0001345471-11-000079.txt : 20110627
0001345471-11-000079.hdr.sgml : 20110627
20110627164730
ACCESSION NUMBER: 0001345471-11-000079
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110627
DATE AS OF CHANGE: 20110627
EFFECTIVENESS DATE: 20110627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trian Fund Management, L.P.
CENTRAL INDEX KEY: 0001345471
IRS NUMBER: 203454182
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12039
FILM NUMBER: 11933486
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3000
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR/A
1
tfmlpmarch.txt
TRIAN FUND MANAGEMENT, L.P., AMENDMENT NO. 1, MARCH 31, 2011
THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 16,
2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL
TREATMENT EXPIRED ON JUNE 17, 2011.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
------------------------
Check here if Amendment [ X ]; Amendment Number: 1
-------
This Amendment (Check only one.): [ ] is a restatement.
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Trian Fund Management, L.P.
--------------------------------------------------
Address: 280 Park Avenue, 41st Floor
--------------------------------------------------
New York, NY 10017
--------------------------------------------------
--------------------------------------------------
Form 13F File Number: 028-12039
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter W. May
--------------------------------------------------
Title: Member of its General Partner
--------------------------------------------------
Phone: 212-451-3000
--------------------------------------------------
Signature,Place, and Date of Signing:
/s/PETER W. MAY New York, New York 6/27/11
------------------------ ------------------------------ --------
[Signature] [City, State] [Date]
Commencing with the Form 13F filed for the quarter ended March 31, 2011, certain
of the "Other Included Managers" listed below are named on this Form but no
longer hold investment discretion over any shares listed in the Information
Table. This is due to the requirement that a manager continue to file Form 13F
for the first three calendar quarters of the year following the year in which it
held investment discretion over the requisite amount of "Section 13(f)
securities."
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 11
-------------
Form 13F Information Table Entry Total: 1
-------------
Form 13F Information Table Value Total: $ 381,850
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------
01 28-11639 Nelson Peltz
02 28-11640 Peter W. May
03 28-11641 Edward P. Garden
04 28-12038 Trian Partners Parallel Fund I
General Partner, LLC
05 28-14024 Trian Partners Strategic Investment
Fund General Partner, LLC
06 28-14023 Trian Partners Strategic Investment
Fund GP, L.P.
07 28-11992 Trian Partners General Partner, LLC
08 28-11993 Trian Partners GP, L.P.
09 28-12040 Trian Fund Management GP, LLC
10 28-13614 Trian Credit Partners General Partner, LLC
11 28-13613 Trian Credit Partners GP, L.P.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- --------
VALUE SHARES/OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
----------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
Kraft Foods Inc. CL A 50075N104 381,850 12,176,335 SH Defined 1,2,3,9 12,176,335