0001011438-11-000261.txt : 20110815
0001011438-11-000261.hdr.sgml : 20110815
20110815163515
ACCESSION NUMBER: 0001011438-11-000261
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC
CENTRAL INDEX KEY: 0001029160
IRS NUMBER: 133914976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06420
FILM NUMBER: 111036920
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: (212) 872-1054
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
13F-HR
1
form_13f-soros.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Soros Fund Management LLC
Address: 888 Seventh Avenue
New York, New York 10106
Form 13F File Number: 028-06420
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jodye M. Anzalotta
Title: Assistant General Counsel
Phone: 212-320-5531
Signature, Place, and Date of Signing:
/s/ Jodye M. Anzalotta New York, New York August 15, 2011
----------------------- -------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
----------
Form 13F Information Table Entry Total: 596
----------
Form 13F Information Table Value Total: $7,110,726
----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------
1. 028-10418 George Soros
Soros Fund Management LLC
Form 13F Information Table
Quarter ended June 30, 2011
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INV. OTHER
ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISC. MGR** SOLE SHARED NONE
----------------------------- ------------- --------- --------- ---------- --- ---- -------- ----- ---- ------ ----
AAR CORP COM 000361105 $ 347 12,800 SH SOLE 1 X
ACCO BRANDS CORP COM 00081T108 $ 109 13,915 SH SOLE 1 X
A C MOORE ARTS & CRAFTS INC COM 00086T103 $ 55 22,175 SH SOLE 1 X
AGCO CORP COM 001084102 $ 370 7,500 SH SOLE 1 X
AT&T INC COM 00206R102 $ 53,664 1,708,516 SH SOLE 1 X
AT&T INC COM 00206R102 $ 13,820 440,000 SH CALL SOLE 1 X
AU OPTRONICS CORP SPONSORED ADR 002255107 $ 2,065 300,100 SH SOLE 1 X
AXT INC COM 00246W103 $ 170 20,000 SH SOLE 1 X
ACACIA RESH CORP ACACIA TCH COM 003881307 $ 57,033 1,554,468 SH SOLE 1 X
ACCURAY INC COM 004397105 $ 129 16,100 SH SOLE 1 X
ACTIVISION BLIZZARD INC COM 00507V109 $ 183 15,700 SH SOLE 1 X
ACTUATE CORP COM 00508B102 $ 142 24,200 SH SOLE 1 X
ACXIOM CORP COM 005125109 $ 131 10,000 SH SOLE 1 X
AEGERION PHARMACEUTICALS INC COM 00767E102 $ 591 37,500 SH SOLE 1 X
AEROFLEX HLDG CORP COM 007767106 $ 33,397 1,840,070 SH SOLE 1 X
AETNA INC NEW COM 00817Y108 $ 5,630 127,700 SH SOLE 1 X
AETNA INC NEW COM 00817Y108 $ 6,614 150,000 SH CALL SOLE 1 X
AFFYMAX INC COM 00826A109 $ 919 133,717 SH SOLE 1 X
AGILENT TECHNOLOGIES INC COM 00846U101 $ 12,778 250,000 SH SOLE 1 X
AGNICO EAGLE MINES LTD COM 008474108 $ 1,250 19,800 SH SOLE 1 X
AGRIUM INC COM 008916108 $ 571 6,500 SH SOLE 1 X
AIR TRANSPORT SERVICES GRP INC COM 00922R105 $ 225 32,800 SH SOLE 1 X
ALEXANDER & BALDWIN INC COM 014482103 $ 58 1,200 SH SOLE 1 X
SHARED
ALEXANDER & BALDWIN INC COM 014482103 $ 1,846 38,337 SH (OTHER) 1 X
ALLIANCE ONE INTL INC COM 018772103 $ 58 18,100 SH SOLE 1 X
ALLIED NEVADA GOLD CORP COM 019344100 $ 4,471 126,400 SH SOLE 1 X
ALLOS THERAPEUTICS INC COM 019777101 $ 869 406,000 SH SOLE 1 X
ALPHA NATURAL RESOURCES INC COM 02076X102 $ 15,904 350,000 SH SOLE 1 X
SHARED
ALTRIA GROUP INC COM 02209S103 $ 938 35,500 SH (OTHER) 1 X
AMARIN CORP PLC SPONS ADR NEW 023111206 $ 4,124 285,000 SH SOLE 1 X
AMAZON COM INC COM 023135106 $ 2,606 12,745 SH SOLE 1 X
AMEDISYS INC COM 023436108 $ 5,315 199,599 SH SOLE 1 X
AMERICAN CAP LTD COM 02503Y103 $ 233 23,500 SH SOLE 1 X
AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 $ 200 15,700 SH SOLE 1 X
AMERICAN EQTY INVT LIFE HLD CO COM 025676206 $ 182 14,300 SH SOLE 1 X
AMERICAN SCIENCE & ENGR INC COM 029429107 $ 24,326 304,081 SH SOLE 1 X
AMERISTAR CASINOS INC COM 03070Q101 $ 709 29,900 SH SOLE 1 X
AMKOR TECHNOLOGY INC COM 031652100 $ 191 31,000 SH SOLE 1 X
APPLE INC COM 037833100 $ 23,764 70,795 SH SOLE 1 X
APPLE INC COM 037833100 $ 70,491 210,000 SH CALL SOLE 1 X
APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 $ 135 15,200 SH SOLE 1 X
ARLINGTON ASSET INVT CORP CL A NEW 041356205 $ 242 7,700 SH SOLE 1 X
ARQULE INC COM 04269E107 $ 65 10,401 SH SOLE 1 X
ARRIS GROUP INC SR NT CV 2%26 04269QAC4 $ 107,368 102,255,000 PRN SOLE 1 X
ARTHROCARE CORP COM 043136100 $ 4,703 140,504 SH SOLE 1 X
ASBURY AUTOMOTIVE GROUP INC COM 043436104 $ 311 16,800 SH SOLE 1 X
ASTORIA FINL CORP COM 046265104 $ 169 13,200 SH SOLE 1 X
AURICO GOLD INC COM 05155C105 $ 1,413 128,600 SH SOLE 1 X
AURIZON MINES LTD COM 05155P106 $ 870 155,600 SH SOLE 1 X
AUTOLIV INC COM 052800109 $ 212 2,700 SH SOLE 1 X
AVEO PHARMACEUTICALS INC COM 053588109 $ 3,318 161,000 SH SOLE 1 X
AVIS BUDGET GROUP COM 053774105 $ 376 22,000 SH SOLE 1 X
SHARED
BCE INC COM NEW 05534B760 $ 747 19,000 SH (OTHER) 1 X
BPZ RESOURCES INC SR NT CV 6.5%15 055639AB4 $ 43,625 48,675,000 PRN SOLE 1 X
BAIDU INC SPON ADR REP A 056752108 $ 7,749 55,300 SH SOLE 1 X
BALLANTYNE STRONG INC COM 058516105 $ 76 16,300 SH SOLE 1 X
BALLY TECHNOLOGIES INC COM 05874B107 $ 207 5,100 SH SOLE 1 X
BARCLAYS BK PLC ETN S&P500 20 06740L170 $ 1,770 150,000 SH SOLE 1 X
BARRICK GOLD CORP COM 067901108 $ 1,465 32,300 SH SOLE 1 X
BAXTER INTL INC COM 071813109 $ 3,426 57,400 SH SOLE 1 X
BE AEROSPACE INC COM 073302101 $ 8,321 203,900 SH SOLE 1 X
BEBE STORES INC COM 075571109 $ 117 19,100 SH SOLE 1 X
BELO CORP COM SER A 080555105 $ 157 20,900 SH SOLE 1 X
BERKSHIRE HATHAWAY INC DEL CL A 084670108 $ 232 2 SH SOLE 1 X
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 $ 31 400 SH SOLE 1 X
BIOMARIN PHARMACEUTICAL INC COM 09061G101 $ 5,211 191,510 SH SOLE 1 X
SR NT CV
BLACKBOARD INC 3.25%27 091935AA4 $ 123,465 123,465,000 PRN SOLE 1 X
BLUEFLY INC COM NEW 096227301 $ 16,589 5,924,515 SH SOLE 1 X
BOEING CO COM 097023105 $ 6,831 92,400 SH SOLE 1 X
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 $ 177 15,300 SH SOLE 1 X
BRIGHAM EXPLORATION CO COM 109178103 $ 11,984 400,400 SH SOLE 1 X
BROADCOM CORP CL A 111320107 $ 8,852 263,134 SH SOLE 1 X
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 $ 586 17,600 SH SOLE 1 X
SHARED
CBOE HLDGS INC COM 12503M108 $ 713 29,001 SH (OTHER) 1 X
CIGNA CORP COM 125509109 $ 288 5,600 SH SOLE 1 X
CME GROUP INC COM 12572Q105 $ 1,750 6,000 SH SOLE 1 X
CSX CORP COM 126408103 $ 11,862 452,400 SH SOLE 1 X
CVR ENERGY INC COM 12662P108 $ 251 10,200 SH SOLE 1 X
CVS CAREMARK CORPORATION COM 126650100 $ 19,122 508,835 SH SOLE 1 X
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 $ 6,139 169,533 SH SOLE 1 X
CACI INTL INC CL A 127190304 $ 479 7,600 SH SOLE 1 X
SHARED
CADENCE DESIGN SYSTEM INC COM 127387108 $ 528 50,000 SH (OTHER) 1 X
SR NT
CADENCE DESIGN SYSTEM INC CV1.375%11 127387AD0 $ 127,289 127,608,000 PRN SOLE 1 X
CADENCE DESIGN SYSTEM INC SR NT CV 1.5%13 127387AF5 $ 101,323 103,921,000 PRN SOLE 1 X
CALLAWAY GOLF CO COM 131193104 $ 196 31,500 SH SOLE 1 X
SHARED
CAMECO CORP COM 13321L108 $ 863 32,750 SH (OTHER) 1 X
CAPLEASE INC COM 140288101 $ 216 44,000 SH SOLE 1 X
CAPITALSOURCE INC COM 14055X102 $ 261 40,500 SH SOLE 1 X
CAPITOL FED FINL INC COM 14057J101 $ 172 14,600 SH SOLE 1 X
CARDIOME PHARMA CORP COM NEW 14159U202 $ 59 13,200 SH SOLE 1 X
CAREFUSION CORP COM 14170T101 $ 250 9,200 SH SOLE 1 X
CARMIKE CINEMAS INC COM 143436400 $ 124 17,900 SH SOLE 1 X
CASUAL MALE RETAIL GRP INC COM NEW 148711302 $ 120 28,900 SH SOLE 1 X
CATERPILLAR INC DEL COM 149123101 $ 2,363 22,200 SH SOLE 1 X
CENTURYLINK INC COM 156700106 $ 18,508 457,768 SH SOLE 1 X
CEPHEID COM 15670R107 $ 204 5,900 SH SOLE 1 X
CERADYNE INC SR SUB NT CV 35 156710AA3 $ 74,965 74,085,000 PRN SOLE 1 X
CHARLES RIV LABS INTL INC COM 159864107 $ 272 6,700 SH SOLE 1 X
CHARTER COMMUNICATIONS INC DEL CL A NEW 16117M305 $ 45,841 844,843 SH SOLE 1 X
CHELSEA THERAPEUTICS INTL LTD COM 163428105 $ 177 34,800 SH SOLE 1 X
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 $ 7,780 200,000 SH SOLE 1 X
CHINA MING YANG WIND PWR GROUP SPONSORED ADR 16951C108 $ 2,091 332,456 SH SOLE 1 X
CIBER INC COM 17163B102 $ 59 10,600 SH SOLE 1 X
CIENA CORP COM NEW 171779309 $ 20 1,100 SH SOLE 1 X
SR NT CV
CIENA CORP 0.25%13 171779AB7 $ 73,810 74,934,000 PRN SOLE 1 X
CITIGROUP INC COM NEW 172967424 $ 2,690 64,600 SH SOLE 1 X
CLEARWIRE CORP NEW CL A 18538Q105 $ 3,008 795,776 SH SOLE 1 X
COCA COLA ENTERPRISES INC NEW COM 19122T109 $ 365 12,500 SH SOLE 1 X
COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 $ 3,440 46,900 SH SOLE 1 X
SHARED
COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 $ 1,951 26,600 SH (OTHER) 1 X
SHARED
COHEN & STEERS INC COM 19247A100 $ 768 23,160 SH (OTHER) 1 X
COINSTAR INC COM 19259P300 $ 17,824 326,800 SH SOLE 1 X
COMCAST CORP NEW CL A 20030N101 $ 42,317 1,669,977 SH SOLE 1 X
COMCAST CORP NEW CL A SPL 20030N200 $ 111 4,600 SH SOLE 1 X
COMPANIA DE MINAS BUENAVENTURA SPONSORED ADR 204448104 $ 414 10,900 SH SOLE 1 X
CONVERGYS CORP COM 212485106 $ 277 20,300 SH SOLE 1 X
CORN PRODS INTL INC COM 219023108 $ 315 5,700 SH SOLE 1 X
CROWN CASTLE INTL CORP COM 228227104 $ 1,831 44,900 SH SOLE 1 X
CROWN HOLDINGS INC COM 228368106 $ 206 5,300 SH SOLE 1 X
AMERICAN
CTRIP COM INTL LTD DEP SHS 22943F100 $ 1,331 30,900 SH SOLE 1 X
CUBIST PHARMACEUTICALS INC COM 229678107 $ 4,877 135,500 SH SOLE 1 X
CURTISS WRIGHT CORP COM 231561101 $ 275 8,500 SH SOLE 1 X
DCT INDUSTRIAL TRUST INC COM 233153105 $ 167 32,000 SH SOLE 1 X
DSW INC CL A 23334L102 $ 385 7,600 SH SOLE 1 X
DANAHER CORP DEL COM 235851102 $ 83,803 1,581,486 SH SOLE 1 X
DANAHER CORP DEL COM 235851102 $ 31,794 600,000 SH CALL SOLE 1 X
DANAHER CORP DEL COM 235851102 $ 5,299 100,000 SH PUT SOLE 1 X
DAVITA INC COM 23918K108 $ 43,669 504,200 SH SOLE 1 X
DELTA AIR LINES INC DEL COM NEW 247361702 $ 216 23,600 SH SOLE 1 X
DEMANDTEC INC COM NEW 24802R506 $ 7,820 859,300 SH SOLE 1 X
DENDREON CORP COM 24823Q107 $ 102,006 2,586,366 SH SOLE 1 X
DENDREON CORP COM 24823Q107 $ 9,860 250,000 SH CALL SOLE 1 X
SR NT
DENDREON CORP CV2.875%14 24823QAC1 $ 7,788 7,000,000 PRN SOLE 1 X
DEVON ENERGY CORP NEW COM 25179M103 $ 3,641 46,200 SH SOLE 1 X
DEXCOM INC COM 252131107 $ 181 12,500 SH SOLE 1 X
SR CV NT
DIODES INC 2.25%26 254543AA9 $ 102,070 101,059,000 PRN SOLE 1 X
DISH NETWORK CORP CL A 25470M109 $ 42,500 1,385,709 SH SOLE 1 X
DIRECTV COM CL A 25490A101 $ 52,510 1,033,253 SH SOLE 1 X
DIRECTV COM CL A 25490A101 $ 7,623 150,000 SH CALL SOLE 1 X
DONNELLEY R R & SONS CO COM 257867101 $ 2,010 102,500 SH SOLE 1 X
DUKE ENERGY CORP NEW COM 26441C105 $ 53 2,798 SH SOLE 1 X
SHARED
DUKE ENERGY CORP NEW COM 26441C105 $ 678 36,000 SH (OTHER) 1 X
DYNAVAX TECHNOLOGIES CORP COM 268158102 $ 182 66,100 SH SOLE 1 X
E HOUSE CHINA HLDGS LTD ADR 26852W103 $ 10,791 1,100,000 SH SOLE 1 X
E TRADE FINANCIAL CORP COM NEW 269246401 $ 9,929 719,500 SH SOLE 1 X
EARTHLINK INC COM 270321102 $ 153 19,900 SH SOLE 1 X
EATON CORP COM 278058102 $ 7,743 150,500 SH SOLE 1 X
EATON CORP COM 278058102 $ 22,124 430,000 SH CALL SOLE 1 X
EBAY INC COM 278642103 $ 287 8,900 SH SOLE 1 X
ECHOSTAR CORP CL A 278768106 $ 1,820 49,948 SH SOLE 1 X
EL PASO CORP COM 28336L109 $ 483 23,900 SH SOLE 1 X
ELAN PLC ADR 284131208 $ 4,674 411,100 SH SOLE 1 X
ELDORADO GOLD CORP NEW COM 284902103 $ 1,868 126,700 SH SOLE 1 X
EMDEON INC CL A 29084T104 $ 90,708 6,913,718 SH SOLE 1 X
EMULEX CORP COM NEW 292475209 $ 372 43,300 SH SOLE 1 X
ENSCO PLC SPONSORED ADR 29358Q109 $ 5,522 103,600 SH SOLE 1 X
EQUINIX INC COM NEW 29444U502 $ 263 2,600 SH SOLE 1 X
EVERCORE PARTNERS INC CLASS A 29977A105 $ 10,027 300,931 SH SOLE 1 X
EXAR CORP COM 300645108 $ 42,200 6,666,666 SH SOLE 1 X
SHARED
EXELON CORP COM 30161N101 $ 889 20,758 SH (OTHER) 1 X
EXETER RES CORP COM 301835104 $ 243 58,300 SH SOLE 1 X
SHARED
EXPRESS 1 EXPEDITED SOLUTIONS COM 30217Q108 $ 31 10,000 SH (OTHER) 1 X
EXPRESS SCRIPTS INC COM 302182100 $ 211 3,900 SH SOLE 1 X
EXPRESS SCRIPTS INC COM 302182100 $ 5,398 100,000 SH CALL SOLE 1 X
EXTREME NETWORKS INC COM 30226D106 $ 28,728 8,866,666 SH SOLE 1 X
FBR & CO COM 30247C301 $ 87 25,600 SH SOLE 1 X
FEDERAL MOGUL CORP COM 313549404 $ 10,851 475,300 SH SOLE 1 X
FEDEX CORP COM 31428X106 $ 11,439 120,600 SH SOLE 1 X
FEDEX CORP COM 31428X106 $ 57,859 610,000 SH CALL SOLE 1 X
FELCOR LODGING TR INC COM 31430F101 $ 126 23,700 SH SOLE 1 X
FERRO CORP COM 315405100 $ 367 27,300 SH SOLE 1 X
F5 NETWORKS INC COM 315616102 $ 22 200 SH SOLE 1 X
SHARED
F5 NETWORKS INC COM 315616102 $ 1,047 9,500 SH (OTHER) 1 X
FIRST NIAGARA FINL GP INC COM 33582V108 $ 135 10,200 SH SOLE 1 X
1ST UNITED BANCORP INC FLA COM 33740N105 $ 65 10,500 SH SOLE 1 X
FLAGSTAR BANCORP INC COM NEW 337930507 $ 17 14,000 SH SOLE 1 X
FLOW INTL CORP COM 343468104 $ 74 20,805 SH SOLE 1 X
FLOWSERVE CORP COM 34354P105 $ 4,011 36,500 SH SOLE 1 X
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 $ 3,922 126,100 SH SOLE 1 X
FOOT LOCKER INC COM 344849104 $ 162 6,800 SH SOLE 1 X
SHARED
FOOT LOCKER INC COM 344849104 $ 320 13,487 SH (OTHER) 1 X
FORCE PROTECTION INC COM NEW 345203202 $ 182 36,600 SH SOLE 1 X
FORTUNE BRANDS INC COM 349631101 $ 415 6,500 SH SOLE 1 X
FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 $ 15,918 300,900 SH SOLE 1 X
FURNITURE BRANDS INTL INC COM 360921100 $ 198 47,800 SH SOLE 1 X
FUSION-IO INC COM 36112J107 $ 1,670 55,500 SH SOLE 1 X
GEN-PROBE INC NEW COM 36866T103 $ 7,095 102,600 SH SOLE 1 X
GENERAL CABLE CORP DEL NEW COM 369300108 $ 3,372 79,200 SH SOLE 1 X
GENERAL DYNAMICS CORP COM 369550108 $ 2,459 33,000 SH SOLE 1 X
SHARED
GENERAL GROWTH PPTYS INC NEW COM 370023103 $ 701 41,998 SH (OTHER) 1 X
GENERAL MTRS CO COM 37045V100 $ 19,506 642,500 SH SOLE 1 X
GENERAL MTRS CO COM 37045V100 $ 12,144 400,000 SH CALL SOLE 1 X
GENERAL MTRS CO JR PFD CNV SRB 37045V209 $ 22,056 450,700 SH SOLE 1 X
GENESEE & WYO INC CL A 371559105 $ 10,555 180,000 SH SOLE 1 X
GENON ENERGY INC COM 37244E107 $ 146 37,772 SH SOLE 1 X
COM
GEORGIA GULF CORP PAR$0.01 NEW 373200302 $ 299 12,400 SH SOLE 1 X
GIBRALTAR INDS INC COM 374689107 $ 221 19,546 SH SOLE 1 X
GILEAD SCIENCES INC COM 375558103 $ 24,986 603,383 SH SOLE 1 X
GLEACHER & CO INC COM 377341102 $ 45 21,864 SH SOLE 1 X
GLOBAL CASH ACCESS HLDGS INC COM 378967103 $ 49 15,300 SH SOLE 1 X
GLOBAL PMTS INC COM 37940X102 $ 209 4,100 SH SOLE 1 X
GLOBAL TRAFFIC NETWORK INC COM 37947B103 $ 167 14,501 SH SOLE 1 X
GLOBAL EAGLE ACQUISITION CORP UNIT 1 000012 37951D201 $ 2,026 200,000 SH SOLE 1 X
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 $ 1,224 83,900 SH SOLE 1 X
GOLDCORP INC NEW COM 380956409 $ 1,841 38,100 SH SOLE 1 X
GOLDEN MINERALS CO COM 381119106 $ 380 21,400 SH SOLE 1 X
GOLDEN STAR RES LTD CDA COM 38119T104 $ 796 362,000 SH SOLE 1 X
GOODRICH CORP COM 382388106 $ 5,128 53,700 SH SOLE 1 X
GRACE W R & CO DEL NEW COM 38388F108 $ 228 5,000 SH SOLE 1 X
GRAND CANYON ED INC COM 38526M106 $ 149 10,500 SH SOLE 1 X
GREAT BASIN GOLD LTD COM 390124105 $ 13,956 6,677,400 SH SOLE 1 X
GREENBRIER COS INC COM 393657101 $ 14,820 750,000 SH SOLE 1 X
H & E EQUIPMENT SERVICES INC COM 404030108 $ 190 13,600 SH SOLE 1 X
HCA HOLDINGS INC COM 40412C101 $ 2,445 74,100 SH SOLE 1 X
HAEMONETICS CORP COM 405024100 $ 328 5,100 SH SOLE 1 X
HALLIBURTON CO COM 406216101 $ 2,718 53,300 SH SOLE 1 X
HARMONIC INC COM 413160102 $ 249 34,500 SH SOLE 1 X
HARVEST NATURAL RESOURCES INC COM 41754V103 $ 30,062 2,725,465 SH SOLE 1 X
HAWAIIAN HOLDINGS INC COM 419879101 $ 180 31,500 SH SOLE 1 X
HEALTHSOUTH CORP COM NEW 421924309 $ 4,199 159,954 SH SOLE 1 X
HEALTH MGMT ASSOC INC NEW CL A 421933102 $ 163 15,100 SH SOLE 1 X
HEADWATERS INC COM 42210P102 $ 101 32,399 SH SOLE 1 X
HEALTH NET INC COM 42222G108 $ 218 6,800 SH SOLE 1 X
HEALTHSPRING INC COM 42224N101 $ 6,917 150,000 SH SOLE 1 X
HEARTWARE INTL INC COM 422368100 $ 1,111 15,000 SH SOLE 1 X
HECLA MNG CO COM 422704106 $ 439 57,100 SH SOLE 1 X
HERTZ GLOBAL HOLDINGS INC COM 42805T105 $ 341 21,500 SH SOLE 1 X
HEWLETT PACKARD CO COM 428236103 $ 2,887 79,300 SH SOLE 1 X
HILL INTERNATIONAL INC COM 431466101 $ 68 11,800 SH SOLE 1 X
HOLOGIC INC COM 436440101 $ 383 19,000 SH SOLE 1 X
HOME DEPOT INC COM 437076102 $ 94 2,600 SH SOLE 1 X
HOME DEPOT INC COM 437076102 $ 5,976 165,000 SH CALL SOLE 1 X
HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 $ 4,682 122,997 SH SOLE 1 X
HOSPIRA INC COM 441060100 $ 5,677 100,200 SH SOLE 1 X
HUMANA INC COM 444859102 $ 8,070 100,200 SH SOLE 1 X
HUNTINGTON INGALLS INDS INC COM 446413106 $ 287 8,333 SH SOLE 1 X
HUNTSMAN CORP COM 447011107 $ 369 19,600 SH SOLE 1 X
IXIA COM 45071R109 $ 138 10,800 SH SOLE 1 X
ITT CORP NEW COM 450911102 $ 13,853 235,070 SH SOLE 1 X
IAMGOLD CORP COM 450913108 $ 1,216 64,800 SH SOLE 1 X
IMPERIAL HLDGS INC COM 452834104 $ 192 18,900 SH SOLE 1 X
INHIBITEX INC COM 45719T103 $ 182 46,400 SH SOLE 1 X
INLAND REAL ESTATE CORP COM NEW 457461200 $ 150 17,000 SH SOLE 1 X
INNOPHOS HOLDINGS INC COM 45774N108 $ 332 6,800 SH SOLE 1 X
INSULET CORP COM 45784P101 $ 2,796 126,100 SH SOLE 1 X
INTEGRATED DEVICE TECHNOLOGY COM 458118106 $ 378 48,100 SH SOLE 1 X
INTEGRATED SILICON SOLUTION COM 45812P107 $ 161 16,700 SH SOLE 1 X
INTEL CORP COM 458140100 $ 5,291 238,743 SH SOLE 1 X
INTERMEC INC COM 458786100 $ 137 12,400 SH SOLE 1 X
INTERNATIONAL BUSINESS MACHS COM 459200101 $ 25,801 150,400 SH SOLE 1 X
INTEROIL CORP COM 460951106 $ 232,263 3,969,622 SH SOLE 1 X
INTEROIL CORP COM 460951106 $ 17,465 298,500 SH CALL SOLE 1 X
IRIDIUM COMMUNICATIONS INC COM 46269C102 $ 142 16,400 SH SOLE 1 X
ISHARES INC MSCI BRAZIL 464286400 $ 15 200 SH SOLE 1 X
ISHARES INC MSCI BRAZIL 464286400 $ 22,005 300,000 SH PUT SOLE 1 X
ISHARES TR MSCI EAFE INDEX 464287465 $ 55,930 930,000 SH PUT SOLE 1 X
ISHARES TR MSCI EMERG MKT 464287234 $ 43 900 SH SOLE 1 X
ISHARES TR MSCI EMERG MKT 464287234 $ 54,312 1,141,000 SH PUT SOLE 1 X
ISHARES INC MSCI JAPAN 464286848 $ 8,344 800,000 SH CALL SOLE 1 X
ISHARES TR RUSSELL 2000 464287655 $ 10,350 125,000 SH SOLE 1 X
ISHARES TR RUSSELL 2000 464287655 $ 413,586 4,995,000 SH PUT SOLE 1 X
ISHARES TR RUSSELL 2000 464287655 $ 10,350 125,000 SH CALL SOLE 1 X
ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 $ 6,813 445,000 SH SOLE 1 X
SPON ADR
ITAU UNIBANCO HLDG SA REP PFD 465562106 $ 31,780 1,349,450 SH SOLE 1 X
ITC HLDGS CORP COM 465685105 $ 208 2,900 SH SOLE 1 X
IVANHOE MINES LTD COM 46579N103 $ 2,765 109,300 SH SOLE 1 X
JDS UNIPHASE CORP COM PAR $0.001 46612J507 $ 481 28,900 SH SOLE 1 X
JDS UNIPHASE CORP SR NT CV 1%26 46612JAD3 $ 139,719 136,228,000 PRN SOLE 1 X
JDA SOFTWARE GROUP INC COM 46612K108 $ 327 10,600 SH SOLE 1 X
JPMORGAN CHASE & CO COM 46625H100 $ 569 13,900 SH SOLE 1 X
JAGUAR MNG INC COM 47009M103 $ 712 148,987 SH SOLE 1 X
JAMBA INC COM 47023A101 $ 42 19,400 SH SOLE 1 X
KIT DIGITAL INC COM NEW 482470200 $ 297 24,900 SH SOLE 1 X
K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 $ 3,825 7,500,000 PRN SOLE 1 X
KEMET CORP COM NEW 488360207 $ 150 10,500 SH SOLE 1 X
KENNAMETAL INC COM 489170100 $ 203 4,800 SH SOLE 1 X
KEYCORP NEW COM 493267108 $ 97 11,700 SH SOLE 1 X
KFORCE INC COM 493732101 $ 133 10,200 SH SOLE 1 X
KINROSS GOLD CORP COM NO PAR 496902404 $ 1,014 64,200 SH SOLE 1 X
KITE RLTY GROUP TR COM 49803T102 $ 102 20,515 SH SOLE 1 X
KRAFT FOODS INC CL A 50075N104 $ 289 8,200 SH SOLE 1 X
KULICKE & SOFFA INDS INC COM 501242101 $ 173 15,500 SH SOLE 1 X
LG DISPLAY CO LTD SPONS ADR REP 50186V102 $ 236 16,800 SH SOLE 1 X
LA Z BOY INC COM 505336107 $ 194 19,700 SH SOLE 1 X
LATTICE SEMICONDUCTOR CORP COM 518415104 $ 355 54,500 SH SOLE 1 X
LAUDER ESTEE COS INC CL A 518439104 $ 221 2,100 SH SOLE 1 X
LAWSON SOFTWARE INC NEW COM 52078P102 $ 86,020 7,666,666 SH SOLE 1 X
LAWSON SOFTWARE INC NEW SR NT CV 2.5%12 52078PAA0 $ 223,161 215,095,000 PRN SOLE 1 X
LEAR CORP COM NEW 521865204 $ 556 10,400 SH SOLE 1 X
LEXINGTON REALTY TRUST COM 529043101 $ 268 29,300 SH SOLE 1 X
LIBERTY GLOBAL INC COM SER A 530555101 $ 212 4,700 SH SOLE 1 X
LIBERTY GLOBAL INC COM SER C 530555309 $ 34 800 SH SOLE 1 X
LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 $ 30,520 1,819,900 SH SOLE 1 X
LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 $ 249 2,900 SH SOLE 1 X
SHARED
LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 $ 1,007 11,744 SH (OTHER) 1 X
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 $ 11,156 148,266 SH SOLE 1 X
LIFEPOINT HOSPITALS INC COM 53219L109 $ 2,310 59,100 SH SOLE 1 X
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 $ 120 10,000 SH SOLE 1 X
LINCOLN ELEC HLDGS INC COM 533900106 $ 201 5,600 SH SOLE 1 X
LIONBRIDGE TECHNOLOGIES INC COM 536252109 $ 64 20,000 SH SOLE 1 X
LIVE NATION ENTERTAINMENT INC COM 538034109 $ 124 10,800 SH SOLE 1 X
LIZ CLAIBORNE INC COM 539320101 $ 68 12,700 SH SOLE 1 X
LOCKHEED MARTIN CORP COM 539830109 $ 3,717 45,900 SH SOLE 1 X
LORAL SPACE & COMMUNICATNS INC COM 543881106 $ 7,266 104,588 SH SOLE 1 X
LOWES COS INC COM 548661107 $ 6,946 298,000 SH SOLE 1 X
MBIA INC COM 55262C100 $ 99 11,400 SH SOLE 1 X
MACYS INC COM 55616P104 $ 17,640 603,300 SH SOLE 1 X
MACYS INC COM 55616P104 $ 2,924 100,000 SH CALL SOLE 1 X
MADDEN STEVEN LTD COM 556269108 $ 375 10,000 SH SOLE 1 X
MAG SILVER CORP COM 55903Q104 $ 321 32,100 SH SOLE 1 X
MAGNA INTL INC COM 559222401 $ 584 10,800 SH SOLE 1 X
MANPOWERGROUP INC COM 56418H100 $ 317 5,900 SH SOLE 1 X
MAP PHARMACEUTICALS INC COM 56509R108 $ 3,280 205,394 SH SOLE 1 X
MASTERCARD INC CL A 57636Q104 $ 67 222 SH SOLE 1 X
SHARED
MASTERCARD INC CL A 57636Q104 $ 1,170 3,881 SH (OTHER) 1 X
MEDICAL PPTYS TRUST INC COM 58463J304 $ 183 15,900 SH SOLE 1 X
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 $ 2,905 76,100 SH SOLE 1 X
MEDIFAST INC COM 58470H101 $ 202 8,500 SH SOLE 1 X
MERCURY COMPUTER SYS COM 589378108 $ 38,094 2,039,269 SH SOLE 1 X
METROPCS COMMUNICATIONS INC COM 591708102 $ 2,668 155,000 SH SOLE 1 X
METROPOLITAN HEALTH NETWORKS COM 592142103 $ 86 18,000 SH SOLE 1 X
MICREL INC COM 594793101 $ 163 15,400 SH SOLE 1 X
MICROSOFT CORP COM 594918104 $ 647 24,900 SH SOLE 1 X
MICROSTRATEGY INC CL A NEW 594972408 $ 57,442 353,100 SH SOLE 1 X
MICRON TECHNOLOGY INC COM 595112103 $ 67 8,900 SH SOLE 1 X
MICRON TECHNOLOGY INC SR CV 1.875%14 595112AH6 $ 18,964 19,500,000 PRN SOLE 1 X
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 $ 7,714 275,000 SH SOLE 1 X
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 $ 4,208 150,000 SH CALL SOLE 1 X
MINEFINDERS LTD COM 602900102 $ 899 69,200 SH SOLE 1 X
MINERALS TECHNOLOGIES INC COM 603158106 $ 378 5,700 SH SOLE 1 X
MIPS TECHNOLOGIES INC COM 604567107 $ 169 24,400 SH SOLE 1 X
MONOLITHIC PWR SYS INC COM 609839105 $ 313 20,300 SH SOLE 1 X
MONSANTO CO NEW COM 61166W101 $ 5,760 79,400 SH SOLE 1 X
MOODYS CORP COM 615369105 $ 2,125 55,405 SH SOLE 1 X
MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 260,685 5,662,139 SH SOLE 1 X
MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 16,450 357,300 SH CALL SOLE 1 X
MOTOROLA MOBILITY HLDGS INC COM 620097105 $ 7,166 325,134 SH SOLE 1 X
MOVE INC COM COM 62458M108 $ 325 148,500 SH SOLE 1 X
MURPHY OIL CORP COM 626717102 $ 1,248 19,000 SH SOLE 1 X
MYRIAD GENETICS INC COM 62855J104 $ 154 6,800 SH SOLE 1 X
MYRIAD GENETICS INC COM 62855J104 $ 3,407 150,000 SH PUT SOLE 1 X
NCR CORP NEW COM 62886E108 $ 196 10,400 SH SOLE 1 X
NII HLDGS INC CL B NEW 62913F201 $ 72 1,700 SH SOLE 1 X
NII HLDGS INC NT CV 3.125%12 62913FAJ1 $ 205,723 205,005,000 PRN SOLE 1 X
NPS PHARMACEUTICALS INC COM 62936P103 $ 2,599 275,000 SH SOLE 1 X
NABI BIOPHARMACEUTICALS COM 629519109 $ 101 18,800 SH SOLE 1 X
NEOGEN CORP COM 640491106 $ 2,142 47,368 SH SOLE 1 X
NETAPP INC COM 64110D104 $ 2,760 52,300 SH SOLE 1 X
SHARED
NETAPP INC COM 64110D104 $ 1,053 19,950 SH (OTHER) 1 X
NETFLIX INC COM 64110L106 $ 2,102 8,001 SH SOLE 1 X
NETSCOUT SYS INC COM 64115T104 $ 332 15,900 SH SOLE 1 X
NEUROCRINE BIOSCIENCES INC COM 64125C109 $ 188 23,400 SH SOLE 1 X
NEUSTAR INC CL A 64126X201 $ 383 14,600 SH SOLE 1 X
NEVSUN RES LTD COM 64156L101 $ 977 161,300 SH SOLE 1 X
NEW GOLD INC CDA COM 644535106 $ 1,423 137,900 SH SOLE 1 X
NEW YORK & CO INC COM 649295102 $ 150 30,300 SH SOLE 1 X
NEWMONT MINING CORP COM 651639106 $ 869 16,100 SH SOLE 1 X
NEWPORT CORP SB NT CV 2.5%12 651824AB0 $ 63,581 61,729,000 PRN SOLE 1 X
NORDION INC COM 65563C105 $ 209 19,100 SH SOLE 1 X
NORTH AMERN PALLADIUM LTD COM 656912102 $ 10,257 2,501,600 SH SOLE 1 X
NORTHERN DYNASTY MINERALS LTD COM NEW 66510M204 $ 471 46,500 SH SOLE 1 X
NORTHROP GRUMMAN CORP COM 666807102 $ 7,797 112,429 SH SOLE 1 X
NVIDIA CORP COM 67066G104 $ 4,116 258,274 SH SOLE 1 X
NUTRI SYS INC NEW COM 67069D108 $ 150 10,700 SH SOLE 1 X
NV ENERGY INC COM 67073Y106 $ 184 12,000 SH SOLE 1 X
OCCIDENTAL PETE CORP DEL COM 674599105 $ 666 6,400 SH SOLE 1 X
OCEANEERING INTL INC COM 675232102 $ 243 6,000 SH SOLE 1 X
OCLARO INC COM NEW 67555N206 $ 169 25,200 SH SOLE 1 X
OCWEN FINL CORP COM NEW 675746309 $ 235 18,400 SH SOLE 1 X
ODYSSEY MARINE EXPLORATION INC COM 676118102 $ 783 250,000 SH SOLE 1 X
OMNIVISION TECHNOLOGIES INC COM 682128103 $ 4,351 125,000 SH PUT SOLE 1 X
OMNICELL INC COM 68213N109 $ 193 12,400 SH SOLE 1 X
ON SEMICONDUCTOR CORP COM 682189105 $ 393 37,500 SH SOLE 1 X
1 800 FLOWERS COM CL A 68243Q106 $ 46 14,900 SH SOLE 1 X
OPENWAVE SYS INC COM NEW 683718308 $ 35 15,300 SH SOLE 1 X
OPNEXT INC COM 68375V105 $ 97 42,400 SH SOLE 1 X
ORACLE CORP COM 68389X105 $ 227 6,900 SH SOLE 1 X
OPTIMER PHARMACEUTICALS INC COM 68401H104 $ 121 10,200 SH SOLE 1 X
ORBITAL SCIENCES CORP SR SUB NT CV 27 685564AN6 $ 74,154 71,667,000 PRN SOLE 1 X
ORITANI FINL CORP DEL COM 68633D103 $ 143 11,200 SH SOLE 1 X
PACIFIC BIOSCIENCES CALIF INC COM 69404D108 $ 125 10,700 SH SOLE 1 X
PAETEC HOLDING CORP COM 695459107 $ 139 29,100 SH SOLE 1 X
PAN AMERICAN SILVER CORP COM 697900108 $ 877 28,400 SH SOLE 1 X
PANTRY INC COM 698657103 $ 306 16,300 SH SOLE 1 X
PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 $ 23,151 1,009,630 SH SOLE 1 X
PARK STERLING CORP COM 70086Y105 $ 78 15,700 SH SOLE 1 X
PARKER DRILLING CO COM 701081101 $ 149 25,400 SH SOLE 1 X
PATTERSON UTI ENERGY INC COM 703481101 $ 212 6,700 SH SOLE 1 X
PENGROWTH ENERGY CORP COM 70706P104 $ 328 26,000 SH SOLE 1 X
PENN NATL GAMING INC COM 707569109 $ 254 6,300 SH SOLE 1 X
PENN WEST PETE LTD NEW COM 707887105 $ 584 25,300 SH SOLE 1 X
PENNANTPARK INVT CORP COM 708062104 $ 132 11,800 SH SOLE 1 X
PENNEY J C INC COM 708160106 $ 242 7,000 SH SOLE 1 X
PEP BOYS MANNY MOE & JACK COM 713278109 $ 269 24,600 SH SOLE 1 X
PETROHAWK ENERGY CORP COM 716495106 $ 7,660 310,500 SH SOLE 1 X
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG 71654V101 $ 12 400 SH SOLE 1 X
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V408 $ 37,524 1,108,200 SH SOLE 1 X
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V408 $ 16,930 500,000 SH CALL SOLE 1 X
PFIZER INC COM 717081103 $ 11,728 569,300 SH SOLE 1 X
PHARMASSET INC COM 71715N106 $ 9,167 81,700 SH SOLE 1 X
PHILIP MORRIS INTL INC COM 718172109 $ 127 1,900 SH SOLE 1 X
SHARED
PHILIP MORRIS INTL INC COM 718172109 $ 661 9,900 SH (OTHER) 1 X
PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 $ 2,216 41,000 SH SOLE 1 X
PHOENIX COS INC NEW COM 71902E109 $ 187 76,000 SH SOLE 1 X
PLAINS EXPL& PRODTN CO COM 726505100 $ 11,581 303,800 SH SOLE 1 X
POLO RALPH LAUREN CORP CL A 731572103 $ 131,895 994,612 SH SOLE 1 X
POLO RALPH LAUREN CORP CL A 731572103 $ 13,261 100,000 SH CALL SOLE 1 X
POPULAR INC COM 733174106 $ 197 71,400 SH SOLE 1 X
POTASH CORP SASK INC COM 73755L107 $ 15,484 271,700 SH SOLE 1 X
POWERWAVE TECHNOLOGIES INC COM 739363109 $ 158 53,400 SH SOLE 1 X
POWERSECURE INTL INC COM 73936N105 $ 77 10,701 SH SOLE 1 X
PRICELINE COM INC COM NEW 741503403 $ 345 674 SH SOLE 1 X
QUALCOMM INC COM 747525103 $ 31,274 550,702 SH SOLE 1 X
QUEST SOFTWARE INC COM 74834T103 $ 332 14,600 SH SOLE 1 X
QUINSTREET INC COM 74874Q100 $ 174 13,400 SH SOLE 1 X
RPX CORP COM 74972G103 $ 987 35,200 SH SOLE 1 X
RF MICRODEVICES INC COM 749941100 $ 40,800 6,666,666 SH SOLE 1 X
SUB NT
RF MICRODEVICES INC CV0.75%12 749941AG5 $ 35,035 33,387,000 PRN SOLE 1 X
RF MICRODEVICES INC SUB NT CV 1%14 749941AJ9 $ 66,924 62,913,000 PRN SOLE 1 X
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 $ 254 20,500 SH SOLE 1 X
RANDGOLD RES LTD ADR 752344309 $ 1,353 16,100 SH SOLE 1 X
RANGE RES CORP COM 75281A109 $ 2,536 45,700 SH SOLE 1 X
RAYTHEON CO COM NEW 755111507 $ 3,124 62,659 SH SOLE 1 X
RENTRAK CORP COM 760174102 $ 3,666 206,666 SH SOLE 1 X
RESOLUTE ENERGY CORP COM 76116A108 $ 165 10,200 SH SOLE 1 X
RESOURCES CONNECTION INC COM 76122Q105 $ 125 10,400 SH SOLE 1 X
REX ENERGY CORPORATION COM 761565100 $ 150 14,600 SH SOLE 1 X
RIGEL PHARMACEUTICALS INC COM NEW 766559603 $ 133 14,500 SH SOLE 1 X
RITE AID CORP COM 767754104 $ 14 10,900 SH SOLE 1 X
ROGERS COMMUNICATIONS INC CL B 775109200 $ 590 14,900 SH SOLE 1 X
ROVI CORP COM 779376102 $ 5,746 100,171 SH SOLE 1 X
RUBY TUESDAY INC COM 781182100 $ 478 44,300 SH SOLE 1 X
SFN GROUP INC COM 784153108 $ 337 37,100 SH SOLE 1 X
SLM CORP COM 78442P106 $ 210 12,500 SH SOLE 1 X
SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 25,602 194,000 SH CALL SOLE 1 X
SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 538,965 4,084,000 SH PUT SOLE 1 X
S1 CORPORATION COM 78463B101 $ 169 22,600 SH SOLE 1 X
SPDR GOLD TRUST GOLD SHS 78463V107 $ 6,249 42,800 SH SOLE 1 X
SABA SOFTWARE INC COM NEW 784932600 $ 110 12,201 SH SOLE 1 X
SANDRIDGE ENERGY INC COM 80007P307 $ 14,924 1,400,000 SH SOLE 1 X
SANTARUS INC COM 802817304 $ 95 28,100 SH SOLE 1 X
SATCON TECHNOLOGY CORP COM 803893106 $ 4,780 2,000,000 SH SOLE 1 X
SCHWAB CHARLES CORP NEW COM 808513105 $ 5,527 336,000 SH SOLE 1 X
SCIENTIFIC GAMES CORP CL A 80874P109 $ 118 11,400 SH SOLE 1 X
SEABRIDGE GOLD INC COM 811916105 $ 531 18,900 SH SOLE 1 X
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 $ 37,240 1,000,000 SH PUT SOLE 1 X
SELECT MED HLDGS CORP COM 81619Q105 $ 108 12,200 SH SOLE 1 X
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 $ 19,688 577,700 SH SOLE 1 X
SERVICE CORP INTL COM 817565104 $ 145 12,400 SH SOLE 1 X
SHAW GROUP INC COM 820280105 $ 1,181 39,100 SH SOLE 1 X
SHORETEL INC COM 825211105 $ 120 11,800 SH SOLE 1 X
SHUTTERFLY INC COM 82568P304 $ 861 15,000 SH SOLE 1 X
SIERRA WIRELESS INC COM 826516106 $ 491 42,000 SH SOLE 1 X
SIGMA DESIGNS INC COM 826565103 $ 156 20,400 SH SOLE 1 X
SILVER STD RES INC COM 82823L106 $ 440 16,500 SH SOLE 1 X
SINCLAIR BROADCAST GROUP INC CL A 829226109 $ 371 33,800 SH SOLE 1 X
SINOTECH ENERGY LTD SPONSORED ADS 829359108 $ 3,726 900,000 SH SOLE 1 X
SIRIUS XM RADIO INC COM 82967N108 $ 2,190 1,000,000 SH SOLE 1 X
SKYWEST INC COM 830879102 $ 239 15,870 SH SOLE 1 X
SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 $ 218 38,268 SH SOLE 1 X
SMITH & WESSON HLDG CORP COM 831756101 $ 136 45,400 SH SOLE 1 X
SOLUTIA INC COM NEW 834376501 $ 336 14,700 SH SOLE 1 X
SOLTA MED INC COM 83438K103 $ 33 11,965 SH SOLE 1 X
SONIC AUTOMOTIVE INC CL A 83545G102 $ 149 10,200 SH SOLE 1 X
SOUTHERN UN CO NEW COM 844030106 $ 205 5,100 SH SOLE 1 X
SOUTHWEST AIRLS CO COM 844741108 $ 132 11,600 SH SOLE 1 X
SOUTHWEST BANCORP INC OKLA COM 844767103 $ 117 11,900 SH SOLE 1 X
SPECTRANETICS CORP COM 84760C107 $ 83 13,300 SH SOLE 1 X
SPRINT NEXTEL CORP COM SER 1 852061100 $ 5,935 1,101,089 SH SOLE 1 X
STAGE STORES INC COM NEW 85254C305 $ 198 11,800 SH SOLE 1 X
STANDARD PAC CORP NEW COM 85375C101 $ 301 89,900 SH SOLE 1 X
STANLEY BLACK & DECKER INC COM 854502101 $ 37,106 515,000 SH SOLE 1 X
STATE STR CORP COM 857477103 $ 2,264 50,200 SH SOLE 1 X
STEELCASE INC CL A 858155203 $ 149 13,100 SH SOLE 1 X
STILLWATER MNG CO COM 86074Q102 $ 7,631 346,700 SH SOLE 1 X
STONERIDGE INC COM 86183P102 $ 171 11,600 SH SOLE 1 X
SUN HEALTHCARE GROUP INC NEW COM 86677E100 $ 125 15,639 SH SOLE 1 X
SUNCOR ENERGY INC NEW COM 867224107 $ 612 15,600 SH SOLE 1 X
SUNOCO INC COM 86764P109 $ 330 7,900 SH SOLE 1 X
SUSQUEHANNA BANCSHARES INC PA COM 869099101 $ 170 21,300 SH SOLE 1 X
SYCAMORE NETWORKS INC COM NEW 871206405 $ 2,224 100,000 SH SOLE 1 X
SYMMETRY MED INC COM 871546206 $ 188 21,000 SH SOLE 1 X
SYNAPTICS INC COM 87157D109 $ 358 13,900 SH SOLE 1 X
SYNOVUS FINL CORP COM 87161C105 $ 196 94,100 SH SOLE 1 X
TD AMERITRADE HLDG CORP COM 87236Y108 $ 312 16,000 SH SOLE 1 X
THQ INC COM NEW 872443403 $ 171 47,300 SH SOLE 1 X
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 $ 201 3,400 SH SOLE 1 X
TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 $ 199 13,000 SH SOLE 1 X
TARGET CORP COM 87612E106 $ 25,922 552,600 SH SOLE 1 X
TARGET CORP COM 87612E106 $ 14,073 300,000 SH CALL SOLE 1 X
TERADATA CORP DEL COM 88076W103 $ 12,341 205,000 SH SOLE 1 X
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 1,996 41,400 SH SOLE 1 X
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 12,055 250,000 SH CALL SOLE 1 X
TESSERA TECHNOLOGIES INC COM 88164L100 $ 206 12,000 SH SOLE 1 X
TEXAS INSTRS INC COM 882508104 $ 2,249 68,504 SH SOLE 1 X
THERMO FISHER SCIENTIFIC INC COM 883556102 $ 60,340 937,100 SH SOLE 1 X
THERMO FISHER SCIENTIFIC INC COM 883556102 $ 12,878 200,000 SH CALL SOLE 1 X
TIDEWATER INC COM 886423102 $ 2,475 46,000 SH SOLE 1 X
TIME WARNER CABLE INC COM 88732J207 $ 57,986 743,031 SH SOLE 1 X
TIME WARNER CABLE INC COM 88732J207 $ 3,902 50,000 SH CALL SOLE 1 X
TIMKEN CO COM 887389104 $ 403 8,000 SH SOLE 1 X
TIVO INC COM 888706108 $ 17,522 1,702,851 SH SOLE 1 X
TRANSDIGM GROUP INC COM 893641100 $ 264 2,900 SH SOLE 1 X
TRAVELERS COMPANIES INC COM 89417E109 $ 3,088 52,900 SH SOLE 1 X
TRINITY INDS INC COM 896522109 $ 213 6,100 SH SOLE 1 X
TRIQUINT SEMICONDUCTOR INC COM 89674K103 $ 168 16,500 SH SOLE 1 X
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 $ 1,172 86,500 SH SOLE 1 X
US BANCORP DEL COM NEW 902973304 $ 3,163 124,000 SH SOLE 1 X
URS CORP NEW COM 903236107 $ 7,507 167,802 SH SOLE 1 X
U S AIRWAYS GROUP INC COM 90341W108 $ 218 24,500 SH SOLE 1 X
UMPQUA HLDGS CORP COM 904214103 $ 187 16,200 SH SOLE 1 X
UNITED RENTALS INC COM 911363109 $ 213 8,400 SH SOLE 1 X
U S ENERGY CORP WYO COM 911805109 $ 105 24,700 SH SOLE 1 X
U STORE IT TR COM 91274F104 $ 168 16,000 SH SOLE 1 X
UNITED THERAPEUTICS CORP DEL COM 91307C102 $ 5,521 100,200 SH SOLE 1 X
UNITEDHEALTH GROUP INC COM 91324P102 $ 11,028 213,800 SH SOLE 1 X
UNIVERSAL HLTH SVCS INC CL B 913903100 $ 258 5,000 SH SOLE 1 X
VAALCO ENERGY INC COM NEW 91851C201 $ 159 26,400 SH SOLE 1 X
VALEANT PHARMACEUTICALS INTL I COM 91911K102 $ 779 15,000 SH SOLE 1 X
VALUECLICK INC COM 92046N102 $ 264 15,900 SH SOLE 1 X
VANCEINFO TECHNOLOGIES INC ADR 921564100 $ 9,743 421,600 SH SOLE 1 X
VARIAN MED SYS INC COM 92220P105 $ 7,002 100,000 SH PUT SOLE 1 X
VENOCO INC COM 92275P307 $ 127 10,000 SH SOLE 1 X
SHARED
VERIFONE SYS INC COM 92342Y109 $ 377 8,500 SH (OTHER) 1 X
VERIZON COMMUNICATIONS INC COM 92343V104 $ 47,411 1,273,469 SH SOLE 1 X
VERINT SYS INC COM 92343X100 $ 11,701 315,902 SH SOLE 1 X
SR NT CV
VERIGY LTD 5.25%14 92345XAB4 $ 88,703 69,845,000 PRN SOLE 1 X
SHARED
VERISK ANALYTICS INC CL A 92345Y106 $ 704 20,335 SH (OTHER) 1 X
VIASAT INC COM 92552V100 $ 385 8,900 SH SOLE 1 X
VIACOM INC NEW CL B 92553P201 $ 4,131 81,000 SH SOLE 1 X
VIRGIN MEDIA INC COM 92769L101 $ 413 13,800 SH SOLE 1 X
VISTA GOLD CORP COM NEW 927926303 $ 316 111,534 SH SOLE 1 X
VISA INC COM CL A 92826C839 $ 345 4,100 SH SOLE 1 X
VISTEON CORP COM NEW 92839U206 $ 108,809 1,590,545 SH SOLE 1 X
VITACOST COM INC COM 92847A200 $ 61 12,700 SH SOLE 1 X
VMWARE INC CL A COM 928563402 $ 15,035 150,000 SH SOLE 1 X
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 $ 4,604 172,300 SH SOLE 1 X
VOLCANO CORPORATION COM 928645100 $ 3,374 104,500 SH SOLE 1 X
WI-LAN INC COM 928972108 $ 2,008 248,805 SH SOLE 1 X
VOYAGER OIL & GAS INC COM 92911K100 $ 4,633 1,560,000 SH SOLE 1 X
WABASH NATL CORP COM 929566107 $ 7,028 750,000 SH SOLE 1 X
WARREN RES INC COM 93564A100 $ 161 42,300 SH SOLE 1 X
WATTS WATER TECHNOLOGIES INC CL A 942749102 $ 340 9,600 SH SOLE 1 X
WEBMD HEALTH CORP COM 94770V102 $ 3,419 75,000 SH SOLE 1 X
WELLPOINT INC COM 94973V107 $ 260 3,300 SH SOLE 1 X
WELLS FARGO & CO NEW COM 949746101 $ 2,180 77,700 SH SOLE 1 X
WENDYS ARBYS GROUP INC COM 950587105 $ 398 78,500 SH SOLE 1 X
WERNER ENTERPRISES INC COM 950755108 $ 366 14,600 SH SOLE 1 X
WESCO INTL INC COM 95082P105 $ 314 5,800 SH SOLE 1 X
WESTERN ALLIANCE BANCORP COM 957638109 $ 139 19,600 SH SOLE 1 X
WESTERN DIGITAL CORP COM 958102105 $ 36,193 994,849 SH SOLE 1 X
WESTPORT INNOVATIONS INC COM NEW 960908309 $ 120,578 5,019,890 SH SOLE 1 X
WET SEAL INC CL A 961840105 $ 243 54,300 SH SOLE 1 X
WHITESTONE REIT CL B SBI 966084204 $ 190 14,900 SH SOLE 1 X
WILLIAMS COS INC DEL COM 969457100 $ 554 18,300 SH SOLE 1 X
WRIGHT MED GROUP INC COM 98235T107 $ 153 10,200 SH SOLE 1 X
XENOPORT INC COM 98411C100 $ 187 26,200 SH SOLE 1 X
XEROX CORP COM 984121103 $ 132 12,700 SH SOLE 1 X
YM BIOSCIENCES INC COM 984238105 $ 55 19,700 SH SOLE 1 X
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 $ 10,515 233,400 SH SOLE 1 X
YAHOO INC COM 984332106 $ 186 12,400 SH SOLE 1 X
YAHOO INC COM 984332106 $ 2,256 150,000 SH CALL SOLE 1 X
YOUKU COM INC SPONSORED ADR 98742U100 $ 1,731 50,400 SH SOLE 1 X
AMDOCS LTD ORD G02602103 $ 349 11,500 SH SOLE 1 X
ASSURED GUARANTY LTD COM G0585R106 $ 378 23,200 SH SOLE 1 X
AXIS CAPITAL HOLDINGS SHS G0692U109 $ 1,659 53,600 SH SOLE 1 X
CREDICORP LTD COM G2519Y108 $ 13,428 155,960 SH SOLE 1 X
EVEREST RE GROUP LTD COM G3223R108 $ 3,679 45,000 SH SOLE 1 X
FREESCALE SEMICONDUCTOR HLDG COM G3727Q101 $ 4,322 235,000 SH CALL SOLE 1 X
INGERSOLL-RAND PLC SHS G47791101 $ 1,499 33,000 SH SOLE 1 X
MAIDEN HOLDINGS LTD SHS G5753U112 $ 221 24,300 SH SOLE 1 X
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 $ 2,745 185,884 SH SOLE 1 X
PARTNERRE LTD COM G6852T105 $ 3,615 52,500 SH SOLE 1 X
SEAGATE TECHNOLOGY PLC SHS G7945M107 $ 56,945 3,523,800 SH SOLE 1 X
SEAGATE TECHNOLOGY PLC SHS G7945M107 $ 970 60,000 SH PUT SOLE 1 X
SIGNET JEWELERS LIMITED SHS G81276100 $ 800 17,100 SH SOLE 1 X
TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 $ 110 11,000 SH SOLE 1 X
VALIDUS HOLDINGS LTD COM SHS G9319H102 $ 959 31,000 SH SOLE 1 X
GOLAR LNG LTD BERMUDA SHS G9456A100 $ 28,261 810,000 SH SOLE 1 X
SHARED
WHITE MTNS INS GROUP LTD COM G9618E107 $ 1,541 3,667 SH (OTHER) 1 X
YUCHENG TECHNOLOGIES LTD COM G98777108 $ 656 200,000 SH SOLE 1 X
WEATHERFORD INTERNATIONAL LTD REG SHS H27013103 $ 8,599 458,600 SH SOLE 1 X
WEATHERFORD INTERNATIONAL LTD REG SHS H27013103 $ 2,813 150,000 SH CALL SOLE 1 X
TE CONNECTIVITY LTD REG SHS H84989104 $ 4,235 115,200 SH SOLE 1 X
ADECOAGRO S A COM L00849106 $ 295,148 26,446,938 SH SOLE 1 X
CLICKSOFTWARE TECHNOLOGIES LTD ORD M25082104 $ 13,621 1,378,666 SH SOLE 1 X
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 $ 2,542 41,800 SH SOLE 1 X
AERCAP HOLDINGS NV SHS N00985106 $ 159 12,200 SH SOLE 1 X
CNH GLOBAL N V SHS NEW N20935206 $ 325 8,400 SH SOLE 1 X
LYONDELLBASELL INDUSTRIES N V SHS - A - N53745100 $ 308 8,000 SH SOLE 1 X
SENSATA TECHNOLOGIES HLDG BV A SHS N7902X106 $ 365 9,700 SH SOLE 1 X
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 $ 207 5,500 SH SOLE 1 X
DHT HOLDINGS INC COM Y2065G105 $ 71 18,600 SH SOLE 1 X
FLEXTRONICS INTL LTD ORD Y2573F102 $ 416 64,800 SH SOLE 1 X
GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 $ 35,055 1,230,000 SH SOLE 1 X
VERIGY LTD SHS Y93691106 $ 6,986 466,666 SH SOLE 1 X
Total Fair Market Value (in thousands): $7,110,726
The following investment managers that are required to file a report pursuant to
Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)")
exercise investment discretion with respect to certain securities held in
accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal
investment manager, and certain limited partnerships in which such accounts are
directly or indirectly partners, and such managers will report such positions on
their reports:
028-14061 Bristol Investment Partners LLC
028-12212 Discovery Capital Management, LLC
028-11106 EAC Management LP
028-11685 Goodman & Company, Investment Counsel Ltd.
028-06256 Martin Currie Investment Management Ltd.
028-13693 Realm Partners LLC
028-13383 Round Table Investment Management Company, LP
028-10804 RR Partners LP
028-05395 Select Equity Group, Inc.
028-05369 Sirios Capital Management, L.P.
** Certain securities reported herein are managed by investment managers that
are not required to file a report pursuant to Section 13(f).The inclusion of
such securities herein shall not be deemed an admission that George Soros or SFM
LLC has investment discretion or voting authority over such securities.