0001020918-11-000008.txt : 20110721
0001020918-11-000008.hdr.sgml : 20110721
20110721123037
ACCESSION NUMBER: 0001020918-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110721
DATE AS OF CHANGE: 20110721
EFFECTIVENESS DATE: 20110721
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL
CENTRAL INDEX KEY: 0001020918
IRS NUMBER: 362708660
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05772
FILM NUMBER: 11979244
BUSINESS ADDRESS:
STREET 1: 311 SOUTH WACKER DRIVE
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129838900
MAIL ADDRESS:
STREET 1: 311 S WACKER DR
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
inftable.txt
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
100,000 RIVUS BOND FD FRACL SH COM hgk667100 0 88000 SH DEFINED 88000
100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DEFINED 87208
3M CO COM COM 88579Y101 4635 48871 SH DEFINED 48871
ABBOTT LABS COM 002824100 11878 225738 SH DEFINED 225738
ABRAXAS PETE CORP COM COM 003830106 77 20000 SH DEFINED 20000
ACCENTURE PLC IRELAND CL A COM g1151c101 411 6800 SH DEFINED 6800
ADOBE SYS INC COM 00724F101 518 16485 SH DEFINED 16485
ALASKA COMMNCT SYS GRP COM COM 01167p101 209 23600 SH DEFINED 23600
ALCOA INC. COM 013817101 4196 264540 SH DEFINED 264540
ALLERGAN INC COM 018490102 1688 20280 SH DEFINED 20280
ALLSTATE CORP COM COM 020002101 1399 45818 SH DEFINED 45818
ALTRIA GROUP INC COM COM 02209S103 420 15897 SH DEFINED 15897
AMAZON COM INC COM COM 023135106 559 2735 SH DEFINED 2735
AMBAC FINANCIAL GROUP INC COM COM 023139108 1 10000 SH DEFINED 10000
AMEDISYS INC COM COM 023436108 418 15700 SH DEFINED 15700
AMEREN CORP COM COM 023608102 778 26974 SH DEFINED 26974
AMERICAN ELECTRIC POWER COM 025537101 627 16644 SH DEFINED 16644
AMERIPRISE FINL INC COM COM 03076c106 323 5593 SH DEFINED 5593
AMGEN INC COM 031162100 2149 36831 SH DEFINED 36831
ANNALY MTG MGMT INC COM COM 035710409 478 26500 SH DEFINED 26500
AON CORPORATION COM 037389103 1130 22031 SH DEFINED 22031
APACHE CORP COM 037411105 1151 9331 SH DEFINED 9331
APOLLO INVT CORP COM COM 03761u106 636 62325 SH DEFINED 62325
APPLE COMPUTER INC COM 037833100 15477 46107 SH DEFINED 46107
APPROACH RESOURCES INC COM COM 03834a103 382 16850 SH DEFINED 16850
ARCH COAL INC COM COM 039380100 5533 207550 SH DEFINED 207550
ARCHER DANIELS MIDLAND COM 039483102 371 12307 SH DEFINED 12307
AT&T INC COM COM 00206r102 5552 176749 SH DEFINED 176749
AUTOLIV INC COM COM 052800109 204 2600 SH DEFINED 2600
AUTOMATIC DATA PROCESSING COM 053015103 616 11700 SH DEFINED 11700
BANK OF AMER CORP COM 060505104 856 78141 SH DEFINED 78141
BARRICK GOLD CORP COM 067901108 933 20600 SH DEFINED 20600
BAXTER INTERNATIONAL INC COM 071813109 8052 134893 SH DEFINED 134893
BEMIS INC COM COM 081437105 713 21115 SH DEFINED 21115
BERKSHIRE HATHAWAY INC CL B COM 084670702 4409 56967 SH DEFINED 56967
BERKSHIRE HATHAWAY INC DEL COM 084670108 581 5 SH DEFINED 5
BEST BUY INC COM 086516101 6329 201500 SH DEFINED 201500
BOEING COMPANY COM 097023105 1781 24093 SH DEFINED 24093
BP PLC SPONSORED ADR COM 055622104 2394 54043 SH DEFINED 54043
BR MALLS PARTICIPACOES GDR 144 COM 05569b107 2744 120000 SH DEFINED 120000
BRANDYWINE RLTY TR SH BEN INT COM 105368203 151 13000 SH DEFINED 13000
BREITBURN ENGY PRTNR COM UT LT COM 106776107 226 11600 SH DEFINED 11600
BRISTOL MYERS SQUIBB CO COM 110122108 3371 116397 SH DEFINED 116397
CANADIAN IMPRL BK COMM COM COM 136069101 371 4695 SH DEFINED 4695
CANADIAN NATL RY CO COM COM 136375102 1145 14334 SH DEFINED 14334
CARNIVAL CORP COM 143658300 4834 128450 SH DEFINED 128450
CATERPILLAR TRACTOR COM 149123101 1672 15705 SH DEFINED 15705
CBOE HLDGS INC COM COM 12503m108 5758 234050 SH DEFINED 234050
CELGENE CORP COM COM 151020104 377 6247 SH DEFINED 6247
CENTERPOINT ENERGY INC COM COM 15189T107 238 12298 SH DEFINED 12298
CENTURYLINK INC COM COM 156700106 320 7916 SH DEFINED 7916
CERAGON NETWORKS LTD ORD COM M22013102 1004 84425 SH DEFINED 84425
CF INDS HLDGS INC COM COM 125269100 742 5240 SH DEFINED 5240
CHATHAM LODGING TR COM COM 16208t102 484 30050 SH DEFINED 30050
CHESAPEAKE ENERGY CORP COM 165167107 1648 55500 SH DEFINED 55500
CHEVRON TEXACO CORP COM COM 166764100 5541 53876 SH DEFINED 53876
CISCO SYS INC COM 17275R102 3773 241722 SH DEFINED 241722
CLIFFS NATURAL RESOURC COM COM 18683K101 281 3040 SH DEFINED 3040
COCA COLA COMPANY COM 191216100 4287 63704 SH DEFINED 63704
COHEN & STEERS QTY RLY COM COM 19247L106 1052 107660 SH DEFINED 107660
COLGATE PALMOLIVE COMPANY COM 194162103 346 3954 SH DEFINED 3954
COMMUNITY HLTH SYS NEW COM COM 203668108 200 7800 SH DEFINED 7800
COMPUGEN LTD ORD COM m25722105 526 129650 SH DEFINED 129650
CONAGRA INC COM 205887102 218 8450 SH DEFINED 8450
CONOCOPHILLIPS COM 20825C104 5725 76140 SH DEFINED 76140
CONSOLIDATED EDISON NEW YORK COM 209115104 1063 19975 SH DEFINED 19975
CORNING INC COM 219350105 9536 525398 SH DEFINED 525398
COSTCO WHOLESALE CORP-NEW COM 22160K105 3335 41050 SH DEFINED 41050
COVANTA HOLDINGS CP COM 22282e102 1349 81800 SH DEFINED 81800
CVS CORP INC COM 126650100 2329 61975 SH DEFINED 61975
DANAHER CORP DEL COM COM 235851102 316 5954 SH DEFINED 5954
DARDEN RESTAURANTS, INC. COM 237194105 512 10280 SH DEFINED 10280
DEAN FOODS CO NEW COM COM 242370104 788 64200 SH DEFINED 64200
DEERE & COMPANY COM 244199105 2426 29418 SH DEFINED 29418
DEVON ENERGY CORP NEW COM COM 25179M103 1582 20070 SH DEFINED 20070
DIAMOND OFFSHORE DRILLING INC COM 25271C102 576 8175 SH DEFINED 8175
DOLLAR TREE INC COM COM 256746108 3273 49125 SH DEFINED 49125
DOW CHEMICAL CORPORATION COM 260543103 1152 31996 SH DEFINED 31996
DUKE ENERGY COMPANY COM 26441C105 2965 157452 SH DEFINED 157452
E I DU PONT DE NEMOURS & CO COM 263534109 2209 40869 SH DEFINED 40869
E M C CORP MASS COM 268648102 368 13375 SH DEFINED 13375
EBAY INC COM COM 278642103 1013 31390 SH DEFINED 31390
EMERSON ELECTRIC CO COM 291011104 1419 25230 SH DEFINED 25230
ENBRIDGE ENERGY PRTNRS COM COM 29250r106 2627 87350 SH DEFINED 87350
ENTERPRISE PRODS PARTNERS LP C COM 293792107 916 21193 SH DEFINED 21193
EROMANGA HYDROCARBONS NL SHS COM Q36055103 0 10000 SH DEFINED 10000
ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 57485 SH DEFINED 57485
EXELON CORP COM 30161N101 5269 122985 SH DEFINED 122985
EXXON MOBIL CORP COM COM 30231G102 12259 150643 SH DEFINED 150643
EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 25533 690652 SH DEFINED 690652
FEDEX CORP COM 31428X106 581 6125 SH DEFINED 6125
FIRST N B ANCHRAG ALAS COM COM 32112j106 499 301 SH DEFINED 301
FIRST SOLAR INC COM COM 336433107 2659 20105 SH DEFINED 20105
FIRSTENERGY CORP COM COM 337932107 1206 27306 SH DEFINED 27306
FNB CORP COM COM 302520101 191 18500 SH DEFINED 18500
FOOT LOCKER INC COM COM 344849104 605 25450 SH DEFINED 25450
FORD MOTOR COMPANY COM 345370860 3666 265854 SH DEFINED 265854
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 955 18047 SH DEFINED 18047
FRONTIER COMMUNICATIONS CORP C COM 35906a108 105 12961 SH DEFINED 12961
GAP INC COM 364760108 596 32906 SH DEFINED 32906
GENCO SHPPNG & TRDNG SHS COM y2685t107 1716 228764 SH DEFINED 228764
GENERAL CABLE CORP COM 369300108 302 7100 SH DEFINED 7100
GENERAL ELECTRIC CO COM 369604103 8801 466628 SH DEFINED 466628
GENERAL MILLS INC COM 370334104 406 10900 SH DEFINED 10900
GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1332 31049 SH DEFINED 31049
GOLDMAN SACHS GROUP COM COM 38141G104 6486 48735 SH DEFINED 48735
GOOGLE INC CL A COM 38259p508 7483 14777 SH DEFINED 14777
HAIN CELESTIAL GROUP INC COM COM 405217100 310 9300 SH DEFINED 9300
HALLIBURTON COMPANY COM 406216101 3225 63230 SH DEFINED 63230
HESS CORP COM COM 42809h107 419 5600 SH DEFINED 5600
HEWLETT PACKARD CO COM 428236103 4945 135848 SH DEFINED 135848
HOME DEPOT INC COM 437076102 2295 63351 SH DEFINED 63351
HONEYWELL INTL COM 438516106 983 16490 SH DEFINED 16490
HOSPIRA INC COM COM 441060100 229 4036 SH DEFINED 4036
HUNT JB TRANS SVC INC COM COM 445658107 1121 23800 SH DEFINED 23800
ILLINOIS TOOL WORKS COM 452308109 3975 70361 SH DEFINED 70361
INLAND REAL ESTATE CP COM NEW COM 457461200 136 15448 SH DEFINED 15448
INTEGRYS ENERGY GRP INC COM COM 45822p105 1430 27578 SH DEFINED 27578
INTEL CORPORATION COM 458140100 2179 98319 SH DEFINED 98319
INTERNATIONAL BUSINESS MACHINE COM 459200101 6812 39707 SH DEFINED 39707
INTERNATIONAL GAME TECH COM 459902102 4425 251719 SH DEFINED 251719
INTERNATIONAL PAPER CO COM 460146103 596 20000 SH DEFINED 20000
IRIS INTL INC COM COM 46270w105 100 10000 SH DEFINED 10000
ISHARES COMEX GOLD TR ISHARES COM 464285105 1515 103500 SH DEFINED 103500
ISHARES INC MSCI JAPAN COM 464286848 634 60800 SH DEFINED 60800
ISHARES TR MSCI EMERG MKT COM 464287234 619 13010 SH DEFINED 13010
ISHARES TR RUSSELL 2000 COM 464287655 2585 31216 SH DEFINED 31216
J P MORGAN CHASE & CO COM COM 46625h100 5124 125160 SH DEFINED 125160
JACOBS ENGR GROUP INC COM COM 469814107 5434 125652 SH DEFINED 125652
JAZZ PHARMACEUTICALS COM 472147107 609 18275 SH DEFINED 18275
JOHNSON & JOHNSON COM 478160104 12123 182239 SH DEFINED 182239
JOS A BANK CLOTHIERS COM COM 480838101 1760 35188 SH DEFINED 35188
KEYCORP NEW COM COM 493267108 117 14055 SH DEFINED 14055
KINDER MORGAN ENERGY PTNRS LP COM 494550106 1328 18290 SH DEFINED 18290
KKR FINANCIAL HLDGS LLC COM COM 48248a306 334 34024 SH DEFINED 34024
KONINKLIJKE PHILIPS ELEC NV SP COM 500472303 590 22956 SH DEFINED 22956
KRAFT FOODS INC CL A COM 50075n104 462 13108 SH DEFINED 13108
KROGER CO COM 501044101 558 22500 SH DEFINED 22500
LATTICE SEMICONDUCTOR COM COM 518415104 173 26555 SH DEFINED 26555
LDK SOLAR CO LTD SPONSORED ADR COM 50183l107 2035 277200 SH DEFINED 277200
LHC GROUP INC COM COM 50187a107 1984 86050 SH DEFINED 86050
LIFE TIME FITNESS INC COM COM 53217r207 710 17800 SH DEFINED 17800
LILLY ELI & COMPANY COM 532457108 1861 49583 SH DEFINED 49583
LINCOLN NATL CORP IND COM COM 534187109 258 9060 SH DEFINED 9060
LOCKHEED MARTIN CORP COM 539830109 229 2828 SH DEFINED 2828
LOWES COS INC COM COM 548661107 7455 319799 SH DEFINED 319799
LUND GOLD LTD COM COM 550367106 1 30000 SH DEFINED 30000
MAGNA INTERNATIONAL, INC. COM 559222401 950 17575 SH DEFINED 17575
MANPOWER INC COM 56418H100 5365 100000 SH DEFINED 100000
MARATHON OIL CORP COM 565849106 310 5877 SH DEFINED 5877
MASTERCARD INC COM COM 57636q104 469 1555 SH DEFINED 1555
MB FINL INC COM COM 55264u108 574 29852 SH DEFINED 29852
MCDONALDS CORPORATION COM 580135101 5211 61800 SH DEFINED 61800
MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DEFINED 10000
MEDCOHEALTH SOLUTIONS INC COM COM 58405U102 801 14167 SH DEFINED 14167
MEDTRONIC INC COM 585055106 5106 132524 SH DEFINED 132524
MERCK & COMPANY INC. COM 58933y105 3162 89606 SH DEFINED 89606
METLIFE INC COM COM 59156r108 941 21450 SH DEFINED 21450
MICROSOFT CORP COM 594918104 3505 134813 SH DEFINED 134813
MILLER INDS COM 600551204 1577 84370 SH DEFINED 84370
MOCON INC COM COM 607494101 512 33300 SH DEFINED 33300
MONSANTO CO NEW COM COM 61166W101 430 5928 SH DEFINED 5928
MORGAN STANLEY COM NEW COM 617446448 971 42203 SH DEFINED 42203
MVC CAPITAL INC COM COM 553829102 331 25000 SH DEFINED 25000
NETLOGIC MICROSYS INC COM COM 64118b100 7833 193800 SH DEFINED 193800
NEWELL RUBBERMAID INC. COM 651229106 254 16115 SH DEFINED 16115
NEXTERA ENERGY INC COM COM 65339F101 375 6526 SH DEFINED 6526
NICOR INC COM 654086107 249 4550 SH DEFINED 4550
NIKE INC CLASS B COM 654106103 2141 23790 SH DEFINED 23790
NISOURCE INC. COM COM 65473p105 648 31983 SH DEFINED 31983
NOBLE CORPORATION BAAR NAMEN A COM h5833N103 4653 118070 SH DEFINED 118070
NOKIA CORP SPONSORED ADR COM 654902204 86 13420 SH DEFINED 13420
NORFOLK SOUTHERN CORP COM 655844108 1375 18351 SH DEFINED 18351
NORTHERN TRUST CORPORATION COM 665859104 672 14620 SH DEFINED 14620
NOVARTIS A G SPONSORED ADR COM 66987V109 2028 33190 SH DEFINED 33190
NUCOR CORP COM 670346105 740 17960 SH DEFINED 17960
NYSE EURONEXT COM COM 629491101 786 22950 SH DEFINED 22950
OMNICOM GROUP COM 681919106 423 8775 SH DEFINED 8775
ONE E COMMERCE CORP COM COM 68231C101 0 102379 SH DEFINED 102379
ORACLE SYS CORP COM 68389X105 1794 54514 SH DEFINED 54514
OROMIN EXPL LTD NEW COM - DO N COM 687082107 34 36190 SH DEFINED 36190
PENGROWTH ENERGY CORP COM COM 70706p104 151 12000 SH DEFINED 12000
PEPSICO INC COM 713448108 2712 38503 SH DEFINED 38503
PFIZER INC COM 717081103 6334 307458 SH DEFINED 307458
PHILIP MORRIS INTL INC COM COM 718172109 1482 22200 SH DEFINED 22200
PIMCO ETF TR BLD AMER BD FD COM 72201r825 492 10000 SH DEFINED 10000
PINNACLE WEST CAPITAL CORP USD COM 723484101 459 10300 SH DEFINED 10300
POTASH CORP SASK INC COM COM 73755l107 481 8440 SH DEFINED 8440
POWERSHARES DB CMDTY UNIT BEN COM 73935s105 983 33938 SH DEFINED 33938
POWERSHARES ETF TRUST FTSE RAF COM 73935x583 392 6700 SH DEFINED 6700
POWERSHARES ETF TRUST PRVT EQT COM 73935x195 181 17000 SH DEFINED 17000
POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 873 15310 SH DEFINED 15310
PPG INDS INC COM COM 693506107 545 6000 SH DEFINED 6000
PRAXAIR INC COM 74005P104 1147 10585 SH DEFINED 10585
PROCTER & GAMBLE CO COM 742718109 10363 163018 SH DEFINED 163018
PROGRESS ENERGY INC COM COM 743263105 1280 26665 SH DEFINED 26665
PROSHARES TR SHORT S&P 500 COM 74347r503 808 19750 SH DEFINED 19750
QRS MUSIC TECHNOLOGIES COM COM 74726W107 12 49000 SH DEFINED 49000
QUALCOMM INC COM 747525103 17761 312742 SH DEFINED 312742
QUICKLOGIC CORP COM COM 74837p108 829 245850 SH DEFINED 245850
RAYMOND JAMES FINL INC COM 754730109 4680 145582 SH DEFINED 145582
RAYTHEON CO COM 755111507 456 9140 SH DEFINED 9140
REPUBLIC SVCS INC CL A COM 760759100 3592 116450 SH DEFINED 116450
ROYCE FOCUS TR COM COM 78080n108 302 38741 SH DEFINED 38741
RPM INC OHIO COM COM 749685103 479 20800 SH DEFINED 20800
RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DEFINED 104086
RUSHNET INC COM COM 782074108 0 4000000 SH DEFINED 4000000
RYDEX ETF S&P 500 EQUAL WEIGHT COM 78355w106 1885 37240 SH DEFINED 37240
S&P 400 MIDCAP - ISHARES COM 464287507 7610 77891 SH DEFINED 77891
SAKS INC COM COM 79377W108 266 23785 SH DEFINED 23785
SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 830 34445 SH DEFINED 34445
SCHLUMBERGER COM 806857108 954 11041 SH DEFINED 11041
SHIRE LTD SHS COM g8124v108 250 8000 SH DEFINED 8000
SIRIUS XM RADIO INC COM COM 82967n108 31 14340 SH DEFINED 14340
SMUCKER J M CO COM NEW COM 832696405 242 3172 SH DEFINED 3172
SOUTH JERSEY IND INC COM 838518108 201 3700 SH DEFINED 3700
SOUTHERN COMPANY COM 842587107 391 9675 SH DEFINED 9675
SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 1995 15119 SH DEFINED 15119
SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 9011 50780 SH DEFINED 50780
SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 307 17000 SH DEFINED 17000
SPIDER GOLD TR SHS COM 78463V107 591 4047 SH DEFINED 4047
SPRINT NEXTEL CORP FON SHS COM 852061100 405 75200 SH DEFINED 75200
STAR SCIENTIFIC INC COM COM 85517p101 45 10000 SH DEFINED 10000
STARBUCKS CORP COM COM 855244109 328 8300 SH DEFINED 8300
STARWOOD HOTEL&RESORTS WORLDWI COM 85590A401 2384 42545 SH DEFINED 42545
STARWOOD PPTY TR INC COM COM 85571b105 3600 175500 SH DEFINED 175500
STATE STREET BOSTON CORP COM 857477103 473 10490 SH DEFINED 10490
STIFEL FINL CORP COM COM 860630102 788 21987 SH DEFINED 21987
STRYKER CORP COM 863667101 647 11025 SH DEFINED 11025
SUPERVALU INC COM COM 868536103 659 70007 SH DEFINED 70007
SYSCO CORP COM 871829107 555 17800 SH DEFINED 17800
SYSTEMAX INC COM COM 871851101 477 31900 SH DEFINED 31900
TAIWAN FD INC COM COM 874036106 504 26314 SH DEFINED 26314
TARGET CORP COM COM 87612E106 979 20871 SH DEFINED 20871
TAURUS MINERALS INC COM 876901109 0 15000 SH DEFINED 15000
TAYLOR CAP GROUP COM COM 876851106 119 14536 SH DEFINED 14536
TE CONNECTIVITY LTD COM H84989104 471 12800 SH DEFINED 12800
TELETECH HOLDING COM 879939106 1714 81300 SH DEFINED 81300
TEVA PHARMACEUTICAL COM 881624209 896 18574 SH DEFINED 18574
THERMO FISHER SCIENTIFIC COM 883556102 4227 65653 SH DEFINED 65653
TIME WARNER CABLE INC COM COM 88732j207 399 5116 SH DEFINED 5116
TIME WARNER INC COM 887317303 777 21363 SH DEFINED 21363
TITAN MACHY INC COM COM 88830r101 377 13100 SH DEFINED 13100
TJX COMPANIES INC (NEW) COM 872540109 1526 29050 SH DEFINED 29050
TORONTO DOMINION BK COM NEW COM 891160509 265 3125 SH DEFINED 3125
TYCO INTL LTD NEW COM h89128104 240 4852 SH DEFINED 4852
UGI CORP NEW COM COM 902681105 464 14550 SH DEFINED 14550
UNITED PARCEL SERVICE CL B COM 911312106 6124 83973 SH DEFINED 83973
UNITED TECHNOLOGIES CORP COM 913017109 1759 19870 SH DEFINED 19870
UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 224 5600 SH DEFINED 5600
US BANCORP DEL COM COM 902973304 297 11632 SH DEFINED 11632
VALERO ENERGY CORP NEW COM COM 91913y100 247 9675 SH DEFINED 9675
VANGUARD MSCI EMERGING MARKETS COM 922042858 218 4493 SH DEFINED 4493
VANTAGE DRILLING COMPA ORD SHS COM g93205113 18 10000 SH DEFINED 10000
VENTAS INC COM COM 92276F100 377 7150 SH DEFINED 7150
VERIZON COMMUNICATIONS COM COM 92343v104 4181 112301 SH DEFINED 112301
VISA INC COM CL A COM 92826c839 1531 18165 SH DEFINED 18165
WAL MART STORES INC COM 931142103 2059 38748 SH DEFINED 38748
WALGREEN COMPANY COM 931422109 1788 42109 SH DEFINED 42109
WALT DISNEY PRODUCTIONS COM 254687106 773 19811 SH DEFINED 19811
WASTE MGMT INC COM COM 94106L109 351 9417 SH DEFINED 9417
WELLS FARGO & COMPANY COM 949746101 344 12261 SH DEFINED 12261
WILLIAMS COS INC DEL COM COM 969457100 825 27269 SH DEFINED 27269
WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 601 12550 SH DEFINED 12550
XEROX CORP COM COM 984121103 532 51095 SH DEFINED 51095
XILINX INC COM COM 983919101 569 15590 SH DEFINED 15590
ZEBRA TECHNOLOGIES CP CL A COM 989207105 343 8125 SH DEFINED 8125
ZIMMER HOLDINGS INC COM 98956P102 6385 101034 SH DEFINED 101034
BAIDU COM INC SPON ADR REP A 056752108 765 5460 SH DEFINED 5460
BANCO BRADESCO SPONS ADR 059460303 344 16796 SH DEFINED 16796
CNOOC LTD SPONS ADR 126132109 956 4050 SH DEFINED 4050
DESARROLLADORA HOMEX SPONSORED 25030w100 229 9060 SH DEFINED 9060
GAFISA S A SPONS ADR 362607301 359 37920 SH DEFINED 37920
ITAU UNIBANCO BANCO MU SPONS A 465562106 340 14455 SH DEFINED 14455
REPSOL YPF S A SPONSORED ADR 76026t205 496 14300 SH DEFINED 14300
ROYAL DUTCH SHELL B 780259107 552 7700 SH DEFINED 7700
ROYAL DUTCH SHELL PLC SPONS AD 780259206 301 4227 SH DEFINED 4227
SANOFI SPONSORED ADR 80105n105 241 6000 SH DEFINED 6000
SHENGKAI INNOVATIONS INC. 82321P104 104 78600 SH DEFINED 78600
SHIRE PHARMCTL GRP PLC SPONSOR 82481r106 1027 10900 SH DEFINED 10900
TELECOMUNICACOES DESAO PAULO S 87929a102 884 29750 SH DEFINED 29750
WAL-MART DE MEXICO S A ADR SR 93114W107 633 21376 SH DEFINED 21376
ADVISORS SER TR PL FR PRTN A 00768d814 1005 32997.530SH DEFINED 32997.530
AMER INTL GRW & INC CL F-1 SHS 45956t402 933 28726.056SH DEFINED 28726.056
AMERICAN BALANCED FD CL F 024071409 633 33919.538SH DEFINED 33919.538
AMERICAN BALANCED FD COM 024071102 383 20537.816SH DEFINED 20537.816
BLAIR WILLIAM MUT FDS INTL GRW 093001402 459 20579.030SH DEFINED 20579.030
CAN SLIM SELECT GROWTH FUND 742935448 161 13042.278SH DEFINED 13042.278
CAPITAL INCOME BLDR FD CL F 140193400 4048 78247.089SH DEFINED 78247.089
CAPITAL INCOME BUILDERS FD SH 140193103 641 12399.326SH DEFINED 12399.326
CAPITAL WORLD GRW&INCM CL F 140543406 1749 47268.062SH DEFINED 47268.062
CAPITAL WORLD GRW&INCM COM 140543109 282 7604.215 SH DEFINED 7604.215
COLUMBIA ACORN FUND CL Z 197199409 884 27683.659SH DEFINED 27683.659
COLUMBIA FDS SER TR LARGECAP V 19765H149 307 25855.596SH DEFINED 25855.596
EUROPACIFIC GROWTH FUND CLASS 298706102 532 12300.140SH DEFINED 12300.140
FIDELITY ADVISOR SER I LEV CO 315805424 575 15767.100SH DEFINED 15767.100
FRANKLIN INCOME FD CLASS A 353496300 77 34263.554SH DEFINED 34263.554
FUNDAMENTAL INVS INC CL F 360802409 203 5250.183 SH DEFINED 5250.183
FUNDAMENTAL INVS INC COM 360802102 216 5568.996 SH DEFINED 5568.996
GROWTH FD AMER INC CL F 399874403 240 7583.429 SH DEFINED 7583.429
INCOME FUND AMERICA 453320103 572 33189.756SH DEFINED 33189.756
INTERNATIONAL GRW & IN CL F-2 45956t501 314 9671.552 SH DEFINED 9671.552
MANNING & NAPIER FD WORLD OPPT 563821545 255 27787.669SH DEFINED 27787.669
MASSACHUSETTS INVS TR SH BEN I 575736103 249 12373.486SH DEFINED 12373.486
NEW WORLD FD INC NEW CL F 649280401 207 3752.506 SH DEFINED 3752.506
OPPENHEIMER DEVLNG MKT CL A 683974109 697 19383.560SH DEFINED 19383.560
OPPENHEIMER INTL S CO CL A 68380u100 438 18820.665SH DEFINED 18820.665
OPPENHEIMER STRATEG FD INCOME 68380K102 123 28324.490SH DEFINED 28324.490
POPLAR FOREST PARTNERS INSTITU 00768d798 6329 207380.854SH DEFINED 207380.854
TEMPLETON GLOBAL INVT BRIC FD 88019r757 405 27116.216SH DEFINED 27116.216
TEMPLETON GLOBAL INVT EMRG MKT 88019r732 214 17703.634SH DEFINED 17703.634
TRUST FOR PROFESSNAL MARKETFIE 89833w865 1467 106816.379SH DEFINED 106816.379
UNIFIED SER TR APPLESEED FD 90470k370 433 32000.714SH DEFINED 32000.714
MARKET VECTORS ETF TR BRAZL SM 57060u613 774 13640.000SH DEFINED 13640.000
ADAMS EXPRESS 006212104 322 28939.653SH DEFINED 28939.653
AGIC EQUITY & CONV INCOME FD C 00119p102 764 41450.000SH DEFINED 41450.000
AGIC GLOBAL EQUITY & CONV INC 00119r108 162 10000.000SH DEFINED 10000.000
EATON VANCE TXMG GLOBAL OPPORT 27829c105 810 66792.000SH DEFINED 66792.000
ROYCE VALUE TR INC COM 780910105 3352 224665.000SH DEFINED 224665.000
ABERDEEN LATIN AMERICAN EQUITY 00306k106 507 13087.000SH DEFINED 13087.000
GREATER CHINA FD INC COM 39167B102 544 42800.000SH DEFINED 42800.000
KOREA FUND INC 500634209 369 7484.000 SH DEFINED 7484.000
TEMPLETON DRAGON FUND INC 88018T101 1557 51270.000SH DEFINED 51270.000
THAI FD INC COM 882904105 504 39560.000SH DEFINED 39560.000
BLACKSTONE GROUP L P COM UNIT 09253u108 200 12100 SH DEFINED 12100
KKR & CO LP DEL COM UNITS 48248m102 689 42200 SH DEFINED 42200
NATURAL RESOURCE PARTNERS LP 63900p103 2202 66400 SH DEFINED 66400