0000009015-11-000017.txt : 20110728 0000009015-11-000017.hdr.sgml : 20110728 20110728152655 ACCESSION NUMBER: 0000009015-11-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110728 DATE AS OF CHANGE: 20110728 EFFECTIVENESS DATE: 20110728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 11993385 BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 13F-HR 1 mml0630201113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment: [ ] ; Amendment Number: _______ This Amendment(Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradley J. Lucido Title: Chief Compliance Officer Phone: (413) 744-7247 Signature, Place, and Date of Signing: /s/ Bradley J. Lucido, Springfield, MA July 28, 2011 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management LLC 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management, Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII), and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: 11,980 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- AMERICAN EXPRESS CO COM 025816109 253 4900 SH SOLE 4900 APPLE INC COM 037833100 101 300 SH SOLE 300 APPLE INC COM 037833100 98 291 SH SHARED-DEFINED 291 CHEVRON CORP NEW COM 166764100 51 500 SH SOLE 500 CHEVRON CORP NEW COM 166764100 156 2219 SH SHARED-DEFINED 2219 DISCOVER FINL SVCS COM 254709108 199 7450 SH SOLE 7450 EXXON MOBIL CORP COM 30231G102 493 6063 SH SOLE 6063 EXXON MOBIL CORP COM 30231G102 34 414 SH SHARED-DEFINED 414 GENERAL ELECTRIC CO COM 369604103 174 9250 SH SOLE 9250 GENERAL ELECTRIC CO COM 369604103 17 914 SH SHARED-DEFINED 914 ISHARES TR DJ SEL DIV INX 464287168 3468 65540 SH SHARED-DEFINED 65540 ISHARES TR MSCI EAFE INDEX 464287465 1473 24499 SH SHARED-DEFINED 24499 ISHARES TR RUSSELL MIDCAP 464287499 438 4009 SH SHARED-DEFINED 4009 JPMORGAN CHASE & CO COM 46625H100 276 6738 SH SOLE 6738 JPMORGAN CHASE & CO COM 46625H100 15 370 SH SHARED-DEFINED 370 JOHNSON & JOHNSON COM 478160104 207 3110 SH SOLE 3110 LOWES COS INC COM 548661107 232 9950 SH SOLE 9950 LOWES COS INC COM 548661107 8 350 SH SHARED-DEFINED 350 MASTERCARD INC CL A 57636Q104 202 670 SH SOLE 670 MICROSOFT CORP COM 594918104 237 9100 SH SOLE 9100 MICROSOFT CORP COM 594918104 25 955 SH SHARED-DEFINED 955 3M CO COM 88579Y101 235 2480 SH SOLE 2480 3M CO COM 88579Y101 13 135 SH SHARED-DEFINED 135 PAYCHEX INC COM 704326107 221 7185 SH SOLE 7185 PEPSICO INC COM 713448108 212 3007 SH SOLE 3007 PEPSICO INC COM 713448108 14 200 SH SHARED-DEFINED 200 PFIZER INC COM 717081103 169 8222 SH SOLE 8222 PFIZER INC COM 717081103 31 1523 SH SHARED-DEFINED 1523 PROCTER & GAMBLE CO COM 742718109 272 4275 SH SOLE 4275 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 201 5664 SH SHARED-DEFINED 5664 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 294 2378 SH SHARED-DEFINED 2378 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1479 8333 SH SHARED-DEFINED 8333 TRANSCANADA CORP COM 89353D107 259 5910 SH SOLE 5910 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 423 7554 SH SHARED-DEFINED 7554