0001140361-11-035389.txt : 20110705
0001140361-11-035389.hdr.sgml : 20110704
20110705142929
ACCESSION NUMBER: 0001140361-11-035389
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110705
DATE AS OF CHANGE: 20110705
EFFECTIVENESS DATE: 20110705
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 11949016
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lisa Snider
Address: 2801 Townsgate Road
Suite 112
Westlake Village, CA 91361
Form 13F File Number: 28-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 7/1/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 352
Form 13F Information Table Value Total: $112,005,774.63
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- --------- ------ ----
3M Company 88579Y101 165987.5 1750 SOLE 1750 0 0
A F L A C Inc 1055102 448361.4 9605 SOLE 9605 0 0
A O N Corporation 37389103 2103.3 41 SOLE 41 0 0
Abbott Laboratories 2824100 1040034.3 19765 SOLE 19765 0 0
Above Technologies 3738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A G1150G111 271285.8 4490 SOLE 4490 0 0
Adobe Systems Inc 00724F101 18870 600 SOLE 600 0 0
Ageas Adr Ord 00844W109 420.47 155 SOLE 155 0 0
Agrium Inc 08916108 1404.16 16 SOLE 16 0 0
Air Products & Chemicals 009158106 1387248.12 14514 SOLE 14514 0 0
Alcatel Lucent Adr 13904305 109.63 19 SOLE 19 0 0
Alcoa Inc 013817101 1087440.9 68565 SOLE 68565 0 0
Alexander & Baldwin Inc 014482103 48160 1000 SOLE 1000 0 0
Alleghany Corp Del 017175100 932708 2800 SOLE 2800 0 0
Allegheny Tech Inc New 01741R102 4252.49 67 SOLE 67 0 0
Allstate Corporation 20002101 95650.49 3133 SOLE 3133 0 0
Altria Group Inc 02209S103 131389.75 4975 SOLE 4975 0 0
Amazon.Com Inc 023135106 12269.4 60 SOLE 60 0 0
Amcor Ltd Sponsored Adrf 02341R302 1171.66 38 SOLE 38 0 0
American Express Company 025816109 1200991 23230 SOLE 23230 0 0
Ameriprise Financial Inc 03076C106 3633.84 63 SOLE 63 0 0
Amerisourcebergen Corp 03073E105 309465 7475 SOLE 7475 0 0
Ametek Inc New 031100100 327770 7300 SOLE 7300 0 0
AMG Capital Trust (Conv Pfd) 00169X203 4665.38 99 SOLE 99 0 0
Amgen Incorporated 031162100 1021708.5 17510 SOLE 17510 0 0
Amphenol Corp Cl A 032095101 21596 400 SOLE 400 0 0
Anadarko Petroleum Corp 032511107 273649.4 3565 SOLE 3565 0 0
AOL Inc 00184X105 79.44 4 SOLE 4 0 0
Apache Corp 037411105 823011.3 6670 SOLE 6670 0 0
Apple Computer Inc 037833100 101708.01 303 SOLE 303 0 0
Applied Materials Inc 038222105 722835.6 55560 SOLE 55560 0 0
Arrow Electronics Inc 042735100 830 20 SOLE 20 0 0
Astrazeneca 046353108 1201.68 24 SOLE 24 0 0
AT&T 00206R102 973081.8 30980 SOLE 30980 0 0
Aust&New Zealnd Bkg Adrf 052528304 1036.34 44 SOLE 44 0 0
Auto Data Processing 053015103 399314.4 7580 SOLE 7580 0 0
Autoliv Inc 52800109 186318.75 2375 SOLE 2375 0 0
AvalonBay Communities Inc 053484101 125832 980 SOLE 980 0 0
Avery Dennison Corp 053611109 27041 700 SOLE 700 0 0
AXA 054536107 1113.23 49 SOLE 49 0 0
Axis Capital Hldg Ltd G0692U109 774 25 SOLE 25 0 0
Babcock & Wilcox Co 05615F102 4350.47 157 SOLE 157 0 0
Baidu Inc Adr 056752108 4764.42 34 SOLE 34 0 0
Banco Santander 05964H105 152219.75 13225 SOLE 13225 0 0
Bancolombia S A Adr 05968L102 1267.87 19 SOLE 19 0 0
Bank Of America Corp 060505104 17031.84 1554 SOLE 1554 0 0
Bank Of New York Co Inc 064058100 3945.48 154 SOLE 154 0 0
Barrick Gold Corp 067901108 4800.74 106 SOLE 106 0 0
Baxter International Inc 071813109 310626.76 5204 SOLE 5204 0 0
Beacon Power Corp 073677106 4057.2 3381 SOLE 3381 0 0
Becton Dickinson & Co 075887109 3963.82 46 SOLE 46 0 0
Berkshire Hathaway Cl B 084670207 15478 200 SOLE 200 0 0
Best Buy Inc 086516101 910.89 29 SOLE 29 0 0
BHP Biliton Ltd Adr 088606108 1307691.97 13819 SOLE 13819 0 0
BHP Billiton Adr New 05545E209 4392.08 56 SOLE 56 0 0
Biogen IDEC Inc 09062X103 497712.6 4655 SOLE 4655 0 0
Boeing Co 097023105 386210.32 5224 SOLE 5224 0 0
Boston Properties Inc 101121101 186841.6 1760 SOLE 1760 0 0
Br Amer Tobacco Plc Adrf 110448107 968 11 SOLE 11 0 0
Briggs & Stratton Corp 109043109 3972 200 SOLE 200 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- --------- ------ ----
Bristol-Myers Squibb Co 110122108 95568 3300 SOLE 3300 0 0
Broadcom Corp 111320107 3532.2 105 SOLE 105 0 0
Broadridge 11133T103 19256 800 SOLE 800 0 0
C V S Corp 126650100 1149948 30600 SOLE 30600 0 0
Callaway Golf 131193104 559.8 90 SOLE 90 0 0
Calpine Corporation 131347304 3726.03 231 SOLE 231 0 0
Cameco Corp 13321L108 803068.95 30477 SOLE 30477 0 0
Canadian Natural Resources 136385101 2427.88 58 SOLE 58 0 0
Caterpillar Inc 149123101 1426457.54 13399 SOLE 13399 0 0
CBS Corporation Cl B New 124857202 2849 100 SOLE 100 0 0
Celanese Corp 150870103 5331 100 SOLE 100 0 0
Celgene Corp 151020104 12064 200 SOLE 200 0 0
Centurytel Inc 156700106 5094.18 126 SOLE 126 0 0
Cheesecake Factory Inc 163072101 11763.75 375 SOLE 375 0 0
Chesapeake Energy Corp 165167107 3414.35 115 SOLE 115 0 0
Chevrontexaco Corp 166764100 1869425.52 18178 SOLE 18178 0 0
Church & Dwight Co Inc 171340102 1054.04 26 SOLE 26 0 0
Cia Par Energia B Adr 20441B407 1846.88 68 SOLE 68 0 0
Cisco Systems Inc 17275R102 803712.07 51487 SOLE 51487 0 0
Citadel Broadcasting Corp 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc 172967101 212072.52 5093 SOLE 5093 0 0
Citigroup Inc (Conv Pfd) 172967416 1802.25 15 SOLE 15 0 0
City National Corp 178566105 156240 2880 SOLE 2880 0 0
Clorox Company 189054109 141624 2100 SOLE 2100 0 0
Cme Group Inc Cl A 12572Q105 3790.67 13 SOLE 13 0 0
Coach Inc 189754104 1981.83 31 SOLE 31 0 0
Coca Cola Femsa Sab Adrf 191241108 2325.25 25 SOLE 25 0 0
Coca-Cola Company 191216100 203215.8 3020 SOLE 3020 0 0
Colgate-Palmolive Co 194162103 1200139.3 13730 SOLE 13730 0 0
Companhia De Saneam Adrf 20441A102 3222.18 54 SOLE 54 0 0
Conocophillips 20825C104 1296050.03 17237 SOLE 17237 0 0
Consol Energy Inc 20854P109 53328 1100 SOLE 1100 0 0
Corning Inc 219350105 260452.5 14350 SOLE 14350 0 0
Costco Wholesale Corp New 22160K105 825398.4 10160 SOLE 10160 0 0
Covidien Ltd G2554F105 32789.68 616 SOLE 616 0 0
Credit Suisse Group 225401108 2770.42 71 SOLE 71 0 0
Cree Inc 225447101 3359 100 SOLE 100 0 0
Crown Castle Intl Cor (Conv Pfd) 228227401 3744 64 SOLE 64 0 0
Crown Northcorp Inc 228429106 0 22 SOLE 22 0 0
Cummins Inc 231021106 8486.18 82 SOLE 82 0 0
Danaher Corp Del 235851102 1273773.62 24038 SOLE 24038 0 0
Deere & Co 244199105 36937.6 448 SOLE 448 0 0
Delphi Finl Group Cl A 247131105 321310 11000 SOLE 11000 0 0
Denbury Res Inc New 247916208 4720 236 SOLE 236 0 0
Dentsply Intl Inc 249030107 934483.2 24540 SOLE 24540 0 0
Devon Energy Cp New 25179M103 295537.5 3750 SOLE 3750 0 0
Diageo Plc New Adr 25243Q205 982.44 12 SOLE 12 0 0
Diamond Offshr Drilling 25271C102 5210.34 74 SOLE 74 0 0
Directv Group Inc 25459L106 2388.54 47 SOLE 47 0 0
Discover Financial Svcs 254709108 20865 780 SOLE 780 0 0
Disney Walt Co 254687106 332972.16 8529 SOLE 8529 0 0
Dolby Laboratories Inc 25659T107 2335.3 55 SOLE 55 0 0
Dow Chemical Company 260543103 14580 405 SOLE 405 0 0
Dresser Rand Group Inc 261608103 1451.25 27 SOLE 27 0 0
Duke Energy Corp New 26441C105 90384 4800 SOLE 4800 0 0
DuPont 263534109 45942.5 850 SOLE 850 0 0
E M C Corp Mass 268648102 405673.75 14725 SOLE 14725 0 0
E O G Resources Inc 26875P101 26242.05 251 SOLE 251 0 0
Eaton Corporation 278058102 1234.8 24 SOLE 24 0 0
Edison International 281020107 383392.5 9894 SOLE 9894 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- --------- ------ ----
El Paso Corporation 28336L109 7716.4 382 SOLE 382 0 0
Elan Corp Plc Spon Adr 284131208 15122.1 1330 SOLE 1330 0 0
Emerson Electric Co 291011104 1442812.5 25650 SOLE 25650 0 0
Encana Corporation 292505104 1016.07 33 SOLE 33 0 0
Entegris Inc 29362U104 24743.4 2445 SOLE 2445 0 0
Esco Technologies Inc 296315104 3680 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A 518439104 4312.79 41 SOLE 41 0 0
Exelon Corporation 30161N101 685.44 16 SOLE 16 0 0
Exxon Mobil Corporation 30231G102 1584061.7 19465 SOLE 19465 0 0
F5 Networks Inc 315616102 441 4 SOLE 4 0 0
Fedex Corporation 31428X106 1327.9 14 SOLE 14 0 0
Fidelity Natl Finl Inc 31620R105 519860.72 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs 31620M106 446947.64 14516 SOLE 14516 0 0
First Horizon Natl Corp 320517105 89265.78 9357 SOLE 9357 0 0
Flowserve Corporation 34354P105 1208.79 11 SOLE 11 0 0
Ford Motor Company New 345370860 41563.06 3014 SOLE 3014 0 0
Fortune Brands Inc 349631101 54204.5 850 SOLE 850 0 0
France Telecom Adr 35177Q105 894.18 42 SOLE 42 0 0
Freeport McMoran COP B 356710857 11003.2 208 SOLE 208 0 0
General Dynamics Corp 369550108 4769.28 64 SOLE 64 0 0
General Electric Company 369604103 1155759.66 61281 SOLE 61281 0 0
General Mills Inc 370334104 928266.8 24940 SOLE 24940 0 0
General Mtrs B (Conv Pfd) 37045V209 1852.12 38 SOLE 38 0 0
Gilead Sciences Inc 37558103 22402.81 541 SOLE 541 0 0
Glaxosmithkline Plc Adr 37733W105 11154 260 SOLE 260 0 0
Google Inc Class A 38259P508 9621.22 19 SOLE 19 0 0
Guess Inc 401617105 1009.44 24 SOLE 24 0 0
Halliburton Co Hldg Co 406216101 1122 22 SOLE 22 0 0
Harley Davidson Inc 412822108 24582 600 SOLE 600 0 0
Harris Corporation 413875105 4776.36 106 SOLE 106 0 0
Hartford Finl (Conv Pfd) 416515708 1922.52 74 SOLE 74 0 0
Hartford Finl Svcs Grp 416515104 26370 1000 SOLE 1000 0 0
Heinz H J Co 423074103 15984 300 SOLE 300 0 0
Hess Corporation 42809H107 1061592 14200 SOLE 14200 0 0
Hewlett-Packard Company 428236103 830975.6 22829 SOLE 22829 0 0
Home Depot Inc 437076102 556411.64 15362 SOLE 15362 0 0
Honeywell International 438516106 270002.29 4531 SOLE 4531 0 0
Hospira 441060100 1359.84 24 SOLE 24 0 0
HSBC Hldgs Plc Adr New 404280406 6897.18 139 SOLE 139 0 0
Hudson City Bancorp Inc 443683107 2743.65 335 SOLE 335 0 0
Huntington Ingalls Inds 446413106 310.5 9 SOLE 9 0 0
I T T Industries Inc 450911102 117860 2000 SOLE 2000 0 0
Illumina Inc 452327109 5485.95 73 SOLE 73 0 0
Infacare Pharmaceutical 45665N100 0.05 50000 SOLE 50000 0 0
Intel Corp 458140100 1358142.08 61288 SOLE 61288 0 0
Internet Capital Group 46059C205 61.15 5 SOLE 5 0 0
Interpublic Group Of Cos 460690100 4375 350 SOLE 350 0 0
Intl Business Machines 459200101 2001130.75 11665 SOLE 11665 0 0
Intl Power Plc Adr 46018M104 464.82 9 SOLE 9 0 0
Intrcontinentalexchange 45865V100 2993.04 24 SOLE 24 0 0
Intuit Inc 461202103 4356.24 84 SOLE 84 0 0
Investment Tech Grp New 46145F105 1692452.34 120717 SOLE 120717 0 0
Iron Mountain Inc New 462846106 109088 3200 SOLE 3200 0 0
Ishares Dj Select Div Fd 464287168 7938 150 SOLE 150 0 0
Ishares Msci Brazil Index 464286400 7335 100 SOLE 100 0 0
Ishares Russell Midcap 464287499 109340 1000 SOLE 1000 0 0
Ishares Russell Midcap 464287473 5730 120 SOLE 120 0 0
Ishares S&P Asia 50 464288430 137083.87 2935 SOLE 2935 0 0
Ishares Tr Dj US Basic 464287838 19785 250 SOLE 250 0 0
Ishares Tr Russell 464287655 200790 2425 SOLE 2425 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- --------- ------ ----
Ishares Tr S&P Midcap 464287507 29310 300 SOLE 300 0 0
Ishares Xinhua China 25 464287184 17180 400 SOLE 400 0 0
J M Smucker Co New 832696405 76440 1000 SOLE 1000 0 0
J P Morgan Chase & Co 46625H100 1167404.1 28515 SOLE 28515 0 0
Jack In The Box Inc 466367109 1594.6 70 SOLE 70 0 0
Jefferies Group Inc New 472319102 30044732.4 1472781 SOLE 1472781 0 0
Johnson & Johnson 478160104 1516190.36 22793 SOLE 22793 0 0
Johnson Controls Inc 478366107 5082.52 122 SOLE 122 0 0
Juniper Networks Inc 48203R104 3496.5 111 SOLE 111 0 0
Kellogg Company 487836108 110640 2000 SOLE 2000 0 0
Kimberly-Clark Corp 494368103 2995.2 45 SOLE 45 0 0
Kraft Foods Inc 50075N104 139581.26 3962 SOLE 3962 0 0
Krispy Kreme 12wts 501014112 11.2 14 SOLE 14 0 0
L-3 Communications Hldgs 502424104 48097.5 550 SOLE 550 0 0
Lehman Bros Holding Inc 524908100 61.2 1200 SOLE 1200 0 0
Lender Processing Services Inc 52602E102 151764.78 7258 SOLE 7258 0 0
Lennar Corp 526057104 885901.5 48810 SOLE 48810 0 0
Lexmark Intl Inc Cl A 529771107 16093 550 SOLE 550 0 0
Liberty Property Trust 531172104 118428.3 3635 SOLE 3635 0 0
Lincare Holdings Inc 532791100 1053.72 36 SOLE 36 0 0
Linear Technology Corp 535678106 783069.3 23715 SOLE 23715 0 0
Lockheed Martin Corp 539830109 1104835.65 13645 SOLE 13645 0 0
Lowes Companies Inc 548661107 705826.8 30280 SOLE 30280 0 0
Manpower Inc 56418H100 3165.35 59 SOLE 59 0 0
Marathon Oil Corp 565849106 55208.64 1048 SOLE 1048 0 0
Martha Stewart Lvng Omni 573083102 4340 1000 SOLE 1000 0 0
Marvell Tech Group Ltd G5876H105 812.08 55 SOLE 55 0 0
Mattel Incorporated 577081102 2584.06 94 SOLE 94 0 0
Mc Donalds Corp 580135101 1749387.04 20747 SOLE 20747 0 0
McGraw-Hill Cos 580645109 54483 1300 SOLE 1300 0 0
Mead Johnson Nutrition 582839106 878.15 13 SOLE 13 0 0
Medcohealth Solutions 58405U102 161195.04 2852 SOLE 2852 0 0
Medtronic Inc 585055106 529556.32 13744 SOLE 13744 0 0
Merck & Co Inc 589331107 139924.85 3965 SOLE 3965 0 0
Metlife Inc 59156R108 5527.62 126 SOLE 126 0 0
Micron Technology Inc 595112103 3740 500 SOLE 500 0 0
Microsoft Corp 594918104 1170442 45017 SOLE 45017 0 0
Mid-America Apartment Communities 59522J103 171036.45 2535 SOLE 2535 0 0
Molycorp Inc 608753109 6106 100 SOLE 100 0 0
Monsanto Co New Del 61166W101 943.02 13 SOLE 13 0 0
Morgan Stanley 617446448 39922.35 1735 SOLE 1735 0 0
N I I Holdings Inc New 62913F201 14833 350 SOLE 350 0 0
Nabors Industries Ltd G6359F103 4016.32 163 SOLE 163 0 0
National Oilwell Varco 637071101 7117.11 91 SOLE 91 0 0
Netflix Inc 64110L106 3677.66 14 SOLE 14 0 0
Network Appliance Inc 64110D104 1847.3 35 SOLE 35 0 0
New York Cmnty Bancorp 649445103 4871.75 325 SOLE 325 0 0
NextEra Energy 65339F101 1467479.31 25539.146 SOLE 25539.146 0 0
Nike Inc Class B 654106103 4139.08 46 SOLE 46 0 0
Noble Energy Inc 655044105 2599.27 29 SOLE 29 0 0
Nordstrom Inc 655664100 1549.02 33 SOLE 33 0 0
Norfolk Southern Corp 655844108 6968.49 93 SOLE 93 0 0
Nortel Networks Cp New 23.2 464 SOLE 464 0 0
Northern Trust 665859104 727776.6 15835 SOLE 15835 0 0
Northrop Grumman Corp 666807102 3814.25 55 SOLE 55 0 0
Novagold Res Inc New 66987E206 7360 800 SOLE 800 0 0
Novartis AG Spon Adr 66987V109 820707.3 13430 SOLE 13430 0 0
Occidental Petroleum Corp 674599105 11652.48 112 SOLE 112 0 0
Oracle Corporation 68389X105 1345788.63 40893 SOLE 40893 0 0
Otter Tail Corporation 689648103 5275 250 SOLE 250 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- --------- ------ ----
Owens Corning Inc 690742101 1381.95 37 SOLE 37 0 0
P P G Industries Inc 693506107 2814.49 31 SOLE 31 0 0
Paladin Res Ltd Ord Q72653126 5395.6 2000 SOLE 2000 0 0
Parker-Hannifin Corp 701094104 8974 100 SOLE 100 0 0
Penske Automotive Group 70959W103 1205.22 53 SOLE 53 0 0
Pepsico Incorporated 713448108 1244709.39 17673 SOLE 17673 0 0
Perkinelmer Inc 714046109 94185 3500 SOLE 3500 0 0
Petroleo Brasileiro Adrf 71654V408 135440 4000 SOLE 4000 0 0
Pfizer Incorporated 717081103 117646.6 5711 SOLE 5711 0 0
Philip Morris Intl Inc 718172109 379253.6 5680 SOLE 5680 0 0
Piper Jaffray Cos New 724078100 489.77 17 SOLE 17 0 0
Pipesaver Technologies 724086103 0 1500 SOLE 1500 0 0
Pitney Bowes Inc 724479100 6667.1 290 SOLE 290 0 0
PNC Finl Services Gp Inc 693475105 6020.61 101 SOLE 101 0 0
Posco Adr 693483109 760.34 7 SOLE 7 0 0
Potash Corp Sask Inc 73755L107 180943.25 3175 SOLE 3175 0 0
PPL Corporation (Conv Pfd) 69351T601 3648.45 65 SOLE 65 0 0
Praxair Inc 740059104 3902.04 36 SOLE 36 0 0
Precision Castparts Corp 740189105 1975.8 12 SOLE 12 0 0
Priceline.Com Inc New 741503403 5631.23 11 SOLE 11 0 0
Principal Financial Grp 74251V102 943.02 31 SOLE 31 0 0
Procter & Gamble Co 742718109 1175790.72 18496 SOLE 18496 0 0
Public Storage Inc 74460D109 151633.3 1330 SOLE 1330 0 0
Qualcomm Inc 747525103 1434856.14 25266 SOLE 25266 0 0
Radioshack Corporation 750438103 7932.76 596 SOLE 596 0 0
Range Resources Corp 75281A109 20812.5 375 SOLE 375 0 0
Redhat Inc 756577102 5737.5 125 SOLE 125 0 0
Renaissancere Hldgs Incf G7496G103 1468.95 21 SOLE 21 0 0
Reynolds American Inc 761713106 7335.9 198 SOLE 198 0 0
Royal Dutch Shell A Adrf 780259206 966229.92 13584 SOLE 13584 0 0
Rydex Etf TRUST 78355W106 163249.5 3225 SOLE 3225 0 0
S A P Ag Adr 803054204 424.55 7 SOLE 7 0 0
Sanofi Aventis Adr 80105N105 3534.96 88 SOLE 88 0 0
Sasol Limited Spon Adr 806866300 1745.37 33 SOLE 33 0 0
Satcon Technology Corp 803893106 264955.4 110860 SOLE 110860 0 0
Schlumberger Ltd 806857108 3974.4 46 SOLE 46 0 0
Seagate Technology G7945J104 1115.04 69 SOLE 69 0 0
Sector Spdr Engy Select 81369Y506 18460.75 245 SOLE 245 0 0
Sector SPDR Technology Shares 81369Y803 9637.5 375 SOLE 375 0 0
Sempra Energy 816851109 1050408.32 19864 SOLE 19864 0 0
Semtech Corp 816850101 4018.98 147 SOLE 147 0 0
Shaw Group Inc 820280105 4471.08 148 SOLE 148 0 0
Simon Property Group 828806109 181318.8 1560 SOLE 1560 0 0
Siti-Sites.Com Inc 0.03 33 SOLE 33 0 0
Snap On Inc 833034101 93720 1500 SOLE 1500 0 0
Southwestern Energy Co 845467109 2744.32 64 SOLE 64 0 0
Stanley Black (Conv Pfd) 854502309 2190.24 18 SOLE 18 0 0
Stanley Works 854616109 835419.75 11595 SOLE 11595 0 0
Starbucks Corp 855244109 1370974.33 34717 SOLE 34717 0 0
Starwood Htls & Resorts 85590A701 4034.88 72 SOLE 72 0 0
State Street Corp 857477103 2885.76 64 SOLE 64 0 0
Statoilhydro Asa Adr 85771P102 1272.5 50 SOLE 50 0 0
Stellarnet Inc Ser B Pfd 85856W105 0.17 16670 SOLE 16670 0 0
Stericycle Inc 858912108 1003134.72 11256 SOLE 11256 0 0
Strattec Security Corp 863111100 422.6 20 SOLE 20 0 0
Streettracks Gold Trust Index 78463V107 131400.9 900 SOLE 900 0 0
Supervalu Inc 868536103 24466 2600 SOLE 2600 0 0
Sysco Corporation 871829107 40534 1300 SOLE 1300 0 0
T J X Cos Inc 872540109 2626.5 50 SOLE 50 0 0
T Rowe Price Group Inc 74144T108 961216.2 15930 SOLE 15930 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- --------- ------ ----
Target Corporation 7612E1061 1098116.19 23409 SOLE 23409 0 0
TE Connectivity Ltd H84989104 22056 600 SOLE 600 0 0
Technip Adr 878546209 1286.24 48 SOLE 48 0 0
Tele Norte Leste Adr 879246106 714.84 46 SOLE 46 0 0
Teledyne Technologies 879360105 15108 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr 881624209 1046711.54 21707 SOLE 21707 0 0
Texas Instruments Inc 882508104 500985.8 15260 SOLE 15260 0 0
The Charles Schwab Corp 808513105 947191 57580 SOLE 57580 0 0
Thermo Fisher Scientific 883556102 4636.08 72 SOLE 72 0 0
Tibco Software Inc 88632Q103 5804 200 SOLE 200 0 0
Tiffany & Co New 886547108 49781.68 634 SOLE 634 0 0
Time Warner Inc 887317105 3709.74 102 SOLE 102 0 0
Titan Oil & Gas Inc New 888309101 175.5 650 SOLE 650 0 0
Toronto Dominion Bank 891160509 1188.6 14 SOLE 14 0 0
Total SA Adr 89151E109 8676 150 SOLE 150 0 0
Touch America Holding 891539108 0.36 3600 SOLE 3600 0 0
Transcanada Corp 89353D107 1096 25 SOLE 25 0 0
Travelers Companies Inc 89417E109 7414.26 127 SOLE 127 0 0
Treasury Metals Inc 894647106 1716.86 1315 SOLE 1315 0 0
Trina Solar Ltd Adr 89628E104 4484 200 SOLE 200 0 0
Triumph Group Inc New 896818101 1892.02 19 SOLE 19 0 0
Turkcell Iletsm New Adrf 900111204 284.55 21 SOLE 21 0 0
Tyco Intl Ltd New G9143X208 29658 600 SOLE 600 0 0
U S Bancorp Del New 902973304 1272617.37 49887 SOLE 49887 0 0
U.S. Natural Gas Fund 912318110 16530 1500 SOLE 1500 0 0
Union Pacific Corp 907818108 51051.6 489 SOLE 489 0 0
United Parcel Service B 911312106 53384.76 732 SOLE 732 0 0
United Technologies Corp 913017109 361740.37 4087 SOLE 4087 0 0
V F Corporation 918204108 6405.04 59 SOLE 59 0 0
Vale Capital II 2012f (Conv Pfd) 91912F201 2031.82 23 SOLE 23 0 0
Valero Energy Corp New 91913Y100 2250.16 88 SOLE 88 0 0
Vanguard Growth 92290736 54986.5 850 SOLE 850 0 0
Ventas 92276F100 146006.7 2770 SOLE 2770 0 0
Verizon Communications 92343V104 1389125.76 37312 SOLE 37312 0 0
Visteon Corp 92839U107 68.41 1 SOLE 1 0 0
Visteon Corp 15 Wts 92839U115 43.5 2 SOLE 2 0 0
VMware Inc Cl A 928563402 3708.51 37 SOLE 37 0 0
Vodafone Group Plc Adr 92857W209 913316.32 34181 SOLE 34181 0 0
Wal-Mart Stores Inc 931142103 62705.2 1180 SOLE 1180 0 0
Walgreen Company 931422109 9001.52 212 SOLE 212 0 0
Waste Management Inc Del 94106L109 2049.85 55 SOLE 55 0 0
Wellpoint Health Networks 94973V107 106339.5 1350 SOLE 1350 0 0
Wells Fargo & Co New 949746101 1216232.64 43344 SOLE 43344 0 0
Wells Fargo (Pfd) 949746879 771.93 27 SOLE 27 0 0
Wells Fargo L (Pfd) 949746804 2119 2 SOLE 2 0 0
Weyerhaeuser Co 962166104 7104.5 325 SOLE 325 0 0
Wynn Resorts 983134107 3588.5 25 SOLE 25 0 0
Xerox Corp 984121103 3331.2 320 SOLE 320 0 0
Yahoo Inc 984332106 1504 100 SOLE 100 0 0
Yamana Gold Inc 98462Y100 767.58 66 SOLE 66 0 0
Yum Brands Inc 988498101 1767.68 32 SOLE 32 0 0
Zimmer Holdings Inc 98956P102 36656 580 SOLE 580 0 0