-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qskndbct7FlUCmbNz432odTL656iNwYl7m3Ns1C3dufJtHyjVJxdIHGW9Dco/Jbb QJQM6dTf0NqflauzQ3mYpQ== 0001406484-11-000002.txt : 20110214 0001406484-11-000002.hdr.sgml : 20110214 20110214144505 ACCESSION NUMBER: 0001406484-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Partners, LLC CENTRAL INDEX KEY: 0001406484 IRS NUMBER: 203760303 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12901 FILM NUMBER: 11606269 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 389-8760 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 harvey13f123110.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ------------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvey Partners, LLC Address: 610 Fifth Avenue Suite 311 New York, NY 10020 Form 13F File Number: 28-12901 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey C. Moskowitz Title: Managing Member Phone: (212) 782-3737 Signature, Place, and Date of Signing: /S/ Jeffrey C. Moskowitz New York, NY 2/14/11 - ------------------------------------- -------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holding of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------- Form 13F Information Table Entry Total: 58 ----------------- Form 13F Information Table Value Total: $ 209,560 ----------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Harvey Partners, LLC FORM 13F AS OF DATE: 12/31/10
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AAR CORP COM 000361105 3694 134490 SH SOLE 134490 0 0 ACTUATE CORP COM 00508B102 4561 800100 SH SOLE 800100 0 0 AEROFLEX HLDG CORP COM 007767106 7419 451000 SH SOLE 451000 0 0 AK STL HLDG CORP COM 001547108 7612 465000 SH SOLE 465000 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 2130 199408 SH SOLE 199408 0 0 AUDIOCODES LTD ORD M15342104 3534 600000 SH SOLE 600000 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 389 20000 SH SOLE 20000 0 0 CALAMP CORP COM 128126109 808 257364 SH SOLE 257364 0 0 CHART INDS INC COM PAR $.01 16115Q308 6351 188000 SH SOLE 188000 0 0 CVR ENERGY INC COM 12662P108 15560 1025000 SH SOLE 1025000 0 0 DANA HOLDING CORP COM 235825205 3094 179775 SH SOLE 179775 0 0 DOUGLAS DYNAMICS INC COM 25960R105 2197 145000 SH SOLE 145000 0 0 EASTMAN KODAK CO CALL 277461909 313 6870 SH CALL SOLE 6870 0 0 ENERGYSOLUTIONS INC COM 292756202 924 165800 SH SOLE 165800 0 0 ENPRO INDS INC COM 29355X107 7689 185000 SH SOLE 185000 0 0 ENTEGRIS INC COM 29362U104 6237 835000 SH SOLE 835000 0 0 ENTEROMEDICS INC COM NEW 29365M208 947 307500 SH SOLE 307500 0 0 FSI INTL INC COM 302633102 1592 360160 SH SOLE 360160 0 0 GLOBALOPTIONS GROUP INC COM NEW 37946D209 1775 710100 SH SOLE 710100 0 0 GRAFTECH INTL LTD COM 384313102 4563 230000 SH SOLE 230000 0 0 GRAHAM CORP COM 384556106 2550 127500 SH SOLE 127500 0 0 GRANITE CONSTR INC COM 387328107 4937 180000 SH SOLE 180000 0 0 GRANITE CONSTR INC CALL 387328907 385 7700 SH CALL SOLE 7700 0 0 HILLENBRAND INC COM 431571108 1821 87500 SH SOLE 87500 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 5328 800000 SH SOLE 800000 0 0 INTEGRATED DEVICE TECHNOLOGY CALL 458118906 551 10500 SH CALL SOLE 10500 0 0 INTERSIL CORP CL A 46069S109 605 39600 SH SOLE 39600 0 0 ISHARES TR PUT 464287955 363 2000 SH PUT SOLE 2000 0 0 KNOT INC COM 499184109 4841 490000 SH SOLE 490000 0 0 KULICKE & SOFFA INDS INC CALL 501242901 312 2400 SH CALL SOLE 2400 0 0 LANDEC CORP COM 514766104 4291 717500 SH SOLE 717500 0 0 LIBBEY INC COM 529898108 7890 510000 SH SOLE 510000 0 0 LOGMEIN INC COM 54142L109 5587 126003 SH SOLE 126003 0 0 MAGMA DESIGN AUTOMATION COM 559181102 1503 300000 SH SOLE 300000 0 0 MATTSON TECHNOLOGY INC COM 577223100 1365 455000 SH SOLE 455000 0 0 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 3059 501516 SH SOLE 501516 0 0 MONSANTO CO NEW CALL 61166W901 278 1425 SH CALL SOLE 1425 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 2919 1050000 SH SOLE 1050000 0 0 OIL DRI CORP AMER COM 677864100 5534 257500 SH SOLE 257500 0 0 OWENS ILL INC CALL 690768903 256 2050 SH CALL SOLE 2050 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 1241 175000 SH SOLE 175000 0 0 PILGRIMS PRIDE CORP NEW CALL 72147K908 364 4500 SH CALL SOLE 4500 0 0 PULSE ELECTRONICS CORP COM 74586W106 3990 750000 SH SOLE 750000 0 0 RESEARCH IN MOTION LTD COM 760975102 2634 45309 SH SOLE 45309 0 0 ROGERS CORP COM 775133101 6694 175000 SH SOLE 175000 0 0 SANMINA SCI CORP COM NEW 800907206 337 29336 SH SOLE 29336 0 0 SCHIFF NUTRITION INTL INC COM 806693107 5448 600000 SH SOLE 600000 0 0 SILICON IMAGE INC COM 82705T102 6689 910000 SH SOLE 910000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 4267 114000 SH SOLE 114000 0 0 SUNCOR ENERGY INC NEW COM 867224107 3561 93000 SH SOLE 93000 0 0 SUNOCO INC COM 86764P109 5577 138358 SH SOLE 138358 0 0 SUPERVALU INC CALL 868536903 248 4680 SH CALL SOLE 4680 0 0 TERRA NOVA RTY CORP COM 88102D103 5467 700000 SH SOLE 700000 0 0 TESORO CORP COM 881609101 7138 385000 SH SOLE 385000 0 0 THESTREET COM COM 88368Q103 4072 1525000 SH SOLE 1525000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 6098 655000 SH SOLE 655000 0 0 WESTERN REFNG INC COM 959319104 9099 860000 SH SOLE 860000 0 0 WESTERN REFNG INC CALL 959319904 872 6600 SH CALL SOLE 6600 0 0
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