0000009015-11-000011.txt : 20110503
0000009015-11-000011.hdr.sgml : 20110503
20110503151918
ACCESSION NUMBER: 0000009015-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110503
DATE AS OF CHANGE: 20110503
EFFECTIVENESS DATE: 20110503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000225602
IRS NUMBER: 041590850
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00548
FILM NUMBER: 11804905
BUSINESS ADDRESS:
STREET 1: 1295 STATE ST B050
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111
BUSINESS PHONE: 4137448411
13F-HR
1
mml0331201113f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2011
Check here if Amendment: [ ] ; Amendment Number: _______
This Amendment(Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Massachusetts Mutual Life Insurance Company
Address: 1295 State Street
Springfield, Massachusetts 01111
Form 13F File Number: 28-00548
The institutional manager filing this report and the person by whom it is
signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradley J. Lucido
Title: Chief Compliance Officer
Phone: (413) 744-7247
Signature, Place, and Date of Signing:
/s/ Bradley J. Lucido, Springfield, MA May 2, 2011
--------------------------------------------------------------------------
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s))
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s))
List of other Managers Reporting for this Manager:
28-00060 Babson Capital Management LLC
28-04544 Baring Asset Management, Inc.
28-12028 Cornerstone Real Estate Advisers LLC
28-00203 OppenheimerFunds, Inc.
28-10498 First Mercantile Trust Company
28-10231 OFI Private Investments Inc.
28-10234 OFI Institutional Asset Management Inc.
Babson Capital Management LLC (Babson Capital), Baring Asset
Management, Inc. (Baring), Cornerstone Real Estate Advisers
LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments
Inc (OFI), OFI Institutional Asset Management Inc (OFII),
and First Mercantile Trust Company (First Mercantile) are all
indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual
Life Insurance Company (MassMutual). Babson Capital, Baring,
Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated
that they exercise investment discretion with respect to
the securities positions reported in each firm's Form 13F
filing. Nevertheless, such positions are deemed reported
on behalf of MassMutual to the extent that MassMutual is
deemed to share investment discretion over the positions as a
result of its ownership interests in Babson Capital, Baring,
Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the
limited and exclusive purpose of MassMutual's compliance with Section 13(f)
of the Securities Exchange Act of 1934, as amended.
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 13
Form 13F Information Table Value Total: 1,858
FORM 13F INFORMATION TABLE
VOTING AUTHORITY
TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE
-------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ----
APPLE INC COM 037833100 105 300 SH SOLE 300
APPLE INC COM 037833100 113 325 SH SHARED-DEFINED 325
CHEVRON CORP NEW COM 166764100 54 500 SH SOLE 500
CHEVRON CORP NEW COM 166764100 239 2219 SH SHARED-DEFINED 2219
EXXON MOBIL CORP COM 30231G102 427 5073 SH SOLE 5073
EXXON MOBIL CORP COM 30231G102 28 338 SH SHARED-DEFINED 338
GENERAL ELECTRIC CO COM 369604103 204 10175 SH SOLE 10175
GENERAL ELECTRIC CO COM 369604103 18 914 SH SHARED-DEFINED 914
JPMORGAN CHASE & CO COM 46625H100 233 5053 SH SOLE 5053
JPMORGAN CHASE & CO COM 46625H100 17 370 SH SHARED-DEFINED 370
LOWES COS INC COM 548661107 182 6875 SH SOLE 6875
LOWES COS INC COM 548661107 19 700 SH SHARED-DEFINED 700
PROCTOR & GAMBLE CO COM 742718109 219 3560 SH SOLE 3560