORP COM 740189105 535 3,840 Defined 2 3,840 - PRICE T ROWE GROUP INC COM 74144T108 1,445 22,385 Defined 2 22,090 295 PRICE T ROWE GROUP INC COM 74144T108 567 8,785 Sole 8,785 PROCTER & GAMBLE CO COM 742718109 42,163 655,410 Defined 2 619,773 35,637 PROCTER & GAMBLE CO COM 742718109 1,462 22,719 Sole 22,719 PROCTER & GAMBLE CO COM 742718109 665 10,330 Defined 1 10,330 PROGRESS ENERGY INC COM 743263105 421 9,689 Defined 2 9,689 - PROLOGIS SH BEN INT 743410102 144 10,000 Defined 2 10,000 - PRUDENTIAL FINL INC COM 744320102 457 7,789 Defined 2 7,524 265 PUBLIC SVC ENTERPRISE GROUP COM 744573106 327 10,269 Defined 2 6,977 3,292 QEP RES INC COM 74733V100 845 23,265 Defined 2 23,065 200 QUALCOMM INC COM 747525103 14,913 301,326 Defined 2 285,966 15,360 QUEST DIAGNOSTICS INC COM 74834L100 5,550 102,842 Defined 2 94,217 8,625 QUESTAR CORP COM 748356102 382 21,965 Defined 2 21,765 200 RACKSPACE HOSTING INC COM 750086100 204 6,509 Sole 6,509 RALCORP HLDGS INC NEW COM 751028101 600 9,230 Defined 2 9,230 - REPUBLIC SVCS INC COM 760759100 411 13,750 Sole 13,750 RESEARCH IN MOTION LTD COM 760975102 622 10,699 Defined 1 10,699 RIVERBED TECHNOLOGY INC COM 768573107 216 6,154 Sole 6,154 ROCKVILLE FINL INC COM 774186100 229 18,750 Defined 2 18,750 - ROGERS COMMUNICATIONS INC CL B 775109200 406 11,823 Defined 1 11,823 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,419 21,246 Defined 2 15,708 5,538 SAFEWAY INC COM NEW 786514208 312 13,862 Sole 13,862 SCANA CORP NEW COM 80589M102 299 7,372 Defined 2 6,172 1,200 SCHLUMBERGER LTD COM 806857108 5,063 60,639 Defined 2 57,210 3,429 SCHLUMBERGER LTD COM 806857108 844 10,110 Sole 10,110 SCORPIO TANKERS INC SHS Y7542C106 233 23,067 Defined 2 4,067 19,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,296 51,466 Defined 2 16,466 35,000 SEMPRA ENERGY COM 816851109 6,394 121,835 Defined 2 113,893 7,942 SEMPRA ENERGY COM 816851109 448 8,531 Sole 8,531 SHERWIN WILLIAMS CO COM 824348106 338 4,039 Sole 4,039 SIEMENS A G SPONSORED ADR 826197501 267 2,148 Defined 2 63 2,085 SIGMA ALDRICH CORP COM 826552101 16,829 252,838 Defined 2 236,719 16,119 SOUTHERN CO COM 842587107 7,747 202,647 Defined 2 189,407 13,240 SOUTHERN COPPER CORP COM 84265V105 217 4,448 Defined 2 4,448 - SPDR GOLD TRUST GOLD SHS 78463V107 35,084 252,913 Defined 2 237,284 15,629 SPDR GOLD TRUST GOLD SHS 78463V107 555 4,000 Defined 1 4,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 51,785 411,807 Defined 2 347,187 64,620 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 234 1,418 Defined 2 1,418 - SPECTRA ENERGY CORP COM 847560109 238 9,514 Defined 2 7,014 2,500 ST JUDE MED INC COM 790849103 661 15,455 Defined 2 15,455 - STAPLES INC COM 855030102 1,980 86,941 Defined 2 81,619 5,322 STARBUCKS CORP COM 855244109 300 9,345 Defined 2 8,105 1,240 STATE STR CORP COM 857477103 18,904 407,936 Defined 2 380,906 27,030 STRYKER CORP COM 863667101 22,841 425,340 Defined 2 399,871 25,469 SYMANTEC CORP COM 871503108 455 27,200 Sole 27,200 SYNGENTA AG SPONSORED ADR 87160A100 1,134 19,287 Defined 2 14,887 4,400 SYSCO CORP COM 871829107 1,196 40,697 Defined 2 40,697 - TALISMAN ENERGY INC COM 87425E103 593 26,720 Defined 2 26,720 - TARGET CORP COM 87612E106 20,127 334,725 Defined 2 316,404 18,321 TARGET CORP COM 87612E106 239 3,975 Defined 1 3,975 TECHNE CORP COM 878377100 585 8,908 Defined 2 6,818 2,090 TELEFLEX INC COM 879369106 1,425 26,475 Defined 2 26,475 - TELEFONICA S A SPONSORED ADR 879382208 321 4,687 Defined 2 4,659 28 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,141 21,892 Defined 2 20,457 1,435 TEXAS INSTRS INC COM 882508104 1,130 34,762 Defined 2 33,377 1,385 THERMO FISHER SCIENTIFIC INC COM 883556102 18,652 336,926 Defined 2 317,588 19,338 THOMSON REUTERS CORP COM 884903105 273 7,333 Sole 7,333 TIME WARNER INC COM NEW 887317303 230 7,139 Sole 7,139 TORONTO DOMINION BK ONT COM NEW 891160509 11,193 150,622 Defined 2 24,879 125,743 TRANSOCEAN LTD REG SHS H8817H100 501 7,214 Defined 2 2,784 4,430 TYCO INTERNATIONAL LTD SHS H89128104 561 13,543 Defined 2 13,543 - UGI CORP NEW COM 902681105 1,546 48,957 Defined 2 48,957 - ULTRA PETROLEUM CORP COM 903914109 24,041 503,271 Defined 2 472,705 30,566 UNION PAC CORP COM 907818108 1,350 14,566 Defined 2 13,163 1,403 UNION PAC CORP COM 907818108 307 3,316 Sole 3,316 UNITED PARCEL SERVICE INC CL B 911312106 8,583 118,259 Defined 2 77,848 40,411 UNITED PARCEL SERVICE INC CL B 911312106 433 5,967 Sole 5,967 UNITED TECHNOLOGIES CORP COM 913017109 36,583 464,726 Defined 2 438,144 26,582 UNITED TECHNOLOGIES CORP COM 913017109 503 6,385 Defined 1 6,385 UNITED TECHNOLOGIES CORP COM 913017109 448 5,685 Sole 5,685
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC COM 91324P102 16,887 467,659 Defined 2 440,305 27,354 UNITEDHEALTH GROUP INC COM 91324P102 248 6,876 Sole 6,876 US BANCORP DEL COM NEW 902973304 23,274 862,969 Defined 2 815,968 47,001 US BANCORP DEL COM NEW 902973304 330 12,231 Sole 12,231 VALLEY NATL BANCORP COM 919794107 165 11,530 Defined 2 11,530 - VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 880 18,279 Defined 2 4,779 13,500 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1,219 37,064 Defined 2 20,664 16,400 VERIZON COMMUNICATIONS INC COM 92343V104 28,732 803,017 Defined 2 739,679 63,338 VERIZON COMMUNICATIONS INC COM 92343V104 893 24,953 Sole 24,953 VERIZON COMMUNICATIONS INC COM 92343V104 468 13,070 Defined 1 13,070 VISA INC COM CL A 92826C839 377 5,351 Sole 5,351 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 322 12,167 Defined 2 9,652 2,515 VULCAN MATLS CO COM 929160109 206 4,633 Sole 4,633 WAL MART STORES INC COM 931142103 6,791 125,929 Defined 2 115,484 10,445 WAL MART STORES INC COM 931142103 1,261 23,386 Sole 23,386 WAL MART STORES INC COM 931142103 286 5,310 Defined 1 5,310 WALGREEN CO COM 931422109 1,362 34,967 Defined 2 29,229 5,738 WALGREEN CO COM 931422109 290 7,453 Sole 7,453 WALGREEN CO COM 931422109 226 5,800 Defined 1 5,800 WARNER CHILCOTT PLC IRELAND SHS A G94368100 347 15,360 Defined 2 15,360 - WASTE MGMT INC DEL COM 94106L109 204 5,545 Defined 2 5,245 300 WELLS FARGO & CO NEW COM 949746101 30,187 974,103 Defined 2 914,317 59,786 WELLS FARGO & CO NEW COM 949746101 1,014 32,736 Sole 32,736 WELLS FARGO & CO NEW COM 949746101 558 18,010 Defined 1 18,010 WEYERHAEUSER CO COM 962166104 323 17,072 Sole 17,072 WILLIAMS COS INC DEL COM 969457100 507 20,493 Sole 20,493 WINDSTREAM CORP COM 97381W104 218 15,669 Sole 15,669 XEROX CORP COM 984121103 526 45,630 Sole 45,630 YAHOO INC COM 984332106 171 10,287 Sole 10,287 YUM BRANDS INC COM 988498101 27,301 556,600 Defined 2 523,607 32,993 ZIMMER HLDGS INC COM 98956P102 5,604 104,398 Defined 2 93,856 10,542 - ------------------------------------------------------------------------------------------------------------------------------------ 421 1,887,421 - ------------------------------------------------------------------------------------------------------------------------------------
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