0000009015-11-000011.txt : 20110503 0000009015-11-000011.hdr.sgml : 20110503 20110503151918 ACCESSION NUMBER: 0000009015-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 EFFECTIVENESS DATE: 20110503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 11804905 BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 13F-HR 1 mml0331201113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment: [ ] ; Amendment Number: _______ This Amendment(Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradley J. Lucido Title: Chief Compliance Officer Phone: (413) 744-7247 Signature, Place, and Date of Signing: /s/ Bradley J. Lucido, Springfield, MA May 2, 2011 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management, Inc. 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management, Inc. (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments Inc (OFI), OFI Institutional Asset Management Inc (OFII), and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 13 Form 13F Information Table Value Total: 1,858 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- APPLE INC COM 037833100 105 300 SH SOLE 300 APPLE INC COM 037833100 113 325 SH SHARED-DEFINED 325 CHEVRON CORP NEW COM 166764100 54 500 SH SOLE 500 CHEVRON CORP NEW COM 166764100 239 2219 SH SHARED-DEFINED 2219 EXXON MOBIL CORP COM 30231G102 427 5073 SH SOLE 5073 EXXON MOBIL CORP COM 30231G102 28 338 SH SHARED-DEFINED 338 GENERAL ELECTRIC CO COM 369604103 204 10175 SH SOLE 10175 GENERAL ELECTRIC CO COM 369604103 18 914 SH SHARED-DEFINED 914 JPMORGAN CHASE & CO COM 46625H100 233 5053 SH SOLE 5053 JPMORGAN CHASE & CO COM 46625H100 17 370 SH SHARED-DEFINED 370 LOWES COS INC COM 548661107 182 6875 SH SOLE 6875 LOWES COS INC COM 548661107 19 700 SH SHARED-DEFINED 700 PROCTOR & GAMBLE CO COM 742718109 219 3560 SH SOLE 3560