0000950123-11-067352.txt : 20110722 0000950123-11-067352.hdr.sgml : 20110722 20110722085856 ACCESSION NUMBER: 0000950123-11-067352 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110722 DATE AS OF CHANGE: 20110722 EFFECTIVENESS DATE: 20110722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MetLife Securities, Inc CENTRAL INDEX KEY: 0001422771 IRS NUMBER: 133175978 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12684 FILM NUMBER: 11981326 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-0594 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y92063e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2011 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: METLIFE SECURITIES, INC. Address: 1095 Avenue of the Americas, New York, NY 10036 Form 13F File Number: 28- 12684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc A. Cohn Title: Chief Compliance Officer Phone: 212-578-0594 Signature, Place, and Date of Signing: Marc Cohn New York, NY July 22, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2057 Form 13F Information Table Value Total: 259664 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- AAR CORP COM Common Stock 000361105 2 90.00 SOLE N/A NONE ABB LTD SPONSORED ADR Common Stock ADR 000375204 527 20,298.00 SOLE N/A NONE AFLAC INC Common Stock 001055102 27 575.00 SOLE N/A NONE AGCO CORP DEL COM Common Stock 001084102 17 346.00 SOLE N/A NONE AGIC CONV & INCOME FD COM Common Stock 001190107 1369 133,923.96 SOLE N/A NONE AGIC CONV & INCOME FD II COM Common Stock 001191105 1180 124,566.29 SOLE N/A NONE AGIC EQUITY & CONV INCOME FD COM Common Stock 00119P102 15 800.00 SOLE N/A NONE AGIC INTL & PREM STRATEGY FD COM Common Stock 00119Q100 771 55,258.07 SOLE N/A NONE AK STL HLDG CORP COM Common Stock 001547108 139 8,838.00 SOLE N/A NONE ALPS ETF TR COHEN & STEERS GLOBAL REALTY MAJORS Common Stock 00162Q106 6 150.00 SOLE N/A NONE ALPS ETF TR EQUAL SECTOR WEIGHT ETF Common Stock 00162Q205 31 823.00 SOLE N/A NONE ALPS ETF TR JEFFERIES TR/J CRB GLOBAL COMMODITY EQUITY INDEX FD FD Common Stock 00162Q304 78 1,560.00 SOLE N/A NONE ALPS ETF TR ALERIAN MLP ETF Common Stock 00162Q866 849 52,928.48 SOLE N/A NONE AMR CORP DELAWARE COMMON STOCK Common Stock 001765106 0 1.00 SOLE N/A NONE AOL INC COM Common Stock 00184X105 1 71.00 SOLE N/A NONE AT&T INC COM Common Stock 00206R102 2579 82,121.72 SOLE N/A NONE ATP OIL & GAS CORP COM Common Stock 00208J108 6 400.00 SOLE N/A NONE AU OPTRONICS CORP SPON ADR Common Stock ADR 002255107 4 653.00 SOLE N/A NONE AARONS INC COM PAR $0 50 Common Stock 002535300 4 133.00 SOLE N/A NONE ABBOTT LABS COM Common Stock 002824100 1124 21,367.04 SOLE N/A NONE ABERCROMBIE & FITCH CO CL A Common Stock 002896207 52 780.00 SOLE N/A NONE ABERDEEN ASIA-PACIFIC INCOME FD INC COM Common Stock 003009107 111 15,077.82 SOLE N/A NONE ABERDEEN GLOBAL INCOME FD INC COM Common Stock 003013109 8 600.00 SOLE N/A NONE ABERDEEN CHILE FD INC COM Common Stock 00301W105 9 400.00 SOLE N/A NONE ACADIA PHARMACEUTICALS INC COM Common Stock 004225108 29 17,900.00 SOLE N/A NONE ACCURAY INC DEL COM Common Stock 004397105 85 10,600.00 SOLE N/A NONE ACME PACKET INC COM Common Stock 004764106 196 2,800.00 SOLE N/A NONE ACTIVISION BLIZZARD INC COM Common Stock 00507V109 22 1,912.00 SOLE N/A NONE ACUITY BRANDS INC COM Common Stock 00508Y102 0 2.00 SOLE N/A NONE ADOBE SYS INC COM Common Stock 00724F101 60 1,903.00 SOLE N/A NONE ADVENT CLAYMORE GLOBAL CONV SECS & INCOME FD COM Common Stock 007639107 13 1,455.00 SOLE N/A NONE ADVENT CLAYMORE CONV SECS & INCOME FD COM Common Stock 00764C109 18 981.00 SOLE N/A NONE ADVISORSHARES TR DENT TACTICAL ETF Common Stock 00768Y107 3 143.00 SOLE N/A NONE AEROPOSTALE COM Common Stock 007865108 36 2,050.00 SOLE N/A NONE ADVANCED MICRO DEVICES INC COM Common Stock 007903107 4 501.00 SOLE N/A NONE AEGON N V ORD AMER REG Common Stock ADR 007924103 5 735.00 SOLE N/A NONE ADVANCED ENERGY INDS COM Common Stock 007973100 6 400.00 SOLE N/A NONE AETNA US HEALTHCARE INC COM Common Stock 00817Y108 28 632.56 SOLE N/A NONE AFFILIATED MANAGERS GROUP INC COM Common Stock 008252108 0 4.00 SOLE N/A NONE AFFYMETRIX INC OC-CAP STK Common Stock 00826T108 0 7.00 SOLE N/A NONE AGILENT TECHNOLOGIES INC COM Common Stock 00846U101 1 16.00 SOLE N/A NONE AGNICO EAGLE MINES LTD COM Common Stock 008474108 4 59.00 SOLE N/A NONE AGRIUM INC COM ISIN CA0089161081 Common Stock 008916108 2 20.00 SOLE N/A NONE AIR PRODS & CHEMS INC COM Common Stock 009158106 33 345.00 SOLE N/A NONE AKAMAI TECHNOLOGIES INC COM Common Stock 00971T101 66 2,105.00 SOLE N/A NONE ALANCO TECHNOLOGIES INC CL A NO PAR 2010 Common Stock 011612702 2 875.00 SOLE N/A NONE ALASKA AIR GROUP Common Stock 011659109 14 200.00 SOLE N/A NONE ALBEMARLE CORP Common Stock 012653101 81 1,177.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- ALCOA INC COM Common Stock 013817101 706 44,539.24 SOLE N/A NONE ALCATEL LUCENT SPON ADR Common Stock ADR 013904305 8 1,384.00 SOLE N/A NONE ALERE INC COM Common Stock 01449J105 10 270.00 SOLE N/A NONE ALEXION PHARMACEUTICALS INC Common Stock 015351109 34 726.00 SOLE N/A NONE ALLERGAN INC COM Common Stock 018490102 34 411.00 SOLE N/A NONE ALLETE INC COM NEW Common Stock 018522300 8 200.00 SOLE N/A NONE ALLIANCE DATA SYS CORP COM Common Stock 018581108 3 34.00 SOLE N/A NONE ALLIANCEBERNSTEIN NATL MUN INCOME FD INC Common Stock 01864U106 105 7,845.48 SOLE N/A NONE ALLIANCE RESOURCE PARTNERS LP UNIT LTD PARTNER INT Common Stock 01877R108 128 1,656.57 SOLE N/A NONE ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM ISIN#US01879R1068 Common Stock 01879R106 76 4,990.00 SOLE N/A NONE ALLIANT ENERGY CORP COM Common Stock 018802108 151 3,711.85 SOLE N/A NONE ALLIANT TECHSYSTEMS INC Common Stock 018804104 12 167.00 SOLE N/A NONE ALLIANCEBERSTEIN INCOME FD INC COM Common Stock 01881E101 128 16,266.98 SOLE N/A NONE ALLIANCEBERNSTEIN HLDGS L P UNIT LTD PARTNERSHIP INT Common Stock 01881G106 66 3,405.00 SOLE N/A NONE ALLIED IRISH BKS P L C SPONSORED ADR REPSTG 10 ORD SHS ISIN#US0192288084 Common Stock ADR 019228808 0 1.00 SOLE N/A NONE ALLOS THERAPEUTICS INC COM Common Stock 019777101 1 465.00 SOLE N/A NONE ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS INC COM Common Stock 01988P108 33 1,700.00 SOLE N/A NONE ALLSTATE CORP Common Stock 020002101 30 977.00 SOLE N/A NONE ALMADEN MINERALS LTD COM ISIN#CA0202831073 Common Stock 020283107 3 800.00 SOLE N/A NONE ALMOST FAMILY INC COM Common Stock 020409108 5 200.00 SOLE N/A NONE ALNYLAM PHARMACEUTICALS INC COM Common Stock 02043Q107 3 300.00 SOLE N/A NONE ALPHA NAT RES INC COM Common Stock 02076X102 89 1,955.00 SOLE N/A NONE ALPINE TOTAL DYNAMIC DIVID FD COM SHS BEN INT Common Stock 021060108 2 350.00 SOLE N/A NONE ALTERA CORP Common Stock 021441100 70 1,520.96 SOLE N/A NONE ALTRIA GROUP INC COM Common Stock 02209S103 3684 139,483.17 SOLE N/A NONE ALUMINA LTD SPONSORED ADR Common Stock ADR 022205108 2 208.00 SOLE N/A NONE AMAZON COM INC Common Stock 023135106 286 1,399.00 SOLE N/A NONE AMEDISYS INC COM Common Stock 023436108 1 40.00 SOLE N/A NONE AMEREN CORP COM Common Stock 023608102 12 430.95 SOLE N/A NONE AMERICA FIRST TAX EXEMPT INVS L P BEN UNIT CTF Common Stock 02364V107 5 953.40 SOLE N/A NONE AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS ISIN#US02364W1053 Common Stock ADR 02364W105 23 423.00 SOLE N/A NONE AMERICAN CAP AGY CORP COM Common Stock 02503X105 493 16,933.53 SOLE N/A NONE AMERICAN CAPITAL LTD COM Common Stock 02503Y103 31 3,158.48 SOLE N/A NONE AMERICAN ELECTRIC POWER CO Common Stock 025537101 112 2,967.61 SOLE N/A NONE AMERICAN EXPRESS COMPANY Common Stock 025816109 54 1,038.14 SOLE N/A NONE AMERICAN FINL GROUP INC OHIO COM Common Stock 025932104 1 25.00 SOLE N/A NONE AMERICAN INTL GROUP INC WT EXP 01/19/21 Warrants 026874156 2 165.00 SOLE N/A NONE AMERICAN INTL GROUP INC COM NEW Common Stock 026874784 20 694.00 SOLE N/A NONE AMERICAN ORIENTAL BIOENGINEERING INC COM ISIN#US0287311072 Common Stock 028731107 0 270.00 SOLE N/A NONE AMERICAN PUB ED INC COM Common Stock 02913V103 3 60.00 SOLE N/A NONE AMERICAN SELECT PORTFOLIO INC Common Stock 029570108 54 5,000.00 SOLE N/A NONE AMERICAN TOWER CORP CL A Common Stock 029912201 113 2,166.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC Common Stock 030098107 2 180.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC II Common Stock 030099105 53 5,710.00 SOLE N/A NONE AMERICAN WTR WKS CO INC NEW COM Common Stock 030420103 14 468.00 SOLE N/A NONE AMERISOURCE BERGEN CORP COM Common Stock 03073E105 27 650.00 SOLE N/A NONE AMERIGROUP CORP COM Common Stock 03073T102 436 6,185.00 SOLE N/A NONE AMERIPRISE FINL INC COM Common Stock 03076C106 6 105.37 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- AMERIGAS PARTNERS LTD PARTSHP Common Stock 030975106 195 4,334.00 SOLE N/A NONE AMETEK INC NEW COM Common Stock 031100100 0 5.00 SOLE N/A NONE AMGEN INC COM Common Stock 031162100 136 2,324.00 SOLE N/A NONE AMPHENOL CORP NEW CL A Common Stock 032095101 12 218.00 SOLE N/A NONE AMYLIN PHARMACEUTICALS INC Common Stock 032346108 1 110.00 SOLE N/A NONE ANADARKO PETE CORP COM Common Stock 032511107 122 1,583.39 SOLE N/A NONE ANADIGICS INC COM Common Stock 032515108 1 200.00 SOLE N/A NONE ANALOG DEVICES INC Common Stock 032654105 16 417.34 SOLE N/A NONE ANCESTRY COM INC COM Common Stock 032803108 14 347.00 SOLE N/A NONE ANGLOGOLD ASHANTI LTD SPONORED ADR ISIN#US0351282068 Common Stock ADR 035128206 5 115.00 SOLE N/A NONE ANIXTER INTL INC COM Common Stock 035290105 0 3.00 SOLE N/A NONE ANN INC COM Common Stock 035623107 5 189.00 SOLE N/A NONE ANNALY CAP MGMT INC COM Common Stock 035710409 1104 61,217.79 SOLE N/A NONE ANSYS INC COM Common Stock 03662Q105 1 10.00 SOLE N/A NONE ANWORTH MTG ASSET CORP COM Common Stock 037347101 15 2,000.00 SOLE N/A NONE AON CORPORATION Common Stock 037389103 8 152.00 SOLE N/A NONE A123 SYS INC COM Common Stock 03739T108 5 950.00 SOLE N/A NONE APACHE CORP Common Stock 037411105 158 1,284.12 SOLE N/A NONE APOLLO GROUP INC CL A Common Stock 037604105 26 590.00 SOLE N/A NONE APOLLO INVT CORP COM Common Stock 03761U106 14 1,420.00 SOLE N/A NONE APPLE INC COM Common Stock 037833100 6822 20,324.44 SOLE N/A NONE APPLIED MATERIALS INC Common Stock 038222105 75 5,775.91 SOLE N/A NONE APPLIED MICRO CIRCUITS CORP COM NEW Common Stock 03822W406 0 50.00 SOLE N/A NONE APTARGROUP INC Common Stock 038336103 0 3.00 SOLE N/A NONE AQUA AMER INC COM Common Stock 03836W103 11 512.68 SOLE N/A NONE ARCH COAL INC COM Common Stock 039380100 48 1,800.00 SOLE N/A NONE ARCELORMITTAL SA LUXEMBOURG N Y REGISTRY SHS Common Stock 03938L104 1 40.00 SOLE N/A NONE ARCHER DANIELS MIDLAND CO L COM Common Stock 039483102 15 509.58 SOLE N/A NONE ARES CAP CORP COM Common Stock 04010L103 12 740.00 SOLE N/A NONE ARIBA INC COM NEW Common Stock 04033V203 2 58.00 SOLE N/A NONE ARLINGTON ASSET INVT CORP CL A NEW Common Stock 041356205 2 78.00 SOLE N/A NONE ARM HLDGS PLC SPONSORED ADR Common Stock ADR 042068106 3 100.00 SOLE N/A NONE ARRIS GROUP INC COM Common Stock 04269Q100 3 290.00 SOLE N/A NONE ARROW ELECTRS INC COM Common Stock 042735100 0 11.00 SOLE N/A NONE ASCENA RETAIL GROUP INC COM Common Stock 04351G101 16 470.00 SOLE N/A NONE ASHLAND INC NEW COM Common Stock 044209104 23 350.00 SOLE N/A NONE ASPENBIO PHARMA INC COM Common Stock 045346103 7 10,000.00 SOLE N/A NONE ASSOCIATED ESTATES RLTY CORP COM Common Stock 045604105 3 199.00 SOLE N/A NONE ASTORIA FINL CORP COM Common Stock 046265104 3 215.00 SOLE N/A NONE ASTRAZENECA PLC SPONSORED ADR Common Stock ADR 046353108 18 357.66 SOLE N/A NONE ATMEL CORP Common Stock 049513104 17 1,200.00 SOLE N/A NONE ATWOOD OCEANICS INC Common Stock 050095108 7 150.00 SOLE N/A NONE AUTODESK INC COM Common Stock 052769106 9 243.00 SOLE N/A NONE AUTOLIV INC COM Common Stock 052800109 25 322.59 SOLE N/A NONE AUTOMATIC DATA PROCESSING INC COM Common Stock 053015103 65 1,239.00 SOLE N/A NONE AUTOZONE INC Common Stock 053332102 66 225.00 SOLE N/A NONE AVERY DENNISON CORP COM Common Stock 053611109 19 500.00 SOLE N/A NONE AVIAT NETWORKS INC COM Common Stock 05366Y102 0 48.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ---------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- AVIS BUDGET GROUP INC COM Common Stock 053774105 1 42.00 SOLE N/A NONE AVNET INC COM Common Stock 053807103 69 2,171.00 SOLE N/A NONE AVON PRODS INC COM Common Stock 054303102 14 504.00 SOLE N/A NONE BB & T CORP COM Common Stock 054937107 7 254.00 SOLE N/A NONE BCE INC COM NEW ISIN#CA05534B7604 SHS Common Stock 05534B760 20 517.00 SOLE N/A NONE BGC PARTNERS INC COM Common Stock 05541T101 31 4,000.00 SOLE N/A NONE BHP BILLITON PLC SPON ADR Common Stock ADR 05545E209 1 18.00 SOLE N/A NONE BP PLC SPONS ADR Common Stock ADR 055622104 387 8,735.00 SOLE N/A NONE BP PRUDHOE BAY ROYALTY TRUST Common Stock 055630107 592 5,305.82 SOLE N/A NONE BRE PPTYS INC COM Common Stock 05564E106 13 252.00 SOLE N/A NONE BOFI HLDG INC COM Common Stock 05566U108 4 300.00 SOLE N/A NONE BT GROUP PLC ADR Common Stock ADR 05577E101 6 195.00 SOLE N/A NONE BMC SOFTWARE INC COM Common Stock 055921100 2 41.00 SOLE N/A NONE B2B INTERNET HOLDERS TR DEPOSITARY RCPT Common Stock 056033103 0 80.00 SOLE N/A NONE BABCOCK & WILCOX CO NEW COM Common Stock 05615F102 3 115.00 SOLE N/A NONE BAIDU COM INC SPONS ADR REPSTG ORD SHS CL A Common Stock ADR 056752108 1112 7,937.20 SOLE N/A NONE BAKER HUGHES INC COM Common Stock 057224107 113 1,556.86 SOLE N/A NONE BALL CORP COM Common Stock 058498106 158 4,107.55 SOLE N/A NONE BANCO BRADESCO S A SPONSORED ADR REPSTG PFD SHS NEW 2004 Common Stock ADR 059460303 182 8,898.18 SOLE N/A NONE BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR Common Stock ADR 05946K101 2 167.00 SOLE N/A NONE BANCO SANTANDER SA ADR ISIN#US05964H1059 Common Stock ADR 05964H105 40 3,463.05 SOLE N/A NONE BANCORPSOUTH INC Common Stock 059692103 8 629.00 SOLE N/A NONE BANK AMER CORP COM Common Stock 060505104 700 63,868.95 SOLE N/A NONE BANK AMER CORP WTS RESTRICTED US TREAS TARP $13.30 WTS EXP 01/16/2019 Warrants 060505146 1 180.00 SOLE N/A NONE BANK OF MONTREAL Common Stock 063671101 10 150.00 SOLE N/A NONE BANK OF NEW YORK MELLON CORP COM Common Stock 064058100 84 3,290.44 SOLE N/A NONE BANK OF NOVA SCOTIA HALIFAX COM SHS ISIN#CA0641491075 Common Stock 064149107 16 264.00 SOLE N/A NONE BAR HBR BANKSHARES Common Stock 066849100 6 200.00 SOLE N/A NONE BARD C R INC Common Stock 067383109 11 100.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO DOW JONES UBS COMMODITY INDEX TOTAL RETURN Common Stock 06738C778 36 756.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO SECS LKD TO GSCI COMMODITY CRUDE OIL RETURN INDEX Common Stock 06738C786 273 11,167.00 SOLE N/A NONE BARCLAYS PLC ADR ISIN#US06738E2046 Common Stock ADR 06738E204 8 509.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS COPPER TOTAL RETURN SUB INDEX ETN Common Stock 06739F101 14 243.00 SOLE N/A NONE BARCLAYS BK PLC IPATH ETNS LKD MSCI INDIA TOTAL RETURN INDEX MAT 2036 Common Stock 06739F291 16 225.00 SOLE N/A NONE BARCLAYS BK PLC IPATH GLOBAL CARBON ETN Common Stock 06739H164 0 13.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS AGRICULTURE TOTAL RETURN SUB INDEX ETN Common Stock 06739H206 72 1,257.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS PRECIOUS METALS TOTAL RETURN SUB INDEX ETN Common Stock 06739H248 3 32.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS PLATINUM TOTAL RETURN SUB INDEX ETN Common Stock 06739H255 384 9,545.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS GRAINS TOTAL RETURN SUB INDEX ETN Common Stock 06739H305 9 200.00 SOLE N/A NONE BARCLAYS BK PLC 8.125% SPON ADR PREF SHS SER 5 CALLABLE 6/15/13@25.00 Preferred Stock ADR 06739H362 14 532.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS NATURAL GAS TOTAL RETURN SUB INDEX ETN Common Stock 06739H644 15 2,000.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX SHORT TERM FUTURES ETN NEW Common Stock 06740C261 410 19,388.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX MID TERM FUTURES ETN Common Stock 06740C519 103 2,050.00 SOLE N/A NONE BARNES GROUP INC COM Common Stock 067806109 1 23.00 SOLE N/A NONE BARRICK GOLD CORP COM ISIN#CA0679011084 Common Stock 067901108 500 11,033.11 SOLE N/A NONE BAXTER INTL INC COM Common Stock 071813109 31 526.45 SOLE N/A NONE BE AEROSPACE INC COM Common Stock 073302101 10 250.00 SOLE N/A NONE BECTON DICKINSON & CO Common Stock 075887109 22 259.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- BED BATH & BEYOND INC COM Common Stock 075896100 20 337.00 SOLE N/A NONE BEMIS CO INC COM Common Stock 081437105 3 100.00 SOLE N/A NONE BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stock 084670702 1694 21,895.00 SOLE N/A NONE BEST BUY COMPANY INC Common Stock 086516101 57 1,805.24 SOLE N/A NONE BHP BILLITON LTD SPONSORED ADR ISIN#US0886061086 Common Stock ADR 088606108 180 1,897.72 SOLE N/A NONE BIG LOTS INC COM Common Stock 089302103 17 500.00 SOLE N/A NONE BIGLARI HLDGS INC COM Common Stock 08986R101 4 10.00 SOLE N/A NONE BIO RAD LABS INC CL A Common Stock 090572207 0 1.00 SOLE N/A NONE BIO-REFERENCE LABS INC COM PAR $0 01 NEW Common Stock 09057G602 0 14.00 SOLE N/A NONE BIOGEN IDEC INC COM Common Stock 09062X103 83 775.60 SOLE N/A NONE BIOSANTE PHARMACEUTICALS INC COM NEW Common Stock 09065V203 0 14.00 SOLE N/A NONE BIOTECH HLDRS TR DEPOSITARY RCPTS Common Stock 09067D201 4 35.00 SOLE N/A NONE BITAUTO HLDGS LTD SPONSORED ADS I SIN#US0917271076 Common Stock ADR 091727107 4 500.00 SOLE N/A NONE BLACKBOARD INC COM Common Stock 091935502 8 173.00 SOLE N/A NONE BLACKROCK FLOATING RATE INCOME TR COM Common Stock 091941104 63 4,031.00 SOLE N/A NONE BLACKBAUD INC COM Common Stock 09227Q100 0 8.00 SOLE N/A NONE BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC Common Stock 09247D105 44 3,163.16 SOLE N/A NONE BLACKROCK INCOME TRUST INC Common Stock 09247F100 4 501.00 SOLE N/A NONE BLACKROCK INC COM Common Stock 09247X101 81 421.61 SOLE N/A NONE BLACKROCK MUN 2018 TERM TR COM Common Stock 09248C106 16 1,000.00 SOLE N/A NONE BLACKROCK MUN INCOME TR SH BEN INT Common Stock 09248F109 54 4,145.17 SOLE N/A NONE BLACKROCK MUNI INCOME INVESTMENT TR COM Common Stock 09248H105 42 3,146.16 SOLE N/A NONE BLACKROCK N J MUN INCOME TR SH BEN INT Common Stock 09248J101 36 2,600.00 SOLE N/A NONE BLACKROCK PA STRATEGIC MUN TR COM Common Stock 09248R103 14 1,080.06 SOLE N/A NONE BLACKROCK STRATEGIC MUN TR COM Common Stock 09248T109 25 1,966.72 SOLE N/A NONE BLACKROCK CORE TR SHS BEN INT Common Stock 09249E101 38 3,024.00 SOLE N/A NONE BLACKROCK NEW YORK MUN INCOME TR II COM Common Stock 09249R102 29 2,000.00 SOLE N/A NONE BLACKROCK LTD DURATION INCOME TR COM SHS Common Stock 09249W101 17 923.00 SOLE N/A NONE BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR COM Common Stock 092501105 103 5,682.00 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR IV INC Common Stock 092508100 3 200.00 SOLE N/A NONE BLACKROCK S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TR SHS Common Stock 09250D109 28 2,000.00 SOLE N/A NONE BLACKROCK HIGH INCOME SHS BENT INT Common Stock 09250E107 64 29,300.00 SOLE N/A NONE BLACKROCK EQUITY DIVID TR COM Common Stock 09250N107 5 450.00 SOLE N/A NONE BLACKROCK ENERGY & RES TR COM Common Stock 09250U101 18 605.00 SOLE N/A NONE BLACKROCK ENHANCED EQUITY DIVID TR COM Common Stock 09251A104 36 4,346.00 SOLE N/A NONE BLACKROCK INTL GROWTH & INCOME TR COM Common Stock 092524107 69 6,819.00 SOLE N/A NONE BLACKROCK KELSO CAP CORPORATION COM Common Stock 092533108 14 1,560.00 SOLE N/A NONE BLACKROCK MUNIHOLDINGS FD INC COM Common Stock 09253N104 8 498.00 SOLE N/A NONE BLACKSTONE GROUP L P COM UNIT REPSTG LTD PARTNERSHIP INT Common Stock 09253U108 8 500.00 SOLE N/A NONE BLACKROCK MUNI INTER DURATION FD INC COM Common Stock 09253X102 18 1,262.82 SOLE N/A NONE BLACKROCK MUNIENHANCED FD INC COM Common Stock 09253Y100 11 1,100.00 SOLE N/A NONE BLACKROCK REAL ASSET EQUITY TR COM (BCF) Common Stock 09254B109 1 100.00 SOLE N/A NONE BLACKROCK MUNIHOLDINGS QUALITY FD II INC COM Common Stock 09254C107 40 3,000.00 SOLE N/A NONE BLACKROCK MUNIYIELD QUALITY FD II INC COM Common Stock 09254G108 13 1,081.00 SOLE N/A NONE BLACKROCK MUNIASSETS FD INC COM Common Stock 09254J102 5 445.00 SOLE N/A NONE BLACKROCK MUNIYIELD ARIZ FD INC COM Common Stock 09254K109 86 6,701.58 SOLE N/A NONE BLACKROCK MUNIYIELD PA QUALITY FD INC COM Common Stock 09255G107 47 3,385.67 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR II INC Common Stock 09255H105 8 809.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- BLACKROCK ENHANCED GOVT FD INC COM Common Stock 09255K108 4 240.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD INC COM Common Stock 09255L106 9 1,271.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD III INC COM Common Stock 09255M104 31 4,233.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD V INC COM Common Stock 09255N102 17 1,400.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD VI INC COM Common Stock 09255P107 21 1,725.82 SOLE N/A NONE BLACKROCK DEFINED OPPORTUNITY CREDIT TR Common Stock 09255Q105 28 2,000.00 SOLE N/A NONE BLACKROCK SR HIGH INCOME FD INC COM Common Stock 09255T109 19 4,494.65 SOLE N/A NONE BLACKROCK ENHANCED CAP & INCOME FD INC COM Common Stock 09256A109 145 9,996.00 SOLE N/A NONE BLACKROCK RES & COMMODITIES STRATEGY TR SHS Common Stock 09257A108 2 125.00 SOLE N/A NONE BLDRS INDEX FDS TR EMERGING MKTS 50 ADR INDEX FD Common Stock 09348R300 54 1,159.00 SOLE N/A NONE BLOCK H & R INC Common Stock 093671105 9 560.00 SOLE N/A NONE BOARDWALK PIPELINE PARTNERS LP COM UNIT LTD PARTNERSHIP INTS Common Stock 096627104 95 3,275.00 SOLE N/A NONE BOEING CO COM Common Stock 097023105 338 4,576.23 SOLE N/A NONE BOOZ ALLEN HAMILTON HLDG CORP CL A Common Stock 099502106 2 100.00 SOLE N/A NONE BORGWARNER INC COM Common Stock 099724106 0 2.00 SOLE N/A NONE BOSTON BEER INC CLASS A Common Stock 100557107 2 25.00 SOLE N/A NONE BRASIL TELECOM S A SPONSORED ADR REPSTG COM SHS ISIN#US10553M2008 Common Stock ADR 10553M200 1 86.00 SOLE N/A NONE BRIGHAM EXPL CO COM Common Stock 109178103 12 400.00 SOLE N/A NONE BRINKER INTL INC COM Common Stock 109641100 2 85.00 SOLE N/A NONE BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 433 14,953.41 SOLE N/A NONE BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072 Common Stock ADR 110448107 226 2,568.97 SOLE N/A NONE BROADBAND HOLDRS TR DEP RCPT Common Stock 11130P104 3 200.00 SOLE N/A NONE BROADCOM CORP CL A Common Stock 111320107 52 1,534.07 SOLE N/A NONE BROADRIDGE FINL SOLUTIONS INC COM Common Stock 11133T103 0 5.00 SOLE N/A NONE BRONCO DRILLING CO INC C/A EFF 06/06/11 1 OLD EQUALS USD 11.00 PER SHARE Common Stock 112211107 0 1.00 SOLE N/A NONE BROWN & BROWN INC Common Stock 115236101 0 19.00 SOLE N/A NONE BRUNSWICK CORP Common Stock 117043109 1 54.00 SOLE N/A NONE BUCKEYE PARTNERS L P UNIT LTD PARTNERSHIP INTS Common Stock 118230101 116 1,800.00 SOLE N/A NONE BUCKLE CO Common Stock 118440106 13 300.00 SOLE N/A NONE BUCYRUS INTL INC NEW COM Common Stock 118759109 65 705.00 SOLE N/A NONE BUFFALO WILD WINGS INC COM Common Stock 119848109 5 80.00 SOLE N/A NONE CAE INC Common Stock 124765108 1 77.00 SOLE N/A NONE CBL & ASSOC PPTYS INC REIT ISIN#US1248301004 Common Stock 124830100 0 26.00 SOLE N/A NONE CBS CORP CL B COM Common Stock 124857202 25 869.00 SOLE N/A NONE CB RICHARD ELLIS GROUP INC CL A SHS Common Stock 12497T101 29 1,164.00 SOLE N/A NONE CF INDS HLDGS INC COM Common Stock 125269100 210 1,485.27 SOLE N/A NONE CH ENERGY GROUP INC COM Common Stock 12541M102 14 256.08 SOLE N/A NONE C H ROBINSON WORLDWIDE INC COM NEW Common Stock 12541W209 18 230.00 SOLE N/A NONE CIGNA CORP COM Common Stock 125509109 28 540.00 SOLE N/A NONE CIT GROUP INC NEW COM NEW Common Stock 125581801 12 276.00 SOLE N/A NONE CLECO CORP NEW COM Common Stock 12561W105 10 300.00 SOLE N/A NONE CME GROUP INC COM Common Stock 12572Q105 6 19.00 SOLE N/A NONE CMS ENERGY CORP Common Stock 125896100 8 398.00 SOLE N/A NONE CNA SURETY CORP COM C/A EFF 06/10/11 1 OLD EQUALS USD 26.55 PER SHARE Common Stock 12612L108 3 100.00 SOLE N/A NONE CNOOC LTD SPONSORED ADR ISIN#US1261321095 Common Stock ADR 126132109 137 580.79 SOLE N/A NONE CPFL ENERGIA SA SPONS ADR ISIN#US1261531057 Common Stock ADR 126153105 18 207.74 SOLE N/A NONE CNO FINL GROUP INC COM Common Stock 12621E103 0 22.00 SOLE N/A NONE CSX CORPORATION Common Stock 126408103 682 26,028.58 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY --------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- CVS CAREMARK CORP Common Stock 126650100 117 3,120.59 SOLE N/A NONE CA INC COM Common Stock 12673P105 76 3,315.00 SOLE N/A NONE CABLEVISION SYS CORP (NEW) NY GROUP CL A COM Common Stock 12686C109 9 258.00 SOLE N/A NONE CABOT OIL & GAS CORP COM Common Stock 127097103 8 120.00 SOLE N/A NONE CACI INTL INC CL A Common Stock 127190304 13 200.00 SOLE N/A NONE CAL DIVE INTL INC DEL COM Common Stock 12802T101 3 500.00 SOLE N/A NONE CALAMOS CONV OPPORTUNITIES & INCOME FD SH BEN INT Common Stock 128117108 207 15,738.88 SOLE N/A NONE CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS BEN INT Common Stock 12811L107 3 300.00 SOLE N/A NONE CALAMOS CONV & HIGH INCOME FD COM Common Stock 12811P108 51 3,880.00 SOLE N/A NONE CALAMOS STRATEGIC TOTAL RETURN FD COM SH BEN INT Common Stock 128125101 34 3,605.00 SOLE N/A NONE CALGON CARBON CORP COM Common Stock 129603106 2 100.00 SOLE N/A NONE CALIFORNIA WTR SVC GROUP INC Common Stock 130788102 12 666.00 SOLE N/A NONE CALLAWAY GOLF CO COM Common Stock 131193104 1 100.00 SOLE N/A NONE CALUMET SPECIALTY PRODS PARTNERS L P COMMON UNITS REPSTG LTD PARTNER Common Stock 131476103 84 3,909.75 SOLE N/A NONE CAMECO CORP COM ISIN#CA13321L1085 Common Stock 13321L108 22 829.00 SOLE N/A NONE CAMPBELL SOUP CO Common Stock 134429109 42 1,213.00 SOLE N/A NONE CANADIAN NATL RY CO COM ISIN#CA1363751027 Common Stock 136375102 128 1,601.00 SOLE N/A NONE CANADIAN NATURAL RES LTD ISIN#CA1363851017 Common Stock 136385101 45 1,070.00 SOLE N/A NONE CANADIAN PAC RY LTD COM ISIN#CA13645T1003 Common Stock 13645T100 7 110.00 SOLE N/A NONE CANADIAN SOLAR INC COM ISIN#CA1366351098 Common Stock 136635109 99 8,632.72 SOLE N/A NONE CANON INC ADR REPSTG 5 SHS Common Stock ADR 138006309 1 20.00 SOLE N/A NONE CAPITAL ONE FINL CORP COM Common Stock 14040H105 3 58.00 SOLE N/A NONE CAPITALSOURCE INC COM Common Stock 14055X102 10 1,500.00 SOLE N/A NONE CAPSTONE TURBINE CORP COM Common Stock 14067D102 1 900.00 SOLE N/A NONE CAPSTEAD MTG CORP COM NO PAR Common Stock 14067E506 217 16,215.57 SOLE N/A NONE CARDINAL HEALTH INC COM Common Stock 14149Y108 5 120.00 SOLE N/A NONE CAREER ED CORP COM ISIN#US1416651099 Common Stock 141665109 1 40.00 SOLE N/A NONE CAREFUSION CORP COM Common Stock 14170T101 0 10.00 SOLE N/A NONE CARLISLE COMPANIES INC Common Stock 142339100 0 3.00 SOLE N/A NONE CARMAX INC COM Common Stock 143130102 3 88.00 SOLE N/A NONE CARNIVAL CORP PAIRED CTF 1 COM CARNIVAL CORP & 1 TR SH BEN INT P&O PRINCESS SPL VTG TR ISIN#PA1436583006 Common Stock 143658300 13 335.00 SOLE N/A NONE CASH AMER INTL INC Common Stock 14754D100 4 65.00 SOLE N/A NONE CATERPILLAR INC Common Stock 149123101 1812 17,024.66 SOLE N/A NONE CELL THERAPEUTICS INC COM NO PAR NEW Common Stock 150934602 0 116.00 SOLE N/A NONE CELESTICA INC SUB VTG SHS Common Stock 15101Q108 2 271.00 SOLE N/A NONE CELGENE CORP Common Stock 151020104 314 5,212.32 SOLE N/A NONE CELSION CORP COM NEW Common Stock 15117N305 17 5,000.00 SOLE N/A NONE CEMEX S A B DE C V SPONSOR ADR NEW REP ORD PARTN CTF NEW FOR A & B SHS ISIN#US1512908898 Common Stock ADR 151290889 0 10.00 SOLE N/A NONE CENOVUS ENERGY INC COM ISIN#CA15135U1093 Common Stock 15135U109 92 2,430.00 SOLE N/A NONE CENTERPOINT ENERGY INC COM Common Stock 15189T107 30 1,575.60 SOLE N/A NONE CENTRAIS ELECTRICAS BRASILEIRAS SA SPON ADR REPSTG 50 PFD CL B Preferred Stock ADR 15234Q108 3 190.00 SOLE N/A NONE ELECTROBRAS CENTRAIS ELECTRICIAS ADR SIN#US15234Q2075 Common Stock ADR 15234Q207 1 80.00 SOLE N/A NONE CENTRAL EUROPE & RUSSIA FD INC COM Common Stock 153436100 11 264.00 SOLE N/A NONE CENTRAL VT PUB SVC CORP COM Common Stock 155771108 114 3,141.00 SOLE N/A NONE CENTURYLINK INC COM Common Stock 156700106 205 5,080.51 SOLE N/A NONE CEPHALON INC COM Common Stock 156708109 203 2,535.00 SOLE N/A NONE CERADYNE INC CALIF Common Stock 156710105 10 250.00 SOLE N/A NONE CERNER CORP Common Stock 156782104 29 478.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- CHARLES RIV LABORATORIES INTL INC COM Common Stock 159864107 26 644.00 SOLE N/A NONE CHARMING SHOPPES INC Common Stock 161133103 0 40.00 SOLE N/A NONE CHECKPOINT SYS INC Common Stock 162825103 2 90.00 SOLE N/A NONE CHEMTURA CORP COM NEW Common Stock 163893209 0 16.00 SOLE N/A NONE CHESAPEAKE ENERGY CORP Common Stock 165167107 214 7,213.21 SOLE N/A NONE CHEVRON CORP NEW COM Common Stock 166764100 1364 13,262.84 SOLE N/A NONE CHICAGO BRIDGE & IRON CO N V ISIN#US1672501095 Common Stock 167250109 0 12.00 SOLE N/A NONE CHICOS FAS INC COM Common Stock 168615102 3 200.00 SOLE N/A NONE CHIMERA INVT CORP COM Common Stock 16934Q109 259 74,828.06 SOLE N/A NONE CHINA BAK BATTERY INC COM Common Stock 16936Y100 0 251.00 SOLE N/A NONE CHINA FUND INC Common Stock 169373107 61 1,953.00 SOLE N/A NONE CHINA AGRITECH INC COM NEW Common Stock 16937A200 2 1,120.00 SOLE N/A NONE CHINA BIOLOGIC PRODS INC COM Common Stock 16938C106 20 2,000.00 SOLE N/A NONE CHINA LIFE INS CO LTD SPONS ADR REPSTG H SHS ISIN#US16939P1066 Common Stock ADR 16939P106 9 180.14 SOLE N/A NONE CHINA MOBILE LTD SPON ADR S A ISIN#US16941M099 Common Stock ADR 16941M109 10 205.44 SOLE N/A NONE CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS Common Stock ADR 16941R108 68 674.20 SOLE N/A NONE CHINA TELECOM CORP LTD SPONSORED ADR REPSTG H SHS Common Stock ADR 169426103 27 417.00 SOLE N/A NONE CHINA GREEN AGRICULTURE INC COM Common Stock 16943W105 0 100.00 SOLE N/A NONE CHINA MING YANG WIND PWR GROUP LTD SPONS ADR ISIN#US16951C1080 Common Stock ADR 16951C108 3 500.00 SOLE N/A NONE CHIPOTLE MEXICAN GRILL INC COM Common Stock 169656105 15 50.00 SOLE N/A NONE CHUBB CORP Common Stock 171232101 30 472.03 SOLE N/A NONE CHURCH & DWIGHT CO INC Common Stock 171340102 0 2.00 SOLE N/A NONE CIENA CORP COM NEW Common Stock 171779309 5 275.00 SOLE N/A NONE CIMAREX ENERGY CO COM Common Stock 171798101 0 4.00 SOLE N/A NONE CINCINNATI BELL INC NEW COM Common Stock 171871106 2 500.00 SOLE N/A NONE CINCINNATI FINL CORP COM Common Stock 172062101 10 332.00 SOLE N/A NONE CINEMARK HOLDINGS INC COM Common Stock 17243V102 21 1,000.00 SOLE N/A NONE CISCO SYSTEMS INC Common Stock 17275R102 704 45,089.79 SOLE N/A NONE CITIGROUP INC COM NEW ISIN#US1729674242 Common Stock 172967424 429 10,299.11 SOLE N/A NONE CITIZENS INC CL A Common Stock 174740100 1 74.00 SOLE N/A NONE CITRIX SYSTEMS INC Common Stock 177376100 41 507.00 SOLE N/A NONE CITY NATL CORP Common Stock 178566105 0 5.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM BRAZIL RUSSIA INDIA & CHINA Common Stock 18383M100 198 4,333.08 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM SECTOR ROTATION ETF Common Stock 18383M407 40 1,500.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM MULTI ASSET INCOME ETF Common Stock 18383M506 573 26,629.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM SOLAR ETF ETF Common Stock 18383M621 14 1,940.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR GUGGENHEIM ENHANCED ULTRA SHORT BD ETF Common Stock 18383M654 10 200.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM S&P GLOBAL WATER ETF Common Stock 18383Q507 15 688.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM CHINA SMALL CAP ETF Common Stock 18383Q853 31 1,107.00 SOLE N/A NONE CLAYMORE EXCHANGE_D TRADED FD TR 2 GUGGENHEIM TIMBER ETF ETF Common Stock 18383Q879 6 300.00 SOLE N/A NONE CLEAN ENERGY FUELS CORP COM Common Stock 184499101 13 1,000.00 SOLE N/A NONE CLEARBRIDGE ENERGY MLP FD INC COM Common Stock 184692101 27 1,236.00 SOLE N/A NONE CLEARWIRE CORP NEW CL A COM Common Stock 18538Q105 4 1,000.00 SOLE N/A NONE CLIFFS NAT RES INC COM Common Stock 18683K101 639 6,910.16 SOLE N/A NONE CLOROX CO COM Common Stock 189054109 92 1,361.59 SOLE N/A NONE CLOUD PEAK ENERGY INC COM Common Stock 18911Q102 1 50.00 SOLE N/A NONE CLOUGH GLOBAL EQUITY FD COM Common Stock 18914C100 4 300.00 SOLE N/A NONE CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT Common Stock 18914E106 7 500.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- COACH INC COM Common Stock 189754104 179 2,801.88 SOLE N/A NONE COCA COLA COMPANY Common Stock 191216100 1312 19,493.67 SOLE N/A NONE COCA COLA ENTERPRISES INC NEW COM Common Stock 19122T109 6 200.00 SOLE N/A NONE COEUR D ALENE MINES CORP IDAHO COM NEW Common Stock 192108504 4 150.00 SOLE N/A NONE COGNEX CORP Common Stock 192422103 19 525.00 SOLE N/A NONE COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A Common Stock 192446102 97 1,320.00 SOLE N/A NONE COHEN & STEERS REIT & PFD INCOME FD INC COM Common Stock 19247X100 151 9,300.36 SOLE N/A NONE COHEN & STEERS INFRASTRUCTURE FD INC Common Stock 19248A109 12 660.00 SOLE N/A NONE COHEN & STEERS CLOSED-END OPPORTUNITY FD INC COM Common Stock 19248P106 730 54,179.85 SOLE N/A NONE COHEN & STEERS SELECT PFD & INCOME FD INC COM Common Stock 19248Y107 73 3,000.00 SOLE N/A NONE COINSTAR INC COM Common Stock 19259P300 8 140.00 SOLE N/A NONE COLGATE PALMOLIVE CO COM Common Stock 194162103 280 3,206.75 SOLE N/A NONE COLONIAL PROPERTIES TRUST SBI Common Stock 195872106 8 400.00 SOLE N/A NONE COLUMBIA BKG SYS INC COM Common Stock 197236102 2 140.94 SOLE N/A NONE COLUMBIA SPORTSWEAR CO COM Common Stock 198516106 0 1.00 SOLE N/A NONE COMCAST CORP CL A Common Stock 20030N101 89 3,518.10 SOLE N/A NONE COMCAST CORP NEW CL A SPL Common Stock 20030N200 11 459.00 SOLE N/A NONE COMMERCIAL METALS CO Common Stock 201723103 1 36.00 SOLE N/A NONE COMMONWEALTH REIT COM SH BEN INT Common Stock 203233101 3 125.00 SOLE N/A NONE COMMUNITY BK SYS INC Common Stock 203607106 25 1,000.00 SOLE N/A NONE COMMVAULT SYS INC COM Common Stock 204166102 3 58.00 SOLE N/A NONE COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012 Common Stock ADR 204409601 11 528.54 SOLE N/A NONE COMPANHIA BRASILEIRA DE DISTRIBUICAO ISIN#US20440T2015 SPONS ADR REPSTG PFD Common Stock ADR 20440T201 5 100.00 SOLE N/A NONE COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR REPSTG ORD SHS ISIN#US20440W1053 Common Stock ADR 20440W105 20 1,600.00 SOLE N/A NONE COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP SPONSORED ADR ISIN#US20441A1025 Common Stock ADR 20441A102 12 200.00 SOLE N/A NONE COMPANHIA DE BEBIDAS DAS AMERS AMBEV SPONSORED ADR REPSTG PFD SHS Common Stock ADR 20441W203 449 13,325.00 SOLE N/A NONE COMPANIA DE MINAS BUENAVENTURA S A SPONS ADR REPSTG SER B SHS Common Stock ADR 204448104 151 3,982.76 SOLE N/A NONE COMPASS DIVERSIFIED HLDGS SH BEN INT Common Stock 20451Q104 36 2,176.00 SOLE N/A NONE COMPUTER SCIENCES CORP COM Common Stock 205363104 4 106.00 SOLE N/A NONE COMTECH TELECOMMUNICATIONS CORP NEW Common Stock 205826209 1 50.00 SOLE N/A NONE CONAGRA FOODS INC COM Common Stock 205887102 62 2,405.00 SOLE N/A NONE CONCUR TECHNOLOGIES INC COM Common Stock 206708109 25 500.00 SOLE N/A NONE CONOCOPHILLIPS COM Common Stock 20825C104 1039 13,823.02 SOLE N/A NONE CONSOL ENERGY INC COM Common Stock 20854P109 41 842.06 SOLE N/A NONE CONSOLIDATED COMMUNICATIONS HLDGS INC COM Common Stock 209034107 8 400.00 SOLE N/A NONE CONSOLIDATED EDISON INC COM Common Stock 209115104 374 7,022.69 SOLE N/A NONE CONSTELLATION BRANDS INC CL A Common Stock 21036P108 2 108.00 SOLE N/A NONE CONSTELLATION ENERGY GROUP INC HLDG CO ISIN#US2103711006 Common Stock 210371100 40 1,057.00 SOLE N/A NONE CONVERGYS CORP COM Common Stock 212485106 0 11.00 SOLE N/A NONE COPART INC Common Stock 217204106 0 2.00 SOLE N/A NONE CORNING INC COM Common Stock 219350105 247 13,607.36 SOLE N/A NONE COSTCO WHOLESALE CORP NEW COM Common Stock 22160K105 187 2,305.92 SOLE N/A NONE COTT CORP QUE COM ISIN#CA22163N1069 Common Stock 22163N106 4 500.00 SOLE N/A NONE COUSINS PPTYS INC COM Common Stock 222795106 0 20.00 SOLE N/A NONE COVANCE INC Common Stock 222816100 16 268.00 SOLE N/A NONE COVENTRY HEALTH CARE INC COM Common Stock 222862104 7 200.00 SOLE N/A NONE CRACKER BARREL OLD CTRY STORE INC COM Common Stock 22410J106 61 1,246.89 SOLE N/A NONE CRAFT BREWERS ALLIANCE INC COM Common Stock 224122101 6 650.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- CREDIT SUISSE ASSET MGMT INCOME FD INC COM Common Stock 224916106 5 1,350.00 SOLE N/A NONE CREDIT ACCEPTANCE CORP (MICH) Common Stock 225310101 683 8,085.00 SOLE N/A NONE CREDIT SUISSE GROUP SPONSORED ADR Common Stock ADR 225401108 7 179.00 SOLE N/A NONE CREDT SUISSE NASSAU BRH EXCH TRD NT LKD CREDIT SUISSE MERGER ARBITRAGE INDEX Common Stock 22542D845 5 240.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH EXCHANGE TRADED NTS LKD CREDIT SUISSE LONG/SHORT LIQUID INDEX Common Stock 22542D878 5 220.00 SOLE N/A NONE CREE INC COM Common Stock 225447101 25 741.00 SOLE N/A NONE CREDIT SUISSE HIGH YIELD BD FD SH BEN INT Common Stock 22544F103 122 37,812.66 SOLE N/A NONE CROCS INC COM Common Stock 227046109 5 200.00 SOLE N/A NONE CROWN HLDGS INC COM Common Stock 228368106 25 635.00 SOLE N/A NONE CRYOLIFE INC COM Common Stock 228903100 19 3,390.00 SOLE N/A NONE CTRIP COM INTL LTD AMERICAN DEP SHS ISIN#US22943F1003 Common Stock ADR 22943F100 18 418.00 SOLE N/A NONE CUBIC CORP COM Common Stock 229669106 3 50.00 SOLE N/A NONE CULLEN FROST BANKERS Common Stock 229899109 1 9.00 SOLE N/A NONE CUMMINS INC Common Stock 231021106 167 1,615.00 SOLE N/A NONE CURRENCYSHARES SWISS FRANC TR SWISS FRANC SHS Common Stock 23129V109 12 100.00 SOLE N/A NONE CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS Common Stock 23129X105 16 154.00 SOLE N/A NONE CURRENCYSHARES JAPANESE YEN TR JAPANESE YEN SHS Common Stock 23130A102 5 42.00 SOLE N/A NONE CURTISS WRIGHT CORP Common Stock 231561101 1 36.00 SOLE N/A NONE CUSHING MLP TOTAL RETURN FD COM SHS Common Stock 231631102 14 1,340.00 SOLE N/A NONE CYBEX INTERNATIONAL INC COM Common Stock 23252E106 0 300.00 SOLE N/A NONE CYPRESS SEMICONDUCTOR CORP COM Common Stock 232806109 17 800.00 SOLE N/A NONE CYPRESS SHARPRIDGE INVTS INC COM Common Stock 23281A307 77 6,000.00 SOLE N/A NONE CYTORI THERAPEUTICS INC COM Common Stock 23283K105 0 28.00 SOLE N/A NONE DNP SELECT INCOME FD INC COM Common Stock 23325P104 48 4,803.00 SOLE N/A NONE D R HORTON INC Common Stock 23331A109 10 834.00 SOLE N/A NONE DTE ENERGY CO COM Common Stock 233331107 167 3,329.00 SOLE N/A NONE DWS HIGH INCOME TR SHS NEW Common Stock 23337C208 16 1,500.00 SOLE N/A NONE DWS MULTI MKT INCOME TR SHS Common Stock 23338L108 120 11,210.00 SOLE N/A NONE DANA HLDG CORP COM Common Stock 235825205 12 643.00 SOLE N/A NONE DANAHER CORP COM Common Stock 235851102 30 571.05 SOLE N/A NONE DANVERS BANCORP INC COM Common Stock 236442109 10 450.00 SOLE N/A NONE DARDEN RESTAURANTS INC COM Common Stock 237194105 150 3,021.13 SOLE N/A NONE DAVITA INC COM Common Stock 23918K108 28 324.00 SOLE N/A NONE DEAN FOODS CO NEW COM Common Stock 242370104 2 150.00 SOLE N/A NONE DECKERS OUTDOOR CORP COM Common Stock 243537107 23 265.00 SOLE N/A NONE DEERE & CO Common Stock 244199105 659 7,989.36 SOLE N/A NONE DELAWARE INVTS NATL MUN INCOME FD COM Common Stock 24610T108 6 467.00 SOLE N/A NONE DELL INC COM Common Stock 24702R101 16 936.00 SOLE N/A NONE DELPHI FINL GROUP INC CL A Common Stock 247131105 3 110.00 SOLE N/A NONE DELTA AIRLINES INC COM NEW Common Stock 247361702 47 5,161.00 SOLE N/A NONE DELTA PETROLEUM CORP NEW Common Stock 247907207 1 2,000.00 SOLE N/A NONE DENDREON CORP COM Common Stock 24823Q107 21 524.00 SOLE N/A NONE DENTSPLY INTL INC NEW COM Common Stock 249030107 20 517.00 SOLE N/A NONE DEPOMED INC COM Common Stock 249908104 1 100.00 SOLE N/A NONE DEVELOPERS DIVERSIFIED RLTY CORP COM Common Stock 251591103 0 9.00 SOLE N/A NONE DEVON ENERGY CORP NEW COM Common Stock 25179M103 78 986.66 SOLE N/A NONE DEVRY INC DEL COM Common Stock 251893103 2 28.00 SOLE N/A NONE DIAGEO PLC SPONSORED ADR NEW Common Stock ADR 25243Q205 87 1,059.07 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- DIAMOND OFFSHORE DRILLING INC COM Common Stock 25271C102 47 660.96 SOLE N/A NONE DIGITAL RIVER INC COM Common Stock 25388B104 13 395.00 SOLE N/A NONE DIODES INC COM Common Stock 254543101 32 1,208.00 SOLE N/A NONE DIREXION SHS ETF TR DAILY SMALL CAP BEAR 3X SHS NEW FEB 2011 Common Stock 25459W110 1 26.00 SOLE N/A NONE DISNEY WALT CO DISNEY COM Common Stock 254687106 239 6,119.89 SOLE N/A NONE DISCOVER FINL SVCS COM INC Common Stock 254709108 29 1,096.00 SOLE N/A NONE DISCOVERY COMMUNICATIONS INC NEW COM SER A Common Stock 25470F104 234 5,711.00 SOLE N/A NONE DIRECTV COM CL A Common Stock 25490A101 122 2,391.00 SOLE N/A NONE DIVIDEND & INCOME FD INC COM Common Stock 25538A105 9 2,009.07 SOLE N/A NONE DR REDDY LABS LTD ADR Common Stock ADR 256135203 3 74.00 SOLE N/A NONE THE DOLAN CO COM Common Stock 25659P402 5 632.00 SOLE N/A NONE DOLLAR GEN CORP NEW COM Common Stock 256677105 16 470.00 SOLE N/A NONE DOLLAR TREE INC COM Common Stock 256746108 10 146.00 SOLE N/A NONE DOMINION RES INC VA COM Common Stock 25746U109 51 1,059.04 SOLE N/A NONE DOMINOS PIZZA INC COM Common Stock 25754A201 25 1,000.00 SOLE N/A NONE R R DONNELLEY & SONS CO COM Common Stock 257867101 1 51.00 SOLE N/A NONE DORCHESTER MINERALS LP COM UNITS Common Stock 25820R105 16 600.00 SOLE N/A NONE DOVER CORP Common Stock 260003108 19 284.00 SOLE N/A NONE DOW CHEM CO Common Stock 260543103 87 2,403.38 SOLE N/A NONE DR PEPPER SNAPPLE GROUP INC COM ISIN#US26138E1091 Common Stock 26138E109 31 732.61 SOLE N/A NONE DREAMWORKS ANIMATION SKG INC CL A Common Stock 26153C103 28 1,400.00 SOLE N/A NONE DRESSER RAND GROUP INC COM ISIN#US2616081038 Common Stock 261608103 1 16.00 SOLE N/A NONE DREYFUS STRATEGIC MUNICIPALS INC Common Stock 261932107 6 743.00 SOLE N/A NONE DREYFUS MUN INCOME INC COM Common Stock 26201R102 7 800.00 SOLE N/A NONE DREYFUS STRATEGIC MUN BD FD INC COM Common Stock 26202F107 36 4,555.21 SOLE N/A NONE DRIL-QUIP INC COM Common Stock 262037104 13 196.00 SOLE N/A NONE DU PONT E I DE NEMOURS & COMPANY Common Stock 263534109 342 6,331.63 SOLE N/A NONE DUFF & PHELPS CORP NEW CL A COM Common Stock 26433B107 1 40.00 SOLE N/A NONE DUKE REALTY CORP COM NEW Common Stock 264411505 0 31.00 SOLE N/A NONE DUKE ENERGY CORP NEW COM Common Stock 26441C105 139 7,370.63 SOLE N/A NONE DUN & BRADSTREET CORP DEL NEW COM Common Stock 26483E100 10 126.22 SOLE N/A NONE DUNCAN ENERGY PARTNERS LP COM UTS Common Stock 265026104 6 150.00 SOLE N/A NONE DYAX CORP COM Common Stock 26746E103 7 3,500.00 SOLE N/A NONE DYNEGY INC DEL COM Common Stock 26817G300 1 200.00 SOLE N/A NONE DYNEX CAP INC COM NEW Common Stock 26817Q506 6 654.00 SOLE N/A NONE ECA MARCELLUS TR I COM UNIT Common Stock 26827L109 5 200.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EMERGING GLOBAL SHS INDXX BRAZIL INFRASTRUCTURE INDEX FD Common Stock 268461829 14 530.00 SOLE N/A NONE EMC CORP (MASS) COM Common Stock 268648102 173 6,264.00 SOLE N/A NONE ENI SPA SPONSORED ADR Common Stock ADR 26874R108 1 21.00 SOLE N/A NONE EOG RES INC COM Common Stock 26875P101 8 79.78 SOLE N/A NONE EQT CORPORATION COM Common Stock 26884L109 22 417.71 SOLE N/A NONE ETFS PLATINUM TR SHS BEN INT Common Stock 26922V101 7 42.00 SOLE N/A NONE ETFS PRECIOUS METALS BASKET TR ETFS PHYSICAL PM BASKET SHS Common Stock 26922W109 1013 10,750.00 SOLE N/A NONE ETFS GOLD TR SH Common Stock 26922Y105 7 50.00 SOLE N/A NONE ETFS PALLADIUM TR SHS BEN INT Common Stock 26923A106 19 258.00 SOLE N/A NONE ETFS WHITE METALS BASKET TR ETFS PHYSICAL WM BASKET SH Common Stock 26923B104 118 2,033.00 SOLE N/A NONE EV ENERGY PARTNERS LP COM UNITS REPSTG LTD PARTNER INT Common Stock 26926V107 92 1,725.52 SOLE N/A NONE EARTHLINK INC COM Common Stock 270321102 13 1,700.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- ---------------- ---------- ------- --------------- ---------- -------- -------- EAST WEST BANCORP INC COM Common Stock 27579R104 3 155.00 SOLE N/A NONE EASTMAN CHEM CO COM Common Stock 277432100 125 1,222.00 SOLE N/A NONE EASTMAN KODAK CO COM Common Stock 277461109 3 868.00 SOLE N/A NONE EATON CORP COM Common Stock 278058102 29 571.67 SOLE N/A NONE EATON VANCE CORP COM NON VTG Common Stock 278265103 77 2,555.00 SOLE N/A NONE EATON VANCE ENHANCED EQUITY INCOME FD COM Common Stock 278274105 60 4,958.80 SOLE N/A NONE EATON VANCE FLOATING RATE INCOME TR COM Common Stock 278279104 62 3,795.00 SOLE N/A NONE EATON VANCE MUN BD FD COM Common Stock 27827X101 24 1,962.42 SOLE N/A NONE EATON VANCE TAX ADVANTAGED DIVID INCOME FUND COM Common Stock 27828G107 61 3,500.00 SOLE N/A NONE EATON VANCE LTD DURATION INCOME FD COM Common Stock 27828H105 128 7,772.00 SOLE N/A NONE EATON VANCE TAX MANAGED DIVERSIFIED EQUITY INCOME FD COM Common Stock 27828N102 14 1,280.00 SOLE N/A NONE EATON VANCE SR FLTNG RATE TR COM Common Stock 27828Q105 4 266.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVID INCOME FD COM Common Stock 27828S101 10 650.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED GLOBAL DIVID OPPORTUNITIES FD COM Common Stock 27828U106 6 292.00 SOLE N/A NONE EATON VANCE PA MUN BD FD COM Common Stock 27828W102 54 4,199.84 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM Common Stock 27828Y108 77 6,075.00 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM Common Stock 27829C105 29 2,412.00 SOLE N/A NONE EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED INCOME FD COM Common Stock 27829F108 198 18,925.00 SOLE N/A NONE EATON VANCE RISK MANAGED DIVERSIFIED EQUITY INCOME COM Common Stock 27829G106 38 3,000.00 SOLE N/A NONE EBAY INC COM Common Stock 278642103 77 2,382.00 SOLE N/A NONE ECHELON CORP OC-COM Common Stock 27874N105 1 60.00 SOLE N/A NONE ECOLAB INC Common Stock 278865100 7 130.00 SOLE N/A NONE EDISON INTERNATIONAL Common Stock 281020107 4 100.00 SOLE N/A NONE EDWARDS LIFESCIENCES CORP COM Common Stock 28176E108 85 980.00 SOLE N/A NONE EL PASO CORP COM Common Stock 28336L109 24 1,200.00 SOLE N/A NONE EL PASO PIPELINE PARTNERS L P COM UNIT LTD PARTNERSHIP INT Common Stock 283702108 19 550.00 SOLE N/A NONE ELDORADO GOLD CORP NEW COM ISIN#CA2849021035 Common Stock 284902103 9 625.00 SOLE N/A NONE ELECTRONIC ARTS Common Stock 285512109 0 3.00 SOLE N/A NONE EMBRAER S A SPONSORED ADR REPSTG PFD SHS ISIN#US29082A1079 Preferred Stock ADR 29082A107 6 200.00 SOLE N/A NONE EMERSON ELEC CO COM Common Stock 291011104 40 708.55 SOLE N/A NONE ENCANA CORP COM SHS ISIN#CA2925051047 Common Stock 292505104 35 1,150.00 SOLE N/A NONE ENBRIDGE INC COM ISIN#CA29250N1050 Common Stock 29250N105 1 30.00 SOLE N/A NONE ENBRIDGE ENERGY PARTNERS LP COM Common Stock 29250R106 50 1,670.00 SOLE N/A NONE ENCORE ENERGY PARTNERS LP COM UNIT REPSTG LTD PARTNER INT Common Stock 29257A106 29 1,350.00 SOLE N/A NONE ENDO PHARMACEUTICALS HLDGS INC Common Stock 29264F205 492 12,236.00 SOLE N/A NONE ENERGY CONVERSION DEVICES INC Common Stock 292659109 0 100.00 SOLE N/A NONE ENERGEN CORP COM Common Stock 29265N108 9 157.00 SOLE N/A NONE ENERGIZER HLDGS INC COM Common Stock 29266R108 3 45.00 SOLE N/A NONE ENERGY INCOME & GROWTH FD COM Common Stock 292697109 25 845.00 SOLE N/A NONE ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP INT Common Stock 29273R109 368 7,534.16 SOLE N/A NONE ENERGY TRANSFER EQUITY LP COM UNITS REPSTG LTD PARTNERSHIP INT Common Stock 29273V100 60 1,325.00 SOLE N/A NONE ENERSIS S A SPON ADR ISIN#US29274F1049 Common Stock ADR 29274F104 13 576.00 SOLE N/A NONE ENERGYSOLUTIONS INC DEP SHS Common Stock 292756202 20 3,975.00 SOLE N/A NONE ENERPLUS CORP COM ISIN#CA2927661025 Common Stock 292766102 74 2,357.48 SOLE N/A NONE ENSCO PLC SPONSORED ADR ISIN#US29358Q1094 Common Stock ADR 29358Q109 2 31.00 SOLE N/A NONE ENTERGY CORP NEW COM Common Stock 29364G103 7 100.00 SOLE N/A NONE ENTERPRISE PRODS PARTNERS L P COM UNIT Common Stock 293792107 585 13,536.79 SOLE N/A NONE EQUIFAX INC Common Stock 294429105 0 4.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- --------------- ---------- ------- --------------- ---------- -------- -------- EQUITY ONE INC COM Common Stock 294752100 1 40.00 SOLE N/A NONE EQUITY RESIDENTIAL SHS BEN INT Common Stock 29476L107 222 3,704.00 SOLE N/A NONE ERICSSON L M TEL CO ADR CL B SEK 10 NEW EXCH FOR ADR CL B SEK NEW Common Stock ADR 294821608 4 292.83 SOLE N/A NONE ERIE INDTY CO CL A Common Stock 29530P102 125 1,770.00 SOLE N/A NONE ESTERLINE TECH CORP FRMLY ESTERLINE CORP Common Stock 297425100 13 173.00 SOLE N/A NONE EVERCORE PARTNERS INC CL A Common Stock 29977A105 1 20.10 SOLE N/A NONE EVERGREEN ENERGY INC NEW COM NEW Common Stock 30024B203 0 42.00 SOLE N/A NONE EVERGREEN SOLAR INC COM NEW Common Stock 30033R306 1 1,691.00 SOLE N/A NONE EXELON CORP COM Common Stock 30161N101 484 11,308.79 SOLE N/A NONE EXELIXIS INC COM Common Stock 30161Q104 44 4,942.00 SOLE N/A NONE EXPEDIA INC DEL COM Common Stock 30212P105 51 1,753.43 SOLE N/A NONE EXPEDITORS INTL WASH INC Common Stock 302130109 40 776.26 SOLE N/A NONE EXPRESS SCRIPTS INC COM Common Stock 302182100 164 3,039.58 SOLE N/A NONE EXXON MOBIL CORP COM Common Stock 30231G102 4339 53,311.80 SOLE N/A NONE FEI COMPANY COMMON Common Stock 30241L109 9 223.00 SOLE N/A NONE FLIR SYSTEMS INC Common Stock 302445101 6 170.00 SOLE N/A NONE F N B CORP PA COM Common Stock 302520101 5 500.00 SOLE N/A NONE FACTSET RESEARCH SYSTEMS INC Common Stock 303075105 0 1.00 SOLE N/A NONE FAIR ISAAC CORPORATION COM Common Stock 303250104 0 6.00 SOLE N/A NONE FAMILY DOLLAR STORES Common Stock 307000109 132 2,505.00 SOLE N/A NONE FASTENAL CO Common Stock 311900104 7 200.00 SOLE N/A NONE FEDERAL SIGNAL CORP Common Stock 313855108 2 307.26 SOLE N/A NONE FEDERATED INVS INC PA CL B Common Stock 314211103 0 18.00 SOLE N/A NONE FEDERATED PREMIER INTER MUN INCOME FD COM Common Stock 31423M105 26 2,040.00 SOLE N/A NONE FEDEX CORP COM Common Stock 31428X106 175 1,845.06 SOLE N/A NONE FERRELLGAS PARTNERS L P UNIT LTD PARTNERSHIP INT Common Stock 315293100 42 1,881.00 SOLE N/A NONE F5 NETWORKS INC COM Common Stock 315616102 39 350.00 SOLE N/A NONE FIDELITY NATL INFORMATION SVCS INC COM Common Stock 31620M106 0 9.00 SOLE N/A NONE FIDELITY NATL FINL INC CL A COM Common Stock 31620R105 8 500.00 SOLE N/A NONE FIDUCIARY CLAYMORE MLP OPPORTUNITY FD Common Stock 31647Q106 3 160.00 SOLE N/A NONE FIFTH THIRD BANCORP COM Common Stock 316773100 220 17,238.07 SOLE N/A NONE FINISAR CORP COM NEW Common Stock 31787A507 7 400.00 SOLE N/A NONE FIRST CASH FIN'L SVCS INC (FORMALLY) FIRST CASH INC EFF 1/14/99 Common Stock 31942D107 2 58.00 SOLE N/A NONE FIRST CMNTY BANCSHARES INC NEV COM Common Stock 31983A103 2 148.00 SOLE N/A NONE FIRST MIDWEST BANCORP INC ILL. Common Stock 320867104 0 9.00 SOLE N/A NONE FIRST NIAGARA FINL GROUP INC NEW COM Common Stock 33582V108 16 1,200.00 SOLE N/A NONE FIRST SOLAR INC COM Common Stock 336433107 173 1,307.72 SOLE N/A NONE FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS Common Stock 336917109 1 50.00 SOLE N/A NONE FIRST TR IPOX INDEX FD SHS Common Stock 336920103 0 1.00 SOLE N/A NONE FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL Common Stock 33718M105 14 627.00 SOLE N/A NONE FIRST TR / ABERDEEN EMERGING OPPORTUNITY FD COM SHS Common Stock 33731K102 3 137.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX FD Common Stock 33733E203 2 45.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD Common Stock 33733E302 2 60.00 SOLE N/A NONE FIRST TR SR FLTG RATE INCOME FD II COM Common Stock 33733U108 6 450.00 SOLE N/A NONE FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS Common Stock 337345102 7 266.00 SOLE N/A NONE FIRST TR S&P REIT INDEX FD COM Common Stock 33734G108 6 375.00 SOLE N/A NONE FIRST TR VALUE LINE DIVID INDEX FD SHS ISIN#US33734H1068 Common Stock 33734H106 92 5,685.00 SOLE N/A NONE FIRST TR ISE REVERE NAT GAS INDEX FD COM Common Stock 33734J102 17 801.37 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------ --------------- ---------- ------- --------------- ---------- -------- -------- FIRST TR LARGE CAP CORE ALPHADEX FDCOM SHS Common Stock 33734K109 18 600.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II CONSUMER STAPLES ALPHADEX Common Stock 33734X119 219 8,740.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II ENERGY ALPHADEX FD ANNUAL Common Stock 33734X127 5 205.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II HEALTH CARE ALPHADEX FD ANNUAL Common Stock 33734X143 12 391.00 SOLE N/A NONE FIRST TR MID CAP CORE ALPHADEX FD Common Stock 33735B108 30 845.00 SOLE N/A NONE FIRST TR ISE GLOBAL WIND ENERGY INDEX FD COM SHS Common Stock 33736G106 2 180.00 SOLE N/A NONE FISERV INC COM Common Stock 337738108 21 338.00 SOLE N/A NONE FIRSTENERGY CORP COM Common Stock 337932107 139 3,159.31 SOLE N/A NONE FIVE STAR QUALITY CARE INC COM Common Stock 33832D106 0 1.00 SOLE N/A NONE FLAHERTY & CRUMRINE CLAYMORE TOTAL RETURN FD INC Common Stock 338479108 4 205.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INCOME FD INC COM Common Stock 338480106 27 2,000.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INCOME OPPTY FD INC COM Common Stock 33848E106 26 2,330.00 SOLE N/A NONE FLUOR CORP NEW COM Common Stock 343412102 62 957.18 SOLE N/A NONE FLOWSERVE CORP COM Common Stock 34354P105 11 100.00 SOLE N/A NONE FOCUS MEDIA HLDG LTD SPONS ADR Common Stock ADR 34415V109 2 53.00 SOLE N/A NONE FOMENTO ECONOMICO MEX S A B DE C V NEW ISIN#US3444191064 SPON ADR REP UNIT1 SER B SH & 2 SER D B SHS & 2 SER D L SHS Common Stock ADR 344419106 16 242.55 SOLE N/A NONE FOOT LOCKER INC COM Common Stock 344849104 0 20.00 SOLE N/A NONE FORCE PROTN INC COM NEW Common Stock 345203202 7 1,500.00 SOLE N/A NONE FORD MOTOR CO DEL COM PAR Common Stock 345370860 1243 90,167.20 SOLE N/A NONE FOREST CITY ENTERPRISES INC CL A Common Stock 345550107 0 19.00 SOLE N/A NONE FOREST LABS INC COM Common Stock 345838106 4 93.00 SOLE N/A NONE FORESTAR GROUP INC COM Common Stock 346233109 1 72.00 SOLE N/A NONE FRANCE TELECOM SPONSORED ADR Common Stock ADR 35177Q105 2 100.00 SOLE N/A NONE FRANKLIN RESOURCES INC Common Stock 354613101 4 30.00 SOLE N/A NONE FRANKLIN UNIVERSAL TRUST SHS BEN INT Common Stock 355145103 6 906.70 SOLE N/A NONE FREEPORT-MCMORAN COPPER & GOLD INC CL B Common Stock 35671D857 399 7,538.27 SOLE N/A NONE FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR REPSTG SHS ISIN#US3580291066 Common Stock ADR 358029106 2 27.00 SOLE N/A NONE FRESH MKT INC COM Common Stock 35804H106 19 500.00 SOLE N/A NONE FRONTIER COMMUNICATIONS CORP COM Common Stock 35906A108 104 12,853.71 SOLE N/A NONE FUELCELL ENERGY INC COM Common Stock 35952H106 0 100.00 SOLE N/A NONE FUEL SYS SOLUTIONS INC COM Common Stock 35952W103 5 188.00 SOLE N/A NONE FURIEX PHARMACEUTICALS INC COM Common Stock 36106P101 0 10.00 SOLE N/A NONE GATX CORP Common Stock 361448103 2 50.00 SOLE N/A NONE GS FIN CORP MED TEM NTS CLAYMORE CEF INDEX LKD GS CONNECT Common Stock 362273104 8 450.00 SOLE N/A NONE GABELLI EQUITY TRUST INC Common Stock 362397101 3 518.00 SOLE N/A NONE GT SOLAR INTL INC COM Common Stock 3623E0209 33 2,010.00 SOLE N/A NONE GABELLI UTIL TR Common Stock 36240A101 7 995.00 SOLE N/A NONE GABELLI DIVID & INCOME TR COM Common Stock 36242H104 8 480.00 SOLE N/A NONE GABELLI GLOBAL UTIL & INCOME TR COM SH BEN INT Common Stock 36242L105 3 140.00 SOLE N/A NONE GABELLI GLOBAL GOLD NAT RES & INCOME TR COM SH BEN INT Common Stock 36244N109 103 5,800.00 SOLE N/A NONE GAFISA S A SPONS ADR REPSTG 2 COM SHS Common Stock ADR 362607301 2 230.00 SOLE N/A NONE GALLAGHER ARTHUR J & CO Common Stock 363576109 16 574.65 SOLE N/A NONE GAMESTOP CORP NEW CLASS A Common Stock 36467W109 42 1,560.00 SOLE N/A NONE GANNETT COMPANY INC Common Stock 364730101 4 298.00 SOLE N/A NONE GAP INC Common Stock 364760108 1 64.00 SOLE N/A NONE GARDNER DENVER INC (PREVIOUSLY KNOWN AS GARDNER MACHINERY INC) Common Stock 365558105 27 325.00 SOLE N/A NONE GAYLORD ENTMT CO NEW COM Common Stock 367905106 6 200.00 SOLE N/A NONE GENERAL DYNAMICS CORP COM Common Stock 369550108 52 694.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY --------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- GENERAL ELECTRIC CO COM Common Stock 369604103 3254 172,538.87 SOLE N/A NONE GENERAL MILLS INC COM Common Stock 370334104 371 9,972.01 SOLE N/A NONE GENERAL MTRS CO COM Common Stock 37045V100 277 9,130.00 SOLE N/A NONE GENERAL MTRS CO WT EXP EXP 07/10/16 Warrants 37045V118 12 556.00 SOLE N/A NONE GENERAL MTRS CO WT EXP EXP 07/10/19 Warrants 37045V126 9 556.00 SOLE N/A NONE GENERAL MTRS CO JR PFD CONV SER B 4 75% Preferred Stock Convertible 37045V209 24 500.00 SOLE N/A NONE GENESEE & WYO INC CL A Common Stock 371559105 6 100.00 SOLE N/A NONE GENESIS ENERGY L P UNIT LTD PARTNERSHIP INT Common Stock 371927104 38 1,400.00 SOLE N/A NONE GENON ENERGY INC COM Common Stock 37244E107 2 462.00 SOLE N/A NONE GENUINE PARTS CO Common Stock 372460105 56 1,033.00 SOLE N/A NONE GENWORTH FINL INC COM CL A Common Stock 37247D106 28 2,761.00 SOLE N/A NONE GENTIUM S P A SPONSORED ADR ISIN#US37250B1044 Common Stock ADR 37250B104 18 1,800.00 SOLE N/A NONE GERBER SCIENTIFIC INC Common Stock 373730100 11 1,000.00 SOLE N/A NONE GERON CORP COM Common Stock 374163103 0 15.00 SOLE N/A NONE GILEAD SCIENCES INC Common Stock 375558103 183 4,426.00 SOLE N/A NONE GLAXOSMITHKLINE PLC SPONS ADR Common Stock ADR 37733W105 55 1,291.27 SOLE N/A NONE GLOBAL PMTS INC COM Common Stock 37940X102 4 85.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X URANIUM ETF Common Stock 37950E754 3 250.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X SILVER MINERS ETF Common Stock 37950E853 256 10,814.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X COPPER MINERS ETF Common Stock 37950E861 4 200.00 SOLE N/A NONE GLOBE SPECIALTY METALS INC COM Common Stock 37954N206 1 50.00 SOLE N/A NONE GOLD FIELDS LTD NEW SPONS ADR Common Stock ADR 38059T106 29 1,988.00 SOLE N/A NONE GOLDCORP INC NEW COM ISIN#CA3809564097 Common Stock 380956409 31 650.57 SOLE N/A NONE GOLDMAN SACHS GROUP INC COM Common Stock 38141G104 387 2,905.73 SOLE N/A NONE GOODRICH CORP Common Stock 382388106 1 9.00 SOLE N/A NONE GOODYEAR TIRE & RUBBER COMPANY Common Stock 382550101 41 2,432.00 SOLE N/A NONE GOOGLE INC CL A Common Stock 38259P508 505 997.00 SOLE N/A NONE GRACE W R & CO DEL NEW COM Common Stock 38388F108 7 152.00 SOLE N/A NONE GRACO INC Common Stock 384109104 0 3.00 SOLE N/A NONE GRAFTECH INTL LTD COM Common Stock 384313102 10 500.00 SOLE N/A NONE GRAINGER WW INC Common Stock 384802104 22 141.13 SOLE N/A NONE GRAMERCY CAP CORP COM Common Stock 384871109 4 1,352.00 SOLE N/A NONE GREEN MTN COFFEE ROASTERS INC COM Common Stock 393122106 49 551.00 SOLE N/A NONE GREEN PLAINS RENEWABLE ENERGY INC COM Common Stock 393222104 5 483.00 SOLE N/A NONE GREEN CNTY BANCORP INC COM Common Stock 394357107 9 500.00 SOLE N/A NONE GREENHAVEN CONTINUOUS COMMODITY INDEX FD UNIT BEN INT Common Stock 395258106 38 1,121.00 SOLE N/A NONE GREENHILL & CO INC COM Common Stock 395259104 0 1.00 SOLE N/A NONE GREENHUNTER ENERGY INC COM Common Stock 39530A104 1 1,000.00 SOLE N/A NONE GREIF INC CL A Common Stock 397624107 220 3,379.00 SOLE N/A NONE GRIFFON CORP CONTINGENT SUB NT CONV 2ND SER 4.000% 07/18/23 B/EDTD 07/18/03 CLB PUT0229 BARCLAYS Corporate Bond/Note CAPITAL; INC Convertible Domestic 398433AC6 2 2,000.00 SOLE N/A NONE GROUP I AUTOMOTIVE INC COM Common Stock 398905109 4 89.00 SOLE N/A NONE GRUBB AND ELLIS COMPANY NEW Common Stock 400095204 1 2,200.00 SOLE N/A NONE GTX INC DEL COM Common Stock 40052B108 1 201.00 SOLE N/A NONE GUESS INC COM Common Stock 401617105 77 1,840.21 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY INCOME FD COM Common Stock 40167B100 4 411.00 SOLE N/A NONE GUGGENHEIM STRATEGIC OPPORTUNITIES FD COM SHS OF BEN INT Common Stock 40167F101 10 500.00 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY STRATEGY FD COM Common Stock 40167K100 1 83.00 SOLE N/A NONE GULFPORT ENERGY CORP COM NEW Common Stock 402635304 9 300.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- --------------- ---------- ------- --------------- ---------- -------- -------- HCC INS HLDGS INC COM Common Stock 404132102 0 13.00 SOLE N/A NONE HCP INC COM Common Stock 40414L109 15 401.00 SOLE N/A NONE HMS HOLDINGS CORP COM Common Stock 40425J101 12 150.00 SOLE N/A NONE HSBC HLDGS PLC SPONS ADR NEW Common Stock ADR 404280406 4 79.00 SOLE N/A NONE HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6.20% CALLABLE 12/16/10 ISIN#US4042806046 Preferred Stock 404280604 37 1,500.00 SOLE N/A NONE HSN INC NEW COM Common Stock 404303109 0 2.00 SOLE N/A NONE HALLIBURTON CO COM Common Stock 406216101 169 3,314.00 SOLE N/A NONE HANCOCK JOHN TAX ADVANTAGED DIVID FD COM Common Stock 41013V100 8 500.00 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD SH BEN INT Common Stock 41013W108 39 1,861.45 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD II COM Common Stock 41013X106 10 500.00 SOLE N/A NONE HANCOCK JOHN INVS TR SH BEN INT Common Stock 410142103 16 736.17 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD III COM Common Stock 41021P103 12 675.00 SOLE N/A NONE HANESBRANDS INC COM Common Stock 410345102 2 79.00 SOLE N/A NONE HANSEN NAT CORP Common Stock 411310105 54 663.00 SOLE N/A NONE HANWHA SOLARONE CO LTD SPONSORED ADR ISIN#US41135V1035 Common Stock ADR 41135V103 18 2,797.00 SOLE N/A NONE HARLEY DAVIDSON INC Common Stock 412822108 14 335.00 SOLE N/A NONE HARMAN INTL INDS INC NEW COM Common Stock 413086109 1 25.00 SOLE N/A NONE HARRIS CORP DEL Common Stock 413875105 38 835.00 SOLE N/A NONE HARSCO CORP Common Stock 415864107 3 90.00 SOLE N/A NONE HARTFORD FINL SVCS GROUP INC COM Common Stock 416515104 54 2,055.59 SOLE N/A NONE HASBRO INC COM Common Stock 418056107 17 392.00 SOLE N/A NONE HATTERAS FINL CORP COM Common Stock 41902R103 83 2,956.00 SOLE N/A NONE HAWTHORN BANCSHARES INC COM Common Stock 420476103 4 540.00 SOLE N/A NONE HEALTHSOUTH CORP COM NEW Common Stock 421924309 1 21.00 SOLE N/A NONE HEALTHCARE REALTY TRUST INC Common Stock 421946104 1 25.00 SOLE N/A NONE HEADWATERS INC COM Common Stock 42210P102 0 100.00 SOLE N/A NONE HEALTH CARE REIT INC COM Common Stock 42217K106 41 773.00 SOLE N/A NONE HEALTHWAYS INC COM Common Stock 422245100 0 1.00 SOLE N/A NONE HEALTHSPRING INC COM Common Stock 42224N101 442 9,580.00 SOLE N/A NONE HECLA MINING COMPANY Common Stock 422704106 8 1,000.00 SOLE N/A NONE HEINZ H J COMPANY Common Stock 423074103 522 9,799.30 SOLE N/A NONE HELIOS ADVANTAGE INCOME FD INC COM NEW Common Stock 42327W206 5 600.00 SOLE N/A NONE HELIOS HIGH INCOME FD INC COM NEW Common Stock 42327X204 4 500.00 SOLE N/A NONE HELIOS MULTI SECTOR HIGH INCOME FD INC COM NEW Common Stock 42327Y202 3 500.00 SOLE N/A NONE HELMERICH & PAYNE INC COM Common Stock 423452101 5 69.00 SOLE N/A NONE HENRY JACK & ASSOC INC COM Common Stock 426281101 0 4.00 SOLE N/A NONE HERCULES OFFSHORE INC COM Common Stock 427093109 7 1,360.00 SOLE N/A NONE HERITAGE FINL CORP WASH COM Common Stock 42722X106 4 315.00 SOLE N/A NONE HERSHEY CO COM Common Stock 427866108 6 100.00 SOLE N/A NONE HESS CORP COM Common Stock 42809H107 18 242.00 SOLE N/A NONE HEWLETT PACKARD CO COM Common Stock 428236103 364 9,994.99 SOLE N/A NONE HEXCEL CORP NEW COM Common Stock 428291108 4 165.00 SOLE N/A NONE HIGHLAND CR STRATEGIES FD COM Common Stock 43005Q107 2 322.00 SOLE N/A NONE HITACHI LTD ADR 10 COM NEW Common Stock ADR 433578507 40 670.00 SOLE N/A NONE HOLLY CORP PAR N/C EFF 07/01/11 1 OLD/1 NEW CU#436106108 HOLLYFRONTIER CORP COM Common Stock 435758305 0 7.00 SOLE N/A NONE HOME BANCSHARES INC COM Common Stock 436893200 14 594.00 SOLE N/A NONE HOME DEPOT INC COM Common Stock 437076102 99 2,722.36 SOLE N/A NONE HOME PPTYS INC Common Stock 437306103 47 767.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- HONDA MTR LTD ADR REPRESENTING 2 ORD SHS Common Stock ADR 438128308 9 244.00 SOLE N/A NONE HONEYWELL INTL INC COM ISIN#US4385161066 Common Stock 438516106 74 1,241.76 SOLE N/A NONE HORMEL FOODS CORP COM Common Stock 440452100 4 135.00 SOLE N/A NONE HOSPIRA INC COM Common Stock 441060100 20 354.00 SOLE N/A NONE HOST HOTELS & RESORTS INC Common Stock 44107P104 0 4.00 SOLE N/A NONE HOVNANIAN ENTERPRISES INC CL A COM Common Stock 442487203 2 878.00 SOLE N/A NONE HUANENG PWR INTL INC SPONSORED ADR SER N SHS Common Stock ADR 443304100 15 701.00 SOLE N/A NONE HUBBELL INC CL A Common Stock 443510102 6 100.00 SOLE N/A NONE HUBBELL INC CL B (PREVIOUSLY HUBBELL HARVEY INC) Common Stock 443510201 13 200.00 SOLE N/A NONE HUDSON CITY BANCORP INC Common Stock 443683107 10 1,210.06 SOLE N/A NONE HUDSON HIGHLAND GROUP INC COM Common Stock 443792106 0 1.00 SOLE N/A NONE HUGOTON RTY TR TEX UNIT BEN INT Common Stock 444717102 11 478.37 SOLE N/A NONE HUMANA INC COM Common Stock 444859102 13 158.00 SOLE N/A NONE HUMAN GENOME SCIENCES INC COM Common Stock 444903108 27 1,106.00 SOLE N/A NONE HUNT J B TRANS SVCS INC COM Common Stock 445658107 6 120.00 SOLE N/A NONE HUNTINGTON INGALLS INDS INC COM Common Stock 446413106 3 88.00 SOLE N/A NONE HUNTSMAN CORP COM Common Stock 447011107 16 850.00 SOLE N/A NONE HUTCHINSON TECHNOLOGY INC Common Stock 448407106 2 1,000.00 SOLE N/A NONE HYPERDYNAMICS CORP COM Common Stock 448954107 8 1,900.00 SOLE N/A NONE IAC INTERACTIVECORP COM PAR Common Stock 44919P508 0 5.00 SOLE N/A NONE IPG PHOTONICS CORP COM Common Stock 44980X109 16 225.00 SOLE N/A NONE ING RISK MANAGED NAT RES FD COM Common Stock 449810100 3 200.00 SOLE N/A NONE ING CLARION GLOBAL REAL ESTATE INCOME FD COM Common Stock 44982G104 29 3,415.00 SOLE N/A NONE ING ASIA PAC HIGH DIVID EQUITY INCOME FD COM Common Stock 44983J107 71 3,688.00 SOLE N/A NONE ITT EDUCATIONAL SERVICES INC. COM Common Stock 45068B109 31 400.00 SOLE N/A NONE ITT CORP NEW COM Common Stock 450911102 72 1,225.00 SOLE N/A NONE IAMGOLD CORP COM ISIN#CA4509131088 Common Stock 450913108 10 553.14 SOLE N/A NONE IDEX CORP Common Stock 45167R104 0 6.00 SOLE N/A NONE IHS INC COM CL A Common Stock 451734107 0 1.00 SOLE N/A NONE ILLINOIS TOOL WORKS INC COM Common Stock 452308109 23 399.62 SOLE N/A NONE ILLUMINA INC COM ISIN#US4523271090 Common Stock 452327109 16 215.00 SOLE N/A NONE IMAX CORP COM Common Stock 45245E109 26 800.00 SOLE N/A NONE IMPAX LABORATORIES INC COM Common Stock 45256B101 16 744.00 SOLE N/A NONE IMPERIAL OIL LTD COM Common Stock 453038408 40 850.00 SOLE N/A NONE INCYTE CORP COM Common Stock 45337C102 1 35.00 SOLE N/A NONE INDIA FUND INC COM ISIN#US4540891037 Common Stock 454089103 77 2,532.06 SOLE N/A NONE INDEXIQ ETF TR IQ HEDGE MULTI-STRATEGY TRACKER ETF Common Stock 45409B107 100 3,630.00 SOLE N/A NONE INDEXIQ ETF TR IQ SOUTH KOREA SMALL CAP ETF Common Stock 45409B768 2 73.00 SOLE N/A NONE INDEXIQ ETF TR IQ MERGER ARBITRAGE ETF Common Stock 45409B800 19 768.00 SOLE N/A NONE INDEXIQ ETF TR IQ AUSTRALIA SMALL CAP ETF Common Stock 45409B826 17 600.00 SOLE N/A NONE INDEXIQ ETF TR IQ GLOBAL AGRIBUSINESS SMALL CAP EQUITY ETF Common Stock 45409B834 2 80.00 SOLE N/A NONE INDEXIQ ETF TR IQ CANADA SMALL CAP ETF Common Stock 45409B867 151 4,700.00 SOLE N/A NONE INERGY L P UNIT LTD PARTNERSHIP INT Common Stock 456615103 42 1,200.00 SOLE N/A NONE INFOSYS LTD SPONSORED ADR REPSTG 1 EQUITY SHS ISIN#US4567881085 Common Stock ADR 456788108 0 4.00 SOLE N/A NONE ING GROEP N V ADR Common Stock ADR 456837103 1 65.00 SOLE N/A NONE ING GLOBAL EQUITY DIVID & PREM OPPTY FD COM Common Stock 45684E107 81 7,236.89 SOLE N/A NONE INGRAM MICRO INC CL A Common Stock 457153104 10 569.00 SOLE N/A NONE INTEGRA LIFESCIENCES HLDGS CORP COM NEW Common Stock 457985208 0 5.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- INTEGRATED DEVICE TECH INC Common Stock 458118106 0 1.00 SOLE N/A NONE INTEL CORP COM Common Stock 458140100 653 29,456.55 SOLE N/A NONE INTEGRYS ENERGY GRP INC COM Common Stock 45822P105 13 256.00 SOLE N/A NONE INTERCONTINENTAL EXCH ANGE INC COM Common Stock 45865V100 42 335.00 SOLE N/A NONE INTERNATIONAL BUSINESS MACHS CORP COM Common Stock 459200101 2551 14,867.82 SOLE N/A NONE INTERNATIONAL COAL GROUP INC NEW COM Common Stock 45928H106 0 1.00 SOLE N/A NONE INTL FLAVORS & FRAGRANCES INC Common Stock 459506101 0 1.00 SOLE N/A NONE INTERNATIONAL PAPER CO Common Stock 460146103 103 3,457.00 SOLE N/A NONE INTERNATIONAL SPEEDWAY CORP CL A Common Stock 460335201 6 225.00 SOLE N/A NONE INTERPUBLIC GROUP COS INC COM Common Stock 460690100 13 1,060.00 SOLE N/A NONE INTERSIL CORP CL A Common Stock 46069S109 0 12.00 SOLE N/A NONE INTERVAL LEISURE GROUP INC COM Common Stock 46113M108 0 2.00 SOLE N/A NONE INTUIT INCORPORATED COM Common Stock 461202103 46 879.00 SOLE N/A NONE INTUITIVE SURGICAL INC COM NEW Common Stock 46120E602 54 146.00 SOLE N/A NONE INVESCO MORTGAGE CAPITAL INC COM Common Stock 46131B100 63 3,000.00 SOLE N/A NONE INVESCO VAN KAMPEN SR INCOME TR COM Common Stock 46131H107 3 504.00 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT GRADE MUNS COM Common Stock 46131M106 8 615.29 SOLE N/A NONE INVESCO VAN KAMPEN ADVANTAGE MUN INCOME TR II COM Common Stock 46132E103 8 690.05 SOLE N/A NONE INVESCO VAN KAMPEN SELECT SECTOR MUNI TR COM Common Stock 46132G108 20 1,710.23 SOLE N/A NONE INVESCO VAN KAMPEN PA VALUE MUN INCOME TR COM Common Stock 46132K109 4 322.00 SOLE N/A NONE INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM Common Stock 46132R104 13 1,000.00 SOLE N/A NONE INVESCO MUN INCOME OPPORTUNITIES TR COM Common Stock 46132X101 6 1,000.00 SOLE N/A NONE INVESTORS REAL ESTATE TR SH BEN INT Common Stock 461730103 3 331.97 SOLE N/A NONE IRELAND BK SPONSORED ADR Common Stock ADR 46267Q103 10 8,900.00 SOLE N/A NONE IROBOT CORP COM Common Stock 462726100 9 250.00 SOLE N/A NONE IRON MTN INC PA COM Common Stock 462846106 3 75.00 SOLE N/A NONE ISHARES COMEX GOLD TR ISHARES Common Stock 464285105 1681 114,848.00 SOLE N/A NONE ISHARES INC MSCI AUSTRALIA INDEX FD Common Stock 464286103 199 7,628.52 SOLE N/A NONE ISHARES INC MSCI AUSTRIA INVESTABLE MARKET INDEX FD Common Stock 464286202 2 100.35 SOLE N/A NONE ISHARES INC MSCI BRAZIL FREE INDEX FD SHS Common Stock 464286400 1046 14,261.50 SOLE N/A NONE ISHARES INC MSCI CDA INDEX FD Common Stock 464286509 569 17,970.40 SOLE N/A NONE ISHARES INC MSCI MKTS EASTERN EUROPE INDEX FD Common Stock 464286566 7 200.00 SOLE N/A NONE ISHARES INC MSCI EMU INDEX FD Common Stock 464286608 10 260.00 SOLE N/A NONE ISHARES INC MSCI THAILAND INVESTABLE MKT INDEX FD Common Stock 464286624 30 467.00 SOLE N/A NONE ISHARES INC MSCI ISRAEL CAPPED INDEX FD Common Stock 464286632 5 100.00 SOLE N/A NONE ISHARES INC MSCI CHILE INVESTABLE MARKET INDEX FD Common Stock 464286640 130 1,722.64 SOLE N/A NONE ISHARES INC MCSI BRIC INDEX FD Common Stock 464286657 217 4,545.63 SOLE N/A NONE ISHARES INC MSCI PACIFIC EX-JAPAN INDEX FD Common Stock 464286665 197 4,145.00 SOLE N/A NONE ISHARES INC MSCI SINGAPORE INDEX FD Common Stock 464286673 39 2,838.15 SOLE N/A NONE ISHARES INC MSCI UNITED KINGDOM INDEX FD Common Stock 464286699 1 34.00 SOLE N/A NONE ISHARES INC MCSI TURKEY INDEX FD Common Stock 464286715 72 1,200.00 SOLE N/A NONE ISHARES INC MSCI TAIWAN INDEX FD Common Stock 464286731 5 300.00 SOLE N/A NONE ISHARES INC MSCI SWITZERLAND INDEX FD Common Stock 464286749 136 5,116.00 SOLE N/A NONE ISHARES INC MSCI SWEDEN INDEX FD Common Stock 464286756 3 85.00 SOLE N/A NONE ISHARES INC MSCI SPAIN INDEX FD Common Stock 464286764 2 58.00 SOLE N/A NONE ISHARES INC MSCI SOUTH KOREA INDEX FD Common Stock 464286772 63 969.27 SOLE N/A NONE ISHARES INC MSCI SOUTH AFRICA INDEX FD Common Stock 464286780 24 337.59 SOLE N/A NONE ISHARES INC MSCI GERMANY INDEX FD Common Stock 464286806 778 28,919.54 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- ISHARES INC MSCI MEXICO INVESTABLE MARKET INDEX FD Common Stock 464286822 28 450.00 SOLE N/A NONE ISHARES INC MSCI MALAYSIA FREE INDEX FD Common Stock 464286830 8 528.00 SOLE N/A NONE ISHARES INC MSCI JAPAN INDEX FD Common Stock 464286848 39 3,773.00 SOLE N/A NONE ISHARES INC MSCI HONG KONG INDEX FD Common Stock 464286871 9 500.00 SOLE N/A NONE ISHARES TR LARGE GROWTH INDEX FD Common Stock 464287119 152 2,231.64 SOLE N/A NONE ISHARES TR LARGE CORE INDEX FD Common Stock 464287127 66 892.00 SOLE N/A NONE ISHARES TR NYSE 100 INDEX FD Common Stock 464287135 19 300.00 SOLE N/A NONE ISHARES TR S&P 1500 INDEX FD Common Stock 464287150 6 100.00 SOLE N/A NONE ISHARES TR DOW JONES SELECT DIVID INDEX FD Common Stock 464287168 384 7,265.58 SOLE N/A NONE ISHARES TR BARCLAYS TIPS BD FD Common Stock 464287176 6669 60,272.17 SOLE N/A NONE ISHARES TR FTSE CHINA 25 INDEX FD Common Stock 464287184 578 13,465.79 SOLE N/A NONE ISHARES TR DOW JONES TRANSN AVERAGE INDEX FD Common Stock 464287192 201 2,050.00 SOLE N/A NONE ISHARES TR S&P 500 INDEX FD Common Stock 464287200 1038 7,836.61 SOLE N/A NONE ISHARES TR BARCLAYS AGGREGATE BD FD Common Stock 464287226 1527 14,314.86 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS INDEX FD Common Stock 464287234 2578 54,165.92 SOLE N/A NONE ISHARES TR IBOXX USD INVT GRADE CORP BD FD Common Stock 464287242 1595 14,480.62 SOLE N/A NONE ISHARES TR S&P GLOBAL TELECOMMUNICATIONS SECTOR Common Stock 464287275 31 510.85 SOLE N/A NONE ISHARES TR S&P GLOBAL INFO TECHNOLOGY SECTOR Common Stock 464287291 24 387.00 SOLE N/A NONE ISHARES TR S&P 500 GROWTH INDEX FD Common Stock 464287309 1475 21,222.22 SOLE N/A NONE ISHARES TR S&P GLOBAL HEALTHCARE SECTOR INDEX FD Common Stock 464287325 18 307.00 SOLE N/A NONE ISHARES TR S&P GLOBAL FINLS SECTOR INDEX FD Common Stock 464287333 34 740.00 SOLE N/A NONE ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX FD Common Stock 464287341 828 19,842.57 SOLE N/A NONE ISHARES TR S&P GSSI NAT RES INDEX FD Common Stock 464287374 340 7,793.42 SOLE N/A NONE ISHARES TR S&P LATIN AMER 40 INDEX FD Common Stock 464287390 322 6,233.40 SOLE N/A NONE ISHARES TR S&P 500 VALUE INDEX FD Common Stock 464287408 1733 27,956.68 SOLE N/A NONE ISHARES TR BARCLAYS 20+ TREAS BD FD Common Stock 464287432 3464 36,814.12 SOLE N/A NONE ISHARES TR BARCLAYS 7-10 YR TREAS BD FD Common Stock 464287440 492 5,134.43 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR TREAS BD FD Common Stock 464287457 1915 22,715.37 SOLE N/A NONE ISHARES TR MSCI EAFE INDEX FD Common Stock 464287465 2697 44,841.51 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP VALUE INDEX FD Common Stock 464287473 163 3,415.77 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP GROWTH INDEX FD Common Stock 464287481 375 6,062.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP INDEX FD Common Stock 464287499 72 656.00 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 INDEX FD Common Stock 464287507 730 7,470.00 SOLE N/A NONE ISHARES TR S&P GSSI SOFTWARE INDEX FD Common Stock 464287515 10 154.00 SOLE N/A NONE ISHARES TR PHLX SOX SEMICONDUCTOR SECTOR INDEX FD Common Stock 464287523 19 348.00 SOLE N/A NONE ISHARES TR S&P GSSI MULTIMEDIA NETWORKING INDEX FD Common Stock 464287531 8 260.00 SOLE N/A NONE ISHARES TR S&P GSSI TECHNOLOGY INDEX FD Common Stock 464287549 100 1,615.00 SOLE N/A NONE ISHARES TR NASDAQ BIOTECHNOLOGY INDEX FD Common Stock 464287556 270 2,528.00 SOLE N/A NONE ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FD Common Stock 464287564 828 11,421.00 SOLE N/A NONE ISHARES TR S&P GLOBAL 100 INDEX FD Common Stock 464287572 18 271.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 VALUE INDEX FD Common Stock 464287598 1004 14,709.63 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 GROWTH INDEX FD Common Stock 464287606 360 3,246.86 SOLE N/A NONE ISHARES TR RUSSELL 1000 GROWTH INDEX FD Common Stock 464287614 424 6,960.47 SOLE N/A NONE ISHARES TR RUSSELL 1000 INDEX FD Common Stock 464287622 1040 14,079.35 SOLE N/A NONE ISHARES TR RUSSELL 2000 VALUE INDEX FD Common Stock 464287630 791 10,770.63 SOLE N/A NONE ISHARES TR RUSSELL 2000 GROWTH INDEX FD Common Stock 464287648 623 6,566.09 SOLE N/A NONE ISHARES TR RUSSELL 2000 INDEX FD Common Stock 464287655 1293 15,620.90 SOLE N/A NONE ISHARES TR RUSSELL 3000 INDEX FD Common Stock 464287689 189 2,381.49 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- ISHARES TR DOW JONES U S UTILS SECTOR INDEX FD Common Stock 464287697 147 1,782.00 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 VALUE INDEX FD Common Stock 464287705 477 5,683.16 SOLE N/A NONE ISHARES TR DOW JONES U S Common Stock 464287713 49 1,966.67 SOLE N/A NONE ISHARES TR DOW JONES U S TECHNOLOGY SECTOR Common Stock 464287721 148 2,283.00 SOLE N/A NONE ISHARES TR DOW JONES U S REAL ESTATE INDEX FD Common Stock 464287739 259 4,302.86 SOLE N/A NONE ISHARES TR DOW JONES U S INDL SECTOR INDEX FD Common Stock 464287754 78 1,106.00 SOLE N/A NONE ISHARES TR DOW JONES U S HEALTHCARE SECTOR Common Stock 464287762 257 3,485.39 SOLE N/A NONE ISHARES TR DOW JONES U S FINL SVCS COMPOSITE Common Stock 464287770 7 135.00 SOLE N/A NONE ISHARES TR DOW JONES U S FINL SECTOR INDEX FD Common Stock 464287788 153 2,724.00 SOLE N/A NONE ISHARES TR DOW JONES U S ENERGY SECTOR INDEX FD Common Stock 464287796 672 15,605.00 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 INDEX FD Common Stock 464287804 762 10,386.04 SOLE N/A NONE ISHARES TR DOW JONES U S CONSUMER GOODS SECTOR Common Stock 464287812 3 41.00 SOLE N/A NONE ISHARES TR DOW JONES U S BASIC MATERIALS SECTOR Common Stock 464287838 672 8,497.51 SOLE N/A NONE ISHARES TR DOW JONES U S TOTAL MKT INDEX FD Common Stock 464287846 311 4,661.00 SOLE N/A NONE ISHARES TR S&P EUROPE 350 INDEX FD Common Stock 464287861 408 9,705.00 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 VALUE INDEX FD Common Stock 464287879 577 7,769.08 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 GROWTH INDEX FD Common Stock 464287887 287 3,568.00 SOLE N/A NONE ISHARES TR MORNINGSTAR LARGE VALUE INDEX FD Common Stock 464288109 341 5,425.37 SOLE N/A NONE ISHARES TR S&P/CITIGROUP INTL TREASURY BD Common Stock 464288117 13 120.00 SOLE N/A NONE ISHARES TR S&P/CITIGROUP 1-3 YR INTL TREASURY Common Stock 464288125 44 400.00 SOLE N/A NONE ISHARES TR S&P SHORT TERM NATL MUNICIPAL BD FD Common Stock 464288158 163 1,541.19 SOLE N/A NONE ISHARES TR MSCI ALL COUNTRY ASIA EX JAPAN INDEX FD Common Stock 464288182 36 583.00 SOLE N/A NONE ISHARES TR MORNINGSTAR MID CORE INDEX FD Common Stock 464288208 172 1,884.00 SOLE N/A NONE ISHARES TR S&P EMERGING MKTS Common Stock 464288216 75 2,140.00 SOLE N/A NONE ISHARES TR S&P GLOBAL CLEAN ENERGY INDEX Common Stock 464288224 18 1,120.00 SOLE N/A NONE ISHARES TR MSCI EAFE SMALL CAP INDEX FD Common Stock 464288273 309 7,091.49 SOLE N/A NONE ISHARES TR JPMORGAN USD EMERGING MKTS BD FD Common Stock 464288281 414 3,790.50 SOLE N/A NONE ISHARES TR MORNINGSTAR MID GROWTH INDEX FD Common Stock 464288307 126 1,170.52 SOLE N/A NONE ISHARES TR S&P NY MUN BD FD Common Stock 464288323 97 925.00 SOLE N/A NONE ISHARES TR S&P CALIF MUN BD FD Common Stock 464288356 4 34.00 SOLE N/A NONE ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD Common Stock 464288372 14 364.00 SOLE N/A NONE ISHARES TR MORNINGSTAR MID VALUE INDEX FD Common Stock 464288406 87 1,091.18 SOLE N/A NONE ISHARES TR S&P NATL MUN BD FD Common Stock 464288414 240 2,317.25 SOLE N/A NONE ISHARES TR S&P ASIA 50 INDEX FD Common Stock 464288430 20 431.00 SOLE N/A NONE ISHARES TR FTSE DEVELOPED SMALL CAP EX- NORTH Common Stock 464288497 3 80.00 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL CORE INDEX FD Common Stock 464288505 97 1,017.00 SOLE N/A NONE ISHARES TR IBOXX $HIGH YIELD CORP BD FD Common Stock 464288513 2593 28,398.91 SOLE N/A NONE ISHARES TR FTSE NAREIT REAL ESTATE 50 INDEX FD Common Stock 464288521 13 346.00 SOLE N/A NONE ISHARES TR FTSE NAREIT RETAIL INDEX FD Common Stock 464288547 93 3,156.00 SOLE N/A NONE ISHARES TR FTSE NAREIT INDUSTRIAL/OFFICE INDEX FD Common Stock 464288554 4 149.00 SOLE N/A NONE ISHARES TR FTSE NAREIT RESIDENTIAL INDEX FD Common Stock 464288562 105 2,440.00 SOLE N/A NONE ISHARES TR BARCLAYS MBS BD FD Common Stock 464288588 23 220.00 SOLE N/A NONE ISHARES TR BARCLAYS GOVT CR BD FD Common Stock 464288596 11 99.09 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL GROWTH INDEX FD Common Stock 464288604 65 700.04 SOLE N/A NONE ISHARES TR BARCLAYS CR BD FD Common Stock 464288620 371 3,517.10 SOLE N/A NONE ISHARES TR BARCLAYS INTER CR BD FD Common Stock 464288638 984 9,234.23 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR CR BD FD Common Stock 464288646 621 5,920.31 SOLE N/A NONE ISHARES TR BARCLAYS 10-20 YR TREAS BD FD Common Stock 464288653 22 195.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ---------------------------------------------- ------------------ --------- ------- ---------------- ---------- -------- --------- ISHARES TR BARCLAYS 3-7 YR TREAS BD FD Common Stock 464288661 83 709.00 SOLE N/A NONE ISHARES TR BARCLAYS SHORT TREAS BD FD Common Stock 464288679 706 6,405.70 SOLE N/A NONE ISHARES TR S&P U S PFD STK INDEX FD Common Stock 464288687 4192 105,690.74 SOLE N/A NONE ISHARES TR S&P GLOBAL MATERIALS INDEX FD Common Stock 464288695 145 1,970.52 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL VALUE INDEX FD Common Stock 464288703 640 7,461.45 SOLE N/A NONE ISHARES TR S&P GLOBAL UTILITIES INDEX FD Common Stock 464288711 2 50.00 SOLE N/A NONE ISHARES TR S&P GLOBAL CONSUMER STAPLES INDEX Common Stock 464288737 40 605.00 SOLE N/A NONE ISHARES TR DOW JONES US HOME CONSTN INDEX FD Common Stock 464288752 114 8,984.00 SOLE N/A NONE ISHARES TR DOW JONES US AEROSPACE & DEFENSE Common Stock 464288760 88 1,348.00 SOLE N/A NONE ISHARES TR DOW JONES US REGIONAL BKS INDEX FD Common Stock 464288778 2 107.00 SOLE N/A NONE ISHARES TR DOW JONES US BROKER-DEALERS INDEX Common Stock 464288794 17 623.00 SOLE N/A NONE ISHARES TR KLD SELECT SOCIAL INDEX FD Common Stock 464288802 15 262.00 SOLE N/A NONE ISHARES TR DOW JONES US MEDICAL DEVICES INDEX Common Stock 464288810 0 1.00 SOLE N/A NONE ISHARES TR DOW JONES US HEALTH CARE PROVIDERS Common Stock 464288828 33 500.00 SOLE N/A NONE ISHARES TR DOW JONES US PHARMACEUTICALS INDEX FD Common Stock 464288836 8 109.00 SOLE N/A NONE ISHARES TR DOW JONES US OIL EQUIP & SVCS INDEX FD Common Stock 464288844 19 304.07 SOLE N/A NONE ISHARES TR DOW JONES US OIL & GAS EXPL & ISIN#464288851 Common Stock 464288851 53 759.00 SOLE N/A NONE ISHARES TR RUSSELL MICROCAP INDEX FD Common Stock 464288869 109 2,135.00 SOLE N/A NONE ISHARES TR MSCI EAFE VALUE INDEX FD Common Stock 464288877 319 6,085.72 SOLE N/A NONE ISHARES TR MSCI EAFE GROWTH INDEX FD Common Stock 464288885 118 1,878.40 SOLE N/A NONE ISHARES TR MSCI ACWI EX US FINLS INDEX FD Common Stock 464289164 3 119.00 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS MATS SECTOR INDEX FD Common Stock 464289198 49 1,850.00 SOLE N/A NONE ISHARES TR 2014 S&P AMT-FREE MUN SER Common Stock 464289362 10 200.00 SOLE N/A NONE ISHARES TR 2013 S&P AMT FREE MUN SER Common Stock 464289388 10 200.00 SOLE N/A NONE ISHARES TR S&P INDIA NIFTY 50 INDEX FD Common Stock 464289529 164 5,625.00 SOLE N/A NONE ISHARES TR MSCI ALL PERU CAPPED INDEX FD Common Stock 464289842 1 25.00 SOLE N/A NONE ISHARES SILVER TR ISHARES Common Stock 46428Q109 1130 33,392.00 SOLE N/A NONE ISHARES GSCI COMMODITY INDEXED TR UNIT BEN INT Common Stock 46428R107 100 2,920.00 SOLE N/A NONE ISHARES DIVERSIFIED ALTERNATIVES TR SH BEN INT Common Stock 464294107 56 1,070.00 SOLE N/A NONE ISHARES TR HIGH DIVID EQUITY FD Common Stock 46429B663 99 1,900.00 SOLE N/A NONE ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062 Preferred Stock ADR 465562106 2 98.35 SOLE N/A NONE ITC HLDGS CORP COM ISIN#US4656851056 Common Stock 465685105 1 20.71 SOLE N/A NONE ITRON INC COM Common Stock 465741106 2 50.00 SOLE N/A NONE IVANHOE MINES LTD ISIN#CA46579N1033 Common Stock 46579N103 5 207.00 SOLE N/A NONE JA SOLAR HLDGS CO LTD SPON ADR Common Stock ADR 466090107 8 1,442.32 SOLE N/A NONE JDS UNIPHASE CORP COM PAR ISIN#US46612J5074 Common Stock 46612J507 10 612.00 SOLE N/A NONE JP MORGAN CHASE & CO COM ISIN#US46625H1005 Common Stock 46625H100 857 20,926.91 SOLE N/A NONE JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP (LEVEL OF INDEX) Common Stock 46625H365 68 1,827.00 SOLE N/A NONE J2 GLOBAL COMMUNICATIONS INC COM NEW Common Stock 46626E205 21 760.00 SOLE N/A NONE JABIL CIRCUIT INC COM Common Stock 466313103 12 600.00 SOLE N/A NONE JACOBS ENGINEERING GROUP INC Common Stock 469814107 30 704.00 SOLE N/A NONE JANUS CAP GROUP INC COM Common Stock 47102X105 1 67.41 SOLE N/A NONE JAPAN SMALLER CAPITALIZATION FD INC COM Common Stock 47109U104 103 12,477.45 SOLE N/A NONE JAZZ PHARMACEUTICALS INC COM Common Stock 472147107 13 400.00 SOLE N/A NONE JEFFERIES GROUP INC NEW COM Common Stock 472319102 3 150.00 SOLE N/A NONE JETBLUE AIRWAYS CORP COM Common Stock 477143101 0 75.00 SOLE N/A NONE JINKOSOLAR HLDG CO LTD SPONSORED ADR ISIN#US47759T1007 Common Stock ADR 47759T100 14 535.00 SOLE N/A NONE JOHNSON & JOHNSON COM Common Stock 478160104 1596 23,987.93 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- --------------- ---------- ------- --------------- ---------- -------- -------- JOHNSON CTLS INC COM Common Stock 478366107 469 11,258.13 SOLE N/A NONE JONES LANG LASALLE INC COM Common Stock 48020Q107 1 10.00 SOLE N/A NONE JONES GROUP INC COM Common Stock 48020T101 2 200.00 SOLE N/A NONE JOY GLOBAL INC COM Common Stock 481165108 289 3,030.64 SOLE N/A NONE JUNIPER NETWORKS INC COM Common Stock 48203R104 21 665.00 SOLE N/A NONE KBR INC COM Common Stock 48242W106 2 63.00 SOLE N/A NONE KLA TENCOR CORP COM FORMERLY KLA INSTR CORP Common Stock 482480100 3 84.36 SOLE N/A NONE KKR FINANCIAL HLDGS LLC COM Common Stock 48248A306 16 1,608.75 SOLE N/A NONE KKR & CO L P DEL COM UNITS Common Stock 48248M102 5 300.00 SOLE N/A NONE KT CORP SPON ADR Common Stock ADR 48268K101 2 98.00 SOLE N/A NONE KANSAS CITY SOUTHN COM NEW Common Stock 485170302 37 620.00 SOLE N/A NONE KAYNE ANDERSON MLP INVT CO COM Common Stock 486606106 11 363.00 SOLE N/A NONE KAYNE ANDERSON ENERGY TOTAL RETURN FD INC COM Common Stock 48660P104 17 571.00 SOLE N/A NONE KB HOME COM Common Stock 48666K109 8 834.00 SOLE N/A NONE KELLOGG CO Common Stock 487836108 101 1,829.48 SOLE N/A NONE KELLY SVCS INC CL B Common Stock 488152307 0 32.00 SOLE N/A NONE KENNAMETAL INC CAP STK Common Stock 489170100 1 30.00 SOLE N/A NONE KERYX BIOPHARMCEUTICALS INC COM Common Stock 492515101 11 2,300.00 SOLE N/A NONE KEYCORP NEW COM Common Stock 493267108 2 300.00 SOLE N/A NONE KEYNOTE SYS INC COM Common Stock 493308100 2 102.00 SOLE N/A NONE KIMBERLY CLARK CORP Common Stock 494368103 89 1,333.94 SOLE N/A NONE KINDER MORGAN ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT Common Stock 494550106 1043 14,368.00 SOLE N/A NONE KINDER MORGAN MGMT LLC SHS Common Stock 49455U100 1 14.00 SOLE N/A NONE KINETIC CONCEPTS INC COM NEW Common Stock 49460W208 13 230.00 SOLE N/A NONE KINROSS GOLD CORP COM NO PAR ISIN#CA4969024047 Common Stock 496902404 16 1,000.00 SOLE N/A NONE KIRBY CORP COM Common Stock 497266106 0 5.00 SOLE N/A NONE KOHLBERG CAP CORP COM Common Stock 500233101 44 5,478.63 SOLE N/A NONE KOHLS CORP COM Common Stock 500255104 19 376.00 SOLE N/A NONE KONINKLIJKE PHILIPS ELECTRS N V SPONSORED ADR NEW 2000 ISIN#US5004723038 Common Stock ADR 500472303 3 127.00 SOLE N/A NONE KOREA ELEC PWR CO SPONSORED ADR RPSTG ISIN#US5006311063 1/2 SHS Common Stock ADR 500631106 3 251.00 SOLE N/A NONE KORN / FERRY INTL COM NEW Common Stock 500643200 13 600.00 SOLE N/A NONE KRAFT FOODS INC CL A Common Stock 50075N104 356 10,104.20 SOLE N/A NONE KROGER CO Common Stock 501044101 5 217.00 SOLE N/A NONE KUBOTA CORP ADR FORMERLY KUBOTA LTD ADR (NO CUSIP CHANGE) Common Stock ADR 501173207 23 511.00 SOLE N/A NONE L & L ENERGY INC COM Common Stock 50162D100 125 24,400.00 SOLE N/A NONE LCA VISION INC COM Common Stock 501803308 0 31.00 SOLE N/A NONE LDK SOLAR CO LTD SPON ADR Common Stock ADR 50183L107 15 2,057.72 SOLE N/A NONE LHC GROUP INC COM Common Stock 50187A107 12 500.00 SOLE N/A NONE LKQ CORP COM Common Stock 501889208 0 10.00 SOLE N/A NONE LMP REAL ESTATE INCOME FD INC Common Stock 50208C108 3 300.00 SOLE N/A NONE L 1 IDENTITY SOLUTIONS INC COM Common Stock 50212A106 0 28.00 SOLE N/A NONE LSB INDUSTRIES INC COM Common Stock 502160104 34 795.00 SOLE N/A NONE LSI CORP COM Common Stock 502161102 1 165.00 SOLE N/A NONE L 3 COMMUNICATIONS HLDGS INC COM Common Stock 502424104 21 235.47 SOLE N/A NONE LABORATORY CORP AMER HLDGS COM NEW Common Stock 50540R409 74 765.00 SOLE N/A NONE LANDAUER INC Common Stock 51476K103 12 193.00 SOLE N/A NONE LAS VEGAS SANDS CORP COM Common Stock 517834107 14 328.00 SOLE N/A NONE ESTEE LAUDER COMPANIES INC CL A Common Stock 518439104 15 145.35 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- LEGGETT & PLATT INC Common Stock 524660107 96 3,949.00 SOLE N/A NONE LEGACY RESERVES LP UNIT LTD PARTNERSHIP INT Common Stock 524707304 45 1,500.00 SOLE N/A NONE LENDER PROCESSING SVCS INC COM Common Stock 52602E102 1 33.00 SOLE N/A NONE LENNAR CORP CL A COM STK Common Stock 526057104 7 400.59 SOLE N/A NONE LEVEL 3 COMMUNICATIONS INC COM Common Stock 52729N100 24 9,845.00 SOLE N/A NONE LEXMARK INTL INC CL A Common Stock 529771107 4 144.00 SOLE N/A NONE LIBERTY GLOBAL INC COM SER A Common Stock 530555101 4 85.00 SOLE N/A NONE LIBERTY GLOBAL INC COM SER C Common Stock 530555309 1 35.00 SOLE N/A NONE LIBERTY MEDIA HLDG CORP INTERACTIVE COM SER A Common Stock 53071M104 3 152.00 SOLE N/A NONE LIBERTY MEDIA HLDG CORP CAP COM SER A Common Stock 53071M302 7 79.00 SOLE N/A NONE LIBERTY MEDIA CORP NEW LIBERTY STARZ COM SER A Common Stock 53071M708 1 18.00 SOLE N/A NONE LIFE TIME FITNESS INC COM Common Stock 53217R207 4 100.00 SOLE N/A NONE LIFE TECHNOLOGIES CORP COM Common Stock 53217V109 31 601.00 SOLE N/A NONE ELI LILLY & CO COM Common Stock 532457108 77 2,053.04 SOLE N/A NONE LIMITED BRANDS INC Common Stock 532716107 61 1,588.00 SOLE N/A NONE LINCARE HLDGS INC Common Stock 532791100 1 41.00 SOLE N/A NONE LINCOLN ELEC HLDGS INC COM Common Stock 533900106 8 230.00 SOLE N/A NONE LINCOLN NATL CORP IND Common Stock 534187109 25 895.00 SOLE N/A NONE LINEAR TECHNOLOGY CORP Common Stock 535678106 6 192.17 SOLE N/A NONE LIONS GATE ENTMT CORP COM NEW Common Stock 535919203 3 450.00 SOLE N/A NONE LINN ENERGY LLC UNIT REPSTG LTD LIABILITY CO INTS Common Stock 536020100 421 10,765.71 SOLE N/A NONE LIVE NATION ENTMT INC COM Common Stock 538034109 0 20.00 SOLE N/A NONE LIVEPERSON INC COM Common Stock 538146101 10 700.00 SOLE N/A NONE LIZ CLAIBORNE INCORPORATED Common Stock 539320101 0 3.00 SOLE N/A NONE LLOYDS BANKING GROUP PLC SPONS ADR ISIN#US5394391099 Common Stock ADR 539439109 8 2,443.00 SOLE N/A NONE LOCKHEED MARTIN CORP COM Common Stock 539830109 74 914.00 SOLE N/A NONE LOEWS CORP COM Common Stock 540424108 12 293.00 SOLE N/A NONE LORAL SPACE & COMMUNICATIONS INC COM Common Stock 543881106 2 26.00 SOLE N/A NONE LORILLARD INC COM Common Stock 544147101 184 1,692.70 SOLE N/A NONE LOWES COS INC COM Common Stock 548661107 46 1,972.23 SOLE N/A NONE LUBRIZOL CORP COM Common Stock 549271104 3 21.00 SOLE N/A NONE LULULEMON ATHLETICA INC COM Common Stock 550021109 108 970.00 SOLE N/A NONE M & T BK CORP Common Stock 55261F104 5 60.00 SOLE N/A NONE MDU RES GROUP INC COM Common Stock 552690109 14 632.02 SOLE N/A NONE MEMC ELECTRONIC MATERIALS INC COM Common Stock 552715104 1 116.00 SOLE N/A NONE MFS CHARTER INCOME TRUST NEW Common Stock 552727109 9 1,000.00 SOLE N/A NONE MFA FINL INC COM Common Stock 55272X102 2 300.00 SOLE N/A NONE MFS MULTIMARKET INCOME TRUST SHARES OF BENEFICIAL INT Common Stock 552737108 28 4,124.72 SOLE N/A NONE MFS MUNICIPAL INCOME TR SH BEN INT Common Stock 552738106 8 1,249.00 SOLE N/A NONE MFS INTERMEDIATE INCOME TRUST SH BEN INT Common Stock 55273C107 131 20,666.04 SOLE N/A NONE MGM RESORTS INTL COM Common Stock 552953101 75 5,700.00 SOLE N/A NONE MV OIL TRUST TR UNITS Common Stock 553859109 8 202.00 SOLE N/A NONE MACYS INC COM Common Stock 55616P104 126 4,305.39 SOLE N/A NONE MADDEN STEVEN LTD COM Common Stock 556269108 79 2,099.00 SOLE N/A NONE MADISON CLAYMORE COVERED CALL & EQTY STRATEGY FD Common Stock 556582104 3 300.00 SOLE N/A NONE MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT Common Stock 559080106 43 717.94 SOLE N/A NONE MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 Common Stock 559222401 8 142.00 SOLE N/A NONE MAGNUM HUNTER RES CORP DEL COM Common Stock 55973B102 14 2,000.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- MAKITA CORP SPON ADR Common Stock ADR 560877300 2 41.00 SOLE N/A NONE MANITOWOC INC Common Stock 563571108 4 227.31 SOLE N/A NONE MANPOWER GROUP COM Common Stock 56418H100 1 23.00 SOLE N/A NONE MANULIFE FINL CORP COM ISIN#CA56501R1064 Common Stock 56501R106 199 11,253.50 SOLE N/A NONE MARATHON OIL CORP COM Common Stock 565849106 170 3,229.88 SOLE N/A NONE MARKEL CORP COM Common Stock 570535104 0 1.00 SOLE N/A NONE MARKET VECTORS ETF TR GOLD MINERS ETF FD Common Stock 57060U100 840 15,380.91 SOLE N/A NONE MARKET VECTORS ETF TR STEEL ETF Common Stock 57060U308 69 998.00 SOLE N/A NONE MARKET VECTORS ETF TR GLOBAL ALTERNATIVE ENERGY ETF Common Stock 57060U407 18 955.00 SOLE N/A NONE MARKET VECTORS ETF TR COLOMBIA ETF Common Stock 57060U415 6 300.00 SOLE N/A NONE MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF Common Stock 57060U472 52 2,021.00 SOLE N/A NONE MARKET VECTORS RUSSIA ETF TR SHS BEN INT Common Stock 57060U506 27 694.10 SOLE N/A NONE MARKET VECTORS ETF TR EGYPT INDEX ETF Common Stock 57060U548 2 100.00 SOLE N/A NONE MARKET VECTORS ETF TR JR GOLD MINES ETF Common Stock 57060U589 22 650.00 SOLE N/A NONE MARKET VECTORS ETF TR AGRIBUSINESS ETF Common Stock 57060U605 438 8,143.00 SOLE N/A NONE MARKET VECTORS ETF BRAZIL SM CAP ETF Common Stock 57060U613 42 737.00 SOLE N/A NONE MARKET VECTORS ETF TR URANIUM+NUCLEAR ENERGY ETF Common Stock 57060U704 10 474.00 SOLE N/A NONE MARKET VECTORS ETF TR INDONESIA ETF Common Stock 57060U753 50 1,550.00 SOLE N/A NONE MARKET VECTORS ETF TR VIETNAM ETF Common Stock 57060U761 5 250.00 SOLE N/A NONE MARKET VECTORS ETF TR AFRICA ETF Common Stock 57060U787 1 30.00 SOLE N/A NONE MARKET VECTORS ETF TR RVE HARD ASSETS PRODUCERS ETF Common Stock 57060U795 1 37.00 SOLE N/A NONE MARKET VECTORS ETF TR SHORT MUNI INDEX ETF Common Stock 57060U803 214 12,202.00 SOLE N/A NONE MARKET VECTORS ETF TR SOLAR ENERGY ETF Common Stock 57060U811 16 1,500.00 SOLE N/A NONE MARKET VECTORS ETF TR COAL ETF Common Stock 57060U837 174 3,665.00 SOLE N/A NONE MARKET VECTORS ETF TR INTERMEDIATE MUNI INDEX ETF Common Stock 57060U845 143 6,585.43 SOLE N/A NONE MARKET VECTORS ETF TR LEHMAN BROS HIGH YIELD MUN ETF Common Stock 57060U878 65 2,222.00 SOLE N/A NONE MARKET VECTORS ETF TR LONG MUNI INDEX ETF Common Stock 57060U886 5 290.00 SOLE N/A NONE MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT Common Stock 570759100 27 555.00 SOLE N/A NONE MARSH & MCLENNAN COS INC COM Common Stock 571748102 3 100.00 SOLE N/A NONE MARSHALL & ILSLEY CO C/A EFF 07/05/2011 1 OLD /. 1257 NEW CU 063671101 BANK MONTREAL Common Stock 571837103 14 1,720.00 SOLE N/A NONE MARRIOTT INTL INC NEW CL A Common Stock 571903202 8 229.00 SOLE N/A NONE MARTHA STEWART LIVING OMNIMEDIA INC CL A Common Stock 573083102 9 2,000.00 SOLE N/A NONE MARTIN MIDSTREAM PARTNERS LP UNIT LTD PARTNERSHIP INT Common Stock 573331105 4 100.00 SOLE N/A NONE MASCO CORP COM Common Stock 574599106 4 350.00 SOLE N/A NONE MASTEC INC COM Common Stock 576323109 2 100.00 SOLE N/A NONE MASTERCARD INC CL A COM Common Stock 57636Q104 93 307.00 SOLE N/A NONE MATERIAL SCIENCES CORP COM Common Stock 576674105 0 1.00 SOLE N/A NONE MATTEL INC COM Common Stock 577081102 3 100.00 SOLE N/A NONE MAXIM INTEGRATED PRODUCTS INC Common Stock 57772K101 28 1,100.00 SOLE N/A NONE MCCORMICK & CO INC COM NON VTG Common Stock 579780206 13 270.00 SOLE N/A NONE MCDERMOTT INT'L INC. Common Stock 580037109 1 30.00 SOLE N/A NONE MCDONALDS CORP Common Stock 580135101 1072 12,710.77 SOLE N/A NONE MCGRAW HILL COMPANIES INC Common Stock 580645109 20 469.00 SOLE N/A NONE MCKESSON CORP COM Common Stock 58155Q103 33 397.03 SOLE N/A NONE MEAD JOHNSON NUTRITION CO COM Common Stock 582839106 55 816.00 SOLE N/A NONE MEADWESTVACO CORP COM Common Stock 583334107 5 162.00 SOLE N/A NONE MEASUREMENT SPECIALTIES INC COM Common Stock 583421102 4 100.00 SOLE N/A NONE MECHEL OAO SPONSORED ADR Common Stock ADR 583840103 30 1,257.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- MEDCOHEALTH SOLUTIONS INC COM Common Stock 58405U102 75 1,328.00 SOLE N/A NONE MEDICAL PROPERTIES TR INC Common Stock 58463J304 16 1,420.00 SOLE N/A NONE MEDICIS PHARMACEUTICAL CORP CL A NEW Common Stock 584690309 0 13.00 SOLE N/A NONE MEDIFAST INC COM Common Stock 58470H101 13 550.00 SOLE N/A NONE MEDNAX INC COM Common Stock 58502B106 4 60.00 SOLE N/A NONE MEDTRONIC INC Common Stock 585055106 20 519.00 SOLE N/A NONE MENTOR GRAPHICS CORP Common Stock 587200106 0 1.00 SOLE N/A NONE MERCADOLIBRE INC COM Common Stock 58733R102 9 118.00 SOLE N/A NONE MERCK & CO INC NEW COM Common Stock 58933Y105 422 11,950.52 SOLE N/A NONE MERITAGE HOME CORP Common Stock 59001A102 3 150.00 SOLE N/A NONE MERITOR INC COM Common Stock 59001K100 0 25.00 SOLE N/A NONE METALICO INC COM Common Stock 591176102 0 1.00 SOLE N/A NONE METHANEX CORP ISIN#CA59151K1084 Common Stock 59151K108 1 35.00 SOLE N/A NONE METLIFE INC COM Common Stock 59156R108 1120 25,539.38 SOLE N/A NONE METROPCS COMMUNICATIONS INC COM Common Stock 591708102 5 277.00 SOLE N/A NONE METTLER-TOLEDO INTL INC COM Common Stock 592688105 0 1.00 SOLE N/A NONE MFS HIGH YIELD MUNI TR SH BEN INT Common Stock 59318E102 10 2,391.74 SOLE N/A NONE MFS INTERMARKET INCOME TR I SHS BEN INT Common Stock 59318R103 18 2,200.00 SOLE N/A NONE MICROSOFT CORP COM Common Stock 594918104 787 30,253.24 SOLE N/A NONE MICROVISION INC WASH COM Common Stock 594960106 6 5,000.00 SOLE N/A NONE MICROCHIP TECHNOLOGY INC COM Common Stock 595017104 32 852.22 SOLE N/A NONE MICRON TECHNOLOGY INC Common Stock 595112103 10 1,312.00 SOLE N/A NONE MINDRAY MED INTL LTD SPONSORED ADR REPSTG ISIN#US6026751007 CL A Common Stock ADR 602675100 6 200.00 SOLE N/A NONE MITSUBISHI UFJ FINL GROUP INC SPON ADR Common Stock ADR 606822104 1 106.00 SOLE N/A NONE MITSUI & CO LTD ADR ISIN#US6068272029 Common Stock ADR 606827202 0 1.00 SOLE N/A NONE MODINE MANUFACTURING CO Common Stock 607828100 23 1,511.00 SOLE N/A NONE MOLEX INC COM Common Stock 608554101 34 1,334.00 SOLE N/A NONE MOLSON COORS BREWING CO CL B NON VTG STK ISIN#US60871R2094 Common Stock 60871R209 4 99.00 SOLE N/A NONE MOLYCORP INC DEL COM Common Stock 608753109 9 150.00 SOLE N/A NONE MONRO MUFFLER BRAKE INC Common Stock 610236101 8 225.00 SOLE N/A NONE MONSANTO CO NEW COM Common Stock 61166W101 100 1,377.00 SOLE N/A NONE MONSTER WORLDWIDE INC COM Common Stock 611742107 0 1.00 SOLE N/A NONE MOODYS CORP COM Common Stock 615369105 60 1,569.88 SOLE N/A NONE MOOG INC CLASS A Common Stock 615394202 3 65.00 SOLE N/A NONE MORGAN STANLEY COM NEW Common Stock 617446448 92 3,996.11 SOLE N/A NONE MORGAN STANLEY INDIA INVT FD INC Common Stock 61745C105 30 1,369.00 SOLE N/A NONE MORGAN STANLEY CHINA A SH FD INC COM Common Stock 617468103 25 900.00 SOLE N/A NONE MORGAN STANLEY EMERGING MKTS DOMESTIC DEBT FD INC Common Stock 617477104 43 2,454.00 SOLE N/A NONE MORGAN STANLEY MARKET VECTORS DOUBLE SHORT EURO INDEX MAT 4/30/20 Common Stock 617480280 52 1,400.00 SOLE N/A NONE MORNINGSTAR INC COM Common Stock 617700109 0 5.00 SOLE N/A NONE MOSAIC CO NEW COM Common Stock 61945C103 156 2,309.00 SOLE N/A NONE MOTOROLA SOLUTIONS INC COM Common Stock 620076307 7 153.00 SOLE N/A NONE MOTOROLA MOBILITY HLDGS INC COM Common Stock 620097105 7 334.00 SOLE N/A NONE MOTRICITY INC COM Common Stock 620107102 2 200.00 SOLE N/A NONE MURPHY OIL CORP Common Stock 626717102 3 52.31 SOLE N/A NONE MYLAN INC COM Common Stock 628530107 108 4,389.00 SOLE N/A NONE MYRIAD GENETICS INC Common Stock 62855J104 11 500.00 SOLE N/A NONE NBT BANCORP INC COM Common Stock 628778102 5 209.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- NCR CORP COM Common Stock 62886E108 0 10.00 SOLE N/A NONE NII HLDGS INC CL B NEW Common Stock 62913F201 3 68.00 SOLE N/A NONE NRG ENERGY INC COM NEW Common Stock 629377508 1 50.00 SOLE N/A NONE NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 Common Stock ADR 62942M201 1 34.00 SOLE N/A NONE NVR INC Common Stock 62944T105 7 10.00 SOLE N/A NONE NYSE EURONEXT COM Common Stock 629491101 13 379.00 SOLE N/A NONE NARA BANCORP INC COM Common Stock 63080P105 1 100.00 SOLE N/A NONE NASDAQ OMX GROUP INC COM Common Stock 631103108 1 50.00 SOLE N/A NONE NASDAQ PREMIUM INCOME & GROWTH FD Common Stock 63110R105 27 1,900.00 SOLE N/A NONE NATIONAL BK GREECE SA SPONSORED ADR Common Stock ADR 633643408 4 3,000.00 SOLE N/A NONE NATIONAL HEALTHCARE CORP COM Common Stock 635906100 11 225.00 SOLE N/A NONE NATIONAL FUEL GAS CO N J COM Common Stock 636180101 25 344.00 SOLE N/A NONE NATIONAL GRID PLC SPON ADR NEW Common Stock ADR 636274300 149 3,022.00 SOLE N/A NONE NATIONAL HEALTH INVESTORS INC Common Stock 63633D104 19 423.00 SOLE N/A NONE NATIONAL OILWELL VARCO INC Common Stock 637071101 193 2,472.00 SOLE N/A NONE NATIONAL PENN BANCSHARES INC COM Common Stock 637138108 1 167.00 SOLE N/A NONE NATIONAL SEMICONDUCTOR CORP COM Common Stock 637640103 0 20.00 SOLE N/A NONE NATUS MED INC DEL COM Common Stock 639050103 4 250.00 SOLE N/A NONE NEKTAR THERAPEUTICS COM Common Stock 640268108 4 500.00 SOLE N/A NONE NETAPP INC COM Common Stock 64110D104 12 219.00 SOLE N/A NONE NETFLIX INC COM Common Stock 64110L106 75 286.00 SOLE N/A NONE NEUBERGER BERMAN N Y INTER MUN FD INC COM Common Stock 64124K102 11 750.00 SOLE N/A NONE NEUBERGER BERMAN INTER MUN FD INC COM Common Stock 64124P101 28 1,977.00 SOLE N/A NONE NEW AMER HIGH INCOME FD INC COM NEW Common Stock 641876800 35 3,260.00 SOLE N/A NONE NEUBERGER BERMAN REAL ESTATE SECS INCOME FD INC COM Common Stock 64190A103 2 563.00 SOLE N/A NONE NEW YORK CMNTY BANCORP INC COM Common Stock 649445103 8 525.00 SOLE N/A NONE NEWELL RUBBERMAID INC COM Common Stock 651229106 8 514.90 SOLE N/A NONE NEWFIELD EXPL CO COMMON Common Stock 651290108 14 212.00 SOLE N/A NONE NEWMONT MNG CORP COM Common Stock 651639106 572 10,598.57 SOLE N/A NONE NEWPARK RESOURCES INC NEW Common Stock 651718504 0 2.00 SOLE N/A NONE NEWS CORP CL A Common Stock 65248E104 11 632.00 SOLE N/A NONE NEWS CORP CL B Common Stock 65248E203 5 250.00 SOLE N/A NONE NEXEN INC COM SHS ISIN#CA65334H1029 Common Stock 65334H102 3 113.00 SOLE N/A NONE NFJ DIVID INT & PREM STRATEGY FD COM Common Stock 65337H109 229 12,136.00 SOLE N/A NONE NEXXUS LTG INC COM Common Stock 65338E105 3 925.00 SOLE N/A NONE NEXTERA ENERGY INC COM Common Stock 65339F101 117 2,032.00 SOLE N/A NONE NICE SYSTEMS LTD SPONS ADR Common Stock ADR 653656108 3 75.00 SOLE N/A NONE NICOR INC Common Stock 654086107 19 343.00 SOLE N/A NONE NIKE INC CLASS B Common Stock 654106103 70 783.00 SOLE N/A NONE NIPPON TELEG & TELEPHONE CORP SPONSORED ADR Common Stock ADR 654624105 40 1,673.87 SOLE N/A NONE NISOURCE INC COM Common Stock 65473P105 0 4.00 SOLE N/A NONE NOKIA CORP SPONSORED ADR Common Stock ADR 654902204 8 1,295.73 SOLE N/A NONE NOBLE ENERGY INC COM Common Stock 655044105 5 55.00 SOLE N/A NONE NORMURA HLDGS INC SPONSORED ADR Common Stock ADR 65535H208 0 45.00 SOLE N/A NONE NORDSTROM INC Common Stock 655664100 59 1,256.23 SOLE N/A NONE NORFOLK SOUTHERN CORP Common Stock 655844108 465 6,200.51 SOLE N/A NONE NORTH AMERICAN PALLADIUM LTD ISIN#CA6569121024 Common Stock 656912102 10 2,500.00 SOLE N/A NONE NORTHEAST UTILITIES Common Stock 664397106 18 519.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ---------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- NORTHERN TR CORP COM Common Stock 665859104 25 546.00 SOLE N/A NONE NORTHGATE MINERALS CORP Common Stock 666416102 9 3,600.00 SOLE N/A NONE NORTHROP GRUMMAN CORP COM Common Stock 666807102 83 1,194.90 SOLE N/A NONE NORTHSTAR RLTY FIN CORP COM Common Stock 66704R100 15 3,676.31 SOLE N/A NONE NOVAGOLD RES INC COM NEW Common Stock 66987E206 61 6,600.00 SOLE N/A NONE NOVARTIS AG SPONSORED ADR Common Stock ADR 66987V109 371 6,074.56 SOLE N/A NONE NOVAVAX INC COM Common Stock 670002104 2 1,102.00 SOLE N/A NONE NOVELLUS SYSTEM INC Common Stock 670008101 1 29.00 SOLE N/A NONE NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIP Common Stock ADR 670100205 219 1,748.07 SOLE N/A NONE NU SKIN ENTERPRISES INC CL A Common Stock 67018T105 3 70.00 SOLE N/A NONE NUANCE COMMUNICATIONS INC COM Common Stock 67020Y100 144 6,700.00 SOLE N/A NONE NUCOR CORP COM Common Stock 670346105 28 680.85 SOLE N/A NONE NUSTAR ENERGY LP COM UNIT Common Stock 67058H102 191 2,947.00 SOLE N/A NONE NUVEEN PA PREM INCOME MUN FD 2 COM Common Stock 67061F101 8 621.64 SOLE N/A NONE NUVEEN INVT QUALITY MUN FD INC Common Stock 67062E103 14 986.00 SOLE N/A NONE NUVEEN SELECT TAX FREE INCOME PORTFOLIO SHS BEN INT Common Stock 67062F100 34 2,460.85 SOLE N/A NONE NUVEEN MUNICIPAL ADVANTAGE FUND INC Common Stock 67062H106 66 4,688.03 SOLE N/A NONE NUVEEN MUN MKT OPPORTUNITY FD INC Common Stock 67062W103 6 473.00 SOLE N/A NONE NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2 Common Stock 67063C106 13 1,000.00 SOLE N/A NONE NUVEEN PREM INCOME MUN FD 2 INC Common Stock 67063W102 6 450.00 SOLE N/A NONE NVIDIA CORP COM Common Stock 67066G104 301 18,897.00 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD COM Common Stock 67066V101 133 10,038.31 SOLE N/A NONE NUVEEN SR INCOME FD COM Common Stock 67067Y104 29 3,742.00 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM Common Stock 670682103 15 1,250.00 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPPORTUNITY FD 2 COM Common Stock 670683101 149 13,589.24 SOLE N/A NONE NUTRI SYS INC NEW COM Common Stock 67069D108 3 200.00 SOLE N/A NONE NUVEEN GLOBAL VALUE OPPORTUNITIES FD COM Common Stock 6706EH103 24 1,245.00 SOLE N/A NONE NUVEEN EQUITY PREM OPPORTUNITY FD COM Common Stock 6706EM102 299 24,103.00 SOLE N/A NONE NUVEEN DIVERSIFIED DIVID & INCOME FD COM Common Stock 6706EP105 5 430.00 SOLE N/A NONE NUVEEN EQUITY PREM INCOME FD COM Common Stock 6706ER101 55 4,408.00 SOLE N/A NONE NUVEEN EQUITY PREM ADVANTAGE FD COM Common Stock 6706ET107 263 20,925.00 SOLE N/A NONE NUVEEN TAX ADVANTAGED FLOATING RATE FD COM Common Stock 6706EV102 2 850.00 SOLE N/A NONE NUVEEN EQUITY PREM & GROWTH FD COM Common Stock 6706EW100 25 1,880.00 SOLE N/A NONE NUVASIVE INC COM Common Stock 670704105 0 15.00 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD 2 COM Common Stock 67070F100 48 3,474.72 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD 3 COM Common Stock 67070X101 15 1,095.00 SOLE N/A NONE NUVEEN REAL ESTATE INCOME FD COM Common Stock 67071B108 697 61,816.36 SOLE N/A NONE NUVEEN ARIZ DIVID ADVANTAGE MUN FD 2 COM Common Stock 67071P107 5 400.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM Common Stock 67071S101 42 5,407.63 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MUN FD 2 COM Common Stock 67071W102 13 1,000.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD 2 COM Common Stock 67072C105 71 8,480.00 SOLE N/A NONE NUVEEN FLOATING RATE INCOME FD COM Common Stock 67072T108 17 1,400.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD 3 COM Common Stock 67072W101 17 2,140.00 SOLE N/A NONE NUVEEN MULTI STRATEGY INCOME & GROWTH FD COM SHS BEN INT Common Stock 67073B106 20 2,305.00 SOLE N/A NONE NUVEEN GLOBAL GOVT ENHANCED INCOME FD COM Common Stock 67073C104 241 16,410.00 SOLE N/A NONE NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 COM SHS BEN INT Common Stock 67073D102 68 7,443.61 SOLE N/A NONE NUVEEN TAX ADVANTAGED DIVIDEND GROWTH FD COM Common Stock 67073G105 12 910.00 SOLE N/A NONE NUVEEN BUILD AMER BD FD COM Common Stock 67074C103 38 2,000.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- NUVEEN DIVERSIFIED COMMODITY FD COM UNIT BEN INT Common Stock 67074P104 8 300.00 SOLE N/A NONE NUVEEN MTG OPPORTUNITY TERM FD 2 COM Common Stock 67074R100 8 325.00 SOLE N/A NONE OGE ENERGY CORP (FORMERLY OKLAHOMA GAS & ELEC ENERGY) Common Stock 670837103 128 2,535.34 SOLE N/A NONE O M GROUP INC Common Stock 670872100 37 900.00 SOLE N/A NONE NUVEEN MULTI CURRENCY SHORT TERM GOVT INCOME FD COM Common Stock 67090N109 228 15,355.00 SOLE N/A NONE NUVEEN CORE EQUITY ALPHA FD COM Common Stock 67090X107 94 6,580.00 SOLE N/A NONE NUVEEN MUNICIPAL VALUE FUND INC Common Stock 670928100 44 4,800.00 SOLE N/A NONE NUVEEN QUALITY INCOME MUNICIPAL FD INC Common Stock 670977107 19 1,396.00 SOLE N/A NONE NUVEEN INSURED MUNI OPPORTUNITY FUND INC Common Stock 670984103 63 4,696.10 SOLE N/A NONE NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC Common Stock 670987106 36 2,475.00 SOLE N/A NONE O REILLY AUTOMOTIVE INC NEW COM Common Stock 67103H107 5 70.00 SOLE N/A NONE OSI SYS INC COM C/A EFF 3/5/10 1 OLD =1 NEW CU 671044105 OSI SYSTEMS Common Stock 671044105 1 20.00 SOLE N/A NONE OCCIDENTAL PETROLEUM CORP COM Common Stock 674599105 302 2,898.93 SOLE N/A NONE OCEANEERING INTL INC Common Stock 675232102 0 2.00 SOLE N/A NONE OFFICE DEPOT INC COM Common Stock 676220106 0 22.00 SOLE N/A NONE OIL SVC HOLDRS TR OIL SVC HOLDRS DEPOSITARY RCPT Common Stock 678002106 59 390.00 SOLE N/A NONE OILSANDS QUEST INC COM Common Stock 678046103 3 8,500.00 SOLE N/A NONE OLD REPUBLIC INTL CORP Common Stock 680223104 1 95.00 SOLE N/A NONE OLIN CORP NEW COM PAR $1 Common Stock 680665205 76 3,345.00 SOLE N/A NONE OMNICARE INC COM Common Stock 681904108 13 400.00 SOLE N/A NONE OMNICOM GROUP INC COM Common Stock 681919106 17 356.00 SOLE N/A NONE OMNIVISION TECHNOLOGIES INC COM Common Stock 682128103 66 1,900.00 SOLE N/A NONE ON SEMICONDUCTOR CORP Common Stock 682189105 4 422.00 SOLE N/A NONE ONEOK INC NEW COM Common Stock 682680103 27 369.34 SOLE N/A NONE ONEOK PARTNERS L P UNIT LTD PARTNERSHIP Common Stock 68268N103 33 386.83 SOLE N/A NONE OPEN TEXT CORP COM Common Stock 683715106 40 630.00 SOLE N/A NONE OPENWAVE SYS INC COM NEW Common Stock 683718308 7 3,000.00 SOLE N/A NONE OPKO HEALTH INC COM Common Stock 68375N103 8 2,250.00 SOLE N/A NONE ORACLE CORP COM Common Stock 68389X105 1308 39,753.29 SOLE N/A NONE OPTIONSXPRESS HLDGS INC COM Common Stock 684010101 20 1,200.00 SOLE N/A NONE OREXIGEN THERAPEUTICS INC COM Common Stock 686164104 2 1,245.00 SOLE N/A NONE ORIX CORP SPONSORED ADR Common Stock ADR 686330101 0 4.00 SOLE N/A NONE OSHKOSH TRUCK CORP COM Common Stock 688239201 122 4,217.00 SOLE N/A NONE OTELCO INC INCOME DEP SECS IDS Common Stock 688823202 5 271.64 SOLE N/A NONE OVERSEAS SHIPHOLDING GROUP INC Common Stock 690368105 1 25.00 SOLE N/A NONE OVERSTOCK COM INC DEL COM Common Stock 690370101 18 1,200.00 SOLE N/A NONE OWENS AND MINOR INC HLDGS CO INC Common Stock 690732102 2 45.00 SOLE N/A NONE OWENS CORNING NEW COM Common Stock 690742101 11 282.00 SOLE N/A NONE OWENS CORNING NEW WT EXP SER B EXP 10/31/13 Warrants 690742127 0 32.00 SOLE N/A NONE OWENS ILLINOIS INC Common Stock 690768403 0 12.00 SOLE N/A NONE PCM FUND INC COM Common Stock 69323T101 176 15,480.00 SOLE N/A NONE PDL BIOPHARMA INC COM Common Stock 69329Y104 11 1,900.00 SOLE N/A NONE PG & E CORP Common Stock 69331C108 2 58.00 SOLE N/A NONE PHH CORP COM NEW Common Stock 693320202 0 8.00 SOLE N/A NONE PMC SIERRA INC COM Common Stock 69344F106 2 245.00 SOLE N/A NONE PNC FINL SVCS GROUP INC COM Common Stock 693475105 98 1,652.00 SOLE N/A NONE POSCO SPON ADR Common Stock ADR 693483109 26 241.10 SOLE N/A NONE PPG INDUSTRIES INC Common Stock 693506107 160 1,763.13 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY --------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- PPL CORP COM Common Stock 69351T106 163 5,855.24 SOLE N/A NONE PACCAR INC Common Stock 693718108 8 158.00 SOLE N/A NONE PACHOLDER HIGH YIELD FD INC COM Common Stock 693742108 108 11,065.00 SOLE N/A NONE PALL CORP Common Stock 696429307 4 70.00 SOLE N/A NONE PANASONIC CORP ADR ISIN#US69832A2050 Common Stock ADR 69832A205 11 867.01 SOLE N/A NONE PANERA BREAD CO CL A Common Stock 69840W108 117 935.00 SOLE N/A NONE PAR PHARMACEUTICAL COS INC COM Common Stock 69888P106 16 500.00 SOLE N/A NONE PARAMETRIC TECHNOLOGY CORP COM NEW Common Stock 699173209 0 1.00 SOLE N/A NONE PARKER DRILLING CO COM Common Stock 701081101 2 357.20 SOLE N/A NONE PARKER HANNIFIN CORP COM Common Stock 701094104 53 588.00 SOLE N/A NONE PATRIOT COAL CORP COM Common Stock 70336T104 2 80.00 SOLE N/A NONE PAYCHEX INC Common Stock 704326107 174 5,651.22 SOLE N/A NONE PEABODY ENERGY CORP COM Common Stock 704549104 135 2,287.58 SOLE N/A NONE PEARSON PLC SPONSORED ADR Common Stock ADR 705015105 1 65.00 SOLE N/A NONE PEGASYSTEMS INC COM Common Stock 705573103 15 326.00 SOLE N/A NONE PENGROWTH ENERGY CORP COM ISIN#CA70706P1045 Common Stock 70706P104 121 9,645.00 SOLE N/A NONE PENN VA RESOURCE PARTNERS LP COM UNIT REPSTG LTD PARTNERSHIP INT Common Stock 707884102 29 1,073.00 SOLE N/A NONE PENN WEST PETE LTD NEW COM ISIN#CA7078871059 Common Stock 707887105 95 4,100.00 SOLE N/A NONE PENNEY J C INC Common Stock 708160106 9 252.00 SOLE N/A NONE PENSKE AUTOMOTIVE GROUP INC COM Common Stock 70959W103 0 1.00 SOLE N/A NONE PEOPLES UTD FINL INC COM Common Stock 712704105 3 200.00 SOLE N/A NONE PEPCO HLDGS INC COM Common Stock 713291102 15 762.95 SOLE N/A NONE PEPSICO INC Common Stock 713448108 596 8,466.05 SOLE N/A NONE PERFECT WORLD CO LTD SPON ADR REPSTG CL B Common Stock ADR 71372U104 13 700.00 SOLE N/A NONE PERMIAN BASIN RTY TR UNIT BEN INT Common Stock 714236106 7 313.85 SOLE N/A NONE PERNIX THERAPEUTICS HLDGS INC COM Common Stock 71426V108 1 69.00 SOLE N/A NONE PETROCHINA CO LTD SPONS ADR ISIN#US71646E1001 Common Stock ADR 71646E100 31 213.00 SOLE N/A NONE PETROHAWK ENERGY CORP COM Common Stock 716495106 0 1.00 SOLE N/A NONE PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR Common Stock ADR 71654V408 646 19,091.05 SOLE N/A NONE PFIZER INC COM Common Stock 717081103 613 29,776.20 SOLE N/A NONE PHARMACEUTICAL PROD DEV INC COM Common Stock 717124101 3 125.00 SOLE N/A NONE PHILIP MORRIS INTL INC COM Common Stock 718172109 1680 25,161.58 SOLE N/A NONE PHILLIPS VAN HEUSEN CORP COM Common Stock 718592108 81 1,241.62 SOLE N/A NONE PHOENIX COS INC NEW COM Common Stock 71902E109 6 2,300.00 SOLE N/A NONE PIER 1 IMPORTS INC OF DELAWARE Common Stock 720279108 66 5,700.00 SOLE N/A NONE PIMCO CALIF MUN INCOME FD II COM Common Stock 72200M108 3 305.00 SOLE N/A NONE PIMCO CALIF MUN INCOME FD COM Common Stock 72200N106 41 3,185.28 SOLE N/A NONE PIMCO MUN INCOME FD COM Common Stock 72200R107 62 4,683.49 SOLE N/A NONE PIMCO CORPORATE INCOME FD COM Common Stock 72200U100 108 6,217.10 SOLE N/A NONE PIMCO MUN INCOME FD II COM Common Stock 72200W106 6 546.00 SOLE N/A NONE PIMCO STRATEGIC GLOBAL GOVT FD INC COM Common Stock 72200X104 165 14,399.64 SOLE N/A NONE PIMCO GLOBAL STOCKSPLUS INC FD COM Common Stock 722011103 1588 68,305.57 SOLE N/A NONE PIMCO HIGH INCOME FD COM SHS Common Stock 722014107 2208 162,138.02 SOLE N/A NONE PIMCO MUN INCOME FUND III COM Common Stock 72201A103 55 5,196.58 SOLE N/A NONE PIMCO CORPORATE OPPORTUNITY FD COM Common Stock 72201B101 751 36,323.99 SOLE N/A NONE PIMCO INCOME STRATEGY FD II COM Common Stock 72201J104 23 2,100.00 SOLE N/A NONE PIMCO ETF TR 1-5 YEAR US TIPS INDEX FD Common Stock 72201R205 114 2,141.35 SOLE N/A NONE PIMCO ETF TR INVT GRADE CORP BD INDEX FD Common Stock 72201R817 7 75.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- PIMCO ETF TR ENHANCED SHORT MTY STRATEGY FD Common Stock 72201R833 2408 23,818.25 SOLE N/A NONE PIMCO ETF TR INTER MUN BD STRATEGY FD Common Stock 72201R866 88 1,709.00 SOLE N/A NONE PIMCO ETF TR SHORT TERM MUN BD STRATEGY FD Common Stock 72201R874 15 290.00 SOLE N/A NONE PIMCO ETF TR 25+ YR ZERO CPN US TREAS INDEX FD Common Stock 72201R882 14 200.00 SOLE N/A NONE PIMCO INCOME OPPORTUNITY FD COM Common Stock 72202B100 176 6,290.00 SOLE N/A NONE PINNACLE WEST CAP CORP COM Common Stock 723484101 34 756.00 SOLE N/A NONE PIONEER DIVERSIFIED HIGH INCOME TR COM Common Stock 723653101 38 1,800.00 SOLE N/A NONE PIONEER HIGH INCOME TR COM Common Stock 72369H106 161 9,550.00 SOLE N/A NONE PIONEER FLOATING RATE TR COM Common Stock 72369J102 35 2,500.00 SOLE N/A NONE PIONEER MUN HIGH INCOME ADVANTAGE TR COM Common Stock 723762100 40 2,908.79 SOLE N/A NONE PIONEER MUN HIGH INCOME TR COM SHS Common Stock 723763108 154 10,970.00 SOLE N/A NONE PIONEER SOUTHWEST ENERGY PARTNERS LP UNIT LTD PARTNERSHIP INT Common Stock 72388B106 11 407.00 SOLE N/A NONE PITNEY BOWES INC Common Stock 724479100 52 2,257.50 SOLE N/A NONE PLAINS ALL AMERICAN PIPELINE L P UNIT LTD PARTNERSHIP INT Common Stock 726503105 464 7,251.36 SOLE N/A NONE PLAINS EXPL & PRODTN CO COM Common Stock 726505100 8 200.00 SOLE N/A NONE PLUM CREEK TIMBER CO INC COM Common Stock 729251108 55 1,362.00 SOLE N/A NONE POLARIS INDUSTRIES INC COM Common Stock 731068102 11 100.00 SOLE N/A NONE POLO RALPH LAUREN CORP CL A Common Stock 731572103 89 670.00 SOLE N/A NONE POLYONE CORP COM Common Stock 73179P106 3 200.00 SOLE N/A NONE PORTLAND GEN ELEC CO COM NEW Common Stock 736508847 36 1,437.00 SOLE N/A NONE POTASH CORP OF SASKATCHEWAN INC COM ISIN#CA73755L1076 Common Stock 73755L107 250 4,385.11 SOLE N/A NONE POTLATCH CORP NEW COM Common Stock 737630103 10 297.00 SOLE N/A NONE POWER ONE INC NEW COM Common Stock 73930R102 1 150.00 SOLE N/A NONE POWERSHARES QQQ TR UNIT SER 1 Common Stock 73935A104 744 13,047.29 SOLE N/A NONE POWERSHARES ACTIVELY MANAGED ETF TR POWER SHARES ACTIVE LOW DURATION PORT Common Stock 73935B409 8 333.00 SOLE N/A NONE POWERSHARES INDIA EXCHANGE TRADED FD TR POWER SHS INDIA PORT Common Stock 73935L100 12 500.00 SOLE N/A NONE POWERSHARES DB COMMODITY INDEX TRACKING FD Common Stock 73935S105 108 3,740.78 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC MARKET PORT Common Stock 73935X104 9 181.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR WILDERHILL PROGRESSIVE ENERGY PORTFOLIO Common Stock 73935X161 4 137.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR MORNINGSTAR STOCKINVESTOR CORE PORT Common Stock 73935X179 37 1,745.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR LISTED PRIVATE EQUITY PORTFOLIO Common Stock 73935X195 19 1,768.46 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC OTC PORT Common Stock 73935X203 5 88.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR FINL PFD PORTFOLIO Common Stock 73935X229 994 55,103.76 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR HIGH YIELD EQUITY DIVID ACHIEVERS PORTFOLIO Common Stock 73935X302 133 15,042.35 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC TECHNOLOGY SECTOR PORT Common Stock 73935X344 37 1,400.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC INDLS SECTOR PORT Common Stock 73935X369 6 187.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC ENERGY SECTOR PORT Common Stock 73935X385 14 325.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR GOLDEN DRAGON HALTER USX CHINA PORTFOLIO Common Stock 73935X401 47 1,778.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC CONSUMER DISCRETIONARY SECTOR PORT Common Stock 73935X419 341 12,542.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BASIC MATLS SECTOR PORT Common Stock 73935X427 51 1,300.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR WILDER HILL CLEAN ENERGY PORTFOLIO Common Stock 73935X500 23 2,568.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR FTSE RAFI US 1500 SMALL MID PORT Common Stock 73935X567 42 615.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR WATER RES PORT Common Stock 73935X575 126 6,520.10 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC UTILITIES PORTFOLIO Common Stock 73935X591 5 265.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC LARGE CAP GROWTH PORT Common Stock 73935X609 15 845.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC OIL SVC PORTFOLIO Common Stock 73935X625 39 1,582.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR LUX NANOTECH PORTFOLIO Common Stock 73935X633 10 1,200.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC INS PORTFOLIO Common Stock 73935X641 3 161.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- POWERSHARES EXCHANGE TRADED FD TR DYNAMIC ENERGY EXPL & PRODTN PORTOLIO Common Stock 73935X658 39 1,535.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BLDG & CONSTR PORTFOLIO Common Stock 73935X666 5 400.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR AEROSPACE & DEFENSE PORT Common Stock 73935X690 3 129.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC LARGE CAP VALUE PORT Common Stock 73935X708 484 24,227.44 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR INTL DIVID ACHIEVERS PORTFOLIO Common Stock 73935X716 14 840.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DIVID ACHIEVERS PORTFOLIO ELIGIBLE (DIVRE=YES Common Stock 73935X732 22 1,472.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC PHARMACEUTICALS PORTFOLIO Common Stock 73935X799 8 285.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE MID GROWTH PORT Common Stock 73935X807 31 1,344.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC NETWORKING PORTFOLIO Common Stock 73935X815 80 2,839.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC FOODS & BEVERAGE PORTFOLIO Common Stock 73935X849 3 155.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BIOTECHNOLOGY & GENOME PORTFOLIO Common Stock 73935X856 17 764.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE SMALL VALUE PORT PORTFOLIO Common Stock 73935X864 3 189.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE SMALL GROWTH PORT PORTFOLIO Common Stock 73935X872 3 179.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE MID VALUE PORT Common Stock 73935X880 14 814.00 SOLE N/A NONE POWERWAVE TECHNOLOGIES INC COM Common Stock 739363109 0 91.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB ENERGY FD COM UNIT Common Stock 73936B101 8 285.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB PRECIOUS METAL FD COM UNIT Common Stock 73936B200 280 5,092.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB AGRIC FD COM UNIT Common Stock 73936B408 143 4,513.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB OIL FD COM UNIT Common Stock 73936B507 13 450.00 SOLE N/A NONE POWERSHARES DB MULTI-SECTOR COMMODITY TR POWER SHARES DB GOLD FD Common Stock 73936B606 12 228.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB BASE METALS FD COM UNIT Common Stock 73936B705 48 2,012.00 SOLE N/A NONE POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$INDEX BULLISH FD COM UNIT Common Stock 73936D107 69 3,236.41 SOLE N/A NONE POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$INDEX BEARISH DD COM UNIT Common Stock 73936D206 7 245.00 SOLE N/A NONE POWERSHARSE GLOBAL EXCHANGE TRADED FD TR S&P 500 BUYWRITE PORTFOLIO Common Stock 73936G308 51 2,408.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II MENA FRONTIER COUNTRIES PORT Common Stock 73936Q603 4 300.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II SENIOR LN PORT NYSE ARCA INC Common Stock 73936Q769 63 2,540.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II INTL CORP BD PORT NYSE ARCA INC Common Stock 73936Q835 3 100.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II CEF INCOME COMPOSITE PORT Common Stock 73936Q843 27 1,050.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II GLOBAL GOLD & PRECIOUS METALS Common Stock 73936Q876 2 48.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR WEEKLY VRDO TAX FREE PORTFOLIO Common Stock 73936T433 20 816.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR NEW YORK MUNI BD PORT Common Stock 73936T458 5 225.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR INSD NATL MUNI BD PORT Common Stock 73936T474 110 4,756.06 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR HIGH YIELD USD BD PORTFOLIO Common Stock 73936T557 398 21,523.44 SOLE N/A NONE POWERSHARES GLOBAL EXCHANGE TRADED FD TR PFD PORTFOLIO Common Stock 73936T565 1751 122,102.71 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR EMERGING MARKETS SOVEREIGN DEBT PORT Common Stock 73936T573 854 31,520.97 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL CLEAN ENERGY PORT Common Stock 73936T615 20 1,427.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT Common Stock 73936T623 4 180.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI EMERGING MARKETS PORT Common Stock 73936T763 6 250.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II EMERGING MKTS INFRASTRUCTURE PORTFOLIO Common Stock 73937B209 132 2,480.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II BUILD AMERICA BOND PORTFOLIO Common Stock 73937B407 134 5,150.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II S&P SMALLCAP ENERGY PORT Common Stock 73937B704 37 947.00 SOLE N/A NONE PRAXAIR INC Common Stock 74005P104 19 173.00 SOLE N/A NONE PRE PAID LEGAL SVCS INC COM_C/A EFF 6/30/11 1 OLD/ USD 66.50 P/S Common Stock 740065107 7 100.00 SOLE N/A NONE PRECISION CASTPARTS CORP Common Stock 740189105 44 267.11 SOLE N/A NONE PRECISION DRILLING CORP COM 2010 ISIN#CA7022D3085 Common Stock 74022D308 1 42.00 SOLE N/A NONE PREFORMED LINES PRODS CO Common Stock 740444104 7 100.00 SOLE N/A NONE PRICE T ROWE GROUP INC COM Common Stock 74144T108 8 137.00 SOLE N/A NONE PRICELINE COM INC COM NEW Common Stock 741503403 297 581.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- PRINCIPAL FINL GROUP INC COM Common Stock 74251V102 11 366.00 SOLE N/A NONE PROCTER & GAMBLE CO COM Common Stock 742718109 2198 34,582.00 SOLE N/A NONE PROGRESS ENERGY INC COM Common Stock 743263105 144 3,002.92 SOLE N/A NONE PROGRESSIVE CORP OH COM Common Stock 743315103 14 644.68 SOLE N/A NONE PROLOGIS INC COM Common Stock 74340W103 1 31.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA S&P500 Common Stock 74347R107 29 543.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA QQQ Common Stock 74347R206 109 1,236.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRASHORT 20+ YR TREAS Common Stock 74347R297 18 536.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA DOW30 Common Stock 74347R305 112 1,779.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA RUSSELL MIDCAP GROWTH Common Stock 74347R511 14 250.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA RUSSELL1000 GROWTH Common Stock 74347R537 17 300.00 SOLE N/A NONE PROSHARES TR PROSHARES SHORT QQQ Common Stock 74347R602 5 150.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA BASIC MATERIALS Common Stock 74347R776 16 300.00 SOLE N/A NONE PROSHARES TR ULTRASHORT FTSE CHINA 25 NEW Common Stock 74347X567 0 10.00 SOLE N/A NONE PROSHARES TR ULTRA REAL ESTATE NEW Common Stock 74347X625 12 200.00 SOLE N/A NONE PROSHARES TR ULTRA FINANCIALS NEW Common Stock 74347X633 15 232.00 SOLE N/A NONE PROTECTIVE LIFE CORP Common Stock 743674103 3 135.00 SOLE N/A NONE PROVIDENT ENERGY LTD NEW COM ISIN#CA74386V1004 Common Stock 74386V100 2 200.00 SOLE N/A NONE PROVIDENT NEW YORK BANCORP COM Common Stock 744028101 17 2,000.00 SOLE N/A NONE PRUDENTIAL FINL INC COM Common Stock 744320102 446 7,016.74 SOLE N/A NONE PUBLIC SVC ENTERPRISE GROUP INC COM Common Stock 744573106 67 2,041.74 SOLE N/A NONE PUBLIC STORAGE COMMON STOCK Common Stock 74460D109 19 168.00 SOLE N/A NONE PUDA COAL INC COM PAR $001 Common Stock 744674300 0 500.00 SOLE N/A NONE PULTE GROUP INC COM Common Stock 745867101 10 1,319.16 SOLE N/A NONE PUTNAM MANAGED MUNICIPAL INCOME TRUST Common Stock 746823103 25 3,344.23 SOLE N/A NONE PUTNAM MASTER INTER INCOME TRUST SHARES OF BENEFICIAL INT Common Stock 746909100 26 4,530.00 SOLE N/A NONE QLT INC COM Common Stock 746927102 1 100.00 SOLE N/A NONE QLOGIC CORP Common Stock 747277101 0 22.00 SOLE N/A NONE QUAKER CHEMICAL CORP Common Stock 747316107 117 2,725.99 SOLE N/A NONE QLIK TECHNOLOGIES INC COM Common Stock 74733T105 17 500.00 SOLE N/A NONE QEP RES INC COM Common Stock 74733V100 0 8.00 SOLE N/A NONE QUALCOMM INC Common Stock 747525103 161 2,832.70 SOLE N/A NONE QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM NEW Common Stock 74765E208 0 50.00 SOLE N/A NONE QUANTUM CORP DSSG COM Common Stock 747906204 0 100.00 SOLE N/A NONE QUEST DIAGNOSTICS INC COM Common Stock 74834L100 12 198.91 SOLE N/A NONE QUESTAR CORP COM Common Stock 748356102 20 1,120.00 SOLE N/A NONE RPM INTL INC Common Stock 749685103 21 910.00 SOLE N/A NONE RF MICRO DEVICES INC COM Common Stock 749941100 6 1,050.00 SOLE N/A NONE RACKSPACE HOSTING INC COM Common Stock 750086100 35 824.00 SOLE N/A NONE RADIOSHACK CORP COM Common Stock 750438103 0 17.00 SOLE N/A NONE RAMBUS INC DEL COM Common Stock 750917106 3 175.00 SOLE N/A NONE RALCORP HOLDINGS INC NEW COM Common Stock 751028101 346 3,995.00 SOLE N/A NONE RANDGOLD RES LTD ADR ISIN#US7523443098 Common Stock ADR 752344309 73 871.00 SOLE N/A NONE RANGE RES CORP COM Common Stock 75281A109 84 1,515.10 SOLE N/A NONE RAYMOND JAMES FINL INC COM Common Stock 754730109 4 133.00 SOLE N/A NONE RAYONIER INC COM Common Stock 754907103 0 7.00 SOLE N/A NONE RAYTHEON CO COM NEW Common Stock 755111507 62 1,237.50 SOLE N/A NONE REALTY INCOME CORP COM Common Stock 756109104 4 113.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- ------------------- --------- ------- --------------- ---------- -------- -------- REAVES UTIL INCOME FD COM SH BEN INT Common Stock 756158101 85 3,396.70 SOLE N/A NONE RED HAT INC COM Common Stock 756577102 11 239.00 SOLE N/A NONE REGAL ENTMT GROUP INC CL A Common Stock 758766109 128 10,388.00 SOLE N/A NONE REGIONS FINL CORP NEW COM Common Stock 7591EP100 44 7,112.38 SOLE N/A NONE RENESOLA LTD SPONS ADR ISIN#US75971T1034 Common Stock ADR 75971T103 4 850.00 SOLE N/A NONE REPUBLIC SVCS INC COM Common Stock 760759100 10 311.00 SOLE N/A NONE RESEARCH FRONTIERS INC Common Stock 760911107 3 700.00 SOLE N/A NONE RESEARCH IN MOTION LTD COM ISIN#CA7609751028 Common Stock 760975102 81 2,820.00 SOLE N/A NONE RESMED INC COM Common Stock 761152107 22 700.00 SOLE N/A NONE RESOURCE AMERICA INC NEW Common Stock 761195205 5 820.00 SOLE N/A NONE RESOURCE CAPITAL CORP Common Stock 76120W302 18 2,881.69 SOLE N/A NONE RETAIL OPPORTUNITY INVTS CORP COM Common Stock 76131N101 7 650.00 SOLE N/A NONE REVENUESHARES ETF TR SMALL CAP FD Common Stock 761396308 3 100.00 SOLE N/A NONE REVENUESHARES ETF TR S&P 500 FINANCIALS SECTOR FD Common Stock 761396506 36 1,200.00 SOLE N/A NONE REVENUESHARES ETF TR ADR FD Common Stock 761396605 18 460.00 SOLE N/A NONE REVLON INC CL A COM NEW Common Stock 761525609 2 100.00 SOLE N/A NONE REYNOLDS AMERN INC COM Common Stock 761713106 355 9,582.37 SOLE N/A NONE RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 Common Stock ADR 767204100 57 793.00 SOLE N/A NONE RITE AID CORP Common Stock 767754104 9 7,115.00 SOLE N/A NONE RIVERBED TECHNOLOGY INC COM Common Stock 768573107 41 1,039.00 SOLE N/A NONE ROBERT HALF INTL INC Common Stock 770323103 0 15.00 SOLE N/A NONE ROCK-TENN CO CL A Common Stock 772739207 0 1.00 SOLE N/A NONE ROCKWELL AUTOMATION INC COM FORMERLY ROCKWELL INTL CORP Common Stock 773903109 16 187.00 SOLE N/A NONE ROCKWELL COLLINS INC DEL COM STK Common Stock 774341101 14 226.00 SOLE N/A NONE ROCKWOOD HLDGS INC COM Common Stock 774415103 61 1,100.00 SOLE N/A NONE ROFIN SINAR TECHNOLOGIES INC COM Common Stock 775043102 0 2.00 SOLE N/A NONE ROGERS COMMUNICATIONS INC CL B NON VOTING SHARES Common Stock 775109200 131 3,309.30 SOLE N/A NONE ROSS STORES INC (STATE OF INC CHGD FM CALF TO DELAWARE) Common Stock 778296103 5 61.05 SOLE N/A NONE ROVI CORP COM Common Stock 779376102 22 380.00 SOLE N/A NONE ROWAN COS INC Common Stock 779382100 18 458.00 SOLE N/A NONE ROYAL BK CDA MONTREAL QUE ISIN#CA7800871021 Common Stock 780087102 88 1,545.74 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC 6.35% SER N ADR REPSTG PREF SHS CALLABLE 6/30/10 Preferred Stock 780097770 5 300.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SPON ADR SER L REPSTG PREF SHS SER L 5.75% CALLABLE 9/30/09 @25 Preferred Stock ADR 780097788 46 2,508.94 SOLE N/A NONE ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS ISIN#US7802591070 Common Stock ADR 780259107 7 93.00 SOLE N/A NONE ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG A SHS Common Stock ADR 780259206 6 82.00 SOLE N/A NONE ROYCE FOCUS TR INC COM Common Stock 78080N108 8 1,081.00 SOLE N/A NONE ROYCE MICRO-CAP TR INC COM Common Stock 780915104 7 674.93 SOLE N/A NONE RUBY TUESDAY INC (GA) COM Common Stock 781182100 0 27.00 SOLE N/A NONE RYDEX ETF TR S&P 500 EQUAL WEIGHT INDEX FD Common Stock 78355W106 605 11,946.65 SOLE N/A NONE RYDEX ETF TR RYDEX S&P 500 PURE GROWTH ETF Common Stock 78355W403 11 240.00 SOLE N/A NONE RYDEX ETF TR RYDEX S&P MIDCAP 400 PURE VALUE ETF Common Stock 78355W502 16 452.00 SOLE N/A NONE RYDEX ETF TR MSCI EMERGING MKTS EQUAL WEIGHT ETF Common Stock 78355W536 14 350.00 SOLE N/A NONE RYDEX ETF TR RUSSELL 2000 EQUAL WEIGHT ETF Common Stock 78355W585 10 300.00 SOLE N/A NONE RYDEX ETF TR RUSSELL 1000 EQUAL WEIGHT ETF Common Stock 78355W593 29 845.00 SOLE N/A NONE RYDEX ETF TR RYDEX S&P MIDCAP 400 PURE GROWTH ETF Common Stock 78355W601 333 3,751.00 SOLE N/A NONE RYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF Common Stock 78355W817 44 800.00 SOLE N/A NONE RYDEX ETF TR S&P EQUAL WEIGHT ENERGY ETF Common Stock 78355W866 4 50.00 SOLE N/A NONE RYDEX ETF TR S&P EQUAL WEIGHT CONSUMER DISCRETIONARY ETF Common Stock 78355W882 42 851.81 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- SBA COMMUNICATIONS CORP CL A COM Common Stock 78388J106 10 271.00 SOLE N/A NONE SEI INVESTMENTS CO COM Common Stock 784117103 0 7.00 SOLE N/A NONE SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 Common Stock ADR 78440P108 5 294.00 SOLE N/A NONE SLM CORP COM Common Stock 78442P106 3 175.00 SOLE N/A NONE SM ENERGY CO COM Common Stock 78454L100 8 105.00 SOLE N/A NONE SPDR S&P 500 ETF TR TR UNIT Common Stock 78462F103 1962 14,865.64 SOLE N/A NONE SPDR GOLD TR GOLD SHS Common Stock 78463V107 4120 28,217.00 SOLE N/A NONE SPDR INDEX SHS FDS EURO STOXX 50 ETF Common Stock 78463X202 0 1.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING ASIA PAC ETF Common Stock 78463X301 2 29.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P CHINA ETF Common Stock 78463X400 17 220.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING LATIN AMER ETF Common Stock 78463X707 34 391.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF Common Stock 78463X756 296 5,454.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL MID CAP ETF Common Stock 78463X764 3 100.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL DIVIDEND ETF Common Stock 78463X772 24 402.34 SOLE N/A NONE SPDR INDEX SHS FDS S&P BRIC 40 ETF Common Stock 78463X798 39 1,393.00 SOLE N/A NONE SPDR INDEX SHS FDS RUSSELL / NOMURA SMALL CAP JAPAN ETF Common Stock 78463X822 6 130.00 SOLE N/A NONE SPDR INDEX SHS FDS MSCI ACWI EX-US ETF Common Stock 78463X848 8 218.00 SOLE N/A NONE SPDR INDEX SHS FDS FTSE / MACQUARIE GLOBAL Common Stock 78463X855 21 500.00 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF Common Stock 78463X863 0 9.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF Common Stock 78463X871 31 981.43 SOLE N/A NONE SPDR INDEX SHS FDS S&P WORLD EX-US ETF Common Stock 78463X889 8 290.00 SOLE N/A NONE SPDR SER TR MORGAN STANLEY TECHNOLOGY ETF Common Stock 78464A102 26 400.78 SOLE N/A NONE SPDR SER TR S&P 600 SMALL CAP VALUE ETF Common Stock 78464A300 7 100.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP CONV SECS ETF Common Stock 78464A359 24 582.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP HIGH YIELD BD ETF Common Stock 78464A417 1933 48,059.65 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS CAP SHORT TERM MUN BD ETF Common Stock 78464A425 264 10,910.00 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS CAP MUN BD ETF Common Stock 78464A458 522 23,036.36 SOLE N/A NONE SPDR SER TR SPDR BARCLAYS CAPITAL SHORT TE RM CORP BD ETF Common Stock 78464A474 9 279.00 SOLE N/A NONE SPDR SER TR DB INTL GOVT INFLATION- PROTECTED Common Stock 78464A490 48 773.00 SOLE N/A NONE SPDR SER TR S&P 500 VALUE ETF Common Stock 78464A508 4 60.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTL TREAS BD ETF Common Stock 78464A516 96 1,560.00 SOLE N/A NONE SPDR SER TR DOW JONES REIT ETF Common Stock 78464A607 187 2,802.91 SOLE N/A NONE SPDR SER TR BARCLAYS CAP AGGREGATE BD ETF Common Stock 78464A649 51 900.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP TIPS ETF Common Stock 78464A656 6 118.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTER TERM TREAS ETF Common Stock 78464A672 84 1,410.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP 1-3 T BILL ETF Common Stock 78464A680 1205 26,267.00 SOLE N/A NONE SPDR SER TR KBW REGL BKG ETF Common Stock 78464A698 18 701.99 SOLE N/A NONE SPDR SER TR S&P RETAIL ETF Common Stock 78464A714 64 1,202.00 SOLE N/A NONE SPDR SER TR S&P PHARMACEUTICALS ETF Common Stock 78464A722 694 13,634.00 SOLE N/A NONE SPDR SER TR S&P OIL & GAS EQUIP & SVCS ETF Common Stock 78464A748 23 550.00 SOLE N/A NONE SPDR SER TR S&P METALS & MNG ETF Common Stock 78464A755 113 1,632.48 SOLE N/A NONE SPDR SER TR S&P DIVID ETF Common Stock 78464A763 1262 23,351.51 SOLE N/A NONE SPDR SER TR KBW INS ETF Common Stock 78464A789 9 220.00 SOLE N/A NONE SPDR SER TR KBW BK ETF Common Stock 78464A797 6 250.00 SOLE N/A NONE SPDR SER TR S&P 600 SMALL CAP ETF Common Stock 78464A813 28 401.00 SOLE N/A NONE SPDR SER TR S&P 400 MID CAP VALUE ETF Common Stock 78464A839 0 1.00 SOLE N/A NONE SPDR SER TR DOW JONES MID CAP ETF Common Stock 78464A847 12 180.00 SOLE N/A NONE SPDR SER TR S&P BIOTECH ETF Common Stock 78464A870 50 680.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- SPDR SER TR S&P HOMEBUILDERS ETF Common Stock 78464A888 10 540.00 SOLE N/A NONE SRA INTL INC CL A COM Common Stock 78464R105 3 105.00 SOLE N/A NONE SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 Common Stock 78467X109 316 2,555.00 SOLE N/A NONE SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT Common Stock 78467Y107 42 234.00 SOLE N/A NONE STEC INC COM Common Stock 784774101 135 7,945.00 SOLE N/A NONE SXC HEALTH SOLUTIONS CORP COM ISIN#CA78505P1009 Common Stock 78505P100 18 310.00 SOLE N/A NONE ST JUDE MED INC COM Common Stock 790849103 22 470.00 SOLE N/A NONE SAKS INC COM NEW Common Stock 79377W108 0 3.00 SOLE N/A NONE SALESFORCE.COM INC COM STOCK Common Stock 79466L302 54 364.00 SOLE N/A NONE SALLY BEAUTY HLDGS INC COM Common Stock 79546E104 0 10.00 SOLE N/A NONE SANDISK CORP Common Stock 80004C101 42 1,000.00 SOLE N/A NONE SANOFI SPONS ADR ISIN#US80105N1054 Common Stock ADR 80105N105 180 4,485.00 SOLE N/A NONE SANOFI CONTINGENT VALUE RT RTS EXP 12/31/2020 Rights 80105N113 1 451.00 SOLE N/A NONE SARA LEE CORP Common Stock 803111103 126 6,630.00 SOLE N/A NONE SASOL LTD SPONSORED ADR Common Stock ADR 803866300 7 130.00 SOLE N/A NONE SAVVIS INC COM NEW Common Stock 805423308 18 462.00 SOLE N/A NONE SCANSOURCE INC COM Common Stock 806037107 12 333.00 SOLE N/A NONE HENRY SCHEIN INC Common Stock 806407102 0 3.00 SOLE N/A NONE SCHLUMBERGER LTD COM ISIN#AN8068571086 Common Stock 806857108 222 2,569.00 SOLE N/A NONE SCHULMAN A INC Common Stock 808194104 0 9.00 SOLE N/A NONE SCHWAB CHARLES CORP NEW COM Common Stock 808513105 18 1,064.58 SOLE N/A NONE SCIENTIFIC GAMES CORP CL A Common Stock 80874P109 0 4.00 SOLE N/A NONE THE SCOTTS MIRACLE GRO CO HLDG CO Common Stock 810186106 5 95.00 SOLE N/A NONE SCRIPPS NETWORKS INTERACTIVE INC CL A Common Stock 811065101 46 942.00 SOLE N/A NONE SEACOR HOLDINGS INC COM Common Stock 811904101 6 59.00 SOLE N/A NONE SEABRIDGE GOLD INC COM Common Stock 811916105 5 170.00 SOLE N/A NONE SEALED AIR CORP NEW COM Common Stock 81211K100 8 315.96 SOLE N/A NONE SEARS HLDGS CORP COM Common Stock 812350106 10 137.00 SOLE N/A NONE SEATTLE GENETICS INC COM Common Stock 812578102 1 30.00 SOLE N/A NONE SELECT SECTOR SPDR FD MATERIALS Common Stock 81369Y100 934 23,715.54 SOLE N/A NONE SELECT SECTOR SPDR FD HEALTH CARE Common Stock 81369Y209 1194 33,608.57 SOLE N/A NONE SECTOR SPDR TR SHS BEN INT CONSUMER STAPLES Common Stock 81369Y308 1002 32,074.76 SOLE N/A NONE SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY FORMERLY CYCLICAL/ TRANSN TO 06/24/02 Common Stock 81369Y407 739 18,371.00 SOLE N/A NONE SELECT SECTOR SPDR TR ENERGY Common Stock 81369Y506 1183 15,695.00 SOLE N/A NONE SECTOR SPDR TR SHS BEN INT FINANCIAL Common Stock 81369Y605 908 59,180.37 SOLE N/A NONE SECTOR SPDR TR SHS BEN INT INDUSTRIAL Common Stock 81369Y704 791 21,227.63 SOLE N/A NONE SECTOR SPDR TR SHS BEN INT TECHNOLOGY Common Stock 81369Y803 798 31,040.00 SOLE N/A NONE SECTOR SPDR TR SHS BEN INT UTILITIES Common Stock 81369Y886 986 29,458.55 SOLE N/A NONE SEMICONDUCTOR HOLDRS TR DEP RCPT Common Stock 816636203 10 300.00 SOLE N/A NONE SEMPRA ENERGY COM Common Stock 816851109 240 4,545.00 SOLE N/A NONE SENIOR HSG PPTYS TR SH BEN INT Common Stock 81721M109 19 800.00 SOLE N/A NONE SENSIENT TECHNOLOGIES CORP COM Common Stock 81725T100 1 38.00 SOLE N/A NONE SHAW COMMUNICATIONS INC CL B NON VTG Common Stock 82028K200 5 200.00 SOLE N/A NONE SHERWIN WILLIAMS CO Common Stock 824348106 3 33.00 SOLE N/A NONE SIEMENS A G SPONSORED ADR ISIN#US8261975010 Common Stock ADR 826197501 83 603.58 SOLE N/A NONE SIGMA ALDRICH CORP Common Stock 826552101 1 20.00 SOLE N/A NONE SILVER WHEATON CORP COM ISIN#CA8283361076 Common Stock 828336107 90 2,719.00 SOLE N/A NONE SIMON PPTY GROUP INC NEW COM Common Stock 828806109 124 1,063.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- SIRONA DENTAL SYS INC COM Common Stock 82966C103 21 388.00 SOLE N/A NONE SIRIUS XM RADIO INC COM Common Stock 82967N108 153 69,839.00 SOLE N/A NONE SKYWORKS SOLUTIONS INC COM Common Stock 83088M102 24 1,049.00 SOLE N/A NONE SMARTHEAT INC COM Common Stock 83172F104 8 6,350.00 SOLE N/A NONE SMITH & NEPHEW P L C SPONSORED ADR NEW Common Stock ADR 83175M205 0 6.00 SOLE N/A NONE SMITH MICRO SOFTWARE INC COM Common Stock 832154108 10 2,377.00 SOLE N/A NONE SMITHFIELD FOODS INC Common Stock 832248108 18 836.00 SOLE N/A NONE SMUCKER J M CO COM NEW Common Stock 832696405 92 1,209.00 SOLE N/A NONE SNAP ON INC COM Common Stock 833034101 10 155.56 SOLE N/A NONE SONIC CORP Common Stock 835451105 2 192.00 SOLE N/A NONE SONIC AUTOMOTIVE INC CL A Common Stock 83545G102 7 500.00 SOLE N/A NONE SONOCO PRODS CO COM Common Stock 835495102 16 440.00 SOLE N/A NONE SONUS NETWORKS INC COM Common Stock 835916107 0 3.00 SOLE N/A NONE SOUTHERN CO COM Common Stock 842587107 299 7,401.96 SOLE N/A NONE SOUTHERN CMNTY FINL CORP COM Common Stock 842632101 2 1,400.00 SOLE N/A NONE SOUTHERN COPPER CORP DEL COM Common Stock 84265V105 30 904.00 SOLE N/A NONE SOUTHERN UNION CO COM Common Stock 844030106 6 139.00 SOLE N/A NONE SOUTHWEST AIRLS CO COM Common Stock 844741108 15 1,330.00 SOLE N/A NONE SOUTHWESTERN ENERGY CO COM Common Stock 845467109 188 4,375.00 SOLE N/A NONE SPECTRA ENERGY CORP COM Common Stock 847560109 93 3,393.55 SOLE N/A NONE SPECTRUM PHARMACEUTICALS INC COM Common Stock 84763A108 1 100.00 SOLE N/A NONE SPIRIT AEROSYSTEMS HLDGS INC CL A Common Stock 848574109 0 15.00 SOLE N/A NONE SPRINT NEXTEL CORP FON SHS Common Stock 852061100 7 1,288.00 SOLE N/A NONE STANLEY BLACK & DECKER INC COM Common Stock 854502101 68 945.67 SOLE N/A NONE STAPLES INC Common Stock 855030102 31 1,967.00 SOLE N/A NONE STAR SCIENTIFIC INC COM Common Stock 85517P101 5 1,000.00 SOLE N/A NONE STARBUCKS CORP COM Common Stock 855244109 223 5,638.75 SOLE N/A NONE STARWOOD HOTELS & RESORTS WORLDWIDE INC COM Common Stock 85590A401 1 23.00 SOLE N/A NONE STATE STR CORP COM Common Stock 857477103 6 142.00 SOLE N/A NONE STATOIL ASA SPONSORED ADR ISIN#US85771P1021 Common Stock ADR 85771P102 18 700.00 SOLE N/A NONE STEMCELLS INC COM Common Stock 85857R105 0 60.00 SOLE N/A NONE STERICYCLE INC COM Common Stock 858912108 74 831.00 SOLE N/A NONE STMICROELECTRONICS NV SHS N Y REGISTRY Common Stock 861012102 110 11,074.41 SOLE N/A NONE STONE HBR EMERGING MKTS INCOME FD COM Common Stock 86164T107 10 412.00 SOLE N/A NONE STONEMOR PARTNERS L P COM UNITS Common Stock 86183Q100 15 550.00 SOLE N/A NONE STRATEGIC DIAGNOSTICS INC COM Common Stock 862700101 0 1.00 SOLE N/A NONE STRATEGIC GLOBAL INCOME FD INC Common Stock 862719101 9 810.00 SOLE N/A NONE STRATEGIC HOTEL CAP INC COM Common Stock 86272T106 14 2,000.00 SOLE N/A NONE STRYKER CORP Common Stock 863667101 198 3,376.71 SOLE N/A NONE SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTNERSHIP Common Stock 864482104 89 1,700.00 SOLE N/A NONE SULPHCO INC COM Common Stock 865378103 0 2,000.00 SOLE N/A NONE SUN LIFE FINL INC COM Common Stock 866796105 35 1,157.00 SOLE N/A NONE SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 Common Stock 867224107 24 612.00 SOLE N/A NONE SUNOCO LOGISTICS PARTNERS LP COM UNITS Common Stock 86764L108 246 2,859.51 SOLE N/A NONE SUNOCO INC COM Common Stock 86764P109 17 408.00 SOLE N/A NONE SUNPOWER CORP COM CL A Common Stock 867652109 19 990.00 SOLE N/A NONE SUNOPTA INC COM ISIN#CA8676EP1086 Common Stock 8676EP108 0 3.00 SOLE N/A NONE SUNTRUST BKS INC Common Stock 867914103 17 670.84 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY --------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- SUNTECH PWR HLDGS CO LTD SHS ISIN#US86800C1045 Common Stock ADR 86800C104 7 921.00 SOLE N/A NONE SUPER MICRO COMPUTER INC COM Common Stock 86800U104 2 130.00 SOLE N/A NONE SUPERVALU INC Common Stock 868536103 25 2,623.55 SOLE N/A NONE SUSQUEHANNA BANKSHS INC PA Common Stock 869099101 0 40.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN Common Stock 870297603 5 479.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX TOTAL RETURN Common Stock 870297801 25 2,672.00 SOLE N/A NONE SWIFT ENERGY CO COM Common Stock 870738101 4 105.00 SOLE N/A NONE SYCAMORE NETWORKS INC COM NEW NEW Common Stock 871206405 1 38.00 SOLE N/A NONE SYMANTEC CORP Common Stock 871503108 4 208.00 SOLE N/A NONE SYNAPTICS INC COM Common Stock 87157D109 5 200.00 SOLE N/A NONE SYNOVUS FINL CORP COM Common Stock 87161C105 0 125.00 SOLE N/A NONE SYNNEX CORP COM Common Stock 87162W100 1 18.00 SOLE N/A NONE SYPRIS SOLUTIONS INC COM Common Stock 871655106 0 1.00 SOLE N/A NONE SYSCO CORP Common Stock 871829107 19 600.00 SOLE N/A NONE SYSTEMAX INC COM Common Stock 871851101 6 400.00 SOLE N/A NONE TC PIPELINES LP UNIT COM LTD PARTNERSHIP INT Common Stock 87233Q108 19 400.00 SOLE N/A NONE TFS FINL CORP COM Common Stock 87240R107 40 4,145.00 SOLE N/A NONE TJX COMPANIES INC (NEW) Common Stock 872540109 77 1,459.43 SOLE N/A NONE TRW AUTOMOTIVE HLDGS CORP COM Common Stock 87264S106 68 1,150.00 SOLE N/A NONE TS&W/CLAYMORE TAX ADVANTAGED BALANCED FD COM Common Stock 87280R108 7 600.00 SOLE N/A NONE TTM TECHNOLOGIES INC COM Common Stock 87305R109 20 1,230.00 SOLE N/A NONE TW TELECOM INC COM Common Stock 87311L104 0 2.00 SOLE N/A NONE TAIWAN SEMICONDUCTOR MFG CO SPONSORED SIN#US8740391003 Common Stock ADR 874039100 41 3,273.00 SOLE N/A NONE TAKE TWO INTERACTIVE SOFTWARE INC CDT COM Common Stock 874054109 6 400.00 SOLE N/A NONE TALISMAN ENERGY INC COM Common Stock 87425E103 11 528.00 SOLE N/A NONE TARGET CORP COM Common Stock 87612E106 47 996.16 SOLE N/A NONE TATA MTRS LTD SPON ADR. Common Stock ADR 876568502 352 15,630.00 SOLE N/A NONE TEKELEC Common Stock 879101103 4 467.00 SOLE N/A NONE TELE NORTE LESTE PARTICIPACOES S A SPONSORED ADR REPSTG PFD Preferred Stock ADR 879246106 20 1,298.87 SOLE N/A NONE TELECOM CORP OF NEW ZEALAND LTD SPONSORED ADR_EACH REP 8 ORD SHRS NZ Common Stock ADR 879278208 13 1,294.99 SOLE N/A NONE TELECOM HOLDERS TR DEPOSITARY RCPT ISIN#US87927P2002 Common Stock 87927P200 2 76.00 SOLE N/A NONE TELECOM ITALIA S P A NEW SPON ADR REPSTG SVGS SHS ISIN#US87927Y2019 Common Stock ADR 87927Y201 5 400.00 SOLE N/A NONE TELECOMUNICACOES DE SAO PAULO S A ADR ISIN#US87929A1025 Common Stock ADR 87929A102 3 97.00 SOLE N/A NONE TELEDYNE TECHNOLOGIES INC COM Common Stock 879360105 3 50.00 SOLE N/A NONE TELEFONICA S A ADR SPONS ADR ISIN#US8793822086 Common Stock ADR 879382208 81 3,305.44 SOLE N/A NONE TELLABS INC COM Common Stock 879664100 2 451.00 SOLE N/A NONE TEMPLE INLAND INC COM Common Stock 879868107 6 216.00 SOLE N/A NONE TEMPLETON DRAGON FUND INC Common Stock 88018T101 24 800.00 SOLE N/A NONE TEMPLETON EMERGING MKT FD Common Stock 880191101 39 1,700.00 SOLE N/A NONE TEMPLETON EMERGING MKTS INCOME FD INC Common Stock 880192109 27 1,550.00 SOLE N/A NONE TEMPLETON GLOBAL INCOME FUND INC Common Stock 880198106 1849 168,107.68 SOLE N/A NONE TEMPUR-PEDIC INTL INC COM Common Stock 88023U101 0 2.00 SOLE N/A NONE TENARIS S A SPONSORED ADR Common Stock ADR 88031M109 0 5.00 SOLE N/A NONE TENET HEALTHCARE CORP Common Stock 88033G100 1 210.00 SOLE N/A NONE TERADATA CORP DEL COM Common Stock 88076W103 1 10.00 SOLE N/A NONE TEREX CORP NEW .01 PV Common Stock 880779103 1 22.00 SOLE N/A NONE TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098 Common Stock ADR 881624209 275 5,711.00 SOLE N/A NONE TEUCRIUM COMMODITY TR CORN FD SHS Common Stock 88166A102 2 50.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- TEXAS INSTRUMENTS INC Common Stock 882508104 33 1,008.22 SOLE N/A NONE TEXAS PACIFIC LAND TRUST SUB SHARES CERTIFICATES OF PROP INTEREST Common Stock 882610108 31 675.00 SOLE N/A NONE TEXTRON INC COM Common Stock 883203101 255 10,780.00 SOLE N/A NONE THERAVANCE INC COM Common Stock 88338T104 5 220.00 SOLE N/A NONE THERMO FISHER SCIENTIFIC INC Common Stock 883556102 27 422.00 SOLE N/A NONE THOMSON REUTERS CORP COM ISIN#CA8849031056 Common Stock 884903105 1 36.00 SOLE N/A NONE 3M CO COM Common Stock 88579Y101 862 9,091.16 SOLE N/A NONE TIBCO SOFTWARE INC COM Common Stock 88632Q103 1 19.00 SOLE N/A NONE TIDEWATER INC Common Stock 886423102 3 53.16 SOLE N/A NONE TIFFANY & COMPANY Common Stock 886547108 16 198.00 SOLE N/A NONE TIME WARNER INC NEW COM NEW Common Stock 887317303 40 1,094.85 SOLE N/A NONE TIME WARNER CABLE INC COM Common Stock 88732J207 24 302.58 SOLE N/A NONE TIMKEN CO COM Common Stock 887389104 6 112.00 SOLE N/A NONE TOLL BROS INC Common Stock 889478103 16 765.16 SOLE N/A NONE TOOTSIE ROLL INDS INC Common Stock 890516107 0 3.00 SOLE N/A NONE TORO CO Common Stock 891092108 4 65.00 SOLE N/A NONE TORONTO DOMINION BK ONT COM NEW ISIN#CA8911605092 Common Stock 891160509 221 2,598.00 SOLE N/A NONE TORTOISE ENERGY INFRASTRUCTURE CORP COM Common Stock 89147L100 42 1,108.00 SOLE N/A NONE TORTOISE CAP RES CORP COM Common Stock 89147N304 8 1,000.00 SOLE N/A NONE TOTAL S A SPONSORED ADR Common Stock ADR 89151E109 207 3,579.23 SOLE N/A NONE TOTAL SYSTEMS SERVICES INC Common Stock 891906109 15 811.00 SOLE N/A NONE TOYOTA MTR CO SPON ADR Common Stock ADR 892331307 37 453.00 SOLE N/A NONE TRACTOR SUPPLY CO Common Stock 892356106 13 200.00 SOLE N/A NONE TRANSATLANTIC HLDGS INC COM Common Stock 893521104 12 244.65 SOLE N/A NONE TRANSCANADA CORP COM ISIN#CA89353D1078 Common Stock 89353D107 7 151.30 SOLE N/A NONE TRAVELERS COS INC COM Common Stock 89417E109 154 2,635.83 SOLE N/A NONE TREEHOUSE FOODS INC COM Common Stock 89469A104 59 1,078.00 SOLE N/A NONE TRI CONTINENTAL CORP COM Common Stock 895436103 0 12.00 SOLE N/A NONE TRINA SOLAR LTD SPON ADR Common Stock ADR 89628E104 2 110.88 SOLE N/A NONE TRINITY INDS INC COM Common Stock 896522109 15 422.35 SOLE N/A NONE TRIQUINT SEMICONDUCTOR INC Common Stock 89674K103 1 100.00 SOLE N/A NONE TRIUMPH GROUP INC NEW COM Common Stock 896818101 7 71.00 SOLE N/A NONE TRUE RELIGION APPAREL INC COM Common Stock 89784N104 0 1.00 SOLE N/A NONE TRUSTMARK CORP Common Stock 898402102 2 100.00 SOLE N/A NONE TUPPERWARE BRANDS CORP COM Common Stock 899896104 139 2,059.77 SOLE N/A NONE TURKCELL ILETISIM HIZMETLERI A S SPONS ADR ISIN#US9001112047 Common Stock ADR 900111204 1 100.00 SOLE N/A NONE TYSON FOODS INC CL A Common Stock 902494103 33 1,691.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO ALERIAN MLP INFRASTRUCTURE UNDEX ISIN#US9026416464 Common Stock 902641646 13 434.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO UBS BLOOMBERG CONSTANT MTY FOOD TOTAL RETURN INDEX Common Stock 902641737 5 165.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD BLOOMBERG CONSTANT MTY INDL METALS TOTAL RETURN INDEX Common Stock 902641752 74 3,060.00 SOLE N/A NONE UDR INC COM Common Stock 902653104 2 100.00 SOLE N/A NONE UGI CORP Common Stock 902681105 3 109.00 SOLE N/A NONE UIL HLDG CORP COM Common Stock 902748102 22 666.00 SOLE N/A NONE US BANCORP DEL COM Common Stock 902973304 82 3,215.38 SOLE N/A NONE URS CORP NEW COM Common Stock 903236107 3 60.00 SOLE N/A NONE USG CORP (NEW) COMMON STOCK Common Stock 903293405 2 150.00 SOLE N/A NONE U.S. PHYSICAL THERAPY INC Common Stock 90337L108 0 2.00 SOLE N/A NONE U S AWYS GROUP INC COM Common Stock 90341W108 29 3,225.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- ULTA SALON COSMETICS & FRAGRANCE INC COM Common Stock 90384S303 120 1,856.00 SOLE N/A NONE ULTRA PETE CORP COM ISIN#CA9039141093 Common Stock 903914109 16 339.00 SOLE N/A NONE UMPQUA HLDGS CORP COM Common Stock 904214103 0 12.00 SOLE N/A NONE UNDER ARMOUR INC CL A COM Common Stock 904311107 61 790.00 SOLE N/A NONE UNILEVER PLC SPON ADR NEW ISIN#US9047677045 Common Stock ADR 904767704 15 462.00 SOLE N/A NONE UNILEVER NV NEW YORK SHS NEW Common Stock 904784709 367 11,158.26 SOLE N/A NONE UNION PACIFIC CORP COM Common Stock 907818108 193 1,853.00 SOLE N/A NONE UNITED CONTL HLDGS INC COM Common Stock 910047109 31 1,381.00 SOLE N/A NONE UNITED ONLINE INC COM Common Stock 911268100 15 2,500.00 SOLE N/A NONE UNITED PARCEL SVC INC CL B Common Stock 911312106 237 3,243.00 SOLE N/A NONE UNITED RENTALS INC COM Common Stock 911363109 5 207.00 SOLE N/A NONE UNITED STS COMMODITY INDEX FD COMMODITY INDEX FD Common Stock 911717106 38 600.00 SOLE N/A NONE UNITED STS GASOLINE FD LP COM Common Stock 91201T102 204 4,100.00 SOLE N/A NONE UNITED STS HEATING OIL FD LP UNIT Common Stock 91204P107 14 430.00 SOLE N/A NONE UNITED STS NAT GAS FD LP UNIT NEW Common Stock 912318110 112 10,173.00 SOLE N/A NONE UNITED STS OIL FD LP UNITS Common Stock 91232N108 96 2,590.00 SOLE N/A NONE UNITED STS 12 MONTH OIL FD LP UNIT BEN INT Common Stock 91288V103 5 113.00 SOLE N/A NONE UNITED STS STL CORP NEW COM Common Stock 912909108 164 3,570.04 SOLE N/A NONE UNITED TECHNOLOGIES CORP COM Common Stock 913017109 591 6,679.78 SOLE N/A NONE UNITEDHEALTH GROUP INC COM Common Stock 91324P102 188 3,650.57 SOLE N/A NONE UNIVERSAL CORP VA COM Common Stock 913456109 1 22.00 SOLE N/A NONE UNIVERSAL HEALTH SVCS INC CL B Common Stock 913903100 0 2.00 SOLE N/A NONE URBAN OUTFITTERS INC Common Stock 917047102 5 184.00 SOLE N/A NONE V F CORP Common Stock 918204108 7 60.00 SOLE N/A NONE VALASSIS COMMUNICATIONS INC Common Stock 918866104 1 20.00 SOLE N/A NONE VALEANT PHARMACEUTICALS INTL INC CDA COM ISIN#CA91911K1021 Common Stock 91911K102 5 90.00 SOLE N/A NONE VALE SA ADR ISIN#US91912E1055 Common Stock ADR 91912E105 166 5,195.20 SOLE N/A NONE VALERO ENERGY CORP NEW COM Common Stock 91913Y100 367 14,341.00 SOLE N/A NONE VALLEY NATL BANCORP COM Common Stock 919794107 10 762.92 SOLE N/A NONE VALSPAR CORP Common Stock 920355104 33 911.00 SOLE N/A NONE VALUECLICK INC COM Common Stock 92046N102 0 5.00 SOLE N/A NONE VANCEINFO TECHNOLOGIES INC ADR Common Stock ADR 921564100 1 25.00 SOLE N/A NONE VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF Common Stock 921908844 1232 22,010.68 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P SMALLCAP 600 INDEX FD ETF SHS Common Stock 921932828 9 140.00 SOLE N/A NONE VANGUARD BD INDEX FD INC LONG TERM BD ETF Common Stock 921937793 340 4,253.00 SOLE N/A NONE VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF Common Stock 921937819 1055 12,563.52 SOLE N/A NONE VANGUARD BD INDEX FD INC SHORT TERM BD ETF Common Stock 921937827 2647 32,672.92 SOLE N/A NONE VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF Common Stock 921937835 738 9,088.68 SOLE N/A NONE VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF Common Stock 921943858 170 4,477.00 SOLE N/A NONE VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS Common Stock 921946406 32 701.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS Common Stock 922042718 4 43.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS Common Stock 922042775 654 13,125.65 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EMERGING MKTS ETF Common Stock 922042858 2630 54,103.02 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI PAC ETF Common Stock 922042866 7 117.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EUROPE ETF Common Stock 922042874 11 206.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER DISCRETIONARY ETF Common Stock 92204A108 120 1,840.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF Common Stock 92204A207 99 1,245.00 SOLE N/A NONE VANGUARD WORLDS FDS VANGUARD ENERGY ETF Common Stock 92204A306 10 92.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF Common Stock 92204A504 5 85.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INDLS ETF Common Stock 92204A603 121 1,750.20 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF Common Stock 92204A702 105 1,657.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD UTILS ETF Common Stock 92204A876 37 510.00 SOLE N/A NONE VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTS Common Stock 92205F106 105 3,750.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD Common Stock 92206C409 360 4,594.20 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 VALUE INDEX FD ETF SHS Common Stock 92206C714 6 100.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 INDEX FD ETF SHS Common Stock 92206C730 13 215.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS Common Stock 92206C870 7 90.00 SOLE N/A NONE VARIAN SEMICONDUCTOR EQUIPMENT ASSOCS INC COM Common Stock 922207105 16 259.00 SOLE N/A NONE VARIAN MED SYS INC COM Common Stock 92220P105 22 320.30 SOLE N/A NONE VECTREN CORP COM Common Stock 92240G101 6 203.20 SOLE N/A NONE VECTOR GROUP LTD COM Common Stock 92240M108 14 811.00 SOLE N/A NONE VENTAS INC COM Common Stock 92276F100 21 398.00 SOLE N/A NONE VANGUARD INDEX FDS S&P 500 ETF SHS Common Stock 922908413 16 260.00 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS Common Stock 922908512 422 7,461.36 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP GROWTH INDEX VIPER SHS Common Stock 922908538 15 223.00 SOLE N/A NONE VANGUARD INDEX FDS REIT ETF Common Stock 922908553 508 8,455.20 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL CAP GROWTH ETF Common Stock 922908595 661 7,692.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL CAP VALUE ETF Common Stock 922908611 997 14,225.59 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD MID CAP ETF Common Stock 922908629 239 2,965.73 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD LARGE CAP ETF Common Stock 922908637 47 779.15 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD EXTENDED MKT ETF Common Stock 922908652 32 543.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD GROWTH ETF Common Stock 922908736 840 12,988.82 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD VALUE ETF Common Stock 922908744 561 10,013.61 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL CAP ETF Common Stock 922908751 92 1,183.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF Common Stock 922908769 676 9,877.81 SOLE N/A NONE VEOLIA ENVIRONMENT SPONSORED ADR Common Stock ADR 92334N103 19 675.00 SOLE N/A NONE VERISIGN INC COM Common Stock 92343E102 5 159.00 SOLE N/A NONE VERIZON COMMUNICATIONS COM Common Stock 92343V104 1501 40,326.47 SOLE N/A NONE VERISK ANALYTICS INC CL A Common Stock 92345Y106 0 2.00 SOLE N/A NONE VERTEX PHARMACEUTICALS INC COM Common Stock 92532F100 42 800.00 SOLE N/A NONE VIASAT INC COM Common Stock 92552V100 31 715.00 SOLE N/A NONE VIACOM INC CL B COM NEW Common Stock 92553P201 6 114.00 SOLE N/A NONE VICOR CORP Common Stock 925815102 0 1.00 SOLE N/A NONE VIMPELCOM LTD SPONSORED ADR Common Stock ADR 92719A106 5 409.85 SOLE N/A NONE VIROPHARMA INC COM Common Stock 928241108 4 200.00 SOLE N/A NONE VISA INC COM CL A Common Stock 92826C839 242 2,870.36 SOLE N/A NONE VIVUS INC COM Common Stock 928551100 2 306.00 SOLE N/A NONE VMWARE INC CL A COM Common Stock 928563402 6 56.72 SOLE N/A NONE VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098 Common Stock ADR 92857W209 217 8,131.72 SOLE N/A NONE VORNADO RLTY TR SBI Common Stock 929042109 18 198.47 SOLE N/A NONE VULCAN MATERIALS CO HLDG CO COM Common Stock 929160109 6 167.00 SOLE N/A NONE WD 40 CO COM Common Stock 929236107 1 22.00 SOLE N/A NONE WGL HLDGS INC COM Common Stock 92924F106 3 90.00 SOLE N/A NONE WACOAL HLDGS CORP ADR ISIN#US9300042051 Common Stock ADR 930004205 4 57.00 SOLE N/A NONE WAL MART STORES INC Common Stock 931142103 579 10,904.96 SOLE N/A NONE WALGREEN CO Common Stock 931422109 391 9,208.88 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY --------------------------------------------- ---------------- --------- ------- --------------- ---------- -------- -------- WASHINGTON FED INC COM Common Stock 938824109 27 1,652.00 SOLE N/A NONE WASTE MGMT INC DEL COM Common Stock 94106L109 49 1,308.00 SOLE N/A NONE WATSCO INC CL A RECLASSIFIED AS COM Common Stock 942622200 3 40.00 SOLE N/A NONE WATSON PHARMACEUTICAL INC Common Stock 942683103 11 157.00 SOLE N/A NONE WAUSAU PAPER CORP COM Common Stock 943315101 0 2.00 SOLE N/A NONE WAVE SYSTEMS CORP CL A NEW Common Stock 943526301 0 66.00 SOLE N/A NONE WEBMD HEALTH CORP COM Common Stock 94770V102 16 342.00 SOLE N/A NONE WEBSTER FINL CORP WATERBURY CONN COM Common Stock 947890109 4 214.00 SOLE N/A NONE WEIS MARKETS INC Common Stock 948849104 1 25.00 SOLE N/A NONE WELLCARE HEALTH PLANS INC Common Stock 94946T106 10 200.00 SOLE N/A NONE WELLPOINT INC COM Common Stock 94973V107 59 749.86 SOLE N/A NONE WELLS FARGO & CO NEW COM Common Stock 949746101 378 13,463.01 SOLE N/A NONE WELLS FARGO & CO NEW PERP PFD CONV Preferred Stock CL A 7.5% PFD SHS Convertible 949746804 94 89.00 SOLE N/A NONE WELLS FARGO ADV INCOME OPP FD COM SHS Common Stock 94987B105 105 10,468.02 SOLE N/A NONE WELLS FARGO ADVANTAGE GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036 Common Stock 94987C103 4 354.86 SOLE N/A NONE WELLS FARGO ADV UTILS & HIGH INCOME FD COM Common Stock 94987E109 6 500.00 SOLE N/A NONE WESTAR ENERGY INC COM Common Stock 95709T100 3 120.00 SOLE N/A NONE WESTERN ASSET PREMIER BEN INT Common Stock 957664105 47 2,899.00 SOLE N/A NONE WESTERN ASSET VARIABLE RT STRATEGIC FD INC Common Stock 957667108 61 3,648.00 SOLE N/A NONE WESTERN ASSET WORLDWIDE INCOME FD INC Common Stock 957668106 5 350.00 SOLE N/A NONE WESTERN ASSET EMERGING MKTS DEBT FD INC COM Common Stock 95766A101 20 1,025.00 SOLE N/A NONE WESTERN ASSET GLOBAL HIGH INCOME FD INC Common Stock 95766B109 31 2,354.31 SOLE N/A NONE WESTERN ASSET INCOME FD II INC Common Stock 95766J102 23 2,323.20 SOLE N/A NONE WESTERN ASSET HIGH INCOME OPPTY FD INC Common Stock 95766K109 26 4,064.04 SOLE N/A NONE WESTERN ASSET MANAGED MUNICIPALS FD INC Common Stock 95766M105 8 632.23 SOLE N/A NONE WESTERN ASSET HIGH INCOME FD INC Common Stock 95766N103 3 400.00 SOLE N/A NONE WESTERN DIGITAL CORP DELAWARE Common Stock 958102105 7 200.00 SOLE N/A NONE WESTERN GAS PARTNERS LP COM UNIT REPSTG LTD PARTNER INT Common Stock 958254104 57 1,600.00 SOLE N/A NONE WESTERN UN CO COM Common Stock 959802109 0 8.00 SOLE N/A NONE WESTPAC BANKING CORP ADR Common Stock ADR 961214301 0 3.00 SOLE N/A NONE WEYERHAEUSER CO Common Stock 962166104 6 285.00 SOLE N/A NONE WHIRLPOOL CORP Common Stock 963320106 53 647.00 SOLE N/A NONE WHITING PETE CORP COM Common Stock 966387102 11 200.00 SOLE N/A NONE WHOLE FOODS MKT INC COM Common Stock 966837106 103 1,631.00 SOLE N/A NONE WILEY JOHN & SONS INC CLASS A Common Stock 968223206 0 4.00 SOLE N/A NONE WILLIAMS COS INC COM Common Stock 969457100 11 350.00 SOLE N/A NONE WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT Common Stock 96950F104 162 2,990.00 SOLE N/A NONE WILLIAMS SONOMA INC COM Common Stock 969904101 2 50.00 SOLE N/A NONE WINDSTREAM CORP COM Common Stock 97381W104 81 6,278.29 SOLE N/A NONE WIPRO LTD SPONS ADR REPSTG 1 SH ISIN#US97651M1099 Common Stock ADR 97651M109 40 3,010.24 SOLE N/A NONE WISDOMTREE TR TOTAL DIVID FD Common Stock 97717W109 15 305.00 SOLE N/A NONE WISDOMTREE TR MANAGED FUTURES STRATEGY FD Common Stock 97717W125 31 608.00 SOLE N/A NONE WISDOMTREE TR WISDOM TREE DREYFUS CHINESE YUAN FD Common Stock 97717W182 31 1,200.00 SOLE N/A NONE WISDOMTREE TR WISDOM TREE DREYFUS BRAZILIAN REAL FD Common Stock 97717W240 6 200.00 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS SMALL CAP Common Stock 97717W281 255 4,849.68 SOLE N/A NONE WISDOMTREE TR LARGECAP DIVID FD Common Stock 97717W307 1217 24,810.27 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS YIELDING EQUITY FD Common Stock 97717W315 105 1,720.32 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US REAL ESTATE FD Common Stock 97717W331 17 582.04 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- WISDOMTREE TR INDIA EARNINGS FD Common Stock 97717W422 439 18,341.10 SOLE N/A NONE WISDOMTREE TR MIDCAP DIVID FD Common Stock 97717W505 20 374.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP EARNING FD Common Stock 97717W562 437 8,016.17 SOLE N/A NONE WISDOMTREE TR MIDCAP EARNINGS FD Common Stock 97717W570 7 124.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP DIVID FD Common Stock 97717W604 76 1,598.00 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US UTILITIES FD Common Stock 97717W653 12 591.00 SOLE N/A NONE WISDOMTREE TR DEFA FD Common Stock 97717W703 45 904.00 SOLE N/A NONE WISDOMTREE TR GLOBAL NATURAL RES FD Common Stock 97717W711 6 226.00 SOLE N/A NONE WISDOMTREE TR COMMODITY COUNTRY EQUITY FD Common Stock 97717W752 24 717.00 SOLE N/A NONE WISDOMTREE TR INTL SMALLCAP DIVID FD Common Stock 97717W760 193 3,700.44 SOLE N/A NONE WISDOMTREE TR INTL MIDCAP DIVID FD Common Stock 97717W778 25 472.00 SOLE N/A NONE WISDOMTREE TR INTL DIVID EX FINLS FD Common Stock 97717W786 4 85.00 SOLE N/A NONE WISDOMTREE TR INTL LARGECAP DIVID FD Common Stock 97717W794 38 802.00 SOLE N/A NONE WISDOMTREE TR ASIA PACIFIC EX JAPAN FD Common Stock 97717W828 3 43.00 SOLE N/A NONE WISDOMTREE TR JAPAN SMALLCAP DIVID FD Common Stock 97717W836 76 1,744.00 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US GROWTH FD Common Stock 97717W844 162 2,855.00 SOLE N/A NONE WISDOMTREE TR JAPAN HEDGED EQUITY FD Common Stock 97717W851 9 247.00 SOLE N/A NONE WISDOMTREE TR EUROPE SMALLCAP DIVID FD Common Stock 97717W869 6 148.00 SOLE N/A NONE WISDOMTREE TR EMERGING MARKETS LOCAL DEBT FD Common Stock 97717X867 10 195.55 SOLE N/A NONE WOLVERINE WORLD WIDE INC COMMON STOCK Common Stock 978097103 1 15.00 SOLE N/A NONE WOODWARD INC COM Common Stock 980745103 87 2,501.00 SOLE N/A NONE WORLD FUEL SVCS CORP COM Common Stock 981475106 27 741.00 SOLE N/A NONE WORLD WRESTLING ENTMT INC CL A Common Stock 98156Q108 17 1,733.26 SOLE N/A NONE WYNDHAM WORLDWIDE CORP COM Common Stock 98310W108 30 896.00 SOLE N/A NONE WYNN RESORTS LTD COM Common Stock 983134107 29 200.00 SOLE N/A NONE XCEL ENERGY INC COM Common Stock 98389B100 12 502.00 SOLE N/A NONE XILINX INC COM Common Stock 983919101 3 74.00 SOLE N/A NONE XEROX CORPORATION Common Stock 984121103 89 8,520.89 SOLE N/A NONE YAHOO INC COM Common Stock 984332106 16 1,097.00 SOLE N/A NONE YAMANA GOLD INC COM ISIN#CA98462Y1007 Common Stock 98462Y100 5 401.00 SOLE N/A NONE YANZHOU COAL MINING CO LTD SPONSORED ADR REPSTG H SHS Common Stock ADR 984846105 44 1,135.00 SOLE N/A NONE YONGYE INTL INC COM Common Stock 98607B106 5 1,000.00 SOLE N/A NONE YOUKU COM INC SPONSORED ADR ISIN#US98742U1007 Common Stock ADR 98742U100 2 46.00 SOLE N/A NONE YUM BRANDS INC COM Common Stock 988498101 123 2,220.20 SOLE N/A NONE ZAGG INC COM Common Stock 98884U108 5 338.00 SOLE N/A NONE ZEBRA TECHNOLOGIES CORP CL A Common Stock 989207105 0 1.00 SOLE N/A NONE ZIMMER HLDGS INC COM Common Stock 98956P102 74 1,170.00 SOLE N/A NONE ZWEIG TOTAL RETURN FUND INC Common Stock 989837109 1 256.64 SOLE N/A NONE DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008 Common Stock D18190898 0 5.00 SOLE N/A NONE TELVENT GIT SA SHS Common Stock E90215109 1 15.00 SOLE N/A NONE AMDOCS LTD SHS ISIN#GB0022569080 Common Stock G02602103 1 47.00 SOLE N/A NONE ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 Common Stock G1151C101 51 843.00 SOLE N/A NONE BUNGE LIMITED SHS ISIN#BMG169621056 Common Stock G16962105 14 205.00 SOLE N/A NONE COOPER INDS PLC SHS Common Stock G24140108 29 486.31 SOLE N/A NONE COVIDIEN PLC SHS NEW ISIN#IE00B68SQD29 Common Stock G2554F113 35 661.00 SOLE N/A NONE ENDURANCE SPECIALITY HOLDINGS LTD COM ISIN#BMG303971060 Common Stock G30397106 4 100.00 SOLE N/A NONE FRONTLINE LTD SHS ISIN#BMG3682E1277 Common Stock G3682E127 14 933.00 SOLE N/A NONE HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010 Common Stock G4412G101 133 2,307.86 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ---------------- --------- ------- --------------- ---------- -------- -------- INGERSOLL RAND PLC SHS ISIN#IE00B6330302 Common Stock G47791101 51 1,118.09 SOLE N/A NONE MARVELL TECHNOLOGY GROUP LTD SHS ISIN#BMG5876H1051 Common Stock G5876H105 45 3,045.00 SOLE N/A NONE NABORS INDS LTD SHS ISIN#BMG6359F1032 Common Stock G6359F103 25 1,000.00 SOLE N/A NONE NORDIC AMERICAN TANKERS LTD SHS ISIN#BMG657731060 Common Stock G65773106 4 175.00 SOLE N/A NONE PARTNERRE LTD SHS ISIN#BMG6852T1053 Common Stock G6852T105 0 6.00 SOLE N/A NONE PLATINUM UNDERWRITERS HLDGS LTD SHS Common Stock G7127P100 14 430.00 SOLE N/A NONE SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 Common Stock G7945M107 3 175.00 SOLE N/A NONE SHIP FINANCE INTL LTD SHS ISIN#BMG810751062 Common Stock G81075106 7 409.43 SOLE N/A NONE SMART MODULAR TECHNOLOGIES WWH INC ORD SHS ISIN#KYG822451046 Common Stock G82245104 7 800.00 SOLE N/A NONE WARNER CHILCOTT PLC SHS A Common Stock G94368100 0 20.00 SOLE N/A NONE WILLIS GROUP HLDGS PUBLIC LTD CO SHS Common Stock G96666105 26 622.00 SOLE N/A NONE XYRATEX LTD COM ISIN#BMG982681089 Common Stock G98268108 9 900.00 SOLE N/A NONE ACE LIMITED SHS ISIN#CH0044328745 Common Stock H0023R105 32 485.00 SOLE N/A NONE ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG SHS Common Stock H01531104 1 15.00 SOLE N/A NONE WEATHERFORD INTL LTD REG ISIN#CH0038838394 Common Stock H27013103 26 1,395.00 SOLE N/A NONE GARMIN LTD SHS ISIN#CHH2906T1095 Common Stock H2906T109 5 160.00 SOLE N/A NONE NOBLE CORPORATION BAAR NAMEN AKT ISIN#CH0033347318 Common Stock H5833N103 80 2,019.00 SOLE N/A NONE TE CONNECTIVITY LTD REG SHS ISIN#CH0102993182 Common Stock H84989104 15 421.00 SOLE N/A NONE TRANSOCEAN LTD ZUG NAMEN AKT ISIN#CH0048265513 Common Stock H8817H100 206 3,194.65 SOLE N/A NONE TYCO INTL LTD SHS ISIN#CH0100383485 Common Stock H89128104 31 621.00 SOLE N/A NONE UBS AG SHS NEW ISIN#CH0024899483 Common Stock H89231338 8 430.00 SOLE N/A NONE CELLCOM ISRAEL LTD SHS Common Stock M2196U109 44 1,585.24 SOLE N/A NONE CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN#IL0010824113 Common Stock M22465104 298 5,238.00 SOLE N/A NONE GIVEN IMAGING ORD SHS ISIN#IL0010865371 Common Stock M52020100 4 200.00 SOLE N/A NONE ASML HOLDING N V HOLDING N V NY REGISTERED SHS Common Stock N07059186 3 86.00 SOLE N/A NONE CNH GLOBAL NV SHS NEW Common Stock N20935206 1 25.00 SOLE N/A NONE CORE LABORATORIES NV Common Stock N22717107 8 70.00 SOLE N/A NONE SINOVAC BIOTECH LTD SHS ISIN#AGP8696W1045 Common Stock P8696W104 3 1,000.00 SOLE N/A NONE DIANA SHIPPING INC COM Common Stock Y2066G104 24 2,167.00 SOLE N/A NONE DIANA CONTAINERSHIPS INC SHS ISIN#MHY2069P1016 Common Stock Y2069P101 0 67.00 SOLE N/A NONE DRYSHIPS INC COM SHS Common Stock Y2109Q101 26 6,291.00 SOLE N/A NONE EAGLE BULK SHIPPING INC COM ISIN#MHY2187A1010 Common Stock Y2187A101 1 300.00 SOLE N/A NONE FLEXTRONICS INTL LTD ORD SHS ISIN#SG9999000020 Common Stock Y2573F102 9 1,400.00 SOLE N/A NONE GENCO SHIPPING & TRADING LTD SHS ISIN#MHY2685T1073 Common Stock Y2685T107 2 200.00 SOLE N/A NONE GIGAMEDIA LIMITED SHS Common Stock Y2711Y104 1 650.00 SOLE N/A NONE NAVIOS MARITIME PARTNERS LP UNIT LTD PARTNERSHIP INT ISIN#MHY622671029 Common Stock Y62267102 9 479.41 SOLE N/A NONE OCEANFREIGHT INC_CL A ISIN#MHY642021155 R/S EFF 07/06/11 1 OLD/.05 NEW CU Y64202123 OCEAN FREIGHT INC SHS A NE Common Stock Y64202115 0 99.00 SOLE N/A NONE SEASPAN CORP COM Common Stock Y75638109 5 350.00 SOLE N/A NONE TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022 Common Stock Y8565N102 3 303.77 SOLE N/A NONE VERIGY LTD SHS ISIN#SG9999002885 Common Stock Y93691106 0 24.00 SOLE N/A NONE