0000919574-11-003417.txt : 20110516 0000919574-11-003417.hdr.sgml : 20110516 20110516145321 ACCESSION NUMBER: 0000919574-11-003417 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 11845894 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1192534_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Broadfin Capital, LLC Address: 237 Park Avenue Ninth Floor New York, NY 10017 13F File Number: 028-14251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Kotler Title: Managing Member Phone: (212) 808-2460 Signature, Place and Date of Signing: /s/ Kevin Kotler New York, New York May 16, 2011 ------------------- --------------------------- ----------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $143,215 (thousands) List of Other Included Managers: Form 13F File Number Name -------------------- ------------------------------------- (1) 028-14254 Broadfin Healthcare Master Fund, Ltd. FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- --------- -------- --------------------- ---------- -------- --------------------- VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- AKORN INC COM 009728106 354 61,396 SH DEFINED 1 61,396 ALERE INC COM 01449J105 2,740 70,000 SH DEFINED 1 70,000 ALIGN TECHNOLOGY INC COM 016255101 4,131 201,703 SH DEFINED 1 201,703 ALKERMES INC COM 01642T108 10,155 784,203 SH DEFINED 1 784,203 ALPHATEC HOLDINGS INC COM 02081G102 2,337 865,386 SH DEFINED 1 865,386 ANACOR PHARMACEUTICALS INC COM 032420101 3,674 530,975 SH DEFINED 1 530,975 ARTHROCARE CORP COM 043136100 4,401 132,000 SH DEFINED 1 132,000 ATRICURE INC COM 04963C209 5,504 483,652 SH DEFINED 1 483,652 BIOMIMETIC THERAPEUTICS INC COM 09064X101 2,773 211,514 SH DEFINED 1 211,514 BIONOVO INC COM NEW 090643206 596 894,936 SH DEFINED 1 894,936 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 4,129 2,085,150 SH DEFINED 1 2,085,150 CALIPER LIFE SCIENCES INC COM 130872104 744 110,000 SH DEFINED 1 110,000 CARDICA INC COM 14141R101 537 150,787 SH DEFINED 1 150,787 COVIDIEN PLC SHS G2554F105 6,233 120,000 SH DEFINED 1 120,000 CUTERA INC COM 232109108 383 44,663 SH DEFINED 1 44,663 GENOMIC HEALTH INC COM 37244C101 740 30,100 SH DEFINED 1 30,100 GIVEN IMAGING ORD SHS M52020100 2,187 110,974 SH DEFINED 1 110,974 HI-TECH PHARMACAL INC COM 42840B101 9,896 491,618 SH DEFINED 1 491,618 HOSPIRA INC COM 441060100 6,191 112,147 SH DEFINED 1 112,147 INSPIRE PHARMACEUTICALS INC COM 457733103 8,012 2,023,216 SH DEFINED 1 2,023,216 INTELLIPHARMACEUTICS INTL IN COM 458173101 1,854 770,000 SH DEFINED 1 770,000 KINETIC CONCEPTS INC COM NEW 49460W208 2,765 50,800 SH DEFINED 1 50,800 LANNET INC COM 516012101 3,626 649,780 SH DEFINED 1 649,780 MAKO SURGICAL CORP COM 560879108 2,047 84,849 SH DEFINED 1 84,849 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 4,187 130,672 SH DEFINED 1 130,672 MEDTRONIC INC COM 585055106 2,005 50,964 SH DEFINED 1 50,964 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 751 50,600 SH DEFINED 1 50,600 PROGENICS PHARMACEUTICALS IN COM 743187106 4,320 699,044 SH DEFINED 1 699,044 QIAGEN N V ORD N72482107 3,015 150,369 SH DEFINED 1 150,369 QLT INC COM 746927102 1,043 150,000 SH DEFINED 1 150,000 RIGEL PHARMACEUTICALS INC COM NEW 766559603 4,359 613,148 SH DEFINED 1 613,148 ROCKWELL MEDICAL TECH COM 774374102 808 90,000 SH DEFINED 1 90,000 SANOFI AVENTIS SPONSORED ADR 80105N105 6,813 193,453 SH DEFINED 1 193,453 SANTARUS INC COM 802817304 8,333 2,436,443 SH DEFINED 1 2,436,443 SOLTA MED INC COM 83438K103 842 255,210 SH DEFINED 1 255,210 ST JUDE MED INC COM 790849103 6,703 130,763 SH DEFINED 1 130,763 STRYKER CORP COM 863667101 683 11,229 SH DEFINED 1 11,229 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9,302 185,400 SH DEFINED 1 185,400 UROPLASTY INC COM NEW 917277204 2,498 377,900 SH DEFINED 1 377,900 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 1,546 100,000 SH DEFINED 1 100,000 SK 25125 0001 1192534