0000898432-11-000665.txt : 20110516 0000898432-11-000665.hdr.sgml : 20110516 20110516160835 ACCESSION NUMBER: 0000898432-11-000665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 11846840 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ------------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC -------------------------------------- 237 Park Ave -------------------------------------- Suite 900 -------------------------------------- New York, NY 10017 -------------------------------------- Form 13F File Number: 28-12251 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III -------------------------------------- Title: Managing Member -------------------------------------- Phone: (212) 808-7430 -------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY May 16, 2011 --------------------------- ----------------------- ---------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 --------------------- Form 13F Information Table Entry Total: 59 --------------------- Form 13F Information Table Value Total: 69,348 --------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P. FORM 13F INFORMATION TABLE

Voting Title of Market Investment Other Authority Name Class CUSIP Value Qty SH/PRN Discretion Managers Shared PULSE ELECTRONICS CORP 7.000% 12/15/14 C Note 74586WAA4 1,080 1,000,000 SH Shared-Defined 1 1,000,000 SIRIUS SATELLITE SIRI 3.25% 10/15/11 Note 82966UAD5 271 269,000 SH Shared-Defined 1 269,000 Arch Chemicals Inc COM 03937R102 736 17,691 SH Shared-Defined 1 17,691 Arrow Electronics Inc COM 042735100 10 242 SH Shared-Defined 1 242 AvalonBay Communities Inc COM 053484101 789 6,570 SH Shared-Defined 1 6,570 Avnet Inc COM 053807103 341 10,000 SH Shared-Defined 1 10,000 American Express Co COM 025816109 1,749 38,700 SH Shared-Defined 1 38,700 BROADSOFT INC COM 11133B409 214 4,500 SH Shared-Defined 1 4,500 Computer Associates COM 12673P105 1,147 47,432 SH Shared-Defined 1 47,432 CCA INDUSTRIES INC COM 124867102 64 11,000 SH Shared-Defined 1 11,000 Cbeyond Inc COM 149847105 1,223 104,837 SH Shared-Defined 1 104,837 Capitol Federal Financial COM 14057J101 1,003 88,955 SH Shared-Defined 1 88,955 Convio Inc COM 21257W105 771 66,500 SH Shared-Defined 1 66,500 CRYSTAL ROCK HOLDINGS INC COM 22940F103 20 23,572 SH Shared-Defined 1 23,572 Cisco Systems Inc COM 17275R102 4,345 253,374 SH Shared-Defined 1 253,374 China Yuchai Intl Ltd COM G21082105 337 11,500 SH Shared-Defined 1 11,500 Citizens & Northern Corp COM 172922106 824 49,000 SH Shared-Defined 1 49,000 Digi International Inc COM 253798102 359 34,013 SH Shared-Defined 1 34,013 eBay Inc COM 278642103 697 22,457 SH Shared-Defined 1 22,457 Entegris Inc COM 29362U104 1,622 184,782 SH Shared-Defined 1 184,782 Fiserv Inc COM 337738108 2,630 41,933 SH Shared-Defined 1 41,933 Flextronics International Ltd COM Y2573F102 2,829 378,660 SH Shared-Defined 1 378,660 Fushi Copperweld Inc COM 36113E107 1,775 221,320 SH Shared-Defined 1 221,320 Google Inc COM 38259P508 1,974 3,365 SH Shared-Defined 1 3,365 Hewlett-Packard Co COM 428236103 1,810 44,179 SH Shared-Defined 1 44,179 Hapc, Inc COM 45685K102 496 183,708 SH Shared-Defined 1 183,708 Intel Corp COM 458140100 1,162 57,604 SH Shared-Defined 1 57,604 KMG CHEMICALS INC COM 482564101 629 32,000 SH Shared-Defined 1 32,000 Masco Corp COM 574599106 1,563 112,270 SH Shared-Defined 1 112,270 Monolithic Power Systems Inc COM 609839105 2,417 170,333 SH Shared-Defined 1 170,333 MARLIN BUSINESS SERVICES INC COM 571157106 185 15,000 SH Shared-Defined 1 15,000 Microsoft Corp COM 594918104 1,110 43,732 SH Shared-Defined 1 43,732 NII Holdings Inc COM 62913F201 2,500 60,000 SH Shared-Defined 1 60,000 PepsiCo Inc/NC COM 713448108 1,627 25,263 SH Shared-Defined 1 25,263 Procter & Gamble Co/The COM 742718109 924 15,000 SH Shared-Defined 1 15,000 Premiere Global Services Inc COM 740585104 800 105,000 SH Shared-Defined 1 105,000 Penn Millers Holding Corp COM 707561106 1,509 106,446 SH Shared-Defined 1 106,446 Penns Woods Bancorp Inc COM 708430103 328 8,417 SH Shared-Defined 1 8,417 Rent-A-Center Inc/TX COM 76009N100 1,059 30,326 SH Shared-Defined 1 30,326 Regal Entertainment Group COM 758766109 910 67,371 SH Shared-Defined 1 67,371 Research In Motion Ltd COM 760975102 283 5,000 SH Shared-Defined 1 5,000 Spartech Corp COM 847220209 1,547 213,323 SH Shared-Defined 1 213,323 Shoretel Inc COM 825211105 652 79,202 SH Shared-Defined 1 79,202 Standard Microsystems Corp COM 853626109 1,115 45,218 SH Shared-Defined 1 45,218 S1 Corp COM 78463B101 379 56,730 SH Shared-Defined 1 56,730 S&T Bancorp Inc COM 783859101 740 34,300 SH Shared-Defined 1 34,300 Sysco Corp COM 871829107 1,806 65,181 SH Shared-Defined 1 65,181 Tekelec COM 879101103 1,656 203,970 SH Shared-Defined 1 203,970 Neutral Tandem Inc COM 64128B108 669 45,351 SH Shared-Defined 1 45,351 Tyson Foods Inc COM 902494103 1,158 60,326 SH Shared-Defined 1 60,326 Mac-gray Corp COM 554153106 2,817 174,666 SH Shared-Defined 1 174,666 Visa Inc COM 92826C839 413 5,612 SH Shared-Defined 1 5,612 Viacom Inc COM 92553P201 1,602 34,442 SH Shared-Defined 1 34,442 WalMart Stores Inc COM 931142103 1,604 30,820 SH Shared-Defined 1 30,820 Westell Technologies Inc COM 957541105 354 101,085 SH Shared-Defined 1 101,085 GROUPE CGI INC - CL A COM 39945C109 2,948 145,012 SH Shared-Defined 1 145,012 INTERXION HOLDING NV COM N47279109 1,677 129,000 SH Shared-Defined 1 129,000 NXP SEMICONDUCTORS NV COM N6596X109 1,178 39,310 SH Shared-Defined 1 39,310 General Motors Corp 4.75% COM 37045V209 911 18,900 SH Shared-Defined 1 18,900