0001193125-11-129993.txt : 20110506 0001193125-11-129993.hdr.sgml : 20110506 20110506110958 ACCESSION NUMBER: 0001193125-11-129993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110506 DATE AS OF CHANGE: 20110506 EFFECTIVENESS DATE: 20110506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11523 FILM NUMBER: 11817513 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA May 6, 2011 -------------------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 465 lines Form 13F Information Table Value Total: 1,740,183 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------------------------------------------ 01 28-11546 Genworth Financial Wealth Management, Inc.

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- 3M CO COM COM 88579Y101 16,369 175,074 SH Sole 01 175,074 ABB LTD SPONSORED ADR SPONSORED ADR 000375204 3,348 138,419 SH Sole 01 138,419 ABBOTT LABS COM COM 002824100 9,387 191,370 SH Sole 01 191,370 ABERCROMBIE & FITCH CO CL A CL A 002896207 4,833 82,335 SH Sole 01 82,335 ACACIA RESH CORP ACACIA TCH COM COM 003881307 2,476 72,088 SH Sole 01 72,088 AES CORP COM COM 00130H105 1,446 111,241 SH Sole 01 111,241 AETNA INC NEW COM COM 00817Y108 37 1,000 SH Sole 01 1,000 AFFILIATED MANAGERS GROUP COM COM 008252108 6,616 60,489 SH Sole 01 60,489 AFLAC INC COM COM 001055102 13 250 SH Sole 01 250 AIR PRODS & CHEMS INC COM COM 009158106 2,487 27,577 SH Sole 01 27,577 AKAMAI TECHNOLOGIES INC COM COM 00971T101 51 1,350 SH Sole 01 1,350 ALBEMARLE CORP COM COM 012653101 10,237 171,275 SH Sole 01 171,275 ALCOA INC COM COM 013817101 4,714 266,936 SH Sole 01 266,936 ALEXANDER & BALDWIN INC COM COM 014482103 3,433 75,194 SH Sole 01 75,194 ALLSTATE CORP COM COM 020002101 1,352 42,550 SH Sole 01 42,550 ALTERA CORP COM COM 021441100 0 3 SH Sole 01 3 AMAZON COM INC COM COM 023135106 41 225 SH Sole 01 225 AMEDISYS INC COM COM 023436108 0 2 SH Sole 01 2 AMERICAN AXLE & MFG HLDGS IN COM COM 024061103 2,193 174,158 SH Sole 01 174,158 AMERICAN ELEC PWR INC COM COM 025537101 2,069 58,886 SH Sole 01 58,886 AMERICAN EXPRESS CO COM COM 025816109 3 72 SH Sole 01 72 AMERICAN MED SYS HLDGS INC COM COM 02744M108 0 3 SH Sole 01 3 AMERICAS CAR MART INC COM COM 03062T105 1,289 49,982 SH Sole 01 49,982 AMERIGAS PARTNERS L P UNIT L P INT COM 030975106 14 300 SH Sole 01 300 AMGEN INC COM COM 031162100 5 95 SH Sole 01 95 ANALOG DEVICES INC COM COM 032654105 32 800 SH Sole 01 800 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR SPONSORED ADR 03524A108 0 7 SH Sole 01 7 ANSYS INC COM COM 03662Q105 51 950 SH Sole 01 950 APPLE INC COM COM 037833100 2,929 8,405 SH Sole 01 8,405 APPLIED MATLS INC COM COM 038222105 30 1,900 SH Sole 01 1,900 ARKANSAS BEST CORP DEL COM COM 040790107 3,024 116,678 SH Sole 01 116,678 ASML HOLDING N V NY REG SHS COM N07059186 3,350 75,286 SH Sole 01 75,286 ASSOCIATED BANC CORP COM COM 045487105 1,972 132,766 SH Sole 01 132,766 ASSURED GUARANTY LTD COM COM G0585R106 2,044 137,164 SH Sole 01 137,164 AT&T INC COM COM 00206R102 39 1,281 SH Sole 01 1,281 AUTOLIV INC COM COM 052800109 0 4 SH Sole 01 4 AUTOMATIC DATA PROCESSING IN COM COM 053015103 3,317 64,652 SH Sole 01 64,652 BAIDU INC SPON ADR REP A ADR 056752108 1,958 14,208 SH Sole 01 14,208 BALCHEM CORP COM COM 057665200 1,369 36,480 SH Sole 01 36,480 BANCO SANTANDER SA ADR ADR 05964H105 0 31 SH Sole 01 31 BANK OF AMERICA CORPORATION COM COM 060505104 5 368 SH Sole 01 368

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- BANK OF NEW YORK MELLON CORP COM COM 064058100 3 90 SH Sole 01 90 BARCLAYS BK PLC 10 YR TREAS BEAR ETF 06740L451 18,294 344,523 SH Sole 01 344,523 BARCLAYS BK PLC DJUBS CMDT ETN36 ETN 06738C778 1,493 29,077 SH Sole 01 29,077 BARCLAYS PLC ADR ADR 06738E204 2,042 112,560 SH Sole 01 112,560 BARD C R INC COM COM 067383109 5 50 SH Sole 01 50 BAXTER INTL INC COM COM 071813109 6,080 113,069 SH Sole 01 113,069 BAYTEX ENERGY CORP COM 07317Q105 3,529 58,600 SH Sole 58,600 BCE INC COM 05534B760 4,885 130,300 SH Sole 130,300 BE AEROSPACE INC COM COM 073302101 4,425 124,535 SH Sole 01 124,535 BECKMAN COULTER INC COM COM 075811109 17 200 SH Sole 01 200 BECTON DICKINSON & CO COM COM 075887109 2,313 29,046 SH Sole 01 29,046 BEMIS INC COM COM 081437105 558 17,005 SH Sole 01 17,005 BHP BILLITON LTD SPONSORED ADR ADR 088606108 3,437 35,844 SH Sole 01 35,844 BIO RAD LABS INC CL A CL A 090572207 5,535 46,068 SH Sole 01 46,068 BLACKROCK INC COM COM 09247X101 432 2,147 SH Sole 01 2,147 BLOUNT INTL INC NEW COM COM 095180105 1,144 71,566 SH Sole 01 71,566 BOEING CO COM COM 097023105 7,509 101,573 SH Sole 01 101,573 BOK FINL CORP COM NEW COM 05561Q201 1 10 SH Sole 01 10 BP PLC SPONSORED ADR ADR 055622104 3 75 SH Sole 01 75 BRIGGS & STRATTON CORP COM COM 109043109 4,623 204,096 SH Sole 01 204,096 BRISTOL MYERS SQUIBB CO COM COM 110122108 3 123 SH Sole 01 123 BRISTOW GROUP INC COM COM 110394103 1,119 23,661 SH Sole 01 23,661 BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 2,763 34,111 SH Sole 01 34,111 BROOKFIELD ASSET MANAGEMENT INC COM 112585104 3,285 98,100 SH Sole 98,100 BROOKFIELD PROPERTIES CORPORATION COM 112900105 1,302 71,200 SH Sole 71,200 BUCYRUS INTL INC NEW COM COM 118759109 0 1 SH Sole 01 1 CACI INTL INC CL A CL A 127190304 0 1 SH Sole 01 1 CANADIAN NATIONAL RAILWAY COMPANY COM 136375102 3,510 45,200 SH Sole 45,200 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 2,449 36,900 SH Sole 36,900 CAPITAL ONE FINL CORP COM COM 14040H105 1,255 24,155 SH Sole 01 24,155 CAPSTEAD MTG CORP COM NO PAR COM 14067E506 1,218 95,285 SH Sole 01 95,285 CARDINAL HEALTH INC COM COM 14149Y108 859 20,882 SH Sole 01 20,882 CARDTRONICS INC COM COM 14161H108 1,169 57,431 SH Sole 01 57,431 CATERPILLAR INC DEL COM COM 149123101 6,904 62,005 SH Sole 01 62,005 CELERA CORP COM COM 15100E106 1,109 136,742 SH Sole 01 136,742 CENOVUS ENERGY INC COM 15135U109 3,604 88,700 SH Sole 88,700 CENTRAL EUROPEAN DIST CORP COM COM 153435102 1,023 90,119 SH Sole 01 90,119 CENTURY ALUM CO COM COM 156431108 0 3 SH Sole 01 3 CERNER CORP COM COM 156782104 9,883 88,878 SH Sole 01 88,878 CHESAPEAKE ENERGY CORP COM COM 165167107 4,593 137,018 SH Sole 01 137,018 CHEVRON CORP NEW COM COM 166764100 508 4,729 SH Sole 01 4,729 CHICOS FAS INC COM COM 168615102 0 3 SH Sole 01 3 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR ADR 16945R104 1,894 114,086 SH Sole 01 114,086 CINTAS CORP COM COM 172908105 4 126 SH Sole 01 126 CISCO SYS INC COM COM 17275R102 4 237 SH Sole 01 237 CITY TELECOM H K LTD SPONSORED ADR ADR 178677209 562 37,131 SH Sole 01 37,131

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- CLOROX CO DEL COM COM 189054109 6 89 SH Sole 01 89 CMS ENERGY CORP COM COM 125896100 1,052 53,574 SH Sole 01 53,574 COCA COLA CO COM COM 191216100 4,677 70,506 SH Sole 01 70,506 COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 0 2 SH Sole 01 2 COINSTAR INC COM COM 19259P300 1,234 26,870 SH Sole 01 26,870 COLGATE PALMOLIVE CO COM COM 194162103 3,980 49,282 SH Sole 01 49,282 COMERICA INC COM COM 200340107 1,739 47,348 SH Sole 01 47,348 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A CL A 20440T201 1,609 38,370 SH Sole 01 38,370 COMPUTER SCIENCES CORP COM COM 205363104 2,222 45,606 SH Sole 01 45,606 COMTECH TELECOMMUNICATIONS C COM NEW COM 205826209 0 2 SH Sole 01 2 CONSTELLATION ENERGY GROUP I COM COM 210371100 1,790 57,493 SH Sole 01 57,493 COOPER COS INC COM NEW COM 216648402 0 2 SH Sole 01 2 COOPER TIRE & RUBR CO COM COM 216831107 1,151 44,682 SH Sole 01 44,682 CORNING INC COM COM 219350105 7,205 349,237 SH Sole 01 349,237 COSTCO WHSL CORP NEW COM COM 22160K105 37 500 SH Sole 01 500 CTC MEDIA INC COM COM 12642X106 1,641 69,613 SH Sole 01 69,613 CUBIC CORP COM COM 229669106 1,200 20,861 SH Sole 01 20,861 DANAHER CORP DEL COM COM 235851102 8,109 156,249 SH Sole 01 156,249 DARDEN RESTAURANTS INC COM COM 237194105 0 4 SH Sole 01 4 DECKERS OUTDOOR CORP COM COM 243537107 0 1 SH Sole 01 1 DELTA AIR LINES INC COM 247361702 132 13,451 SH Sole 13,451 DEVON ENERGY CORP NEW COM COM 25179M103 7,744 84,388 SH Sole 01 84,388 DEVRY INC DEL COM COM 251893103 32 585 SH Sole 01 585 DIME CMNTY BANCSHARES COM COM 253922108 1,198 81,184 SH Sole 01 81,184 DISCOVER FINL SVCS COM COM 254709108 2,565 106,362 SH Sole 01 106,362 DOLBY LABORATORIES INC COM COM 25659T107 0 4 SH Sole 01 4 DOLLAR TREE INC COM COM 256746108 0 2 SH Sole 01 2 DOMINION RES INC VA NEW COM COM 25746U109 45 1,000 SH Sole 01 1,000 DPL INC COM COM 233293109 2 68 SH Sole 01 68 DTE ENERGY CO COM COM 233331107 1,012 20,664 SH Sole 01 20,664 DU PONT E I DE NEMOURS & CO COM COM 263534109 3,047 55,437 SH Sole 01 55,437 E M C CORP MASS COM COM 268648102 7,536 283,719 SH Sole 01 283,719 EAST WEST BANCORP INC COM COM 27579R104 6,676 304,026 SH Sole 01 304,026 EBAY INC COM COM 278642103 7,684 247,565 SH Sole 01 247,565 EMERSON ELEC CO COM COM 291011104 7,298 124,897 SH Sole 01 124,897 EMULEX CORP COM NEW COM 292475209 0 3 SH Sole 01 3 ENBRIDGE INC COM 29250N105 5,351 84,400 SH Sole 84,400 ENCANA CORP COM 292505104 2,925 82,100 SH Sole 82,100 ENTERGY CORP NEW COM COM 29364G103 1,509 22,453 SH Sole 01 22,453 EQUINIX INC COM NEW COM 29444U502 10,677 117,200 SH Sole 01 117,200 ESTERLINE TECHNOLOGIES CORP COM COM 297425100 0 1 SH Sole 01 1 EXELON CORP COM COM 30161N101 1,115 27,047 SH Sole 01 27,047 EXPRESS SCRIPTS INC COM COM 302182100 40 720 SH Sole 01 720 EXXON MOBIL CORP COM COM 30231G102 7,934 94,303 SH Sole 01 94,303 EZCORP INC CL A NON VTG COM 302301106 0 2 SH Sole 01 2 FIRSTENERGY CORP COM COM 337932107 2 55 SH Sole 01 55

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS ADR 344419106 1,921 32,727 SH Sole 01 32,727 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 199 SH Sole 199 FULTON FINL CORP PA COM COM 360271100 1,281 115,331 SH Sole 01 115,331 GENERAL DYNAMICS CORP COM COM 369550108 5,735 74,906 SH Sole 01 74,906 GENERAL ELECTRIC CO COM COM 369604103 33 1,644 SH Sole 01 1,644 GENERAL MLS INC COM COM 370334104 44 1,200 SH Sole 01 1,200 GENON ENERGY INC COM COM 37244E107 189 49,703 SH Sole 01 49,703 GENTEX CORP COM COM 371901109 6,654 219,969 SH Sole 01 219,969 GEO GROUP INC COM COM 36159R103 1,209 47,138 SH Sole 01 47,138 GILEAD SCIENCES INC COM COM 375558103 2,500 58,860 SH Sole 01 58,860 GOLDMAN SACHS GROUP INC COM COM 38141G104 33 205 SH Sole 01 205 GOODRICH CORP COM COM 382388106 5,515 64,484 SH Sole 01 64,484 GOODRICH PETE CORP COM NEW COM 382410405 1,088 48,975 SH Sole 01 48,975 GOOGLE INC CL A CL A 38259P508 47 80 SH Sole 01 80 GRAINGER W W INC COM COM 384802104 3,816 27,714 SH Sole 01 27,714 GROUPE CGI INC CL A SUB VTG CL A 39945C109 5,415 258,731 SH Sole 01 258,731 GULF ISLAND FABRICATION INC COM COM 402307102 1,223 38,031 SH Sole 01 38,031 HALLIBURTON CO COM COM 406216101 4,964 99,600 SH Sole 01 99,600 HESS CORP COM COM 42809H107 1 16 SH Sole 01 16 HEWLETT PACKARD CO COM COM 428236103 4,494 109,699 SH Sole 01 109,699 HMS HLDGS CORP COM COM 40425J101 8,572 104,725 SH Sole 01 104,725 HOLOGIC INC COM 436440101 214 9,632 SH Sole 9,632 HOME DEPOT INC COM COM 437076102 11 295 SH Sole 01 295 HONDA MOTOR LTD AMERN SHS COM 438128308 2,566 68,408 SH Sole 01 68,408 HONEYWELL INTL INC COM COM 438516106 51 850 SH Sole 01 850 HSBC HLDGS PLC SPON ADR NEW SPONSORED ADR 404280406 707 13,639 SH Sole 01 13,639 ICICI BK LTD ADR ADR 45104G104 2,430 48,769 SH Sole 01 48,769 II VI INC COM COM 902104108 51 1,035 SH Sole 01 1,035 ILLINOIS TOOL WKS INC COM COM 452308109 2,883 53,672 SH Sole 01 53,672 INFORMATICA CORP COM COM 45666Q102 0 3 SH Sole 01 3 INTEL CORP COM COM 458140100 5 224 SH Sole 01 224 INTERNATIONAL BUSINESS MACHS COM COM 459200101 14,272 87,519 SH Sole 01 87,519 ISHARES GOLD TRUST ISHARES ETF 464285105 2 150 SH Sole 01 150 ISHARES INC MSCI AUSTRALIA ETF 464286103 3,095 116,282 SH Sole 01 116,282 ISHARES INC MSCI FRANCE ETF 464286707 500 18,582 SH Sole 01 18,582 ISHARES INC MSCI GERMAN ETF 464286806 254 9,785 SH Sole 01 9,785 ISHARES INC MSCI HONG KONG ETF 464286871 254 13,410 SH Sole 01 13,410 ISHARES INC MSCI JAPAN ETF 464286848 1,245 120,665 SH Sole 01 120,665 ISHARES INC MSCI NETHR INVES ETF 464286814 250 10,854 SH Sole 01 10,854 ISHARES INC MSCI SINGAPORE ETF 464286673 252 18,464 SH Sole 01 18,464 ISHARES INC MSCI SPAIN ETF 464286764 494 11,649 SH Sole 01 11,649 ISHARES INC MSCI SWEDEN ETF 464286756 251 7,655 SH Sole 01 7,655 ISHARES INC MSCI SWITZERLD ETF 464286749 498 19,702 SH Sole 01 19,702 ISHARES INC MSCI UTD KINGD ETF 464286699 747 41,715 SH Sole 01 41,715 ISHARES TR AGENCY BD FD ETF 464288166 5,111 46,741 SH Sole 01 46,741 ISHARES TR BARCLY USAGG B ETF 464287226 63,404 603,097 SH Sole 01 603,097

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- ISHARES TR BARCLYS 10-20YR ETF 464288653 87 774 SH Sole 01 774 ISHARES TR BARCLYS 1-3 YR ETF 464287457 12,420 148,299 SH Sole 01 148,299 ISHARES TR BARCLYS 1-3YR CR ETF 464288646 14,923 142,886 SH Sole 01 142,886 ISHARES TR BARCLYS 20+ YR ETF 464287432 10,312 111,928 SH Sole 01 111,928 ISHARES TR BARCLYS 3-7 YR ETF 464288661 7,760 67,965 SH Sole 01 67,965 ISHARES TR BARCLYS 7-10 YR ETF 464287440 11,920 128,160 SH Sole 01 128,160 ISHARES TR BARCLYS CR BD ETF 464288620 19,824 189,973 SH Sole 01 189,973 ISHARES TR BARCLYS MBS BD ETF 464288588 22,502 213,631 SH Sole 01 213,631 ISHARES TR BARCLYS SH TREA ETF 464288679 688 6,239 SH Sole 01 6,239 ISHARES TR BARCLYS TIPS BD ETF 464287176 18,255 167,229 SH Sole 01 167,229 ISHARES TR DJ INTL SEL DIVD ETF 464288448 800 22,345 SH Sole 01 22,345 ISHARES TR DJ SEL DIV INX ETF 464287168 823 15,780 SH Sole 01 15,780 ISHARES TR DJ US TECH SEC ETF 464287721 12,677 190,512 SH Sole 01 190,512 ISHARES TR DJ US TELECOMM ETF 464287713 1,893 79,468 SH Sole 01 79,468 ISHARES TR IBOXX INV CPBD ETF 464287242 4,822 44,565 SH Sole 01 44,565 ISHARES TR JPMORGAN USD ETF 464288281 1,366 12,808 SH Sole 01 12,808 ISHARES TR MRTG PLS CAP IDX ETF 464288539 12,824 844,786 SH Sole 01 844,786 ISHARES TR MSCI EAFE INDEX ETF 464287465 22,630 376,669 SH Sole 01 376,669 ISHARES TR MSCI EMERG MKT ETF 464287234 45,591 936,743 SH Sole 01 936,743 ISHARES TR MSCI GRW IDX ETF 464288885 16,505 265,178 SH Sole 01 265,178 ISHARES TR MSCI VAL IDX ETF 464288877 16,870 318,246 SH Sole 01 318,246 ISHARES TR RUSL 2000 GROW ETF 464287648 2,542 26,662 SH Sole 01 26,662 ISHARES TR RUSL 2000 VALU ETF 464287630 5,134 68,105 SH Sole 01 68,105 ISHARES TR RUSL 3000 VALU ETF 464287663 4,873 53,950 SH Sole 01 53,950 ISHARES TR RUSSELL 1000 ETF 464287622 7,131 96,540 SH Sole 01 96,540 ISHARES TR RUSSELL 2000 ETF 464287655 26,575 315,726 SH Sole 01 315,726 ISHARES TR RUSSELL MCP GR ETF 464287481 7 116 SH Sole 01 116 ISHARES TR RUSSELL MIDCAP ETF 464287499 430 3,949 SH Sole 01 3,949 ISHARES TR RUSSELL1000GRW ETF 464287614 329 5,442 SH Sole 01 5,442 ISHARES TR RUSSELL1000VAL ETF 464287598 6,645 96,774 SH Sole 01 96,774 ISHARES TR S&P 500 INDEX ETF 464287200 8,478 63,740 SH Sole 01 63,740 ISHARES TR S&P 500 VALUE ETF 464287408 3,917 61,871 SH Sole 01 61,871 ISHARES TR S&P CAL AMTFR MN ETF 464288356 10 95 SH Sole 01 95 ISHARES TR S&P GL UTILITI ETF 464288711 9,873 215,791 SH Sole 01 215,791 ISHARES TR S&P GLB MTRLS ETF 464288695 2,556 34,258 SH Sole 01 34,258 ISHARES TR S&P LTN AM 40 ETF 464287390 2,665 49,552 SH Sole 01 49,552 ISHARES TR S&P MC 400 GRW ETF 464287606 612 5,544 SH Sole 01 5,544 ISHARES TR S&P MIDCAP 400 ETF 464287507 5,707 57,812 SH Sole 01 57,812 ISHARES TR S&P MIDCP VALU ETF 464287705 3,955 45,885 SH Sole 01 45,885 ISHARES TR S&P NA MULTIMD ETF 464287531 847 23,809 SH Sole 01 23,809 ISHARES TR S&P NTL AMTFREE ETF 464288414 3,635 36,550 SH Sole 01 36,550 ISHARES TR S&P SMLCP GROW ETF 464287887 144 1,818 SH Sole 01 1,818 ISHARES TR S&P SMLCP VALU ETF 464287879 287 3,759 SH Sole 01 3,759 ISHARES TR S&P500 GRW ETF 464287309 5,887 85,672 SH Sole 01 85,672 ISHARES TR SMLL CORE INDX ETF 464288505 143 1,464 SH Sole 01 1,464 ISHARES TR SMLL GRWTH IDX ETF 464288604 286 3,094 SH Sole 01 3,094

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- ISHARES TR SMLL VAL INDX ETF 464288703 427 4,865 SH Sole 01 4,865 ISHARES TR US PFD STK IDX ETF 464288687 789 19,904 SH Sole 01 19,904 ITT CORP NEW COM COM 450911102 5,666 94,352 SH Sole 01 94,352 JACOBS ENGR GROUP INC DEL COM COM 469814107 15 290 SH Sole 01 290 JAKKS PAC INC COM COM 47012E106 3,413 176,379 SH Sole 01 176,379 JARDEN CORP COM COM 471109108 3,215 90,399 SH Sole 01 90,399 JOHNSON & JOHNSON COM COM 478160104 2,775 46,831 SH Sole 01 46,831 JOY GLOBAL INC COM COM 481165108 4,476 45,304 SH Sole 01 45,304 JPMORGAN CHASE & CO COM COM 46625H100 12,215 264,976 SH Sole 01 264,976 KEYCORP NEW COM COM 493267108 1,960 220,725 SH Sole 01 220,725 KNIGHT TRANSN INC COM COM 499064103 0 2 SH Sole 01 2 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW COM 500472303 5,265 163,653 SH Sole 01 163,653 KRAFT FOODS INC CL A CL A 50075N104 5,437 173,380 SH Sole 01 173,380 KUBOTA CORP ADR ADR 501173207 710 15,065 SH Sole 01 15,065 KULICKE & SOFFA INDS INC COM COM 501242101 1,104 118,084 SH Sole 01 118,084 LEGG MASON INC COM COM 524901105 3 92 SH Sole 01 92 LHC GROUP INC COM COM 50187A107 0 2 SH Sole 01 2 LIBERTY MEDIA CORP NEW INT COM SER A CL A 53071M104 5,513 343,714 SH Sole 01 343,714 LIFE TECHNOLOGIES CORP COM COM 53217V109 5,662 108,017 SH Sole 01 108,017 LINCOLN EDL SVCS CORP COM COM 533535100 0 2 SH Sole 01 2 LINCOLN ELEC HLDGS INC COM COM 533900106 18 240 SH Sole 01 240 LINCOLN NATL CORP IND COM COM 534187109 1,254 41,728 SH Sole 01 41,728 LKQ CORP COM COM 501889208 4,300 178,426 SH Sole 01 178,426 LOCKHEED MARTIN CORP COM COM 539830109 5,769 71,748 SH Sole 01 71,748 LOEWS CORP COM COM 540424108 4,658 108,101 SH Sole 01 108,101 LOWES COS INC COM COM 548661107 8,710 329,547 SH Sole 01 329,547 M/I HOMES INC COM COM 55305B101 3,369 224,779 SH Sole 01 224,779 MADDEN STEVEN LTD COM COM 556269108 3,814 81,273 SH Sole 01 81,273 MAIDEN HOLDINGS LTD SHS COM G5753U112 1,263 168,663 SH Sole 01 168,663 MAKITA CORP ADR NEW ADR 560877300 1,164 24,825 SH Sole 01 24,825 MANITOWOC INC COM COM 563571108 16 733 SH Sole 01 733 MARINEMAX INC COM COM 567908108 1,050 106,483 SH Sole 01 106,483 MARKET VECTORS ETF TR AGRIBUS ETF ETF 57060U605 1,537 27,422 SH Sole 01 27,422 MARKET VECTORS ETF TR COAL ETF ETF 57060U837 2,752 54,268 SH Sole 01 54,268 MARSHALL & ILSLEY CORP NEW COM COM 571837103 531 66,519 SH Sole 01 66,519 MASTERCARD INC CL A CL A 57636Q104 0 1 SH Sole 01 1 MBIA INC COM COM 55262C100 1,684 167,710 SH Sole 01 167,710 MCCORMICK & CO INC COM NON VTG COM 579780206 6 119 SH Sole 01 119 MCDONALDS CORP COM COM 580135101 10,585 139,114 SH Sole 01 139,114 MCGRAW HILL COS INC COM COM 580645109 4 98 SH Sole 01 98 MECHEL OAO SPONSORED ADR ADR 583840103 2,684 87,158 SH Sole 01 87,158 MEDIDATA SOLUTIONS INC COM COM 58471A105 998 39,023 SH Sole 01 39,023 MEDTRONIC INC COM COM 585055106 3 80 SH Sole 01 80 MERCK & CO INC NEW COM COM 58933Y105 3,851 116,672 SH Sole 01 116,672 METLIFE INC COM COM 59156R108 7,180 160,511 SH Sole 01 160,511 MICROMET INC COM COM 59509C105 1,089 194,202 SH Sole 01 194,202

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- MICROSOFT CORP COM COM 594918104 7,602 299,424 SH Sole 01 299,424 MOTRICITY INC COM COM 620107102 3,223 214,443 SH Sole 01 214,443 NALCO HOLDING COMPANY COM COM 62985Q101 6,914 253,172 SH Sole 01 253,172 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 2,327 48,429 SH Sole 01 48,429 NEWELL RUBBERMAID INC COM COM 651229106 38 2,000 SH Sole 01 2,000 NEWTEK BUSINESS SERVICES INC COM 652526104 240 146,141 SH Sole 146,141 NEXTERA ENERGY INC COM COM 65339F101 1,897 34,419 SH Sole 01 34,419 NIKE INC CL B CL B 654106103 0 2 SH Sole 01 2 NOBLE ENERGY INC COM COM 655044105 38 390 SH Sole 01 390 NORTHERN TR CORP COM COM 665859104 0 3 SH Sole 01 3 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 5,730 105,421 SH Sole 01 105,421 NOVO-NORDISK A S ADR ADR 670100205 2,735 21,836 SH Sole 01 21,836 NRG ENERGY INC COM NEW COM 629377508 0 1 SH Sole 01 1 NTT DOCOMO INC SPONS ADR ADR 62942M201 0 19 SH Sole 01 19 NV ENERGY INC COM COM 67073Y106 580 38,947 SH Sole 01 38,947 OCCIDENTAL PETE CORP DEL COM COM 674599105 3,985 38,133 SH Sole 01 38,133 OCEANEERING INTL INC COM COM 675232102 0 1 SH Sole 01 1 OLD REP INTL CORP COM COM 680223104 1,670 131,583 SH Sole 01 131,583 OMNICOM GROUP INC COM COM 681919106 1 15 SH Sole 01 15 OPLINK COMMUNICATIONS INC COM NEW COM 68375Q403 1,053 54,035 SH Sole 01 54,035 ORACLE CORP COM COM 68389X105 8,657 258,945 SH Sole 01 258,945 ORIX CORP SPONSORED ADR ADR 686330101 1,934 41,523 SH Sole 01 41,523 PARKER HANNIFIN CORP COM COM 701094104 0 3 SH Sole 01 3 PAYCHEX INC COM COM 704326107 29 920 SH Sole 01 920 PENN VA CORP COM COM 707882106 0 2 SH Sole 01 2 PEPSICO INC COM COM 713448108 42 650 SH Sole 01 650 PERRIGO CO COM COM 714290103 2,610 32,822 SH Sole 01 32,822 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR SPONSORED ADR 71654V408 1,898 46,933 SH Sole 01 46,933 PFIZER INC COM COM 717081103 34 1,671 SH Sole 01 1,671 PG&E CORP COM COM 69331C108 2,266 51,282 SH Sole 01 51,282 PHILIP MORRIS INTL INC COM COM 718172109 7,789 118,674 SH Sole 01 118,674 PIMCO ETF TR 1-5 US TIP IDX ETF 72201R205 3,733 69,888 SH Sole 01 69,888 PIMCO ETF TR ENHAN SHRT MAT ETF 72201R833 712 7,057 SH Sole 01 7,057 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 1,642 67,439 SH Sole 01 67,439 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 3,359 76,421 SH Sole 01 76,421 POWERSHARES ETF TRUST GOLDEN DRG USX ETF 73935X401 2,709 97,337 SH Sole 01 97,337 POWERSHARES ETF TRUST TECH SECT PORT ETF 73935X344 1,681 61,212 SH Sole 01 61,212 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 8,590 386,396 SH Sole 01 386,396 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 19 332 SH Sole 01 332 PPL CORP COM COM 69351T106 986 38,971 SH Sole 01 38,971 PRAXAIR INC COM COM 74005P104 3,570 35,135 SH Sole 01 35,135 PRECISION CASTPARTS CORP COM COM 740189105 61 415 SH Sole 01 415 PRICE T ROWE GROUP INC COM COM 74144T108 55 825 SH Sole 01 825 PRIVATEBANCORP INC COM COM 742962103 3,783 247,406 SH Sole 01 247,406 PROCTER & GAMBLE CO COM COM 742718109 9,060 147,085 SH Sole 01 147,085 PROSPERITY BANCSHARES INC COM COM 743606105 9,103 212,840 SH Sole 01 212,840

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- PRUDENTIAL FINL INC COM COM 744320102 10 170 SH Sole 01 170 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 0 1 SH Sole 01 1 QEP RES INC COM COM 74733V100 45 1,100 SH Sole 01 1,100 QUALCOMM INC COM COM 747525103 7 134 SH Sole 01 134 QUESTAR CORP COM COM 748356102 19 1,100 SH Sole 01 1,100 RALCORP HLDGS INC NEW COM COM 751028101 1 10 SH Sole 01 10 RAYTHEON CO COM NEW COM 755111507 4 88 SH Sole 01 88 RED HAT INC COM COM 756577102 0 10 SH Sole 01 10 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 1,257 173,093 SH Sole 01 173,093 REPUBLIC SVCS INC COM COM 760759100 32 1,065 SH Sole 01 1,065 RESMED INC COM COM 761152107 0 3 SH Sole 01 3 RESOLUTE ENERGY CORP COM COM 76116A108 1,115 61,483 SH Sole 01 61,483 REVENUESHARES ETF TR MID CAP FD ETF 761396209 1,696 52,398 SH Sole 01 52,398 RIGHTNOW TECHNOLOGIES INC COM COM 76657R106 1,114 35,565 SH Sole 01 35,565 ROGERS COMMUNICATIONS INC COM 775109200 4,844 129,000 SH Sole 129,000 ROSETTA RESOURCES INC COM COM 777779307 10,058 211,318 SH Sole 01 211,318 ROSS STORES INC COM COM 778296103 3,163 44,473 SH Sole 01 44,473 ROVI CORP COM COM 779376102 12,659 235,961 SH Sole 01 235,961 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 546 7,498 SH Sole 01 7,498 RPM INTL INC COM COM 749685103 34 1,450 SH Sole 01 1,450 SALESFORCE COM INC COM COM 79466L302 1 4 SH Sole 01 4 SANOFI AVENTIS SPONSORED ADR ADR 80105N105 0 11 SH Sole 01 11 SAP AG SPON ADR ADR 803054204 3,340 54,435 SH Sole 01 54,435 SARA LEE CORP COM COM 803111103 1 70 SH Sole 01 70 SASOL LTD SPONSORED ADR ADR 803866300 2,425 41,849 SH Sole 01 41,849 SCHLUMBERGER LTD COM COM 806857108 2,559 27,438 SH Sole 01 27,438 SEATTLE GENETICS INC COM COM 812578102 0 4 SH Sole 01 4 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 6,177 158,173 SH Sole 01 158,173 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 5,143 171,889 SH Sole 01 171,889 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 5,490 165,815 SH Sole 01 165,815 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 7,124 89,326 SH Sole 01 89,326 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 5,411 330,121 SH Sole 01 330,121 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 9,402 249,629 SH Sole 01 249,629 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 2,674 83,916 SH Sole 01 83,916 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 2,027 50,644 SH Sole 01 50,644 SEMPRA ENERGY COM COM 816851109 1,504 28,112 SH Sole 01 28,112 SERVICE CORP INTL COM COM 817565104 4 354 SH Sole 01 354 SHAW COMMUNICATOINS INC COM 82028K200 3,861 177,600 SH Sole 177,600 SIEMENS A G SPONSORED ADR ADR 826197501 3,396 24,726 SH Sole 01 24,726 SINGAPORE FD INC COM COM 82929L109 0 11 SH Sole 01 11 SMITHFIELD FOODS INC COM COM 832248108 1,099 45,679 SH Sole 01 45,679 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B SPONSORED ADR 833635105 1,952 35,327 SH Sole 01 35,327 SOLERA HOLDINGS INC COM COM 83421A104 7,699 150,664 SH Sole 01 150,664 SOUTHERN CO COM COM 842587107 585 15,352 SH Sole 01 15,352 SPDR GOLD TRUST GOLD SHS ETF 78463V107 2,979 21,301 SH Sole 01 21,301 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 2,595 30,470 SH Sole 01 30,470

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 3,830 98,136 SH Sole 01 98,136 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 9,952 132,161 SH Sole 01 132,161 SPDR INDEX SHS FDS INTL INDS ETF ETF 78463X673 259 8,793 SH Sole 01 8,793 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 2,443 77,335 SH Sole 01 77,335 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 22,721 841,814 SH Sole 01 841,814 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 60,133 453,527 SH Sole 01 453,527 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 3,611 20,111 SH Sole 01 20,111 SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 1,413 26,212 SH Sole 01 26,212 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 8,489 185,137 SH Sole 01 185,137 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 21,332 384,918 SH Sole 01 384,918 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 1,153 19,265 SH Sole 01 19,265 SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 12,535 309,421 SH Sole 01 309,421 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 1,329 21,992 SH Sole 01 21,992 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 11,512 178,200 SH Sole 01 178,200 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 7,981 334,934 SH Sole 01 334,934 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 9,743 443,052 SH Sole 01 443,052 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 286 2,416 SH Sole 01 2,416 SPDR SERIES TRUST S&P 600 SMCP VAL ETF 78464A300 286 3,909 SH Sole 01 3,909 SPDR SERIES TRUST S&P 600 SML CAP ETF 78464A813 5,528 78,107 SH Sole 01 78,107 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 9,160 169,155 SH Sole 01 169,155 SPDR SERIES TRUST S&P HOMEBUILD ETF 78464A888 1,688 92,722 SH Sole 01 92,722 STANDARD PAC CORP NEW COM COM 85375C101 2,152 576,993 SH Sole 01 576,993 STERICYCLE INC COM COM 858912108 0 1 SH Sole 01 1 STEWART INFORMATION SVCS COR COM COM 860372101 248 23,671 SH Sole 01 23,671 STRYKER CORP COM COM 863667101 3,172 52,171 SH Sole 01 52,171 SUNTRUST BKS INC COM COM 867914103 412 14,289 SH Sole 01 14,289 SUPERIOR ENERGY SVCS INC COM COM 868157108 2,593 63,246 SH Sole 01 63,246 SUSQUEHANNA BANCSHARES INC P COM COM 869099101 1,305 139,566 SH Sole 01 139,566 SXC HEALTH SOLUTIONS CORP COM COM 78505P100 8,037 146,662 SH Sole 01 146,662 SYMANTEC CORP COM COM 871503108 0 10 SH Sole 01 10 SYNGENTA AG SPONSORED ADR ADR 87160A100 3,274 50,243 SH Sole 01 50,243 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR ADR 874039100 2,855 234,376 SH Sole 01 234,376 TALEO CORP CL A CL A 87424N104 0 2 SH Sole 01 2 TARGACEPT INC COM COM 87611R306 1,045 39,316 SH Sole 01 39,316 TARGET CORP COM COM 87612E106 5,098 101,949 SH Sole 01 101,949 TATA MTRS LTD SPONSORED ADR ADR 876568502 1,624 58,449 SH Sole 01 58,449 TELUS CORP COM 87971M202 4,067 81,300 SH Sole 81,300 TESSERA TECHNOLOGIES INC COM COM 88164L100 0 2 SH Sole 01 2 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 34 675 SH Sole 01 675 TEXAS INSTRS INC COM COM 882508104 38 1,100 SH Sole 01 1,100 TEXAS ROADHOUSE INC COM COM 882681109 3,222 189,641 SH Sole 01 189,641 THOR INDS INC COM COM 885160101 35 1,050 SH Sole 01 1,050 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 5,339 87,565 SH Sole 01 87,565 TOWER GROUP INC COM COM 891777104 1,260 52,417 SH Sole 01 52,417 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 4,950 61,678 SH Sole 01 61,678 TRANSCANADA CORPORATION COM 89353D107 4,240 101,400 SH Sole 101,400

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- TRANSOCEAN LTD REG SHS COM H8817H100 29 375 SH Sole 01 375 TREEHOUSE FOODS INC COM COM 89469A104 7,592 133,499 SH Sole 01 133,499 TRIUMPH GROUP INC NEW COM COM 896818101 14,738 166,625 SH Sole 01 166,625 TTM TECHNOLOGIES INC COM COM 87305R109 1,240 68,289 SH Sole 01 68,289 TUPPERWARE BRANDS CORP COM COM 899896104 7,824 131,030 SH Sole 01 131,030 TUTOR PERINI CORP COM COM 901109108 1,179 48,411 SH Sole 01 48,411 UGI CORP NEW COM COM 902681105 1,222 37,147 SH Sole 01 37,147 UNIFIRST CORP MASS COM COM 904708104 1,053 19,871 SH Sole 01 19,871 UNILEVER N V N Y SHS NEW ADR 904784709 1,234 39,348 SH Sole 01 39,348 UNILEVER PLC SPON ADR NEW ADR 904767704 559 18,270 SH Sole 01 18,270 UNISOURCE ENERGY CORP COM COM 909205106 0 1 SH Sole 01 1 UNITED CONTINENTAL HOLDINGS INC COM 910047109 56 2,409 SH Sole 2,409 UNITED CONTINENTAL HOLDINGS INC COM 910047109 17 748 SH Sole 01 748 UNITED PARCEL SERVICE INC CL B CL B 911312106 3 42 SH Sole 01 42 UNITED TECHNOLOGIES CORP COM COM 913017109 19,774 233,599 SH Sole 01 233,599 UNIVERSAL FST PRODS INC COM COM 913543104 55 1,500 SH Sole 01 1,500 USANA HEALTH SCIENCES INC COM COM 90328M107 0 1 SH Sole 01 1 V F CORP COM COM 918204108 546 5,539 SH Sole 01 5,539 VALE S A ADR ADR 91912E105 2,712 81,317 SH Sole 01 81,317 VALE S A ADR REPSTG PFD ADR 91912E204 561 18,996 SH Sole 01 18,996 VANGUARD BD INDEX FD INC LONG TERM BOND ETF 921937793 5,546 70,901 SH Sole 01 70,901 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 23,221 290,187 SH Sole 01 290,187 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 26,835 417,347 SH Sole 01 417,347 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 10,652 149,077 SH Sole 01 149,077 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 572 7,243 SH Sole 01 7,243 VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 9,714 112,562 SH Sole 01 112,562 VANGUARD INDEX FDS VALUE ETF ETF 922908744 31,298 551,791 SH Sole 01 551,791 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 8,474 83,132 SH Sole 01 83,132 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF ETF 922042858 16,560 338,308 SH Sole 01 338,308 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF ETF 922042874 20,298 390,726 SH Sole 01 390,726 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF ETF 922042866 18,632 333,728 SH Sole 01 333,728 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 2,396 30,366 SH Sole 01 30,366 VANGUARD TAX-MANAGED FD MSCI EAFE ETF ETF 921943858 14,545 389,839 SH Sole 01 389,839 VANGUARD WORLD FDS CONSUM DIS ETF ETF 92204A108 1,665 26,368 SH Sole 01 26,368 VARIAN SEMICONDUCTOR EQUIPMN COM COM 922207105 7,589 155,923 SH Sole 01 155,923 VERINT SYS INC COM COM 92343X100 1,186 33,086 SH Sole 01 33,086 VERIZON COMMUNICATIONS INC COM 92343V104 30 832 SH Sole 832 VIAD CORP COM NEW COM 92552R406 0 2 SH Sole 01 2 VISA INC COM CL A CL A 92826C839 2,492 33,855 SH Sole 01 33,855 VODAFONE GROUP PLC NEW SPONS ADR NEW ADR 92857W209 2,710 94,270 SH Sole 01 94,270 WAL MART STORES INC COM COM 931142103 3 63 SH Sole 01 63 WALGREEN CO COM COM 931422109 44 1,100 SH Sole 01 1,100 WASHINGTON FED INC COM COM 938824109 1,276 73,599 SH Sole 01 73,599 WATERS CORP COM COM 941848103 7,737 89,034 SH Sole 01 89,034 WELLS FARGO & CO NEW COM COM 949746101 1,257 39,638 SH Sole 01 39,638 WESTERN UN CO COM COM 959802109 12 600 SH Sole 01 600

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 0 3 SH Sole 01 3 WHIRLPOOL CORP COM COM 963320106 2,348 27,504 SH Sole 01 27,504 WILLIAMS COS INC DEL COM COM 969457100 2,130 68,306 SH Sole 01 68,306 WILLIAMS SONOMA INC COM COM 969904101 11,473 283,277 SH Sole 01 283,277 WOLVERINE WORLD WIDE INC COM COM 978097103 2 60 SH Sole 01 60 WOODBRIDGE CO LTD COM 884903105 3,704 91,500 SH Sole 91,500 WPP PLC ADR ADR 92933H101 546 8,843 SH Sole 01 8,843 XL GROUP PLC SHS ADR G98290102 936 38,050 SH Sole 01 38,050 YAHOO INC COM COM 984332106 5,584 334,790 SH Sole 01 334,790 YANZHOU COAL MNG CO LTD SPON ADR H SHS SPONSORED ADR 984846105 2,097 57,815 SH Sole 01 57,815