0001193125-11-137407.txt : 20110512 0001193125-11-137407.hdr.sgml : 20110512 20110512143731 ACCESSION NUMBER: 0001193125-11-137407 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 EFFECTIVENESS DATE: 20110512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 IRS NUMBER: 94144197 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00400 FILM NUMBER: 11835312 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/11 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dodge & Cox -------------------------------- Address: 555 California Street -------------------------------- 40th Floor -------------------------------- San Francisco, CA 94104 -------------------------------- Form 13F File Number: 28-400 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas M. Mistele ---------------------------------- Title: Chief Operating Officer ---------------------------------- Phone: (415) 981-1710 ---------------------------------- Signature, Place, and Date of Signing: /S/ Thomas M. Mistele San Francisco, CA 5/12/11 ------------------------ -------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 179 -------------- Form 13F Information Table Value Total: 88,359,357 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

FORM 13F NAME OF REPORTING MGR - DODGE & COX COLUMN 1 COL.2 COL. 3 COL 4 COLUMN 5 COL. 6 COL7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE ---------------------------- -------------- --------- --------- ----------- --- ---- ------- ---- ----------- ------- ---------- ABBOTT LABORATORIES COM 002824100 2,562 52,233 SH SOLE 52,233 0 ADOBE SYSTEMS INC COM 00724F101 756 22,800 SH SOLE 22,800 0 AEGON N.V.-NY REG SHR NY REGISTRY SH 007924103 660,768 88,102,425 SH SOLE 84,335,548 3,766,877 AETNA INC COM 00817Y108 240 6,400 SH SOLE 6,400 0 AGILENT TECHNOLOGIES INC COM 00846U101 237 5,303 SH SOLE 5,303 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 1,172 13,000 SH SOLE 9,450 3,550 ALCOA INC COM 013817101 457 25,880 SH SOLE 25,880 0 ALLERGAN INC COM 018490102 253 3,564 SH SOLE 3,564 0 ALLSTATE CORP COM 020002101 233 7,330 SH SOLE 7,330 0 ALTRIA GROUP INC COM 02209S103 680 26,126 SH SOLE 22,126 4,000 AMERICAN ELECTRIC POWER COM 025537101 253 7,200 SH SOLE 7,200 0 AMERICAN EXPRESS CO COM 025816109 11,420 252,664 SH SOLE 248,984 3,680 AMERIPRISE FINANCIAL INC COM 03076C106 271 4,442 SH SOLE 4,442 0 AMGEN INC COM 031162100 1,770,204 33,118,875 SH SOLE 31,302,705 1,816,170 ANADARKO PETROLEUM CORP COM 032511107 1,550 18,922 SH SOLE 16,372 2,550 AOL INC COM 00184X105 271,242 13,888,502 SH SOLE 13,186,415 702,087 AON CORP COM 037389103 269 5,077 SH SOLE 5,077 0 APPLE INC COM 037833100 959 2,752 SH SOLE 2,752 0 AT&T INC COM 00206R102 784 25,612 SH SOLE 25,612 0 AUTODESK INC COM 052769106 207 4,700 SH SOLE 4,700 0 BAKER HUGHES INC COM 057224107 1,514,632 20,626,889 SH SOLE 19,522,529 1,104,360 BANK OF AMERICA CORP COM 060505104 258 19,380 SH SOLE 19,380 0 BANK OF NEW YORK MELLON CORP COM 064058100 1,697,838 56,840,913 SH SOLE 54,000,983 2,839,930 BAXTER INTERNATIONAL INC COM 071813109 314 5,848 SH SOLE 5,848 0 BB&T CORP COM 054937107 625,074 22,771,364 SH SOLE 21,503,364 1,268,000 BECTON DICKINSON AND CO COM 075887109 1,931 24,250 SH SOLE 24,250 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 627 5 SH SOLE 5 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 2,834 33,890 SH SOLE 33,890 0 BMC SOFTWARE INC COM 055921100 540,541 10,867,328 SH SOLE 10,294,378 572,950 BOSTON PROPERT 2.875 2/15/37 CV DEB 10112RAK0 45,056 44,500,000 SH SOLE 34,425,000 10,075,000 BOSTON SCIENTIFIC CORP COM 101137107 860,148 119,631,153 SH SOLE 113,618,053 6,013,100 BRISTOL-MYERS SQUIBB CO COM 110122108 2,321 87,819 SH SOLE 82,059 5,760 CADENCE DESIGN SYS INC COM 127387108 433,848 44,497,215 SH SOLE 42,398,165 2,099,050 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,847,728 54,806,159 SH SOLE 52,194,109 2,612,050 CARDINAL HEALTH INC COM 14149Y108 370 9,000 SH SOLE 9,000 0 CAREFUSION CORP COM 14170T101 358,222 12,702,922 SH SOLE 11,874,357 828,565 CARMAX INC COM 143130102 330,144 10,284,858 SH SOLE 9,778,258 506,600 CATERPILLAR INC COM 149123101 13,439 120,688 SH SOLE 118,188 2,500 CEMEX SAB-SPONS ADR PART CER SPON ADR NEW 151290889 578,154 64,742,944 SH SOLE 63,263,953 1,478,990 CENOVUS ENERGY INC COM 15135U109 230 5,839 SH SOLE 5,839 0 CHEVRON CORP COM 166764100 1,622,094 15,099,082 SH SOLE 14,322,312 776,770 CHUBB CORP COM 171232101 12,860 209,753 SH SOLE 204,153 5,600 CIGNA CORP COM 125509109 2,809 63,430 SH SOLE 58,430 5,000 CITRIX SYSTEMS INC COM 177376100 2,141 29,150 SH SOLE 29,150 0 COCA-COLA CO/THE COM 191216100 1,360 20,492 SH SOLE 20,492 0 COLGATE-PALMOLIVE CO COM 194162103 929 11,500 SH SOLE 11,500 0 COMCAST CORP-CLASS A CL A 20030N101 2,926,092 118,369,406 SH SOLE 112,130,752 6,238,654 COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 4,063 174,961 SH SOLE 164,200 10,761 COMPUTER SCIENCES CORP COM 205363104 631,852 12,966,393 SH SOLE 12,215,493 750,900 COMPUWARE CORP COM 205638109 406,180 35,167,084 SH SOLE 33,040,535 2,126,549 CONOCOPHILLIPS COM 20825C104 9,402 117,725 SH SOLE 116,925 800 COVIDIEN PLC SHS G2554F113 723,244 13,924,596 SH SOLE 13,345,296 579,300 CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 242,848 5,703,337 SH SOLE 5,361,087 342,250 DEERE & CO COM 244199105 4,043 41,724 SH SOLE 41,724 0 DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 586,495 7,694,766 SH SOLE 7,511,066 183,700 DIRECTV-CLASS A COM CL A 25490A101 3,021 64,548 SH SOLE 64,548 0 DISH NETWORK CORP-A CL A 25470M109 411,244 16,881,955 SH SOLE 16,080,493 801,462

DOMINION RESOURCES INC/VA COM 25746U109 415 9,288 SH SOLE 9,288 0 DOMTAR CORP COM 257559203 241,691 2,633,373 SH SOLE 2,527,173 106,200 DOW CHEMICAL CO/THE COM 260543103 1,442,802 38,219,926 SH SOLE 36,093,084 2,126,842 DU PONT (E.I.) DE NEMOURS COM 263534109 2,893 52,620 SH SOLE 52,620 0 DUKE ENERGY CORP COM 26441C105 3,138 172,899 SH SOLE 167,899 5,000 DUN & BRADSTREET CORP COM 26483E100 131,723 1,641,618 SH SOLE 1,533,968 107,650 EATON CORP COM 278058102 12,955 233,680 SH SOLE 223,180 10,500 EBAY INC COM 278642103 1,429,944 46,067,797 SH SOLE 43,788,997 2,278,800 ELECTRONIC ARTS INC COM 285512109 701,540 35,921,157 SH SOLE 34,144,357 1,776,800 ELI LILLY & CO COM 532457108 1,556 44,243 SH SOLE 44,243 0 EQUINIX INC CV PRF 29444U502 83,552 917,151 SH SOLE 825,951 91,200 EQUITY RESIDENTIAL SH BEN INT 29476L107 829 14,700 SH SOLE 14,700 0 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 492,536 38,299,856 SH SOLE 36,142,056 2,157,800 EXPEDITORS INTL WASH INC COM 302130109 226 4,500 SH SOLE 4,500 0 EXXON MOBIL CORP COM 30231G102 18,301 217,532 SH SOLE 216,564 968 FEDEX CORP COM 31428X106 1,820,957 19,465,071 SH SOLE 18,481,061 984,010 FLUOR CORP COM 343412102 804 10,918 SH SOLE 10,918 0 GENERAL ELECTRIC CO COM 369604103 2,603,651 129,857,915 SH SOLE 124,306,415 5,551,500 GENERAL MILLS INC COM 370334104 409 11,200 SH SOLE 11,200 0 GENUINE PARTS CO COM 372460105 4,112 76,652 SH SOLE 76,652 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 273,835 20,344,321 SH SOLE 19,140,821 1,203,500 GILEAD SCIENCES INC COM 375558103 217,484 5,124,516 SH SOLE 4,853,666 270,850 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 2,933,315 76,368,533 SH SOLE 74,560,619 1,807,914 GOLDMAN SACHS GROUP INC COM 38141G104 399,971 2,523,954 SH SOLE 2,407,600 116,354 GRUPO TELEVISA SA-SPON ADR SP ADR REP ORD 40049J206 657,438 26,801,392 SH SOLE 26,801,392 0 HALLIBURTON CO COM 406216101 578 11,600 SH SOLE 11,600 0 HESS CORP COM 42809H107 667 7,827 SH SOLE 7,827 0 HEWLETT-PACKARD CO COM 428236103 3,788,557 92,471,480 SH SOLE 88,553,842 3,917,638 HOME DEPOT INC COM 437076102 1,008,770 27,219,911 SH SOLE 25,590,361 1,629,550 HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 256,730 6,844,300 SH SOLE 6,844,300 0 HONEYWELL INTERNATIONAL INC COM 438516106 1,083 18,145 SH SOLE 18,145 0 HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 517,951 9,999,056 SH SOLE 9,485,996 513,060 INTERPUBLIC GROUP OF COS INC COM 460690100 21,191 1,685,810 SH SOLE 1,376,810 309,000 INTL BUSINESS MACHINES CORP COM 459200101 24,976 153,161 SH SOLE 146,061 7,100 INTUITIVE SURGICAL INC COM NEW 46120E602 267 800 SH SOLE 800 0 JOHNSON & JOHNSON COM 478160104 2,608 44,021 SH SOLE 42,021 2,000 JPMORGAN CHASE & CO COM 46625H100 3,768 81,742 SH SOLE 76,562 5,180 KIMBERLY-CLARK CORP COM 494368103 338 5,175 SH SOLE 5,175 0 KRAFT FOODS INC-CLASS A CL A 50075N104 371 11,840 SH SOLE 11,840 0 LEGG MASON INC COM 524901105 296,446 8,214,068 SH SOLE 7,716,718 497,350 LIBERTY GLOBAL INC-A COM SER A 530555101 216,256 5,222,312 SH SOLE 5,116,612 105,700 LIBERTY GLOBAL INC-SERIES C COM SER C 530555309 222,061 5,552,901 SH SOLE 5,419,101 133,800 LIBERTY MEDIA CORP-INTER A INT COM SER A 53071M104 639,151 39,847,343 SH SOLE 37,572,443 2,274,900 LIBERTY MEDIA-STARZ SERIES A LIB STAR COM A 53071M708 216 2,782 SH SOLE 2,316 466 LOEWS CORP COM 540424108 208,384 4,836,028 SH SOLE 4,581,769 254,259 MACY'S INC COM 55616P104 71,523 2,948,190 SH SOLE 2,662,059 286,131 MAXIM INTEGRATED PRODUCTS COM 57772K101 931,804 36,398,600 SH SOLE 34,363,500 2,035,100 MCDONALD'S CORP COM 580135101 10,284 135,155 SH SOLE 131,155 4,000 MCGRAW-HILL COMPANIES INC COM 580645109 281,524 7,145,277 SH SOLE 6,660,577 484,700 MEDTRONIC INC COM 585055106 444,859 11,305,186 SH SOLE 10,707,186 598,000 MERCK & CO. INC. COM 58933Y105 2,019,858 61,189,269 SH SOLE 58,510,282 2,678,987 MICROSOFT CORP COM 594918104 565,736 22,308,200 SH SOLE 20,961,300 1,346,900 MILLICOM INTL CELLULAR S.A. SHS NEW L6388F110 296,655 3,084,694 SH SOLE 3,084,694 0 MOLEX INC COM 608554101 93,564 3,724,677 SH SOLE 3,629,377 95,300 MOLEX INC -CL A CL A 608554200 354,513 17,134,523 SH SOLE 16,035,260 1,099,263 MOTOROLA MOBILITY HOLDINGS I COM 620097105 666,858 27,330,256 SH SOLE 25,975,770 1,354,486 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,221,284 27,327,900 SH SOLE 25,941,429 1,386,471 NEWS CORP-CL A CL A 65248E104 2,618,299 149,105,864 SH SOLE 142,545,664 6,560,200 NEXTERA ENERGY INC COM 65339F101 1,064 19,299 SH SOLE 16,299 3,000 NIKE INC -CL B CL B 654106103 303 4,000 SH SOLE 4,000 0 NOKIA CORP-SPON ADR SPONSORED ADR 654902204 443,469 52,111,543 SH SOLE 49,904,643 2,206,900 NORFOLK SOUTHERN CORP COM 655844108 780 11,260 SH SOLE 11,260 0 NORTHERN TRUST CORP COM 665859104 406 8,000 SH SOLE 8,000 0 NOVARTIS AG-ADR SPONSORED ADR 66987V109 3,080,145 56,672,409 SH SOLE 55,224,609 1,447,800 NUCOR CORP COM 670346105 3,332 72,400 SH SOLE 72,400 0 OCCIDENTAL PETROLEUM CORP COM 674599105 1,996,876 19,110,686 SH SOLE 18,129,246 981,440 P G & E CORP COM 69331C108 282 6,382 SH SOLE 6,382 0 PANASONIC CORP-SPON ADR ADR 69832A205 549,268 43,627,343 SH SOLE 41,154,193 2,473,150 PARKER HANNIFIN CORP COM 701094104 544 5,749 SH SOLE 3,249 2,500 PEPSICO INC COM 713448108 589 9,145 SH SOLE 9,145 0 PETROLEO BRASILEIRO S.A.-ADR SPONSORED ADR 71654V408 200 4,956 SH SOLE 4,956 0 PETROLEO BRASILEIRO-SPON ADR SP ADR NON VTG 71654V101 497,283 13,992,200 SH SOLE 13,992,200 0 PFIZER INC COM 717081103 2,127,762 104,764,233 SH SOLE 100,360,999 4,403,234 PHILIP MORRIS INTERNATIONAL COM 718172109 1,577 24,024 SH SOLE 21,524 2,500 PHILIPS ELECTRONICS-NY SHR NY REG SH NEW 500472303 8,516 264,709 SH SOLE 60,182 204,527 PITNEY BOWES INC COM 724479100 465,063 18,102,894 SH SOLE 17,161,944 940,950 PNC FINANCIAL SERVICES GROUP COM 693475105 2,209 35,067 SH SOLE 35,067 0 PPG INDUSTRIES INC COM 693506107 990 10,400 SH SOLE 10,400 0 PROCTER & GAMBLE CO/THE COM 742718109 12,622 204,906 SH SOLE 203,706 1,200 PROGRESS ENERGY INC COM 743263105 300 6,500 SH SOLE 6,500 0 REGENERON PHARMACEUTICALS COM 75886F107 16,883 375,685 SH SOLE 342,046 33,639 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 3,123 43,912 SH SOLE 43,912 0 ROYAL DUTCH SHELL PLC-ADR SPONS ADR A 780259206 1,046,618 14,364,779 SH SOLE 14,069,583 295,196 ROYAL DUTCH SHELL PLC-ADR SPON ADR B 780259107 202,441 2,764,072 SH SOLE 2,764,072 0 RR DONNELLEY & SONS CO COM 257867101 189 10,000 SH SOLE 10,000 0 SANOFI-AVENTIS-ADR SPONSORED ADR 80105N105 1,793,133 50,912,344 SH SOLE 49,066,944 1,845,400 SCHLUMBERGER LTD COM 806857108 3,594,575 38,543,591 SH SOLE 37,154,841 1,388,750 SCHWAB (CHARLES) CORP COM 808513105 869,761 48,239,656 SH SOLE 46,244,006 1,995,650 SIGMA-ALDRICH COM 826552101 1,400 22,000 SH SOLE 22,000 0 SLM CORP COM 78442P106 623,154 40,728,987 SH SOLE 38,736,037 1,992,950 SONY CORP-SPONSORED ADR ADR NEW 835699307 940,942 29,561,496 SH SOLE 28,069,746 1,491,750 SPRINT NEXTEL CORP COM SER 1 852061100 1,022,155 220,292,068 SH SOLE 209,725,468 10,566,600 STATE STREET CORP COM 857477103 786 17,500 SH SOLE 17,500 0 SUNTRUST BANKS INC COM 867914103 357,925 12,410,729 SH SOLE 11,751,429 659,300 SYMANTEC CORP COM 871503108 1,085,630 58,556,116 SH SOLE 55,543,366 3,012,750 SYNOPSYS INC COM 871607107 669,436 24,211,069 SH SOLE 23,022,169 1,188,900 TARGET CORP COM 87612E106 11,949 238,942 SH SOLE 231,842 7,100 TE CONNECTIVITY LTD SHS H84989104 1,225,734 35,202,023 SH SOLE 33,956,948 1,245,075 TELEKOMUNIK INDONESIA-SP ADR SPONSORED ADR 715684106 555,875 16,553,747 SH SOLE 16,553,747 0 TERADATA CORP COM 88076W103 613 12,100 SH SOLE 12,100 0 THERMO FISHER SCIENTIFIC INC COM 883556102 9,524 171,452 SH SOLE 164,652 6,800 TIME WARNER CABLE COM 88732J207 1,229,131 17,229,204 SH SOLE 16,287,599 941,605 TIME WARNER INC COM NEW 887317303 2,046,455 57,323,670 SH SOLE 54,485,009 2,838,661 TRAVELERS COS INC/THE COM 89417E109 630,056 10,592,741 SH SOLE 10,022,671 570,070 TYCO INTERNATIONAL LTD SHS H89128104 1,071,204 23,926,832 SH SOLE 23,145,432 781,400 ULTRAPAR PARTICPAC-SPON ADR SP ADR REP PFD 90400P101 412,208 24,319,028 SH SOLE 24,319,028 0 UNILEVER N V -NY SHARES N Y SHS NEW 904784709 3,827 122,022 SH SOLE 114,122 7,900 UNION PACIFIC CORP COM 907818108 28,148 286,257 SH SOLE 280,557 5,700 US BANCORP COM NEW 902973304 364,967 13,808,827 SH SOLE 13,000,577 808,250 VERIZON COMMUNICATIONS INC COM 92343V104 251 6,500 SH SOLE 6,500 0 VF CORP COM 918204108 1,370 13,900 SH SOLE 12,400 1,500 VODAFONE GROUP PLC-SP ADR SPONS ADR NEW 92857W209 2,684,673 93,379,925 SH SOLE 91,081,275 2,298,650 VULCAN MATERIALS CO COM 929160109 421,023 9,232,969 SH SOLE 8,698,701 534,268 WAL-MART STORES INC COM 931142103 1,084,168 20,829,361 SH SOLE 19,940,811 888,550 WALGREEN CO COM 931422109 617,316 15,379,070 SH SOLE 14,518,570 860,500 WALT DISNEY CO/THE COM DISNEY 254687106 8,896 206,460 SH SOLE 199,860 6,600 WELLPOINT INC COM 94973V107 1,682 24,100 SH SOLE 24,100 0 WELLS FARGO & CO COM 949746101 2,884,648 90,998,349 SH SOLE 86,525,534 4,472,815 WHIRLPOOL CORP COM 963320106 209 2,450 SH SOLE 2,450 0 WILEY (JOHN) & SONS-CLASS A CL A 968223206 508 10,000 SH SOLE 10,000 0 XEROX CORP COM 984121103 1,207,154 113,347,790 SH SOLE 108,153,784 5,194,006 3M CO COM 88579Y101 3,920 41,930 SH SOLE 41,930 0