0001166152-11-000004.txt : 20110812
0001166152-11-000004.hdr.sgml : 20110812
20110812170237
ACCESSION NUMBER: 0001166152-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001166152
IRS NUMBER: 731554000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10017
FILM NUMBER: 111032119
BUSINESS ADDRESS:
STREET 1: 1924 S UTICA SUITEF 1120
CITY: TULSA
STATE: OK
ZIP: 74104
BUSINESS PHONE: 9187473412
13F-HR
1
form13f063011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Prescott Group Capital Management, L.L.C.
Address: 1924 South Utica, Suite #1120
Tulsa, OK 74104
13F File Number: 28-10017
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeff Watkins
Title: President
Phone: 918-747-3412
Signature: Jeff Watkins
Place: Tulsa, Oklahoma
Date of Signing: 8/12/11
Report Type (Check only one): [X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 148
Form 13F Information Table Value Total: $464,594
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
4 KIDS ENTMT INC COM COM 350865101 386 2414209 SH SOLE 2414209
A.C. MOORE ARTS & CRAFTS COM 00086T103 574 229498 SH SOLE 229498
AIR TRANSPORT SRVS GROUP COM 00922R105 31736 4632940 SH SOLE 4632940
ALCATEL-LUCENT COM 013904305 2770 480000 SH SOLE 480000
AMER ORIENTAL BIOENGINEERING COM 028731107 4309 3881706 SH SOLE 3881706
AMERICAN EXPRESS CO COM COM 025816109 465 9000 SH SOLE 9000
AMERIGON, INC. COM 03070L300 7345 422590 SH SOLE 422590
AMERIGROUP CORP COM 03073T102 1952 27700 SH SOLE 27700
APAC CUSTOMER SERVICES, INC. COM 00185E106 799 150000 SH SOLE 150000
ASIAINFO HOLDINGS, INC. COM 04518A104 669 40420 SH SOLE 40420
BALLARD POWER SYS, INC. COM 058586108 1987 1249507 SH SOLE 1249507
BIOSCRIP, INC. COM 09069N108 6478 998084 SH SOLE 998084
BLUELINX HLDGS INC COM 09624H109 297 128650 SH SOLE 128650
BLUEPHOENIX SOLUTIONS COM M20157109 6769 5785692 SH SOLE 5785692
BUCKEYE PARTNERS, L.P. COM 118230101 3186 49350 SH SOLE 49350
BUILDERS FIRSTSOURCE COM 12008R107 7332 3410139 SH SOLE 3410139
CADENCE DESIGN SYSTEM, INC. COM 127387108 1777 168294 SH SOLE 168294
CALAMP CORP COM 128126109 827 273052 SH SOLE 273052
CALLIDUS SOFTWARE, INC. COM 13123E500 3980 680319 SH SOLE 680319
CARDICA, INC. COM 14141R101 4176 1526806 SH SOLE 1526806
CATALYST HEALTH SOLUTIONS, INC COM 14888B103 1507 27000 SH SOLE 27000
CELANESE CORP COM 150870103 2665 50000 SH SOLE 50000
CEREPLAST, INC. COM 156732307 1402 315790 SH SOLE 315790
CHECK POINT SOFTWARE ORD COM M22465104 3297 58000 SH SOLE 58000
CHINA AGRITECH, INC. COM 16937A200 307 175600 SH SOLE 175600
CHINA CERAMICS CO., LTD COM G2113X100 1369 305000 SH SOLE 305000
CHINA MARINE FOOD GROUP LTD COM 16943R106 4794 1755884 SH SOLE 1755884
CHINA VALVES TECHNOLOGY, INC. COM 169476207 4931 1517294 SH SOLE 1517294
CHINA XD PLASTICS CO., LTD. COM 16948F107 3663 869992 SH SOLE 869992
CHINDEX INTERNATIONAL, INC. COM 169467107 5214 382800 SH SOLE 382800
CLEVELAND BIOLABS INC. COM 185860103 614 180000 SH SOLE 180000
CNINSURE, INC. COM 18976M103 220 14967 SH SOLE 14967
COGNEX CORP COM 192422103 1959 55283 SH SOLE 55283
COMSTOCK HOMEBUILDING COS COM 205684103 1649 1434091 SH SOLE 1434091
COMVERSE TECHNOLOGY COM 205862402 4289 553394 SH SOLE 553394
COPART INC COM COM 217204106 266 5700 SH SOLE 5700
CPI CORPORATION COM 125902106 3117 237000 SH SOLE 237000
D R HORTON, INC. COM 23331A109 1492 129478 SH SOLE 129478
DELCATH SYSTEMS COM 24661P104 352 68200 SH SOLE 68200
DEMANDTEC, INC. COM 24802R506 7980 876948 SH SOLE 876948
DENTSPLY INTL INC NEW COM COM 249030107 259 6800 SH SOLE 6800
DIALOGIC CORPORATION COM 25250T100 2889 642006 SH SOLE 642006
DYNAVOX, INC. COM 26817F104 2229 293258 SH SOLE 293258
ENGLOBAL CORP COM 293306106 3085 1018291 SH SOLE 1018291
ENSIGN GROUP, INC. COM 29358P101 1463 48150 SH SOLE 48150
FIRST MARBLEHEAD CORP COM 320771108 16640 9401041 SH SOLE 9401041
FLANDERS CORP COM 338494107 7662 2321839 SH SOLE 2321839
FORD MOTOR CO. COM 345370860 269 19500 SH SOLE 19500
FSI INTERNATIONAL, INC. COM 302633102 1164 425000 SH SOLE 425000
FUNDTECH LTD COM M47095100 8074 404500 SH SOLE 404500
FUQI INTERNATIONAL, INC. COM 36102A207 8771 2260689 SH SOLE 2260689
FURNITURE BRANDS INTL, INC. COM 360921100 1528 369117 SH SOLE 369117
FUSHI COPPERWELD, INC. COM 36113E107 4020 701500 SH SOLE 701500
GENERAL GROWTH PROPERTIES COM 370021107 8552 512414 SH SOLE 512414
GILDAN ACTIVEWEAR, INC. COM 375916103 1407 40000 SH SOLE 40000
GLOBAL POWER EQUIP COM 37941P306 350 13190 SH SOLE 13190
GP STRATEGIES CORP COM 36225V104 2723 199370 SH SOLE 199370
GREAT ATLANTIC & PAC TEA, INC. COM 390064202 93 18550 SH SOLE 18550
GREAT WOLF RESORTS COM 391523107 1770 582125 SH SOLE 582125
GSI GROUP, INC. COM 36191C205 8777 728410 SH SOLE 728410
HARBIN ELECTRIC, INC. COM 41145W109 869 57500 SH SOLE 57500
HARDINGE, INC. COM 412324303 765 70161 SH SOLE 70161
HARRIS CORP COM 413875105 216 4800 SH SOLE 4800
HEALTHSOUTH CORP COM COM 421924309 3851 146700 SH SOLE 146700
HENRY SCHEIN, INC. COM 806407102 258 3600 SH SOLE 3600
HERTZ GLOBAL HOLDINGS COM 42805T105 833 52436 SH SOLE 52436
HURON CONSULTING GROUP, INC. COM 447462102 1208 39987 SH SOLE 39987
ICON PUB LTD CO COM 45103T107 964 40900 SH SOLE 40900
IDENTIVE GROUP, INC. COM 45170X106 130 56036 SH SOLE 56036
ISHARES BARCLAYS COM 464288646 630 6000 SH SOLE 6000
ISHARES TR S&P MIDCAP 400 COM 464287507 879 9000 SH SOLE 9000
JDA SOFTWARE GROUP COM 46612K108 860 27829 SH SOLE 27829
JINGWEI INTL LTD COM 47759G108 280 195555 SH SOLE 195555
JOHN BEAN TECHNOLOGIES CORP COM 477839104 1372 71033 SH SOLE 71033
KADANT, INC. COM 48282T104 347 11004 SH SOLE 11004
KINGOLD JEWELRY, INC. COM 49579A204 58 40000 SH SOLE 40000
KIT DIGITAL, INC. COM 482470200 867 72627 SH SOLE 72627
L J INTL COM G55312105 247 77583 SH SOLE 77583
LAKES ENTERTAINMENT, INC. COM 51206P109 30 13578 SH SOLE 13578
LEAR CORP COM 521865204 1177 22000 SH SOLE 22000
LENNAR CORP COM 526057104 2359 130000 SH SOLE 130000
MASTEC, INC. COM 576323109 870 44111 SH SOLE 44111
MEDCATH CORP COM 58404W109 487 35800 SH SOLE 35800
MERITAGE HOMES CORP COM 59001A102 293 13000 SH SOLE 13000
MIDCAP SPDRS COM 78467Y107 1668 9400 SH SOLE 9400
MINDRAY MEDICAL INTL LTD COM 602675100 841 30000 SH SOLE 30000
MITEK SYSTEMS, INC. COM 606710200 4517 627335 SH SOLE 627335
MORGAN STANLEY COM 617446448 943 41000 SH SOLE 41000
MRV COMMUNICATIONS COM 553477100 5385 3902178 SH SOLE 3902178
NAMTAI ELECTRONICS COM 629865205 3998 724348 SH SOLE 724348
NATL INSTRUMENTS CORP COM 636518102 967 32559 SH SOLE 32559
NATURES SUNSHINE PRODUCTS COM 639027101 36338 1865383 SH SOLE 1865383
NCI BUILDING SYSTEMS, INC. COM 628852204 6828 599441 SH SOLE 599441
NEWPARK RESOURCES, INC. COM 651718504 3606 397575 SH SOLE 397575
NEWPORT CORP COM 651824104 1108 61006 SH SOLE 61006
NIKE INC CL B COM 654106103 378 4200 SH SOLE 4200
OPENWAVE SYSTEMS, INC. COM 683718308 6585 2875648 SH SOLE 2875648
OPTIBASE LTD ORD COM M7524R108 2809 2006098 SH SOLE 2006098
ORACLE CORP COM COM 68389X105 250 7601 SH SOLE 7601
ORIENT PAPER, INC. COM 68619F205 1608 460674 SH SOLE 460674
ORIGIN AGRITECH LTD COM G67828106 4526 1137262 SH SOLE 1137262
PACER INTL, INC. COM 69373H106 4619 978700 SH SOLE 978700
PANSOFT COMPANY LTD COM G6891W101 415 128138 SH SOLE 128138
PARKER HANNIFIN CORP COM 701094104 269 3000 SH SOLE 3000
PENN NATIONAL GAMING COM 707569109 1240 30750 SH SOLE 30750
PHARMATHENE, INC. COM 71714G102 500 170054 SH SOLE 170054
PLUG POWER, INC. COM 72919P202 500 225000 SH SOLE 225000
POLYCOM INC COM COM 73172K104 392 6100 SH SOLE 6100
PRG-SCHULTZ INTL, INC. COM 69357C503 4654 650944 SH SOLE 650944
PULSE ELECTRONIC CORP. COM 74586W106 2046 462800 SH SOLE 462800
QKL STORES, INC. COM 74732Y105 2999 1477536 SH SOLE 1477536
QUANTUM CORP COM 747906204 1831 554898 SH SOLE 554898
RAYTHEON CO COM NEW COM 755111507 349 7000 SH SOLE 7000
RENT-A-CENTER COM 76009N100 448 14662 SH SOLE 14662
RPM INC OHIO COM COM 749685103 599 26000 SH SOLE 26000
RSC HOLDINGS, INC. COM 74972L102 1615 135000 SH SOLE 135000
SAPIENT CORPORATION COM 803062108 2560 170301 SH SOLE 170301
SATYAM COMPUTER SERVICES LTD COM 804098101 1944 525407 SH SOLE 525407
SCHLUMBERGER LTD COM COM 806857108 302 3500 SH SOLE 3500
SENOMYX, INC. COM 81724Q107 11183 2175600 SH SOLE 2175600
SHUFFLE MASTER COM 825549108 1122 119988 SH SOLE 119988
SILICON GRAPHICS INTL CORP COM 82706L108 33481 1946550 SH SOLE 1946550
SINA CORP COM G81477104 1301 12500 SH SOLE 12500
SKECHERS USA, INC. COM 830566105 1217 84064 SH SOLE 84064
SLM CORP COM 78442P106 1834 109119 SH SOLE 109119
SOUTHWEST SECS GROUP COM COM 78503N107 17592 2936967 SH SOLE 2936967
STARBUCKS CORP COM COM 855244109 430 10900 SH SOLE 10900
STEWART INFORMATION SVCS COM 860372101 10081 1005078 SH SOLE 1005078
SUNRISE SENIOR LIVING, INC. COM 86768K106 4977 522200 SH SOLE 522200
SXC HEALTH SOLUTIONS COM 78505P100 1768 30000 SH SOLE 30000
SYNERON MEDICAL COM M87245102 690 56892 SH SOLE 56892
TELEDYNE TECHNOLOGIES, INC. COM 879360105 755 15000 SH SOLE 15000
TENNECO AUTOMOTIVE, INC. COM 880349105 1829 41500 SH SOLE 41500
TRW AUTOMOTIVE HLDGS GROUP COM 87264S106 1688 28600 SH SOLE 28600
TW TELECOM, INC. COM 87311L104 1230 59914 SH SOLE 59914
UNITED TECHNOLOGIES CORP COM 913017109 478 5400 SH SOLE 5400
UTSTARCOM, INC. COM G9310A106 5507 3529846 SH SOLE 3529846
VANCE INFORMATION TECHNOLOGIES COM 921564100 411 17800 SH SOLE 17800
VICOR CORP COM 925815102 4337 268200 SH SOLE 268200
W.R. GRACE & CO. COM 38388F108 1515 33200 SH SOLE 33200
WABTEC CORP COM 929740108 1242 18900 SH SOLE 18900
WAL MART STORES INC COM COM 931142103 213 4000 SH SOLE 4000
WELLCARE HEALTH PLANS, INC. COM 94946T106 5010 97443 SH SOLE 97443
WESTERN GAS PARTNERS, L.P. COM 958254104 1877 52800 SH SOLE 52800
WHITING PETROLEUM CORP COM 966387102 1707 30000 SH SOLE 30000
WOLVERINE WORLD WIDE, INC. COM 978097103 267 6400 SH SOLE 6400
WSP HOLDINGS LTD COM 92934F104 497 552028 SH SOLE 552028
YONGYE INTERNATIONAL, INC. COM 98607B106 240 45800 SH SOLE 45800