-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzBIQgkM2tfN55MWv5GTxL9TTCmlJk09bUFmZYfxfj8nxXPjN3LRTZ6sXh8Qan9d 64t75skHYNantaOSoQ3ngQ== 0001166152-11-000002.txt : 20110214 0001166152-11-000002.hdr.sgml : 20110214 20110214174428 ACCESSION NUMBER: 0001166152-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001166152 IRS NUMBER: 731554000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10017 FILM NUMBER: 11608286 BUSINESS ADDRESS: STREET 1: 1924 S UTICA SUITEF 1120 CITY: TULSA STATE: OK ZIP: 74104 BUSINESS PHONE: 9187473412 13F-HR 1 form13f123110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Prescott Group Capital Management, L.L.C. Address: 1924 South Utica, Suite #1120 Tulsa, OK 74104 13F File Number: 28-10017 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jeff Watkins Title: President Phone: 918-747-3412 Signature: Jeff Watkins Place: Tulsa, Oklahoma Date of Signing: 2/14/11 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $494,634 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 4 KIDS ENTMT INC COM COM 350865101 990 2414209 SH SOLE 2414209 A.C. MOORE ARTS & CRAFTS COM 00086T103 787 313484 SH SOLE 313484 ACTIVE POWER, INC. COM 00504W100 172 70000 SH SOLE 70000 AIR TRANSPORT SRVS GROUP COM 00922R105 37055 4690540 SH SOLE 4690540 ALCATEL-LUCENT COM 013904305 1009 341000 SH SOLE 341000 AMAG PHARMACEUTICALS, INC. COM 00163U106 1870 103337 SH SOLE 103337 AMER ORIENTAL BIOENGINEERING COM 028731107 6131 2554610 SH SOLE 2554610 AMERICAN EXPRESS CO COM COM 025816109 386 9000 SH SOLE 9000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 629 22000 SH SOLE 22000 AMERIGON, INC. COM 03070L300 3188 293000 SH SOLE 293000 APAC CUSTOMER SERVICES, INC. COM 00185E106 1875 308907 SH SOLE 308907 ASIAINFO HOLDINGS, INC. COM 04518A104 2778 167666 SH SOLE 167666 BALLARD POWER SYS, INC. COM 058586108 3639 2425765 SH SOLE 2425765 BARNES & NOBLE, INC. COM 067774109 877 61978 SH SOLE 61978 BIOSCRIP, INC. COM 09069N108 2986 570984 SH SOLE 570984 BLUEGREEN CORP COM 096231105 895 278000 SH SOLE 278000 BLUEPHOENIX SOLUTIONS COM M20157109 12122 5772359 SH SOLE 5772359 BORDERS GROUP, INC. COM 099709107 1328 1474701 SH SOLE 1474701 BROWN SHOE, INC. COM 115736100 195 14000 SH SOLE 14000 BUCKEYE PARTNERS, L.P. COM 118230101 3298 49350 SH SOLE 49350 BUILDERS FIRSTSOURCE COM 12008R107 6127 3110139 SH SOLE 3110139 CADENCE DESIGN SYSTEM, INC. COM 127387108 1364 165170 SH SOLE 165170 CALAMP CORP COM 128126109 843 268500 SH SOLE 268500 CARDICA, INC. COM 14141R101 6687 1526806 SH SOLE 1526806 CARDIONET, INC. COM 14159L103 108 23000 SH SOLE 23000 CHECK POINT SOFTWARE ORD COM M22465104 2683 58000 SH SOLE 58000 CHINA AGRITECH, INC. COM 16937A200 748 60998 SH SOLE 60998 CHINA CERAMICS CO., LTD COM G2113X100 3015 385000 SH SOLE 385000 CHINA CORD BLOOD CORP COM G21107100 81 20100 SH SOLE 20100 CHINA MARINE FOOD GROUP LTD COM 16943R106 6620 1225843 SH SOLE 1225843 CHINA REAL ESTATE INFO CORP COM 16948Q103 1496 155800 SH SOLE 155800 CHINA XD PLASTICS CO., LTD. COM 16948F107 4724 869992 SH SOLE 869992 CHINDEX INTERNATIONAL, INC. COM 169467107 7313 443467 SH SOLE 443467 CIT GROUP, INC. COM 125581801 2682 56950 SH SOLE 56950 CNINSURE, INC. COM 18976M103 2253 130281 SH SOLE 130281 COGNEX CORP COM 192422103 1991 67683 SH SOLE 67683 COMSTOCK HOMEBUILDING COS COM 205684103 1556 1353417 SH SOLE 1353417 COMVERSE TECHNOLOGY COM 205862402 4018 553394 SH SOLE 553394 COPART INC COM COM 217204106 213 5700 SH SOLE 5700 CPI CORPORATION COM 125902106 3157 140000 SH SOLE 140000 CRYOLIFE, INC. COM 228903100 661 122000 SH SOLE 122000 CRYPTOLOGIC LTD COM G3159C109 778 551903 SH SOLE 551903 D R HORTON, INC. COM 23331A109 1169 98000 SH SOLE 98000 DDI CORPORATION COM 233162502 1246 105935 SH SOLE 105935 DEMANDTEC, INC. COM 24802R506 9506 876948 SH SOLE 876948 DENTSPLY INTL INC NEW COM COM 249030107 232 6800 SH SOLE 6800 DIALOGIC CORPORATION COM 25250T100 3202 810696 SH SOLE 810696 DYNAVOX, INC. COM 26817F104 1504 293258 SH SOLE 293258 EDIETS.COM COM 280597105 148 296410 SH SOLE 296410 ENGLOBAL CORP COM 293306106 4929 1325001 SH SOLE 1325001 EXACT SCIENCES CORP COM 30063P105 1615 270000 SH SOLE 270000 FIRST MARBLEHEAD CORP COM 320771108 20400 9401041 SH SOLE 9401041 FLANDERS CORP COM 338494107 6638 2113965 SH SOLE 2113965 FOCUS MEDIA HLDGS LTD COM 34415V109 504 23000 SH SOLE 23000 FUNDTECH LTD COM M47095100 6525 404500 SH SOLE 404500 FUQI INTERNATIONAL, INC. COM 36102A207 6663 1044330 SH SOLE 1044330 FURNITURE BRANDS INTL, INC. COM 360921100 1897 369117 SH SOLE 369117 FUSHI COPPERWELD, INC. COM 36113E107 897 101000 SH SOLE 101000 GENERAL GROWTH PROPERTIES COM 370021107 7729 499304 SH SOLE 499304 GFI GROUP, INC. COM 361652209 274 58415 SH SOLE 58415 GLOBAL POWER EQUIP COM 37941P306 306 13190 SH SOLE 13190 GP STRATEGIES CORP COM 36225V104 2042 199370 SH SOLE 199370 GREAT ATLANTIC & PAC TEA, INC. COM 390064202 128 18550 SH SOLE 18550 GREAT WOLF RESORTS COM 391523107 5498 2106405 SH SOLE 2106405 GRUBB & ELLIS CO. COM 400095204 78 61436 SH SOLE 61436 GSI GROUP, INC. COM 36191C205 7119 672841 SH SOLE 672841 HACKETT GROUP, INC. COM 404609109 939 267599 SH SOLE 267599 HARRIS CORP COM 413875105 217 4800 SH SOLE 4800 HASBRO, INC. COM 418056107 944 20000 SH SOLE 20000 HEALTHSOUTH CORP COM COM 421924309 3038 146700 SH SOLE 146700 HENRY SCHEIN, INC. COM 806407102 221 3600 SH SOLE 3600 HERTZ GLOBAL HOLDINGS COM 42805T105 760 52436 SH SOLE 52436 HOWARD HUGHES CORP COM 44267D107 2672 49103 SH SOLE 49103 HURON CONSULTING GROUP, INC. COM 447462102 1058 39987 SH SOLE 39987 IDEXX LABORATORIES, INC. COM 45168D104 1777 25669 SH SOLE 25669 II VI, INC. COM 902104108 556 12000 SH SOLE 12000 ISHARES BARCLAYS COM 464288646 626 6000 SH SOLE 6000 ISHARES TR S&P MIDCAP 400 COM 464287507 816 9000 SH SOLE 9000 ITT EDUCATIONAL SERVICES, INC. COM 45068B109 1777 27900 SH SOLE 27900 JINGWEI INTL LTD COM 47759G108 612 150438 SH SOLE 150438 JINPAN INTL, LTD. COM G5138L100 1470 139600 SH SOLE 139600 JOE'S JEANS, INC. COM 47777N101 20 12700 SH SOLE 12700 JOHN BEAN TECHNOLOGIES CORP COM 477839104 399 19833 SH SOLE 19833 K-V PHARMACEUTICAL CO. COM 482740206 3390 1329357 SH SOLE 1329357 KIT DIGITAL, INC. COM 482470200 7592 473327 SH SOLE 473327 L J INTL COM G55312105 302 77583 SH SOLE 77583 LAKES ENTERTAINMENT, INC. COM 51206P109 39 13578 SH SOLE 13578 LEAPFROG ENTERPRISES COM 52186N106 1585 285587 SH SOLE 285587 LEAR CORP COM 521865204 691 7000 SH SOLE 7000 LECG CORP COM 523234102 141 102000 SH SOLE 102000 LENNAR CORP COM 526057104 1875 100000 SH SOLE 100000 LORAL SPACE & COMMUNICATION, I COM 543881106 1912 25000 SH SOLE 25000 MAGAL SECURITY SYSTEMS COM M6786D104 1657 532927 SH SOLE 532927 MBIA, INC. COM 55262C100 1559 130000 SH SOLE 130000 MELA SCIENCES, INC. COM 55277R100 464 138500 SH SOLE 138500 MERITAGE HOMES CORP COM 59001A102 289 13000 SH SOLE 13000 MIDCAP SPDRS COM 78467Y107 1589 9652 SH SOLE 9652 MORGAN STANLEY COM 617446448 1116 41000 SH SOLE 41000 MOTRICITY, INC. COM 620107102 377 20300 SH SOLE 20300 MRV COMMUNICATIONS COM 553477100 6985 3902178 SH SOLE 3902178 NAMTAI ELECTRONICS COM 629865205 3387 529281 SH SOLE 529281 NATL INSTRUMENTS CORP COM 636518102 817 21706 SH SOLE 21706 NATURES SUNSHINE PRODUCTS COM 639027101 16751 1865383 SH SOLE 1865383 NAVARRE CORP COM 639208107 33 15300 SH SOLE 15300 NAVIGANT CONSULTING, INC. COM 63935N107 3680 400000 SH SOLE 400000 NCI BUILDING SYSTEMS, INC. COM 628852204 8386 599441 SH SOLE 599441 NEWPARK RESOURCES, INC. COM 651718504 3216 522075 SH SOLE 522075 NIKE INC CL B COM 654106103 359 4200 SH SOLE 4200 NUVASIVE, INC. COM 670704105 708 27600 SH SOLE 27600 OPENWAVE SYSTEMS, INC. COM 683718308 6468 3050762 SH SOLE 3050762 OPTIBASE LTD ORD COM M7524R108 2788 2006098 SH SOLE 2006098 ORACLE CORP COM COM 68389X105 238 7601 SH SOLE 7601 ORIENT PAPER, INC. COM 68619F205 2542 399731 SH SOLE 399731 ORIGIN AGRITECH LTD COM G67828106 9167 860781 SH SOLE 860781 PACER INTL, INC. COM 69373H106 12247 1790455 SH SOLE 1790455 PANSOFT COMPANY LTD COM G6891W101 510 118475 SH SOLE 118475 PAR TECHNOLOGY CORP COM 698884103 8660 1516634 SH SOLE 1516634 PARKER HANNIFIN CORP COM 701094104 259 3000 SH SOLE 3000 PENN NATIONAL GAMING COM 707569109 791 22500 SH SOLE 22500 PERFECT WORLD CO. LTD COM 71372U104 1180 49900 SH SOLE 49900 PILGRIMS PRIDE CORP COM 72147K108 539 76000 SH SOLE 76000 POLYCOM INC COM COM 73172K104 871 22336 SH SOLE 22336 PRG-SCHULTZ INTL, INC. COM 69357C503 4507 712077 SH SOLE 712077 PRINCETON REVIEW, INC. COM 742352107 737 624300 SH SOLE 624300 PULSE ELECTRONIC CORP. COM 74586W106 2728 512800 SH SOLE 512800 QKL STORES, INC. COM 74732Y105 4764 1341898 SH SOLE 1341898 QUALITY SYSTEMS, INC. COM 747582104 710 10176 SH SOLE 10176 RAE SYSTEMS COM 75061P102 1564 971276 SH SOLE 971276 RAYTHEON CO COM NEW COM 755111507 324 7000 SH SOLE 7000 REDDY ICE HLDGS, INC. COM 75734R105 570 207449 SH SOLE 207449 REGAL ENTERTAINMENT GROUP COM 758766109 796 67800 SH SOLE 67800 RPM INC OHIO COM COM 749685103 575 26000 SH SOLE 26000 SAPIENT CORPORATION COM 803062108 2061 170301 SH SOLE 170301 SATYAM COMPUTER SERVICES LTD COM 804098101 1534 525407 SH SOLE 525407 SCHLUMBERGER LTD COM COM 806857108 292 3500 SH SOLE 3500 SENOMYX, INC. COM 81724Q107 15521 2176800 SH SOLE 2176800 SERACARE LIFE SCIENCES COM 81747T104 646 136000 SH SOLE 136000 SHANDA GAMES LTD COM 81941U105 257 40000 SH SOLE 40000 SHUFFLE MASTER COM 825549108 3558 310741 SH SOLE 310741 SILICON GRAPHICS INTL CORP COM 82706L108 19835 2196550 SH SOLE 2196550 SKECHERS USA, INC. COM 830566105 3879 193964 SH SOLE 193964 SLM CORP COM 78442P106 1374 109119 SH SOLE 109119 SOUTHWEST SECS GROUP COM COM 78503N107 15089 2987967 SH SOLE 2987967 STARBUCKS CORP COM COM 855244109 350 10900 SH SOLE 10900 STEREOTAXIS, INC. COM 85916J102 1915 500000 SH SOLE 500000 STEWART INFORMATION SVCS COM 860372101 11589 1005078 SH SOLE 1005078 SUNRISE SENIOR LIVING, INC. COM 86768K106 1086 199200 SH SOLE 199200 SXC HEALTH SOLUTIONS COM 78505P100 1286 30000 SH SOLE 30000 SYNERON MEDICAL COM M87245102 651 63892 SH SOLE 63892 TELESTONE TECHNOLOGIES CORP COM 87953J102 668 62931 SH SOLE 62931 TENNECO AUTOMOTIVE, INC. COM 880349105 1708 41500 SH SOLE 41500 TERRA NOVA RTY CORP COM 88102D103 992 127018 SH SOLE 127018 THERMOGENESIS CORP COM 883623308 1549 440177 SH SOLE 440177 TW TELECOM, INC. COM 87311L104 425 24914 SH SOLE 24914 ULTRALIFE BATTERIES COM 903899102 1044 158000 SH SOLE 158000 UNITED TECHNOLOGIES CORP COM 913017109 425 5400 SH SOLE 5400 UQM TECHNOLOGIES COM 903213106 436 190300 SH SOLE 190300 UTSTARCOM, INC. COM 918076100 654 317321 SH SOLE 317321 VANCE INFORMATION TECHNOLOGIES COM 921564100 3478 100700 SH SOLE 100700 VISION CHINA MEDIA, INC. COM 92833U103 1755 378257 SH SOLE 378257 WABASH NATL CORP COM 929566107 6992 590000 SH SOLE 590000 WAL MART STORES INC COM COM 931142103 216 4000 SH SOLE 4000 WELLCARE HEALTH PLANS, INC. COM 94946T106 2945 97443 SH SOLE 97443 WESTERN GAS PARTNERS, L.P. COM 958254104 1600 52800 SH SOLE 52800 WINNER MEDICAL GROUP, INC. COM 97476P204 442 80400 SH SOLE 80400 WOLVERINE WORLD WIDE, INC. COM 978097103 204 6400 SH SOLE 6400 WONDER AUTO TECHNOLOGY, INC. COM 978166106 1157 153500 SH SOLE 153500 YONGYE INTERNATIONAL, INC. COM 98607B106 1789 213000 SH SOLE 213000 YRC WORLDWIDE, INC. COM 984249300 1397 375445 SH SOLE 375445 YUCHENG TECHNOLOGIES COM G98777108 139 38307 SH SOLE 38307 KV PHARMACEUTICAL DTD 11/16/03 CONV 482740AC1 1782 3300000 PRN SOLE 3300000
-----END PRIVACY-ENHANCED MESSAGE-----