0001140361-11-042119.txt : 20110815 0001140361-11-042119.hdr.sgml : 20110815 20110815171402 ACCESSION NUMBER: 0001140361-11-042119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF CANADA \ CENTRAL INDEX KEY: 0001000275 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11396 FILM NUMBER: 111037709 BUSINESS ADDRESS: STREET 1: P O BOX 1 STREET 2: ROYAL BANK PLAZA CITY: TORONTO STATE: A6 ZIP: 00000 BUSINESS PHONE: 4169745151 MAIL ADDRESS: STREET 1: P O BOX 6001 CITY: MONTREAL STATE: A8 ZIP: H3C 3A9 13F-HR 1 form13f.txt ROYAL BANK OF CANADA 13F-HR 6-30-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Bank of Canada Address: 200 Bay Street Royal Bank Plaza Toronto, ON CANADA M5J 2J5 Form 13F File Number: 028-11396 -------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Ingrid Versnel Title: Senior Vice-President Phone: 416-955-6442 Signature, Place, and Date of Signing: /s/ Ingrid Versnel Toronto, Ontario 8/12/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: N/A Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 17 Form 13F Information Table Entry Total: 16,604 Form 13F Information Table Value Total: $ 115,154,349 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-14116 RBC Global Asset Management Inc. (1) ---- -------------------- ---------------------------------------------------- 2 028-11273 RBC Capital Markets Arbitrage SA ---- -------------------- ---------------------------------------------------- 3 028-04069 RBC Capital Markets, LLC ---- -------------------- ---------------------------------------------------- 4 028-10228 RBC Global Asset Management (U.S.) Inc. (formerly Voyageur Asset Management Inc.) ---- -------------------- ---------------------------------------------------- 5 028-11322 RBC Dominion Securities Inc. ---- -------------------- ---------------------------------------------------- 6 028-12524 BlueBay Asset Management Ltd (formerly BlueBay Asset Management Plc) (2) ---- -------------------- ---------------------------------------------------- 7 028-11271 RBC Phillips, Hager & North Investment Counsel Inc. (Formerly, RBC Private Counsel Inc.) ---- -------------------- ---------------------------------------------------- 8 028-11454 RBC Private Counsel(USA) Inc. ---- -------------------- ---------------------------------------------------- 9 028-11393 Royal Trust Corporation of Canada ---- -------------------- ---------------------------------------------------- 10 028-12564 RBC Investment Solutions (CI) Ltd ---- -------------------- ---------------------------------------------------- 11 028-11367 Royal Bank of Canada Investment Management(UK) Limited ---- -------------------- ---------------------------------------------------- 12 028-13851 Royal Bank of Canada (Suisse) ---- -------------------- ---------------------------------------------------- 13 028-11601 RBC cees Trustee Limited (formerly Abacus Corporate Trustee Ltd. ---- -------------------- ---------------------------------------------------- 14 028-13471 RBC Trust Company (International) Limited ---- -------------------- ---------------------------------------------------- 15 028-13779 RBC Trust Company (Delaware) Limited ---- -------------------- ---------------------------------------------------- 16 028-13008 RBC Trustees (CI) Limited ---- -------------------- ---------------------------------------------------- S 028-12562 Sky Investment Counsel Inc. ---- -------------------- ---------------------------------------------------- 1 Effective November 1, 2010, RBC Asset Management Inc. and its affiliate Phillips, Hager & North Investment Management Ltd. have amalgamated and continued as one corporate entity, RBC Global Asset Management Inc. 2 In December 2010, Royal Bank of Canada completed its acquisition of BlueBay Asset Management Plc

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AAON INC COM PAR $0.004 000360206 61 2814 SH DEFINED 2 2814 0 0 AAON INC COM PAR $0.004 000360206 17 779 SH DEFINED 3 779 0 0 AAR CORP COM 000361105 45 1648 SH DEFINED 3 1648 0 0 ABB LTD SPONSORED ADR 000375204 15 568 SH DEFINED 568 0 0 ABB LTD SPONSORED ADR 000375204 188 7253 SH DEFINED 15 7253 0 0 ABB LTD SPONSORED ADR 000375204 2435 93850 SH DEFINED 3 14500 0 79350 ABB LTD SPONSORED ADR 000375204 5265 202892 SH DEFINED 5 202892 0 0 ABB LTD SPONSORED ADR 000375204 21 800 SH DEFINED 7 0 800 0 ABB LTD SPONSORED ADR 000375204 154 5950 SH DEFINED 8 5950 0 0 ABB LTD SPONSORED ADR 000375204 4328 166772 SH DEFINED 5;1 166772 0 0 ACCO BRANDS CORP COM 00081T108 20 2522 SH DEFINED 3 2288 0 234 ACCO BRANDS CORP COM 00081T108 4201 535210 SH DEFINED 4 0 283900 251310 ACNB CORP COM 000868109 9 582 SH DEFINED 3 0 0 582 A C MOORE ARTS & CRAFTS INC COM 00086T103 388 155100 SH DEFINED 3 155100 0 0 ABM INDS INC COM 000957100 196 8399 SH DEFINED 3 2199 0 6200 AEP INDS INC COM 001031103 6 199 SH DEFINED 3 199 0 0 AFC ENTERPRISES INC COM 00104Q107 17 1027 SH DEFINED 3 1027 0 0 AFLAC INC COM 001055102 24 519 SH DEFINED 519 0 0 AFLAC INC COM 001055102 10278 220174 SH DEFINED 1 220174 0 0 AFLAC INC COM 001055102 241 5156 SH DEFINED 15 5156 0 0 AFLAC INC COM 001055102 12833 274913 SH DEFINED 2 274913 0 0 AFLAC INC COM 001055102 2552 54673 SH DEFINED 3 14086 0 40587 AFLAC INC COM 001055102 5424 116200 SH DEFINED 5 116200 0 0 AFLAC INC COM 001055102 1320 28285 SH DEFINED 7 0 28285 0 AFLAC INC COM 001055102 838 17953 SH DEFINED 8 7463 10490 0 AGCO CORP COM 001084102 1 25 SH DEFINED 25 0 0 AGCO CORP COM 001084102 17 348 SH DEFINED 15 348 0 0 AGCO CORP COM 001084102 2282 46225 SH DEFINED 2 46225 0 0 AGCO CORP COM 001084102 580 11755 SH DEFINED 3 8001 0 3754 AGCO CORP COM 001084102 93 1890 SH DEFINED 5 1890 0 0 AGCO CORP NOTE 001084AM4 54 40000 PRN DEFINED 3 0 0 40000 1.250%12/1 AGIC CONV & INCOME FD COM 001190107 269 26344 SH DEFINED 3 0 0 26344 AGIC CONV & INCOME FD II COM 001191105 344 36347 SH DEFINED 3 0 0 36347 AGIC EQUITY & CONV INCOME FD COM 00119P102 533 28915 SH DEFINED 3 0 0 28915 AGIC INTL & PREM STRATEGY FD COM 00119Q100 95 6822 SH DEFINED 3 0 0 6822 AGL RES INC COM 001204106 15 364 SH DEFINED 364 0 0 AGL RES INC COM 001204106 140 3451 SH DEFINED 15 3451 0 0 AGL RES INC COM 001204106 1107 27193 SH DEFINED 2 27193 0 0 AGL RES INC COM 001204106 10841 266294 SH DEFINED 3 0 100680 165614 AGL RES INC COM 001204106 5 130 SH DEFINED 5 130 0 0 A H BELO CORP COM CL A 001282102 6 851 SH DEFINED 3 774 0 77 AES CORP COM 00130H105 4513 354249 SH DEFINED 2 354249 0 0 AES CORP COM 00130H105 12749 1000728 SH DEFINED 3 449367 0 551361 AES CORP COM 00130H105 1274 100000 PUT DEFINED 3 100000 0 0 AES CORP COM 00130H105 134 10550 SH DEFINED 5 10550 0 0 AES CORP COM 00130H105 114 8950 SH DEFINED 7 0 8950 0 AK STL HLDG CORP COM 001547108 47 3000 SH DEFINED 15 3000 0 0 AK STL HLDG CORP COM 001547108 7 432 SH DEFINED 16 432 0 0 AK STL HLDG CORP COM 001547108 719 45604 SH DEFINED 2 45604 0 0 AK STL HLDG CORP COM 001547108 1445 91706 SH DEFINED 3 14812 0 76894 AK STL HLDG CORP COM 001547108 1283 81400 PUT DEFINED 3 81400 0 0 AK STL HLDG CORP COM 001547108 1594 101131 SH DEFINED 5 101131 0 0 AK STL HLDG CORP COM 001547108 10 615 SH DEFINED 8 615 0 0 ALPS ETF TR EQUAL SEC ETF 00162Q205 9 230 SH DEFINED 3 0 0 230 ALPS ETF TR JEFF TRJ CRB 00162Q304 6271 124855 SH DEFINED 3 0 0 124855 GLO ALPS ETF TR JEFF CRB WILDC 00162Q809 8 150 SH DEFINED 3 0 0 150 ALPS ETF TR ALERIAN MLP 00162Q866 8816 549637 SH DEFINED 3 0 0 549637 ALPS ETF TR ALERIAN MLP 00162Q866 38 2400 SH DEFINED 5 2400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMAG PHARMACEUTICALS INC COM 00163U106 17 878 SH DEFINED 3 878 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 14 1642 SH DEFINED 3 1642 0 0 AMR CORP COM 001765106 2 380 SH DEFINED 15 380 0 0 AMR CORP COM 001765106 675 125000 SH DEFINED 16 125000 0 0 AMR CORP COM 001765106 33 6198 SH DEFINED 2 6198 0 0 AMR CORP COM 001765106 7001 1296546 SH DEFINED 3 652059 0 644487 AMR CORP COM 001765106 3240 600000 CALL DEFINED 3 600000 0 0 AMR CORP COM 001765106 1374 254400 PUT DEFINED 3 254400 0 0 AMR CORP NOTE 001765BC9 1 1000 PRN DEFINED 3 1000 0 0 6.250%10/1 AOL INC COM 00184X105 11 559 SH DEFINED 559 0 0 AOL INC COM 00184X105 15 780 SH DEFINED 14 780 0 0 AOL INC COM 00184X105 0 12 SH DEFINED 16 12 0 0 AOL INC COM 00184X105 775 39016 SH DEFINED 2 39016 0 0 AOL INC COM 00184X105 270 13616 SH DEFINED 3 50 0 13566 AOL INC COM 00184X105 497 25005 SH DEFINED 5 25005 0 0 AOL INC COM 00184X105 2343 117990 SH DEFINED 7 0 117990 0 AOL INC COM 00184X105 149 7501 SH DEFINED 8 0 7501 0 APAC CUSTOMER SERVICES INC COM 00185E106 133 24989 SH DEFINED 2 24989 0 0 APAC CUSTOMER SERVICES INC COM 00185E106 7 1306 SH DEFINED 3 1306 0 0 AT&T INC COM 00206R102 1348 42925 SH DEFINED 31925 11000 0 AT&T INC COM 00206R102 124037 3948968 SH DEFINED 1 3948968 0 0 AT&T INC COM 00206R102 509 16203 SH DEFINED 10 16203 0 0 AT&T INC COM 00206R102 133 4230 SH DEFINED 12 0 0 4230 AT&T INC COM 00206R102 1124 35800 SH DEFINED 14 35800 0 0 AT&T INC COM 00206R102 805 25642 SH DEFINED 15 25642 0 0 AT&T INC COM 00206R102 189 6010 SH DEFINED 16 6010 0 0 AT&T INC COM 00206R102 36782 1171029 SH DEFINED 2 1171029 0 0 AT&T INC COM 00206R102 65641 2089826 SH DEFINED 3 94572 135531 1859723 AT&T INC COM 00206R102 17266 549700 CALL DEFINED 3 549700 0 0 AT&T INC COM 00206R102 3361 107000 PUT DEFINED 3 107000 0 0 AT&T INC COM 00206R102 13210 420565 SH DEFINED 4 0 40910 379655 AT&T INC COM 00206R102 19778 629663 SH DEFINED 5 629663 0 0 AT&T INC COM 00206R102 2169 69044 SH DEFINED 7 0 69044 0 AT&T INC COM 00206R102 1742 55446 SH DEFINED 8 53471 1975 0 AT&T INC COM 00206R102 29 925 SH DEFINED 9 925 0 0 AT&T INC COM 00206R102 3 100 SH DEFINED 5;1 100 0 0 AT&T INC COM 00206R102 63442 2019816 SH SOLE 2019816 0 0 ATMI INC COM 00207R101 27 1313 SH DEFINED 3 1313 0 0 ATP OIL & GAS CORP COM 00208J108 963 62875 SH DEFINED 3 62375 0 500 ATP OIL & GAS CORP COM 00208J108 766 50000 CALL DEFINED 3 50000 0 0 ATP OIL & GAS CORP COM 00208J108 288 18800 PUT DEFINED 3 18800 0 0 ATP OIL & GAS CORP COM 00208J108 2220 145034 SH DEFINED 7 0 145034 0 ATP OIL & GAS CORP COM 00208J108 81 5310 SH DEFINED 8 0 5310 0 ATA INC SPONS ADR 00211V106 300 30015 SH DEFINED 3 0 0 30015 ARCA BIOPHARMA INC COM 00211Y100 2 1000 SH DEFINED 3 0 0 1000 AU OPTRONICS CORP SPONSORED ADR 002255107 90 13063 SH DEFINED 14 13063 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 2 280 SH DEFINED 15 280 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 418 60727 SH DEFINED 2 60727 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 92 13390 SH SOLE 13390 0 0 AVI BIOPHARMA INC COM 002346104 8 5623 SH DEFINED 3 5623 0 0 AVX CORP NEW COM 002444107 259 17000 SH DEFINED 14 17000 0 0 AVX CORP NEW COM 002444107 187 12300 SH DEFINED 16 12300 0 0 AVX CORP NEW COM 002444107 100 6562 SH DEFINED 2 6562 0 0 AVX CORP NEW COM 002444107 707 46373 SH DEFINED 5 46373 0 0 AVX CORP NEW COM 002444107 222 14546 SH DEFINED 8 14546 0 0 AXT INC COM 00246W103 286 33773 SH DEFINED 3 1326 0 32447 AZZ INC COM 002474104 38 820 SH DEFINED 3 520 0 300 AZZ INC COM 002474104 14474 316020 SH DEFINED 4 0 116100 199920 AARONS INC COM PAR $0.50 002535300 1 18 SH DEFINED 15 18 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AARONS INC COM PAR $0.50 002535300 798 28243 SH DEFINED 2 28243 0 0 AARONS INC COM PAR $0.50 002535300 319 11284 SH DEFINED 3 0 0 11284 AASTROM BIOSCIENCES INC COM NEW 00253U305 4 1500 SH DEFINED 5 1500 0 0 ABAXIS INC COM 002567105 6 210 SH DEFINED 15 210 0 0 ABAXIS INC COM 002567105 277 10147 SH DEFINED 2 10147 0 0 ABAXIS INC COM 002567105 30 1084 SH DEFINED 3 934 0 150 ABBOTT LABS COM 002824100 681 12944 SH DEFINED 12944 0 0 ABBOTT LABS COM 002824100 39339 747600 SH DEFINED 1 747600 0 0 ABBOTT LABS COM 002824100 118 2250 SH DEFINED 10 2250 0 0 ABBOTT LABS COM 002824100 250 4750 SH DEFINED 11 4750 0 0 ABBOTT LABS COM 002824100 316 6000 SH DEFINED 12 0 0 6000 ABBOTT LABS COM 002824100 132 2500 SH DEFINED 13 2500 0 0 ABBOTT LABS COM 002824100 120 2279 SH DEFINED 14 2279 0 0 ABBOTT LABS COM 002824100 537 10209 SH DEFINED 15 10209 0 0 ABBOTT LABS COM 002824100 161 3066 SH DEFINED 16 3066 0 0 ABBOTT LABS COM 002824100 38798 737329 SH DEFINED 2 737329 0 0 ABBOTT LABS COM 002824100 52775 1002952 SH DEFINED 3 20097 81019 901836 ABBOTT LABS COM 002824100 46843 890219 SH DEFINED 5 890219 0 0 ABBOTT LABS COM 002824100 1137 21600 PUT DEFINED 5 21600 0 0 ABBOTT LABS COM 002824100 2492 47367 SH DEFINED 7 0 47367 0 ABBOTT LABS COM 002824100 1692 32152 SH DEFINED 8 30542 1610 0 ABBOTT LABS COM 002824100 56 1070 SH DEFINED 9 1070 0 0 ABBOTT LABS COM 002824100 5969 113438 SH DEFINED 5;1 113438 0 0 ABBOTT LABS COM 002824100 4 70 SH SOLE 70 0 0 ABERCROMBIE & FITCH CO CL A 002896207 2 35 SH DEFINED 35 0 0 ABERCROMBIE & FITCH CO CL A 002896207 58 870 SH DEFINED 13 870 0 0 ABERCROMBIE & FITCH CO CL A 002896207 29 437 SH DEFINED 15 437 0 0 ABERCROMBIE & FITCH CO CL A 002896207 37 550 SH DEFINED 16 550 0 0 ABERCROMBIE & FITCH CO CL A 002896207 3494 52209 SH DEFINED 2 52209 0 0 ABERCROMBIE & FITCH CO CL A 002896207 6050 90410 SH DEFINED 3 90000 0 410 ABERCROMBIE & FITCH CO CL A 002896207 3354 50115 SH DEFINED 5 50115 0 0 ABERCROMBIE & FITCH CO CL A 002896207 9 140 SH DEFINED 7 0 140 0 ABERCROMBIE & FITCH CO CL A 002896207 47 700 SH DEFINED 8 700 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 337 46000 SH DEFINED 46000 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 22 3000 SH DEFINED 15 3000 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 3810 519817 SH DEFINED 3 0 0 519817 ABERDEEN ASIA PACIFIC INCOM COM 003009107 180 24564 SH DEFINED 5 24564 0 0 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 28 2244 SH DEFINED 3 0 0 2244 ABERDEEN GLOBAL INCOME FD IN COM 003013109 77 5782 SH DEFINED 3 0 0 5782 ABERDEEN ISRAEL FUND INC COM 00301L109 20 1176 SH DEFINED 3 0 0 1176 ABERDEEN ISRAEL FUND INC COM 00301L109 26 1500 SH DEFINED 5 1500 0 0 ABERDEEN EMERG MKTS TELE&INF COM 00301T102 66 3539 SH DEFINED 3 0 0 3539 ABERDEEN EMERG MKTS TELE&INF COM 00301T102 4 200 SH DEFINED 5 200 0 0 ABERDEEN CHILE FD INC COM 00301W105 1 50 SH DEFINED 16 0 50 0 ABERDEEN CHILE FD INC COM 00301W105 3 162 SH DEFINED 3 0 0 162 ABERDEEN LATIN AMER EQTY FD COM 00306K106 83 2141 SH DEFINED 3 0 0 2141 ABERDEEN LATIN AMER EQTY FD COM 00306K106 118 3031 SH DEFINED 5 3031 0 0 ABINGTON BANCORP INC COM 00350L109 9 839 SH DEFINED 3 839 0 0 ABIOMED INC COM 003654100 154 9489 SH DEFINED 2 9489 0 0 ABIOMED INC COM 003654100 21 1314 SH DEFINED 3 1314 0 0 ABITIBIBOWATER INC COM NEW 003687209 62 3077 SH DEFINED 3077 0 0 ABITIBIBOWATER INC COM NEW 003687209 102 5000 SH DEFINED 1 5000 0 0 ABITIBIBOWATER INC COM NEW 003687209 20 988 SH DEFINED 15 988 0 0 ABITIBIBOWATER INC COM NEW 003687209 136 6699 SH DEFINED 5 6699 0 0 ABOVENET INC COM 00374N107 68 963 SH DEFINED 3 963 0 0 ABOVENET INC COM 00374N107 19 275 SH DEFINED 8 275 0 0 ABRAXAS PETE CORP COM 003830106 2 500 SH DEFINED 3 0 0 500 ACACIA RESH CORP ACACIA TCH COM 003881307 1 25 SH DEFINED 15 25 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 154 4189 SH DEFINED 3 1774 0 2415 ACACIA RESH CORP ACACIA TCH COM 003881307 15604 425300 SH DEFINED 4 0 157800 267500

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ACACIA RESH CORP ACACIA TCH COM 003881307 2 55 SH DEFINED 5 55 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 1 700 SH DEFINED 7 0 700 0 ACADIA RLTY TR COM SH BEN INT 004239109 2 87 SH DEFINED 87 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 55 2715 SH DEFINED 3 1672 0 1043 ACCELRYS INC COM 00430U103 16 2297 SH DEFINED 3 2297 0 0 ACCRETIVE HEALTH INC COM 00438V103 48 1659 SH DEFINED 3 1659 0 0 ACCURAY INC COM 004397105 14 1800 SH DEFINED 15 1800 0 0 ACCURAY INC COM 004397105 31 3917 SH DEFINED 3 2836 0 1081 ACCURIDE CORP NEW COM NEW 00439T206 21 1678 SH DEFINED 3 1678 0 0 ACETO CORP COM 004446100 3 450 SH DEFINED 15 450 0 0 ACETO CORP COM 004446100 7 1104 SH DEFINED 3 1104 0 0 ACETO CORP COM 004446100 308 45839 SH DEFINED 4 0 0 45839 ACHILLION PHARMACEUTICALS IN COM 00448Q201 20 2652 SH DEFINED 3 1652 0 1000 ACI WORLDWIDE INC COM 004498101 121 3586 SH DEFINED 3 1386 0 2200 ACME PACKET INC COM 004764106 729 10400 SH DEFINED 1 10400 0 0 ACME PACKET INC COM 004764106 21 303 SH DEFINED 15 303 0 0 ACME PACKET INC COM 004764106 1366 19480 SH DEFINED 2 19480 0 0 ACME PACKET INC COM 004764106 42 600 SH DEFINED 3 0 0 600 ACORN ENERGY INC COM 004848107 65 16600 SH DEFINED 16 16600 0 0 ACORN ENERGY INC COM 004848107 473 120000 SH DEFINED 3 0 0 120000 ACORN ENERGY INC COM 004848107 265 67300 SH DEFINED 4 0 0 67300 ACORDA THERAPEUTICS INC COM 00484M106 53 1637 SH DEFINED 3 1637 0 0 ACTIVE POWER INC COM 00504W100 55 22518 SH DEFINED 3 22518 0 0 ACTIVE NETWORK INC COM 00506D100 9 510 SH DEFINED 3 510 0 0 ACTIVISION BLIZZARD INC COM 00507V109 8 708 SH DEFINED 708 0 0 ACTIVISION BLIZZARD INC COM 00507V109 16 1399 SH DEFINED 15 1399 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3557 304531 SH DEFINED 2 304531 0 0 ACTIVISION BLIZZARD INC COM 00507V109 234 20018 SH DEFINED 3 0 0 20018 ACTIVISION BLIZZARD INC COM 00507V109 17 1496 SH DEFINED 5 1496 0 0 ACTIVISION BLIZZARD INC COM 00507V109 33 2800 SH DEFINED 7 0 2800 0 ACTUATE CORP COM 00508B102 9 1490 SH DEFINED 3 1490 0 0 ACTUANT CORP CL A NEW 00508X203 1 22 SH DEFINED 15 22 0 0 ACTUANT CORP CL A NEW 00508X203 310 11548 SH DEFINED 2 11548 0 0 ACTUANT CORP CL A NEW 00508X203 110 4104 SH DEFINED 3 2845 0 1259 ACTUANT CORP CL A NEW 00508X203 10805 402736 SH DEFINED 4 0 311746 90990 ACUITY BRANDS INC COM 00508Y102 1745 31282 SH DEFINED 2 31282 0 0 ACUITY BRANDS INC COM 00508Y102 111 1996 SH DEFINED 3 1796 0 200 ACUITY BRANDS INC COM 00508Y102 11 200 SH DEFINED 5 200 0 0 ACURA PHARMACEUTICALS INC COM NEW 00509L703 2 446 SH DEFINED 3 446 0 0 ACXIOM CORP COM 005125109 25 1871 SH DEFINED 15 1871 0 0 ACXIOM CORP COM 005125109 315 23993 SH DEFINED 2 23993 0 0 ACXIOM CORP COM 005125109 45 3466 SH DEFINED 3 3366 0 100 ACXIOM CORP COM 005125109 2670 203689 SH DEFINED 4 0 158109 45580 ADAMS EXPRESS CO COM 006212104 5924 531820 SH DEFINED 3 0 0 531820 ADAMS GOLF INC COM NEW 006228209 664 89000 SH DEFINED 4 0 0 89000 ADAMS RES & ENERGY INC COM NEW 006351308 197 7734 SH DEFINED 3 0 0 7734 ADCARE HEALTH SYSTEMS INC COM NEW 00650W300 13 2000 SH DEFINED 3 0 0 2000 ADOBE SYS INC COM 00724F101 1 31 SH DEFINED 31 0 0 ADOBE SYS INC COM 00724F101 69 2201 SH DEFINED 15 2201 0 0 ADOBE SYS INC COM 00724F101 13220 420358 SH DEFINED 2 420358 0 0 ADOBE SYS INC COM 00724F101 1152 36630 SH DEFINED 3 7917 0 28713 ADOBE SYS INC COM 00724F101 2528 80396 SH DEFINED 5 80396 0 0 ADOBE SYS INC COM 00724F101 19 600 SH DEFINED 7 0 600 0 ADOBE SYS INC COM 00724F101 16 516 SH DEFINED 8 66 450 0 ADTRAN INC COM 00738A106 1637 42299 SH DEFINED 2 42299 0 0 ADTRAN INC COM 00738A106 123 3178 SH DEFINED 3 2682 0 496 ADTRAN INC COM 00738A106 6 147 SH DEFINED 5 147 0 0 ADVANCE AMER CASH ADVANCE CT COM 00739W107 54 7862 SH DEFINED 3 2285 0 5577 ADVANCE AUTO PARTS INC COM 00751Y106 282 4829 SH DEFINED 10 4829 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 87 1480 SH DEFINED 12 0 0 1480

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ADVANCE AUTO PARTS INC COM 00751Y106 184 3149 SH DEFINED 14 3149 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 99 1698 SH DEFINED 15 1698 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 3200 54714 SH DEFINED 2 54714 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 204 3488 SH DEFINED 3 0 0 3488 ADVANCE AUTO PARTS INC COM 00751Y106 10 178 SH DEFINED 5 178 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 164 2800 SH SOLE 2800 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 11 1782 SH DEFINED 3 1782 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 17 2942 SH DEFINED 15 2942 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 350 62062 SH DEFINED 2 62062 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 1 93 SH DEFINED 3 0 0 93 ADVANTEST CORP SPON ADR NEW 00762U200 2 91 SH DEFINED 15 91 0 0 ADVISORY BRD CO COM 00762W107 3 45 SH DEFINED 15 45 0 0 ADVISORY BRD CO COM 00762W107 38 657 SH DEFINED 3 657 0 0 ADVISORY BRD CO COM 00762W107 13558 234238 SH DEFINED 4 0 181338 52900 ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 1376 152019 SH DEFINED 3 0 0 152019 ADVENT CLAYMORE CV SECS & IN COM 00764C109 377 20076 SH DEFINED 3 0 0 20076 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 124 10434 SH DEFINED 3 0 0 10434 ADVANTAGE OIL & GAS LTD COM 00765F101 16 2050 SH DEFINED 2050 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 24111 3040459 SH DEFINED 1 3040459 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 3965 500000 CALL DEFINED 1 500000 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 26 3250 SH DEFINED 3 0 0 3250 ADVANTAGE OIL & GAS LTD COM 00765F101 1132 142764 SH DEFINED 5 142764 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 8 1000 SH DEFINED 7 0 1000 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4 154 SH DEFINED 154 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 11 400 SH DEFINED 15 400 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1606 58734 SH DEFINED 2 58734 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 188 6871 SH DEFINED 3 0 0 6871 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 85 3124 SH DEFINED 5 3124 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 109 4000 SH DEFINED 7 0 4000 0 AEGERION PHARMACEUTICALS INC COM 00767E102 5 320 SH DEFINED 3 320 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 972 18697 SH DEFINED 3 18697 0 0 ADVISORSHARES TR ACTIV BEAR ETF 00768Y883 23 1000 SH DEFINED 3 0 0 1000 AEROFLEX HLDG CORP COM 007767106 15 823 SH DEFINED 3 823 0 0 AEROPOSTALE COM 007865108 546 31179 SH DEFINED 2 31179 0 0 AEROPOSTALE COM 007865108 224 12801 SH DEFINED 3 3348 0 9453 AEROPOSTALE COM 007865108 167 9530 SH DEFINED 5 9530 0 0 ADVANCED MICRO DEVICES INC COM 007903107 4 621 SH DEFINED 1 621 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2099 300218 SH DEFINED 2 300218 0 0 ADVANCED MICRO DEVICES INC COM 007903107 962 137665 SH DEFINED 3 6801 0 130864 ADVANCED MICRO DEVICES INC COM 007903107 41 5845 SH DEFINED 5 5845 0 0 ADVANCED MICRO DEVICES INC COM 007903107 44 6340 SH DEFINED 7 0 6340 0 ADVANCED MICRO DEVICES INC COM 007903107 2 285 SH DEFINED 8 0 285 0 ADVANCED MICRO DEVICES INC COM 007903107 1334 190840 SH SOLE 190840 0 0 ADVANCED MICRO DEVICES INC NOTE 6.000 007903AL1 101 99000 PRN DEFINED 3 99000 0 0 AEGON N V NY REGISTRY SH 007924103 158 23292 SH DEFINED 15 23292 0 0 AEGON N V NY REGISTRY SH 007924103 1 212 SH DEFINED 16 212 0 0 AEGON N V NY REGISTRY SH 007924103 886 130245 SH DEFINED 2 130245 0 0 AEGON N V NY REGISTRY SH 007924103 465 68354 SH DEFINED 3 61349 0 7005 AEGON N V NY REGISTRY SH 007924103 27 3958 SH DEFINED 5 3958 0 0 ADVANCED ENERGY INDS COM 007973100 306 20686 SH DEFINED 3 1807 0 18879 ADVENT SOFTWARE INC COM 007974108 1 32 SH DEFINED 15 32 0 0 ADVENT SOFTWARE INC COM 007974108 177 6267 SH DEFINED 2 6267 0 0 ADVENT SOFTWARE INC COM 007974108 38 1361 SH DEFINED 3 1361 0 0 AETERNA ZENTARIS INC COM 007975204 69 31500 SH DEFINED 3 0 0 31500 AETERNA ZENTARIS INC COM 007975204 1 300 SH DEFINED 5 300 0 0 AETERNA ZENTARIS INC COM 007975204 2 1000 SH DEFINED 7 0 1000 0 AEROVIRONMENT INC COM 008073108 95 2700 SH DEFINED 2700 0 0 AEROVIRONMENT INC COM 008073108 72 2031 SH DEFINED 2 2031 0 0 AEROVIRONMENT INC COM 008073108 143 4051 SH DEFINED 3 701 0 3350 AES TR III PFD CV 6.75% 00808N202 375 7620 PRN DEFINED 3 0 0 7620

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AETNA INC NEW COM 00817Y108 19 430 SH DEFINED 430 0 0 AETNA INC NEW COM 00817Y108 14078 319300 SH DEFINED 1 319300 0 0 AETNA INC NEW COM 00817Y108 160 3638 SH DEFINED 15 3638 0 0 AETNA INC NEW COM 00817Y108 9263 210099 SH DEFINED 2 210099 0 0 AETNA INC NEW COM 00817Y108 1616 36655 SH DEFINED 3 4504 0 32151 AETNA INC NEW COM 00817Y108 224 5089 SH DEFINED 5 5089 0 0 AETNA INC NEW COM 00817Y108 53 1200 SH DEFINED 7 0 1200 0 AFFILIATED MANAGERS GROUP COM 008252108 17881 176250 SH DEFINED 1 176250 0 0 AFFILIATED MANAGERS GROUP COM 008252108 6 62 SH DEFINED 15 62 0 0 AFFILIATED MANAGERS GROUP COM 008252108 1735 17103 SH DEFINED 2 17103 0 0 AFFILIATED MANAGERS GROUP COM 008252108 88 869 SH DEFINED 3 0 0 869 AFFILIATED MANAGERS GROUP COM 008252108 15113 148970 SH DEFINED 4 0 33770 115200 AFFILIATED MANAGERS GROUP COM 008252108 15 150 SH DEFINED 8 150 0 0 AFFYMAX INC COM 00826A109 10 1468 SH DEFINED 3 1468 0 0 AFFYMETRIX INC COM 00826T108 538 67800 SH DEFINED 1 67800 0 0 AFFYMETRIX INC COM 00826T108 7 874 SH DEFINED 15 874 0 0 AFFYMETRIX INC COM 00826T108 50 6264 SH DEFINED 3 2924 0 3340 AFFYMETRIX INC COM 00826T108 4 500 SH DEFINED 5 500 0 0 AFFYMETRIX INC NOTE 3.500 00826TAG3 7 7000 PRN DEFINED 3 7000 0 0 AFFIRMATIVE INS HLDGS INC COM 008272106 94 40000 SH DEFINED 4 0 0 40000 AGFEED INDUSTRIES INC COM 00846L101 48 40000 SH DEFINED 13 40000 0 0 AGFEED INDUSTRIES INC COM 00846L101 502 414476 SH DEFINED 3 200 0 414276 AGFEED INDUSTRIES INC COM 00846L101 0 200 SH DEFINED 7 0 200 0 AGILENT TECHNOLOGIES INC COM 00846U101 2208 43200 SH DEFINED 1 43200 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 81 1582 SH DEFINED 15 1582 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 8927 174660 SH DEFINED 2 174660 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1452 28419 SH DEFINED 3 4164 0 24255 AGILENT TECHNOLOGIES INC COM 00846U101 3629 71000 CALL DEFINED 3 71000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3481 68100 PUT DEFINED 3 68100 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1011 19774 SH DEFINED 5 19774 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 8 155 SH DEFINED 7 0 155 0 AGILENT TECHNOLOGIES INC COM 00846U101 2 40 SH DEFINED 8 0 40 0 AGNICO EAGLE MINES LTD COM 008474108 277 4385 SH DEFINED 4385 0 0 AGNICO EAGLE MINES LTD COM 008474108 107033 1695439 SH DEFINED 1 1695439 0 0 AGNICO EAGLE MINES LTD COM 008474108 79 1250 SH DEFINED 14 1250 0 0 AGNICO EAGLE MINES LTD COM 008474108 1 18 SH DEFINED 15 18 0 0 AGNICO EAGLE MINES LTD COM 008474108 32 500 SH DEFINED 16 500 0 0 AGNICO EAGLE MINES LTD COM 008474108 1495 23678 SH DEFINED 3 5500 0 18178 AGNICO EAGLE MINES LTD COM 008474108 8934 141525 SH DEFINED 5 141525 0 0 AGNICO EAGLE MINES LTD COM 008474108 726 11500 CALL DEFINED 5 11500 0 0 AGNICO EAGLE MINES LTD COM 008474108 240 3800 PUT DEFINED 5 3800 0 0 AGNICO EAGLE MINES LTD COM 008474108 2091 33118 SH DEFINED 7 0 33118 0 AGNICO EAGLE MINES LTD COM 008474108 496 7858 SH DEFINED 8 6658 1200 0 AGNICO EAGLE MINES LTD COM 008474108 210 3325 SH DEFINED 9 3325 0 0 AGNICO EAGLE MINES LTD COM 008474108 53171 842244 SH SOLE 842244 0 0 AGENUS INC COM 00847G101 0 59 SH DEFINED 3 0 0 59 AGENUS INC COM 00847G101 1 1500 SH SOLE 1500 0 0 AGILYSYS INC COM 00847J105 6 742 SH DEFINED 3 742 0 0 AGILYSYS INC COM 00847J105 259 31000 SH DEFINED 4 0 0 31000 AGREE REALTY CORP COM 008492100 9 409 SH DEFINED 3 409 0 0 AGREE REALTY CORP COM 008492100 201 9000 SH DEFINED 4 0 0 9000 AGRIUM INC COM 008916108 638 7272 SH DEFINED 7272 0 0 AGRIUM INC COM 008916108 290640 3311765 SH DEFINED 1 3311765 0 0 AGRIUM INC COM 008916108 115 1315 SH DEFINED 10 1315 0 0 AGRIUM INC COM 008916108 35 400 SH DEFINED 12 0 0 400 AGRIUM INC COM 008916108 41 472 SH DEFINED 13 472 0 0 AGRIUM INC COM 008916108 29 336 SH DEFINED 15 336 0 0 AGRIUM INC COM 008916108 2638 30058 SH DEFINED 3 0 0 30058 AGRIUM INC COM 008916108 878 10000 CALL DEFINED 3 10000 0 0 AGRIUM INC COM 008916108 8600 98000 PUT DEFINED 3 98000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AGRIUM INC COM 008916108 52619 599576 SH DEFINED 5 599576 0 0 AGRIUM INC COM 008916108 5696 64900 CALL DEFINED 5 64900 0 0 AGRIUM INC COM 008916108 676 7700 PUT DEFINED 5 7700 0 0 AGRIUM INC COM 008916108 17984 204920 SH DEFINED 7 0 204920 0 AGRIUM INC COM 008916108 2079 23690 SH DEFINED 8 15470 8220 0 AGRIUM INC COM 008916108 464 5290 SH DEFINED 9 5290 0 0 AGRIUM INC COM 008916108 1482 16892 SH DEFINED 5;1 16892 0 0 AGRIUM INC COM 008916108 79901 910624 SH SOLE 910624 0 0 AGRIUM INC COM 008916108 1316 15000 CALL SOLE 15000 0 0 AGRIUM INC COM 008916108 3730 42500 PUT SOLE 42500 0 0 AIR METHODS CORP COM PAR $.06 009128307 1 18 SH DEFINED 18 0 0 AIR METHODS CORP COM PAR $.06 009128307 1 15 SH DEFINED 15 15 0 0 AIR METHODS CORP COM PAR $.06 009128307 44 594 SH DEFINED 3 470 0 124 AIR METHODS CORP COM PAR $.06 009128307 673 9000 SH DEFINED 4 0 0 9000 AIR METHODS CORP COM PAR $.06 009128307 8 102 SH DEFINED 5 102 0 0 AIR LEASE CORP CL A 00912X302 16 643 SH DEFINED 2 643 0 0 AIR LEASE CORP CL A 00912X302 16 662 SH DEFINED 3 362 0 300 AIR PRODS & CHEMS INC COM 009158106 73 760 SH DEFINED 760 0 0 AIR PRODS & CHEMS INC COM 009158106 11818 123650 SH DEFINED 1 123650 0 0 AIR PRODS & CHEMS INC COM 009158106 210 2192 SH DEFINED 10 2192 0 0 AIR PRODS & CHEMS INC COM 009158106 36 379 SH DEFINED 11 379 0 0 AIR PRODS & CHEMS INC COM 009158106 68 715 SH DEFINED 12 0 0 715 AIR PRODS & CHEMS INC COM 009158106 427 4470 SH DEFINED 15 4470 0 0 AIR PRODS & CHEMS INC COM 009158106 37 387 SH DEFINED 16 387 0 0 AIR PRODS & CHEMS INC COM 009158106 10264 107388 SH DEFINED 2 107388 0 0 AIR PRODS & CHEMS INC COM 009158106 1822 19057 SH DEFINED 3 6374 0 12683 AIR PRODS & CHEMS INC COM 009158106 2589 27084 SH DEFINED 5 27084 0 0 AIR PRODS & CHEMS INC COM 009158106 471 4925 SH DEFINED 7 0 4925 0 AIR PRODS & CHEMS INC COM 009158106 170 1779 SH DEFINED 8 1554 225 0 AIR PRODS & CHEMS INC COM 009158106 4 45 SH DEFINED 5;1 45 0 0 AIR PRODS & CHEMS INC COM 009158106 1669 17467 SH SOLE 17467 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 21 3100 SH DEFINED 14 3100 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 15 2233 SH DEFINED 3 2233 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 3506 511800 SH DEFINED 4 0 228100 283700 AIRGAS INC COM 009363102 2638 37661 SH DEFINED 2 37661 0 0 AIRGAS INC COM 009363102 3810 54401 SH DEFINED 3 788 0 53613 AIRGAS INC COM 009363102 1800 25700 SH DEFINED 4 0 4300 21400 AIRGAS INC COM 009363102 20 282 SH DEFINED 5 282 0 0 AIXTRON SE SPONSORED ADR 009606104 1 30 SH DEFINED 15 30 0 0 AIXTRON SE SPONSORED ADR 009606104 241 7051 SH DEFINED 2 7051 0 0 AIXTRON SE SPONSORED ADR 009606104 36 1050 SH DEFINED 3 0 0 1050 AKAMAI TECHNOLOGIES INC COM 00971T101 15 481 SH DEFINED 15 481 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 4527 143859 SH DEFINED 2 143859 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 628 19946 SH DEFINED 3 3217 0 16729 AKAMAI TECHNOLOGIES INC COM 00971T101 6631 210700 CALL DEFINED 3 210700 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 954 30300 SH DEFINED 4 0 5000 25300 AKAMAI TECHNOLOGIES INC COM 00971T101 66 2097 SH DEFINED 5 2097 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1274 40495 SH DEFINED 7 0 40495 0 AKAMAI TECHNOLOGIES INC COM 00971T101 49 1554 SH DEFINED 8 0 1554 0 AKORN INC COM 009728106 126 17974 SH DEFINED 3 2326 0 15648 ALAMO GROUP INC COM 011311107 7 277 SH DEFINED 3 277 0 0 ALAMO GROUP INC COM 011311107 569 24000 SH DEFINED 4 0 0 24000 ALASKA AIR GROUP INC COM 011659109 539 7875 SH DEFINED 2 7875 0 0 ALASKA AIR GROUP INC COM 011659109 324 4727 SH DEFINED 3 1486 0 3241 ALASKA AIR GROUP INC COM 011659109 2060 30093 SH DEFINED 5 30093 0 0 ALASKA AIR GROUP INC COM 011659109 122 1778 SH DEFINED 8 1778 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 50 5673 SH DEFINED 3 1873 0 3800 ALBANY INTL CORP CL A 012348108 30 1147 SH DEFINED 3 1147 0 0 ALBANY MOLECULAR RESH INC COM 012423109 4 913 SH DEFINED 3 913 0 0 ALBANY MOLECULAR RESH INC COM 012423109 164 34000 SH DEFINED 4 0 0 34000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALBEMARLE CORP COM 012653101 29119 420800 SH DEFINED 1 420800 0 0 ALBEMARLE CORP COM 012653101 16 230 SH DEFINED 15 230 0 0 ALBEMARLE CORP COM 012653101 2956 42710 SH DEFINED 2 42710 0 0 ALBEMARLE CORP COM 012653101 426 6162 SH DEFINED 3 0 0 6162 ALBEMARLE CORP COM 012653101 199 2872 SH DEFINED 5 2872 0 0 ALBEMARLE CORP COM 012653101 7 100 SH DEFINED 8 100 0 0 ALCOA INC COM 013817101 8 525 SH DEFINED 525 0 0 ALCOA INC COM 013817101 40096 2528145 SH DEFINED 1 2528145 0 0 ALCOA INC COM 013817101 112019 7063000 SH DEFINED 14 7063000 0 0 ALCOA INC COM 013817101 63 3988 SH DEFINED 15 3988 0 0 ALCOA INC COM 013817101 61 3865 SH DEFINED 16 3865 0 0 ALCOA INC COM 013817101 11260 709948 SH DEFINED 2 709948 0 0 ALCOA INC COM 013817101 12261 773048 SH DEFINED 3 227127 0 545921 ALCOA INC COM 013817101 6273 395500 CALL DEFINED 3 395500 0 0 ALCOA INC COM 013817101 2379 150000 PUT DEFINED 3 150000 0 0 ALCOA INC COM 013817101 10862 684850 SH DEFINED 4 0 151165 533685 ALCOA INC COM 013817101 4690 295700 SH DEFINED 5 295700 0 0 ALCOA INC COM 013817101 4362 275000 CALL DEFINED 5 275000 0 0 ALCOA INC COM 013817101 37 2335 SH DEFINED 7 0 2335 0 ALCOA INC COM 013817101 227 14330 SH DEFINED 8 1865 12465 0 ALCOA INC COM 013817101 331 21790 SH SOLE 21790 0 0 ALCOA INC NOTE 5.250 013817AT8 43116 17000000 PRN DEFINED 3 17000000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 35 6103 SH DEFINED 6103 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 340 58900 SH DEFINED 1 58900 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 70 12127 SH DEFINED 14 12127 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 92 15972 SH DEFINED 15 15972 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 18 3190 SH DEFINED 16 3190 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 1818 315122 SH DEFINED 2 315122 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 2091 362329 SH DEFINED 3 14749 0 347580 ALCATEL-LUCENT SPONSORED ADR 013904305 128 22201 SH DEFINED 5 22201 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 5 901 SH DEFINED 7 0 901 0 ALEXANDER & BALDWIN INC COM 014482103 1 30 SH DEFINED 30 0 0 ALEXANDER & BALDWIN INC COM 014482103 659 13679 SH DEFINED 2 13679 0 0 ALEXANDER & BALDWIN INC COM 014482103 439 9118 SH DEFINED 3 2248 0 6870 ALERE INC COM 01449J105 14 376 SH DEFINED 15 376 0 0 ALERE INC COM 01449J105 26 700 SH DEFINED 16 700 0 0 ALERE INC COM 01449J105 565 15426 SH DEFINED 2 15426 0 0 ALERE INC COM 01449J105 12 332 SH DEFINED 3 0 0 332 ALERE INC COM 01449J105 16 441 SH DEFINED 5 441 0 0 ALERE INC PERP PFD CONV 01449J204 2075 7438 PRN DEFINED 3 0 0 7438 SE ALERE INC PERP PFD CONV 01449J204 861 3087 PRN DEFINED 4 0 0 3087 SE ALERE INC PERP PFD CONV 01449J204 0 1 PRN SOLE 1 0 0 SE ALEXANDERS INC COM 014752109 50 125 SH DEFINED 2 125 0 0 ALEXANDERS INC COM 014752109 44 112 SH DEFINED 3 85 0 27 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 4 46 SH DEFINED 46 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 10390 134200 SH DEFINED 1 134200 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2258 29171 SH DEFINED 2 29171 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 19 250 SH DEFINED 3 0 0 250 ALEXION PHARMACEUTICALS INC COM 015351109 62216 1322900 SH DEFINED 1 1322900 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 705 15000 SH DEFINED 14 15000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 7 140 SH DEFINED 15 140 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1 25 SH DEFINED 16 0 25 0 ALEXION PHARMACEUTICALS INC COM 015351109 2804 59619 SH DEFINED 2 59619 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 283 6019 SH DEFINED 3 0 0 6019 ALEXION PHARMACEUTICALS INC COM 015351109 0 5 SH DEFINED 5 5 0 0 ALEXCO RESOURCE CORP COM 01535P106 36 5000 SH DEFINED 5000 0 0 ALEXCO RESOURCE CORP COM 01535P106 9808 1360400 SH DEFINED 1 1360400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALEXCO RESOURCE CORP COM 01535P106 11 1500 SH DEFINED 14 1500 0 0 ALEXCO RESOURCE CORP COM 01535P106 16 2200 SH DEFINED 16 2200 0 0 ALEXCO RESOURCE CORP COM 01535P106 67 9300 CALL DEFINED 5 9300 0 0 ALEXCO RESOURCE CORP COM 01535P106 22 3000 PUT DEFINED 5 3000 0 0 ALEXZA PHARMACEUTICALS INC COM 015384100 8 4200 SH DEFINED 3 0 0 4200 ALICO INC COM 016230104 4 147 SH DEFINED 3 147 0 0 ALIGN TECHNOLOGY INC COM 016255101 481 21100 SH DEFINED 1 21100 0 0 ALIGN TECHNOLOGY INC COM 016255101 1 55 SH DEFINED 15 55 0 0 ALIGN TECHNOLOGY INC COM 016255101 107 4713 SH DEFINED 2 4713 0 0 ALIGN TECHNOLOGY INC COM 016255101 58 2543 SH DEFINED 3 2543 0 0 ALIMERA SCIENCES INC COM 016259103 20 2465 SH DEFINED 3 465 0 2000 ALKERMES INC COM 01642T108 2 102 SH DEFINED 2 102 0 0 ALKERMES INC COM 01642T108 79 4255 SH DEFINED 3 3955 0 300 ALLEGHANY CORP DEL COM 017175100 212 636 SH DEFINED 3 0 0 636 ALLEGHENY TECHNOLOGIES INC COM 01741R102 17 260 SH DEFINED 260 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 52109 821000 SH DEFINED 1 821000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 171 2694 SH DEFINED 10 2694 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 30 465 SH DEFINED 11 465 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 55 860 SH DEFINED 12 0 0 860 ALLEGHENY TECHNOLOGIES INC COM 01741R102 64 1004 SH DEFINED 15 1004 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 30 472 SH DEFINED 16 472 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 4304 67804 SH DEFINED 2 67804 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 686 10801 SH DEFINED 3 9622 0 1179 ALLEGHENY TECHNOLOGIES INC COM 01741R102 6347 100000 PUT DEFINED 3 100000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 260 4100 SH DEFINED 4 0 0 4100 ALLEGHENY TECHNOLOGIES INC COM 01741R102 45 705 SH DEFINED 5 705 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 314 4955 SH DEFINED 7 0 4955 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 17 266 SH DEFINED 8 21 245 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1313 20690 SH SOLE 20690 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.250 01741RAD4 1615 976000 PRN DEFINED 3 976000 0 0 ALLEGIANT TRAVEL CO COM 01748X102 3 60 SH DEFINED 15 60 0 0 ALLEGIANT TRAVEL CO COM 01748X102 30 613 SH DEFINED 3 613 0 0 ALLEGIANT TRAVEL CO COM 01748X102 1 15 SH DEFINED 5 15 0 0 ALLERGAN INC COM 018490102 66 787 SH DEFINED 787 0 0 ALLERGAN INC COM 018490102 216 2600 SH DEFINED 1 2600 0 0 ALLERGAN INC COM 018490102 142 1704 SH DEFINED 10 1704 0 0 ALLERGAN INC COM 018490102 24 292 SH DEFINED 11 292 0 0 ALLERGAN INC COM 018490102 47 570 SH DEFINED 12 0 0 570 ALLERGAN INC COM 018490102 154 1853 SH DEFINED 15 1853 0 0 ALLERGAN INC COM 018490102 25 298 SH DEFINED 16 298 0 0 ALLERGAN INC COM 018490102 10693 128444 SH DEFINED 2 128444 0 0 ALLERGAN INC COM 018490102 1775 21326 SH DEFINED 3 3800 0 17526 ALLERGAN INC COM 018490102 588 7063 SH DEFINED 5 7063 0 0 ALLERGAN INC COM 018490102 267 3205 SH DEFINED 7 0 3205 0 ALLERGAN INC COM 018490102 28 340 SH DEFINED 8 200 140 0 ALLERGAN INC COM 018490102 1078 12948 SH SOLE 12948 0 0 ALLETE INC COM NEW 018522300 414 10094 SH DEFINED 3 1323 0 8771 ALLETE INC COM NEW 018522300 12 300 SH DEFINED 5 300 0 0 ALLIANCE CALIF MUN INCOME FD COM 018546101 173 13167 SH DEFINED 3 0 0 13167 ALLIANCE DATA SYSTEMS CORP COM 018581108 188 2000 SH DEFINED 1 2000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1857 19743 SH DEFINED 2 19743 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 40 426 SH DEFINED 3 0 0 426 ALLIANCE DATA SYSTEMS CORP COM 018581108 333 3543 SH SOLE 3543 0 0 ALLIANCE DATA SYSTEMS CORP NOTE 4.750 018581AC2 15585 7500000 PRN DEFINED 3 7500000 0 0 ALLIANCE DATA SYSTEMS CORP NOTE 1.750 018581AD0 108 85000 PRN DEFINED 3 85000 0 0 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 103 27123 SH DEFINED 2 27123 0 0 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 6 1515 SH DEFINED 3 1015 0 500 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 85 1700 SH DEFINED 15 1700 0 0 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 80 1611 SH DEFINED 3 0 0 1611 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 1715 127953 SH DEFINED 3 0 0 127953

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALLIANCE NEW YORK MUN INC FD COM 018714105 28 2000 SH DEFINED 3 0 0 2000 ALLIANCE ONE INTL INC COM 018772103 9 2660 SH DEFINED 2660 0 0 ALLIANCE ONE INTL INC COM 018772103 0 113 SH DEFINED 15 113 0 0 ALLIANCE ONE INTL INC COM 018772103 12 3612 SH DEFINED 3 3612 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 15 200 SH DEFINED 200 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 62 800 SH DEFINED 15 800 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 338 4370 SH DEFINED 3 0 0 4370 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 38 486 SH DEFINED 5 486 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 4058 265036 SH DEFINED 3 0 0 265036 ALLIANT ENERGY CORP COM 018802108 2253 55407 SH DEFINED 2 55407 0 0 ALLIANT ENERGY CORP COM 018802108 1211 29791 SH DEFINED 3 0 0 29791 ALLIANT TECHSYSTEMS INC COM 018804104 15 216 SH DEFINED 15 216 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 1525 21386 SH DEFINED 2 21386 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 16 225 SH DEFINED 3 0 0 225 ALLIANT TECHSYSTEMS INC COM 018804104 827 11600 SH DEFINED 4 0 1900 9700 ALLIANT TECHSYSTEMS INC COM 018804104 5 72 SH DEFINED 5 72 0 0 ALLIANT TECHSYSTEMS INC NOTE 2.750 018804AN4 907 904000 PRN DEFINED 3 904000 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 4599 582867 SH DEFINED 3 0 0 582867 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 28 3500 SH DEFINED 5 3500 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 65 3340 SH DEFINED 3340 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 10817 556445 SH DEFINED 1 556445 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 37 1893 SH DEFINED 15 1893 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 22 1150 SH DEFINED 16 1150 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 203 10440 SH DEFINED 2 10440 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 106 5478 SH DEFINED 3 0 0 5478 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 794 40830 SH DEFINED 5 40830 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 20 1041 SH DEFINED 8 1041 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 6 197 SH DEFINED 3 197 0 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228808 2 800 SH DEFINED 2 800 0 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228808 10 4473 SH DEFINED 3 0 0 4473 ALLIED IRISH BKS P L C SPON ADR ORD 019228808 4 1934 SH DEFINED 5 1934 0 0 ALLIED HEALTHCARE INTL INC COM 01923A109 319 128000 SH DEFINED 4 0 0 128000 ALLIED MOTION TECHNOLOGIES I COM 019330109 638 117000 SH DEFINED 4 0 0 117000 ALLIED NEVADA GOLD CORP COM 019344100 39631 1120475 SH DEFINED 1 1120475 0 0 ALLIED NEVADA GOLD CORP COM 019344100 22 616 SH DEFINED 3 0 0 616 ALLIED NEVADA GOLD CORP COM 019344100 831 23482 SH DEFINED 5 23482 0 0 ALLIED NEVADA GOLD CORP COM 019344100 92 2600 SH DEFINED 7 0 2600 0 ALLOS THERAPEUTICS INC COM 019777101 127 59204 SH DEFINED 2 59204 0 0 ALLOS THERAPEUTICS INC COM 019777101 7 3268 SH DEFINED 3 3268 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 62 3167 SH DEFINED 15 3167 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2321 119493 SH DEFINED 2 119493 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1467 75526 SH DEFINED 3 0 0 75526 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 10990 565919 SH DEFINED 4 0 439399 126520 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 10 517 SH DEFINED 5 517 0 0 ALLSTATE CORP COM 020002101 224 7325 SH DEFINED 7325 0 0 ALLSTATE CORP COM 020002101 41835 1370281 SH DEFINED 1 1370281 0 0 ALLSTATE CORP COM 020002101 33 1080 SH DEFINED 15 1080 0 0 ALLSTATE CORP COM 020002101 73 2400 SH DEFINED 16 2400 0 0 ALLSTATE CORP COM 020002101 6743 220868 SH DEFINED 2 220868 0 0 ALLSTATE CORP COM 020002101 13700 448755 SH DEFINED 3 91338 0 357417 ALLSTATE CORP COM 020002101 22440 735000 PUT DEFINED 3 735000 0 0 ALLSTATE CORP COM 020002101 239 7825 SH DEFINED 5 7825 0 0 ALLSTATE CORP COM 020002101 683 22385 SH DEFINED 7 0 22385 0 ALLSTATE CORP COM 020002101 346 11335 SH DEFINED 8 0 11335 0 ALMADEN MINERALS LTD COM 020283107 9783 2955500 SH DEFINED 1 2955500 0 0 ALMADEN MINERALS LTD COM 020283107 20 6000 SH DEFINED 14 6000 0 0 ALMADEN MINERALS LTD COM 020283107 16 4851 SH DEFINED 5 4851 0 0 ALMOST FAMILY INC COM 020409108 9 341 SH DEFINED 3 341 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 27 2838 SH DEFINED 2 2838 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 14 1527 SH DEFINED 3 1527 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALNYLAM PHARMACEUTICALS INC COM 02043Q107 34 3625 SH DEFINED 7 0 3625 0 ALON USA ENERGY INC COM 020520102 339 30072 SH DEFINED 2 30072 0 0 ALON USA ENERGY INC COM 020520102 5 427 SH DEFINED 3 0 0 427 ALPHA NATURAL RESOURCES INC COM 02076X102 5 118 SH DEFINED 118 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 80 1766 SH DEFINED 10 1766 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 56 1237 SH DEFINED 15 1237 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 5425 119389 SH DEFINED 2 119389 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 6622 145725 SH DEFINED 3 128355 0 17370 ALPHA NATURAL RESOURCES INC COM 02076X102 10995 241962 PUT DEFINED 3 241962 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 1268 27900 SH DEFINED 5 27900 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 7 148 SH DEFINED 8 148 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 154 3388 SH SOLE 3388 0 0 ALPHATEC HOLDINGS INC COM 02081G102 25 7237 SH DEFINED 3 2237 0 5000 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 9 1162 SH DEFINED 3 0 0 1162 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 458 63689 SH DEFINED 3 0 0 63689 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 27 4500 SH DEFINED 13 4500 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 398 65592 SH DEFINED 3 0 0 65592 ALTAIR NANOTECHNOLOGIES INC COM NEW 021373204 0 490 SH DEFINED 3 0 0 490 ALTERA CORP COM 021441100 52568 1134150 SH DEFINED 1 1134150 0 0 ALTERA CORP COM 021441100 171 3681 SH DEFINED 10 3681 0 0 ALTERA CORP COM 021441100 16 346 SH DEFINED 11 346 0 0 ALTERA CORP COM 021441100 18 378 SH DEFINED 15 378 0 0 ALTERA CORP COM 021441100 28 602 SH DEFINED 16 602 0 0 ALTERA CORP COM 021441100 12349 266421 SH DEFINED 2 266421 0 0 ALTERA CORP COM 021441100 1635 35266 SH DEFINED 3 3786 0 31480 ALTERA CORP COM 021441100 496 10693 SH DEFINED 5 10693 0 0 ALTERA CORP COM 021441100 11 233 SH DEFINED 8 233 0 0 ALTERA CORP COM 021441100 20 430 SH SOLE 430 0 0 ALTRA HOLDINGS INC COM 02208R106 5 195 SH DEFINED 15 195 0 0 ALTRA HOLDINGS INC COM 02208R106 383 15950 SH DEFINED 2 15950 0 0 ALTRA HOLDINGS INC COM 02208R106 29 1222 SH DEFINED 3 1114 0 108 ALTRA HOLDINGS INC COM 02208R106 192 8000 SH DEFINED 4 0 0 8000 ALTRIA GROUP INC COM 02209S103 1031 39042 SH DEFINED 19142 19900 0 ALTRIA GROUP INC COM 02209S103 149 5631 SH DEFINED 10 5631 0 0 ALTRIA GROUP INC COM 02209S103 108 4100 SH DEFINED 13 4100 0 0 ALTRIA GROUP INC COM 02209S103 14603 552921 SH DEFINED 14 552921 0 0 ALTRIA GROUP INC COM 02209S103 485 18357 SH DEFINED 15 18357 0 0 ALTRIA GROUP INC COM 02209S103 471 17828 SH DEFINED 16 17828 0 0 ALTRIA GROUP INC COM 02209S103 29598 1120720 SH DEFINED 2 1120720 0 0 ALTRIA GROUP INC COM 02209S103 30763 1164810 SH DEFINED 3 256482 0 908328 ALTRIA GROUP INC COM 02209S103 11029 417621 SH DEFINED 5 417621 0 0 ALTRIA GROUP INC COM 02209S103 102 3860 SH DEFINED 7 0 3860 0 ALTRIA GROUP INC COM 02209S103 663 25086 SH DEFINED 8 25086 0 0 ALTRIA GROUP INC COM 02209S103 1365 53592 SH SOLE 53592 0 0 ALUMINA LTD SPONSORED ADR 022205108 10 1043 SH DEFINED 1043 0 0 ALUMINA LTD SPONSORED ADR 022205108 22 2432 SH DEFINED 15 2432 0 0 ALUMINA LTD SPONSORED ADR 022205108 34 3696 SH DEFINED 2 3696 0 0 ALUMINA LTD SPONSORED ADR 022205108 117 12700 SH DEFINED 3 12700 0 0 ALUMINA LTD SPONSORED ADR 022205108 0 44 SH DEFINED 5 44 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 17 800 SH DEFINED 800 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 1 39 SH DEFINED 2 39 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 111 5111 SH DEFINED 3 1036 0 4075 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 3 118 SH DEFINED 5 118 0 0 ALZA CORP SDCV 7/2 02261WAB5 5 5000 PRN DEFINED 3 0 0 5000 AMARIN CORP PLC SPONS ADR NEW 023111206 635 43900 SH DEFINED 1 43900 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 2292 158400 SH DEFINED 3 150000 0 8400 AMARIN CORP PLC SPONS ADR NEW 023111206 695 48010 SH SOLE 48010 0 0 AMAZON COM INC COM 023135106 638 3122 SH DEFINED 3122 0 0 AMAZON COM INC COM 023135106 79506 388800 SH DEFINED 1 388800 0 0 AMAZON COM INC COM 023135106 34 167 SH DEFINED 13 167 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMAZON COM INC COM 023135106 299 1464 SH DEFINED 15 1464 0 0 AMAZON COM INC COM 023135106 62542 305842 SH DEFINED 2 305842 0 0 AMAZON COM INC COM 023135106 17498 85568 SH DEFINED 3 37942 0 47626 AMAZON COM INC COM 023135106 2440 11930 SH DEFINED 4 0 10915 1015 AMAZON COM INC COM 023135106 1826 8929 SH DEFINED 5 8929 0 0 AMAZON COM INC COM 023135106 19 95 SH DEFINED 7 0 95 0 AMAZON COM INC COM 023135106 97 475 SH DEFINED 8 475 0 0 AMAZON COM INC COM 023135106 98 481 SH SOLE 481 0 0 AMBASSADORS GROUP INC COM 023177108 1 75 SH DEFINED 15 75 0 0 AMBASSADORS GROUP INC COM 023177108 111 12534 SH DEFINED 3 734 0 11800 AMBOW ED HLDG LTD ADR REPSTG CL 02322P101 2 300 SH DEFINED 3 300 0 0 A AMCOL INTL CORP COM 02341W103 39 1011 SH DEFINED 3 1011 0 0 AMCOL INTL CORP COM 02341W103 2572 67400 SH DEFINED 4 0 25900 41500 AMDOCS LTD NOTE 0.500% 02342TAD1 3 4000 PRN DEFINED 3 0 0 4000 3/1 AMEDISYS INC COM 023436108 654 24553 SH DEFINED 2 24553 0 0 AMEDISYS INC COM 023436108 95 3586 SH DEFINED 3 1223 0 2363 AMEDISYS INC COM 023436108 8 282 SH DEFINED 5 282 0 0 AMERCO COM 023586100 91 946 SH DEFINED 2 946 0 0 AMERCO COM 023586100 35 359 SH DEFINED 3 359 0 0 AMEREN CORP COM 023608102 47 1624 SH DEFINED 15 1624 0 0 AMEREN CORP COM 023608102 4153 143986 SH DEFINED 2 143986 0 0 AMEREN CORP COM 023608102 3634 126016 SH DEFINED 3 2837 0 123179 AMEREN CORP COM 023608102 122 4221 SH DEFINED 5 4221 0 0 AMERESCO INC CL A 02361E108 14 1000 SH DEFINED 3 0 0 1000 AMERESCO INC CL A 02361E108 43 3000 SH DEFINED 5 3000 0 0 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 277 50275 SH DEFINED 3 0 0 50275 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1 25 SH DEFINED 25 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 32366 600700 SH DEFINED 1 600700 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 582 10800 SH DEFINED 14 10800 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 46 862 SH DEFINED 15 862 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 35 655 SH DEFINED 16 655 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5341 99134 SH DEFINED 3 88468 0 10666 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 875 16248 SH DEFINED 5 16248 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5 100 SH DEFINED 7 0 100 0 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 1 21 SH DEFINED 3 0 0 21 AMERICAN APPAREL INC COM 023850100 4 4500 SH DEFINED 5 4500 0 0 AMERICAN ASSETS TR INC COM 024013104 52 2336 SH DEFINED 3 1336 0 1000 AMERICAN ASSETS TR INC COM 024013104 206 9175 SH DEFINED 5 9175 0 0 AMERICAN ASSETS TR INC COM 024013104 26 1160 SH DEFINED 8 1160 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 5 415 SH DEFINED 15 415 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 5 420 SH DEFINED 2 420 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 284 24984 SH DEFINED 3 2769 0 22215 AMERICAN AXLE & MFG HLDGS IN COM 024061103 683 60000 CALL DEFINED 3 60000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 11 1000 SH DEFINED 5 1000 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 5 127 SH DEFINED 127 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 187 5260 SH DEFINED 3 2817 0 2443 AMERICAN CAPITAL AGENCY CORP COM 02503X105 47 1600 SH DEFINED 13 1600 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 6415 220381 SH DEFINED 3 0 0 220381 AMERICAN CAPITAL AGENCY CORP COM 02503X105 98 3354 SH DEFINED 5 3354 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1 43 SH DEFINED 8 43 0 0 AMERICAN CAP LTD COM 02503Y103 53 5329 SH DEFINED 13 5329 0 0 AMERICAN CAP LTD COM 02503Y103 13 1274 SH DEFINED 16 1274 0 0 AMERICAN CAP LTD COM 02503Y103 862 86835 SH DEFINED 3 127 0 86708 AMERICAN CAP LTD COM 02503Y103 21 2127 SH DEFINED 5 2127 0 0 AMERICAN DENTAL PARTNERS COM 025353103 8 640 SH DEFINED 3 640 0 0 AMERICAN DG ENERGY INC COM 025398108 1008 607143 SH DEFINED 13 607143 0 0 AMERICAN DG ENERGY INC COM 025398108 1 816 SH DEFINED 3 816 0 0 AMERICAN ELEC PWR INC COM 025537101 36 961 SH DEFINED 961 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMERICAN ELEC PWR INC COM 025537101 38 1000 SH DEFINED 12 0 0 1000 AMERICAN ELEC PWR INC COM 025537101 267 7075 SH DEFINED 15 7075 0 0 AMERICAN ELEC PWR INC COM 025537101 2 45 SH DEFINED 16 0 45 0 AMERICAN ELEC PWR INC COM 025537101 10285 272956 SH DEFINED 2 272956 0 0 AMERICAN ELEC PWR INC COM 025537101 10875 288624 SH DEFINED 3 36082 0 252542 AMERICAN ELEC PWR INC COM 025537101 15231 404225 SH DEFINED 4 0 92335 311890 AMERICAN ELEC PWR INC COM 025537101 9441 250559 SH DEFINED 5 250559 0 0 AMERICAN ELEC PWR INC COM 025537101 1256 33345 SH DEFINED 7 0 33345 0 AMERICAN ELEC PWR INC COM 025537101 1170 31057 SH DEFINED 8 30002 1055 0 AMERICAN ELEC PWR INC COM 025537101 2 60 SH DEFINED 5;1 60 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1758 137920 SH DEFINED 1 137920 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 84 6600 SH DEFINED 16 6600 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1145 89822 SH DEFINED 2 89822 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2437 191150 SH DEFINED 3 173648 0 17502 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2550 200000 PUT DEFINED 3 200000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2775 217680 SH DEFINED 5 217680 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 325 25570 SH DEFINED 2 25570 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 1301 102368 SH DEFINED 3 102368 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 737 58000 SH DEFINED 4 0 0 58000 AMERICAN EXPRESS CO COM 025816109 892 17245 SH DEFINED 17245 0 0 AMERICAN EXPRESS CO COM 025816109 4183 80900 SH DEFINED 1 80900 0 0 AMERICAN EXPRESS CO COM 025816109 178 3450 SH DEFINED 11 3450 0 0 AMERICAN EXPRESS CO COM 025816109 582 11260 SH DEFINED 13 11260 0 0 AMERICAN EXPRESS CO COM 025816109 776 15000 SH DEFINED 14 15000 0 0 AMERICAN EXPRESS CO COM 025816109 530 10243 SH DEFINED 15 10243 0 0 AMERICAN EXPRESS CO COM 025816109 17 320 SH DEFINED 16 200 120 0 AMERICAN EXPRESS CO COM 025816109 34629 669802 SH DEFINED 2 669802 0 0 AMERICAN EXPRESS CO COM 025816109 8814 170482 SH DEFINED 3 120711 0 49771 AMERICAN EXPRESS CO COM 025816109 17479 338094 SH DEFINED 5 338094 0 0 AMERICAN EXPRESS CO COM 025816109 2099 40600 PUT DEFINED 5 40600 0 0 AMERICAN EXPRESS CO COM 025816109 623 12045 SH DEFINED 7 0 12045 0 AMERICAN EXPRESS CO COM 025816109 1023 19790 SH DEFINED 8 9390 10400 0 AMERICAN FINL GROUP INC OHIO COM 025932104 1 31 SH DEFINED 31 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 4 110 SH DEFINED 15 110 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 2 50 SH DEFINED 16 0 50 0 AMERICAN FINL GROUP INC OHIO COM 025932104 1506 42191 SH DEFINED 3 0 0 42191 AMERICAN FINL GROUP INC OHIO COM 025932104 350 9805 SH DEFINED 5 9805 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 5 150 SH DEFINED 7 0 150 0 AMERICAN FINL GROUP INC OHIO COM 025932104 8 233 SH DEFINED 8 233 0 0 AMERICAN GREETINGS CORP CL A 026375105 2001 83250 SH DEFINED 2 83250 0 0 AMERICAN GREETINGS CORP CL A 026375105 63 2605 SH DEFINED 3 1677 0 928 AMERICAN INCOME FD INC COM 02672T109 57 7000 SH DEFINED 3 0 0 7000 AMERICAN INDEPENDENCE CORP COM NEW 026760405 435 75000 SH DEFINED 4 0 0 75000 AMERICAN INTL GROUP INC *W EXP 026874156 4 373 SH DEFINED 373 0 0 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 93 9114 SH DEFINED 14 9114 0 0 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 432 42327 SH DEFINED 3 38628 0 3699 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 1 80 SH DEFINED 5 80 0 0 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 0 8 SH DEFINED 7 0 8 0 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 0 1 SH DEFINED 8 1 0 0 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 0 4 SH DEFINED 9 4 0 0 01/19/202 AMERICAN INTL GROUP INC *W EXP 026874156 3 267 SH SOLE 267 0 0 01/19/202 AMERICAN INTL GROUP INC COM NEW 026874784 35 1200 SH DEFINED 1200 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMERICAN INTL GROUP INC COM NEW 026874784 1198 40871 SH DEFINED 14 40871 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 6417 218854 SH DEFINED 2 218854 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1390 47415 SH DEFINED 3 37610 0 9805 AMERICAN INTL GROUP INC COM NEW 026874784 1610 54900 CALL DEFINED 3 54900 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 59 2000 PUT DEFINED 3 2000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 21 702 SH DEFINED 5 702 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2 78 SH DEFINED 7 0 78 0 AMERICAN INTL GROUP INC COM NEW 026874784 0 2 SH DEFINED 8 2 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 0 8 SH DEFINED 9 8 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 771 26921 SH SOLE 26921 0 0 AMERICAN MUN INCOME PORTFOLI COM 027649102 44 3300 SH DEFINED 3 0 0 3300 AMERICAN NATL INS CO COM 028591105 40 512 SH DEFINED 2 512 0 0 AMERICAN ORIENTAL BIOENGR IN COM 028731107 1 1000 SH DEFINED 3 0 0 1000 AMERICAN PAC CORP COM 028740108 563 70200 SH DEFINED 4 0 0 70200 AMERICAN PUBLIC EDUCATION IN COM 02913V103 33 742 SH DEFINED 3 742 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 9 404 SH DEFINED 3 404 0 0 AMERICAN REPROGRAPHICS CO COM 029263100 206 29123 SH DEFINED 2 29123 0 0 AMERICAN REPROGRAPHICS CO COM 029263100 11 1536 SH DEFINED 3 1536 0 0 AMERICAN RIVER BANKSHARES COM 029326105 2 300 SH DEFINED 3 0 0 300 AMERICAN SCIENCE & ENGR INC COM 029429107 64 800 SH DEFINED 800 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 5 59 SH DEFINED 15 59 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 23 290 SH DEFINED 2 290 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 78 977 SH DEFINED 3 377 0 600 AMERICAN SCIENCE & ENGR INC COM 029429107 2467 30840 SH DEFINED 4 0 11600 19240 AMERICAN SELECT PORTFOLIO IN COM 029570108 61 5640 SH DEFINED 3 0 0 5640 AMERICAN SHARED HOSPITAL SVC COM 029595105 35 11000 SH DEFINED 4 0 0 11000 AMERICAN SOFTWARE INC CL A 029683109 49 5942 SH DEFINED 3 942 0 5000 AMERICAN STS WTR CO COM 029899101 1 40 SH DEFINED 15 40 0 0 AMERICAN STS WTR CO COM 029899101 304 8762 SH DEFINED 3 774 0 7988 AMERICAN STS WTR CO COM 029899101 312 9000 SH DEFINED 4 0 0 9000 AMERICAN STS WTR CO COM 029899101 416 12000 SH DEFINED 5 12000 0 0 AMERICAN STS WTR CO COM 029899101 752 21700 SH DEFINED 8 21700 0 0 AMERICAN TOWER CORP CL A 029912201 1411 26970 SH DEFINED 26970 0 0 AMERICAN TOWER CORP CL A 029912201 38682 739200 SH DEFINED 1 739200 0 0 AMERICAN TOWER CORP CL A 029912201 250 4772 SH DEFINED 10 4772 0 0 AMERICAN TOWER CORP CL A 029912201 271 5174 SH DEFINED 11 5174 0 0 AMERICAN TOWER CORP CL A 029912201 38 720 SH DEFINED 12 0 0 720 AMERICAN TOWER CORP CL A 029912201 182 3481 SH DEFINED 15 3481 0 0 AMERICAN TOWER CORP CL A 029912201 20 381 SH DEFINED 16 381 0 0 AMERICAN TOWER CORP CL A 029912201 10456 199802 SH DEFINED 2 199802 0 0 AMERICAN TOWER CORP CL A 029912201 8073 154280 SH DEFINED 3 102196 4879 47205 AMERICAN TOWER CORP CL A 029912201 1431 27355 SH DEFINED 4 0 24935 2420 AMERICAN TOWER CORP CL A 029912201 19192 366741 SH DEFINED 5 366741 0 0 AMERICAN TOWER CORP CL A 029912201 1226 23435 SH DEFINED 7 0 23435 0 AMERICAN TOWER CORP CL A 029912201 845 16153 SH DEFINED 8 15543 610 0 AMERICAN TOWER CORP CL A 029912201 70 1330 SH DEFINED 9 1330 0 0 AMERICAN TOWER CORP CL A 029912201 7842 149850 SH DEFINED 5;1 149850 0 0 AMERICAN TOWER CORP CL A 029912201 935 17870 SH SOLE 17870 0 0 AMERN STRATEGIC INCOME PTFL COM 030099105 24 2604 SH DEFINED 3 0 0 2604 AMERICAN STRATEGIC INCOME II COM 03009T101 50 6337 SH DEFINED 3 0 0 6337 AMERICAN SUPERCONDUCTOR CORP COM 030111108 3 354 SH DEFINED 16 354 0 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 334 36936 SH DEFINED 2 36936 0 0 AMERICAN SUPERCONDUCTOR CORP COM 030111108 18 2033 SH DEFINED 3 1853 0 180 AMERICAN VANGUARD CORP COM 030371108 25 1926 SH DEFINED 3 926 0 1000 AMERICAN WTR WKS CO INC NEW COM 030420103 24 800 SH DEFINED 800 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 160 5439 SH DEFINED 10 5439 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 16 539 SH DEFINED 11 539 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 243 8235 SH DEFINED 3 0 0 8235 AMERICAN WTR WKS CO INC NEW COM 030420103 762 25881 SH DEFINED 5 25881 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 913 31000 SH DEFINED 8 31000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMERICAN WTR WKS CO INC NEW COM 030420103 21 720 SH SOLE 720 0 0 AMERICAN WOODMARK CORP COM 030506109 7 389 SH DEFINED 3 389 0 0 AMERICAS CAR MART INC COM 03062T105 13 381 SH DEFINED 3 381 0 0 AMERICAS CAR MART INC COM 03062T105 479 14500 SH DEFINED 4 0 0 14500 AMERIGON INC COM 03070L300 3 160 SH DEFINED 15 160 0 0 AMERIGON INC COM 03070L300 71 4075 SH DEFINED 3 922 0 3153 AMERISTAR CASINOS INC COM 03070Q101 1 59 SH DEFINED 15 59 0 0 AMERISTAR CASINOS INC COM 03070Q101 55 2336 SH DEFINED 3 1336 0 1000 AMERON INTL INC COM 030710107 1 16 SH DEFINED 16 0 0 AMERON INTL INC COM 030710107 58 877 SH DEFINED 2 877 0 0 AMERON INTL INC COM 030710107 175 2663 SH DEFINED 3 379 0 2284 AMERISAFE INC COM 03071H100 107 4749 SH DEFINED 2 4749 0 0 AMERISAFE INC COM 03071H100 17 763 SH DEFINED 3 763 0 0 AMERISAFE INC COM 03071H100 5672 250731 SH DEFINED 4 0 135100 115631 AMERISOURCEBERGEN CORP COM 03073E105 115 2780 SH DEFINED 2780 0 0 AMERISOURCEBERGEN CORP COM 03073E105 91454 2209035 SH DEFINED 1 2209035 0 0 AMERISOURCEBERGEN CORP COM 03073E105 765 18485 SH DEFINED 10 18485 0 0 AMERISOURCEBERGEN CORP COM 03073E105 928 22422 SH DEFINED 11 22422 0 0 AMERISOURCEBERGEN CORP COM 03073E105 503 12156 SH DEFINED 15 12156 0 0 AMERISOURCEBERGEN CORP COM 03073E105 30 715 SH DEFINED 16 715 0 0 AMERISOURCEBERGEN CORP COM 03073E105 6257 151140 SH DEFINED 2 151140 0 0 AMERISOURCEBERGEN CORP COM 03073E105 890 21507 SH DEFINED 3 3220 0 18287 AMERISOURCEBERGEN CORP COM 03073E105 843 20370 SH DEFINED 4 0 2150 18220 AMERISOURCEBERGEN CORP COM 03073E105 1401 33845 SH DEFINED 5 33845 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1674 40425 SH DEFINED 7 0 40425 0 AMERISOURCEBERGEN CORP COM 03073E105 42 1020 SH DEFINED 8 0 1020 0 AMERISOURCEBERGEN CORP COM 03073E105 120 2910 SH DEFINED 9 2910 0 0 AMERISOURCEBERGEN CORP COM 03073E105 10924 263859 SH DEFINED 5;1 263859 0 0 AMERISOURCEBERGEN CORP COM 03073E105 256 6189 SH SOLE 6189 0 0 AMERIGROUP CORP COM 03073T102 3 46 SH DEFINED 16 0 46 0 AMERIGROUP CORP COM 03073T102 16 223 SH DEFINED 2 223 0 0 AMERIGROUP CORP NOTE 2.000% 03073TAB8 4174 2500000 PRN DEFINED 3 2500000 0 0 5/1 AMERIPRISE FINL INC COM 03076C106 3 47 SH DEFINED 47 0 0 AMERIPRISE FINL INC COM 03076C106 8341 144600 SH DEFINED 1 144600 0 0 AMERIPRISE FINL INC COM 03076C106 29 510 SH DEFINED 11 510 0 0 AMERIPRISE FINL INC COM 03076C106 133 2300 SH DEFINED 14 2300 0 0 AMERIPRISE FINL INC COM 03076C106 65 1129 SH DEFINED 15 1129 0 0 AMERIPRISE FINL INC COM 03076C106 6 100 SH DEFINED 16 100 0 0 AMERIPRISE FINL INC COM 03076C106 7353 127477 SH DEFINED 2 127477 0 0 AMERIPRISE FINL INC COM 03076C106 318 5517 SH DEFINED 3 2844 0 2673 AMERIPRISE FINL INC COM 03076C106 1452 25180 SH DEFINED 4 0 3100 22080 AMERIPRISE FINL INC COM 03076C106 158 2735 SH DEFINED 5 2735 0 0 AMERIPRISE FINL INC COM 03076C106 554 9610 SH DEFINED 7 0 9610 0 AMERIPRISE FINL INC COM 03076C106 152 2630 SH DEFINED 8 0 2630 0 AMERIS BANCORP COM 03076K108 9 986 SH DEFINED 3 986 0 0 AMERIS BANCORP COM 03076K108 303 34190 SH DEFINED 4 0 0 34190 AMERIGAS PARTNERS L P UNIT L P INT 030975106 26 576 SH DEFINED 576 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 1658 36820 SH DEFINED 3 0 0 36820 AMES NATL CORP COM 031001100 6 344 SH DEFINED 3 344 0 0 AMETEK INC NEW COM 031100100 12235 272485 SH DEFINED 1 272485 0 0 AMETEK INC NEW COM 031100100 1893 42162 SH DEFINED 2 42162 0 0 AMETEK INC NEW COM 031100100 252 5621 SH DEFINED 3 0 0 5621 AMETEK INC NEW COM 031100100 1717 38250 SH DEFINED 4 0 6250 32000 AMETEK INC NEW COM 031100100 3 76 SH DEFINED 5 76 0 0 AMGEN INC COM 031162100 184 3156 SH DEFINED 3156 0 0 AMGEN INC COM 031162100 193 3300 SH DEFINED 14 3300 0 0 AMGEN INC COM 031162100 576 9879 SH DEFINED 15 9879 0 0 AMGEN INC COM 031162100 233 4000 SH DEFINED 16 4000 0 0 AMGEN INC COM 031162100 43815 750894 SH DEFINED 2 750894 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AMGEN INC COM 031162100 28054 480788 SH DEFINED 3 89762 4464 386562 AMGEN INC COM 031162100 19501 334200 CALL DEFINED 3 334200 0 0 AMGEN INC COM 031162100 5835 100000 PUT DEFINED 3 100000 0 0 AMGEN INC COM 031162100 15878 272114 SH DEFINED 5 272114 0 0 AMGEN INC COM 031162100 9 150 SH DEFINED 7 0 150 0 AMGEN INC COM 031162100 688 11786 SH DEFINED 8 11686 100 0 AMGEN INC NOTE 3/0 031162AL4 10 13000 PRN DEFINED 3 13000 0 0 AMGEN INC NOTE 0.375% 031162AQ3 7 7000 PRN DEFINED 3 0 0 7000 2/0 AMICUS THERAPEUTICS INC COM 03152W109 71 11922 SH DEFINED 3 654 0 11268 AMKOR TECHNOLOGY INC COM 031652100 1 186 SH DEFINED 2 186 0 0 AMKOR TECHNOLOGY INC COM 031652100 60 9700 SH DEFINED 3 4420 0 5280 AMPCO-PITTSBURGH CORP COM 032037103 8 353 SH DEFINED 3 353 0 0 AMPCO-PITTSBURGH CORP COM 032037103 188 8000 SH DEFINED 4 0 0 8000 AMPHENOL CORP NEW CL A 032095101 61 1130 SH DEFINED 1130 0 0 AMPHENOL CORP NEW CL A 032095101 16 302 SH DEFINED 15 302 0 0 AMPHENOL CORP NEW CL A 032095101 3 51 SH DEFINED 16 0 51 0 AMPHENOL CORP NEW CL A 032095101 4309 79812 SH DEFINED 2 79812 0 0 AMPHENOL CORP NEW CL A 032095101 3196 59200 SH DEFINED 3 2077 5001 52122 AMPHENOL CORP NEW CL A 032095101 11261 208578 SH DEFINED 5 208578 0 0 AMPHENOL CORP NEW CL A 032095101 152 2822 SH DEFINED 8 2822 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 6 822 SH DEFINED 3 822 0 0 AMREP CORP NEW COM 032159105 92 10000 SH DEFINED 4 0 0 10000 AMSURG CORP COM 03232P405 34 1297 SH DEFINED 3 1297 0 0 AMTECH SYS INC COM PAR $0.01N 032332504 453 21940 SH DEFINED 3 397 0 21543 AMYLIN PHARMACEUTICALS INC COM 032346108 1 41 SH DEFINED 15 41 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 27 2053 SH DEFINED 2 2053 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 122 9121 SH DEFINED 3 0 0 9121 AMTRUST FINANCIAL SERVICES I COM 032359309 3 130 SH DEFINED 16 0 130 0 AMTRUST FINANCIAL SERVICES I COM 032359309 23 999 SH DEFINED 3 999 0 0 AMYRIS INC COM 03236M101 84 3000 SH DEFINED 2 3000 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 3 451 SH DEFINED 3 451 0 0 ANADARKO PETE CORP COM 032511107 195 2537 SH DEFINED 2537 0 0 ANADARKO PETE CORP COM 032511107 2579 33600 SH DEFINED 1 33600 0 0 ANADARKO PETE CORP COM 032511107 70 910 SH DEFINED 13 910 0 0 ANADARKO PETE CORP COM 032511107 97 1260 SH DEFINED 15 1260 0 0 ANADARKO PETE CORP COM 032511107 3 38 SH DEFINED 16 0 38 0 ANADARKO PETE CORP COM 032511107 19294 251349 SH DEFINED 2 251349 0 0 ANADARKO PETE CORP COM 032511107 9013 117414 SH DEFINED 3 88956 0 28458 ANADARKO PETE CORP COM 032511107 4606 60000 CALL DEFINED 3 60000 0 0 ANADARKO PETE CORP COM 032511107 1151 15000 PUT DEFINED 3 15000 0 0 ANADARKO PETE CORP COM 032511107 579 7549 SH DEFINED 5 7549 0 0 ANADARKO PETE CORP COM 032511107 1449 18880 SH DEFINED 7 0 18880 0 ANADARKO PETE CORP COM 032511107 46 595 SH DEFINED 8 0 595 0 ANADARKO PETE CORP COM 032511107 10 135 SH DEFINED 5;1 135 0 0 ANADIGICS INC COM 032515108 62 19297 SH DEFINED 3 2797 0 16500 ANALOG DEVICES INC COM 032654105 396 10109 SH DEFINED 10109 0 0 ANALOG DEVICES INC COM 032654105 65189 1665535 SH DEFINED 1 1665535 0 0 ANALOG DEVICES INC COM 032654105 7 186 SH DEFINED 15 186 0 0 ANALOG DEVICES INC COM 032654105 8269 211260 SH DEFINED 2 211260 0 0 ANALOG DEVICES INC COM 032654105 1107 28274 SH DEFINED 3 24291 0 3983 ANALOG DEVICES INC COM 032654105 4501 115000 CALL DEFINED 3 115000 0 0 ANALOG DEVICES INC COM 032654105 4501 115000 PUT DEFINED 3 115000 0 0 ANALOG DEVICES INC COM 032654105 1866 47668 SH DEFINED 5 47668 0 0 ANALOGIC CORP COM PAR $0.05 032657207 2 34 SH DEFINED 15 34 0 0 ANALOGIC CORP COM PAR $0.05 032657207 27 520 SH DEFINED 3 520 0 0 ANALOGIC CORP COM PAR $0.05 032657207 11 200 SH DEFINED 8 200 0 0 ANAREN INC COM 032744104 13 627 SH DEFINED 3 627 0 0 ANAREN INC COM 032744104 723 34000 SH DEFINED 4 0 0 34000 ANCESTRY COM INC COM 032803108 315 7600 SH DEFINED 1 7600 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ANCESTRY COM INC COM 032803108 37 887 SH DEFINED 2 887 0 0 ANCESTRY COM INC COM 032803108 218 5264 SH DEFINED 3 1313 0 3951 ANDERSONS INC COM 034164103 21 500 SH DEFINED 15 500 0 0 ANDERSONS INC COM 034164103 32 768 SH DEFINED 2 768 0 0 ANDERSONS INC COM 034164103 240 5692 SH DEFINED 3 771 0 4921 ANDERSONS INC COM 034164103 617 14600 SH DEFINED 4 0 0 14600 ANDERSONS INC COM 034164103 160 3777 SH DEFINED 5 3777 0 0 ANGEION CORP COM 03462H404 0 20 SH DEFINED 3 0 0 20 ANGIODYNAMICS INC COM 03475V101 1 75 SH DEFINED 75 0 0 ANGIODYNAMICS INC COM 03475V101 3 184 SH DEFINED 15 184 0 0 ANGIODYNAMICS INC COM 03475V101 103 7220 SH DEFINED 2 7220 0 0 ANGIODYNAMICS INC COM 03475V101 22 1536 SH DEFINED 3 1036 0 500 ANGIODYNAMICS INC COM 03475V101 569 40000 SH DEFINED 4 0 0 40000 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 24 568 SH DEFINED 568 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 55 1310 SH DEFINED 13 1310 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 336 7993 SH DEFINED 15 7993 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 421 10000 SH DEFINED 16 10000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 406 9653 SH DEFINED 2 9653 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2983 70872 SH DEFINED 3 68427 0 2445 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 81 1932 SH DEFINED 5 1932 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 7 122 SH DEFINED 122 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 10 180 SH DEFINED 15 180 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 53 911 SH DEFINED 2 911 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 449 7739 SH DEFINED 3 6820 0 919 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3192 55021 SH DEFINED 5 55021 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 70 1200 SH DEFINED 7 0 1200 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 470 8110 SH DEFINED 8 8110 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 5743 98998 SH DEFINED 5;1 98998 0 0 ANIXTER INTL INC COM 035290105 3 50 SH DEFINED 15 50 0 0 ANIXTER INTL INC COM 035290105 1011 15467 SH DEFINED 2 15467 0 0 ANIXTER INTL INC COM 035290105 123 1886 SH DEFINED 3 1202 0 684 ANIXTER INTL INC COM 035290105 7 107 SH DEFINED 5 107 0 0 ANIXTER INTL INC NOTE 1.00 035290AJ4 4 3000 PRN DEFINED 3 0 0 3000 ANN INC COM 035623107 1480 56700 SH DEFINED 1 56700 0 0 ANN INC COM 035623107 1 52 SH DEFINED 15 52 0 0 ANN INC COM 035623107 754 28878 SH DEFINED 2 28878 0 0 ANN INC COM 035623107 4475 171472 SH DEFINED 3 166962 0 4510 ANNALY CAP MGMT INC COM 035710409 277 15335 SH DEFINED 15335 0 0 ANNALY CAP MGMT INC COM 035710409 50 2750 SH DEFINED 13 2750 0 0 ANNALY CAP MGMT INC COM 035710409 93 5177 SH DEFINED 15 5177 0 0 ANNALY CAP MGMT INC COM 035710409 113 6290 SH DEFINED 16 6290 0 0 ANNALY CAP MGMT INC COM 035710409 40979 2271587 SH DEFINED 3 5640 0 2265947 ANNALY CAP MGMT INC COM 035710409 18049 1000500 CALL DEFINED 3 1000500 0 0 ANNALY CAP MGMT INC COM 035710409 8556 474261 SH DEFINED 5 474261 0 0 ANNALY CAP MGMT INC COM 035710409 31 1734 SH DEFINED 7 0 1734 0 ANNALY CAP MGMT INC COM 035710409 283 15706 SH DEFINED 8 15706 0 0 ANNALY CAP MGMT INC COM 035710409 261 14494 SH SOLE 14494 0 0 ANNALY CAP MGMT INC NOTE 4.00 035710AA0 11914 10000000 PRN DEFINED 3 10000000 0 0 ANOORAQ RES CORP COM 03633E108 5 7500 SH DEFINED 5 7500 0 0 ANSYS INC COM 03662Q105 306 5600 SH DEFINED 1 5600 0 0 ANSYS INC COM 03662Q105 7 133 SH DEFINED 15 133 0 0 ANSYS INC COM 03662Q105 2537 46398 SH DEFINED 2 46398 0 0 ANSYS INC COM 03662Q105 4 66 SH DEFINED 3 0 0 66 ANSYS INC COM 03662Q105 23828 435847 SH DEFINED 4 0 327767 108080 ANSYS INC COM 03662Q105 12 226 SH DEFINED 5 226 0 0 ANTARES PHARMA INC COM 036642106 9 4250 SH DEFINED 16 4250 0 0 ANTARES PHARMA INC COM 036642106 8 3637 SH DEFINED 3 3637 0 0 ANTHERA PHARMACEUTICALS INC COM 03674U102 6 708 SH DEFINED 3 708 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 2 202 SH DEFINED 15 202 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 3518 468483 SH DEFINED 3 5248 0 463235

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AON CORP COM 037389103 24 460 SH DEFINED 460 0 0 AON CORP COM 037389103 1144 22300 SH DEFINED 10 22300 0 0 AON CORP COM 037389103 91 1772 SH DEFINED 11 1772 0 0 AON CORP COM 037389103 84 1640 SH DEFINED 12 0 0 1640 AON CORP COM 037389103 265 5158 SH DEFINED 15 5158 0 0 AON CORP COM 037389103 109 2131 SH DEFINED 16 2131 0 0 AON CORP COM 037389103 8594 167527 SH DEFINED 2 167527 0 0 AON CORP COM 037389103 397 7744 SH DEFINED 3 3933 0 3811 AON CORP COM 037389103 12830 250100 SH DEFINED 4 0 55860 194240 AON CORP COM 037389103 5 96 SH DEFINED 5 96 0 0 AON CORP COM 037389103 468 9125 SH DEFINED 7 0 9125 0 AON CORP COM 037389103 26 515 SH DEFINED 8 105 410 0 AON CORP COM 037389103 2014 39262 SH SOLE 39262 0 0 A123 SYS INC COM 03739T108 56 10442 SH DEFINED 3 3662 0 6780 A123 SYS INC COM 03739T108 266 50000 PUT DEFINED 3 50000 0 0 A123 SYS INC COM 03739T108 10 1800 SH DEFINED 5 1800 0 0 A123 SYS INC COM 03739T108 5 1000 SH DEFINED 7 0 1000 0 AOXING PHARMACEUTICAL CO INC COM 03740A106 3 2294 SH DEFINED 3 2294 0 0 APACHE CORP COM 037411105 103 837 SH DEFINED 837 0 0 APACHE CORP COM 037411105 19 150 SH DEFINED 1 150 0 0 APACHE CORP COM 037411105 136 1106 SH DEFINED 10 1106 0 0 APACHE CORP COM 037411105 44 360 SH DEFINED 14 360 0 0 APACHE CORP COM 037411105 979 7937 SH DEFINED 15 7937 0 0 APACHE CORP COM 037411105 12 100 SH DEFINED 16 100 0 0 APACHE CORP COM 037411105 23475 190248 SH DEFINED 2 190248 0 0 APACHE CORP COM 037411105 10746 87090 SH DEFINED 3 23053 0 64037 APACHE CORP COM 037411105 3085 25000 CALL DEFINED 3 25000 0 0 APACHE CORP COM 037411105 15152 122800 PUT DEFINED 3 122800 0 0 APACHE CORP COM 037411105 14065 113986 SH DEFINED 5 113986 0 0 APACHE CORP COM 037411105 1586 12855 SH DEFINED 7 0 12855 0 APACHE CORP COM 037411105 682 5529 SH DEFINED 8 5009 520 0 APACHE CORP COM 037411105 24 192 SH DEFINED 5;1 192 0 0 APACHE CORP COM 037411105 461 3886 SH SOLE 3886 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 1281 50176 SH DEFINED 2 50176 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 128 5005 SH DEFINED 3 1363 0 3642 APARTMENT INVT & MGMT CO CL A 03748R101 201 7870 SH DEFINED 5 7870 0 0 APOGEE ENTERPRISES INC COM 037598109 2 159 SH DEFINED 15 159 0 0 APOGEE ENTERPRISES INC COM 037598109 15 1165 SH DEFINED 3 1165 0 0 APOLLO GROUP INC CL A 037604105 2184 50000 SH DEFINED 1 50000 0 0 APOLLO GROUP INC CL A 037604105 3 58 SH DEFINED 15 58 0 0 APOLLO GROUP INC CL A 037604105 4294 98303 SH DEFINED 2 98303 0 0 APOLLO GROUP INC CL A 037604105 180 4129 SH DEFINED 3 1475 0 2654 APOLLO GROUP INC CL A 037604105 53 1203 SH DEFINED 5 1203 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 0 23 SH DEFINED 15 23 0 0 APOLLO INVT CORP COM 03761U106 0 6 SH DEFINED 6 0 0 APOLLO INVT CORP COM 03761U106 1 130 SH DEFINED 15 130 0 0 APOLLO INVT CORP COM 03761U106 848 83082 SH DEFINED 2 83082 0 0 APOLLO INVT CORP COM 03761U106 2355 230692 SH DEFINED 3 8126 0 222566 APOLLO COML REAL EST FIN INC COM 03762U105 27 1696 SH DEFINED 2 1696 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 2051 127256 SH DEFINED 3 728 0 126528 APPLE INC COM 037833100 4411 13140 SH DEFINED 13140 0 0 APPLE INC COM 037833100 86213 256840 SH DEFINED 1 256840 0 0 APPLE INC COM 037833100 1459 4348 SH DEFINED 10 4348 0 0 APPLE INC COM 037833100 870 2591 SH DEFINED 11 2591 0 0 APPLE INC COM 037833100 166 496 SH DEFINED 12 0 0 496 APPLE INC COM 037833100 940 2800 SH DEFINED 13 2800 0 0 APPLE INC COM 037833100 408 1214 SH DEFINED 14 1214 0 0 APPLE INC COM 037833100 1808 5385 SH DEFINED 15 5385 0 0 APPLE INC COM 037833100 1768 5268 SH DEFINED 16 5261 7 0 APPLE INC COM 037833100 247006 735861 SH DEFINED 2 735861 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- APPLE INC COM 037833100 381961 1137907 SH DEFINED 3 958331 773 178803 APPLE INC COM 037833100 2786 8300 CALL DEFINED 3 8300 0 0 APPLE INC COM 037833100 445199 1326300 PUT DEFINED 3 1326300 0 0 APPLE INC COM 037833100 2417 7200 SH DEFINED 4 0 6585 615 APPLE INC COM 037833100 74312 221383 SH DEFINED 5 221383 0 0 APPLE INC COM 037833100 168 500 PUT DEFINED 5 500 0 0 APPLE INC COM 037833100 3946 11757 SH DEFINED 7 0 11757 0 APPLE INC COM 037833100 2658 7919 SH DEFINED 8 7679 240 0 APPLE INC COM 037833100 213 636 SH DEFINED 9 636 0 0 APPLE INC COM 037833100 15851 47223 SH DEFINED 5;1 47223 0 0 APPLE INC COM 037833100 2520 7418 SH SOLE 7418 0 0 APPLIED ENERGETICS INC COM 03819M106 9 28300 SH DEFINED 5 28300 0 0 APPLIED INDL TECHNOLOGIES IN COM 03820C105 83 2326 SH DEFINED 3 1757 0 569 APPLIED MATLS INC COM 038222105 325 25000 SH DEFINED 25000 0 0 APPLIED MATLS INC COM 038222105 219 16848 SH DEFINED 15 16848 0 0 APPLIED MATLS INC COM 038222105 129 9950 SH DEFINED 16 8700 1250 0 APPLIED MATLS INC COM 038222105 12887 990564 SH DEFINED 2 990564 0 0 APPLIED MATLS INC COM 038222105 4590 352834 SH DEFINED 3 49208 0 303626 APPLIED MATLS INC COM 038222105 922 70884 SH DEFINED 5 70884 0 0 APPLIED MATLS INC COM 038222105 21 1635 SH DEFINED 7 0 1635 0 APPLIED MATLS INC COM 038222105 142 10900 SH DEFINED 8 10900 0 0 APPLIED MATLS INC COM 038222105 4 280 SH SOLE 280 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 935 105475 SH DEFINED 2 105475 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 23 2628 SH DEFINED 3 2628 0 0 APTARGROUP INC COM 038336103 2 37 SH DEFINED 15 37 0 0 APTARGROUP INC COM 038336103 1889 36088 SH DEFINED 2 36088 0 0 APTARGROUP INC COM 038336103 270 5150 SH DEFINED 3 0 0 5150 APTARGROUP INC COM 038336103 1309 25000 SH DEFINED 4 0 4400 20600 APPROACH RESOURCES INC COM 03834A103 22 992 SH DEFINED 2 992 0 0 APPROACH RESOURCES INC COM 03834A103 1 65 SH DEFINED 5 65 0 0 AQUA AMERICA INC COM 03836W103 9 400 SH DEFINED 15 400 0 0 AQUA AMERICA INC COM 03836W103 2620 119218 SH DEFINED 2 119218 0 0 AQUA AMERICA INC COM 03836W103 2651 120587 SH DEFINED 3 0 0 120587 ARBITRON INC COM 03875Q108 46 1125 SH DEFINED 3 1125 0 0 ARBITRON INC COM 03875Q108 1 31 SH DEFINED 5 31 0 0 ARBOR RLTY TR INC COM 038923108 244 52050 SH DEFINED 3 0 0 52050 ARCH CHEMICALS INC COM 03937R102 834 24229 SH DEFINED 2 24229 0 0 ARCH CHEMICALS INC COM 03937R102 40 1148 SH DEFINED 3 948 0 200 ARCH COAL INC COM 039380100 15 560 SH DEFINED 560 0 0 ARCH COAL INC COM 039380100 17 629 SH DEFINED 15 629 0 0 ARCH COAL INC COM 039380100 16 600 SH DEFINED 16 0 600 0 ARCH COAL INC COM 039380100 2270 85154 SH DEFINED 2 85154 0 0 ARCH COAL INC COM 039380100 2239 83979 SH DEFINED 3 1200 0 82779 ARCH COAL INC COM 039380100 128 4800 CALL DEFINED 3 4800 0 0 ARCH COAL INC COM 039380100 2341 87823 SH DEFINED 5 87823 0 0 ARCH COAL INC COM 039380100 66 2480 SH DEFINED 8 2480 0 0 ARCH COAL INC COM 039380100 93 3490 SH SOLE 3490 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 10 279 SH DEFINED 15 279 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 5262 151379 SH DEFINED 3 150174 0 1205 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 3664 105400 CALL DEFINED 3 105400 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 14585 419600 PUT DEFINED 3 419600 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2535 72927 SH DEFINED 5 72927 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 9 250 SH DEFINED 7 0 250 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1162 33417 SH SOLE 33417 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 33 1078 SH DEFINED 1078 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 42849 1421188 SH DEFINED 1 1421188 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 10 320 SH DEFINED 12 0 0 320 ARCHER DANIELS MIDLAND CO COM 039483102 90 3000 SH DEFINED 13 3000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 63 2085 SH DEFINED 15 2085 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 30 1000 SH DEFINED 16 1000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ARCHER DANIELS MIDLAND CO COM 039483102 11615 385237 SH DEFINED 2 385237 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 9792 324782 SH DEFINED 3 8081 109868 206833 ARCHER DANIELS MIDLAND CO COM 039483102 9904 328500 CALL DEFINED 3 328500 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1949 64658 SH DEFINED 5 64658 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1477 49000 SH DEFINED 6 49000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1623 53845 SH DEFINED 7 0 53845 0 ARCHER DANIELS MIDLAND CO COM 039483102 196 6501 SH DEFINED 8 3531 2970 0 ARCHER DANIELS MIDLAND CO COM 039483102 147 13600 SH SOLE 13600 0 0 ARCHER DANIELS MIDLAND CO NOTE 0.87 039483AW2 6 6000 PRN DEFINED 3 0 0 6000 ARCHIPELAGO LEARNING INC COM 03956P102 5 542 SH DEFINED 3 542 0 0 ARCTIC CAT INC COM 039670104 35 2575 SH DEFINED 3 503 0 2072 ARCTIC CAT INC COM 039670104 389 29000 SH DEFINED 4 0 0 29000 ARCTIC CAT INC COM 039670104 4 335 SH DEFINED 5 335 0 0 ARDEA BIOSCIENCES INC COM 03969P107 18 696 SH DEFINED 3 696 0 0 ARDEN GROUP INC CL A 039762109 4 47 SH DEFINED 3 47 0 0 ARENA PHARMACEUTICALS INC COM 040047102 0 64 SH DEFINED 2 64 0 0 ARENA PHARMACEUTICALS INC COM 040047102 8 6051 SH DEFINED 3 6051 0 0 ARGAN INC COM 04010E109 3 327 SH DEFINED 3 327 0 0 ARES CAP CORP COM 04010L103 0 7 SH DEFINED 14 7 0 0 ARES CAP CORP COM 04010L103 3 187 SH DEFINED 15 187 0 0 ARES CAP CORP COM 04010L103 2098 130530 SH DEFINED 3 0 0 130530 ARES CAP CORP COM 04010L103 6925 430951 SH DEFINED 4 0 116550 314401 ARIAD PHARMACEUTICALS INC COM 04033A100 62 5475 SH DEFINED 3 5475 0 0 ARIBA INC COM NEW 04033V203 1737 50400 SH DEFINED 1 50400 0 0 ARIBA INC COM NEW 04033V203 11 325 SH DEFINED 3 0 0 325 ARIBA INC COM NEW 04033V203 1 33 SH DEFINED 5 33 0 0 ARKANSAS BEST CORP DEL COM 040790107 1 45 SH DEFINED 45 0 0 ARKANSAS BEST CORP DEL COM 040790107 458 19296 SH DEFINED 2 19296 0 0 ARKANSAS BEST CORP DEL COM 040790107 25 1054 SH DEFINED 3 1054 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 740 23576 SH DEFINED 3 267 0 23309 ARM HLDGS PLC SPONSORED ADR 042068106 938 33000 SH DEFINED 1 33000 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 51 1801 SH DEFINED 15 1801 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 93 3258 SH DEFINED 2 3258 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 391 13749 SH DEFINED 3 7349 0 6400 ARM HLDGS PLC SPONSORED ADR 042068106 4680 164604 SH DEFINED 5 164604 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 59 2059 SH DEFINED 8 2059 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 2207 77645 SH DEFINED 5;1 77645 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 30 4043 SH DEFINED 3 2043 0 2000 ARMSTRONG WORLD INDS INC NEW COM 04247X102 33 727 SH DEFINED 2 727 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 12 269 SH DEFINED 3 0 0 269 ARQULE INC COM 04269E107 26 4214 SH DEFINED 3 2214 0 2000 ARRIS GROUP INC COM 04269Q100 4 370 SH DEFINED 15 370 0 0 ARRIS GROUP INC COM 04269Q100 2678 230653 SH DEFINED 3 216653 0 14000 ARRIS GROUP INC COM 04269Q100 232 20000 PUT DEFINED 3 20000 0 0 ARRIS GROUP INC COM 04269Q100 23 2000 SH DEFINED 8 2000 0 0 ARRAY BIOPHARMA INC COM 04269X105 5 2365 SH DEFINED 3 2365 0 0 ARROW ELECTRS INC COM 042735100 10578 254894 SH DEFINED 1 254894 0 0 ARROW ELECTRS INC COM 042735100 9 224 SH DEFINED 16 224 0 0 ARROW ELECTRS INC COM 042735100 737 17753 SH DEFINED 2 17753 0 0 ARROW ELECTRS INC COM 042735100 1247 30044 SH DEFINED 3 0 0 30044 ARROW ELECTRS INC COM 042735100 996 24002 SH DEFINED 5 24002 0 0 ARROW ELECTRS INC COM 042735100 90 2171 SH DEFINED 8 2171 0 0 ARROW FINL CORP COM 042744102 111 4550 SH DEFINED 3 408 0 4142 ARROWHEAD RESH CORP COM 042797100 1 1000 SH DEFINED 3 0 0 1000 ARTESIAN RESOURCES CORP CL A 043113208 80 4415 SH DEFINED 3 418 0 3997 ARTHROCARE CORP COM 043136100 2 65 SH DEFINED 65 0 0 ARTHROCARE CORP COM 043136100 75 2254 SH DEFINED 2 2254 0 0 ARTHROCARE CORP COM 043136100 81 2433 SH DEFINED 3 1133 0 1300 ARTIO GLOBAL INVS INC COM CL A 04315B107 0 39 SH DEFINED 15 39 0 0 ARTIO GLOBAL INVS INC COM CL A 04315B107 212 18798 SH DEFINED 2 18798 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ARTIO GLOBAL INVS INC COM CL A 04315B107 15 1297 SH DEFINED 3 1297 0 0 ARUBA NETWORKS INC COM 043176106 585 19800 SH DEFINED 1 19800 0 0 ARUBA NETWORKS INC COM 043176106 245 8290 SH DEFINED 3 3740 0 4550 ARUBA NETWORKS INC COM 043176106 163 5500 SH DEFINED 5 5500 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 22 1211 SH DEFINED 3 1211 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 519 28000 SH DEFINED 4 0 0 28000 ASCENA RETAIL GROUP INC COM 04351G101 2697 79200 SH DEFINED 1 79200 0 0 ASCENA RETAIL GROUP INC COM 04351G101 343 10072 SH DEFINED 2 10072 0 0 ASCENA RETAIL GROUP INC COM 04351G101 89 2605 SH DEFINED 3 2605 0 0 ASCENA RETAIL GROUP INC COM 04351G101 7475 219520 SH DEFINED 4 0 64750 154770 ASCENA RETAIL GROUP INC COM 04351G101 43 1263 SH DEFINED 5 1263 0 0 ASCENA RETAIL GROUP INC COM 04351G101 68 2000 SH DEFINED 8 2000 0 0 ASCENT MEDIA CORP COM SER A 043632108 26 492 SH DEFINED 16 492 0 0 ASCENT MEDIA CORP COM SER A 043632108 42 784 SH DEFINED 3 597 0 187 ASCENT MEDIA CORP COM SER A 043632108 4 70 SH DEFINED 5 70 0 0 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 13 14200 SH DEFINED 3 14200 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 537 43156 SH DEFINED 2 43156 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 30 2379 SH DEFINED 3 1942 0 437 ASHLAND INC NEW COM 044209104 48 744 SH DEFINED 744 0 0 ASHLAND INC NEW COM 044209104 2029 31395 SH DEFINED 2 31395 0 0 ASHLAND INC NEW COM 044209104 402 6214 SH DEFINED 3 0 0 6214 ASHLAND INC NEW COM 044209104 3535 54700 SH DEFINED 4 0 6700 48000 ASIA TIGERS FD INC COM 04516T105 10 500 SH DEFINED 3 0 0 500 ASIA TIGERS FD INC COM 04516T105 108 5536 SH DEFINED 5 5536 0 0 ASIA TIGERS FD INC COM 04516T105 23 1168 SH DEFINED 7 0 1168 0 ASIAINFO-LINKAGE INC COM 04518A104 487 29410 SH DEFINED 2 29410 0 0 ASIAINFO-LINKAGE INC COM 04518A104 4 229 SH DEFINED 3 0 0 229 ASPEN TECHNOLOGY INC COM 045327103 88 5100 SH DEFINED 5100 0 0 ASPEN TECHNOLOGY INC COM 045327103 866 50400 SH DEFINED 1 50400 0 0 ASPEN TECHNOLOGY INC COM 045327103 146 8509 SH DEFINED 3 3509 0 5000 ASPEN TECHNOLOGY INC COM 045327103 7320 426092 SH DEFINED 4 0 120950 305142 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 14 810 SH DEFINED 3 810 0 0 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 268 16000 SH DEFINED 4 0 0 16000 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 4 240 SH DEFINED 5 240 0 0 ASSOCIATED BANC CORP COM 045487105 0 33 SH DEFINED 15 33 0 0 ASSOCIATED BANC CORP COM 045487105 663 47674 SH DEFINED 2 47674 0 0 ASSOCIATED BANC CORP COM 045487105 149 10754 SH DEFINED 3 5390 0 5364 ASSOCIATED ESTATES RLTY CORP COM 045604105 28 1719 SH DEFINED 3 1719 0 0 ASSURANT INC COM 04621X108 1356 37384 SH DEFINED 2 37384 0 0 ASSURANT INC COM 04621X108 99 2742 SH DEFINED 3 1135 0 1607 ASTA FDG INC COM 046220109 5127 611138 SH DEFINED 4 0 145250 465888 ASTEC INDS INC COM 046224101 1 29 SH DEFINED 15 29 0 0 ASTEC INDS INC COM 046224101 53 1427 SH DEFINED 3 827 0 600 ASTEA INTL INC COM NEW 04622E208 350 66114 SH DEFINED 3 0 0 66114 ASTORIA FINL CORP COM 046265104 3462 270669 SH DEFINED 2 270669 0 0 ASTORIA FINL CORP COM 046265104 47 3667 SH DEFINED 3 3607 0 60 ASTRAZENECA PLC SPONSORED ADR 046353108 229 4575 SH DEFINED 4575 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 306 6102 SH DEFINED 15 6102 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 2480 49533 SH DEFINED 2 49533 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 5961 119050 SH DEFINED 3 100730 0 18320 ASTRAZENECA PLC SPONSORED ADR 046353108 490 9787 SH DEFINED 5 9787 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 66 1320 SH DEFINED 7 0 1320 0 ASTRAZENECA PLC SPONSORED ADR 046353108 116 2325 SH DEFINED 8 2325 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 46 910 SH SOLE 910 0 0 ASTRONICS CORP COM 046433108 12 400 SH DEFINED 16 400 0 0 ASTRONICS CORP COM 046433108 43 1388 SH DEFINED 3 388 0 1000 ASTRONICS CORP COM 046433108 1180 38300 SH DEFINED 4 0 14300 24000 ATHENAHEALTH INC COM 04685W103 2 53 SH DEFINED 15 53 0 0 ATHENAHEALTH INC COM 04685W103 135 3287 SH DEFINED 2 3287 0 0 ATHENAHEALTH INC COM 04685W103 1287 31316 SH DEFINED 3 1446 0 29870

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ATLANTIC PWR CORP COM NEW 04878Q863 90 5914 SH DEFINED 3 2843 0 3071 ATLANTIC PWR CORP COM NEW 04878Q863 4291 281921 SH DEFINED 5 281921 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 61 4000 SH DEFINED 7 0 4000 0 ATLANTIC PWR CORP COM NEW 04878Q863 40 2630 SH DEFINED 8 2630 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 3947 259300 SH SOLE 259300 0 0 ATLANTIC TELE NETWORK INC COM NEW 049079205 15 389 SH DEFINED 3 389 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 181 3045 SH DEFINED 3 1089 0 1956 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 4356 73194 SH DEFINED 4 0 27005 46189 ATLAS ENERGY LP COM UNITS LP 04930A104 22 1000 SH DEFINED 3 0 0 1000 ATLAS ENERGY LP COM UNITS LP 04930A104 263 12100 CALL DEFINED 3 12100 0 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 283 8600 SH DEFINED 3 0 0 8600 ATMEL CORP COM 049513104 7160 508900 SH DEFINED 1 508900 0 0 ATMEL CORP COM 049513104 21 1460 SH DEFINED 15 1460 0 0 ATMEL CORP COM 049513104 2705 192282 SH DEFINED 2 192282 0 0 ATMEL CORP COM 049513104 212 15079 SH DEFINED 3 0 0 15079 ATMEL CORP COM 049513104 1 91 SH DEFINED 5 91 0 0 ATMOS ENERGY CORP COM 049560105 47 1400 SH DEFINED 15 1400 0 0 ATMOS ENERGY CORP COM 049560105 360 10832 SH DEFINED 2 10832 0 0 ATMOS ENERGY CORP COM 049560105 206 6210 SH DEFINED 3 0 0 6210 ATRICURE INC COM 04963C209 45 3460 SH DEFINED 3 3460 0 0 ATRION CORP COM 049904105 13 65 SH DEFINED 3 65 0 0 ATWOOD OCEANICS INC COM 050095108 4 100 SH DEFINED 15 100 0 0 ATWOOD OCEANICS INC COM 050095108 5 110 SH DEFINED 5 110 0 0 AUDIOVOX CORP CL A 050757103 48 6353 SH DEFINED 3 6353 0 0 AUDIOVOX CORP CL A 050757103 446 59000 SH DEFINED 4 0 0 59000 AUGUSTA RES CORP COM NEW 050912203 47 10200 CALL DEFINED 3 10200 0 0 AUGUSTA RES CORP COM NEW 050912203 14 2938 SH DEFINED 5 2938 0 0 AURICO GOLD INC COM 05155C105 69 6300 SH DEFINED 1 6300 0 0 AURICO GOLD INC COM 05155C105 14 1302 SH DEFINED 3 0 0 1302 AURICO GOLD INC COM 05155C105 680 61871 SH DEFINED 5 61871 0 0 AURICO GOLD INC COM 05155C105 4475 407200 CALL DEFINED 5 407200 0 0 AURICO GOLD INC COM 05155C105 44 4000 PUT DEFINED 5 4000 0 0 AURICO GOLD INC COM 05155C105 23 2104 SH DEFINED 8 2104 0 0 AURIZON MINES LTD COM 05155P106 16 2811 SH DEFINED 5 2811 0 0 AURIZON MINES LTD COM 05155P106 50 9000 CALL DEFINED 5 9000 0 0 AURIZON MINES LTD COM 05155P106 17 3000 PUT DEFINED 5 3000 0 0 AUTODESK INC COM 052769106 1274 33000 SH DEFINED 1 33000 0 0 AUTODESK INC COM 052769106 24 631 SH DEFINED 15 631 0 0 AUTODESK INC COM 052769106 8737 226335 SH DEFINED 2 226335 0 0 AUTODESK INC COM 052769106 261 6761 SH DEFINED 3 2681 0 4080 AUTODESK INC COM 052769106 1201 31110 SH DEFINED 4 0 5100 26010 AUTODESK INC COM 052769106 331 8573 SH DEFINED 5 8573 0 0 AUTOLIV INC COM 052800109 12 149 SH DEFINED 149 0 0 AUTOLIV INC COM 052800109 1360 17341 SH DEFINED 2 17341 0 0 AUTOLIV INC COM 052800109 2937 37442 SH DEFINED 3 37398 0 44 AUTOLIV INC COM 052800109 87 1115 SH DEFINED 5 1115 0 0 AUTOLIV INC COM 052800109 9 115 SH DEFINED 5;1 115 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 66 1253 SH DEFINED 1253 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 237 4491 SH DEFINED 15 4491 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 14 275 SH DEFINED 16 0 275 0 AUTOMATIC DATA PROCESSING IN COM 053015103 22445 426066 SH DEFINED 2 426066 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 22800 432809 SH DEFINED 3 18670 77978 336161 AUTOMATIC DATA PROCESSING IN COM 053015103 1580 30000 PUT DEFINED 3 30000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4412 83745 SH DEFINED 5 83745 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 118 2240 SH DEFINED 7 0 2240 0 AUTOMATIC DATA PROCESSING IN COM 053015103 61 1160 SH DEFINED 8 1160 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 81 1530 SH SOLE 1530 0 0 AUTONATION INC COM 05329W102 29 800 SH DEFINED 16 800 0 0 AUTONATION INC COM 05329W102 615 16802 SH DEFINED 2 16802 0 0 AUTONATION INC COM 05329W102 225 6142 SH DEFINED 3 0 0 6142

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AUTOZONE INC COM 053332102 118 400 SH DEFINED 400 0 0 AUTOZONE INC COM 053332102 5393 18292 SH DEFINED 2 18292 0 0 AUTOZONE INC COM 053332102 865 2934 SH DEFINED 3 0 0 2934 AUXILIUM PHARMACEUTICALS INC COM 05334D107 748 38151 SH DEFINED 2 38151 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 1019 51984 SH DEFINED 3 51984 0 0 AVALON RARE METALS INC COM 053470100 21 3000 SH DEFINED 12 0 0 3000 AVALON RARE METALS INC COM 053470100 125 18000 SH DEFINED 3 0 0 18000 AVALON RARE METALS INC COM 053470100 134 19308 SH DEFINED 5 19308 0 0 AVALON RARE METALS INC COM 053470100 183 26300 CALL DEFINED 5 26300 0 0 AVALON RARE METALS INC COM 053470100 7 1000 PUT DEFINED 5 1000 0 0 AVALONBAY CMNTYS INC COM 053484101 15 113 SH DEFINED 113 0 0 AVALONBAY CMNTYS INC COM 053484101 2440 19000 SH DEFINED 1 19000 0 0 AVALONBAY CMNTYS INC COM 053484101 14 112 SH DEFINED 15 112 0 0 AVALONBAY CMNTYS INC COM 053484101 8191 63795 SH DEFINED 2 63795 0 0 AVALONBAY CMNTYS INC COM 053484101 392 3052 SH DEFINED 3 984 0 2068 AVALONBAY CMNTYS INC COM 053484101 3210 25000 CALL DEFINED 3 25000 0 0 AVALONBAY CMNTYS INC COM 053484101 19 145 SH DEFINED 8 145 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 17 5147 SH DEFINED 3 5147 0 0 AVATAR HLDGS INC COM 053494100 6 370 SH DEFINED 3 370 0 0 AVEO PHARMACEUTICALS INC COM 053588109 536 26000 SH DEFINED 1 26000 0 0 AVEO PHARMACEUTICALS INC COM 053588109 23 1104 SH DEFINED 3 1104 0 0 AVERY DENNISON CORP COM 053611109 6 154 SH DEFINED 154 0 0 AVERY DENNISON CORP COM 053611109 3972 102817 SH DEFINED 2 102817 0 0 AVERY DENNISON CORP COM 053611109 1181 30581 SH DEFINED 3 1286 0 29295 AVERY DENNISON CORP COM 053611109 58 1500 SH DEFINED 5 1500 0 0 AVIAT NETWORKS INC COM 05366Y102 481 122114 SH DEFINED 2 122114 0 0 AVIAT NETWORKS INC COM 05366Y102 10 2573 SH DEFINED 3 2514 0 59 AVIAT NETWORKS INC COM 05366Y102 8 2000 SH DEFINED 5 2000 0 0 AVID TECHNOLOGY INC COM 05367P100 17 900 SH DEFINED 16 900 0 0 AVID TECHNOLOGY INC COM 05367P100 74 3928 SH DEFINED 3 1229 0 2699 AVIS BUDGET GROUP COM 053774105 82 4775 SH DEFINED 3 4355 0 420 AVIS BUDGET GROUP COM 053774105 8 442 SH DEFINED 5 442 0 0 AVIS BUDGET GROUP NOTE 3.5 053774AB1 38 30000 PRN DEFINED 3 30000 0 0 AVISTA CORP COM 05379B107 1210 47099 SH DEFINED 3 2390 0 44709 AVISTA CORP COM 05379B107 1 51 SH DEFINED 5 51 0 0 AVNET INC COM 053807103 9 270 SH DEFINED 15 270 0 0 AVNET INC COM 053807103 2887 90570 SH DEFINED 2 90570 0 0 AVNET INC COM 053807103 415 13006 SH DEFINED 3 0 0 13006 AVNET INC COM 053807103 4709 147700 SH DEFINED 4 0 18950 128750 AVNET INC COM 053807103 646 20250 SH DEFINED 5 20250 0 0 AVNET INC COM 053807103 80 2494 SH DEFINED 8 2494 0 0 AVON PRODS INC COM 054303102 196 7000 SH DEFINED 7000 0 0 AVON PRODS INC COM 054303102 2156 77000 SH DEFINED 1 77000 0 0 AVON PRODS INC COM 054303102 66 2373 SH DEFINED 15 2373 0 0 AVON PRODS INC COM 054303102 7568 270275 SH DEFINED 2 270275 0 0 AVON PRODS INC COM 054303102 1121 40019 SH DEFINED 3 6275 0 33744 AVON PRODS INC COM 054303102 250 8912 SH DEFINED 5 8912 0 0 AWARE INC MASS COM 05453N100 0 100 SH DEFINED 3 0 0 100 AXCELIS TECHNOLOGIES INC COM 054540109 14 8348 SH DEFINED 3 4401 0 3947 BB&T CORP COM 054937107 10 378 SH DEFINED 378 0 0 BB&T CORP COM 054937107 130 4859 SH DEFINED 15 4859 0 0 BB&T CORP COM 054937107 7749 288720 SH DEFINED 2 288720 0 0 BB&T CORP COM 054937107 3097 115393 SH DEFINED 3 8162 0 107231 BB&T CORP COM 054937107 8052 300000 CALL DEFINED 3 300000 0 0 BB&T CORP COM 054937107 24 893 SH DEFINED 5 893 0 0 BB&T CORP COM 054937107 3 120 SH DEFINED 7 0 120 0 BB&T CORP COM 054937107 75 2795 SH DEFINED 8 2795 0 0 B & G FOODS INC NEW COM 05508R106 1982 96107 SH DEFINED 3 1987 0 94120 BCD SEMICONDUCTOR MFG LTD SPON ADR 055347207 1 100 SH DEFINED 3 100 0 0 BCE INC COM NEW 05534B760 1335 33981 SH DEFINED 33981 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BCE INC COM NEW 05534B760 401856 10227946 SH DEFINED 1 10227946 0 0 BCE INC COM NEW 05534B760 419 10665 SH DEFINED 12 0 0 10665 BCE INC COM NEW 05534B760 38 979 SH DEFINED 15 979 0 0 BCE INC COM NEW 05534B760 234 5962 SH DEFINED 2 5962 0 0 BCE INC COM NEW 05534B760 13582 345685 SH DEFINED 3 1300 0 344385 BCE INC COM NEW 05534B760 291828 7427551 SH DEFINED 5 7427551 0 0 BCE INC COM NEW 05534B760 134 3400 CALL DEFINED 5 3400 0 0 BCE INC COM NEW 05534B760 212 5400 PUT DEFINED 5 5400 0 0 BCE INC COM NEW 05534B760 51600 1313318 SH DEFINED 7 0 1313318 0 BCE INC COM NEW 05534B760 9069 230815 SH DEFINED 8 204904 25911 0 BCE INC COM NEW 05534B760 564 14350 SH DEFINED 9 14350 0 0 BCE INC COM NEW 05534B760 1064 27078 SH DEFINED 5;1 27078 0 0 BCE INC COM NEW 05534B760 961764 24478606 SH SOLE 24478606 0 0 BGC PARTNERS INC CL A 05541T101 352 45481 SH DEFINED 2 45481 0 0 BGC PARTNERS INC CL A 05541T101 24 3135 SH DEFINED 3 3135 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 51 655 SH DEFINED 13 655 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 4 53 SH DEFINED 15 53 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 13 168 SH DEFINED 3 0 0 168 BHP BILLITON PLC SPONSORED ADR 05545E209 701 8944 SH DEFINED 5 8944 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 2 25 SH DEFINED 7 0 25 0 BJS WHOLESALE CLUB INC COM 05548J106 1183 23497 SH DEFINED 2 23497 0 0 BJS WHOLESALE CLUB INC COM 05548J106 2557 50780 SH DEFINED 3 50000 0 780 BOK FINL CORP COM NEW 05561Q201 1 19 SH DEFINED 3 0 0 19 BP PLC SPONSORED ADR 055622104 318 7188 SH DEFINED 7188 0 0 BP PLC SPONSORED ADR 055622104 13 285 SH DEFINED 11 285 0 0 BP PLC SPONSORED ADR 055622104 229 5170 SH DEFINED 12 0 0 5170 BP PLC SPONSORED ADR 055622104 38 850 SH DEFINED 14 850 0 0 BP PLC SPONSORED ADR 055622104 731 16504 SH DEFINED 15 16504 0 0 BP PLC SPONSORED ADR 055622104 27 600 SH DEFINED 16 600 0 0 BP PLC SPONSORED ADR 055622104 113 2542 SH DEFINED 2 2542 0 0 BP PLC SPONSORED ADR 055622104 39455 890838 SH DEFINED 3 482022 0 408816 BP PLC SPONSORED ADR 055622104 25042 565400 PUT DEFINED 3 565400 0 0 BP PLC SPONSORED ADR 055622104 3535 79818 SH DEFINED 5 79818 0 0 BP PLC SPONSORED ADR 055622104 285 6434 SH DEFINED 7 0 6434 0 BP PLC SPONSORED ADR 055622104 91 2058 SH DEFINED 8 1308 750 0 BP PLC SPONSORED ADR 055622104 159 3584 SH DEFINED 9 3584 0 0 BP PLC SPONSORED ADR 055622104 925 20893 SH SOLE 20893 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 22 200 SH DEFINED 15 200 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 181 1617 SH DEFINED 2 1617 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 932 8345 SH DEFINED 3 0 0 8345 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 805 7206 SH DEFINED 5 7206 0 0 BPZ RESOURCES INC COM 055639108 829 252775 SH DEFINED 2 252775 0 0 BPZ RESOURCES INC COM 055639108 3 800 SH DEFINED 3 800 0 0 BRT RLTY TR SH BEN INT NEW 055645303 10 1604 SH DEFINED 3 0 0 1604 BRE PROPERTIES INC CL A 05564E106 23 459 SH DEFINED 3 0 0 459 BRE PROPERTIES INC CL A 05564E106 20 398 SH DEFINED 5 398 0 0 BOFI HLDG INC COM 05566U108 5 367 SH DEFINED 3 367 0 0 BT GROUP PLC ADR 05577E101 65 2000 SH DEFINED 2000 0 0 BT GROUP PLC ADR 05577E101 13 403 SH DEFINED 15 403 0 0 BT GROUP PLC ADR 05577E101 214 6551 SH DEFINED 2 6551 0 0 BMC SOFTWARE INC COM 055921100 15852 289800 SH DEFINED 1 289800 0 0 BMC SOFTWARE INC COM 055921100 661 12078 SH DEFINED 10 12078 0 0 BMC SOFTWARE INC COM 055921100 39 708 SH DEFINED 11 708 0 0 BMC SOFTWARE INC COM 055921100 94 1721 SH DEFINED 15 1721 0 0 BMC SOFTWARE INC COM 055921100 53 964 SH DEFINED 16 964 0 0 BMC SOFTWARE INC COM 055921100 7840 143330 SH DEFINED 2 143330 0 0 BMC SOFTWARE INC COM 055921100 524 9573 SH DEFINED 3 2087 0 7486 BMC SOFTWARE INC COM 055921100 137 2510 SH DEFINED 5 2510 0 0 B2B INTERNET HOLDRS TR DEPOSTRY RCPT 056033103 0 56 SH DEFINED 3 56 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 8 305 SH DEFINED 305 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BABCOCK & WILCOX CO NEW COM 05615F102 37 1333 SH DEFINED 15 1333 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 60 2173 SH DEFINED 2 2173 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 715 25802 SH DEFINED 3 24000 0 1802 BABCOCK & WILCOX CO NEW COM 05615F102 67 2414 SH DEFINED 7 0 2414 0 BABCOCK & WILCOX CO NEW COM 05615F102 2 82 SH DEFINED 8 0 82 0 BACTERIN INTL HLDGS INC COM 05644R101 3 925 SH DEFINED 3 925 0 0 BADGER METER INC COM 056525108 1088 29424 SH DEFINED 3 8724 0 20700 BAIDU INC SPON ADR REP A 056752108 34 240 SH DEFINED 240 0 0 BAIDU INC SPON ADR REP A 056752108 67 480 SH DEFINED 13 480 0 0 BAIDU INC SPON ADR REP A 056752108 131 933 SH DEFINED 15 933 0 0 BAIDU INC SPON ADR REP A 056752108 46080 328839 SH DEFINED 16 328820 19 0 BAIDU INC SPON ADR REP A 056752108 10637 75910 SH DEFINED 2 75910 0 0 BAIDU INC SPON ADR REP A 056752108 3364 24005 SH DEFINED 3 15436 0 8569 BAIDU INC SPON ADR REP A 056752108 8408 60000 PUT DEFINED 3 60000 0 0 BAIDU INC SPON ADR REP A 056752108 926 6607 SH DEFINED 5 6607 0 0 BAKER MICHAEL CORP COM 057149106 100 4723 SH DEFINED 2 4723 0 0 BAKER MICHAEL CORP COM 057149106 7 347 SH DEFINED 3 347 0 0 BAKER HUGHES INC COM 057224107 290 4000 SH DEFINED 4000 0 0 BAKER HUGHES INC COM 057224107 82900 1142500 SH DEFINED 1 1114900 0 27600 BAKER HUGHES INC COM 057224107 150 2070 SH DEFINED 10 2070 0 0 BAKER HUGHES INC COM 057224107 58 800 SH DEFINED 14 800 0 0 BAKER HUGHES INC COM 057224107 133 1830 SH DEFINED 15 1830 0 0 BAKER HUGHES INC COM 057224107 80 1102 SH DEFINED 16 1102 0 0 BAKER HUGHES INC COM 057224107 18170 250407 SH DEFINED 2 250407 0 0 BAKER HUGHES INC COM 057224107 6669 91916 SH DEFINED 3 55899 0 36017 BAKER HUGHES INC COM 057224107 112490 1550300 CALL DEFINED 3 1550300 0 0 BAKER HUGHES INC COM 057224107 7133 98300 PUT DEFINED 3 98300 0 0 BAKER HUGHES INC COM 057224107 1022 14087 SH DEFINED 5 14087 0 0 BAKER HUGHES INC COM 057224107 110 1515 SH DEFINED 9 1515 0 0 BAKER HUGHES INC COM 057224107 283 3896 SH SOLE 3896 0 0 BALCHEM CORP COM 057665200 5 113 SH DEFINED 113 0 0 BALCHEM CORP COM 057665200 52 1197 SH DEFINED 3 1197 0 0 BALCHEM CORP COM 057665200 19265 440051 SH DEFINED 4 0 341552 98499 BALCHEM CORP COM 057665200 18 407 SH DEFINED 5 407 0 0 BALDWIN & LYONS INC CL B 057755209 15 647 SH DEFINED 3 347 0 300 BALDWIN & LYONS INC CL B 057755209 463 20000 SH DEFINED 4 0 0 20000 BALL CORP COM 058498106 4554 118407 SH DEFINED 2 118407 0 0 BALL CORP COM 058498106 384 9996 SH DEFINED 3 1159 0 8837 BALL CORP COM 058498106 261 6785 SH DEFINED 5 6785 0 0 BALLANTYNE STRONG INC COM 058516105 19 4000 SH DEFINED 4000 0 0 BALLANTYNE STRONG INC COM 058516105 140 29831 SH DEFINED 3 0 0 29831 BALLARD PWR SYS INC NEW COM 058586108 0 200 SH DEFINED 200 0 0 BALLARD PWR SYS INC NEW COM 058586108 1 400 SH DEFINED 1 400 0 0 BALLARD PWR SYS INC NEW COM 058586108 18 11050 SH DEFINED 3 0 0 11050 BALLARD PWR SYS INC NEW COM 058586108 13 8475 SH DEFINED 5 8475 0 0 BALLARD PWR SYS INC NEW COM 058586108 0 50 SH DEFINED 7 0 50 0 BALLARD PWR SYS INC NEW COM 058586108 0 100 SH DEFINED 8 100 0 0 BALLY TECHNOLOGIES INC COM 05874B107 88 2152 SH DEFINED 2 2152 0 0 BALLY TECHNOLOGIES INC COM 05874B107 54 1329 SH DEFINED 3 0 0 1329 BALLY TECHNOLOGIES INC COM 05874B107 17 422 SH DEFINED 5 422 0 0 BANCFIRST CORP COM 05945F103 11 279 SH DEFINED 3 279 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 193 9431 SH DEFINED 9431 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3 155 SH DEFINED 15 155 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 28922 1411502 SH DEFINED 3 1398635 0 12867 BANCO BRADESCO S A SP ADR PFD NEW 059460303 46375 2263300 PUT DEFINED 3 2263300 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 27 1330 SH SOLE 1330 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 2 132 SH DEFINED 132 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 1094 93159 SH DEFINED 3 90177 0 2982 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 100 8496 SH DEFINED 5 8496 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 6 487 SH DEFINED 5;1 487 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BANCO DE CHILE SPONSORED ADR 059520106 178 2063 SH DEFINED 2 2063 0 0 BANCO DE CHILE SPONSORED ADR 059520106 1578 18275 SH DEFINED 3 18275 0 0 BANCO MACRO SA SPON ADR B 05961W105 19 504 SH DEFINED 15 504 0 0 BANCO MACRO SA SPON ADR B 05961W105 12 325 SH SOLE 325 0 0 BANCO SANTANDER SA ADR 05964H105 82 7099 SH DEFINED 7099 0 0 BANCO SANTANDER SA ADR 05964H105 14 1239 SH DEFINED 15 1239 0 0 BANCO SANTANDER SA ADR 05964H105 2838 246568 SH DEFINED 3 121462 0 125106 BANCO SANTANDER SA ADR 05964H105 968 84118 SH DEFINED 5 84118 0 0 BANCO SANTANDER SA ADR 05964H105 26 2227 SH DEFINED 7 0 2227 0 BANCO SANTANDER SA ADR 05964H105 68 5932 SH DEFINED 8 5932 0 0 BANCO SANTANDER SA ADR 05964H105 4 345 SH DEFINED 5;1 345 0 0 BANCO SANTANDER SA ADR 05964H105 48 4200 SH SOLE 4200 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 4965 52928 SH DEFINED 3 52928 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 165 14053 SH DEFINED 15 14053 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 1598 136481 SH DEFINED 3 136481 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 5270 450000 PUT DEFINED 3 450000 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 100 1500 SH DEFINED 3 0 0 1500 BANCOLOMBIA S A SPON ADR PREF 05968L102 29 440 SH DEFINED 5 440 0 0 BANCORP RHODE ISLAND INC COM 059690107 7 154 SH DEFINED 3 154 0 0 BANCORPSOUTH INC COM 059692103 1322 106503 SH DEFINED 2 106503 0 0 BANCORPSOUTH INC COM 059692103 44 3528 SH DEFINED 3 3463 0 65 BANCROFT FUND LTD COM 059695106 121 6949 SH DEFINED 3 0 0 6949 BANCORP INC DEL COM 05969A105 22 2083 SH DEFINED 3 1213 0 870 BANCORP INC DEL COM 05969A105 665 63600 SH DEFINED 4 0 0 63600 BANK OF AMERICA CORPORATION COM 060505104 814 74276 SH DEFINED 57876 16400 0 BANK OF AMERICA CORPORATION COM 060505104 85275 7780597 SH DEFINED 1 7780597 0 0 BANK OF AMERICA CORPORATION COM 060505104 197 18000 SH DEFINED 10 18000 0 0 BANK OF AMERICA CORPORATION COM 060505104 219 20000 SH DEFINED 11 20000 0 0 BANK OF AMERICA CORPORATION COM 060505104 848 77394 SH DEFINED 13 77394 0 0 BANK OF AMERICA CORPORATION COM 060505104 10981 1001899 SH DEFINED 14 1001899 0 0 BANK OF AMERICA CORPORATION COM 060505104 303 27678 SH DEFINED 15 27678 0 0 BANK OF AMERICA CORPORATION COM 060505104 1665 151905 SH DEFINED 16 151905 0 0 BANK OF AMERICA CORPORATION COM 060505104 61112 5575889 SH DEFINED 2 5575889 0 0 BANK OF AMERICA CORPORATION COM 060505104 108992 9944551 SH DEFINED 3 8311020 0 1633531 BANK OF AMERICA CORPORATION COM 060505104 25631 2338600 CALL DEFINED 3 2338600 0 0 BANK OF AMERICA CORPORATION COM 060505104 89053 8125300 PUT DEFINED 3 8125300 0 0 BANK OF AMERICA CORPORATION COM 060505104 9126 832631 SH DEFINED 4 0 121013 711618 BANK OF AMERICA CORPORATION COM 060505104 30208 2756213 SH DEFINED 5 2756213 0 0 BANK OF AMERICA CORPORATION COM 060505104 3263 297714 SH DEFINED 7 0 297714 0 BANK OF AMERICA CORPORATION COM 060505104 884 80673 SH DEFINED 8 57488 23185 0 BANK OF AMERICA CORPORATION COM 060505104 19 1719 SH DEFINED 9 1719 0 0 BANK OF AMERICA CORPORATION COM 060505104 4 350 SH DEFINED 5;1 350 0 0 BANK OF AMERICA CORPORATION COM 060505104 2240 176766 SH SOLE 176766 0 0 BANK OF AMERICA CORPORATION *W EXP 060505146 2 400 SH DEFINED 15 400 0 0 01/16/201 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 119 119 PRN DEFINED 3 0 0 119 BANK HAWAII CORP COM 062540109 7 152 SH DEFINED 15 152 0 0 BANK HAWAII CORP COM 062540109 14 300 SH DEFINED 16 300 0 0 BANK HAWAII CORP COM 062540109 1458 31334 SH DEFINED 2 31334 0 0 BANK HAWAII CORP COM 062540109 527 11334 SH DEFINED 3 0 0 11334 BANK KY FINL CORP COM 062896105 18 822 SH DEFINED 3 822 0 0 BANK OF MARIN BANCORP COM 063425102 8 221 SH DEFINED 3 221 0 0 BANK MONTREAL QUE COM 063671101 1947 30637 SH DEFINED 30637 0 0 BANK MONTREAL QUE COM 063671101 1110192 17469589 SH DEFINED 1 17469589 0 0 BANK MONTREAL QUE COM 063671101 62 980 SH DEFINED 11 980 0 0 BANK MONTREAL QUE COM 063671101 318 5000 SH DEFINED 12 0 0 5000 BANK MONTREAL QUE COM 063671101 28 444 SH DEFINED 15 444 0 0 BANK MONTREAL QUE COM 063671101 77 1211 SH DEFINED 16 1211 0 0 BANK MONTREAL QUE COM 063671101 62 973 SH DEFINED 2 973 0 0 BANK MONTREAL QUE COM 063671101 14380 226274 SH DEFINED 3 0 0 226274

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BANK MONTREAL QUE COM 063671101 349669 5502268 SH DEFINED 5 5502268 0 0 BANK MONTREAL QUE COM 063671101 20349 320200 CALL DEFINED 5 320200 0 0 BANK MONTREAL QUE COM 063671101 2212 34800 PUT DEFINED 5 34800 0 0 BANK MONTREAL QUE COM 063671101 69984 1101249 SH DEFINED 7 0 1101249 0 BANK MONTREAL QUE COM 063671101 9773 153777 SH DEFINED 8 114919 38858 0 BANK MONTREAL QUE COM 063671101 2488 39144 SH DEFINED 9 39144 0 0 BANK MONTREAL QUE COM 063671101 2546 40065 SH DEFINED 5;1 40065 0 0 BANK MONTREAL QUE COM 063671101 1482124 23322176 SH SOLE 23322176 0 0 BANK MONTREAL QUE COM 063671101 6355 100000 CALL SOLE 100000 0 0 BANK MUTUAL CORP NEW COM 063750103 2 493 SH DEFINED 2 493 0 0 BANK MUTUAL CORP NEW COM 063750103 7 1908 SH DEFINED 3 1908 0 0 BANK OF THE OZARKS INC COM 063904106 30 582 SH DEFINED 3 582 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 167 6534 SH DEFINED 6534 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 10 400 SH DEFINED 1 400 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 647 25246 SH DEFINED 10 25246 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 38 1491 SH DEFINED 11 1491 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 495 19334 SH DEFINED 15 19334 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 62 2418 SH DEFINED 16 2418 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 19536 762537 SH DEFINED 2 762537 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 3978 155255 SH DEFINED 3 14685 0 140570 BANK OF NEW YORK MELLON CORP COM 064058100 566 22099 SH DEFINED 5 22099 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 30 1155 SH DEFINED 7 0 1155 0 BANK OF NEW YORK MELLON CORP COM 064058100 43 1695 SH DEFINED 8 1283 412 0 BANK OF NEW YORK MELLON CORP COM 064058100 23 900 SH DEFINED 9 900 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 3155 52440 SH DEFINED 44848 7592 0 BANK NOVA SCOTIA HALIFAX COM 064149107 1874753 31157604 SH DEFINED 1 31157604 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 48136 800000 CALL DEFINED 1 800000 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 797 13240 SH DEFINED 11 13240 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 542 9000 SH DEFINED 12 0 0 9000 BANK NOVA SCOTIA HALIFAX COM 064149107 421 7000 SH DEFINED 14 7000 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 17 283 SH DEFINED 15 283 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 212 3518 SH DEFINED 16 3518 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 1355 22523 SH DEFINED 3 0 0 22523 BANK NOVA SCOTIA HALIFAX COM 064149107 267079 4438743 SH DEFINED 5 4438743 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 41571 690900 CALL DEFINED 5 690900 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 4441 73800 PUT DEFINED 5 73800 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 83683 1390773 SH DEFINED 7 0 1390773 0 BANK NOVA SCOTIA HALIFAX COM 064149107 8160 135619 SH DEFINED 8 89323 46296 0 BANK NOVA SCOTIA HALIFAX COM 064149107 3601 59849 SH DEFINED 9 59849 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 87782 1458900 SH DEFINED 5;1 1458900 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 2683399 44596951 SH SOLE 44596951 0 0 BANK COMM HLDGS COM 06424J103 4 1000 SH DEFINED 5 1000 0 0 BANKFINANCIAL CORP COM 06643P104 11 1271 SH DEFINED 3 1271 0 0 BANKUNITED INC COM 06652K103 764 28792 SH DEFINED 3 23442 0 5350 BANKUNITED INC COM 06652K103 13 486 SH DEFINED 5 486 0 0 BANNER CORP COM NEW 06652V208 20 1121 SH DEFINED 3 1121 0 0 BANNER CORP COM NEW 06652V208 144 8228 SH DEFINED 4 0 0 8228 BANRO CORP COM 066800103 15 3834 SH DEFINED 15 3834 0 0 BANRO CORP COM 066800103 9 2400 SH DEFINED 5 2400 0 0 BANRO CORP *W EXP 066800111 0 11 SH DEFINED 5 11 0 0 09/17/201 BAR HBR BANKSHARES COM 066849100 409 14514 SH DEFINED 3 0 0 14514 BARD C R INC COM 067383109 13 115 SH DEFINED 15 115 0 0 BARD C R INC COM 067383109 4188 38123 SH DEFINED 2 38123 0 0 BARD C R INC COM 067383109 213 1935 SH DEFINED 3 976 0 959 BARD C R INC COM 067383109 2473 22514 SH DEFINED 5 22514 0 0 BARCLAYS BK PLC DJUBS CMDT 06738C778 26 540 SH DEFINED 15 540 0 0 ETN36 BARCLAYS BK PLC DJUBS CMDT 06738C778 5896 124828 SH DEFINED 3 0 40981 83847 ETN36

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BARCLAYS BK PLC DJUBS CMDT 06738C778 10 208 SH DEFINED 5 208 0 0 ETN36 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 122 5000 SH DEFINED 5000 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 126 5141 SH DEFINED 16 5141 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 3700 151214 SH DEFINED 3 134735 0 16479 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 10 400 SH DEFINED 7 0 400 0 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 97 2803 SH DEFINED 3 0 0 2803 BARCLAYS PLC ADR 06738E204 5381 327500 PUT DEFINED 3 327500 0 0 BARCLAYS PLC ADR 06738E204 211 12831 SH DEFINED 5 12831 0 0 BARCLAYS PLC ADR 06738E204 7 400 SH DEFINED 7 0 400 0 BARCLAYS PLC ADR 06738E204 2306 144744 SH SOLE 144744 0 0 BARCLAYS PLC ADR 06738E204 2 96 SH DEFINED 96 0 0 BARCLAYS PLC ADR 06738E204 8 466 SH DEFINED 15 466 0 0 BARCLAYS PLC ADR 06738E204 226 13756 SH DEFINED 2 13756 0 0 BARCLAYS PLC ADR 06738E204 4156 252946 SH DEFINED 3 186579 0 66367 BARCLAYS PLC ADR 06738E204 18 1100 CALL DEFINED 3 1100 0 0 BARCLAYS BK PLC ETN DJUBS IND 06738G407 2 40 SH DEFINED 3 0 0 40 MT BARCLAYS BK PLC ETN DJUBS IND 06738G407 204 4573 SH DEFINED 5 4573 0 0 MT BARCLAYS BK PLC ETN DJUBS 06739F101 22 386 SH DEFINED 3 0 0 386 COPR37 BARCLAYS BK PLC ETN DJUBS 06739F101 218 3890 SH DEFINED 5 3890 0 0 COPR37 BARCLAYS BK PLC ETN DJUBS 06739F101 185 3300 SH DEFINED 7 0 3300 0 COPR37 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 68 967 SH DEFINED 3 0 0 967 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 1119 15968 SH DEFINED 5 15968 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 21 300 SH DEFINED 7 0 300 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 350 5000 SH SOLE 5000 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 144 6000 PRN DEFINED 16 6000 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 484 20143 PRN DEFINED 3 0 0 20143 BARCLAYS BANK PLC ETN DJUBS TIN 06739H198 87 1428 SH DEFINED 3 0 0 1428 38 BARCLAYS BANK PLC ETN DJUBS 06739H206 1375 24097 SH DEFINED 3 20639 0 3458 AGRI37 BARCLAYS BANK PLC ETN DJUBS 06739H214 4241 48096 SH DEFINED 3 48096 0 0 SGAR38 BARCLAYS BANK PLC ETN DJUBSSOFT 06739H230 4971 61483 SH DEFINED 3 61048 0 435 38 BARCLAYS BANK PLC ETN DJUBS 06739H248 899 10359 SH DEFINED 3 0 0 10359 PMET38 BARCLAYS BANK PLC ETN 06739H255 460 11452 SH DEFINED 3 0 0 11452 DJUBSPLATM38 BARCLAYS BANK PLC ETN 06739H255 108 2690 SH DEFINED 5 2690 0 0 DJUBSPLATM38 BARCLAYS BANK PLC ETN 06739H271 82 1107 SH DEFINED 3 800 0 307 DJUBSCOTTN38 BARCLAYS BANK PLC ETN 06739H297 566 8254 SH DEFINED 3 0 0 8254 DJUBSCOFFE38 BARCLAYS BANK PLC ETN DJUBS 06739H305 20 440 SH DEFINED 440 0 0 GRNS37 BARCLAYS BANK PLC ETN DJUBS 06739H305 748 16177 SH DEFINED 3 14277 0 1900 GRNS37 BARCLAYS BANK PLC ETN DJUBS 06739H305 117 2540 SH DEFINED 5 2540 0 0 GRNS37 BARCLAYS BANK PLC ETN DJUBSCOCO 06739H313 8 190 SH DEFINED 3 0 0 190 38 BARCLAYS BANK PLC ETN 06739H321 2 52 SH DEFINED 3 0 0 52 DJUBSALUMI38

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BARCLAYS BANK PLC ADR PFD SR 5 06739H362 661 25100 PRN DEFINED 25100 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 53 2000 PRN DEFINED 15 2000 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1142 43351 PRN DEFINED 3 0 0 43351 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 1929 75099 PRN DEFINED 3 0 0 75099 BARCLAYS BANK PLC ETN DJUBS 06739H644 71 9450 SH DEFINED 16 9450 0 0 NAT37 BARCLAYS BANK PLC ETN DJUBS 06739H644 39 5155 SH DEFINED 3 0 0 5155 NAT37 BARCLAYS BANK PLC ETN DJUBS 06739H644 7 873 SH DEFINED 5 873 0 0 NAT37 BARCLAYS BANK PLC ETN 06739H743 669 22864 SH DEFINED 3 22764 0 100 DJUBSLVSTK37 BARCLAYS BANK PLC ETN 06739H743 1 18 SH DEFINED 5 18 0 0 DJUBSLVSTK37 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 264 10400 PRN DEFINED 10400 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 512 20209 PRN DEFINED 3 0 0 20209 BARCLAYS BK PLC IPTH S&P VIX 06740C261 911 43080 SH DEFINED 5 43080 0 0 NEW BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 437 3951 SH DEFINED 5 3951 0 0 BARCLAYS BK PLC IPATH S&P MT 06740C519 419 8323 SH DEFINED 5 8323 0 0 ETN BARCLAYS BK PLC IPATH S&P MT 06740C519 16 317 SH DEFINED 8 317 0 0 ETN BARCLAYS BK PLC 30 YR TREAS 06740L444 15 300 SH DEFINED 3 0 0 300 BEAR BARNES & NOBLE INC COM 067774109 242 14594 SH DEFINED 2 14594 0 0 BARNES & NOBLE INC COM 067774109 474 28595 SH DEFINED 3 28594 0 1 BARNES & NOBLE INC COM 067774109 1244 75000 PUT DEFINED 3 75000 0 0 BARNES & NOBLE INC COM 067774109 156 9415 SH DEFINED 7 0 9415 0 BARNES & NOBLE INC COM 067774109 35 2090 SH DEFINED 8 0 2090 0 BARNES GROUP INC COM 067806109 276 11136 SH DEFINED 3 2259 0 8877 BARRICK GOLD CORP COM 067901108 1299 28683 SH DEFINED 28683 0 0 BARRICK GOLD CORP COM 067901108 892497 19706264 SH DEFINED 1 19706264 0 0 BARRICK GOLD CORP COM 067901108 44 970 SH DEFINED 10 970 0 0 BARRICK GOLD CORP COM 067901108 32 710 SH DEFINED 11 710 0 0 BARRICK GOLD CORP COM 067901108 498 11000 SH DEFINED 12 0 0 11000 BARRICK GOLD CORP COM 067901108 188 4145 SH DEFINED 13 4145 0 0 BARRICK GOLD CORP COM 067901108 41 900 SH DEFINED 14 900 0 0 BARRICK GOLD CORP COM 067901108 574 12677 SH DEFINED 15 12677 0 0 BARRICK GOLD CORP COM 067901108 311 6873 SH DEFINED 16 6843 30 0 BARRICK GOLD CORP COM 067901108 966 21325 SH DEFINED 2 21325 0 0 BARRICK GOLD CORP COM 067901108 36675 809789 SH DEFINED 3 656870 0 152919 BARRICK GOLD CORP COM 067901108 2265 50000 CALL DEFINED 3 50000 0 0 BARRICK GOLD CORP COM 067901108 33555 740900 PUT DEFINED 3 740900 0 0 BARRICK GOLD CORP COM 067901108 145997 3223594 SH DEFINED 5 3223594 0 0 BARRICK GOLD CORP COM 067901108 4493 99200 CALL DEFINED 5 99200 0 0 BARRICK GOLD CORP COM 067901108 5245 115800 PUT DEFINED 5 115800 0 0 BARRICK GOLD CORP COM 067901108 42617 940972 SH DEFINED 7 0 940972 0 BARRICK GOLD CORP COM 067901108 5061 111757 SH DEFINED 8 83349 28408 0 BARRICK GOLD CORP COM 067901108 1305 28825 SH DEFINED 9 28825 0 0 BARRICK GOLD CORP COM 067901108 126236 2787282 SH DEFINED 5;1 2787282 0 0 BARRICK GOLD CORP COM 067901108 249408 5506919 SH SOLE 5506919 0 0 BARRICK GOLD CORP COM 067901108 3623 80000 CALL SOLE 80000 0 0 BARRICK GOLD CORP COM 067901108 15159 334700 PUT SOLE 334700 0 0 BARRETT BUSINESS SERVICES IN COM 068463108 121 8466 SH DEFINED 3 316 0 8150 BARRETT BILL CORP COM 06846N104 45 980 SH DEFINED 15 980 0 0 BARRETT BILL CORP COM 06846N104 20 441 SH DEFINED 2 441 0 0 BARRETT BILL CORP COM 06846N104 167 3600 SH DEFINED 3 0 0 3600 BARRETT BILL CORP NOTE 5.00 06846NAA2 85 83000 PRN DEFINED 3 43000 0 40000 BARRY R G CORP OHIO COM 068798107 4 356 SH DEFINED 3 356 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BARRY R G CORP OHIO COM 068798107 7258 643453 SH DEFINED 4 0 250730 392723 BASIC ENERGY SVCS INC NEW COM 06985P100 86 2748 SH DEFINED 3 0 0 2748 BAXTER INTL INC COM 071813109 321 5384 SH DEFINED 5384 0 0 BAXTER INTL INC COM 071813109 2238 37500 SH DEFINED 1 37500 0 0 BAXTER INTL INC COM 071813109 869 14561 SH DEFINED 10 14561 0 0 BAXTER INTL INC COM 071813109 166 2783 SH DEFINED 11 2783 0 0 BAXTER INTL INC COM 071813109 70 1178 SH DEFINED 15 1178 0 0 BAXTER INTL INC COM 071813109 69 1154 SH DEFINED 16 1154 0 0 BAXTER INTL INC COM 071813109 15416 258273 SH DEFINED 2 258273 0 0 BAXTER INTL INC COM 071813109 9621 161179 SH DEFINED 3 15202 0 145977 BAXTER INTL INC COM 071813109 21530 360700 CALL DEFINED 3 360700 0 0 BAXTER INTL INC COM 071813109 11785 197445 SH DEFINED 4 0 38485 158960 BAXTER INTL INC COM 071813109 4533 75936 SH DEFINED 5 75936 0 0 BAXTER INTL INC COM 071813109 1128 18900 PUT DEFINED 5 18900 0 0 BAXTER INTL INC COM 071813109 48 800 SH DEFINED 7 0 800 0 BAXTER INTL INC COM 071813109 126 2103 SH DEFINED 8 2103 0 0 BAXTER INTL INC COM 071813109 148 2484 SH DEFINED 9 2484 0 0 BAXTER INTL INC COM 071813109 390 6529 SH SOLE 6529 0 0 BAYTEX ENERGY CORP COM 07317Q105 90 1650 SH DEFINED 1650 0 0 BAYTEX ENERGY CORP COM 07317Q105 92236 1694270 SH DEFINED 1 1694270 0 0 BAYTEX ENERGY CORP COM 07317Q105 868 15948 SH DEFINED 2 15948 0 0 BAYTEX ENERGY CORP COM 07317Q105 529 9712 SH DEFINED 3 0 0 9712 BAYTEX ENERGY CORP COM 07317Q105 12375 227312 SH DEFINED 5 227312 0 0 BAYTEX ENERGY CORP COM 07317Q105 10442 191800 CALL DEFINED 5 191800 0 0 BAYTEX ENERGY CORP COM 07317Q105 778 14300 PUT DEFINED 5 14300 0 0 BAYTEX ENERGY CORP COM 07317Q105 19784 363401 SH DEFINED 7 0 363401 0 BAYTEX ENERGY CORP COM 07317Q105 585 10751 SH DEFINED 8 5871 4880 0 BAYTEX ENERGY CORP COM 07317Q105 62 1130 SH DEFINED 9 1130 0 0 BAYTEX ENERGY CORP COM 07317Q105 27220 500000 SH SOLE 500000 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 5 500 SH DEFINED 3 0 0 500 BE AEROSPACE INC COM 073302101 2 53 SH DEFINED 53 0 0 BE AEROSPACE INC COM 073302101 8305 203500 SH DEFINED 1 203500 0 0 BE AEROSPACE INC COM 073302101 1528 37431 SH DEFINED 2 37431 0 0 BE AEROSPACE INC COM 073302101 1314 32201 SH DEFINED 3 0 0 32201 BE AEROSPACE INC COM 073302101 19 461 SH DEFINED 5 461 0 0 BE AEROSPACE INC COM 073302101 267 6535 SH SOLE 6535 0 0 BEACON FED BANCORP INC COM 073582108 14 1000 SH DEFINED 3 0 0 1000 BEACON POWER CORP COM NEW 073677205 2 2060 SH DEFINED 14 2060 0 0 BEACON POWER CORP COM NEW 073677205 0 100 SH DEFINED 3 0 0 100 BEACON ROOFING SUPPLY INC COM 073685109 4 159 SH DEFINED 15 159 0 0 BEACON ROOFING SUPPLY INC COM 073685109 55 2407 SH DEFINED 3 1907 0 500 BEACON ROOFING SUPPLY INC COM 073685109 707 31000 SH DEFINED 4 0 0 31000 BEACON ROOFING SUPPLY INC COM 073685109 10 450 SH DEFINED 5 450 0 0 BEAZER HOMES USA INC COM 07556Q105 2 510 SH DEFINED 2 510 0 0 BEAZER HOMES USA INC COM 07556Q105 11 3260 SH DEFINED 3 3160 0 100 BEAZER HOMES USA INC COM 07556Q105 29 8500 SH DEFINED 5 8500 0 0 BEBE STORES INC COM 075571109 1 215 SH DEFINED 215 0 0 BEBE STORES INC COM 075571109 536 87798 SH DEFINED 2 87798 0 0 BEBE STORES INC COM 075571109 10 1593 SH DEFINED 3 1593 0 0 BECKMAN COULTER INC COM 075811109 227 2715 SH DEFINED 2 2715 0 0 BECKMAN COULTER INC COM 075811109 1753 21000 SH DEFINED 3 20800 0 200 BECKMAN COULTER INC NOTE 2.50 075811AD1 5 4000 PRN DEFINED 3 1000 0 3000 BECTON DICKINSON & CO COM 075887109 37 430 SH DEFINED 430 0 0 BECTON DICKINSON & CO COM 075887109 38782 450064 SH DEFINED 1 450064 0 0 BECTON DICKINSON & CO COM 075887109 689 8000 SH DEFINED 12 0 0 8000 BECTON DICKINSON & CO COM 075887109 643 7467 SH DEFINED 15 7467 0 0 BECTON DICKINSON & CO COM 075887109 71 820 SH DEFINED 16 820 0 0 BECTON DICKINSON & CO COM 075887109 11107 128898 SH DEFINED 2 128898 0 0 BECTON DICKINSON & CO COM 075887109 3340 38757 SH DEFINED 3 2613 0 36144 BECTON DICKINSON & CO COM 075887109 7716 89539 SH DEFINED 5 89539 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BECTON DICKINSON & CO COM 075887109 58 672 SH DEFINED 7 0 672 0 BECTON DICKINSON & CO COM 075887109 626 7260 SH DEFINED 8 2550 4710 0 BED BATH & BEYOND INC COM 075896100 11 187 SH DEFINED 187 0 0 BED BATH & BEYOND INC COM 075896100 37474 642000 SH DEFINED 1 642000 0 0 BED BATH & BEYOND INC COM 075896100 69 1189 SH DEFINED 15 1189 0 0 BED BATH & BEYOND INC COM 075896100 11130 190676 SH DEFINED 2 190676 0 0 BED BATH & BEYOND INC COM 075896100 2962 50746 SH DEFINED 3 45049 0 5697 BED BATH & BEYOND INC COM 075896100 1885 32300 PUT DEFINED 3 32300 0 0 BED BATH & BEYOND INC COM 075896100 1528 26173 SH DEFINED 5 26173 0 0 BED BATH & BEYOND INC COM 075896100 70 1204 SH DEFINED 8 1204 0 0 BEL FUSE INC CL B 077347300 9 436 SH DEFINED 3 436 0 0 BELDEN INC COM 077454106 3 82 SH DEFINED 15 82 0 0 BELDEN INC COM 077454106 403 11560 SH DEFINED 2 11560 0 0 BELDEN INC COM 077454106 68 1965 SH DEFINED 3 1965 0 0 BELDEN INC COM 077454106 10 300 SH DEFINED 5 300 0 0 BELO CORP COM SER A 080555105 3 400 SH DEFINED 15 400 0 0 BELO CORP COM SER A 080555105 32 4229 SH DEFINED 3 3840 0 389 BEMIS INC COM 081437105 730 21597 SH DEFINED 2 21597 0 0 BEMIS INC COM 081437105 595 17621 SH DEFINED 3 1284 0 16337 BEMIS INC COM 081437105 6 189 SH DEFINED 5 189 0 0 BEMIS INC COM 081437105 6 178 SH DEFINED 8 178 0 0 BENCHMARK ELECTRS INC COM 08160H101 1 84 SH DEFINED 84 0 0 BENCHMARK ELECTRS INC COM 08160H101 3 185 SH DEFINED 15 185 0 0 BENCHMARK ELECTRS INC COM 08160H101 42 2518 SH DEFINED 3 2518 0 0 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 29 3499 SH DEFINED 2 3499 0 0 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 11 1379 SH DEFINED 3 1379 0 0 BENIHANA INC CL A 082047200 6 553 SH DEFINED 3 553 0 0 BENIHANA INC CL A 082047200 12101 1153581 SH DEFINED 4 0 372614 780967 BERKLEY W R CORP COM 084423102 3 89 SH DEFINED 15 89 0 0 BERKLEY W R CORP COM 084423102 943 29078 SH DEFINED 2 29078 0 0 BERKLEY W R CORP COM 084423102 695 21437 SH DEFINED 3 0 0 21437 BERKSHIRE HATHAWAY INC DEL CL A 084670108 929 8 SH DEFINED 8 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 116 1 SH DEFINED 12 0 0 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3948 34 SH DEFINED 13 34 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 464 4 SH DEFINED 14 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 22408 193 SH DEFINED 15 193 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2322 20 SH DEFINED 16 20 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3948 34 SH DEFINED 3 0 0 34 BERKSHIRE HATHAWAY INC DEL CL A 084670108 8476 73 SH DEFINED 5 73 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 929 8 SH DEFINED 7 0 8 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 58 750 SH DEFINED 750 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 42166 544848 SH DEFINED 1 544848 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 74 950 SH DEFINED 12 0 0 950 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1279 16529 SH DEFINED 15 16529 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 69003 891628 SH DEFINED 2 891628 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 23871 308456 SH DEFINED 3 20398 0 288058 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4806 62100 CALL DEFINED 3 62100 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1548 20000 PUT DEFINED 3 20000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8018 103610 SH DEFINED 4 0 10235 93375 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 37056 478823 SH DEFINED 5 478823 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 135 1745 SH DEFINED 7 0 1745 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1142 14759 SH DEFINED 8 10764 3995 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 120 1550 SH DEFINED 9 1550 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 16 696 SH DEFINED 3 696 0 0 BERRY PETE CO CL A 085789105 21771 409770 SH DEFINED 4 0 274140 135630 BEST BUY INC COM 086516101 94 3000 SH DEFINED 3000 0 0 BEST BUY INC COM 086516101 55 1737 SH DEFINED 15 1737 0 0 BEST BUY INC COM 086516101 5241 166870 SH DEFINED 2 166870 0 0 BEST BUY INC COM 086516101 4147 132021 SH DEFINED 3 25969 0 106052 BEST BUY INC COM 086516101 7475 237992 SH DEFINED 5 237992 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BEST BUY INC COM 086516101 1074 34200 PUT DEFINED 5 34200 0 0 BEST BUY INC COM 086516101 34 1070 SH DEFINED 7 0 1070 0 BEST BUY INC COM 086516101 143 4561 SH DEFINED 8 4311 250 0 BEST BUY INC COM 086516101 1 25 SH DEFINED 5;1 25 0 0 BEST BUY INC COM 086516101 261 8300 SH SOLE 8300 0 0 BEST BUY INC SDCV 2.250% 086516AF8 4836 4774000 PRN DEFINED 3 4767000 0 7000 1/1 BHP BILLITON LTD SPONSORED ADR 088606108 698 7374 SH DEFINED 7374 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 145 1530 SH DEFINED 15 1530 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 4642 49054 SH DEFINED 3 20345 0 28709 BHP BILLITON LTD SPONSORED ADR 088606108 11668 123300 PUT DEFINED 3 123300 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 34091 360258 SH DEFINED 5 360258 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 237 2500 SH DEFINED 7 0 2500 0 BHP BILLITON LTD SPONSORED ADR 088606108 1332 14071 SH DEFINED 8 11071 3000 0 BHP BILLITON LTD SPONSORED ADR 088606108 14 150 SH DEFINED 9 150 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 6870 72601 SH DEFINED 5;1 72601 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 748 7901 SH SOLE 7901 0 0 BG MEDICINE INC COM 08861T107 4 519 SH DEFINED 3 519 0 0 BIG 5 SPORTING GOODS CORP COM 08915P101 29 3726 SH DEFINED 2 3726 0 0 BIG 5 SPORTING GOODS CORP COM 08915P101 7 912 SH DEFINED 3 912 0 0 BIG LOTS INC COM 089302103 1264 38119 SH DEFINED 2 38119 0 0 BIG LOTS INC COM 089302103 1419 42802 SH DEFINED 3 42402 0 400 BIG LOTS INC COM 089302103 6630 200000 PUT DEFINED 3 200000 0 0 BIG LOTS INC COM 089302103 119 3583 SH DEFINED 5 3583 0 0 BIGBAND NETWORKS INC COM 089750509 5 2316 SH DEFINED 3 1816 0 500 BIGLARI HLDGS INC COM 08986R101 245 627 SH DEFINED 2 627 0 0 BIGLARI HLDGS INC COM 08986R101 20 50 SH DEFINED 3 50 0 0 BIGLARI HLDGS INC COM 08986R101 313 800 SH DEFINED 4 0 0 800 BIO RAD LABS INC CL A 090572207 5 41 SH DEFINED 15 41 0 0 BIO RAD LABS INC CL A 090572207 1380 11558 SH DEFINED 2 11558 0 0 BIO RAD LABS INC CL A 090572207 53 440 SH DEFINED 3 0 0 440 BIO RAD LABS INC CL A 090572207 7 62 SH DEFINED 5 62 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 2 93 SH DEFINED 15 93 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 1027 49141 SH DEFINED 2 49141 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 21 1019 SH DEFINED 3 1019 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 9938 475501 SH DEFINED 4 0 369071 106430 BIOCRYST PHARMACEUTICALS COM 09058V103 5 1199 SH DEFINED 3 1199 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 4 1200 SH DEFINED 3 1200 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 52 1905 SH DEFINED 2 1905 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1233 45300 SH DEFINED 3 43300 0 2000 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 09061GAD3 43287 30000000 PRN DEFINED 3 30000000 0 0 4/2 BIOGEN IDEC INC COM 09062X103 13654 127700 SH DEFINED 1 127700 0 0 BIOGEN IDEC INC COM 09062X103 165 1542 SH DEFINED 10 1542 0 0 BIOGEN IDEC INC COM 09062X103 16 151 SH DEFINED 11 151 0 0 BIOGEN IDEC INC COM 09062X103 177 1659 SH DEFINED 15 1659 0 0 BIOGEN IDEC INC COM 09062X103 27 255 SH DEFINED 16 255 0 0 BIOGEN IDEC INC COM 09062X103 17466 163357 SH DEFINED 2 163357 0 0 BIOGEN IDEC INC COM 09062X103 3353 31359 SH DEFINED 3 2840 0 28519 BIOGEN IDEC INC COM 09062X103 2097 19611 SH DEFINED 5 19611 0 0 BIOGEN IDEC INC COM 09062X103 89 832 SH DEFINED 8 832 0 0 BIOGEN IDEC INC COM 09062X103 28 265 SH SOLE 265 0 0 BIOMED REALTY TRUST INC COM 09063H107 5 260 SH DEFINED 15 260 0 0 BIOMED REALTY TRUST INC COM 09063H107 265 13785 SH DEFINED 2 13785 0 0 BIOMED REALTY TRUST INC COM 09063H107 172 8944 SH DEFINED 3 5444 0 3500 BIONOVO INC COM NEW 090643206 1 1400 SH SOLE 1400 0 0 BIOMIMETIC THERAPEUTICS INC COM 09064X101 4 796 SH DEFINED 3 796 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 27 9937 SH DEFINED 3 3883 0 6054 BIOTIME INC COM 09066L105 11 2074 SH DEFINED 3 1024 0 1050 BIOTIME INC COM 09066L105 12 2350 SH DEFINED 5 2350 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 27 251 SH DEFINED 3 151 0 100 BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 300 2800 SH DEFINED 5 2800 0 0 BIOSCRIP INC COM 09069N108 83 12808 SH DEFINED 2 12808 0 0 BIOSCRIP INC COM 09069N108 14 2188 SH DEFINED 3 1688 0 500 BIOSCRIP INC COM 09069N108 2544 392000 SH DEFINED 4 0 81500 310500 BIOLASE TECHNOLOGY INC COM 090911108 117 22725 SH DEFINED 22725 0 0 BIOLASE TECHNOLOGY INC COM 090911108 6 1197 SH DEFINED 3 1197 0 0 BIOSPECIFICS TECHNOLOGIES CO COM 090931106 35 1558 SH DEFINED 3 1558 0 0 BITSTREAM INC CL A 091736108 2 300 SH DEFINED 5 300 0 0 BJS RESTAURANTS INC COM 09180C106 6265 119652 SH DEFINED 3 111198 0 8454 BJS RESTAURANTS INC COM 09180C106 59 1122 SH DEFINED 5 1122 0 0 BLACK BOX CORP DEL COM 091826107 65 2063 SH DEFINED 2 2063 0 0 BLACK BOX CORP DEL COM 091826107 23 745 SH DEFINED 3 745 0 0 BLACK BOX CORP DEL COM 091826107 375 12000 SH DEFINED 4 0 0 12000 BLACKBOARD INC COM 091935502 1 21 SH DEFINED 21 0 0 BLACKBOARD INC COM 091935502 2 54 SH DEFINED 15 54 0 0 BLACKBOARD INC COM 091935502 37 842 SH DEFINED 2 842 0 0 BLACKBOARD INC COM 091935502 64 1479 SH DEFINED 3 1453 0 26 BLACKROCK FLOATING RATE INCO COM 091941104 720 46294 SH DEFINED 3 0 0 46294 BLACK DIAMOND INC COM 09202G101 4 549 SH DEFINED 3 549 0 0 BLACK HILLS CORP COM 092113109 11 375 SH DEFINED 16 375 0 0 BLACK HILLS CORP COM 092113109 2023 67218 SH DEFINED 2 67218 0 0 BLACK HILLS CORP COM 092113109 687 22838 SH DEFINED 3 1635 0 21203 BLACKBAUD INC COM 09227Q100 2 70 SH DEFINED 70 0 0 BLACKBAUD INC COM 09227Q100 7 237 SH DEFINED 15 237 0 0 BLACKBAUD INC COM 09227Q100 815 29397 SH DEFINED 2 29397 0 0 BLACKBAUD INC COM 09227Q100 51 1846 SH DEFINED 3 1846 0 0 BLACKBAUD INC COM 09227Q100 8 294 SH DEFINED 5 294 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 85 8750 SH DEFINED 8750 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 110 11400 SH DEFINED 3 0 0 11400 BLACKROCK MUNICIPL INC QLTY COM 092479104 412 30200 SH DEFINED 3 0 0 30200 BLACKROCK INVT QUALITY MUN T COM 09247D105 91 6507 SH DEFINED 3 0 0 6507 BLACKROCK INCOME TR INC COM 09247F100 225 32000 SH DEFINED 32000 0 0 BLACKROCK INCOME TR INC COM 09247F100 13254 1882642 SH DEFINED 3 0 0 1882642 BLACKROCK INCOME TR INC COM 09247F100 324 46075 SH DEFINED 5 46075 0 0 BLACKROCK INCOME TR INC COM 09247F100 25 3500 SH DEFINED 8 3500 0 0 BLACKROCK INC COM 09247X101 193 1007 SH DEFINED 1007 0 0 BLACKROCK INC COM 09247X101 48739 254100 SH DEFINED 1 254100 0 0 BLACKROCK INC COM 09247X101 460 2396 SH DEFINED 10 2396 0 0 BLACKROCK INC COM 09247X101 109 570 SH DEFINED 11 570 0 0 BLACKROCK INC COM 09247X101 38 200 SH DEFINED 13 200 0 0 BLACKROCK INC COM 09247X101 21 107 SH DEFINED 15 107 0 0 BLACKROCK INC COM 09247X101 9574 49916 SH DEFINED 2 49916 0 0 BLACKROCK INC COM 09247X101 687 3580 SH DEFINED 3 1132 0 2448 BLACKROCK INC COM 09247X101 3075 16029 SH DEFINED 5 16029 0 0 BLACKROCK INC COM 09247X101 139 726 SH DEFINED 7 0 726 0 BLACKROCK INC COM 09247X101 67 347 SH DEFINED 8 332 15 0 BLACKROCK MUNI 2018 TERM TR COM 09248C106 25 1604 SH DEFINED 3 0 0 1604 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 40 3000 SH DEFINED 3 0 0 3000 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 31 2400 SH DEFINED 3 0 0 2400 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 1 100 SH DEFINED 5 100 0 0 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 9 700 SH DEFINED 3 0 0 700 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 54 3897 SH DEFINED 3 0 0 3897 BLACKROCK NY MUNI 2018 TERM COM 09248K108 59 3600 SH DEFINED 3 0 0 3600 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 9 598 SH DEFINED 3 0 0 598 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 48 7000 SH DEFINED 3 0 0 7000 BLACKROCK STRATEGIC MUN TR COM 09248T109 75 6000 SH DEFINED 15 6000 0 0 BLACKROCK BUILD AMER BD TR SHS 09248X100 376 19543 SH DEFINED 3 0 0 19543 BLACKROCK BUILD AMER BD TR SHS 09248X100 328 17030 SH DEFINED 8 17030 0 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 41 3000 SH DEFINED 3 0 0 3000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BLACKROCK CA MUNI 2018 TERM COM 09249C105 31 1975 SH DEFINED 3 0 0 1975 BLACKROCK CORE BD TR SHS BEN INT 09249E101 742 59185 SH DEFINED 3 0 0 59185 BLACKROCK STRTGC BOND TR COM 09249G106 31 2275 SH DEFINED 3 0 0 2275 BLACKROCK MD MUNICIPAL BOND COM 09249L105 30 1900 SH DEFINED 3 0 0 1900 BLACKROCK MUNI INCOME TR II COM 09249N101 47 3435 SH DEFINED 3 0 0 3435 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 28 2622 SH DEFINED 3 0 0 2622 BLACKROCK LTD DURATION INC T COM SHS 09249W101 320 17837 SH DEFINED 3 0 0 17837 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 138 9043 SH DEFINED 3 0 0 9043 BLACKROCK STRAT EQUITY DIV T COM 09249Y107 819 76674 SH DEFINED 3 0 0 76674 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 101 5600 SH DEFINED 13 5600 0 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 422 23348 SH DEFINED 3 0 0 23348 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 25 1369 SH DEFINED 5 1369 0 0 BLACKROCK CREDIT ALL INC TR COM 092508100 9441 754672 SH DEFINED 3 0 0 754672 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 901 86088 SH DEFINED 3 0 0 86088 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 672 48484 SH DEFINED 3 0 0 48484 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 85 39000 SH DEFINED 3 0 0 39000 BLACKROCK MUNI INCOME INV QL COM 09250G102 14 1000 SH DEFINED 3 0 0 1000 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 73 5100 SH DEFINED 3 0 0 5100 BLACKROCK EQUITY DIV TRUST COM 09250N107 81 8026 SH DEFINED 8026 0 0 BLACKROCK EQUITY DIV TRUST COM 09250N107 502 49693 SH DEFINED 3 0 0 49693 BLACKROCK EQUITY DIV TRUST COM 09250N107 45 4500 SH DEFINED 7 0 4500 0 BLACKROCK ENERGY & RES TR COM 09250U101 2884 99186 SH DEFINED 3 0 0 99186 BLACKROCK HEALTH SCIENCES TR COM 09250W107 2383 79925 SH DEFINED 3 0 0 79925 BLACKROCK ENHANCED EQT DIV T COM 09251A104 99 12000 SH DEFINED 13 12000 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 215 26009 SH DEFINED 3 0 0 26009 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 93 9250 SH DEFINED 13 9250 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 283 28032 SH DEFINED 3 0 0 28032 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 35 3500 SH DEFINED 5 3500 0 0 BLACKROCK KELSO CAPITAL CORP COM 092533108 0 23 SH DEFINED 2 23 0 0 BLACKROCK KELSO CAPITAL CORP COM 092533108 33 3710 SH DEFINED 3 3028 0 682 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 120 7828 SH DEFINED 3 0 0 7828 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 161 11526 SH DEFINED 3 0 0 11526 BLACKROCK MUNIVEST FD INC COM 09253R105 42 4424 SH DEFINED 15 4424 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 211 22111 SH DEFINED 3 0 0 22111 BLACKROCK MUNIVEST FD II INC COM 09253T101 10 703 SH DEFINED 3 0 0 703 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 80 4810 SH DEFINED 0 4810 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 34 2066 SH DEFINED 13 2066 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 116 7000 SH DEFINED 16 7000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 764 46141 SH DEFINED 2 46141 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2424 146402 SH DEFINED 3 0 0 146402 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 374 22585 SH DEFINED 5 22585 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5 300 SH DEFINED 8 300 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 408 30208 SH DEFINED 3 0 0 30208 BLACKROCK MUNI INTER DR FD I COM 09253X102 250 17955 SH DEFINED 3 0 0 17955 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 38 3683 SH DEFINED 5 3683 0 0 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 88 8335 SH DEFINED 3 0 0 8335 BLACKROCK REAL ASSET EQUITY COM 09254B109 3705 255532 SH DEFINED 3 0 0 255532 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 115 8579 SH DEFINED 3 0 0 8579 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 64 5088 SH DEFINED 3 0 0 5088 BLACKROCK MUNIYIELD QUALITY COM 09254F100 641 47268 SH DEFINED 3 0 0 47268 BLACKROCK MUNIYIELD QUALITY COM 09254G108 232 19676 SH DEFINED 3 0 0 19676 BLACKROCK MUNIASSETS FD INC COM 09254J102 142 12120 SH DEFINED 3 0 0 12120 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 74 5521 SH DEFINED 3 0 0 5521 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 774 55813 SH DEFINED 3 0 0 55813 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 862 64590 SH DEFINED 3 0 0 64590 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 496 37281 SH DEFINED 3 0 0 37281 BLACKROCK MUNIYIELD INVST FD COM 09254R104 494 36982 SH DEFINED 3 0 0 36982 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 65 5096 SH DEFINED 3 0 0 5096 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 122 9826 SH DEFINED 3 0 0 9826 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 28 2000 SH DEFINED 3 0 0 2000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BLACKROCK MUNIYIELD N J FD I COM 09254Y109 12 848 SH DEFINED 3 0 0 848 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 43 3157 SH DEFINED 3 0 0 3157 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 1455 104800 SH DEFINED 3 0 0 104800 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 1340 105902 SH DEFINED 3 0 0 105902 BLACKROCK MUNI N Y INTER DUR COM 09255F109 237 18121 SH DEFINED 3 0 0 18121 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 211 15200 SH DEFINED 3 0 0 15200 BLACKROCK CREDIT ALL INC TR COM 09255H105 600 59106 SH DEFINED 3 0 0 59106 BLACKROCK CREDIT ALL INC TR COM 09255J101 47 5000 SH DEFINED 15 5000 0 0 BLACKROCK CREDIT ALL INC TR COM 09255J101 106 11303 SH DEFINED 3 0 0 11303 BLACKROCK ENHANCED GOVT FD I COM 09255K108 0 2 SH DEFINED 3 0 0 2 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 325 43862 SH DEFINED 3 0 0 43862 BLACKROCK CORPOR HI YLD FD V COM 09255N102 12 1000 SH DEFINED 3 0 0 1000 BLACKROCK CORPOR HI YLD FD V COM 09255P107 58 4884 SH DEFINED 3 0 0 4884 BLACKROCK DEBT STRAT FD INC COM 09255R103 4 990 SH DEFINED 3 0 0 990 BLACKROCK DEBT STRAT FD INC COM 09255R103 23 5500 SH DEFINED 5 5500 0 0 BLACKROCK SR HIGH INCOME FD COM 09255T109 30 7047 SH DEFINED 3 0 0 7047 BLACKROCK DIVERS OME STRATE COM 09255W102 206 18951 SH DEFINED 3 0 0 18951 BLACKROCK FLOAT RATE OME STR COM 09255X100 729 47735 SH DEFINED 3 0 0 47735 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 345 24503 SH DEFINED 3 0 0 24503 BLACKROCK ENH CAP & INC FD I COM 09256A109 361 24865 SH DEFINED 3 0 0 24865 BLACKSTONE GSO FLTING RTE FU COM 09256U105 51 2500 SH DEFINED 3 0 0 2500 BLACKROCK RES & COMM STRAT T SHS 09257A108 424 22850 SH DEFINED 3 0 0 22850 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 227 11485 SH DEFINED 3 0 0 11485 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 21 750 SH DEFINED 5 750 0 0 BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 46 2080 SH DEFINED 5 2080 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 152 3273 SH DEFINED 3 0 0 3273 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 532 11415 SH DEFINED 5 11415 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 20 422 SH DEFINED 8 422 0 0 BLOCK H & R INC COM 093671105 1 51 SH DEFINED 15 51 0 0 BLOCK H & R INC COM 093671105 17 1050 SH DEFINED 16 1050 0 0 BLOCK H & R INC COM 093671105 2498 155739 SH DEFINED 2 155739 0 0 BLOCK H & R INC COM 093671105 912 56838 SH DEFINED 3 3592 0 53246 BLOCK H & R INC COM 093671105 359 22400 CALL DEFINED 3 22400 0 0 BLOCK H & R INC COM 093671105 339 21150 SH DEFINED 5 21150 0 0 BLOUNT INTL INC NEW COM 095180105 16 888 SH DEFINED 15 888 0 0 BLOUNT INTL INC NEW COM 095180105 38 2189 SH DEFINED 3 2018 0 171 BLUE COAT SYSTEMS INC COM NEW 09534T508 3 140 SH DEFINED 15 140 0 0 BLUE COAT SYSTEMS INC COM NEW 09534T508 1018 46580 SH DEFINED 2 46580 0 0 BLUE COAT SYSTEMS INC COM NEW 09534T508 43 1974 SH DEFINED 3 1804 0 170 BLUE COAT SYSTEMS INC COM NEW 09534T508 1198 54800 SH DEFINED 4 0 20300 34500 BLUE NILE INC COM 09578R103 73 1649 SH DEFINED 2 1649 0 0 BLUE NILE INC COM 09578R103 23 533 SH DEFINED 3 533 0 0 BLUEGREEN CORP COM 096231105 158 54000 SH DEFINED 4 0 0 54000 BLUELINX HLDGS INC COM 09624H109 6 2499 SH DEFINED 3 2499 0 0 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 39 4900 SH DEFINED 15 4900 0 0 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 12 1500 SH DEFINED 3 0 0 1500 BLYTH INC COM NEW 09643P207 11 215 SH DEFINED 3 215 0 0 BLYTH INC COM NEW 09643P207 352 7000 SH DEFINED 4 0 0 7000 BLYTH INC COM NEW 09643P207 1 12 SH DEFINED 5 12 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 9 298 SH DEFINED 298 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 105 3600 SH DEFINED 15 3600 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 756 26017 SH DEFINED 2 26017 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2407 82887 SH DEFINED 3 0 0 82887 BOB EVANS FARMS INC COM 096761101 256 7326 SH DEFINED 2 7326 0 0 BOB EVANS FARMS INC COM 096761101 1796 51372 SH DEFINED 3 1257 0 50115 BODY CENT CORP COM 09689U102 1 22 SH DEFINED 15 22 0 0 BODY CENT CORP COM 09689U102 141 6010 SH DEFINED 3 488 0 5522 BOEING CO COM 097023105 181 2444 SH DEFINED 2444 0 0 BOEING CO COM 097023105 4576 61900 SH DEFINED 1 61900 0 0 BOEING CO COM 097023105 118 1593 SH DEFINED 10 1593 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BOEING CO COM 097023105 20 277 SH DEFINED 11 277 0 0 BOEING CO COM 097023105 39 530 SH DEFINED 12 0 0 530 BOEING CO COM 097023105 237 3200 SH DEFINED 14 3200 0 0 BOEING CO COM 097023105 287 3877 SH DEFINED 15 3877 0 0 BOEING CO COM 097023105 1295 17523 SH DEFINED 16 17523 0 0 BOEING CO COM 097023105 41203 557328 SH DEFINED 2 557328 0 0 BOEING CO COM 097023105 21857 295640 SH DEFINED 3 98277 0 197363 BOEING CO COM 097023105 36965 500000 PUT DEFINED 3 500000 0 0 BOEING CO COM 097023105 1255 16979 SH DEFINED 5 16979 0 0 BOEING CO COM 097023105 5363 72535 SH DEFINED 7 0 72535 0 BOEING CO COM 097023105 218 2953 SH DEFINED 8 400 2553 0 BOEING CO COM 097023105 905 12248 SH SOLE 12248 0 0 BOINGO WIRELESS INC COM 09739C102 2 239 SH DEFINED 3 239 0 0 BOISE INC COM 09746Y105 4 545 SH DEFINED 15 545 0 0 BOISE INC COM 09746Y105 38 4825 SH DEFINED 3 4325 0 500 BON-TON STORES INC COM 09776J101 26 2712 SH DEFINED 3 512 0 2200 BOOKS-A-MILLION INC COM 098570104 586 169000 SH DEFINED 4 0 34600 134400 BOOKS-A-MILLION INC COM 098570104 0 100 SH DEFINED 5 100 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 8 430 SH DEFINED 2 430 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 2 100 SH DEFINED 3 0 0 100 BORGWARNER INC COM 099724106 15811 195700 SH DEFINED 1 195700 0 0 BORGWARNER INC COM 099724106 74 913 SH DEFINED 15 913 0 0 BORGWARNER INC COM 099724106 2784 34455 SH DEFINED 2 34455 0 0 BORGWARNER INC COM 099724106 125 1549 SH DEFINED 3 0 0 1549 BORGWARNER INC COM 099724106 256 3168 SH DEFINED 5 3168 0 0 BORGWARNER INC COM 099724106 12 150 SH DEFINED 8 150 0 0 BORGWARNER INC NOTE 3.500% 099724AF3 35210 14200000 PRN DEFINED 3 14200000 0 0 4/1 BOSTON BEER INC CL A 100557107 1702 18993 SH DEFINED 3 341 0 18652 BOSTON BEER INC CL A 100557107 70 780 SH DEFINED 5 780 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 180 27319 SH DEFINED 3 3194 0 24125 BOSTON PRIVATE FINL HLDGS IN COM 101119105 868 131900 SH DEFINED 4 0 35800 96100 BOSTON PROPERTIES INC COM 101121101 15 139 SH DEFINED 139 0 0 BOSTON PROPERTIES INC COM 101121101 57751 544000 SH DEFINED 1 544000 0 0 BOSTON PROPERTIES INC COM 101121101 13 122 SH DEFINED 15 122 0 0 BOSTON PROPERTIES INC COM 101121101 6931 65284 SH DEFINED 2 65284 0 0 BOSTON PROPERTIES INC COM 101121101 651 6128 SH DEFINED 3 1707 0 4421 BOSTON PROPERTIES INC COM 101121101 9204 86700 SH DEFINED 4 0 8565 78135 BOSTON PROPERTIES INC COM 101121101 10 98 SH DEFINED 5 98 0 0 BOSTON PROPERTIES INC COM 101121101 16 150 SH DEFINED 8 150 0 0 BOSTON PPTYS LTD PARTNERSHIP NOTE 2.875% 10112RAK0 18 18000 PRN DEFINED 3 18000 0 0 2/1 BOSTON SCIENTIFIC CORP COM 101137107 6 849 SH DEFINED 849 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1728 250000 SH DEFINED 1 250000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 107 15478 SH DEFINED 15 15478 0 0 BOSTON SCIENTIFIC CORP COM 101137107 5340 772771 SH DEFINED 2 772771 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3611 522573 SH DEFINED 3 217972 0 304601 BOSTON SCIENTIFIC CORP COM 101137107 30 4400 CALL DEFINED 3 4400 0 0 BOSTON SCIENTIFIC CORP COM 101137107 146 21081 SH DEFINED 5 21081 0 0 BOSTON SCIENTIFIC CORP COM 101137107 6 800 SH DEFINED 8 800 0 0 BOTTOMLINE TECH DEL INC COM 101388106 3 106 SH DEFINED 15 106 0 0 BOTTOMLINE TECH DEL INC COM 101388106 329 13315 SH DEFINED 2 13315 0 0 BOTTOMLINE TECH DEL INC COM 101388106 36 1446 SH DEFINED 3 1411 0 35 BOTTOMLINE TECH DEL INC COM 101388106 9402 380493 SH DEFINED 4 0 294113 86380 BOULDER GROWTH & INCOME FD I COM 101507101 63 9665 SH DEFINED 3 0 0 9665 BOULDER TOTAL RETURN FD INC COM 101541100 59 3600 SH DEFINED 3 0 0 3600 BOVIE MEDICAL CORP COM 10211F100 146 55000 SH DEFINED 5 55000 0 0 BOWL AMER INC CL A 102565108 197 15127 SH DEFINED 4 0 0 15127 BOYD GAMING CORP COM 103304101 122 14000 SH DEFINED 14000 0 0 BOYD GAMING CORP COM 103304101 528 60668 SH DEFINED 2 60668 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BOYD GAMING CORP COM 103304101 69 7912 SH DEFINED 3 2972 0 4940 BRADY CORP CL A 104674106 525 16387 SH DEFINED 2 16387 0 0 BRADY CORP CL A 104674106 63 1970 SH DEFINED 3 1970 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 4 319 SH DEFINED 319 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 371 32041 SH DEFINED 2 32041 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1023 88266 SH DEFINED 3 0 0 88266 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 63 3655 SH DEFINED 2 3655 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 2492 143818 SH DEFINED 3 143601 0 217 BRASKEM S A SP ADR PFD A 105532105 448 15390 SH DEFINED 2 15390 0 0 BRASKEM S A SP ADR PFD A 105532105 209 7196 SH DEFINED 3 0 0 7196 BRASIL TELECOM SA SPONS ADR PFD 10553M101 0 10 SH DEFINED 10 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 287 10000 SH DEFINED 14 10000 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 61 2125 SH DEFINED 15 2125 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 407 14216 SH DEFINED 2 14216 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 28 969 SH DEFINED 3 0 0 969 BRASIL TELECOM SA SPONS ADR PFD 10553M101 32 1103 SH DEFINED 5 1103 0 0 BRASIL TELECOM SA SPON ADR COM 10553M200 0 6 SH DEFINED 6 0 0 BRASIL TELECOM SA SPON ADR COM 10553M200 13 1199 SH DEFINED 15 1199 0 0 BRASIL TELECOM SA SPON ADR COM 10553M200 0 6 SH DEFINED 3 0 0 6 BRASIL TELECOM SA SPON ADR COM 10553M200 7 625 SH DEFINED 5 625 0 0 BRAVO BRIO RESTAURANT GROUP COM 10567B109 20 799 SH DEFINED 3 799 0 0 BREITBURN ENERGY PARTNERS L P COM UT LTD PTN 106776107 19 1000 SH DEFINED 1000 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 111 5700 SH DEFINED 15 5700 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 48 2489 SH DEFINED 2 2489 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 10072 517587 SH DEFINED 3 0 0 517587 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 77 3950 SH DEFINED 5 3950 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 5 250 SH DEFINED 8 250 0 0 BRIDGE CAP HLDGS COM 108030107 4 379 SH DEFINED 3 379 0 0 BRIDGE BANCORP INC COM 108035106 32 1501 SH DEFINED 3 1501 0 0 BRIDGEPOINT ED INC COM 10807M105 32 1262 SH DEFINED 15 1262 0 0 BRIDGEPOINT ED INC COM 10807M105 361 14420 SH DEFINED 3 741 0 13679 BRIGGS & STRATTON CORP COM 109043109 1759 88573 SH DEFINED 2 88573 0 0 BRIGGS & STRATTON CORP COM 109043109 314 15788 SH DEFINED 3 2092 0 13696 BRIGHAM EXPLORATION CO COM 109178103 13406 447900 SH DEFINED 1 447900 0 0 BRIGHAM EXPLORATION CO COM 109178103 0 13 SH DEFINED 15 13 0 0 BRIGHAM EXPLORATION CO COM 109178103 53 1787 SH DEFINED 2 1787 0 0 BRIGHAM EXPLORATION CO COM 109178103 920 30737 SH DEFINED 3 4700 0 26037 BRIGHAM EXPLORATION CO COM 109178103 2245 75000 CALL DEFINED 3 75000 0 0 BRIGHTPOINT INC COM NEW 109473405 488 60116 SH DEFINED 2 60116 0 0 BRIGHTPOINT INC COM NEW 109473405 31 3829 SH DEFINED 3 2829 0 1000 BRIGUS GOLD CORP COM 109490102 0 2 SH DEFINED 5 2 0 0 BRINKER INTL INC COM 109641100 27 1100 SH DEFINED 15 1100 0 0 BRINKER INTL INC COM 109641100 787 32166 SH DEFINED 2 32166 0 0 BRINKER INTL INC COM 109641100 43 1753 SH DEFINED 3 0 0 1753 BRINKS CO COM 109696104 30 1000 SH DEFINED 14 1000 0 0 BRINKS CO COM 109696104 5 182 SH DEFINED 15 182 0 0 BRINKS CO COM 109696104 58 1936 SH DEFINED 3 1936 0 0 BRINKS CO COM 109696104 34 1150 SH DEFINED 5 1150 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 441 13473 SH DEFINED 13473 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 13487 465700 SH DEFINED 1 465700 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 491 16955 SH DEFINED 10 16955 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 128 4425 SH DEFINED 12 0 0 4425 BRISTOL MYERS SQUIBB CO COM 110122108 465 16060 SH DEFINED 14 16060 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 380 13123 SH DEFINED 15 13123 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 111 3850 SH DEFINED 16 3850 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 23119 798291 SH DEFINED 2 798291 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 34861 1203776 SH DEFINED 3 20159 0 1183617 BRISTOL MYERS SQUIBB CO COM 110122108 579 20000 CALL DEFINED 3 20000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 10638 367332 SH DEFINED 5 367332 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1077 37205 SH DEFINED 7 0 37205 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BRISTOL MYERS SQUIBB CO COM 110122108 506 17462 SH DEFINED 8 15380 2082 0 BRISTOL MYERS SQUIBB CO COM 110122108 8766 297768 SH SOLE 297768 0 0 BRISTOW GROUP INC COM 110394103 11 224 SH DEFINED 15 224 0 0 BRISTOW GROUP INC COM 110394103 77 1506 SH DEFINED 3 1506 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 35 400 SH DEFINED 400 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 79 898 SH DEFINED 15 898 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 281 3193 SH DEFINED 3 0 0 3193 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 5664 64366 SH DEFINED 5 64366 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 47 531 SH DEFINED 8 531 0 0 BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 1 99 SH DEFINED 3 99 0 0 BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 4 290 SH DEFINED 5 290 0 0 BROADCOM CORP CL A 111320107 307 9130 SH DEFINED 9130 0 0 BROADCOM CORP CL A 111320107 13641 405485 SH DEFINED 1 405485 0 0 BROADCOM CORP CL A 111320107 106 3160 SH DEFINED 10 3160 0 0 BROADCOM CORP CL A 111320107 168 5000 SH DEFINED 11 5000 0 0 BROADCOM CORP CL A 111320107 111 3287 SH DEFINED 15 3287 0 0 BROADCOM CORP CL A 111320107 36 1079 SH DEFINED 16 1079 0 0 BROADCOM CORP CL A 111320107 12318 366159 SH DEFINED 2 366159 0 0 BROADCOM CORP CL A 111320107 2441 72577 SH DEFINED 3 26934 0 45643 BROADCOM CORP CL A 111320107 1682 50000 CALL DEFINED 3 50000 0 0 BROADCOM CORP CL A 111320107 505 15000 PUT DEFINED 3 15000 0 0 BROADCOM CORP CL A 111320107 4276 127103 SH DEFINED 5 127103 0 0 BROADCOM CORP CL A 111320107 460 13660 SH DEFINED 7 0 13660 0 BROADCOM CORP CL A 111320107 88 2614 SH DEFINED 8 2279 335 0 BROADCOM CORP CL A 111320107 10 305 SH DEFINED 9 305 0 0 BROADCOM CORP CL A 111320107 3592 106780 SH DEFINED 5;1 106780 0 0 BROADCOM CORP CL A 111320107 575 17082 SH SOLE 17082 0 0 BROADSOFT INC COM 11133B409 36 935 SH DEFINED 3 935 0 0 BROADSOFT INC COM 11133B409 657 17221 SH SOLE 17221 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 7 307 SH DEFINED 307 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2 91 SH DEFINED 15 91 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 87 3610 SH DEFINED 2 3610 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 245 10167 SH DEFINED 3 0 0 10167 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 0 6 SH DEFINED 5 6 0 0 BROADVISION INC COM PAR $.001 111412706 0 6 SH DEFINED 3 0 0 6 BROADWIND ENERGY INC COM 11161T108 9 5944 SH DEFINED 3 5044 0 900 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2 250 SH DEFINED 250 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 966 149500 SH DEFINED 1 149500 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2 357 SH DEFINED 15 357 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 395 61163 SH DEFINED 2 61163 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 377 58375 SH DEFINED 3 0 0 58375 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 289 44699 SH DEFINED 5 44699 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 16 2500 SH DEFINED 7 0 2500 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 9 1366 SH DEFINED 8 1366 0 0 BROOKDALE SR LIVING INC NOTE 2.75 112463AA2 2288 2215000 PRN DEFINED 3 2215000 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 562 16953 SH DEFINED 16953 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 926693 27937685 SH DEFINED 1 27937685 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 11 343 SH DEFINED 15 343 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 232 7005 SH DEFINED 3 50 0 6955 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 184122 5550858 SH DEFINED 5 5550858 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 368 11100 CALL DEFINED 5 11100 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 16480 496823 SH DEFINED 7 0 496823 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 6834 206027 SH DEFINED 8 161656 44371 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 626 18882 SH DEFINED 9 18882 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 88799 2677098 SH DEFINED 5;1 2677098 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 481111 14504406 SH SOLE 14504406 0 0 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 43871 4422479 SH DEFINED 1 4422479 0 0 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 10 1000 SH DEFINED 3 0 0 1000 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 2208 222618 SH DEFINED 5 222618 0 0 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 41 4130 SH DEFINED 7 0 4130 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 209 21100 SH DEFINED 8 21100 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 86 4460 SH DEFINED 4460 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 128833 6682206 SH DEFINED 1 6682206 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 2 85 SH DEFINED 16 0 85 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 60 3102 SH DEFINED 3 0 0 3102 BROOKFIELD OFFICE PPTYS INC COM 112900105 11257 583866 SH DEFINED 5 583866 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 1533 79520 SH DEFINED 7 0 79520 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 404 20939 SH DEFINED 8 13064 7875 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 150 7775 SH DEFINED 9 7775 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 1028 53324 SH DEFINED 5;1 53324 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 408755 21200981 SH SOLE 21200981 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 23 2450 SH DEFINED 3 2450 0 0 BROOKS AUTOMATION INC COM 114340102 3 300 SH DEFINED 15 300 0 0 BROOKS AUTOMATION INC COM 114340102 140 12903 SH DEFINED 3 2744 0 10159 BROOKS AUTOMATION INC COM 114340102 27 2500 SH DEFINED 5 2500 0 0 BROWN & BROWN INC COM 115236101 41629 1622329 SH DEFINED 1 1622329 0 0 BROWN & BROWN INC COM 115236101 128 4985 SH DEFINED 15 4985 0 0 BROWN & BROWN INC COM 115236101 1792 69818 SH DEFINED 2 69818 0 0 BROWN & BROWN INC COM 115236101 1012 39443 SH DEFINED 3 0 0 39443 BROWN & BROWN INC COM 115236101 26 1028 SH DEFINED 5 1028 0 0 BROWN & BROWN INC COM 115236101 26 995 SH DEFINED 7 0 995 0 BROWN & BROWN INC COM 115236101 621 24209 SH DEFINED 8 5094 19115 0 BROWN FORMAN CORP CL A 115637100 32 450 SH DEFINED 3 0 0 450 BROWN FORMAN CORP CL B 115637209 2 23 SH DEFINED 15 23 0 0 BROWN FORMAN CORP CL B 115637209 3214 43033 SH DEFINED 2 43033 0 0 BROWN FORMAN CORP CL B 115637209 503 6733 SH DEFINED 3 1172 0 5561 BROWN FORMAN CORP CL B 115637209 5 70 SH DEFINED 5 70 0 0 BROWN SHOE INC NEW COM 115736100 78 7289 SH DEFINED 3 1839 0 5450 BROWN SHOE INC NEW COM 115736100 17 1575 SH DEFINED 5 1575 0 0 BRUKER CORP COM 116794108 6 291 SH DEFINED 15 291 0 0 BRUKER CORP COM 116794108 2 95 SH DEFINED 3 0 0 95 BRUKER CORP COM 116794108 1268 62300 SH DEFINED 4 0 10600 51700 BRUKER CORP COM 116794108 2 120 SH DEFINED 5 120 0 0 BRUNSWICK CORP COM 117043109 18 900 SH DEFINED 16 900 0 0 BRUNSWICK CORP COM 117043109 1878 92067 SH DEFINED 3 3693 0 88374 BRYN MAWR BK CORP COM 117665109 25 1252 SH DEFINED 3 1252 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 129 1993 SH DEFINED 15 1993 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 65 1000 SH DEFINED 16 1000 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1078 16690 SH DEFINED 3 0 0 16690 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 242 3748 SH DEFINED 5 3748 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1 19 SH DEFINED 8 19 0 0 BUCKEYE TECHNOLOGIES INC COM 118255108 2608 96675 SH DEFINED 3 1655 0 95020 BUCKEYE TECHNOLOGIES INC COM 118255108 648 24000 SH DEFINED 4 0 0 24000 BUCKLE INC COM 118440106 206 4822 SH DEFINED 3 1117 0 3705 BUCKLE INC COM 118440106 348 8144 SH DEFINED 5 8144 0 0 BUCKLE INC COM 118440106 84 1956 SH DEFINED 8 1956 0 0 BUCYRUS INTL INC NEW COM 118759109 3 33 SH DEFINED 33 0 0 BUCYRUS INTL INC NEW COM 118759109 2565 27982 SH DEFINED 2 27982 0 0 BUCYRUS INTL INC NEW COM 118759109 7261 79222 SH DEFINED 3 73692 0 5530 BUCYRUS INTL INC NEW COM 118759109 7 74 SH DEFINED 8 74 0 0 BUFFALO WILD WINGS INC COM 119848109 89 1335 SH DEFINED 3 760 0 575 BUFFALO WILD WINGS INC COM 119848109 18731 282480 SH DEFINED 4 0 219530 62950 BUILD A BEAR WORKSHOP COM 120076104 4 690 SH DEFINED 3 690 0 0 BUILD A BEAR WORKSHOP COM 120076104 309 47500 SH DEFINED 4 0 0 47500 BUILDERS FIRSTSOURCE INC COM 12008R107 4 1886 SH DEFINED 3 1886 0 0 CAE INC COM 124765108 86 6370 SH DEFINED 6370 0 0 CAE INC COM 124765108 88078 6543712 SH DEFINED 1 6543712 0 0 CAE INC COM 124765108 8 590 SH DEFINED 15 590 0 0 CAE INC COM 124765108 4587 340807 SH DEFINED 5 340807 0 0 CAE INC COM 124765108 162 12000 PUT DEFINED 5 12000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CAE INC COM 124765108 110 8166 SH DEFINED 7 0 8166 0 CAE INC COM 124765108 32 2400 SH DEFINED 8 2400 0 0 CAE INC COM 124765108 1652 122750 SH DEFINED 5;1 122750 0 0 CAI INTERNATIONAL INC COM 12477X106 1 35 SH DEFINED 15 35 0 0 CAI INTERNATIONAL INC COM 12477X106 37 1810 SH DEFINED 2 1810 0 0 CAI INTERNATIONAL INC COM 12477X106 564 27289 SH DEFINED 3 502 0 26787 CAI INTERNATIONAL INC COM 12477X106 351 17000 SH DEFINED 4 0 0 17000 CBIZ INC COM 124805102 5 716 SH DEFINED 15 716 0 0 CBIZ INC COM 124805102 14 1935 SH DEFINED 3 1635 0 300 CBIZ INC COM 124805102 221 30000 SH DEFINED 4 0 0 30000 CBIZ INC COM 124805102 15 2000 SH DEFINED 5 2000 0 0 CBL & ASSOCIATES PROPERTIES COM 124830100 50 2734 SH DEFINED 2734 0 0 CBL & ASSOC PPTYS INC COM 124830100 9 514 SH DEFINED 15 514 0 0 CBL & ASSOC PPTYS INC COM 124830100 8250 455020 SH DEFINED 3 6154 0 448866 CBL & ASSOC PPTYS INC COM 124830100 393 21682 SH DEFINED 5 21682 0 0 CBL & ASSOC PPTYS INC COM 124830100 19 1039 SH DEFINED 8 1039 0 0 CBS CORP NEW CL A 124857103 48 1652 SH DEFINED 3 0 0 1652 CBS CORP NEW CL A 124857103 2 75 SH DEFINED 8 75 0 0 CBS CORP NEW CL B 124857202 13 458 SH DEFINED 458 0 0 CBS CORP NEW CL B 124857202 4670 163900 SH DEFINED 1 163900 0 0 CBS CORP NEW CL B 124857202 229 8036 SH DEFINED 10 8036 0 0 CBS CORP NEW CL B 124857202 23 794 SH DEFINED 11 794 0 0 CBS CORP NEW CL B 124857202 1762 61850 SH DEFINED 13 61850 0 0 CBS CORP NEW CL B 124857202 91 3200 SH DEFINED 14 3200 0 0 CBS CORP NEW CL B 124857202 9 314 SH DEFINED 15 314 0 0 CBS CORP NEW CL B 124857202 58 2042 SH DEFINED 16 2042 0 0 CBS CORP NEW CL B 124857202 9019 316559 SH DEFINED 2 316559 0 0 CBS CORP NEW CL B 124857202 6420 225334 SH DEFINED 3 218585 0 6749 CBS CORP NEW CL B 124857202 12074 423800 PUT DEFINED 3 423800 0 0 CBS CORP NEW CL B 124857202 10320 362240 SH DEFINED 4 0 80195 282045 CBS CORP NEW CL B 124857202 46 1620 SH DEFINED 5 1620 0 0 CBS CORP NEW CL B 124857202 798 28006 SH DEFINED 7 0 28006 0 CBS CORP NEW CL B 124857202 33 1145 SH DEFINED 8 0 1145 0 CBS CORP NEW CL B 124857202 61 2125 SH SOLE 2125 0 0 CCA INDS INC COM 124867102 400 65994 SH DEFINED 14 65994 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 5 183 SH DEFINED 15 183 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 3681 146580 SH DEFINED 2 146580 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 1064 42368 SH DEFINED 3 3419 0 38949 CB RICHARD ELLIS GROUP INC CL A 12497T101 3 122 SH DEFINED 8 122 0 0 CBOE HLDGS INC COM 12503M108 994 40400 SH DEFINED 3 40000 0 400 C D I CORP COM 125071100 19 1436 SH DEFINED 2 1436 0 0 C D I CORP COM 125071100 7 528 SH DEFINED 3 528 0 0 CEC ENTMT INC COM 125137109 33 823 SH DEFINED 3 823 0 0 CECO ENVIRONMENTAL CORP COM 125141101 7 1000 SH DEFINED 3 0 0 1000 CF INDS HLDGS INC COM 125269100 34830 245855 SH DEFINED 1 245855 0 0 CF INDS HLDGS INC COM 125269100 5999 42346 SH DEFINED 2 42346 0 0 CF INDS HLDGS INC COM 125269100 4720 33317 SH DEFINED 3 27896 0 5421 CF INDS HLDGS INC COM 125269100 70 491 SH DEFINED 5 491 0 0 CH ENERGY GROUP INC COM 12541M102 427 8010 SH DEFINED 2 8010 0 0 CH ENERGY GROUP INC COM 12541M102 105 1978 SH DEFINED 3 645 0 1333 CH ENERGY GROUP INC COM 12541M102 639 12000 SH DEFINED 4 0 0 12000 CH ROBINSON WORLDWIDE INC COM NEW 12541W209 2069 6540 SH DEFINED 6540 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 221 2800 SH DEFINED 1 2800 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 119 1504 SH DEFINED 15 1504 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 10463 132709 SH DEFINED 2 132709 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3283 41635 SH DEFINED 3 3903 0 37732 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 30 385 SH DEFINED 5 385 0 0 CIFC DEERFIELD CORP COM 125471102 3 491 SH DEFINED 3 491 0 0 CIGNA CORP COM 125509109 2 47 SH DEFINED 47 0 0 CIGNA CORP COM 125509109 10651 207100 SH DEFINED 1 207100 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CIGNA CORP COM 125509109 13 257 SH DEFINED 15 257 0 0 CIGNA CORP COM 125509109 6452 125447 SH DEFINED 2 125447 0 0 CIGNA CORP COM 125509109 4939 96033 SH DEFINED 3 53200 0 42833 CIGNA CORP COM 125509109 24321 472890 SH DEFINED 4 0 102440 370450 CIGNA CORP COM 125509109 296 5762 SH DEFINED 5 5762 0 0 CIGNA CORP COM 125509109 11 210 SH DEFINED 8 210 0 0 CIT GROUP INC COM NEW 125581801 526 11874 SH DEFINED 3 0 0 11874 CIT GROUP INC COM NEW 125581801 134 3035 SH DEFINED 5 3035 0 0 CIT GROUP INC COM NEW 125581801 2244 50690 SH DEFINED 7 0 50690 0 CIT GROUP INC COM NEW 125581801 110 2475 SH DEFINED 8 0 2475 0 CLECO CORP NEW COM 12561W105 3 90 SH DEFINED 90 0 0 CLECO CORP NEW COM 12561W105 0 14 SH DEFINED 15 14 0 0 CLECO CORP NEW COM 12561W105 427 12253 SH DEFINED 2 12253 0 0 CLECO CORP NEW COM 12561W105 105 3003 SH DEFINED 3 2529 0 474 CKX INC COM 12562M106 98 17852 SH DEFINED 3 17852 0 0 CME GROUP INC COM 12572Q105 1239 4250 SH DEFINED 1 4250 0 0 CME GROUP INC COM 12572Q105 58 199 SH DEFINED 13 199 0 0 CME GROUP INC COM 12572Q105 33 112 SH DEFINED 15 112 0 0 CME GROUP INC COM 12572Q105 8549 29320 SH DEFINED 2 29320 0 0 CME GROUP INC COM 12572Q105 986 3382 SH DEFINED 3 772 0 2610 CME GROUP INC COM 12572Q105 255 876 SH DEFINED 5 876 0 0 CME GROUP INC COM 12572Q105 67 230 SH DEFINED 7 0 230 0 CME GROUP INC COM 12572Q105 8 28 SH DEFINED 8 28 0 0 CMS ENERGY CORP COM 125896100 20 1000 SH DEFINED 16 1000 0 0 CMS ENERGY CORP COM 125896100 3644 185057 SH DEFINED 2 185057 0 0 CMS ENERGY CORP COM 125896100 382 19391 SH DEFINED 3 3000 0 16391 CMS ENERGY CORP COM 125896100 648 32914 SH DEFINED 5 32914 0 0 CMS ENERGY CORP COM 125896100 79 4000 SH DEFINED 8 4000 0 0 CMS ENERGY CORP NOTE 125896AW0 38836 25300000 PRN DEFINED 3 25300000 0 0 2.875%12/0 CPI CORP COM 125902106 6 460 SH DEFINED 16 0 460 0 CSS INDS INC COM 125906107 10 486 SH DEFINED 3 336 0 150 CSS INDS INC COM 125906107 502 24000 SH DEFINED 4 0 0 24000 CPI AEROSTRUCTURES INC COM NEW 125919308 32 2370 SH DEFINED 3 0 0 2370 CNA FINL CORP COM 126117100 8 282 SH DEFINED 15 282 0 0 CNA FINL CORP COM 126117100 917 31553 SH DEFINED 2 31553 0 0 CNA FINL CORP COM 126117100 15 500 SH DEFINED 5 500 0 0 CNB FINL CORP PA COM 126128107 1370 98645 SH DEFINED 3 510 0 98135 CNOOC LTD SPONSORED ADR 126132109 8 36 SH DEFINED 36 0 0 CNOOC LTD SPONSORED ADR 126132109 25 105 SH DEFINED 15 105 0 0 CNOOC LTD SPONSORED ADR 126132109 218 922 SH DEFINED 2 922 0 0 CNOOC LTD SPONSORED ADR 126132109 536 2272 SH DEFINED 3 794 0 1478 CNOOC LTD SPONSORED ADR 126132109 4683 19850 SH DEFINED 5 19850 0 0 CNOOC LTD SPONSORED ADR 126132109 125 529 SH DEFINED 8 529 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 2 23 SH DEFINED 15 23 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 852 9802 SH DEFINED 2 9802 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 1206 13873 SH DEFINED 3 0 0 13873 CPFL ENERGIA S A SPONSORED ADR 126153105 366 4214 SH DEFINED 5 4214 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 13 150 SH DEFINED 7 0 150 0 CPFL ENERGIA S A SPONSORED ADR 126153105 26 298 SH DEFINED 8 298 0 0 CP HOLDRS DEP RCPTS CP 12616K106 169 1320 SH DEFINED 0 1320 0 CP HOLDRS DEP RCPTS CP 12616K106 192 1500 SH DEFINED 5 1500 0 0 CRA INTL INC COM 12618T105 12 450 SH DEFINED 3 450 0 0 CNO FINL GROUP INC COM 12621E103 28059 3547277 SH DEFINED 3 3480698 0 66579 CNO FINL GROUP INC COM 12621E103 28024 3542900 PUT DEFINED 3 3542900 0 0 CRH PLC ADR 12626K203 4 195 SH DEFINED 15 195 0 0 CRH PLC ADR 12626K203 28 1245 SH DEFINED 3 0 0 1245 CRH PLC ADR 12626K203 170 7539 SH DEFINED 5 7539 0 0 CSG SYS INTL INC COM 126349109 1 53 SH DEFINED 15 53 0 0 CSG SYS INTL INC COM 126349109 157 8498 SH DEFINED 2 8498 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CSG SYS INTL INC COM 126349109 294 15907 SH DEFINED 3 1435 0 14472 CSG SYS INTL INC COM 126349109 633 34235 SH DEFINED 5 34235 0 0 CSG SYS INTL INC COM 126349109 82 4427 SH DEFINED 8 4427 0 0 CSX CORP COM 126408103 1420 54150 SH DEFINED 54150 0 0 CSX CORP COM 126408103 11062 421900 SH DEFINED 1 421900 0 0 CSX CORP COM 126408103 8 322 SH DEFINED 15 322 0 0 CSX CORP COM 126408103 14957 570460 SH DEFINED 2 570460 0 0 CSX CORP COM 126408103 6427 245119 SH DEFINED 3 78980 0 166139 CSX CORP COM 126408103 5244 200000 PUT DEFINED 3 200000 0 0 CSX CORP COM 126408103 15999 610180 SH DEFINED 4 0 107925 502255 CSX CORP COM 126408103 3085 117657 SH DEFINED 5 117657 0 0 CSX CORP COM 126408103 16 600 SH DEFINED 7 0 600 0 CSX CORP COM 126408103 194 7397 SH DEFINED 8 7397 0 0 CSX CORP COM 126408103 97 11097 SH SOLE 11097 0 0 CTS CORP COM 126501105 14 1424 SH DEFINED 3 1424 0 0 CVB FINL CORP COM 126600105 47 5127 SH DEFINED 3 3705 0 1422 CVR ENERGY INC COM 12662P108 11123 451800 SH DEFINED 1 451800 0 0 CVR ENERGY INC COM 12662P108 301 12221 SH DEFINED 3 0 0 12221 CVS CAREMARK CORPORATION COM 126650100 1894 50412 SH DEFINED 50412 0 0 CVS CAREMARK CORPORATION COM 126650100 81539 2169741 SH DEFINED 1 2169741 0 0 CVS CAREMARK CORPORATION COM 126650100 227 6053 SH DEFINED 10 6053 0 0 CVS CAREMARK CORPORATION COM 126650100 244 6500 SH DEFINED 11 6500 0 0 CVS CAREMARK CORPORATION COM 126650100 454 12079 SH DEFINED 15 12079 0 0 CVS CAREMARK CORPORATION COM 126650100 27550 733093 SH DEFINED 2 733093 0 0 CVS CAREMARK CORPORATION COM 126650100 14825 394493 SH DEFINED 3 111451 0 283042 CVS CAREMARK CORPORATION COM 126650100 15784 420000 CALL DEFINED 3 420000 0 0 CVS CAREMARK CORPORATION COM 126650100 5471 145588 SH DEFINED 5 145588 0 0 CVS CAREMARK CORPORATION COM 126650100 2188 58221 SH DEFINED 7 0 58221 0 CVS CAREMARK CORPORATION COM 126650100 359 9564 SH DEFINED 8 7319 2245 0 CVS CAREMARK CORPORATION COM 126650100 29 765 SH DEFINED 9 765 0 0 CVS CAREMARK CORPORATION COM 126650100 7803 207638 SH DEFINED 5;1 207638 0 0 CVS CAREMARK CORPORATION COM 126650100 270 7188 SH SOLE 7188 0 0 CA INC COM 12673P105 551 24128 SH DEFINED 10 24128 0 0 CA INC COM 12673P105 32 1403 SH DEFINED 11 1403 0 0 CA INC COM 12673P105 361 15812 SH DEFINED 15 15812 0 0 CA INC COM 12673P105 117 5112 SH DEFINED 16 5112 0 0 CA INC COM 12673P105 8139 356349 SH DEFINED 2 356349 0 0 CA INC COM 12673P105 386 16892 SH DEFINED 3 4505 0 12387 CA INC COM 12673P105 5228 228900 CALL DEFINED 3 228900 0 0 CA INC COM 12673P105 3044 133258 SH DEFINED 5 133258 0 0 CA INC COM 12673P105 350 15339 SH DEFINED 8 15339 0 0 CA INC COM 12673P105 391 17100 SH SOLE 17100 0 0 CABELAS INC COM 126804301 88 3244 SH DEFINED 3 1794 0 1450 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 10 276 SH DEFINED 276 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 14 400 SH DEFINED 14 400 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 30 820 SH DEFINED 15 820 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3621 100000 SH DEFINED 16 100000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3902 107749 SH DEFINED 2 107749 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 554 15311 SH DEFINED 3 8977 0 6334 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 4 103 SH DEFINED 5 103 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 145 4000 SH DEFINED 7 0 4000 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 277 7649 SH SOLE 7649 0 0 CABOT CORP COM 127055101 282 7072 SH DEFINED 14 7072 0 0 CABOT CORP COM 127055101 1926 48303 SH DEFINED 2 48303 0 0 CABOT CORP COM 127055101 423 10615 SH DEFINED 3 0 0 10615 CABOT OIL & GAS CORP COM 127097103 24647 371700 SH DEFINED 1 371700 0 0 CABOT OIL & GAS CORP COM 127097103 2577 38860 SH DEFINED 2 38860 0 0 CABOT OIL & GAS CORP COM 127097103 149 2251 SH DEFINED 3 1026 0 1225 CABOT OIL & GAS CORP COM 127097103 2321 35000 CALL DEFINED 3 35000 0 0 CABOT OIL & GAS CORP COM 127097103 6 96 SH DEFINED 5 96 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CABOT MICROELECTRONICS CORP COM 12709P103 38 810 SH DEFINED 15 810 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 514 11065 SH DEFINED 2 11065 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 52 1125 SH DEFINED 3 975 0 150 CACI INTL INC CL A 127190304 6 97 SH DEFINED 15 97 0 0 CACI INTL INC CL A 127190304 16 257 SH DEFINED 2 257 0 0 CACI INTL INC CL A 127190304 163 2591 SH DEFINED 3 1249 0 1342 CACI INTL INC NOTE 2.125% 127190AD8 4 3000 PRN DEFINED 3 0 0 3000 5/0 CADENCE DESIGN SYSTEM INC COM 127387108 9662 915000 SH DEFINED 1 915000 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 5 465 SH DEFINED 15 465 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 868 82210 SH DEFINED 2 82210 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 4555 431307 SH DEFINED 3 419383 0 11924 CADENCE PHARMACEUTICALS INC COM 12738T100 25 2676 SH DEFINED 3 1576 0 1100 CADIZ INC COM NEW 127537207 0 40 SH DEFINED 40 0 0 CADIZ INC COM NEW 127537207 15 1400 SH DEFINED 3 500 0 900 CAL DIVE INTL INC NOTE 127914AB5 61 61000 PRN DEFINED 3 61000 0 0 3.250%12/1 CAL DIVE INTL INC DEL COM 12802T101 1 194 SH DEFINED 15 194 0 0 CAL DIVE INTL INC DEL COM 12802T101 55 9219 SH DEFINED 2 9219 0 0 CAL DIVE INTL INC DEL COM 12802T101 275 46000 SH DEFINED 3 0 0 46000 CAL MAINE FOODS INC COM NEW 128030202 3 105 SH DEFINED 15 105 0 0 CAL MAINE FOODS INC COM NEW 128030202 25 788 SH DEFINED 3 588 0 200 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 2088 158919 SH DEFINED 3 0 0 158919 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 319 20572 SH DEFINED 3 0 0 20572 CALAMOS GBL DYN INCOME FUND COM 12811L107 1538 176754 SH DEFINED 3 0 0 176754 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 1188 90750 SH DEFINED 13 90750 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 762 58216 SH DEFINED 3 0 0 58216 CALAMOS ASSET MGMT INC CL A 12811R104 1 40 SH DEFINED 15 40 0 0 CALAMOS ASSET MGMT INC CL A 12811R104 252 17387 SH DEFINED 3 787 0 16600 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 2634 275268 SH DEFINED 3 0 0 275268 CALAVO GROWERS INC COM 128246105 16 741 SH DEFINED 3 491 0 250 CALGON CARBON CORP COM 129603106 3 160 SH DEFINED 15 160 0 0 CALGON CARBON CORP COM 129603106 455 26742 SH DEFINED 3 25442 0 1300 CALIFORNIA FIRST NTNL BANCOR COM 130222102 1 84 SH DEFINED 3 84 0 0 CALIFORNIA FIRST NTNL BANCOR COM 130222102 628 41000 SH DEFINED 4 0 0 41000 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 21 1131 SH DEFINED 3 801 0 330 CALIFORNIA WTR SVC GROUP COM 130788102 261 13942 SH DEFINED 2 13942 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 134 7156 SH DEFINED 3 1732 0 5424 CALIFORNIA WTR SVC GROUP COM 130788102 114 6108 SH DEFINED 4 0 0 6108 CALIFORNIA WTR SVC GROUP COM 130788102 4 200 SH DEFINED 5 200 0 0 CALIPER LIFE SCIENCES INC COM 130872104 22 2769 SH DEFINED 3 1957 0 812 CALIX INC COM 13100M509 40 1899 SH DEFINED 3 1561 0 338 CALLAWAY GOLF CO COM 131193104 95 15302 SH DEFINED 2 15302 0 0 CALLAWAY GOLF CO COM 131193104 17 2672 SH DEFINED 3 2672 0 0 CALLIDUS SOFTWARE INC COM 13123E500 7 1244 SH DEFINED 3 1244 0 0 CALPINE CORP COM NEW 131347304 2 111 SH DEFINED 15 111 0 0 CALPINE CORP COM NEW 131347304 28927 1793358 SH DEFINED 3 1706708 0 86650 CALPINE CORP COM NEW 131347304 39 2400 SH DEFINED 7 0 2400 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 336 15625 SH DEFINED 2 15625 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 5300 246500 SH DEFINED 3 237500 0 9000 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 624 29000 SH DEFINED 4 0 0 29000 CAMAC ENERGY INC COM 131745101 5 3600 SH DEFINED 3 1600 0 2000 CAMAC ENERGY INC COM 131745101 98 74000 SH DEFINED 5 74000 0 0 CAMBREX CORP COM 132011107 3 650 SH DEFINED 15 650 0 0 CAMBREX CORP COM 132011107 6 1259 SH DEFINED 3 1259 0 0 CAMBIUM LEARNING GRP INC COM 13201A107 2 685 SH DEFINED 3 685 0 0 CAMCO FINL CORP COM 132618109 38 21000 SH DEFINED 4 0 0 21000 CAMDEN NATL CORP COM 133034108 10 318 SH DEFINED 3 318 0 0 CAMDEN PPTY TR SH BEN INT 133131102 5 83 SH DEFINED 83 0 0 CAMDEN PPTY TR SH BEN INT 133131102 19156 301100 SH DEFINED 1 301100 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CAMDEN PPTY TR SH BEN INT 133131102 58 910 SH DEFINED 3 0 0 910 CAMDEN PPTY TR SH BEN INT 133131102 34 530 SH DEFINED 5 530 0 0 CAMECO CORP COM 13321L108 202 7660 SH DEFINED 7660 0 0 CAMECO CORP COM 13321L108 109970 4173423 SH DEFINED 1 4173423 0 0 CAMECO CORP COM 13321L108 74 2800 SH DEFINED 13 2800 0 0 CAMECO CORP COM 13321L108 159 6018 SH DEFINED 14 6018 0 0 CAMECO CORP COM 13321L108 100 3777 SH DEFINED 15 3777 0 0 CAMECO CORP COM 13321L108 71 2702 SH DEFINED 16 2702 0 0 CAMECO CORP COM 13321L108 285 10802 SH DEFINED 2 10802 0 0 CAMECO CORP COM 13321L108 5775 219152 SH DEFINED 3 148936 0 70216 CAMECO CORP COM 13321L108 1291 49000 CALL DEFINED 3 49000 0 0 CAMECO CORP COM 13321L108 7728 293300 PUT DEFINED 3 293300 0 0 CAMECO CORP COM 13321L108 38757 1470849 SH DEFINED 5 1470849 0 0 CAMECO CORP COM 13321L108 598 22700 CALL DEFINED 5 22700 0 0 CAMECO CORP COM 13321L108 862 32700 PUT DEFINED 5 32700 0 0 CAMECO CORP COM 13321L108 2329 88395 SH DEFINED 7 0 88395 0 CAMECO CORP COM 13321L108 1203 45648 SH DEFINED 8 44953 695 0 CAMECO CORP COM 13321L108 3 100 SH DEFINED 5;1 100 0 0 CAMECO CORP COM 13321L108 55687 2113958 SH SOLE 2113958 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 7 137 SH DEFINED 137 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 60 1189 SH DEFINED 15 1189 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 4956 98544 SH DEFINED 2 98544 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 8958 178123 SH DEFINED 3 159872 0 18251 CAMERON INTERNATIONAL CORP COM 13342B105 6538 130000 CALL DEFINED 3 130000 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 13327 265000 PUT DEFINED 3 265000 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 2158 42910 SH DEFINED 4 0 4600 38310 CAMERON INTERNATIONAL CORP COM 13342B105 288 5727 SH DEFINED 5 5727 0 0 CAMERON INTERNATIONAL CORP NOTE 2.500% 13342BAB1 3 2000 PRN DEFINED 3 2000 0 0 6/1 CAMPBELL SOUP CO COM 134429109 33 967 SH DEFINED 967 0 0 CAMPBELL SOUP CO COM 134429109 501 14500 SH DEFINED 14 14500 0 0 CAMPBELL SOUP CO COM 134429109 3169 91732 SH DEFINED 2 91732 0 0 CAMPBELL SOUP CO COM 134429109 1480 42844 SH DEFINED 3 2112 0 40732 CAMPBELL SOUP CO COM 134429109 12 335 SH DEFINED 5 335 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 20 1569 SH DEFINED 3 1269 0 300 CDN IMPERIAL BK OF COMMERCE COM 136069101 1594 20181 SH DEFINED 20181 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 1255222 15894916 SH DEFINED 1 15894916 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 28 350 SH DEFINED 11 350 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 79 1000 SH DEFINED 12 0 0 1000 CDN IMPERIAL BK OF COMMERCE COM 136069101 229 2896 SH DEFINED 2 2896 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 26 330 SH DEFINED 3 0 0 330 CDN IMPERIAL BK OF COMMERCE COM 136069101 91087 1153435 SH DEFINED 5 1153435 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 33223 420700 CALL DEFINED 5 420700 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 1437 18200 PUT DEFINED 5 18200 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 65782 833004 SH DEFINED 7 0 833004 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 4740 60022 SH DEFINED 8 31540 28482 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 1849 23409 SH DEFINED 9 23409 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 61389 777373 SH DEFINED 5;1 777373 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 1165288 14756079 SH SOLE 14756079 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 7897 100000 CALL SOLE 100000 0 0 CANADIAN NATL RY CO COM 136375102 1457 18239 SH DEFINED 18239 0 0 CANADIAN NATL RY CO COM 136375102 1043146 13055642 SH DEFINED 1 13055642 0 0 CANADIAN NATL RY CO COM 136375102 927 11600 SH DEFINED 12 0 0 11600 CANADIAN NATL RY CO COM 136375102 171 2140 SH DEFINED 15 2140 0 0 CANADIAN NATL RY CO COM 136375102 51 639 SH DEFINED 16 600 39 0 CANADIAN NATL RY CO COM 136375102 4494 56246 SH DEFINED 3 0 0 56246 CANADIAN NATL RY CO COM 136375102 221577 2773179 SH DEFINED 5 2773179 0 0 CANADIAN NATL RY CO COM 136375102 8158 102100 CALL DEFINED 5 102100 0 0 CANADIAN NATL RY CO COM 136375102 40 500 PUT DEFINED 5 500 0 0 CANADIAN NATL RY CO COM 136375102 46759 585213 SH DEFINED 7 0 585213 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CANADIAN NATL RY CO COM 136375102 5633 70496 SH DEFINED 8 54009 16487 0 CANADIAN NATL RY CO COM 136375102 1717 21484 SH DEFINED 9 21484 0 0 CANADIAN NATL RY CO COM 136375102 110478 1382703 SH DEFINED 5;1 1382703 0 0 CANADIAN NATL RY CO COM 136375102 711694 8907311 SH SOLE 8907311 0 0 CANADIAN NAT RES LTD COM 136385101 15195 362989 SH DEFINED 362989 0 0 CANADIAN NAT RES LTD COM 136385101 1260113 30103045 SH DEFINED 1 30103045 0 0 CANADIAN NAT RES LTD COM 136385101 252 6014 SH DEFINED 10 6014 0 0 CANADIAN NAT RES LTD COM 136385101 45 1066 SH DEFINED 11 1066 0 0 CANADIAN NAT RES LTD COM 136385101 119 2835 SH DEFINED 12 0 0 2835 CANADIAN NAT RES LTD COM 136385101 84 2000 SH DEFINED 13 2000 0 0 CANADIAN NAT RES LTD COM 136385101 71 1700 SH DEFINED 14 1700 0 0 CANADIAN NAT RES LTD COM 136385101 297 7093 SH DEFINED 15 7093 0 0 CANADIAN NAT RES LTD COM 136385101 86 2066 SH DEFINED 16 2066 0 0 CANADIAN NAT RES LTD COM 136385101 33531 801030 SH DEFINED 3 704775 0 96255 CANADIAN NAT RES LTD COM 136385101 27661 660800 PUT DEFINED 3 660800 0 0 CANADIAN NAT RES LTD COM 136385101 263916 6304732 SH DEFINED 5 6304732 0 0 CANADIAN NAT RES LTD COM 136385101 4081 97500 CALL DEFINED 5 97500 0 0 CANADIAN NAT RES LTD COM 136385101 230 5500 PUT DEFINED 5 5500 0 0 CANADIAN NAT RES LTD COM 136385101 21789 520511 SH DEFINED 7 0 520511 0 CANADIAN NAT RES LTD COM 136385101 6416 153263 SH DEFINED 8 131510 21753 0 CANADIAN NAT RES LTD COM 136385101 1653 39485 SH DEFINED 9 39485 0 0 CANADIAN NAT RES LTD COM 136385101 110363 2636482 SH DEFINED 5;1 2636482 0 0 CANADIAN NAT RES LTD COM 136385101 237337 5664861 SH SOLE 5664861 0 0 CANADIAN NAT RES LTD COM 136385101 2093 50000 PUT SOLE 50000 0 0 CANADIAN PAC RY LTD COM 13645T100 628 10075 SH DEFINED 10075 0 0 CANADIAN PAC RY LTD COM 13645T100 348582 5593423 SH DEFINED 1 5593423 0 0 CANADIAN PAC RY LTD COM 13645T100 45 718 SH DEFINED 15 718 0 0 CANADIAN PAC RY LTD COM 13645T100 195 3124 SH DEFINED 2 3124 0 0 CANADIAN PAC RY LTD COM 13645T100 1933 31015 SH DEFINED 3 0 0 31015 CANADIAN PAC RY LTD COM 13645T100 129105 2071644 SH DEFINED 5 2071644 0 0 CANADIAN PAC RY LTD COM 13645T100 174 2800 CALL DEFINED 5 2800 0 0 CANADIAN PAC RY LTD COM 13645T100 3203 51400 PUT DEFINED 5 51400 0 0 CANADIAN PAC RY LTD COM 13645T100 32912 528110 SH DEFINED 7 0 528110 0 CANADIAN PAC RY LTD COM 13645T100 9569 153546 SH DEFINED 8 93092 60454 0 CANADIAN PAC RY LTD COM 13645T100 723 11600 SH DEFINED 9 11600 0 0 CANADIAN PAC RY LTD COM 13645T100 991 15897 SH DEFINED 5;1 15897 0 0 CANADIAN PAC RY LTD COM 13645T100 108814 1745727 SH SOLE 1745727 0 0 CANADIAN SOLAR INC COM 136635109 12 1000 SH DEFINED 3 0 0 1000 CANO PETE INC COM 137801106 1 3650 SH DEFINED 7 0 3650 0 CANON INC ADR 138006309 23 493 SH DEFINED 493 0 0 CANON INC ADR 138006309 642 13500 SH DEFINED 12 0 0 13500 CANON INC ADR 138006309 278 5852 SH DEFINED 15 5852 0 0 CANON INC ADR 138006309 95 2000 SH DEFINED 16 2000 0 0 CANON INC ADR 138006309 93 1945 SH DEFINED 3 0 0 1945 CANON INC ADR 138006309 4131 86811 SH DEFINED 5 86811 0 0 CANON INC ADR 138006309 80 1677 SH DEFINED 7 0 1677 0 CANON INC ADR 138006309 139 2927 SH DEFINED 8 2887 40 0 CANON INC ADR 138006309 6205 130391 SH DEFINED 5;1 130391 0 0 CANTEL MEDICAL CORP COM 138098108 2 67 SH DEFINED 15 67 0 0 CANTEL MEDICAL CORP COM 138098108 15 547 SH DEFINED 3 547 0 0 CANTEL MEDICAL CORP COM 138098108 942 35000 SH DEFINED 4 0 0 35000 CANTEL MEDICAL CORP COM 138098108 0 15 SH DEFINED 5 15 0 0 CANTERBURY PARK HOLDING CORP COM 13811E101 0 25 SH DEFINED 3 0 0 25 CAPE BANCORP INC COM 139209100 18 1759 SH DEFINED 3 1759 0 0 CAPELLA EDUCATION COMPANY COM 139594105 1 30 SH DEFINED 15 30 0 0 CAPELLA EDUCATION COMPANY COM 139594105 270 6452 SH DEFINED 2 6452 0 0 CAPELLA EDUCATION COMPANY COM 139594105 47 1119 SH DEFINED 3 652 0 467 CAPITAL CITY BK GROUP INC COM 139674105 5 474 SH DEFINED 3 474 0 0 CAPITAL BK CORP COM 139793103 5 1311 SH DEFINED 3 1011 0 300 CAPLEASE INC COM 140288101 14 2823 SH DEFINED 3 2823 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CAPITAL ONE FINL CORP COM 14040H105 48 928 SH DEFINED 928 0 0 CAPITAL ONE FINL CORP COM 14040H105 43103 834200 SH DEFINED 1 834200 0 0 CAPITAL ONE FINL CORP COM 14040H105 634 12264 SH DEFINED 10 12264 0 0 CAPITAL ONE FINL CORP COM 14040H105 175 3390 SH DEFINED 12 0 0 3390 CAPITAL ONE FINL CORP COM 14040H105 355 6874 SH DEFINED 14 6874 0 0 CAPITAL ONE FINL CORP COM 14040H105 130 2509 SH DEFINED 15 2509 0 0 CAPITAL ONE FINL CORP COM 14040H105 12951 250648 SH DEFINED 2 250648 0 0 CAPITAL ONE FINL CORP COM 14040H105 699 13533 SH DEFINED 3 5445 0 8088 CAPITAL ONE FINL CORP COM 14040H105 14784 286115 SH DEFINED 4 0 62240 223875 CAPITAL ONE FINL CORP COM 14040H105 49 940 SH DEFINED 5 940 0 0 CAPITAL ONE FINL CORP COM 14040H105 2 35 SH DEFINED 8 35 0 0 CAPITAL ONE FINL CORP COM 14040H105 442 8555 SH SOLE 8555 0 0 CAPITAL SR LIVING CORP COM 140475104 11 1142 SH DEFINED 3 1142 0 0 CAPITAL SR LIVING CORP COM 140475104 418 45000 SH DEFINED 4 0 0 45000 CAPITAL SOUTHWEST CORP COM 140501107 11 122 SH DEFINED 3 122 0 0 CAPITAL SOUTHWEST CORP COM 140501107 480 5200 SH DEFINED 4 0 0 5200 CAPITALSOURCE INC COM 14055X102 22 3367 SH DEFINED 2 3367 0 0 CAPITALSOURCE INC COM 14055X102 562 87080 SH DEFINED 3 0 0 87080 CAPITALSOURCE INC NOTE 7.250% 14055XAG7 6025 5800000 PRN DEFINED 3 5800000 0 0 7/1 CAPITOL FED FINL INC COM 14057J101 0 34 SH DEFINED 15 34 0 0 CAPITOL FED FINL INC COM 14057J101 226 19178 SH DEFINED 3 0 0 19178 CAPITOL FED FINL INC COM 14057J101 334 28434 SH DEFINED 5 28434 0 0 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 25 1700 PRN DEFINED 3 0 0 1700 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 29 2000 PRN DEFINED 5 2000 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 1 110 SH DEFINED 110 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 2760 205980 SH DEFINED 3 3209 0 202771 CAPSTONE THERAPEUTICS CORP COM 14068E109 1 2000 SH DEFINED 3 0 0 2000 CARBO CERAMICS INC COM 140781105 14 88 SH DEFINED 15 88 0 0 CARBO CERAMICS INC COM 140781105 777 4770 SH DEFINED 2 4770 0 0 CARBO CERAMICS INC COM 140781105 320 1963 SH DEFINED 3 0 0 1963 CARBO CERAMICS INC COM 140781105 2705 16600 SH DEFINED 4 0 6500 10100 CARBO CERAMICS INC COM 140781105 9 54 SH DEFINED 5 54 0 0 CARDICA INC COM 14141R101 87 31596 SH DEFINED 3 0 0 31596 CARDINAL FINL CORP COM 14149F109 13 1200 SH DEFINED 3 1200 0 0 CARDINAL HEALTH INC COM 14149Y108 504 11100 SH DEFINED 0 11100 0 CARDINAL HEALTH INC COM 14149Y108 4969 109400 SH DEFINED 1 109400 0 0 CARDINAL HEALTH INC COM 14149Y108 239 5266 SH DEFINED 15 5266 0 0 CARDINAL HEALTH INC COM 14149Y108 7732 170243 SH DEFINED 2 170243 0 0 CARDINAL HEALTH INC COM 14149Y108 2806 61783 SH DEFINED 3 4143 0 57640 CARDINAL HEALTH INC COM 14149Y108 43 949 SH DEFINED 5 949 0 0 CARDINAL HEALTH INC COM 14149Y108 1 22 SH DEFINED 7 0 22 0 CARDINAL HEALTH INC COM 14149Y108 50 1100 SH DEFINED 8 1100 0 0 CARDIONET INC COM 14159L103 5 1011 SH DEFINED 3 1011 0 0 CARDIOME PHARMA CORP COM NEW 14159U202 7 1473 SH DEFINED 2 1473 0 0 CARDIOME PHARMA CORP COM NEW 14159U202 47 10670 SH DEFINED 5 10670 0 0 CARDIOVASCULAR SYS INC DEL COM 141619106 23 1550 SH DEFINED 3 550 0 1000 CARDTRONICS INC COM 14161H108 5 197 SH DEFINED 2 197 0 0 CARDTRONICS INC COM 14161H108 49 2078 SH DEFINED 3 1786 0 292 CARDTRONICS INC COM 14161H108 18 788 SH DEFINED 5 788 0 0 CAREER EDUCATION CORP COM 141665109 963 45546 SH DEFINED 2 45546 0 0 CAREER EDUCATION CORP COM 141665109 190 9000 SH DEFINED 3 0 0 9000 CAREER EDUCATION CORP COM 141665109 313 14796 SH DEFINED 5 14796 0 0 CAREER EDUCATION CORP COM 141665109 11 501 SH DEFINED 8 501 0 0 CAREFUSION CORP COM 14170T101 137 5025 SH DEFINED 0 5025 0 CAREFUSION CORP COM 14170T101 4422 162750 SH DEFINED 2 162750 0 0 CAREFUSION CORP COM 14170T101 1674 61602 SH DEFINED 3 52638 0 8964 CAREFUSION CORP COM 14170T101 22 805 SH DEFINED 5 805 0 0 CARIBOU COFFEE INC COM 142042209 7 536 SH DEFINED 3 536 0 0 CARLISLE COS INC COM 142339100 866 17593 SH DEFINED 2 17593 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CARLISLE COS INC COM 142339100 44 900 SH DEFINED 3 0 0 900 CARMAX INC COM 143130102 3068 92763 SH DEFINED 1 92763 0 0 CARMAX INC COM 143130102 2 50 SH DEFINED 15 50 0 0 CARMAX INC COM 143130102 4105 124132 SH DEFINED 2 124132 0 0 CARMAX INC COM 143130102 19 575 SH DEFINED 3 0 0 575 CARMAX INC COM 143130102 10 312 SH DEFINED 5 312 0 0 CARNIVAL CORP PAIRED CTF 143658300 64 1704 SH DEFINED 1704 0 0 CARNIVAL CORP PAIRED CTF 143658300 48 1274 SH DEFINED 15 1274 0 0 CARNIVAL CORP PAIRED CTF 143658300 7937 210919 SH DEFINED 2 210919 0 0 CARNIVAL CORP PAIRED CTF 143658300 2066 54893 SH DEFINED 3 52075 0 2818 CARNIVAL CORP PAIRED CTF 143658300 4967 132000 CALL DEFINED 3 132000 0 0 CARNIVAL CORP PAIRED CTF 143658300 1806 48000 PUT DEFINED 3 48000 0 0 CARNIVAL CORP PAIRED CTF 143658300 105 2799 SH DEFINED 5 2799 0 0 CARNIVAL CORP PAIRED CTF 143658300 4 100 SH DEFINED 7 0 100 0 CARNIVAL CORP PAIRED CTF 143658300 60 1600 SH DEFINED 8 1200 400 0 CARNIVAL PLC ADR 14365C103 5 139 SH DEFINED 139 0 0 CARNIVAL PLC ADR 14365C103 3 65 SH DEFINED 15 65 0 0 CARNIVAL PLC ADR 14365C103 599 15435 SH DEFINED 2 15435 0 0 CARNIVAL PLC ADR 14365C103 1 15 SH DEFINED 3 0 0 15 CARNIVAL PLC ADR 14365C103 2364 60870 SH DEFINED 5 60870 0 0 CARNIVAL PLC ADR 14365C103 4 110 SH DEFINED 8 110 0 0 CARNIVAL PLC ADR 14365C103 4096 105460 SH DEFINED 5;1 105460 0 0 CARRIAGE SVCS INC COM 143905107 249 44000 SH DEFINED 4 0 0 44000 CARPENTER TECHNOLOGY CORP COM 144285103 24716 428500 SH DEFINED 1 428500 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 59 1015 SH DEFINED 3 0 0 1015 CARPENTER TECHNOLOGY CORP COM 144285103 6 100 SH DEFINED 5 100 0 0 CARRIZO OIL & CO INC COM 144577103 32473 777800 SH DEFINED 1 777800 0 0 CARRIZO OIL & CO INC COM 144577103 133 3175 SH DEFINED 2 3175 0 0 CARRIZO OIL & CO INC NOTE 4.375 144577AA1 106 106000 PRN DEFINED 3 0 0 106000 CARROLS RESTAURANT GROUP INC COM 14574X104 5 522 SH DEFINED 3 522 0 0 CARTER INC COM 146229109 1 47 SH DEFINED 15 47 0 0 CARTER INC COM 146229109 246 7982 SH DEFINED 3 2039 0 5943 CASCADE BANCORP COM NEW 147154207 5 503 SH DEFINED 3 249 0 254 CASCADE CORP COM 147195101 72 1504 SH DEFINED 2 1504 0 0 CASCADE CORP COM 147195101 86 1805 SH DEFINED 3 380 0 1425 CASCADE CORP COM 147195101 799 16800 SH DEFINED 4 0 0 16800 CASCADE FINL CORP COM 147272108 7 16207 SH DEFINED 3 0 0 16207 CASELLA WASTE SYS INC CL A 147448104 6 1050 SH DEFINED 3 1050 0 0 CASEYS GEN STORES INC COM 147528103 243 5533 SH DEFINED 2 5533 0 0 CASEYS GEN STORES INC COM 147528103 433 9844 SH DEFINED 3 1574 0 8270 CASEYS GEN STORES INC COM 147528103 330 7500 CALL DEFINED 3 7500 0 0 CASH AMER INTL INC COM 14754D100 230 3980 SH DEFINED 3 1219 0 2761 CASH AMER INTL INC COM 14754D100 121 2098 SH DEFINED 5 2098 0 0 CASH STORE FINL SVCS INC COM 14756F103 13 1000 SH DEFINED 5 1000 0 0 CASH STORE FINL SVCS INC COM 14756F103 14 1050 SH DEFINED 7 0 1050 0 CASS INFORMATION SYS INC COM 14808P109 2 54 SH DEFINED 15 54 0 0 CASS INFORMATION SYS INC COM 14808P109 13 349 SH DEFINED 3 349 0 0 CASTLE A M & CO COM 148411101 111 6669 SH DEFINED 2 6669 0 0 CASTLE A M & CO COM 148411101 12 693 SH DEFINED 3 693 0 0 CASUAL MALE RETAIL GRP INC COM NEW 148711302 7 1748 SH DEFINED 3 1748 0 0 CASUAL MALE RETAIL GRP INC COM NEW 148711302 13641 3287003 SH DEFINED 4 0 1205620 2081383 CATALYST HEALTH SOLUTIONS IN COM 14888B103 4 80 SH DEFINED 15 80 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888B103 1416 25362 SH DEFINED 2 25362 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888B103 3305 59209 SH DEFINED 3 50000 0 9209 CATALYST HEALTH SOLUTIONS IN COM 14888B103 32302 578677 SH DEFINED 4 0 427227 151450 CATALYST HEALTH SOLUTIONS IN COM 14888B103 4 70 SH DEFINED 5 70 0 0 CATALYST PHARM PARTNERS INC COM 14888U101 4 2000 SH DEFINED 3 0 0 2000 CATERPILLAR INC DEL COM 149123101 2248 21116 SH DEFINED 21116 0 0 CATERPILLAR INC DEL COM 149123101 98606 926225 SH DEFINED 1 926225 0 0 CATERPILLAR INC DEL COM 149123101 403 3789 SH DEFINED 10 3789 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CATERPILLAR INC DEL COM 149123101 330 3100 SH DEFINED 11 3100 0 0 CATERPILLAR INC DEL COM 149123101 28 260 SH DEFINED 12 0 0 260 CATERPILLAR INC DEL COM 149123101 1417 13306 SH DEFINED 14 13306 0 0 CATERPILLAR INC DEL COM 149123101 251 2359 SH DEFINED 15 2359 0 0 CATERPILLAR INC DEL COM 149123101 59 550 SH DEFINED 16 550 0 0 CATERPILLAR INC DEL COM 149123101 49721 467040 SH DEFINED 2 467040 0 0 CATERPILLAR INC DEL COM 149123101 36347 341410 SH DEFINED 3 169166 0 172244 CATERPILLAR INC DEL COM 149123101 24699 232000 PUT DEFINED 3 232000 0 0 CATERPILLAR INC DEL COM 149123101 455 4275 SH DEFINED 4 0 3900 375 CATERPILLAR INC DEL COM 149123101 17630 165600 SH DEFINED 5 165600 0 0 CATERPILLAR INC DEL COM 149123101 5178 48641 SH DEFINED 7 0 48641 0 CATERPILLAR INC DEL COM 149123101 909 8539 SH DEFINED 8 5565 2974 0 CATERPILLAR INC DEL COM 149123101 72 677 SH DEFINED 9 677 0 0 CATERPILLAR INC DEL COM 149123101 7547 70890 SH DEFINED 5;1 70890 0 0 CATERPILLAR INC DEL COM 149123101 294 2758 SH SOLE 2758 0 0 CATHAY GENERAL BANCORP COM 149150104 453 27655 SH DEFINED 2 27655 0 0 CATHAY GENERAL BANCORP COM 149150104 53 3262 SH DEFINED 3 3262 0 0 CATO CORP NEW CL A 149205106 33 1147 SH DEFINED 3 1147 0 0 CAVCO INDS INC DEL COM 149568107 13 283 SH DEFINED 3 283 0 0 CBEYOND INC COM 149847105 132 10000 SH DEFINED 2 10000 0 0 CBEYOND INC COM 149847105 15 1159 SH DEFINED 3 1159 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 93 4600 SH DEFINED 15 4600 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 218 10841 SH DEFINED 2 10841 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 55 2750 SH DEFINED 3 0 0 2750 CEDAR SHOPPING CTRS INC COM NEW 150602209 24940 4842783 SH DEFINED 1 4842783 0 0 CEDAR SHOPPING CTRS INC COM NEW 150602209 35 6725 SH DEFINED 3 2325 0 4400 CELADON GROUP INC COM 150838100 12 832 SH DEFINED 3 832 0 0 CELADON GROUP INC COM 150838100 670 48000 SH DEFINED 4 0 0 48000 CELANESE CORP DEL COM SER A 150870103 17864 335100 SH DEFINED 1 335100 0 0 CELANESE CORP DEL COM SER A 150870103 7 128 SH DEFINED 15 128 0 0 CELANESE CORP DEL COM SER A 150870103 3386 63513 SH DEFINED 3 50000 0 13513 CELANESE CORP DEL COM SER A 150870103 4726 88650 SH DEFINED 4 0 10950 77700 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 11 7012 SH DEFINED 3 6950 0 62 CELESTICA INC SUB VTG SHS 15101Q108 6 710 SH DEFINED 710 0 0 CELESTICA INC SUB VTG SHS 15101Q108 15988 1825109 SH DEFINED 1 1825109 0 0 CELESTICA INC SUB VTG SHS 15101Q108 337 38504 SH DEFINED 2 38504 0 0 CELESTICA INC SUB VTG SHS 15101Q108 4 500 SH DEFINED 3 0 0 500 CELESTICA INC SUB VTG SHS 15101Q108 6078 693779 SH DEFINED 5 693779 0 0 CELESTICA INC SUB VTG SHS 15101Q108 152 17300 CALL DEFINED 5 17300 0 0 CELESTICA INC SUB VTG SHS 15101Q108 82 9330 SH DEFINED 7 0 9330 0 CELESTICA INC SUB VTG SHS 15101Q108 89 10108 SH DEFINED 8 9983 125 0 CELESTICA INC SUB VTG SHS 15101Q108 7 810 SH DEFINED 9 810 0 0 CELESTICA INC SUB VTG SHS 15101Q108 17887 2041861 SH DEFINED 5;1 2041861 0 0 CELGENE CORP COM 151020104 206 3408 SH DEFINED 15 3408 0 0 CELGENE CORP COM 151020104 21991 364568 SH DEFINED 2 364568 0 0 CELGENE CORP COM 151020104 2684 44494 SH DEFINED 3 7986 0 36508 CELGENE CORP COM 151020104 16408 272020 SH DEFINED 4 0 63150 208870 CELGENE CORP COM 151020104 1990 32993 SH DEFINED 5 32993 0 0 CELGENE CORP COM 151020104 9 155 SH DEFINED 7 0 155 0 CELGENE CORP COM 151020104 3 50 SH DEFINED 8 0 50 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 6 1830 SH DEFINED 3 1830 0 0 CELSION CORPORATION COM NEW 15117N305 5 1486 SH DEFINED 3 0 0 1486 CEMEX SAB DE CV SPON ADR NEW 151290889 20 2349 SH DEFINED 2349 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 3 349 SH DEFINED 13 349 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 84 9773 SH DEFINED 15 9773 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 19 2244 SH DEFINED 16 1054 1190 0 CEMEX SAB DE CV SPON ADR NEW 151290889 3700 430285 SH DEFINED 3 396652 0 33633 CEMEX SAB DE CV SPON ADR NEW 151290889 697 81000 CALL DEFINED 3 81000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 6983 812000 PUT DEFINED 3 812000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1613 187508 SH DEFINED 5 187508 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CEMEX SAB DE CV SPON ADR NEW 151290889 11 1295 SH DEFINED 8 1295 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 563 59460 SH SOLE 59460 0 0 CENTENE CORP DEL COM 15135B101 1 21 SH DEFINED 15 21 0 0 CENTENE CORP DEL COM 15135B101 10 278 SH DEFINED 2 278 0 0 CENTENE CORP DEL COM 15135B101 74 2073 SH DEFINED 3 2073 0 0 CENOVUS ENERGY INC COM 15135U109 1534 40743 SH DEFINED 40743 0 0 CENOVUS ENERGY INC COM 15135U109 991109 26317287 SH DEFINED 1 26317287 0 0 CENOVUS ENERGY INC COM 15135U109 204 5410 SH DEFINED 10 5410 0 0 CENOVUS ENERGY INC COM 15135U109 151 4001 SH DEFINED 11 4001 0 0 CENOVUS ENERGY INC COM 15135U109 421 11170 SH DEFINED 12 0 0 11170 CENOVUS ENERGY INC COM 15135U109 75 2000 SH DEFINED 14 2000 0 0 CENOVUS ENERGY INC COM 15135U109 1 28 SH DEFINED 15 28 0 0 CENOVUS ENERGY INC COM 15135U109 50 1338 SH DEFINED 16 983 355 0 CENOVUS ENERGY INC COM 15135U109 38108 1011883 SH DEFINED 3 976700 0 35183 CENOVUS ENERGY INC COM 15135U109 136455 3623344 SH DEFINED 5 3623344 0 0 CENOVUS ENERGY INC COM 15135U109 2271 60300 CALL DEFINED 5 60300 0 0 CENOVUS ENERGY INC COM 15135U109 433 11500 PUT DEFINED 5 11500 0 0 CENOVUS ENERGY INC COM 15135U109 28215 749211 SH DEFINED 7 0 749211 0 CENOVUS ENERGY INC COM 15135U109 7805 207242 SH DEFINED 8 95105 112137 0 CENOVUS ENERGY INC COM 15135U109 1812 48126 SH DEFINED 9 48126 0 0 CENOVUS ENERGY INC COM 15135U109 72029 1912613 SH DEFINED 5;1 1912613 0 0 CENOVUS ENERGY INC COM 15135U109 155315 4124125 SH SOLE 4124125 0 0 CENOVUS ENERGY INC COM 15135U109 753 20000 CALL SOLE 20000 0 0 CENOVUS ENERGY INC COM 15135U109 2636 70000 PUT SOLE 70000 0 0 CENTER BANCORP INC COM 151408101 119 11383 SH DEFINED 3 11383 0 0 CENTER FINL CORP CALIF COM 15146E102 9 1478 SH DEFINED 3 1478 0 0 CENTERPOINT ENERGY INC COM 15189T107 3 168 SH DEFINED 168 0 0 CENTERPOINT ENERGY INC COM 15189T107 3365 173885 SH DEFINED 2 173885 0 0 CENTERPOINT ENERGY INC COM 15189T107 6673 344849 SH DEFINED 3 5059 0 339790 CENTERPOINT ENERGY INC COM 15189T107 17 876 SH DEFINED 5 876 0 0 CENTERSTATE BANKS INC COM 15201P109 9 1246 SH DEFINED 3 1246 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 5 300 SH DEFINED 300 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 5 303 SH DEFINED 15 303 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 177 10346 SH DEFINED 2 10346 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 162 12013 SH DEFINED 15 12013 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 748 55430 SH DEFINED 2 55430 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1078 79824 SH DEFINED 3 79424 0 400 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 27 1980 SH DEFINED 5 1980 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 1 115 SH DEFINED 15 115 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 74 6582 SH DEFINED 2 6582 0 0 CENTRAL EUROPEAN DIST CORP COM 153435102 34 3047 SH DEFINED 3 3016 0 31 CENTRAL EUROPE & RUSSIA FD I COM 153436100 4 100 SH DEFINED 3 0 0 100 CENTRAL FD CDA LTD CL A 153501101 5299 260150 SH DEFINED 260150 0 0 CENTRAL FD CDA LTD CL A 153501101 435 21375 SH DEFINED 13 21375 0 0 CENTRAL FD CDA LTD CL A 153501101 255 12500 SH DEFINED 14 12500 0 0 CENTRAL FD CDA LTD CL A 153501101 22 1100 SH DEFINED 15 1100 0 0 CENTRAL FD CDA LTD CL A 153501101 92 4500 SH DEFINED 16 4500 0 0 CENTRAL FD CDA LTD CL A 153501101 9831 482611 SH DEFINED 3 0 0 482611 CENTRAL FD CDA LTD CL A 153501101 6391 313724 SH DEFINED 5 313724 0 0 CENTRAL FD CDA LTD CL A 153501101 227 11120 SH DEFINED 8 11120 0 0 CENTRAL GARDEN & PET CO COM 153527106 31 2973 SH DEFINED 3 0 0 2973 CENTRAL GARDEN & PET CO COM 153527106 633 61000 SH DEFINED 4 0 0 61000 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 22 2165 SH DEFINED 3 1965 0 200 CENTRAL GOLDTRUST TR UNIT 153546106 150 2640 SH DEFINED 13 2640 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 331 5839 SH DEFINED 16 5839 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 6019 106279 SH DEFINED 3 0 0 106279 CENTRAL GOLDTRUST TR UNIT 153546106 1519 26832 SH DEFINED 5 26832 0 0 CENTRAL PAC FINL CORP COM NEW 154760409 8 605 SH DEFINED 3 605 0 0 CENTRAL SECS CORP COM 155123102 1917 80128 SH DEFINED 3 0 0 80128 CENTRAL VT PUB SVC CORP COM 155771108 20 556 SH DEFINED 3 556 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CENTRAL VT PUB SVC CORP COM 155771108 2870 79400 SH DEFINED 4 0 14700 64700 CENTURY ALUM CO COM 156431108 5 335 SH DEFINED 15 335 0 0 CENTURY ALUM CO COM 156431108 10 627 SH DEFINED 2 627 0 0 CENTURY ALUM CO COM 156431108 154 9814 SH DEFINED 3 2139 0 7675 CENTURY ALUM CO COM 156431108 0 5 SH DEFINED 5 5 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 30 1143 SH DEFINED 3 143 0 1000 CENTURYLINK INC COM 156700106 416 10279 SH DEFINED 10279 0 0 CENTURYLINK INC COM 156700106 6101 150900 SH DEFINED 1 150900 0 0 CENTURYLINK INC COM 156700106 142 3512 SH DEFINED 10 3512 0 0 CENTURYLINK INC COM 156700106 14 343 SH DEFINED 11 343 0 0 CENTURYLINK INC COM 156700106 544 13455 SH DEFINED 15 13455 0 0 CENTURYLINK INC COM 156700106 26 646 SH DEFINED 16 581 65 0 CENTURYLINK INC COM 156700106 12465 308303 SH DEFINED 2 308303 0 0 CENTURYLINK INC COM 156700106 18996 469844 SH DEFINED 3 115030 0 354814 CENTURYLINK INC COM 156700106 9027 223272 SH DEFINED 4 0 21718 201554 CENTURYLINK INC COM 156700106 4557 112714 SH DEFINED 5 112714 0 0 CENTURYLINK INC COM 156700106 587 14531 SH DEFINED 7 0 14531 0 CENTURYLINK INC COM 156700106 306 7573 SH DEFINED 8 7223 350 0 CENTURYLINK INC COM 156700106 32 796 SH DEFINED 9 796 0 0 CENTURYLINK INC COM 156700106 5737 141909 SH DEFINED 5;1 141909 0 0 CENTURYLINK INC COM 156700106 30 740 SH SOLE 740 0 0 CEPHALON INC COM 156708109 4 54 SH DEFINED 15 54 0 0 CEPHALON INC COM 156708109 5434 68015 SH DEFINED 2 68015 0 0 CEPHALON INC COM 156708109 25406 317969 SH DEFINED 3 313559 0 4410 CEPHALON INC COM 156708109 203 2546 SH DEFINED 5 2546 0 0 CEPHALON INC NOTE 2.000 156708AP4 70243 40500000 PRN DEFINED 3 40500000 0 0 CEPHEID COM 15670R107 11 307 SH DEFINED 15 307 0 0 CEPHEID COM 15670R107 166 4789 SH DEFINED 3 2562 0 2227 CEPHEID COM 15670R107 1008 29100 SH DEFINED 4 0 4900 24200 CEPHEID COM 15670R107 20 563 SH DEFINED 5 563 0 0 CENVEO INC COM 15670S105 15 2284 SH DEFINED 3 2284 0 0 CENVEO INC COM 15670S105 599 93525 SH DEFINED 4 0 0 93525 CERADYNE INC COM 156710105 82 2100 SH DEFINED 2100 0 0 CERADYNE INC COM 156710105 533 13679 SH DEFINED 2 13679 0 0 CERADYNE INC COM 156710105 187 4796 SH DEFINED 3 1032 0 3764 CEREPLAST INC COM NEW 156732307 11 2500 SH DEFINED 2500 0 0 CERNER CORP COM 156782104 12 190 SH DEFINED 190 0 0 CERNER CORP COM 156782104 141 2305 SH DEFINED 10 2305 0 0 CERNER CORP COM 156782104 26 422 SH DEFINED 11 422 0 0 CERNER CORP COM 156782104 43 710 SH DEFINED 12 0 0 710 CERNER CORP COM 156782104 54 887 SH DEFINED 15 887 0 0 CERNER CORP COM 156782104 23 371 SH DEFINED 16 371 0 0 CERNER CORP COM 156782104 6745 110378 SH DEFINED 2 110378 0 0 CERNER CORP COM 156782104 124 2034 SH DEFINED 3 1702 0 332 CERNER CORP COM 156782104 1418 23200 SH DEFINED 4 0 3800 19400 CERNER CORP COM 156782104 18 290 SH DEFINED 5 290 0 0 CERNER CORP COM 156782104 252 4120 SH DEFINED 7 0 4120 0 CERNER CORP COM 156782104 20 330 SH DEFINED 8 0 330 0 CERNER CORP COM 156782104 1096 17935 SH SOLE 17935 0 0 CERUS CORP COM 157085101 8 2574 SH DEFINED 3 1974 0 600 CEVA INC COM 157210105 2 81 SH DEFINED 16 81 0 0 CEVA INC COM 157210105 18 600 SH DEFINED 2 600 0 0 CEVA INC COM 157210105 29 956 SH DEFINED 3 956 0 0 CHANGYOU COM LTD ADS REP CL A 15911M107 19 431 SH DEFINED 2 431 0 0 CHARLES RIV LABS INTL INC COM 159864107 532 13091 SH DEFINED 2 13091 0 0 CHARLES RIV LABS INTL INC COM 159864107 60 1465 SH DEFINED 3 0 0 1465 CHARLES RIV LABS INTL INC COM 159864107 557 13700 SH DEFINED 4 0 2300 11400 CHARLES RIV LABS INTL INC NOTE 2.250 159864AB3 84 80000 PRN DEFINED 3 80000 0 0 CHARMING SHOPPES INC COM 161133103 6 1483 SH DEFINED 2 1483 0 0 CHARMING SHOPPES INC COM 161133103 852 204821 SH DEFINED 3 204821 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CHART INDS INC COM PAR $0.01 16115Q308 5 95 SH DEFINED 15 95 0 0 CHART INDS INC COM PAR $0.01 16115Q308 72 1342 SH DEFINED 3 1218 0 124 CHART INDS INC COM PAR $0.01 16115Q308 4436 82171 SH DEFINED 4 0 41380 40791 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 58 1071 SH DEFINED 2 1071 0 0 CHARTER FINL CORP WEST PT GA COM 16122M100 3 282 SH DEFINED 3 282 0 0 CHASE CORP COM 16150R104 31 1821 SH DEFINED 3 1821 0 0 CHATHAM LODGING TR COM 16208T102 9 573 SH DEFINED 3 573 0 0 CHECKPOINT SYS INC COM 162825103 79 4425 SH DEFINED 13 4425 0 0 CHECKPOINT SYS INC COM 162825103 28 1550 SH DEFINED 15 1550 0 0 CHECKPOINT SYS INC COM 162825103 64 3600 SH DEFINED 2 3600 0 0 CHECKPOINT SYS INC COM 162825103 30 1663 SH DEFINED 3 1663 0 0 CHECKPOINT SYS INC COM 162825103 2401 134280 SH DEFINED 4 0 50700 83580 CHEESECAKE FACTORY INC COM 163072101 4 123 SH DEFINED 15 123 0 0 CHEESECAKE FACTORY INC COM 163072101 510 16243 SH DEFINED 2 16243 0 0 CHEESECAKE FACTORY INC COM 163072101 94 2995 SH DEFINED 3 2395 0 600 CHEESECAKE FACTORY INC COM 163072101 20 630 SH DEFINED 5 630 0 0 CHELSEA THERAPEUTICS INTL LT COM 163428105 11 2221 SH DEFINED 3 2221 0 0 CHEMED CORP NEW COM 16359R103 6 87 SH DEFINED 15 87 0 0 CHEMED CORP NEW COM 16359R103 545 8313 SH DEFINED 2 8313 0 0 CHEMED CORP NEW COM 16359R103 650 9925 SH DEFINED 3 882 0 9043 CHEMICAL FINL CORP COM 163731102 72 3831 SH DEFINED 2 3831 0 0 CHEMICAL FINL CORP COM 163731102 21 1139 SH DEFINED 3 1139 0 0 CHEMTURA CORP COM NEW 163893209 2 130 SH DEFINED 130 0 0 CHEMTURA CORP COM NEW 163893209 219 12027 SH DEFINED 3 3994 0 8033 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 22 1250 SH DEFINED 3 0 0 1250 CHENIERE ENERGY INC COM NEW 16411R208 9 1000 SH DEFINED 3 0 0 1000 CHEROKEE INC DEL NEW COM 16444H102 7 380 SH DEFINED 380 0 0 CHEROKEE INC DEL NEW COM 16444H102 6 353 SH DEFINED 3 353 0 0 CHEROKEE INC DEL NEW COM 16444H102 8 460 SH DEFINED 5 460 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2607 87814 SH DEFINED 1 87814 0 0 CHESAPEAKE ENERGY CORP COM 165167107 161 5429 SH DEFINED 15 5429 0 0 CHESAPEAKE ENERGY CORP COM 165167107 30 1000 SH DEFINED 16 1000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 9586 322864 SH DEFINED 2 322864 0 0 CHESAPEAKE ENERGY CORP COM 165167107 10112 340572 SH DEFINED 3 31753 0 308819 CHESAPEAKE ENERGY CORP COM 165167107 8907 300000 CALL DEFINED 3 300000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 15946 537100 PUT DEFINED 3 537100 0 0 CHESAPEAKE ENERGY CORP COM 165167107 226 7616 SH DEFINED 5 7616 0 0 CHESAPEAKE ENERGY CORP COM 165167107 27 900 SH DEFINED 7 0 900 0 CHESAPEAKE ENERGY CORP COM 165167107 5 165 SH DEFINED 8 0 165 0 CHESAPEAKE ENERGY CORP PFD CONV 165167842 232 2520 PRN DEFINED 3 0 0 2520 CHESAPEAKE ENERGY CORP NOTE 2.500 165167BZ9 18540 17449000 PRN DEFINED 6 17449000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500 165167CA3 8392 8000000 PRN DEFINED 3 8000000 0 0 CHESAPEAKE LODGING TR SH BEN INT 165240102 110 6434 SH DEFINED 3 1334 0 5100 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 1007 35096 SH DEFINED 3 0 0 35096 CHESAPEAKE UTILS CORP COM 165303108 19 469 SH DEFINED 2 469 0 0 CHESAPEAKE UTILS CORP COM 165303108 137 3412 SH DEFINED 3 396 0 3016 CHESAPEAKE UTILS CORP COM 165303108 680 16990 SH DEFINED 4 0 0 16990 CHEVRON CORP NEW COM 166764100 2941 28595 SH DEFINED 28595 0 0 CHEVRON CORP NEW COM 166764100 161231 1567781 SH DEFINED 1 1567781 0 0 CHEVRON CORP NEW COM 166764100 2092 20343 SH DEFINED 10 20343 0 0 CHEVRON CORP NEW COM 166764100 427 4150 SH DEFINED 11 4150 0 0 CHEVRON CORP NEW COM 166764100 233 2265 SH DEFINED 12 0 0 2265 CHEVRON CORP NEW COM 166764100 453 4405 SH DEFINED 14 4405 0 0 CHEVRON CORP NEW COM 166764100 1321 12841 SH DEFINED 15 12841 0 0 CHEVRON CORP NEW COM 166764100 319 3102 SH DEFINED 16 3102 0 0 CHEVRON CORP NEW COM 166764100 120686 1173528 SH DEFINED 2 1173528 0 0 CHEVRON CORP NEW COM 166764100 67451 655882 SH DEFINED 3 36205 38605 581072 CHEVRON CORP NEW COM 166764100 20568 200000 CALL DEFINED 3 200000 0 0 CHEVRON CORP NEW COM 166764100 27153 264030 SH DEFINED 4 0 26070 237960 CHEVRON CORP NEW COM 166764100 26581 258469 SH DEFINED 5 258469 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CHEVRON CORP NEW COM 166764100 3533 34355 SH DEFINED 7 0 34355 0 CHEVRON CORP NEW COM 166764100 1551 15083 SH DEFINED 8 14313 770 0 CHEVRON CORP NEW COM 166764100 160 1560 SH DEFINED 9 1560 0 0 CHEVRON CORP NEW COM 166764100 10605 103120 SH DEFINED 5;1 103120 0 0 CHEVRON CORP NEW COM 166764100 4914 47317 SH SOLE 47317 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY 167250109 6232 160200 SH DEFINED 1 160200 0 0 SH CHICAGO BRIDGE & IRON CO N V N Y REGISTRY 167250109 6 160 SH DEFINED 15 160 0 0 SH CHICAGO BRIDGE & IRON CO N V N Y REGISTRY 167250109 826 21226 SH DEFINED 3 0 0 21226 SH CHICAGO RIVET & MACH CO COM 168088102 44 2800 SH DEFINED 4 0 0 2800 CHICOS FAS INC COM 168615102 578 37926 SH DEFINED 2 37926 0 0 CHICOS FAS INC COM 168615102 386 25362 SH DEFINED 3 0 0 25362 CHICOS FAS INC COM 168615102 15 993 SH DEFINED 5 993 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 3 75 SH DEFINED 15 75 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 571 12840 SH DEFINED 2 12840 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 323 7260 SH DEFINED 3 6850 0 410 CHINA NAT GAS INC COM NEW 168910206 2 550 SH DEFINED 3 0 0 550 CHIMERA INVT CORP COM 16934Q109 68 19742 SH DEFINED 19742 0 0 CHIMERA INVT CORP COM 16934Q109 35 10000 SH DEFINED 15 10000 0 0 CHIMERA INVT CORP COM 16934Q109 85 24631 SH DEFINED 2 24631 0 0 CHIMERA INVT CORP COM 16934Q109 1708 493650 SH DEFINED 3 0 0 493650 CHIMERA INVT CORP COM 16934Q109 9 2607 SH DEFINED 5 2607 0 0 CHIMERA INVT CORP COM 16934Q109 29 8336 SH DEFINED 7 0 8336 0 CHINA ADVANCED CONSTR MATLS COM 169365103 0 100 SH DEFINED 3 100 0 0 CHINA ADVANCED CONSTR MATLS COM 169365103 5 3250 SH DEFINED 7 0 3250 0 CHINA AUTO LOGISTICS INC COM 16936J103 0 300 SH DEFINED 3 300 0 0 CHINA BAK BATTERY INC COM 16936Y100 23 22500 SH DEFINED 22500 0 0 CHINA FD INC COM 169373107 60 1920 SH DEFINED 3 0 0 1920 CHINA FD INC COM 169373107 9 285 SH DEFINED 5 285 0 0 CHINA FD INC COM 169373107 4 133 SH DEFINED 7 0 133 0 CHINA-BIOTICS INC COM 16937B109 65 18844 SH DEFINED 3 0 0 18844 CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 58 2600 SH DEFINED 3 2600 0 0 CHINA DIRECT INDS INC COM NEW 169384203 0 2 SH DEFINED 3 0 0 2 CHINA BIOLOGIC PRODS INC COM 16938C106 70 6857 SH DEFINED 14 6857 0 0 CHINA BIOLOGIC PRODS INC COM 16938C106 41 3997 SH DEFINED 3 3997 0 0 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 2 350 SH DEFINED 3 0 0 350 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 353 6808 SH DEFINED 3 6494 0 314 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 43 825 SH DEFINED 5 825 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 5 100 SH DEFINED 7 0 100 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 188 2720 SH SOLE 2720 0 0 CHINA SOUTHN AIRLS LTD SPON ADR CL H 169409109 331 12242 SH DEFINED 3 12242 0 0 CHINA MASS MEDIA CORP SPONS ADR 169418100 2 1200 SH DEFINED 3 1200 0 0 CHINA PRECISION STEEL INC COM 16941J106 4 4000 SH DEFINED 3 0 0 4000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 23 500 SH DEFINED 500 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 19 400 SH DEFINED 14 400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2 43 SH DEFINED 15 43 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 123 2628 SH DEFINED 16 2628 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 324 6921 SH DEFINED 3 0 0 6921 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 4444 94995 SH DEFINED 5 94995 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 4295 91805 SH DEFINED 8 91805 0 0 CHINA SKY ONE MED INC COM 16941P102 0 100 SH DEFINED 3 100 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 1 8 SH DEFINED 15 8 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 38 371 SH DEFINED 3 0 0 371 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 487 4802 SH DEFINED 5 4802 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 28 460 SH SOLE 460 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 349 5333 SH DEFINED 3 4520 0 813 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 26 400 SH DEFINED 5 400 0 0 CHINA SEC & SURVE TECH INC COM 16942J105 34 6399 SH DEFINED 3 0 0 6399

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 0 100 SH DEFINED 3 0 0 100 CHINA GREEN AGRICULTURE INC COM 16943W105 143 28726 SH DEFINED 3 0 0 28726 CHINA GREEN AGRICULTURE INC COM 16943W105 100 20000 SH DEFINED 4 0 0 20000 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 31 9688 SH DEFINED 3 0 0 9688 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 1278 63065 SH DEFINED 2 63065 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 27 1332 SH DEFINED 3 0 0 1332 CHINDEX INTERNATIONAL INC COM 169467107 8 621 SH DEFINED 3 471 0 150 CHINA CGAME INC COM 16946P107 0 250 SH DEFINED 3 0 0 250 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 14 4300 SH DEFINED 2 4300 0 0 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 3 1000 SH DEFINED 3 0 0 1000 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 1 100 SH DEFINED 5 100 0 0 CHINA MED TECHNOLOGIES INC NOTE 4.000 169483AC8 7 10000 PRN DEFINED 3 10000 0 0 CHINA XD PLASTICS CO LTD COM 16948F107 29 6923 SH DEFINED 3 6923 0 0 CHINA JO-JO DRUGSTORES INC COM NEW 16949A206 0 100 SH DEFINED 3 100 0 0 CHINANET ONLINE HLDGS INC COM 16949H102 1 700 SH DEFINED 3 700 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 52 2900 SH DEFINED 3 2900 0 0 CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 145 23040 SH DEFINED 3 0 0 23040 CHIPOTLE MEXICAN GRILL INC COM 169656105 6472 21000 SH DEFINED 1 21000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 15434 50080 SH DEFINED 15 50080 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 3 10 SH DEFINED 16 0 10 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 4524 14679 SH DEFINED 2 14679 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 2428 7878 SH DEFINED 3 1008 0 6870 CHIPOTLE MEXICAN GRILL INC COM 169656105 1448 4700 CALL DEFINED 3 4700 0 0 CHOICE HOTELS INTL INC COM 169905106 619 18567 SH DEFINED 2 18567 0 0 CHOICE HOTELS INTL INC COM 169905106 19 560 SH DEFINED 3 0 0 560 CHOICE HOTELS INTL INC COM 169905106 7 205 SH DEFINED 5 205 0 0 CHIQUITA BRANDS INTL INC COM 170032809 1561 119867 SH DEFINED 2 119867 0 0 CHIQUITA BRANDS INTL INC COM 170032809 25 1884 SH DEFINED 3 1884 0 0 CHIQUITA BRANDS INTL INC COM 170032809 469 36000 SH DEFINED 4 0 0 36000 CHRISTOPHER & BANKS CORP COM 171046105 11 1985 SH DEFINED 3 1485 0 500 CHRISTOPHER & BANKS CORP COM 171046105 201 35000 SH DEFINED 4 0 0 35000 CHUBB CORP COM 171232101 231 3684 SH DEFINED 3684 0 0 CHUBB CORP COM 171232101 462 7378 SH DEFINED 10 7378 0 0 CHUBB CORP COM 171232101 123 1971 SH DEFINED 12 0 0 1971 CHUBB CORP COM 171232101 396 6317 SH DEFINED 14 6317 0 0 CHUBB CORP COM 171232101 431 6877 SH DEFINED 15 6877 0 0 CHUBB CORP COM 171232101 10488 167510 SH DEFINED 2 167510 0 0 CHUBB CORP COM 171232101 11244 179592 SH DEFINED 3 3422 63873 112297 CHUBB CORP COM 171232101 510 8148 SH DEFINED 5 8148 0 0 CHUBB CORP COM 171232101 94 1500 SH DEFINED 8 1500 0 0 CHUBB CORP COM 171232101 312 4980 SH SOLE 4980 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 2 69 SH DEFINED 15 69 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 15 441 SH DEFINED 2 441 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 13 385 SH DEFINED 3 0 0 385 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 18 508 SH DEFINED 7 0 508 0 CHURCH & DWIGHT INC COM 171340102 12 300 SH DEFINED 300 0 0 CHURCH & DWIGHT INC COM 171340102 3401 83900 SH DEFINED 1 83900 0 0 CHURCH & DWIGHT INC COM 171340102 2184 53876 SH DEFINED 2 53876 0 0 CHURCH & DWIGHT INC COM 171340102 1600 39466 SH DEFINED 3 9400 0 30066 CHURCH & DWIGHT INC COM 171340102 916 22600 SH DEFINED 4 0 3800 18800 CHURCH & DWIGHT INC COM 171340102 14 354 SH DEFINED 5 354 0 0 CHURCH & DWIGHT INC COM 171340102 20 500 SH DEFINED 7 0 500 0 CHURCH & DWIGHT INC COM 171340102 180 4444 SH DEFINED 8 4444 0 0 CHURCHILL DOWNS INC COM 171484108 23 521 SH DEFINED 3 521 0 0 CIBER INC COM 17163B102 15 2652 SH DEFINED 3 2652 0 0 CIBER INC COM 17163B102 389 70000 SH DEFINED 4 0 0 70000 CIENA CORP COM NEW 171779309 3 142 SH DEFINED 142 0 0 CIENA CORP COM NEW 171779309 638 34691 SH DEFINED 2 34691 0 0 CIENA CORP COM NEW 171779309 92 5029 SH DEFINED 3 0 0 5029 CIENA CORP COM NEW 171779309 3308 180000 PUT DEFINED 3 180000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CIENA CORP COM NEW 171779309 188 10216 SH SOLE 10216 0 0 CIENA CORP NOTE 0.250 171779AB7 81 83000 PRN DEFINED 3 83000 0 0 CIMAREX ENERGY CO COM 171798101 22 250 SH DEFINED 250 0 0 CIMAREX ENERGY CO COM 171798101 10116 112500 SH DEFINED 1 112500 0 0 CIMAREX ENERGY CO COM 171798101 3 35 SH DEFINED 15 35 0 0 CIMAREX ENERGY CO COM 171798101 3087 34327 SH DEFINED 2 34327 0 0 CIMAREX ENERGY CO COM 171798101 371 4121 SH DEFINED 3 0 0 4121 CIMAREX ENERGY CO COM 171798101 118 1310 SH DEFINED 5 1310 0 0 CINCINNATI BELL INC NEW COM 171871106 8 2370 SH DEFINED 15 2370 0 0 CINCINNATI BELL INC NEW COM 171871106 56 16745 SH DEFINED 3 8245 0 8500 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 42 1000 PRN DEFINED 3 0 0 1000 CINCINNATI FINL CORP COM 172062101 18139 621631 SH DEFINED 1 621631 0 0 CINCINNATI FINL CORP COM 172062101 152 5215 SH DEFINED 15 5215 0 0 CINCINNATI FINL CORP COM 172062101 1155 39568 SH DEFINED 2 39568 0 0 CINCINNATI FINL CORP COM 172062101 961 32931 SH DEFINED 3 1903 0 31028 CINCINNATI FINL CORP COM 172062101 161 5501 SH DEFINED 5 5501 0 0 CINEMARK HOLDINGS INC COM 17243V102 184 8869 SH DEFINED 3 3855 0 5014 CINEMARK HOLDINGS INC COM 17243V102 40 1915 SH DEFINED 5 1915 0 0 CIRCOR INTL INC COM 17273K109 66 1552 SH DEFINED 3 715 0 837 CIRCOR INTL INC COM 17273K109 702 16400 SH DEFINED 4 0 0 16400 CIRRUS LOGIC INC COM 172755100 439 27615 SH DEFINED 2 27615 0 0 CIRRUS LOGIC INC COM 172755100 650 40903 SH DEFINED 3 40353 0 550 CIRRUS LOGIC INC COM 172755100 795 50000 PUT DEFINED 3 50000 0 0 CISCO SYS INC COM 17275R102 598 38284 SH DEFINED 38284 0 0 CISCO SYS INC COM 17275R102 54188 3471388 SH DEFINED 1 3471388 0 0 CISCO SYS INC COM 17275R102 643 41190 SH DEFINED 10 41190 0 0 CISCO SYS INC COM 17275R102 55 3553 SH DEFINED 11 3553 0 0 CISCO SYS INC COM 17275R102 205 13160 SH DEFINED 12 0 0 13160 CISCO SYS INC COM 17275R102 1365 87437 SH DEFINED 14 87437 0 0 CISCO SYS INC COM 17275R102 521 33389 SH DEFINED 15 33389 0 0 CISCO SYS INC COM 17275R102 725 46446 SH DEFINED 16 46201 245 0 CISCO SYS INC COM 17275R102 70062 4488252 SH DEFINED 2 4488252 0 0 CISCO SYS INC COM 17275R102 125127 8015832 SH DEFINED 3 6601634 50 1414148 CISCO SYS INC COM 17275R102 11389 729600 CALL DEFINED 3 729600 0 0 CISCO SYS INC COM 17275R102 53503 3427500 PUT DEFINED 3 3427500 0 0 CISCO SYS INC COM 17275R102 27770 1778988 SH DEFINED 5 1778988 0 0 CISCO SYS INC COM 17275R102 1131 72445 SH DEFINED 7 0 72445 0 CISCO SYS INC COM 17275R102 1089 69732 SH DEFINED 8 37012 32720 0 CISCO SYS INC COM 17275R102 24 1550 SH DEFINED 5;1 1550 0 0 CISCO SYS INC COM 17275R102 1552 96800 SH SOLE 96800 0 0 CINTAS CORP COM 172908105 73 2200 SH DEFINED 15 2200 0 0 CINTAS CORP COM 172908105 4 130 SH DEFINED 16 0 130 0 CINTAS CORP COM 172908105 2395 72511 SH DEFINED 2 72511 0 0 CINTAS CORP COM 172908105 79 2386 SH DEFINED 3 1501 0 885 CITIZENS & NORTHN CORP COM 172922106 8 505 SH DEFINED 3 505 0 0 CITIGROUP INC UNIT 172967416 24 200 PRN DEFINED 3 0 0 200 99/99/9999 CITIGROUP INC COM NEW 172967424 312 7496 SH DEFINED 8 4457 3039 0 CITIGROUP INC COM NEW 172967424 18 442 SH DEFINED 9 442 0 0 CITIGROUP INC COM NEW 172967424 4958 119070 SH DEFINED 5;1 119070 0 0 CITIGROUP INC COM NEW 172967424 914 21892 SH SOLE 21892 0 0 CITIGROUP INC COM NEW 172967424 2141 51429 SH DEFINED 51429 0 0 CITIGROUP INC COM NEW 172967424 59480 1428444 SH DEFINED 1 1428444 0 0 CITIGROUP INC COM NEW 172967424 507 12167 SH DEFINED 10 12167 0 0 CITIGROUP INC COM NEW 172967424 8 200 SH DEFINED 11 200 0 0 CITIGROUP INC COM NEW 172967424 164 3942 SH DEFINED 12 0 0 3942 CITIGROUP INC COM NEW 172967424 1164 27969 SH DEFINED 13 27969 0 0 CITIGROUP INC COM NEW 172967424 4687 112643 SH DEFINED 14 112643 0 0 CITIGROUP INC COM NEW 172967424 562 13489 SH DEFINED 15 13489 0 0 CITIGROUP INC COM NEW 172967424 1526 36672 SH DEFINED 16 36672 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CITIGROUP INC COM NEW 172967424 59010 1417156 SH DEFINED 2 1417156 0 0 CITIGROUP INC COM NEW 172967424 72002 1729144 SH DEFINED 3 1522506 0 206638 CITIGROUP INC COM NEW 172967424 56881 1366030 CALL DEFINED 3 1366030 0 0 CITIGROUP INC COM NEW 172967424 43214 1037800 PUT DEFINED 3 1037800 0 0 CITIGROUP INC COM NEW 172967424 11497 276108 SH DEFINED 4 0 46736 229372 CITIGROUP INC COM NEW 172967424 8691 208717 SH DEFINED 5 208717 0 0 CITIGROUP INC COM NEW 172967424 3074 73826 SH DEFINED 7 0 73826 0 CITI TRENDS INC COM 17306X102 188 12443 SH DEFINED 2 12443 0 0 CITI TRENDS INC COM 17306X102 19 1271 SH DEFINED 3 621 0 650 CITIZENS REPUBLIC BANCORP IN COM 174420109 2 3400 SH DEFINED 3 0 0 3400 CITIZENS INC CL A 174740100 11 1573 SH DEFINED 3 1573 0 0 CITIZENS INC CL A 174740100 328 48150 SH DEFINED 4 0 0 48150 CITIZENS SOUTH BKG CP DEL COM 176682102 65 15750 SH DEFINED 4 0 0 15750 CITRIX SYS INC COM 177376100 28040 350500 SH DEFINED 1 350500 0 0 CITRIX SYS INC COM 177376100 64 800 SH DEFINED 12 0 0 800 CITRIX SYS INC COM 177376100 114 1425 SH DEFINED 15 1425 0 0 CITRIX SYS INC COM 177376100 87 1087 SH DEFINED 16 1087 0 0 CITRIX SYS INC COM 177376100 12750 159370 SH DEFINED 2 159370 0 0 CITRIX SYS INC COM 177376100 488 6097 SH DEFINED 3 2242 0 3855 CITRIX SYS INC COM 177376100 29 366 SH DEFINED 5 366 0 0 CITY HLDG CO COM 177835105 21 632 SH DEFINED 3 632 0 0 CITY NATL CORP COM 178566105 4926 90800 SH DEFINED 1 90800 0 0 CITY NATL CORP COM 178566105 22 400 SH DEFINED 15 400 0 0 CITY NATL CORP COM 178566105 1256 23149 SH DEFINED 2 23149 0 0 CITY NATL CORP COM 178566105 51 935 SH DEFINED 3 0 0 935 CLARCOR INC COM 179895107 3 54 SH DEFINED 54 0 0 CLARCOR INC COM 179895107 8 160 SH DEFINED 15 160 0 0 CLARCOR INC COM 179895107 103 2168 SH DEFINED 3 2091 0 77 CLARCOR INC COM 179895107 9 183 SH DEFINED 5 183 0 0 CLARCOR INC COM 179895107 106 2248 SH DEFINED 8 2248 0 0 CLAUDE RES INC COM 182873109 11119 5821400 SH DEFINED 1 5821400 0 0 CLAUDE RES INC COM 182873109 4 2197 SH DEFINED 5 2197 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 40 868 SH DEFINED 868 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 123 2700 SH DEFINED 12 0 0 2700 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 273 5973 SH DEFINED 3 0 0 5973 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 1605 35126 SH DEFINED 5 35126 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 8881 194323 SH DEFINED 7 0 194323 0 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 190 4160 SH DEFINED 8 1160 3000 0 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR 18383M209 177 4905 SH DEFINED 3 0 0 4905 SENT CLAYMORE EXCHANGE TRD FD TR GUGG INSDR 18383M209 1003 27793 SH DEFINED 5 27793 0 0 SENT CLAYMORE EXCHANGE TRD FD TR WILSHIRE MCRO 18383M308 12 625 SH DEFINED 3 0 0 625 CP CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 18383M431 5 200 SH DEFINED 3 0 0 200 CLAYMORE EXCHANGE TRD FD TR WLSHR US REIT 18383M472 165 4983 SH DEFINED 3 0 0 4983 CLAYMORE EXCHANGE TRD FD TR GUG MULTI 18383M506 2290 106498 SH DEFINED 3 0 0 106498 ASSET CLAYMORE EXCHANGE TRD FD TR GUG MULTI 18383M506 837 38925 SH DEFINED 5 38925 0 0 ASSET CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 18383M571 37 1761 SH DEFINED 3 0 0 1761 2014 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 18383M589 181 8630 SH DEFINED 3 0 0 8630 2013 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 18383M597 145 7010 SH DEFINED 3 0 0 7010 2012 CLAYMORE EXCHANGE TRD FD TR GUG RAYM 18383M613 141 6276 SH DEFINED 3 0 0 6276 JAMES S CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 60 8490 SH DEFINED 8490 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 84 11750 SH DEFINED 3 0 0 11750

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 3 425 SH DEFINED 5 425 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG ENH CRE 18383M662 50 940 SH DEFINED 3 0 0 940 BN CLAYMORE EXCHANGE TRD FD TR GUG OCN TOMO 18383M704 27 1000 SH DEFINED 3 0 0 1000 PAT CLAYMORE EXCHANGE TRD FD TR GUG S&PG DIV 18383M860 19 1230 SH DEFINED 3 0 0 1230 OPP CLAYMORE EXCHANGE TRD FD TR GUG S&PG DIV 18383M860 798 51130 SH DEFINED 5 51130 0 0 OPP CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 18383M886 429 21186 SH DEFINED 3 0 0 21186 2011 CLAYMORE EXCHANGE TRD FD TR GUGG CHN TECH 18383Q135 178 6300 SH DEFINED 16 6300 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL 18383Q507 313 14396 SH DEFINED 3 0 0 14396 WTR CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL 18383Q507 9 400 SH DEFINED 7 0 400 0 WTR CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG 18383Q606 393 19033 SH DEFINED 3 0 0 19033 INC CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT 18383Q804 344 17749 SH DEFINED 3 0 0 17749 ASS CLAYMORE EXCHANGE TRD FD TR GUGG AIRLINE 18383Q812 39 1105 SH DEFINED 3 0 0 1105 ETF CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383Q838 474 20225 SH DEFINED 3 0 0 20225 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML 18383Q853 97 3450 SH DEFINED 16 3450 0 0 CAP CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML 18383Q853 2029 71862 SH DEFINED 3 71862 0 0 CAP CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML 18383Q853 12 440 SH DEFINED 5 440 0 0 CAP CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML 18383Q853 141 5000 SH DEFINED 8 0 5000 0 CAP CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER 18383Q879 233 11066 SH DEFINED 3 0 0 11066 ETF CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER 18383Q879 74 3500 SH DEFINED 5 3500 0 0 ETF CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA 18385P101 3 100 SH DEFINED 3 0 0 100 ALLCP CLEAN HARBORS INC COM 184496107 14 132 SH DEFINED 15 132 0 0 CLEAN HARBORS INC COM 184496107 253 2451 SH DEFINED 2 2451 0 0 CLEAN HARBORS INC COM 184496107 1159 11223 SH DEFINED 3 972 0 10251 CLEAN HARBORS INC COM 184496107 16 154 SH DEFINED 5 154 0 0 CLEAN HARBORS INC COM 184496107 319 3089 SH SOLE 3089 0 0 CLEAN ENERGY FUELS CORP COM 184499101 26 2000 SH DEFINED 15 2000 0 0 CLEAN ENERGY FUELS CORP COM 184499101 8 587 SH DEFINED 2 587 0 0 CLEAN ENERGY FUELS CORP COM 184499101 55 4200 SH DEFINED 3 0 0 4200 CLEAN ENERGY FUELS CORP COM 184499101 176 13385 SH DEFINED 5 13385 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 506 39821 SH DEFINED 2 39821 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 5 410 SH DEFINED 3 0 0 410 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1 40 SH DEFINED 40 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1957 88194 SH DEFINED 3 0 0 88194 CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 20 1000 SH DEFINED 3 0 0 1000 CLEARONE COMMUNICATIONS INC COM 185060100 92 14000 SH DEFINED 14 14000 0 0 CLEARWIRE CORP NEW CL A 18538Q105 397 104984 SH DEFINED 2 104984 0 0 CLEARWIRE CORP NEW CL A 18538Q105 70 18600 SH DEFINED 3 0 0 18600 CLEARWATER PAPER CORP COM 18538R103 50 728 SH DEFINED 3 478 0 250 CLEVELAND BIOLABS INC COM 185860103 3 977 SH DEFINED 3 977 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 2 26 SH DEFINED 26 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 16783 181540 SH DEFINED 1 181540 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 197 2129 SH DEFINED 10 2129 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 19 209 SH DEFINED 11 209 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CLIFFS NATURAL RESOURCES INC COM 18683K101 16 177 SH DEFINED 15 177 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 35 374 SH DEFINED 16 343 31 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 6827 73850 SH DEFINED 2 73850 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 3683 39839 SH DEFINED 3 3731 0 36108 CLIFFS NATURAL RESOURCES INC COM 18683K101 11445 123800 CALL DEFINED 3 123800 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 1720 18600 PUT DEFINED 3 18600 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 746 8067 SH DEFINED 5 8067 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 14 150 SH DEFINED 7 0 150 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 412 4453 SH SOLE 4453 0 0 CLIFTON SVGS BANCORP INC COM 18712Q103 4 354 SH DEFINED 3 354 0 0 CLOROX CO DEL COM 189054109 8 115 SH DEFINED 115 0 0 CLOROX CO DEL COM 189054109 10 150 SH DEFINED 14 150 0 0 CLOROX CO DEL COM 189054109 75 1106 SH DEFINED 15 1106 0 0 CLOROX CO DEL COM 189054109 5054 74937 SH DEFINED 2 74937 0 0 CLOROX CO DEL COM 189054109 5555 82363 SH DEFINED 3 25189 0 57174 CLOROX CO DEL COM 189054109 1686 25000 PUT DEFINED 3 25000 0 0 CLOROX CO DEL COM 189054109 1385 20542 SH DEFINED 5 20542 0 0 CLOROX CO DEL COM 189054109 10 150 SH DEFINED 7 0 150 0 CLOROX CO DEL COM 189054109 45 663 SH DEFINED 8 663 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 2 79 SH DEFINED 15 79 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 425 19950 SH DEFINED 3 0 0 19950 CLOUD PEAK ENERGY INC COM 18911Q102 21 1000 SH DEFINED 5 1000 0 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 113 7368 SH DEFINED 3 0 0 7368 CLOUGH GLOBAL EQUITY FD COM 18914C100 477 32262 SH DEFINED 3 0 0 32262 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 892 66293 SH DEFINED 3 0 0 66293 COACH INC COM 189754104 7 108 SH DEFINED 108 0 0 COACH INC COM 189754104 243 3800 SH DEFINED 1 3800 0 0 COACH INC COM 189754104 40 630 SH DEFINED 13 630 0 0 COACH INC COM 189754104 178 2781 SH DEFINED 15 2781 0 0 COACH INC COM 189754104 9030 141253 SH DEFINED 2 141253 0 0 COACH INC COM 189754104 2001 31306 SH DEFINED 3 3428 0 27878 COACH INC COM 189754104 1403 21947 SH DEFINED 5 21947 0 0 COACH INC COM 189754104 209 3276 SH DEFINED 8 3276 0 0 COBALT INTL ENERGY INC COM 19075F106 15 1115 SH DEFINED 2 1115 0 0 COBIZ FINANCIAL INC COM 190897108 46 7075 SH DEFINED 3 1349 0 5726 COBIZ FINANCIAL INC COM 190897108 819 125159 SH DEFINED 4 0 34100 91059 COCA COLA BOTTLING CO CONS COM 191098102 14 214 SH DEFINED 2 214 0 0 COCA COLA BOTTLING CO CONS COM 191098102 13 190 SH DEFINED 3 190 0 0 COCA COLA CO COM 191216100 2096 31151 SH DEFINED 31151 0 0 COCA COLA CO COM 191216100 110630 1644075 SH DEFINED 1 1644075 0 0 COCA COLA CO COM 191216100 353 5249 SH DEFINED 10 5249 0 0 COCA COLA CO COM 191216100 64 950 SH DEFINED 11 950 0 0 COCA COLA CO COM 191216100 5354 79573 SH DEFINED 13 79573 0 0 COCA COLA CO COM 191216100 276 4100 SH DEFINED 14 4100 0 0 COCA COLA CO COM 191216100 1794 26655 SH DEFINED 15 26655 0 0 COCA COLA CO COM 191216100 860 12775 SH DEFINED 16 12405 370 0 COCA COLA CO COM 191216100 88191 1310616 SH DEFINED 2 1310616 0 0 COCA COLA CO COM 191216100 27236 404749 SH DEFINED 3 29715 0 375034 COCA COLA CO COM 191216100 8135 120900 CALL DEFINED 3 120900 0 0 COCA COLA CO COM 191216100 4037 60000 PUT DEFINED 3 60000 0 0 COCA COLA CO COM 191216100 19688 292585 SH DEFINED 4 0 68620 223965 COCA COLA CO COM 191216100 33366 495854 SH DEFINED 5 495854 0 0 COCA COLA CO COM 191216100 6660 98974 SH DEFINED 7 0 98974 0 COCA COLA CO COM 191216100 2939 43672 SH DEFINED 8 38110 5562 0 COCA COLA CO COM 191216100 34 500 SH DEFINED 9 500 0 0 COCA COLA CO COM 191216100 7106 104343 SH SOLE 104343 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 5562 190610 SH DEFINED 2 190610 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 491 16830 SH DEFINED 3 3802 0 13028 COCA COLA ENTERPRISES INC NE COM 19122T109 1167 40000 CALL DEFINED 3 40000 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 2 18 SH DEFINED 3 0 0 18

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 758 8145 SH DEFINED 5 8145 0 0 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 3 113 SH DEFINED 15 113 0 0 CODEXIS INC COM 192005106 241 25072 SH DEFINED 3 1018 0 24054 COEUR D ALENE MINES CORP IDA COM NEW 192108504 337 13893 SH DEFINED 2 13893 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1387 57187 SH DEFINED 3 37793 0 19394 COEUR D ALENE MINES CORP IDA COM NEW 192108504 167 6900 SH DEFINED 5 6900 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 374 15400 CALL DEFINED 5 15400 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 437 18000 PUT DEFINED 5 18000 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 2044 84255 SH DEFINED 7 0 84255 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 213 8785 SH DEFINED 8 4000 4785 0 COGDELL SPENCER INC COM 19238U107 11 1848 SH DEFINED 3 1848 0 0 COGENT COMM GROUP INC COM NEW 19239V302 32 1907 SH DEFINED 3 1907 0 0 COGNEX CORP COM 192422103 2 57 SH DEFINED 57 0 0 COGNEX CORP COM 192422103 4 120 SH DEFINED 15 120 0 0 COGNEX CORP COM 192422103 61 1720 SH DEFINED 3 1720 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 186 2535 SH DEFINED 15 2535 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3 37 SH DEFINED 16 0 37 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 18462 251725 SH DEFINED 2 251725 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2721 37099 SH DEFINED 3 3587 0 33512 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 145 1974 SH DEFINED 5 1974 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 7 100 SH DEFINED 7 0 100 0 COGO GROUP INC COM 192448108 146 27391 SH DEFINED 2 27391 0 0 COHERENT INC COM 192479103 3 51 SH DEFINED 15 51 0 0 COHERENT INC COM 192479103 78 1406 SH DEFINED 2 1406 0 0 COHERENT INC COM 192479103 127 2292 SH DEFINED 3 1040 0 1252 COHEN & STEERS INC COM 19247A100 2 69 SH DEFINED 69 0 0 COHEN & STEERS INC COM 19247A100 5 159 SH DEFINED 15 159 0 0 COHEN & STEERS INC COM 19247A100 24 737 SH DEFINED 3 737 0 0 COHEN & STEERS INC COM 19247A100 255 7690 SH DEFINED 5 7690 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 334 34226 SH DEFINED 3 0 0 34226 COHEN & STEERS TOTAL RETURN COM 19247R103 64 4650 SH DEFINED 3 0 0 4650 COHEN & STEERS REIT & PFD IN COM 19247X100 55 3421 SH DEFINED 15 3421 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 183 11259 SH DEFINED 3 0 0 11259 COHEN & STEERS INFRASTRUCTUR COM 19248A109 45 2500 SH DEFINED 16 2500 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 3474 195173 SH DEFINED 3 0 0 195173 COHEN & STEERS INFRASTRUCTUR COM 19248A109 7 400 SH DEFINED 5 400 0 0 COHEN & STEERS DIV MJRS FDIN COM 19248G106 94 6696 SH DEFINED 3 0 0 6696 COHEN & STEERS GLOBAL INC BL COM 19248M103 84 7557 SH DEFINED 3 0 0 7557 COHEN & STEERS CLOSED END OP COM 19248P106 291 21587 SH DEFINED 3 0 0 21587 COHEN & STEERS SLT PFD INCM COM 19248Y107 36 1467 SH DEFINED 3 0 0 1467 COHU INC COM 192576106 1 79 SH DEFINED 79 0 0 COHU INC COM 192576106 206 15750 SH DEFINED 3 997 0 14753 COHU INC COM 192576106 1 75 SH DEFINED 5 75 0 0 COINSTAR INC COM 19259P300 370 6783 SH DEFINED 3 1301 0 5482 COINSTAR INC COM 19259P300 8 150 SH DEFINED 5 150 0 0 COINSTAR INC NOTE 4.00 19259PAF9 602 393000 PRN DEFINED 3 393000 0 0 COLDWATER CREEK INC COM 193068103 54 38803 SH DEFINED 2 38803 0 0 COLDWATER CREEK INC COM 193068103 4 2522 SH DEFINED 3 2522 0 0 COLE KENNETH PRODTNS INC CL A 193294105 4 313 SH DEFINED 3 313 0 0 COLEMAN CABLE INC COM 193459302 298 20276 SH DEFINED 3 347 0 19929 COLFAX CORP COM 194014106 25 1020 SH DEFINED 3 1020 0 0 COLGATE PALMOLIVE CO COM 194162103 343 3920 SH DEFINED 3920 0 0 COLGATE PALMOLIVE CO COM 194162103 34470 394350 SH DEFINED 1 394350 0 0 COLGATE PALMOLIVE CO COM 194162103 87 1000 SH DEFINED 13 1000 0 0 COLGATE PALMOLIVE CO COM 194162103 1879 21500 SH DEFINED 14 21500 0 0 COLGATE PALMOLIVE CO COM 194162103 120 1370 SH DEFINED 15 1370 0 0 COLGATE PALMOLIVE CO COM 194162103 130 1485 SH DEFINED 16 1250 235 0 COLGATE PALMOLIVE CO COM 194162103 20240 231553 SH DEFINED 2 231553 0 0 COLGATE PALMOLIVE CO COM 194162103 8910 101936 SH DEFINED 3 5810 0 96126 COLGATE PALMOLIVE CO COM 194162103 11186 127968 SH DEFINED 5 127968 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COLGATE PALMOLIVE CO COM 194162103 149 1705 SH DEFINED 7 0 1705 0 COLGATE PALMOLIVE CO COM 194162103 622 7119 SH DEFINED 8 7119 0 0 COLGATE PALMOLIVE CO COM 194162103 614 5960 SH SOLE 5960 0 0 COLLECTIVE BRANDS INC COM 19421W100 1239 84366 SH DEFINED 2 84366 0 0 COLLECTIVE BRANDS INC COM 19421W100 300 20446 SH DEFINED 3 2553 0 17893 COLONIAL PPTYS TR COM SH BEN INT 195872106 148 7240 SH DEFINED 2 7240 0 0 COLONIAL PPTYS TR COM SH BEN INT 195872106 87 4262 SH DEFINED 3 3462 0 800 COLONY FINL INC COM 19624R106 125 6915 SH DEFINED 3 1365 0 5550 COLUMBIA BKG SYS INC COM 197236102 1 58 SH DEFINED 15 58 0 0 COLUMBIA BKG SYS INC COM 197236102 387 22494 SH DEFINED 2 22494 0 0 COLUMBIA BKG SYS INC COM 197236102 58 3353 SH DEFINED 3 1638 0 1715 COLUMBIA ETF TR LARGE-CAP GRW 19761R406 11 350 SH DEFINED 3 0 0 350 COLUMBIA LABS INC COM 197779101 170 54990 SH DEFINED 14 54990 0 0 COLUMBIA LABS INC COM 197779101 322 104180 SH DEFINED 3 48680 0 55500 COLUMBIA SELIGM PREM TECH GR COM 19842X109 11 573 SH DEFINED 15 573 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 161 8485 SH DEFINED 3 0 0 8485 COLUMBIA SPORTSWEAR CO COM 198516106 730 11522 SH DEFINED 2 11522 0 0 COLUMBIA SPORTSWEAR CO COM 198516106 483 7613 SH DEFINED 3 503 0 7110 COLUMBUS MCKINNON CORP N Y COM 199333105 73 4073 SH DEFINED 2 4073 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 14 798 SH DEFINED 3 798 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 12245 681790 SH DEFINED 4 0 239900 441890 COMFORT SYS USA INC COM 199908104 17 1573 SH DEFINED 3 1573 0 0 COMCAST CORP NEW CL A 20030N101 353 13924 SH DEFINED 13924 0 0 COMCAST CORP NEW CL A 20030N101 79198 3125404 SH DEFINED 1 3125404 0 0 COMCAST CORP NEW CL A 20030N101 723 28549 SH DEFINED 10 28549 0 0 COMCAST CORP NEW CL A 20030N101 63 2488 SH DEFINED 11 2488 0 0 COMCAST CORP NEW CL A 20030N101 78 3070 SH DEFINED 12 0 0 3070 COMCAST CORP NEW CL A 20030N101 25 970 SH DEFINED 14 970 0 0 COMCAST CORP NEW CL A 20030N101 275 10869 SH DEFINED 15 10869 0 0 COMCAST CORP NEW CL A 20030N101 30 1181 SH DEFINED 16 1181 0 0 COMCAST CORP NEW CL A 20030N101 50274 1983979 SH DEFINED 2 1983979 0 0 COMCAST CORP NEW CL A 20030N101 7457 294285 SH DEFINED 3 32636 0 261649 COMCAST CORP NEW CL A 20030N101 21539 850000 CALL DEFINED 3 850000 0 0 COMCAST CORP NEW CL A 20030N101 19477 768630 SH DEFINED 4 0 158975 609655 COMCAST CORP NEW CL A 20030N101 1403 55365 SH DEFINED 5 55365 0 0 COMCAST CORP NEW CL A 20030N101 3291 129893 SH DEFINED 7 0 129893 0 COMCAST CORP NEW CL A 20030N101 226 8932 SH DEFINED 8 417 8515 0 COMCAST CORP NEW CL A 20030N101 1953 77056 SH SOLE 77056 0 0 COMCAST CORP NEW CL A SPL 20030N200 46 1900 SH DEFINED 10 1900 0 0 COMCAST CORP NEW CL A SPL 20030N200 62 2550 SH DEFINED 11 2550 0 0 COMCAST CORP NEW CL A SPL 20030N200 22 900 SH DEFINED 14 900 0 0 COMCAST CORP NEW CL A SPL 20030N200 31 1280 SH DEFINED 15 1280 0 0 COMCAST CORP NEW CL A SPL 20030N200 5 220 SH DEFINED 16 0 220 0 COMCAST CORP NEW CL A SPL 20030N200 1809 74667 SH DEFINED 3 0 0 74667 COMCAST CORP NEW CL A SPL 20030N200 37 1518 SH DEFINED 5 1518 0 0 COMCAST CORP NEW CL A SPL 20030N200 116 4774 SH DEFINED 7 0 4774 0 COMCAST CORP NEW CL A SPL 20030N200 2 100 SH DEFINED 8 0 100 0 COMERICA INC COM 200340107 2977 86113 SH DEFINED 2 86113 0 0 COMERICA INC COM 200340107 264 7641 SH DEFINED 3 2080 0 5561 COMERICA INC COM 200340107 1891 54700 SH DEFINED 4 0 6850 47850 COMERICA INC COM 200340107 23 669 SH DEFINED 5 669 0 0 COMERICA INC COM 200340107 2 45 SH DEFINED 8 45 0 0 COMMERCE BANCSHARES INC COM 200525103 371 8620 SH DEFINED 2 8620 0 0 COMMERCE BANCSHARES INC COM 200525103 43 1004 SH DEFINED 3 0 0 1004 COMMERCE BANCSHARES INC COM 200525103 168 3909 SH DEFINED 5 3909 0 0 COMMERCIAL METALS CO COM 201723103 63 4377 SH DEFINED 4377 0 0 COMMERCIAL METALS CO COM 201723103 28916 2015022 SH DEFINED 1 2015022 0 0 COMMERCIAL METALS CO COM 201723103 3 199 SH DEFINED 15 199 0 0 COMMERCIAL METALS CO COM 201723103 1501 104600 SH DEFINED 2 104600 0 0 COMMERCIAL METALS CO COM 201723103 47 3306 SH DEFINED 3 0 0 3306

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COMMERCIAL VEH GROUP INC COM 202608105 17 1194 SH DEFINED 3 1194 0 0 COMMONWEALTH REIT COM SH BEN INT 203233101 5259 203523 SH DEFINED 3 0 0 203523 COMMONWEALTH REIT 6.50% PFD CUM 203233408 4 200 PRN DEFINED 3 0 0 200 CO COMMUNITY BK SYS INC COM 203607106 2 63 SH DEFINED 15 63 0 0 COMMUNITY BK SYS INC COM 203607106 365 14736 SH DEFINED 3 1526 0 13210 COMMUNITY BK SYS INC COM 203607106 374 15095 SH DEFINED 5 15095 0 0 COMMUNITY BK SYS INC COM 203607106 12 498 SH DEFINED 8 498 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 5 208 SH DEFINED 15 208 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 895 34867 SH DEFINED 2 34867 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 43 1677 SH DEFINED 3 0 0 1677 COMMUNITY HEALTH SYS INC NEW COM 203668108 1 22 SH DEFINED 5 22 0 0 COMMUNICATIONS SYS INC COM 203900105 30 1670 SH DEFINED 3 276 0 1394 COMMUNICATIONS SYS INC COM 203900105 377 21000 SH DEFINED 4 0 0 21000 COMMUNICATIONS SYS INC COM 203900105 17 927 SH DEFINED 5 927 0 0 COMMUNITY TR BANCORP INC COM 204149108 16 574 SH DEFINED 3 574 0 0 COMMVAULT SYSTEMS INC COM 204166102 382 8600 SH DEFINED 1 8600 0 0 COMMVAULT SYSTEMS INC COM 204166102 7 147 SH DEFINED 15 147 0 0 COMMVAULT SYSTEMS INC COM 204166102 83 1873 SH DEFINED 3 1827 0 46 COMMVAULT SYSTEMS INC COM 204166102 20126 452783 SH DEFINED 4 0 351153 101630 CGG VERITAS SPONSORED ADR 204386106 76 2068 SH DEFINED 2 2068 0 0 CGG VERITAS SPONSORED ADR 204386106 3524 96339 SH DEFINED 3 93089 0 3250 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 68 3316 SH DEFINED 15 3316 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 632 30611 SH DEFINED 3 30611 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 6 286 SH DEFINED 5 286 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD 20440T201 1 21 SH DEFINED 5 21 0 0 CL A COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 19 1522 SH DEFINED 15 1522 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 4 314 SH DEFINED 16 314 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1147 92021 SH DEFINED 2 92021 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 10803 866985 SH DEFINED 3 866985 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1246 100000 CALL DEFINED 3 100000 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 498 40000 PUT DEFINED 3 40000 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 89 7109 SH DEFINED 5 7109 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 7 532 SH DEFINED 8 532 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 430 7200 SH DEFINED 3 6800 0 400 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 18 300 SH DEFINED 7 0 300 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 36573 612921 SH OTHER S;1 612921 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1171 43106 SH DEFINED 3 39014 0 4092 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 62 2287 SH DEFINED 5 2287 0 0 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 20 700 SH DEFINED 5 700 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 51 1525 SH DEFINED 15 1525 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 5333 158117 SH DEFINED 3 64330 0 93787 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 365 10815 SH DEFINED 5 10815 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 586 9975 SH DEFINED 2 9975 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 3 50 SH DEFINED 3 0 0 50 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 38 1000 SH DEFINED 15 1000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1577 41515 SH DEFINED 3 35846 0 5669 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 18 480 SH DEFINED 5 480 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 27 700 SH DEFINED 8 700 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 61 1600 SH SOLE 1600 0 0 COMPASS MINERALS INTL INC COM 20451N101 2 18 SH DEFINED 18 0 0 COMPASS MINERALS INTL INC COM 20451N101 12 140 SH DEFINED 15 140 0 0 COMPASS MINERALS INTL INC COM 20451N101 1873 21764 SH DEFINED 2 21764 0 0 COMPASS MINERALS INTL INC COM 20451N101 248 2885 SH DEFINED 3 0 0 2885 COMPASS MINERALS INTL INC COM 20451N101 0 2 SH DEFINED 5 2 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 2037 123546 SH DEFINED 3 1674 0 121872 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 12803 776405 SH DEFINED 4 0 271200 505205 COMPLETE PRODUCTION SERVICES COM 20453E109 8220 246400 SH DEFINED 1 246400 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 116 3463 SH DEFINED 2 3463 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COMPLETE PRODUCTION SERVICES COM 20453E109 17 500 SH DEFINED 3 0 0 500 COMPLETE GENOMICS INC COM 20454K104 6 412 SH DEFINED 3 412 0 0 COMPRESSCO PARTNERS L P COM UNIT 20467A101 182 9750 SH DEFINED 3 0 0 9750 COMPUCREDIT HLDGS CORP COM 20478T107 5 2000 SH DEFINED 3 0 0 2000 COMPUTER PROGRAMS & SYS INC COM 205306103 5 84 SH DEFINED 15 84 0 0 COMPUTER PROGRAMS & SYS INC COM 205306103 29 459 SH DEFINED 3 459 0 0 COMPUTER SCIENCES CORP COM 205363104 7 189 SH DEFINED 15 189 0 0 COMPUTER SCIENCES CORP COM 205363104 2 50 SH DEFINED 16 0 50 0 COMPUTER SCIENCES CORP COM 205363104 3376 88936 SH DEFINED 2 88936 0 0 COMPUTER SCIENCES CORP COM 205363104 496 13076 SH DEFINED 3 1147 0 11929 COMPUTER SCIENCES CORP COM 205363104 6074 160000 CALL DEFINED 3 160000 0 0 COMPUTER SCIENCES CORP COM 205363104 12 325 SH DEFINED 5 325 0 0 COMPUTER TASK GROUP INC COM 205477102 8 627 SH DEFINED 3 627 0 0 COMPUTER TASK GROUP INC COM 205477102 3259 247474 SH DEFINED 4 0 99800 147674 COMPUWARE CORP COM 205638109 2511 257319 SH DEFINED 2 257319 0 0 COMPUWARE CORP COM 205638109 36 3685 SH DEFINED 3 2610 0 1075 COMPX INTERNATIONAL INC CL A 20563P101 1 48 SH DEFINED 3 48 0 0 COMPX INTERNATIONAL INC CL A 20563P101 527 40000 SH DEFINED 4 0 0 40000 COMSCORE INC COM 20564W105 209 8081 SH DEFINED 2 8081 0 0 COMSCORE INC COM 20564W105 34 1322 SH DEFINED 3 1322 0 0 COMSTOCK RES INC COM NEW 205768203 487 16923 SH DEFINED 2 16923 0 0 COMSTOCK RES INC COM NEW 205768203 187 6500 SH DEFINED 3 0 0 6500 COMSTOCK RES INC COM NEW 205768203 16 544 SH DEFINED 5 544 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 2 85 SH DEFINED 85 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 1 18 SH DEFINED 15 18 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 962 34294 SH DEFINED 3 1107 0 33187 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 421 15000 CALL DEFINED 3 15000 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 5877 209580 SH DEFINED 4 0 152520 57060 COMTECH TELECOMMUNICATIONS C NOTE 3.000 205826AF7 4225 4000000 PRN DEFINED 3 4000000 0 0 COMVERGE INC COM 205859101 108 36508 SH DEFINED 2 36508 0 0 COMVERGE INC COM 205859101 175 59006 SH DEFINED 3 0 0 59006 CONAGRA FOODS INC COM 205887102 773 29937 SH DEFINED 2 29937 0 0 CONAGRA FOODS INC COM 205887102 6440 249506 SH DEFINED 3 92788 0 156718 CONAGRA FOODS INC COM 205887102 6393 247700 CALL DEFINED 3 247700 0 0 CONAGRA FOODS INC COM 205887102 570 22100 SH DEFINED 4 0 1500 20600 CONAGRA FOODS INC COM 205887102 161 6245 SH DEFINED 5 6245 0 0 CONAGRA FOODS INC COM 205887102 5238 199540 SH SOLE 199540 0 0 CON-WAY INC COM 205944101 4 106 SH DEFINED 15 106 0 0 CON-WAY INC COM 205944101 1717 44235 SH DEFINED 2 44235 0 0 CON-WAY INC COM 205944101 278 7174 SH DEFINED 3 2126 0 5048 CONCEPTUS INC COM 206016107 407 34893 SH DEFINED 2 34893 0 0 CONCEPTUS INC COM 206016107 15 1294 SH DEFINED 3 1294 0 0 CONCHO RES INC COM 20605P101 58 635 SH DEFINED 15 635 0 0 CONCHO RES INC COM 20605P101 10334 112507 SH DEFINED 3 0 0 112507 CONCHO RES INC COM 20605P101 130 1410 SH SOLE 1410 0 0 CONCUR TECHNOLOGIES INC COM 206708109 2 34 SH DEFINED 15 34 0 0 CONCUR TECHNOLOGIES INC COM 206708109 821 16394 SH DEFINED 2 16394 0 0 CONCUR TECHNOLOGIES INC COM 206708109 4370 87272 SH DEFINED 3 86752 0 520 CONMED CORP COM 207410101 4 125 SH DEFINED 15 125 0 0 CONMED CORP COM 207410101 62 2174 SH DEFINED 3 1174 0 1000 CONMED CORP COM 207410101 712 25000 SH DEFINED 4 0 0 25000 CONNECTICUT BK&TR CO HART NE COM 207546102 7 1000 SH DEFINED 3 0 0 1000 CONNECTICUT WTR SVC INC COM 207797101 9 356 SH DEFINED 3 356 0 0 CONNECTICUT WTR SVC INC COM 207797101 550 21500 SH DEFINED 4 0 0 21500 CONNS INC COM 208242107 17 1934 SH DEFINED 3 601 0 1333 CONOCOPHILLIPS COM 20825C104 903 12008 SH DEFINED 12008 0 0 CONOCOPHILLIPS COM 20825C104 27097 360377 SH DEFINED 1 360377 0 0 CONOCOPHILLIPS COM 20825C104 759 10092 SH DEFINED 10 10092 0 0 CONOCOPHILLIPS COM 20825C104 278 3700 SH DEFINED 11 3700 0 0 CONOCOPHILLIPS COM 20825C104 176 2345 SH DEFINED 12 0 0 2345

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CONOCOPHILLIPS COM 20825C104 350 4650 SH DEFINED 13 4650 0 0 CONOCOPHILLIPS COM 20825C104 837 11126 SH DEFINED 14 11126 0 0 CONOCOPHILLIPS COM 20825C104 544 7229 SH DEFINED 15 7229 0 0 CONOCOPHILLIPS COM 20825C104 602 8000 SH DEFINED 16 8000 0 0 CONOCOPHILLIPS COM 20825C104 52293 695476 SH DEFINED 2 695476 0 0 CONOCOPHILLIPS COM 20825C104 47256 628481 SH DEFINED 3 166238 51385 410858 CONOCOPHILLIPS COM 20825C104 8271 110000 CALL DEFINED 3 110000 0 0 CONOCOPHILLIPS COM 20825C104 47558 632500 PUT DEFINED 3 632500 0 0 CONOCOPHILLIPS COM 20825C104 18814 250218 SH DEFINED 5 250218 0 0 CONOCOPHILLIPS COM 20825C104 2500 33247 SH DEFINED 7 0 33247 0 CONOCOPHILLIPS COM 20825C104 846 11247 SH DEFINED 8 10367 880 0 CONOCOPHILLIPS COM 20825C104 167 2225 SH DEFINED 9 2225 0 0 CONOCOPHILLIPS COM 20825C104 14119 187782 SH DEFINED 5;1 187782 0 0 CONOCOPHILLIPS COM 20825C104 718 9251 SH SOLE 9251 0 0 CONSOL ENERGY INC COM 20854P109 245 5050 SH DEFINED 5050 0 0 CONSOL ENERGY INC COM 20854P109 36 739 SH DEFINED 15 739 0 0 CONSOL ENERGY INC COM 20854P109 5806 119758 SH DEFINED 2 119758 0 0 CONSOL ENERGY INC COM 20854P109 5363 110624 SH DEFINED 3 86653 0 23971 CONSOL ENERGY INC COM 20854P109 5333 110000 PUT DEFINED 3 110000 0 0 CONSOL ENERGY INC COM 20854P109 171 3523 SH DEFINED 5 3523 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 56 2900 SH DEFINED 15 2900 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 116 5984 SH DEFINED 3 1084 0 4900 CONSOLIDATED EDISON INC COM 209115104 92 1734 SH DEFINED 1734 0 0 CONSOLIDATED EDISON INC COM 209115104 3365 63200 SH DEFINED 1 63200 0 0 CONSOLIDATED EDISON INC COM 209115104 186 3500 SH DEFINED 14 3500 0 0 CONSOLIDATED EDISON INC COM 209115104 7 136 SH DEFINED 15 136 0 0 CONSOLIDATED EDISON INC COM 209115104 53 1000 SH DEFINED 16 1000 0 0 CONSOLIDATED EDISON INC COM 209115104 8684 163107 SH DEFINED 2 163107 0 0 CONSOLIDATED EDISON INC COM 209115104 3333 62598 SH DEFINED 3 13995 0 48603 CONSOLIDATED EDISON INC COM 209115104 12245 230000 PUT DEFINED 3 230000 0 0 CONSOLIDATED EDISON INC COM 209115104 862 16195 SH DEFINED 5 16195 0 0 CONSOLIDATED EDISON INC COM 209115104 106 2000 SH DEFINED 7 0 2000 0 CONSOLIDATED EDISON INC COM 209115104 1 25 SH DEFINED 8 25 0 0 CONSOLIDATED GRAPHICS INC COM 209341106 0 6 SH DEFINED 15 6 0 0 CONSOLIDATED GRAPHICS INC COM 209341106 25 452 SH DEFINED 3 373 0 79 CONSOLIDATED GRAPHICS INC COM 209341106 714 13000 SH DEFINED 4 0 0 13000 CONSOLIDATED TOMOKA LD CO COM 210226106 5 174 SH DEFINED 3 174 0 0 CONSTANT CONTACT INC COM 210313102 1 58 SH DEFINED 15 58 0 0 CONSTANT CONTACT INC COM 210313102 33 1297 SH DEFINED 3 1222 0 75 CONSTANT CONTACT INC COM 210313102 212 8344 SH SOLE 8344 0 0 CONSTELLATION BRANDS INC CL A 21036P108 204 9800 SH DEFINED 1 9800 0 0 CONSTELLATION BRANDS INC CL A 21036P108 37 1779 SH DEFINED 15 1779 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2446 117493 SH DEFINED 2 117493 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1125 54053 SH DEFINED 3 23854 0 30199 CONSTELLATION BRANDS INC CL A 21036P108 2082 100000 PUT DEFINED 3 100000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2380 114304 SH DEFINED 5 114304 0 0 CONSTELLATION BRANDS INC CL A 21036P108 6 300 SH DEFINED 8 300 0 0 CONSTELLATION BRANDS INC CL B 21036P207 21 984 SH DEFINED 2 984 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 186 4900 SH DEFINED 15 4900 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 3601 94867 SH DEFINED 2 94867 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 15174 399740 SH DEFINED 3 386247 0 13493 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 80 31000 SH DEFINED 4 0 0 31000 CONSUMER PORTFOLIO SVCS INC COM 210502100 157 133000 SH DEFINED 4 0 0 133000 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 211 3608 SH DEFINED 2 3608 0 0 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 20 350 SH DEFINED 3 0 0 350 CONTINENTAL RESOURCES INC COM 212015101 2 25 SH DEFINED 25 0 0 CONTINENTAL RESOURCES INC COM 212015101 6212 95700 SH DEFINED 1 95700 0 0 CONTINENTAL RESOURCES INC COM 212015101 13 199 SH DEFINED 15 199 0 0 CONTINENTAL RESOURCES INC COM 212015101 5 70 SH DEFINED 3 0 0 70 CONTINENTAL RESOURCES INC COM 212015101 6029 92890 SH DEFINED 7 0 92890 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CONTINENTAL RESOURCES INC COM 212015101 238 3667 SH DEFINED 8 0 3667 0 CONTINUCARE CORP COM 212172100 1973 319230 SH DEFINED 3 319230 0 0 CONVERGYS CORP COM 212485106 343 25136 SH DEFINED 2 25136 0 0 CONVERGYS CORP COM 212485106 60 4363 SH DEFINED 3 4363 0 0 CONVIO INC COM 21257W105 5 502 SH DEFINED 3 502 0 0 COOPER COS INC COM NEW 216648402 28 350 SH DEFINED 15 350 0 0 COOPER COS INC COM NEW 216648402 97 1228 SH DEFINED 3 7 0 1221 COOPER COS INC COM NEW 216648402 16472 207880 SH DEFINED 4 0 161990 45890 COOPER TIRE & RUBR CO COM 216831107 1 32 SH DEFINED 15 32 0 0 COOPER TIRE & RUBR CO COM 216831107 724 36608 SH DEFINED 2 36608 0 0 COOPER TIRE & RUBR CO COM 216831107 447 22576 SH DEFINED 3 2576 0 20000 COOPER TIRE & RUBR CO COM 216831107 16 799 SH DEFINED 5 799 0 0 COPANO ENERGY L L C COM UNITS 217202100 6155 179860 SH DEFINED 3 0 0 179860 COPANO ENERGY L L C COM UNITS 217202100 31 900 SH DEFINED 5 900 0 0 COPART INC COM 217204106 8 166 SH DEFINED 15 166 0 0 COPART INC COM 217204106 1105 23723 SH DEFINED 2 23723 0 0 COPART INC COM 217204106 52 1126 SH DEFINED 3 0 0 1126 COPART INC COM 217204106 15 314 SH DEFINED 5 314 0 0 CORCEPT THERAPEUTICS INC COM 218352102 7 1703 SH DEFINED 3 1703 0 0 CORCEPT THERAPEUTICS INC COM 218352102 5 1300 SH DEFINED 5 1300 0 0 CORE MARK HOLDING CO INC COM 218681104 3 90 SH DEFINED 16 0 90 0 CORE MARK HOLDING CO INC COM 218681104 41 1161 SH DEFINED 2 1161 0 0 CORE MARK HOLDING CO INC COM 218681104 21 597 SH DEFINED 3 472 0 125 CORE MARK HOLDING CO INC COM 218681104 464 13000 SH DEFINED 4 0 0 13000 CORE MOLDING TECHNOLOGIES IN COM 218683100 9 1000 SH DEFINED 3 0 0 1000 CORE LABORATORIES LP NOTE 0.250 21868FAB9 1162 475000 PRN DEFINED 3 475000 0 0 CORESITE RLTY CORP COM 21870Q105 25 1524 SH DEFINED 3 1024 0 500 CORESITE RLTY CORP COM 21870Q105 293 17859 SH SOLE 17859 0 0 CORELOGIC INC COM 21871D103 12 700 SH DEFINED 15 700 0 0 CORELOGIC INC COM 21871D103 16 975 SH DEFINED 16 975 0 0 CORELOGIC INC COM 21871D103 2059 123242 SH DEFINED 2 123242 0 0 CORINTHIAN COLLEGES INC COM 218868107 85 19915 SH DEFINED 3 3232 0 16683 CORN PRODS INTL INC COM 219023108 25 450 SH DEFINED 450 0 0 CORN PRODS INTL INC COM 219023108 6042 109300 SH DEFINED 1 109300 0 0 CORN PRODS INTL INC COM 219023108 61 1100 SH DEFINED 15 1100 0 0 CORN PRODS INTL INC COM 219023108 1611 29145 SH DEFINED 2 29145 0 0 CORN PRODS INTL INC COM 219023108 3946 71386 SH DEFINED 3 45000 0 26386 CORN PRODS INTL INC COM 219023108 1 21 SH DEFINED 5 21 0 0 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 3 267 SH DEFINED 3 0 0 267 CORNERSTONE THERAPEUTICS INC COM 21924P103 4 434 SH DEFINED 3 334 0 100 CORNERSTONE THERAPEUTICS INC COM 21924P103 2 230 SH DEFINED 5 230 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 50 2859 SH DEFINED 3 2859 0 0 CORNING INC COM 219350105 165 9106 SH DEFINED 9106 0 0 CORNING INC COM 219350105 478 26360 SH DEFINED 15 26360 0 0 CORNING INC COM 219350105 16864 929158 SH DEFINED 2 929158 0 0 CORNING INC COM 219350105 9962 548885 SH DEFINED 3 167179 0 381706 CORNING INC COM 219350105 17642 971995 SH DEFINED 4 0 223995 748000 CORNING INC COM 219350105 3049 167978 SH DEFINED 5 167978 0 0 CORNING INC COM 219350105 616 33955 SH DEFINED 7 0 33955 0 CORNING INC COM 219350105 111 6092 SH DEFINED 8 3727 2365 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 405 9274 SH DEFINED 3 1432 0 7842 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 4 126 SH DEFINED 15 126 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1863 59873 SH DEFINED 2 59873 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1594 51241 SH DEFINED 3 0 0 51241 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 47 1500 SH DEFINED 5 1500 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 22 700 SH DEFINED 8 700 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1 24 SH DEFINED 15 24 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1445 66737 SH DEFINED 2 66737 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 124 5722 SH DEFINED 3 0 0 5722 CORVEL CORP COM 221006109 64 1364 SH DEFINED 3 257 0 1107

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COSI INC COM 22122P101 2 2500 SH DEFINED 3 0 0 2500 COST PLUS INC CALIF COM 221485105 8 788 SH DEFINED 3 788 0 0 COSTCO WHSL CORP NEW COM 22160K105 12 145 SH DEFINED 145 0 0 COSTCO WHSL CORP NEW COM 22160K105 67722 833600 SH DEFINED 1 833600 0 0 COSTCO WHSL CORP NEW COM 22160K105 167 2053 SH DEFINED 15 2053 0 0 COSTCO WHSL CORP NEW COM 22160K105 4923 60600 SH DEFINED 16 60600 0 0 COSTCO WHSL CORP NEW COM 22160K105 27457 337970 SH DEFINED 2 337970 0 0 COSTCO WHSL CORP NEW COM 22160K105 13257 163183 SH DEFINED 3 0 0 163183 COSTCO WHSL CORP NEW COM 22160K105 10561 130000 CALL DEFINED 3 130000 0 0 COSTCO WHSL CORP NEW COM 22160K105 16438 202335 SH DEFINED 5 202335 0 0 COSTCO WHSL CORP NEW COM 22160K105 576 7090 SH DEFINED 8 7090 0 0 COSTCO WHSL CORP NEW COM 22160K105 90 1110 SH SOLE 1110 0 0 COSTAR GROUP INC COM 22160N109 1 19 SH DEFINED 19 0 0 COSTAR GROUP INC COM 22160N109 2 36 SH DEFINED 15 36 0 0 COSTAR GROUP INC COM 22160N109 1200 20239 SH DEFINED 2 20239 0 0 COSTAR GROUP INC COM 22160N109 68 1149 SH DEFINED 3 1049 0 100 COSTCO COMPANIES INC NOTE 22160QAC6 44 24000 PRN DEFINED 3 21000 0 3000 COTT CORP QUE COM 22163N106 1051 125000 SH DEFINED 1 125000 0 0 COTT CORP QUE COM 22163N106 5 646 SH DEFINED 2 646 0 0 COTT CORP QUE COM 22163N106 102 12153 SH DEFINED 5 12153 0 0 COURIER CORP COM 222660102 5 427 SH DEFINED 3 427 0 0 COUSINS PPTYS INC COM 222795106 28 3321 SH DEFINED 2 3321 0 0 COUSINS PPTYS INC COM 222795106 34 3993 SH DEFINED 3 3783 0 210 COVANCE INC COM 222816100 1417 23870 SH DEFINED 2 23870 0 0 COVANCE INC COM 222816100 1179 19855 SH DEFINED 3 0 0 19855 COVANCE INC COM 222816100 30 499 SH DEFINED 5 499 0 0 COVANTA HLDG CORP COM 22282E102 509 30893 SH DEFINED 2 30893 0 0 COVANTA HLDG CORP COM 22282E102 4 226 SH DEFINED 3 0 0 226 COVANTA HLDG CORP COM 22282E102 91 5500 SH DEFINED 5 5500 0 0 COVANTA HLDG CORP NOTE 3.25 22282EAC6 22725 20000000 PRN DEFINED 3 20000000 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 73 9421 SH DEFINED 3 9421 0 0 COVENTRY HEALTH CARE INC COM 222862104 33 900 SH DEFINED 900 0 0 COVENTRY HEALTH CARE INC COM 222862104 2188 60000 SH DEFINED 1 60000 0 0 COVENTRY HEALTH CARE INC COM 222862104 2724 74704 SH DEFINED 2 74704 0 0 COVENTRY HEALTH CARE INC COM 222862104 1500 41123 SH DEFINED 3 1722 0 39401 COWEN GROUP INC NEW CL A 223622101 10 2773 SH DEFINED 3 2773 0 0 COWEN GROUP INC NEW CL A 223622101 139 36856 SH DEFINED 4 0 0 36856 CRACKER BARREL OLD CTRY STOR COM 22410J106 30 600 SH DEFINED 15 600 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 265 5373 SH DEFINED 3 952 0 4421 CRACKER BARREL OLD CTRY STOR COM 22410J106 348 7060 SH DEFINED 5 7060 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 14 278 SH DEFINED 8 278 0 0 CRAFT BREWERS ALLIANCE INC COM 224122101 4 432 SH DEFINED 3 432 0 0 CRANE CO COM 224399105 1 14 SH DEFINED 15 14 0 0 CRANE CO COM 224399105 1236 25008 SH DEFINED 2 25008 0 0 CRAWFORD & CO CL B 224633107 55 7721 SH DEFINED 3 1069 0 6652 CRAY INC COM NEW 225223304 10 1501 SH DEFINED 3 1501 0 0 CREDIT ACCEP CORP MICH COM 225310101 52 616 SH DEFINED 3 616 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 119 3040 SH DEFINED 3040 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 7 175 SH DEFINED 15 175 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1541 39492 SH DEFINED 2 39492 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 4782 122559 SH DEFINED 3 111225 0 11334 CREDIT SUISSE GROUP SPONSORED ADR 225401108 271 6951 SH DEFINED 5 6951 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1 36 SH DEFINED 7 0 36 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 6 164 SH DEFINED 8 164 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 4 115 SH DEFINED 5;1 115 0 0 CREDIT SUISSE NASSAU BRH ETN LKD 30MLP 22542D852 35 1416 SH DEFINED 3 0 0 1416 CREE INC COM 225447101 172 5106 SH DEFINED 15 5106 0 0 CREE INC COM 225447101 1674 49829 SH DEFINED 2 49829 0 0 CREE INC COM 225447101 11384 338905 SH DEFINED 3 332105 0 6800 CREE INC COM 225447101 6752 201000 CALL DEFINED 3 201000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CREE INC COM 225447101 11132 331400 PUT DEFINED 3 331400 0 0 CREE INC COM 225447101 375 11165 SH DEFINED 5 11165 0 0 CREE INC COM 225447101 7 200 SH DEFINED 7 0 200 0 CRESTWOOD MIDSTREAM PRTNERS COM UNITS 226372100 53 1957 SH DEFINED 2 1957 0 0 REPSTG CRESTWOOD MIDSTREAM PRTNERS COM UNITS 226372100 1148 42600 SH DEFINED 3 0 0 42600 REPSTG CRESUD S A C I F Y A SPONSORED ADR 226406106 4 267 SH DEFINED 15 267 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 27 1643 SH DEFINED 16 1643 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 9 526 SH DEFINED 3 0 0 526 CREXUS INVT CORP COM 226553105 409 36771 SH DEFINED 3 2371 0 34400 CRIMSON EXPLORATION INC COM NEW 22662K207 51 14255 SH DEFINED 3 14255 0 0 CROCS INC COM 227046109 12 450 SH DEFINED 450 0 0 CROCS INC COM 227046109 93 3602 SH DEFINED 3 3547 0 55 CROSS A T CO CL A 227478104 5 397 SH DEFINED 3 397 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 11 1487 SH DEFINED 3 1152 0 335 CROSS CTRY HEALTHCARE INC COM 227483104 350 46000 SH DEFINED 4 0 0 46000 CROSS TIMBERS RTY TR TR UNIT 22757R109 208 4689 SH DEFINED 3 0 0 4689 CROSSHAIR EXPL & MNG CORP COM NO PAR 22763R408 5 7000 SH DEFINED 5 7000 0 0 CROSSTEX ENERGY L P COM 22765U102 4 196 SH DEFINED 2 196 0 0 CROSSTEX ENERGY L P COM 22765U102 71 3900 SH DEFINED 3 0 0 3900 CROSSTEX ENERGY INC COM 22765Y104 56 4691 SH DEFINED 3 0 0 4691 CROWN CASTLE INTL CORP COM 228227104 5 129 SH DEFINED 15 129 0 0 CROWN CASTLE INTL CORP COM 228227104 921 22587 SH DEFINED 2 22587 0 0 CROWN CASTLE INTL CORP COM 228227104 522 12800 SH DEFINED 3 0 0 12800 CROWN CASTLE INTL CORP COM 228227104 71 1740 SH DEFINED 5 1740 0 0 CROWN CASTLE INTL CORP COM 228227104 1553 38075 SH DEFINED 7 0 38075 0 CROWN CASTLE INTL CORP COM 228227104 77 1895 SH DEFINED 8 0 1895 0 CROWN HOLDINGS INC COM 228368106 133 3414 SH DEFINED 10 3414 0 0 CROWN HOLDINGS INC COM 228368106 35 900 SH DEFINED 14 900 0 0 CROWN HOLDINGS INC COM 228368106 11 279 SH DEFINED 15 279 0 0 CROWN HOLDINGS INC COM 228368106 4344 111905 SH DEFINED 3 104000 0 7905 CROWN HOLDINGS INC COM 228368106 7764 200000 PUT DEFINED 3 200000 0 0 CROWN HOLDINGS INC COM 228368106 2681 69050 SH DEFINED 4 0 7800 61250 CROWN HOLDINGS INC COM 228368106 9 229 SH DEFINED 5 229 0 0 CROWN HOLDINGS INC COM 228368106 251 6471 SH SOLE 6471 0 0 CROWN MEDIA HLDGS INC CL A 228411104 0 200 SH DEFINED 15 200 0 0 CROWN MEDIA HLDGS INC CL A 228411104 3 1447 SH DEFINED 3 1447 0 0 CRYOLIFE INC COM 228903100 6 1159 SH DEFINED 3 1159 0 0 CRYOLIFE INC COM 228903100 224 40000 SH DEFINED 4 0 0 40000 CRYSTAL ROCK HLDGS INC COM 22940F103 0 400 SH DEFINED 3 0 0 400 CTRIP COM INTL LTD AMERICAN DEP 22943F100 7832 181800 SH DEFINED 1 181800 0 0 SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 1 22 SH DEFINED 15 22 0 0 SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 1854 43035 SH DEFINED 2 43035 0 0 SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 679 15766 SH DEFINED 3 0 0 15766 SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 174 4042 SH DEFINED 5 4042 0 0 SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 108 2500 SH SOLE 2500 0 0 SHS CUBIC CORP COM 229669106 5 98 SH DEFINED 15 98 0 0 CUBIC CORP COM 229669106 802 15725 SH DEFINED 2 15725 0 0 CUBIC CORP COM 229669106 41 804 SH DEFINED 3 655 0 149 CUBIST PHARMACEUTICALS INC COM 229678107 443 12300 SH DEFINED 1 12300 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 3101 86173 SH DEFINED 3 74400 0 11773 CUBIST PHARMACEUTICALS INC COM 229678107 409 11364 SH SOLE 11364 0 0 CUBIST PHARMACEUTICALS INC NOTE 2.250% 229678AC1 26 20000 PRN DEFINED 3 20000 0 0 6/1

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CUBIST PHARMACEUTICALS INC NOTE 229678AD9 8071 5805000 PRN DEFINED 3 5805000 0 0 2.500%11/0 CULLEN FROST BANKERS INC COM 229899109 1054 18538 SH DEFINED 2 18538 0 0 CULLEN FROST BANKERS INC COM 229899109 726 12770 SH DEFINED 3 0 0 12770 CULLEN FROST BANKERS INC COM 229899109 230 4045 SH DEFINED 5 4045 0 0 CUMBERLAND PHARMACEUTICALS I COM 230770109 0 53 SH DEFINED 3 53 0 0 CUMMINS INC COM 231021106 1881 18175 SH DEFINED 18175 0 0 CUMMINS INC COM 231021106 87106 841690 SH DEFINED 1 841690 0 0 CUMMINS INC COM 231021106 155 1500 SH DEFINED 10 1500 0 0 CUMMINS INC COM 231021106 233 2250 SH DEFINED 11 2250 0 0 CUMMINS INC COM 231021106 106 1027 SH DEFINED 15 1027 0 0 CUMMINS INC COM 231021106 1 10 SH DEFINED 16 0 10 0 CUMMINS INC COM 231021106 10295 99483 SH DEFINED 2 99483 0 0 CUMMINS INC COM 231021106 10352 100031 SH DEFINED 3 73997 0 26034 CUMMINS INC COM 231021106 10349 100000 PUT DEFINED 3 100000 0 0 CUMMINS INC COM 231021106 5055 48843 SH DEFINED 5 48843 0 0 CUMMINS INC COM 231021106 1072 10359 SH DEFINED 7 0 10359 0 CUMMINS INC COM 231021106 138 1335 SH DEFINED 8 1145 190 0 CUMMINS INC COM 231021106 62 597 SH DEFINED 9 597 0 0 CUMMINS INC COM 231021106 7808 75447 SH DEFINED 5;1 75447 0 0 CUMMINS INC COM 231021106 5 49 SH SOLE 49 0 0 CUMULUS MEDIA INC CL A 231082108 3 891 SH DEFINED 3 891 0 0 CURIS INC COM 231269101 125 35000 SH DEFINED 13 35000 0 0 CURIS INC COM 231269101 76 21354 SH DEFINED 3 3167 0 18187 CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 174 1104 SH DEFINED 3 0 0 1104 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 6 35 SH DEFINED 3 0 0 35 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 4334 40268 SH DEFINED 3 0 0 40268 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 132 1120 SH DEFINED 1120 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 98 835 SH DEFINED 13 835 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 5669 48155 SH DEFINED 3 0 0 48155 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 19 162 SH DEFINED 5 162 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 2754 26712 SH DEFINED 3 0 0 26712 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 51 418 SH DEFINED 13 418 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 35 239 SH DEFINED 3 0 0 239 CURRENCYSHARES EURO TR EURO SHS 23130C108 5 37 SH DEFINED 8 37 0 0 CURRENCYSHARES MEXICAN PESO MEXICAN PES SH 23130H107 196 2293 SH DEFINED 3 0 0 2293 CURRENCYSHARES RUSSIAN RUBLE SHS 23130M106 4 125 SH DEFINED 14 125 0 0 CURRENCYSHARES RUSSIAN RUBLE SHS 23130M106 291 8100 SH DEFINED 3 0 0 8100 CURTISS WRIGHT CORP COM 231561101 1647 50877 SH DEFINED 2 50877 0 0 CURTISS WRIGHT CORP COM 231561101 69 2137 SH DEFINED 3 1925 0 212 CURTISS WRIGHT CORP COM 231561101 17 510 SH DEFINED 5 510 0 0 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 317 30655 SH DEFINED 3 0 0 30655 CUTERA INC COM 232109108 9 1000 SH DEFINED 3 0 0 1000 CYBERONICS INC COM 23251P102 4000 143108 SH DEFINED 3 1176 0 141932 CYBEX INTL INC COM 23252E106 159 220903 SH DEFINED 3 0 0 220903 CYMER INC COM 232572107 102 2066 SH DEFINED 3 1266 0 800 CYMER INC COM 232572107 15846 320050 SH DEFINED 4 0 248560 71490 CYNOSURE INC CL A 232577205 11 901 SH DEFINED 3 401 0 500 CYPRESS SEMICONDUCTOR CORP COM 232806109 175 8300 SH DEFINED 1 8300 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 3 154 SH DEFINED 15 154 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 1711 80928 SH DEFINED 2 80928 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 61 2893 SH DEFINED 3 0 0 2893 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 79 6200 SH DEFINED 6200 0 0 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 69 5425 SH DEFINED 3 3425 0 2000 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 2403 187550 SH DEFINED 4 0 52400 135150 CYTEC INDS INC COM 232820100 4 70 SH DEFINED 15 70 0 0 CYTEC INDS INC COM 232820100 817 14287 SH DEFINED 2 14287 0 0 CYTEC INDS INC COM 232820100 177 3097 SH DEFINED 3 0 0 3097 CYTEC INDS INC COM 232820100 2760 48254 SH DEFINED 4 0 6000 42254 CYTORI THERAPEUTICS INC COM 23283K105 6 1215 SH DEFINED 1215 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- CYTORI THERAPEUTICS INC COM 23283K105 384 80247 SH DEFINED 3 2009 0 78238 DCA TOTAL RETURN FD COM 233066109 20 5312 SH DEFINED 15 5312 0 0 DCA TOTAL RETURN FD COM 233066109 98 25783 SH DEFINED 3 0 0 25783 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 310 7560 SH DEFINED 2 7560 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 44 1085 SH DEFINED 3 0 0 1085 DCT INDUSTRIAL TRUST INC COM 233153105 154 29515 SH DEFINED 2 29515 0 0 DCT INDUSTRIAL TRUST INC COM 233153105 53 10190 SH DEFINED 3 10190 0 0 DDI CORP COM 0.0001 NEW 233162502 18 1926 SH DEFINED 3 626 0 1300 DNP SELECT INCOME FD COM 23325P104 10 1033 SH DEFINED 15 1033 0 0 DNP SELECT INCOME FD COM 23325P104 2889 288867 SH DEFINED 3 0 0 288867 DG FASTCHANNEL INC COM 23326R109 5 159 SH DEFINED 2 159 0 0 DG FASTCHANNEL INC COM 23326R109 143 4468 SH DEFINED 3 1137 0 3331 DG FASTCHANNEL INC COM 23326R109 15506 483807 SH DEFINED 4 0 375155 108652 DPL INC COM 233293109 633 20995 SH DEFINED 2 20995 0 0 DPL INC COM 233293109 34162 1132708 SH DEFINED 3 1093047 0 39661 DPL INC COM 233293109 44 1444 SH DEFINED 5 1444 0 0 DPL INC COM 233293109 1 47 SH DEFINED 8 47 0 0 D R HORTON INC COM 23331A109 127 11000 SH DEFINED 11000 0 0 D R HORTON INC COM 23331A109 3 285 SH DEFINED 15 285 0 0 D R HORTON INC COM 23331A109 1243 107904 SH DEFINED 2 107904 0 0 D R HORTON INC COM 23331A109 271 23542 SH DEFINED 3 3358 0 20184 D R HORTON INC COM 23331A109 27 2358 SH DEFINED 5 2358 0 0 D R HORTON INC COM 23331A109 6 500 SH DEFINED 8 500 0 0 D R HORTON INC NOTE 2.000% 23331ABB4 16997 16166000 PRN DEFINED 3 16166000 0 0 5/1 DST SYS INC DEL COM 233326107 42 800 SH DEFINED 16 800 0 0 DST SYS INC DEL COM 233326107 1 10 SH DEFINED 3 0 0 10 DSP GROUP INC COM 23332B106 8 971 SH DEFINED 3 971 0 0 DTE ENERGY CO COM 233331107 5 94 SH DEFINED 15 94 0 0 DTE ENERGY CO COM 233331107 5388 107717 SH DEFINED 2 107717 0 0 DTE ENERGY CO COM 233331107 504 10077 SH DEFINED 3 2039 0 8038 DTE ENERGY CO COM 233331107 317 6337 SH DEFINED 5 6337 0 0 DTF TAX-FREE INCOME INC COM 23334J107 1182 77290 SH DEFINED 3 0 0 77290 DSW INC CL A 23334L102 0 7 SH DEFINED 15 7 0 0 DSW INC CL A 23334L102 265 5245 SH DEFINED 2 5245 0 0 DSW INC CL A 23334L102 5354 105796 SH DEFINED 3 105496 0 300 DSW INC CL A 23334L102 557 11000 SH DEFINED 4 0 0 11000 DSW INC CL A 23334L102 48 955 SH DEFINED 5 955 0 0 DTS INC COM 23335C101 764 18839 SH DEFINED 2 18839 0 0 DTS INC COM 23335C101 42 1045 SH DEFINED 3 722 0 323 DTS INC COM 23335C101 7315 180389 SH DEFINED 4 0 139839 40550 DXP ENTERPRISES INC NEW COM NEW 233377407 9 360 SH DEFINED 3 360 0 0 DWS MULTI MKT INCOME TR SHS 23338L108 258 24157 SH DEFINED 3 0 0 24157 DWS STRATEGIC INCOME TR SHS 23338N104 276 20086 SH DEFINED 3 0 0 20086 DWS STRATEGIC MUN INCOME TR COM 23338T101 6 467 SH DEFINED 3 0 0 467 DWS GLOBAL HIGH INCOME FD COM 23338W104 88 11110 SH DEFINED 3 0 0 11110 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 1707 117209 SH DEFINED 3 0 0 117209 DAKTRONICS INC COM 234264109 4 357 SH DEFINED 2 357 0 0 DAKTRONICS INC COM 234264109 151 14017 SH DEFINED 3 1436 0 12581 DANA HLDG CORP COM 235825205 319 17416 SH DEFINED 2 17416 0 0 DANA HLDG CORP COM 235825205 111 6067 SH DEFINED 3 6067 0 0 DANAHER CORP DEL COM 235851102 512 9665 SH DEFINED 9665 0 0 DANAHER CORP DEL COM 235851102 27517 519282 SH DEFINED 1 519282 0 0 DANAHER CORP DEL COM 235851102 146 2754 SH DEFINED 10 2754 0 0 DANAHER CORP DEL COM 235851102 26 494 SH DEFINED 11 494 0 0 DANAHER CORP DEL COM 235851102 90 1700 SH DEFINED 12 0 0 1700 DANAHER CORP DEL COM 235851102 11 200 SH DEFINED 14 200 0 0 DANAHER CORP DEL COM 235851102 67 1266 SH DEFINED 15 1266 0 0 DANAHER CORP DEL COM 235851102 16956 319979 SH DEFINED 2 319979 0 0 DANAHER CORP DEL COM 235851102 2215 41800 SH DEFINED 3 5046 0 36754

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DANAHER CORP DEL COM 235851102 605 11426 SH DEFINED 5 11426 0 0 DANAHER CORP DEL COM 235851102 395 7455 SH DEFINED 7 0 7455 0 DANAHER CORP DEL COM 235851102 581 10965 SH DEFINED 8 180 10785 0 DANAHER CORP DEL COM 235851102 1021 19263 SH SOLE 19263 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 294 191000 PRN DEFINED 3 191000 0 0 DANVERS BANCORP INC COM 236442109 19 858 SH DEFINED 3 858 0 0 DARDEN RESTAURANTS INC COM 237194105 6 125 SH DEFINED 125 0 0 DARDEN RESTAURANTS INC COM 237194105 4953 99541 SH DEFINED 2 99541 0 0 DARDEN RESTAURANTS INC COM 237194105 4506 90549 SH DEFINED 3 1657 0 88892 DARDEN RESTAURANTS INC COM 237194105 1963 39451 SH DEFINED 5 39451 0 0 DARDEN RESTAURANTS INC COM 237194105 89 1794 SH DEFINED 8 1794 0 0 DARLING INTL INC COM 237266101 2 135 SH DEFINED 135 0 0 DARLING INTL INC COM 237266101 2 126 SH DEFINED 15 126 0 0 DARLING INTL INC COM 237266101 16 915 SH DEFINED 16 915 0 0 DARLING INTL INC COM 237266101 602 33992 SH DEFINED 2 33992 0 0 DARLING INTL INC COM 237266101 2318 130973 SH DEFINED 3 124853 0 6120 DATA I O CORP COM 237690102 58 9950 SH DEFINED 3 0 0 9950 DATALINK CORP COM 237934104 9 1361 SH DEFINED 3 0 0 1361 DAVITA INC COM 23918K108 3876 44747 SH DEFINED 2 44747 0 0 DAVITA INC COM 23918K108 5392 62257 SH DEFINED 3 61129 0 1128 DAVITA INC COM 23918K108 6 75 SH DEFINED 7 0 75 0 DAVITA INC COM 23918K108 4 50 SH DEFINED 8 0 50 0 DAWSON GEOPHYSICAL CO COM 239359102 1 32 SH DEFINED 15 32 0 0 DAWSON GEOPHYSICAL CO COM 239359102 14 400 SH DEFINED 3 0 0 400 DEALERTRACK HLDGS INC COM 242309102 580 25279 SH DEFINED 2 25279 0 0 DEALERTRACK HLDGS INC COM 242309102 42 1818 SH DEFINED 3 1705 0 113 DEALERTRACK HLDGS INC COM 242309102 3 110 SH DEFINED 15 110 0 0 DEAN FOODS CO NEW COM 242370104 26 2112 SH DEFINED 15 2112 0 0 DEAN FOODS CO NEW COM 242370104 1076 87665 SH DEFINED 2 87665 0 0 DEAN FOODS CO NEW COM 242370104 52 4222 SH DEFINED 3 2116 0 2106 DEAN FOODS CO NEW COM 242370104 5 443 SH DEFINED 5 443 0 0 DEARBORN BANCORP INC COM 24242R108 0 132 SH DEFINED 3 0 0 132 DECKERS OUTDOOR CORP COM 243537107 6187 70200 SH DEFINED 1 70200 0 0 DECKERS OUTDOOR CORP COM 243537107 77 877 SH DEFINED 15 877 0 0 DECKERS OUTDOOR CORP COM 243537107 61 696 SH DEFINED 2 696 0 0 DECKERS OUTDOOR CORP COM 243537107 1489 16895 SH DEFINED 3 0 0 16895 DEER CONSUMER PRODS INC COM NEW 24379J200 1 65 SH DEFINED 2 65 0 0 DEER CONSUMER PRODS INC COM NEW 24379J200 31 3991 SH DEFINED 3 0 0 3991 DEERE & CO COM 244199105 605 7332 SH DEFINED 7332 0 0 DEERE & CO COM 244199105 14 175 SH DEFINED 1 175 0 0 DEERE & CO COM 244199105 74 900 SH DEFINED 14 900 0 0 DEERE & CO COM 244199105 636 7719 SH DEFINED 15 7719 0 0 DEERE & CO COM 244199105 82 1000 SH DEFINED 16 1000 0 0 DEERE & CO COM 244199105 18506 224456 SH DEFINED 2 224456 0 0 DEERE & CO COM 244199105 19639 238195 SH DEFINED 3 122263 0 115932 DEERE & CO COM 244199105 11832 143500 CALL DEFINED 3 143500 0 0 DEERE & CO COM 244199105 4123 50000 PUT DEFINED 3 50000 0 0 DEERE & CO COM 244199105 13039 158148 SH DEFINED 5 158148 0 0 DEERE & CO COM 244199105 668 8100 PUT DEFINED 5 8100 0 0 DEERE & CO COM 244199105 3875 46996 SH DEFINED 7 0 46996 0 DEERE & CO COM 244199105 514 6235 SH DEFINED 8 3289 2946 0 DEERE & CO COM 244199105 30 360 SH DEFINED 9 360 0 0 DEERE & CO COM 244199105 8 103 SH SOLE 103 0 0 DEJOUR ENERGY INC COM 24486R103 2 5000 SH DEFINED 5 5000 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 47 5900 SH DEFINED 3 0 0 5900 DELAWARE ENHANCED GBL DIV & COM 246060107 33 2450 SH DEFINED 3 0 0 2450 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 73 5850 SH DEFINED 3 0 0 5850 DELAWARE INV MN MUN INC FD I COM 24610V103 548 42887 SH DEFINED 3 0 0 42887 DELCATH SYS INC COM 24661P104 84 16333 SH DEFINED 2 16333 0 0 DELCATH SYS INC COM 24661P104 9 1790 SH DEFINED 3 1790 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DELCATH SYS INC COM 24661P104 103 20000 SH DEFINED 5 20000 0 0 DELEK US HLDGS INC COM 246647101 4 275 SH DEFINED 2 275 0 0 DELIA'S INC NEW COM 246911101 2 1311 SH DEFINED 3 0 0 1311 DELL INC COM 24702R101 46 2770 SH DEFINED 2770 0 0 DELL INC COM 24702R101 27435 1645790 SH DEFINED 1 1645790 0 0 DELL INC COM 24702R101 1209 72500 PUT DEFINED 1 72500 0 0 DELL INC COM 24702R101 138 8300 SH DEFINED 14 8300 0 0 DELL INC COM 24702R101 125 7489 SH DEFINED 15 7489 0 0 DELL INC COM 24702R101 76 4550 SH DEFINED 16 3380 1170 0 DELL INC COM 24702R101 22731 1363559 SH DEFINED 2 1363559 0 0 DELL INC COM 24702R101 12899 773792 SH DEFINED 3 290899 0 482893 DELL INC COM 24702R101 2584 155000 PUT DEFINED 3 155000 0 0 DELL INC COM 24702R101 9377 562518 SH DEFINED 5 562518 0 0 DELL INC COM 24702R101 1300 78005 SH DEFINED 7 0 78005 0 DELL INC COM 24702R101 306 18386 SH DEFINED 8 15356 3030 0 DELL INC COM 24702R101 119 7130 SH SOLE 7130 0 0 DELPHI FINL GROUP INC CL A 247131105 1 36 SH DEFINED 15 36 0 0 DELPHI FINL GROUP INC CL A 247131105 74 2539 SH DEFINED 3 2002 0 537 DELPHI FINL GROUP INC CL A 247131105 8275 283300 SH DEFINED 4 0 86900 196400 DELTA AIR LINES INC DEL COM NEW 247361702 208 22636 SH DEFINED 22636 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 16 1721 SH DEFINED 15 1721 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 592 64549 SH DEFINED 2 64549 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 3364 366873 SH DEFINED 3 188556 0 178317 DELTA AIR LINES INC DEL COM NEW 247361702 1984 216400 PUT DEFINED 3 216400 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 430 46917 SH DEFINED 5 46917 0 0 DELTA APPAREL INC COM 247368103 146 8576 SH DEFINED 3 294 0 8282 DELTA APPAREL INC COM 247368103 3436 202138 SH DEFINED 4 0 44700 157438 DELTA NAT GAS INC COM 247748106 285 9000 SH DEFINED 4 0 0 9000 DELTEK INC COM 24784L105 7 921 SH DEFINED 3 921 0 0 DELTIC TIMBER CORP COM 247850100 547 10193 SH DEFINED 2 10193 0 0 DELTIC TIMBER CORP COM 247850100 36 678 SH DEFINED 3 448 0 230 DELTA PETE CORP COM NEW 247907207 2 3750 SH DEFINED 3 0 0 3750 DELTA PETE CORP COM NEW 247907207 0 205 SH DEFINED 7 0 205 0 DENBURY RES INC COM NEW 247916208 66 3305 SH DEFINED 3305 0 0 DENBURY RES INC COM NEW 247916208 18 883 SH DEFINED 15 883 0 0 DENBURY RES INC COM NEW 247916208 4365 218264 SH DEFINED 2 218264 0 0 DENBURY RES INC COM NEW 247916208 10035 501728 SH DEFINED 3 2935 12344 486449 DENBURY RES INC COM NEW 247916208 12637 631865 SH DEFINED 5 631865 0 0 DENBURY RES INC COM NEW 247916208 435 21750 SH DEFINED 8 21750 0 0 DELUXE CORP COM 248019101 4 165 SH DEFINED 15 165 0 0 DELUXE CORP COM 248019101 187 7555 SH DEFINED 2 7555 0 0 DELUXE CORP COM 248019101 205 8295 SH DEFINED 3 2133 0 6162 DEMAND MEDIA INC COM 24802N109 48 3528 SH DEFINED 3 328 0 3200 DEMANDTEC INC COM NEW 24802R506 12 1340 SH DEFINED 3 1340 0 0 DENDREON CORP COM 24823Q107 8063 204445 SH DEFINED 1 204445 0 0 DENDREON CORP COM 24823Q107 79 2008 SH DEFINED 2 2008 0 0 DENDREON CORP COM 24823Q107 4797 121640 SH DEFINED 3 92670 0 28970 DENDREON CORP COM 24823Q107 1223 31000 CALL DEFINED 3 31000 0 0 DENDREON CORP COM 24823Q107 954 24185 SH DEFINED 4 0 22050 2135 DENDREON CORP COM 24823Q107 118 2980 SH DEFINED 5 2980 0 0 DENDREON CORP COM 24823Q107 275 6979 SH SOLE 6979 0 0 DENDREON CORP NOTE 2.875% 24823QAC1 3297 3000000 PRN DEFINED 6 3000000 0 0 1/1 DENISON MINES CORP COM 248356107 1 360 SH DEFINED 360 0 0 DENISON MINES CORP COM 248356107 47 24320 SH DEFINED 16 24320 0 0 DENISON MINES CORP COM 248356107 29 15000 SH DEFINED 3 0 0 15000 DENISON MINES CORP COM 248356107 240 125073 SH DEFINED 5 125073 0 0 DENISON MINES CORP COM 248356107 6 3008 SH DEFINED 8 3008 0 0 DENISON MINES CORP COM 248356107 6 3362 SH DEFINED 5;1 3362 0 0 DENISON MINES CORP COM 248356107 124 64404 SH SOLE 64404 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DENNYS CORP COM 24869P104 47 12103 SH DEFINED 3 4103 0 8000 DENTSPLY INTL INC NEW COM 249030107 124 3267 SH DEFINED 15 3267 0 0 DENTSPLY INTL INC NEW COM 249030107 3998 104992 SH DEFINED 2 104992 0 0 DENTSPLY INTL INC NEW COM 249030107 1106 29048 SH DEFINED 3 1680 0 27368 DENTSPLY INTL INC NEW COM 249030107 0 4 SH DEFINED 5 4 0 0 DESCARTES SYS GROUP INC COM 249906108 1147 160000 SH DEFINED 1 160000 0 0 DESCARTES SYS GROUP INC COM 249906108 45 6253 SH DEFINED 5 6253 0 0 DEPOMED INC COM 249908104 27 3245 SH DEFINED 2 3245 0 0 DEPOMED INC COM 249908104 18 2226 SH DEFINED 3 2226 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 12 477 SH DEFINED 15 477 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 62 2446 SH DEFINED 2 2446 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 39 1555 SH DEFINED 5 1555 0 0 DESWELL INDS INC COM 250639101 1 300 SH DEFINED 3 0 0 300 DESTINATION MATERNITY CORP COM 25065D100 77 3845 SH DEFINED 3 445 0 3400 DEUTSCHE BK AG LDN BRH PS CMDT DL ETN 25154H475 25 2500 SH DEFINED 3 0 0 2500 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 7 150 SH DEFINED 3 0 0 150 DEVELOPERS DIVERSIFIED RLTY COM 251591103 88 6214 SH DEFINED 3 0 0 6214 DEVELOPERS DIVERSIFIED RLTY COM 251591103 113 8000 SH DEFINED 5 8000 0 0 DEVON ENERGY CORP NEW COM 25179M103 27 340 SH DEFINED 340 0 0 DEVON ENERGY CORP NEW COM 25179M103 132 1674 SH DEFINED 15 1674 0 0 DEVON ENERGY CORP NEW COM 25179M103 2 25 SH DEFINED 16 0 25 0 DEVON ENERGY CORP NEW COM 25179M103 18873 239476 SH DEFINED 2 239476 0 0 DEVON ENERGY CORP NEW COM 25179M103 4829 61277 SH DEFINED 3 10190 0 51087 DEVON ENERGY CORP NEW COM 25179M103 20324 257890 SH DEFINED 4 0 54755 203135 DEVON ENERGY CORP NEW COM 25179M103 1097 13925 SH DEFINED 5 13925 0 0 DEVON ENERGY CORP NEW COM 25179M103 1636 20765 SH DEFINED 7 0 20765 0 DEVON ENERGY CORP NEW COM 25179M103 83 1059 SH DEFINED 8 145 914 0 DEVRY INC DEL COM 251893103 9372 158500 SH DEFINED 1 158500 0 0 DEVRY INC DEL COM 251893103 1433 24232 SH DEFINED 2 24232 0 0 DEVRY INC DEL COM 251893103 378 6389 SH DEFINED 3 739 0 5650 DEVRY INC DEL COM 251893103 941 15916 SH DEFINED 5 15916 0 0 DEVRY INC DEL COM 251893103 13 225 SH DEFINED 8 225 0 0 DEXCOM INC COM 252131107 40 2782 SH DEFINED 3 2782 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 351 4283 SH DEFINED 4283 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 235 2874 SH DEFINED 15 2874 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 741 9048 SH DEFINED 2 9048 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 5792 70740 SH DEFINED 3 40352 0 30388 DIAGEO P L C SPON ADR NEW 25243Q205 31160 380605 SH DEFINED 5 380605 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 40 490 SH DEFINED 7 0 490 0 DIAGEO P L C SPON ADR NEW 25243Q205 1273 15551 SH DEFINED 8 15551 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 10 125 SH DEFINED 9 125 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 4379 53485 SH DEFINED 5;1 53485 0 0 DIALOGIC INC COM 25250T100 3 641 SH DEFINED 3 641 0 0 DIAMOND FOODS INC COM 252603105 1 10 SH DEFINED 15 10 0 0 DIAMOND FOODS INC COM 252603105 466 6102 SH DEFINED 3 5913 0 189 DIAMOND HILL FINL TRNDS FD I COM 25264C101 13 1325 SH DEFINED 3 0 0 1325 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 9 106 SH DEFINED 3 106 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 260 3686 SH DEFINED 3686 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 422 6000 SH DEFINED 13 6000 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 260 3698 SH DEFINED 15 3698 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 3245 46087 SH DEFINED 2 46087 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 9863 140080 SH DEFINED 3 10418 0 129662 DIAMOND OFFSHORE DRILLING IN COM 25271C102 14716 209000 SH DEFINED 4 0 46195 162805 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2147 30492 SH DEFINED 5 30492 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 19 272 SH DEFINED 8 272 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 2 207 SH DEFINED 207 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 77 7213 SH DEFINED 3 6942 0 271 DIAMONDROCK HOSPITALITY CO COM 252784301 12 1127 SH DEFINED 5 1127 0 0 DICE HLDGS INC COM 253017107 27 2009 SH DEFINED 3 2009 0 0 DICKS SPORTING GOODS INC COM 253393102 2138 55600 SH DEFINED 1 55600 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DICKS SPORTING GOODS INC COM 253393102 5 130 SH DEFINED 15 130 0 0 DICKS SPORTING GOODS INC COM 253393102 2056 53478 SH DEFINED 2 53478 0 0 DICKS SPORTING GOODS INC COM 253393102 5398 140378 SH DEFINED 3 139600 0 778 DIEBOLD INC COM 253651103 3 100 SH DEFINED 15 100 0 0 DIEBOLD INC COM 253651103 2124 68508 SH DEFINED 2 68508 0 0 DIEBOLD INC COM 253651103 142 4585 SH DEFINED 3 0 0 4585 DIGI INTL INC COM 253798102 3 256 SH DEFINED 15 256 0 0 DIGI INTL INC COM 253798102 14 1051 SH DEFINED 3 1051 0 0 DIGI INTL INC COM 253798102 390 30000 SH DEFINED 4 0 0 30000 DIGIMARC CORP NEW COM 25381B101 9 260 SH DEFINED 3 260 0 0 DIGIRAD CORP COM 253827109 27 10000 SH DEFINED 3 0 0 10000 DIGITAL RLTY TR INC COM 253868103 57 921 SH DEFINED 921 0 0 DIGITAL RLTY TR INC COM 253868103 34 554 SH DEFINED 15 554 0 0 DIGITAL RLTY TR INC COM 253868103 137 2222 SH DEFINED 2 2222 0 0 DIGITAL RLTY TR INC COM 253868103 10199 165093 SH DEFINED 3 0 0 165093 DIGITAL RLTY TR INC COM 253868103 8839 143080 SH DEFINED 4 0 14130 128950 DIGITAL RLTY TR INC COM 253868103 200 3238 SH DEFINED 5 3238 0 0 DIGITAL RLTY TR INC COM 253868103 20 317 SH DEFINED 8 317 0 0 DIGITAL RIV INC COM 25388B104 170 5276 SH DEFINED 2 5276 0 0 DIGITAL RIV INC COM 25388B104 105 3262 SH DEFINED 3 1645 0 1617 DIGITAL RIV INC COM 25388B104 12645 393191 SH DEFINED 4 0 287791 105400 DIGITAL RIV INC COM 25388B104 18 562 SH DEFINED 5 562 0 0 DIGITALGLOBE INC COM NEW 25389M877 30 1168 SH DEFINED 2 1168 0 0 DIGITALGLOBE INC COM NEW 25389M877 41 1612 SH DEFINED 3 1462 0 150 DIME CMNTY BANCSHARES COM 253922108 3 236 SH DEFINED 15 236 0 0 DIME CMNTY BANCSHARES COM 253922108 65 4450 SH DEFINED 3 2304 0 2146 DIME CMNTY BANCSHARES COM 253922108 350 24094 SH DEFINED 5 24094 0 0 DIME CMNTY BANCSHARES COM 253922108 88 6071 SH DEFINED 8 6071 0 0 DILLARDS INC CL A 254067101 2 31 SH DEFINED 15 31 0 0 DILLARDS INC CL A 254067101 294 5636 SH DEFINED 2 5636 0 0 DILLARDS INC CL A 254067101 2421 46433 SH DEFINED 3 45739 0 694 DILLARDS INC CL A 254067101 3 67 SH DEFINED 5 67 0 0 DINEEQUITY INC COM 254423106 54 1039 SH DEFINED 3 642 0 397 DIODES INC COM 254543101 69 2636 SH DEFINED 3 1465 0 1171 DIODES INC COM 254543101 11009 421813 SH DEFINED 4 0 327168 94645 DIREXION SHS ETF TR DLY DEV MKT 25459W169 97 3115 SH DEFINED 16 3115 0 0 BEAR DIREXION SHS ETF TR DLY EMRGMKT 25459W300 208 5488 SH DEFINED 13 5488 0 0 BULL DIREXION SHS ETF TR DLY EMRGMKT 25459W300 258 6800 SH DEFINED 16 6800 0 0 BULL DIREXION SHS ETF TR DLY FIN BULL 25459W516 62 2412 SH DEFINED 13 2412 0 0 NEW DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 66 1723 SH DEFINED 13 1723 0 0 DIREXION SHS ETF TR 7 10YR TRES 25459W557 38 950 SH DEFINED 13 950 0 0 BEAR DIREXION SHS ETF TR CHINA BULL 3X 25459W771 92 2000 SH DEFINED 16 2000 0 0 DIREXION SHS ETF TR DLY SMCAP 25459W847 204 2490 SH DEFINED 13 2490 0 0 BULL3X DIREXION SHS ETF TR DLY ENRGY 25459W888 7 100 SH DEFINED 16 100 0 0 BULL3X DIREXION SHS ETF TR DLY ENRGY 25459W888 9 118 SH DEFINED 5 118 0 0 BULL3X DISNEY WALT CO COM DISNEY 254687106 130 3332 SH DEFINED 3332 0 0 DISNEY WALT CO COM DISNEY 254687106 152 3900 SH DEFINED 1 3900 0 0 DISNEY WALT CO COM DISNEY 254687106 165 4224 SH DEFINED 10 4224 0 0 DISNEY WALT CO COM DISNEY 254687106 78 1987 SH DEFINED 11 1987 0 0 DISNEY WALT CO COM DISNEY 254687106 55 1415 SH DEFINED 12 0 0 1415 DISNEY WALT CO COM DISNEY 254687106 4626 118500 SH DEFINED 13 118500 0 0 DISNEY WALT CO COM DISNEY 254687106 285 7300 SH DEFINED 14 7300 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DISNEY WALT CO COM DISNEY 254687106 261 6692 SH DEFINED 15 6692 0 0 DISNEY WALT CO COM DISNEY 254687106 32 807 SH DEFINED 16 739 68 0 DISNEY WALT CO COM DISNEY 254687106 46101 1180856 SH DEFINED 2 1180856 0 0 DISNEY WALT CO COM DISNEY 254687106 10831 277430 SH DEFINED 3 39170 0 238260 DISNEY WALT CO COM DISNEY 254687106 20488 524788 SH DEFINED 5 524788 0 0 DISNEY WALT CO COM DISNEY 254687106 2118 54249 SH DEFINED 7 0 54249 0 DISNEY WALT CO COM DISNEY 254687106 821 21039 SH DEFINED 8 18974 2065 0 DISNEY WALT CO COM DISNEY 254687106 5 125 SH DEFINED 9 125 0 0 DISNEY WALT CO COM DISNEY 254687106 23 580 SH DEFINED 5;1 580 0 0 DISNEY WALT CO COM DISNEY 254687106 1272 32590 SH SOLE 32590 0 0 DISCOVER FINL SVCS COM 254709108 15226 569200 SH DEFINED 1 569200 0 0 DISCOVER FINL SVCS COM 254709108 11 399 SH DEFINED 15 399 0 0 DISCOVER FINL SVCS COM 254709108 7350 274768 SH DEFINED 2 274768 0 0 DISCOVER FINL SVCS COM 254709108 3996 149397 SH DEFINED 3 133837 0 15560 DISCOVER FINL SVCS COM 254709108 2675 100000 PUT DEFINED 3 100000 0 0 DISCOVER FINL SVCS COM 254709108 597 22300 SH DEFINED 5 22300 0 0 DISCOVER FINL SVCS COM 254709108 12 464 SH DEFINED 8 464 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 11 275 SH DEFINED 15 275 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 202 4920 SH DEFINED 16 4920 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 7746 189121 SH DEFINED 2 189121 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 522 12747 SH DEFINED 3 3244 0 9503 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 25 600 SH DEFINED 5 600 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 20 538 SH DEFINED 15 538 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 180 4920 SH DEFINED 16 4920 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 346 9473 SH DEFINED 2 9473 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 389 10634 SH DEFINED 3 9574 0 1060 DISH NETWORK CORP CL A 25470M109 21 693 SH DEFINED 15 693 0 0 DISH NETWORK CORP CL A 25470M109 216 7048 SH DEFINED 2 7048 0 0 DISH NETWORK CORP CL A 25470M109 42 1366 SH DEFINED 3 0 0 1366 DIRECTV COM CL A 25490A101 69 1366 SH DEFINED 1366 0 0 DIRECTV COM CL A 25490A101 2033 40000 SH DEFINED 1 40000 0 0 DIRECTV COM CL A 25490A101 182 3582 SH DEFINED 10 3582 0 0 DIRECTV COM CL A 25490A101 36 717 SH DEFINED 15 717 0 0 DIRECTV COM CL A 25490A101 1000 19683 SH DEFINED 16 19683 0 0 DIRECTV COM CL A 25490A101 30655 603207 SH DEFINED 2 603207 0 0 DIRECTV COM CL A 25490A101 8351 164329 SH DEFINED 3 97053 0 67276 DIRECTV COM CL A 25490A101 5082 100000 PUT DEFINED 3 100000 0 0 DIRECTV COM CL A 25490A101 531 10456 SH DEFINED 5 10456 0 0 DIRECTV COM CL A 25490A101 3184 62655 SH DEFINED 7 0 62655 0 DIRECTV COM CL A 25490A101 185 3631 SH DEFINED 8 0 3631 0 DIRECTV COM CL A 25490A101 342 6725 SH SOLE 6725 0 0 DR REDDYS LABS LTD ADR 256135203 658 19174 SH DEFINED 2 19174 0 0 DR REDDYS LABS LTD ADR 256135203 144 4199 SH DEFINED 3 0 0 4199 DR REDDYS LABS LTD ADR 256135203 21 600 SH DEFINED 5 600 0 0 DR REDDYS LABS LTD ADR 256135203 222 6479 SH SOLE 6479 0 0 DOCUMENT SEC SYS INC COM 25614T101 0 1 SH DEFINED 5 1 0 0 DOLAN CO COM 25659P402 11 1260 SH DEFINED 3 1260 0 0 DOLAN CO COM 25659P402 169 20000 SH DEFINED 4 0 0 20000 DOLBY LABORATORIES INC COM 25659T107 229 5400 SH DEFINED 0 5400 0 DOLBY LABORATORIES INC COM 25659T107 1 30 SH DEFINED 15 30 0 0 DOLBY LABORATORIES INC COM 25659T107 9 208 SH DEFINED 16 208 0 0 DOLBY LABORATORIES INC COM 25659T107 117 2760 SH DEFINED 2 2760 0 0 DOLBY LABORATORIES INC COM 25659T107 117 2760 SH DEFINED 3 0 0 2760 DOLBY LABORATORIES INC COM 25659T107 711 16740 SH DEFINED 4 0 2900 13840 DOLBY LABORATORIES INC COM 25659T107 29 685 SH DEFINED 5 685 0 0 DOLE FOOD CO INC NEW COM 256603101 368 27228 SH DEFINED 3 1488 0 25740 DOLE FOOD CO INC NEW COM 256603101 1719 127140 SH DEFINED 7 0 127140 0 DOLE FOOD CO INC NEW COM 256603101 102 7565 SH DEFINED 8 0 7565 0 DOLLAR FINL CORP COM 256664103 394 18219 SH DEFINED 2 18219 0 0 DOLLAR FINL CORP COM 256664103 39 1802 SH DEFINED 3 1802 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DOLLAR GEN CORP NEW COM 256677105 86 2523 SH DEFINED 2523 0 0 DOLLAR GEN CORP NEW COM 256677105 28 821 SH DEFINED 3 0 0 821 DOLLAR GEN CORP NEW COM 256677105 4 130 SH DEFINED 5 130 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 91 1235 SH DEFINED 3 1200 0 35 DOLLAR TREE INC COM 256746108 11512 172800 SH DEFINED 1 172800 0 0 DOLLAR TREE INC COM 256746108 11 165 SH DEFINED 15 165 0 0 DOLLAR TREE INC COM 256746108 3 52 SH DEFINED 16 0 52 0 DOLLAR TREE INC COM 256746108 3705 55616 SH DEFINED 2 55616 0 0 DOLLAR TREE INC COM 256746108 290 4357 SH DEFINED 3 0 0 4357 DOLLAR TREE INC COM 256746108 531 7968 SH DEFINED 5 7968 0 0 DOLLAR TREE INC COM 256746108 115 1729 SH DEFINED 8 1729 0 0 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 1 100 SH DEFINED 3 0 0 100 DOMINION RES INC VA NEW COM 25746U109 354 7332 SH DEFINED 7332 0 0 DOMINION RES INC VA NEW COM 25746U109 80 1657 SH DEFINED 15 1657 0 0 DOMINION RES INC VA NEW COM 25746U109 12530 259572 SH DEFINED 2 259572 0 0 DOMINION RES INC VA NEW COM 25746U109 14520 300804 SH DEFINED 3 6792 0 294012 DOMINION RES INC VA NEW COM 25746U109 12068 250000 CALL DEFINED 3 250000 0 0 DOMINION RES INC VA NEW COM 25746U109 432 8945 SH DEFINED 5 8945 0 0 DOMINION RES INC VA NEW COM 25746U109 1117 23140 SH DEFINED 7 0 23140 0 DOMINION RES INC VA NEW COM 25746U109 63 1299 SH DEFINED 8 414 885 0 DOMINOS PIZZA INC COM 25754A201 303 11990 SH DEFINED 3 2561 0 9429 DOMTAR CORP COM NEW 257559203 25 260 SH DEFINED 260 0 0 DOMTAR CORP COM NEW 257559203 27507 290405 SH DEFINED 1 290405 0 0 DOMTAR CORP COM NEW 257559203 28 300 SH DEFINED 15 300 0 0 DOMTAR CORP COM NEW 257559203 1072 11315 SH DEFINED 2 11315 0 0 DOMTAR CORP COM NEW 257559203 5481 57866 SH DEFINED 3 44800 0 13066 DOMTAR CORP COM NEW 257559203 6602 69695 SH DEFINED 5 69695 0 0 DOMTAR CORP COM NEW 257559203 43 455 SH DEFINED 7 0 455 0 DOMTAR CORP COM NEW 257559203 186 1965 SH DEFINED 8 1965 0 0 DOMTAR CORP COM NEW 257559203 843 8900 SH DEFINED 5;1 8900 0 0 DOMTAR CORP COM NEW 257559203 306 3234 SH SOLE 3234 0 0 DONALDSON INC COM 257651109 5 78 SH DEFINED 15 78 0 0 DONALDSON INC COM 257651109 1252 20637 SH DEFINED 3 0 0 20637 DONALDSON INC COM 257651109 1124 18520 SH DEFINED 4 0 3100 15420 DONALDSON INC COM 257651109 10 158 SH DEFINED 5 158 0 0 DONEGAL GROUP INC CL A 257701201 21 1647 SH DEFINED 3 321 0 1326 DONEGAL GROUP INC CL A 257701201 458 35777 SH DEFINED 4 0 0 35777 DONEGAL GROUP INC CL B 257701300 0 2 SH DEFINED 3 0 0 2 DONEGAL GROUP INC CL B 257701300 148 8444 SH DEFINED 4 0 0 8444 DONNELLEY R R & SONS CO COM 257867101 2 95 SH DEFINED 15 95 0 0 DONNELLEY R R & SONS CO COM 257867101 1870 95358 SH DEFINED 2 95358 0 0 DONNELLEY R R & SONS CO COM 257867101 2195 111926 SH DEFINED 3 46240 0 65686 DONNELLEY R R & SONS CO COM 257867101 1569 80000 PUT DEFINED 3 80000 0 0 DONNELLEY R R & SONS CO COM 257867101 86 4378 SH DEFINED 5 4378 0 0 DORAL FINL CORP COM NEW 25811P886 20 10295 SH DEFINED 3 5280 0 5015 DORCHESTER MINERALS LP COM UNIT 25820R105 141 5238 SH DEFINED 2 5238 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 24 903 SH DEFINED 3 0 0 903 DORMAN PRODUCTS INC COM 258278100 18 449 SH DEFINED 3 449 0 0 DORMAN PRODUCTS INC COM 258278100 503 12700 SH DEFINED 4 0 0 12700 DOT HILL SYS CORP COM 25848T109 68 23803 SH DEFINED 3 23803 0 0 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 4 510 SH DEFINED 3 0 0 510 DOUGLAS EMMETT INC COM 25960P109 2 113 SH DEFINED 113 0 0 DOUGLAS EMMETT INC COM 25960P109 340 17114 SH DEFINED 2 17114 0 0 DOUGLAS DYNAMICS INC COM 25960R105 1 87 SH DEFINED 15 87 0 0 DOUGLAS DYNAMICS INC COM 25960R105 15 939 SH DEFINED 3 773 0 166 DOUGLAS DYNAMICS INC COM 25960R105 28 1800 SH DEFINED 5 1800 0 0 DOVER CORP COM 260003108 450 6642 SH DEFINED 15 6642 0 0 DOVER CORP COM 260003108 4633 68337 SH DEFINED 2 68337 0 0 DOVER CORP COM 260003108 3419 50427 SH DEFINED 3 2235 0 48192 DOVER CORP COM 260003108 15 219 SH DEFINED 5 219 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DOVER CORP COM 260003108 12 170 SH DEFINED 7 0 170 0 DOVER CORP COM 260003108 61 900 SH DEFINED 8 900 0 0 DOVER SADDLERY INC COM 260412101 56 12034 SH DEFINED 3 0 0 12034 DOW 30SM ENHANCED PREM & INC COM 260537105 90 7919 SH DEFINED 3 0 0 7919 DOW CHEM CO COM 260543103 40 1121 SH DEFINED 1121 0 0 DOW CHEM CO COM 260543103 2740 76100 SH DEFINED 1 76100 0 0 DOW CHEM CO COM 260543103 135 3750 SH DEFINED 10 3750 0 0 DOW CHEM CO COM 260543103 212 5900 SH DEFINED 11 5900 0 0 DOW CHEM CO COM 260543103 205 5706 SH DEFINED 15 5706 0 0 DOW CHEM CO COM 260543103 21929 609146 SH DEFINED 2 609146 0 0 DOW CHEM CO COM 260543103 14853 412585 SH DEFINED 3 204383 0 208202 DOW CHEM CO COM 260543103 13680 380000 PUT DEFINED 3 380000 0 0 DOW CHEM CO COM 260543103 3666 101843 SH DEFINED 5 101843 0 0 DOW CHEM CO COM 260543103 1918 53275 SH DEFINED 7 0 53275 0 DOW CHEM CO COM 260543103 400 11120 SH DEFINED 8 9200 1920 0 DOW CHEM CO COM 260543103 51 1420 SH DEFINED 9 1420 0 0 DOW CHEM CO COM 260543103 3414 94835 SH DEFINED 5;1 94835 0 0 DOW CHEM CO COM 260543103 2 60 SH SOLE 60 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 4929 117560 SH DEFINED 2 117560 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 664 15835 SH DEFINED 3 2627 0 13208 DR PEPPER SNAPPLE GROUP INC COM 26138E109 12387 295415 SH DEFINED 4 0 65415 230000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 76 1813 SH DEFINED 5 1813 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 40 955 SH DEFINED 7 0 955 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2 55 SH DEFINED 8 0 55 0 DRAGONWAVE INC COM 26144M103 45 7481 SH DEFINED 3 0 0 7481 DRAGONWAVE INC COM 26144M103 26 4260 SH DEFINED 5 4260 0 0 DRAGONWAVE INC COM 26144M103 4 600 CALL DEFINED 5 600 0 0 DRDGOLD LIMITED SPON ADR NEW 26152H301 2 360 SH DEFINED 3 0 0 360 DREAMWORKS ANIMATION SKG INC CL A 26153C103 705 35063 SH DEFINED 2 35063 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 43 2134 SH DEFINED 3 0 0 2134 DREAMWORKS ANIMATION SKG INC CL A 26153C103 15 741 SH DEFINED 8 741 0 0 DRESSER-RAND GROUP INC COM 261608103 8 141 SH DEFINED 15 141 0 0 DRESSER-RAND GROUP INC COM 261608103 942 17522 SH DEFINED 2 17522 0 0 DRESSER-RAND GROUP INC COM 261608103 65 1200 SH DEFINED 3 0 0 1200 DRESSER-RAND GROUP INC COM 261608103 2574 47897 SH DEFINED 4 0 6150 41747 DRESSER-RAND GROUP INC COM 261608103 14 263 SH DEFINED 5 263 0 0 DREW INDS INC COM NEW 26168L205 36 1463 SH DEFINED 3 793 0 670 DREW INDS INC COM NEW 26168L205 3373 136436 SH DEFINED 4 0 50500 85936 DREYFUS STRATEGIC MUNS INC COM 261932107 60 7300 SH DEFINED 3 0 0 7300 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 2 400 SH DEFINED 3 0 0 400 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 5 1000 SH DEFINED 5 1000 0 0 DREYFUS MUN INCOME INC COM 26201R102 33 3700 SH DEFINED 3 0 0 3700 DREYFUS STRATEGIC MUN BD FD COM 26202F107 281 35065 SH DEFINED 3 0 0 35065 DRIL-QUIP INC COM 262037104 3 39 SH DEFINED 39 0 0 DRIL-QUIP INC COM 262037104 3 45 SH DEFINED 15 45 0 0 DRIL-QUIP INC COM 262037104 1481 21839 SH DEFINED 2 21839 0 0 DRIL-QUIP INC COM 262037104 1146 16900 SH DEFINED 4 0 2800 14100 DRIL-QUIP INC COM 262037104 111 1630 SH SOLE 1630 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1534 28382 SH DEFINED 28382 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3859 71400 SH DEFINED 1 71400 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 389 7200 SH DEFINED 12 0 0 7200 DU PONT E I DE NEMOURS & CO COM 263534109 97 1800 SH DEFINED 14 1800 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 993 18373 SH DEFINED 15 18373 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 162 3000 SH DEFINED 16 2495 505 0 DU PONT E I DE NEMOURS & CO COM 263534109 32349 598505 SH DEFINED 2 598505 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 22429 414971 SH DEFINED 3 46199 0 368772 DU PONT E I DE NEMOURS & CO COM 263534109 17664 326800 CALL DEFINED 3 326800 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3997 73947 SH DEFINED 5 73947 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1790 33125 SH DEFINED 7 0 33125 0 DU PONT E I DE NEMOURS & CO COM 263534109 347 6414 SH DEFINED 8 2929 3485 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- DU PONT E I DE NEMOURS & CO COM 263534109 2 30 SH DEFINED 5;1 30 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 653 11801 SH SOLE 11801 0 0 DUCKWALL-ALCO STORES INC NEW COM 264142100 186 17500 SH DEFINED 4 0 0 17500 DUCOMMUN INC DEL COM 264147109 8 385 SH DEFINED 2 385 0 0 DUCOMMUN INC DEL COM 264147109 9 437 SH DEFINED 3 437 0 0 DUCOMMUN INC DEL COM 264147109 4739 230400 SH DEFINED 4 0 67800 162600 DUFF & PHELPS UTIL CORP BD T COM 26432K108 1 50 SH DEFINED 50 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 49 4293 SH DEFINED 3 0 0 4293 DUFF & PHELPS CORP NEW CL A 26433B107 320 24916 SH DEFINED 2 24916 0 0 DUFF & PHELPS CORP NEW CL A 26433B107 16 1260 SH DEFINED 3 1260 0 0 DUFF & PHELPS CORP NEW CL A 26433B107 38 3000 SH DEFINED 4 0 0 3000 DUKE REALTY CORP COM NEW 264411505 2981 212765 SH DEFINED 2 212765 0 0 DUKE REALTY CORP COM NEW 264411505 415 29604 SH DEFINED 3 0 0 29604 DUKE REALTY CORP COM NEW 264411505 23 1644 SH DEFINED 5 1644 0 0 DUKE ENERGY CORP NEW COM 26441C105 54 2872 SH DEFINED 2872 0 0 DUKE ENERGY CORP NEW COM 26441C105 9187 487900 SH DEFINED 1 487900 0 0 DUKE ENERGY CORP NEW COM 26441C105 75 4000 SH DEFINED 12 0 0 4000 DUKE ENERGY CORP NEW COM 26441C105 262 13933 SH DEFINED 15 13933 0 0 DUKE ENERGY CORP NEW COM 26441C105 13908 738600 SH DEFINED 2 738600 0 0 DUKE ENERGY CORP NEW COM 26441C105 20660 1097201 SH DEFINED 3 81558 0 1015643 DUKE ENERGY CORP NEW COM 26441C105 1675 88963 SH DEFINED 5 88963 0 0 DUKE ENERGY CORP NEW COM 26441C105 116 6179 SH DEFINED 7 0 6179 0 DUKE ENERGY CORP NEW COM 26441C105 678 36000 SH DEFINED 8 35600 400 0 DUKE ENERGY CORP NEW COM 26441C105 7 388 SH DEFINED 9 388 0 0 DUKE ENERGY CORP NEW COM 26441C105 796 42294 SH SOLE 42294 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 23 300 SH DEFINED 15 300 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 2570 34025 SH DEFINED 2 34025 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 448 5929 SH DEFINED 3 574 0 5355 DUN & BRADSTREET CORP DEL NE COM 26483E100 23 300 SH DEFINED 5 300 0 0 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 15 345 SH DEFINED 2 345 0 0 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 17000 392977 SH DEFINED 3 379038 0 13939 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 5 208 SH DEFINED 15 208 0 0 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 899 35687 SH DEFINED 3 10030 0 25657 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 14 555 SH DEFINED 5 555 0 0 DURECT CORP COM 266605104 7 3347 SH DEFINED 3 3347 0 0 DUSA PHARMACEUTICALS INC COM 266898105 250 40150 SH DEFINED 3 1013 0 39137 DYAX CORP COM 26746E103 30 15000 SH DEFINED 16 15000 0 0 DYAX CORP COM 26746E103 8 4094 SH DEFINED 3 4094 0 0 DYCOM INDS INC COM 267475101 5970 365383 SH DEFINED 3 365383 0 0 DYNAMIC MATLS CORP COM 267888105 12 553 SH DEFINED 3 553 0 0 DYNAMIC MATLS CORP COM 267888105 4 200 SH DEFINED 5 200 0 0 DYNAMICS RESH CORP COM 268057106 184 13465 SH DEFINED 3 13465 0 0 DYNAMICS RESH CORP COM 268057106 677 49598 SH DEFINED 4 0 0 49598 DYNAVAX TECHNOLOGIES CORP COM 268158102 13 4856 SH DEFINED 3 4856 0 0 DYNAVOX INC CL A 26817F104 3 389 SH DEFINED 3 389 0 0 DYNEGY INC DEL COM 26817G300 3 505 SH DEFINED 16 0 505 0 DYNEGY INC DEL COM 26817G300 32 5135 SH DEFINED 3 4270 0 865 DYNEX CAP INC COM NEW 26817Q506 18 1872 SH DEFINED 3 1672 0 200 DYNEX CAP INC COM NEW 26817Q506 562 58040 SH DEFINED 4 0 0 58040 ECA MARCELLUS TR I COM UNIT 26827L109 5244 198801 SH DEFINED 3 0 0 198801 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 4 350 SH DEFINED 3 0 0 350 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 12 1000 SH DEFINED 5 1000 0 0 EGA EMERGING GLOBAL SHS TR DJ TITANS ETF 268461100 16 600 SH DEFINED 600 0 0 EGA EMERGING GLOBAL SHS TR EMRG GL DJ SHS 268461779 218 8970 SH SOLE 8970 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 44 4472 SH DEFINED 2 4472 0 0 E M C CORP MASS COM 268648102 290 10537 SH DEFINED 10537 0 0 E M C CORP MASS COM 268648102 90959 3301585 SH DEFINED 1 3301585 0 0 E M C CORP MASS COM 268648102 182 6623 SH DEFINED 10 6623 0 0 E M C CORP MASS COM 268648102 413 15000 SH DEFINED 11 15000 0 0 E M C CORP MASS COM 268648102 44 1600 SH DEFINED 12 0 0 1600

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- E M C CORP MASS COM 268648102 237 8600 SH DEFINED 14 8600 0 0 E M C CORP MASS COM 268648102 330 11975 SH DEFINED 15 11975 0 0 E M C CORP MASS COM 268648102 31256 1134510 SH DEFINED 2 1134510 0 0 E M C CORP MASS COM 268648102 28115 1020521 SH DEFINED 3 329216 9509 681796 E M C CORP MASS COM 268648102 26503 962000 CALL DEFINED 3 962000 0 0 E M C CORP MASS COM 268648102 96216 3492400 PUT DEFINED 3 3492400 0 0 E M C CORP MASS COM 268648102 2589 93964 SH DEFINED 4 0 85745 8219 E M C CORP MASS COM 268648102 39692 1440719 SH DEFINED 5 1440719 0 0 E M C CORP MASS COM 268648102 1655 60065 SH DEFINED 7 0 60065 0 E M C CORP MASS COM 268648102 1080 39218 SH DEFINED 8 38108 1110 0 E M C CORP MASS COM 268648102 73 2665 SH DEFINED 9 2665 0 0 E M C CORP MASS COM 268648102 10505 381291 SH DEFINED 5;1 381291 0 0 E M C CORP MASS COM 268648102 6 228 SH SOLE 228 0 0 E M C CORP MASS NOTE 1.75 268648AK8 25908 15118000 PRN DEFINED 3 15118000 0 0 E M C CORP MASS NOTE 1.75 268648AM4 4399 2510000 PRN DEFINED 3 2500000 0 10000 EMC INS GROUP INC COM 268664109 18 958 SH DEFINED 3 191 0 767 EMC INS GROUP INC COM 268664109 516 27000 SH DEFINED 4 0 0 27000 EMS TECHNOLOGIES INC COM 26873N108 21 636 SH DEFINED 3 636 0 0 ENI S P A SPONSORED ADR 26874R108 345 7259 SH DEFINED 15 7259 0 0 ENI S P A SPONSORED ADR 26874R108 581 12212 SH DEFINED 3 11429 0 783 ENI S P A SPONSORED ADR 26874R108 423 8901 SH DEFINED 5 8901 0 0 ENI S P A SPONSORED ADR 26874R108 290 6105 SH DEFINED 8 6105 0 0 ENI S P A SPONSORED ADR 26874R108 4781 100544 SH DEFINED 5;1 100544 0 0 EOG RES INC COM 26875P101 77 734 SH DEFINED 15 734 0 0 EOG RES INC COM 26875P101 14685 140455 SH DEFINED 2 140455 0 0 EOG RES INC COM 26875P101 3575 34197 SH DEFINED 3 26113 0 8084 EOG RES INC COM 26875P101 14354 137290 SH DEFINED 4 0 30450 106840 EOG RES INC COM 26875P101 2213 21171 SH DEFINED 5 21171 0 0 EOG RES INC COM 26875P101 17 160 SH DEFINED 8 0 160 0 EPIQ SYS INC COM 26882D109 312 21926 SH DEFINED 2 21926 0 0 EPIQ SYS INC COM 26882D109 19 1303 SH DEFINED 3 1303 0 0 ESB FINL CORP COM 26884F102 7 517 SH DEFINED 3 517 0 0 EQT CORP COM 26884L109 133 2540 SH DEFINED 2540 0 0 EQT CORP COM 26884L109 9763 185900 SH DEFINED 1 148000 0 37900 EQT CORP COM 26884L109 1059 20161 SH DEFINED 14 20161 0 0 EQT CORP COM 26884L109 53 1011 SH DEFINED 15 1011 0 0 EQT CORP COM 26884L109 3773 71843 SH DEFINED 2 71843 0 0 EQT CORP COM 26884L109 849 16171 SH DEFINED 3 5304 0 10867 EQT CORP COM 26884L109 1272 24220 SH DEFINED 4 0 3050 21170 EQT CORP COM 26884L109 498 9476 SH DEFINED 5 9476 0 0 EQT CORP COM 26884L109 1260 23990 SH DEFINED 7 0 23990 0 EQT CORP COM 26884L109 48 910 SH DEFINED 8 0 910 0 EAGLE BANCORP INC MD COM 268948106 23 1698 SH DEFINED 3 695 0 1003 ETFS PLATINUM TR SH BEN INT 26922V101 1711 10000 SH DEFINED 13 10000 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 107 625 SH DEFINED 3 0 0 625 ETFS PLATINUM TR SH BEN INT 26922V101 902 5268 SH DEFINED 5 5268 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 17 100 SH DEFINED 8 100 0 0 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 21 225 SH DEFINED 3 0 0 225 ETFS SILVER TR SILVER SHS 26922X107 3114 90199 SH DEFINED 3 0 0 90199 ETFS GOLD TR SHS 26922Y105 2319 15571 SH DEFINED 3 0 0 15571 ETFS GOLD TR SHS 26922Y105 60 400 SH DEFINED 5 400 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 544 7201 SH DEFINED 3 0 0 7201 ETFS PALLADIUM TR SH BEN INT 26923A106 542 7180 SH DEFINED 8 7180 0 0 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 45 777 SH DEFINED 15 777 0 0 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 407 7035 SH DEFINED 3 0 0 7035 E TRADE FINANCIAL CORP COM NEW 269246401 6 434 SH DEFINED 434 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 966 70000 SH DEFINED 1 70000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 30 2200 SH DEFINED 16 2200 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 2239 162270 SH DEFINED 2 162270 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 58 4214 SH DEFINED 3 2996 0 1218

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- E TRADE FINANCIAL CORP COM NEW 269246401 15 1121 SH DEFINED 5 1121 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 168 3158 SH DEFINED 2 3158 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 1421 26631 SH DEFINED 3 0 0 26631 EXCO RESOURCES INC COM 269279402 2 118 SH DEFINED 15 118 0 0 EXCO RESOURCES INC COM 269279402 100 5679 SH DEFINED 2 5679 0 0 EXCO RESOURCES INC COM 269279402 468 26522 SH DEFINED 3 24500 0 2022 EXCO RESOURCES INC COM 269279402 618 35000 CALL DEFINED 3 35000 0 0 EAGLE MATERIALS INC COM 26969P108 51 1845 SH DEFINED 3 1845 0 0 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 22 2000 SH DEFINED 15 2000 0 0 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 190 17177 SH DEFINED 2 17177 0 0 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 11534 1040052 SH DEFINED 3 0 0 1040052 EAGLE ROCK ENERGY PARTNERS L *W EXP 26985R120 26 5145 SH DEFINED 3 0 0 5145 05/15/201 EARTHLINK INC COM 270321102 375 48696 SH DEFINED 2 48696 0 0 EARTHLINK INC COM 270321102 542 70457 SH DEFINED 3 4563 0 65894 EARTHLINK INC FRNT 3.25 270321AA0 19 18000 PRN DEFINED 3 18000 0 0 EAST WEST BANCORP INC COM 27579R104 7 356 SH DEFINED 15 356 0 0 EAST WEST BANCORP INC COM 27579R104 1175 58150 SH DEFINED 2 58150 0 0 EAST WEST BANCORP INC COM 27579R104 25 1260 SH DEFINED 3 0 0 1260 EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 62 2707 SH DEFINED 3 57 0 2650 EASTERN CO COM 276317104 237 14700 SH DEFINED 4 0 0 14700 EASTERN INS HLDGS INC COM 276534104 29 2174 SH DEFINED 3 0 0 2174 EASTGROUP PPTY INC COM 277276101 999 23512 SH DEFINED 2 23512 0 0 EASTGROUP PPTY INC COM 277276101 51 1197 SH DEFINED 3 1122 0 75 EASTMAN CHEM CO COM 277432100 229 2248 SH DEFINED 2248 0 0 EASTMAN CHEM CO COM 277432100 68122 667400 SH DEFINED 1 667400 0 0 EASTMAN CHEM CO COM 277432100 154 1510 SH DEFINED 10 1510 0 0 EASTMAN CHEM CO COM 277432100 255 2500 SH DEFINED 11 2500 0 0 EASTMAN CHEM CO COM 277432100 5101 49980 SH DEFINED 2 49980 0 0 EASTMAN CHEM CO COM 277432100 1589 15571 SH DEFINED 3 794 2564 12213 EASTMAN CHEM CO COM 277432100 13047 127825 SH DEFINED 4 0 26935 100890 EASTMAN CHEM CO COM 277432100 16750 164099 SH DEFINED 5 164099 0 0 EASTMAN CHEM CO COM 277432100 1031 10100 SH DEFINED 7 0 10100 0 EASTMAN CHEM CO COM 277432100 743 7281 SH DEFINED 8 7066 215 0 EASTMAN CHEM CO COM 277432100 91 890 SH DEFINED 9 890 0 0 EASTMAN CHEM CO COM 277432100 6755 66176 SH DEFINED 5;1 66176 0 0 EASTMAN CHEM CO COM 277432100 5 49 SH SOLE 49 0 0 EASTMAN KODAK CO COM 277461109 8 2350 SH DEFINED 2350 0 0 EASTMAN KODAK CO COM 277461109 6 1600 SH DEFINED 14 1600 0 0 EASTMAN KODAK CO COM 277461109 11 3200 SH DEFINED 16 3200 0 0 EASTMAN KODAK CO COM 277461109 66 18328 SH DEFINED 2 18328 0 0 EASTMAN KODAK CO COM 277461109 811 226450 SH DEFINED 3 222499 0 3951 EASTMAN KODAK CO COM 277461109 3658 1021900 CALL DEFINED 3 1021900 0 0 EASTMAN KODAK CO COM 277461109 18 5000 PUT DEFINED 3 5000 0 0 EASTMAN KODAK CO COM 277461109 0 3 SH DEFINED 5 3 0 0 EASTMAN KODAK CO NOTE 7.00 277461BJ7 1372 1568000 PRN DEFINED 3 1568000 0 0 EASTMAN KODAK CO NOTE 7.00 277461BJ7 10066 11500000 PRN DEFINED 6 11500000 0 0 EATON CORP COM 278058102 410 7970 SH DEFINED 7970 0 0 EATON CORP COM 278058102 74983 1457400 SH DEFINED 1 1457400 0 0 EATON CORP COM 278058102 134 2614 SH DEFINED 15 2614 0 0 EATON CORP COM 278058102 7709 149832 SH DEFINED 2 149832 0 0 EATON CORP COM 278058102 2040 39642 SH DEFINED 3 3992 0 35650 EATON CORP COM 278058102 10986 213525 SH DEFINED 4 0 50860 162665 EATON CORP COM 278058102 1517 29487 SH DEFINED 5 29487 0 0 EATON CORP COM 278058102 939 18260 SH DEFINED 7 0 18260 0 EATON CORP COM 278058102 101 1960 SH DEFINED 8 1525 435 0 EATON CORP COM 278058102 22 420 SH DEFINED 9 420 0 0 EATON CORP COM 278058102 7648 148655 SH DEFINED 5;1 148655 0 0 EATON CORP COM 278058102 5 95 SH SOLE 95 0 0 EATON VANCE CORP COM NON VTG 278265103 1702 56303 SH DEFINED 2 56303 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EATON VANCE CORP COM NON VTG 278265103 332 10983 SH DEFINED 3 0 0 10983 EATON VANCE CORP COM NON VTG 278265103 738 24400 SH DEFINED 4 0 4100 20300 EATON VANCE CORP COM NON VTG 278265103 237 7826 SH DEFINED 5 7826 0 0 EATON VANCE CORP COM NON VTG 278265103 84 2779 SH DEFINED 8 2779 0 0 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 4 350 SH DEFINED 3 0 0 350 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 19 1400 SH DEFINED 3 0 0 1400 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 106 8925 SH DEFINED 3 0 0 8925 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 12 1000 SH DEFINED 5 1000 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 38 5322 SH DEFINED 3 0 0 5322 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 233 18378 SH DEFINED 3 0 0 18378 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 172 14209 SH DEFINED 3 0 0 14209 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 19 1510 SH DEFINED 3 0 0 1510 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 289 22844 SH DEFINED 3 0 0 22844 EATON VANCE ENHANCED EQ INC COM 278274105 210 17531 SH DEFINED 3 0 0 17531 EATON VANCE ENH EQTY INC FD COM 278277108 29 2500 SH DEFINED 16 2500 0 0 EATON VANCE ENH EQTY INC FD COM 278277108 118 10000 SH DEFINED 3 0 0 10000 EATON VANCE FLTING RATE INC COM 278279104 62 3850 SH DEFINED 15 3850 0 0 EATON VANCE FLTING RATE INC COM 278279104 1642 101195 SH DEFINED 3 0 0 101195 EATON VANCE MUN BD FD II COM 27827K109 31 2500 SH DEFINED 3 0 0 2500 EATON VANCE MUN BD FD COM 27827X101 102 8316 SH DEFINED 3 0 0 8316 EATON VANCE NEW YORK MUN BD COM 27827Y109 368 28600 SH DEFINED 3 0 0 28600 EATON VANCE CALIF MUN BD FD COM 27828A100 15 1300 SH DEFINED 3 0 0 1300 EATON VANCE CALIF MUN BD FD COM 27828C106 23 2000 SH DEFINED 3 0 0 2000 EATON VANCE TAX ADVT DIV INC COM 27828G107 977 56481 SH DEFINED 3 0 0 56481 EATON VANCE LTD DUR INCOME F COM 27828H105 2154 130803 SH DEFINED 3 0 0 130803 EATON VANCE TX MGD DIV EQ IN COM 27828N102 359 32876 SH DEFINED 3 0 0 32876 EATON VANCE SR FLTNG RTE TR COM 27828Q105 289 18042 SH DEFINED 3 0 0 18042 EATON VANCE N J MUN BD FD COM 27828R103 169 11700 SH DEFINED 3 0 0 11700 EATON VANCE TX ADV GLBL DIV COM 27828S101 1026 67078 SH DEFINED 3 0 0 67078 EATON VANCE N Y MUN BD FD II COM 27828T109 341 25000 SH DEFINED 3 0 0 25000 EATON VANCE TX ADV GLB DIV O COM 27828U106 948 43698 SH DEFINED 3 0 0 43698 EATON VANCE SH TM DR DIVR IN COM 27828V104 1127 64808 SH DEFINED 3 0 0 64808 EATON VANCE PA MUN BD FD COM 27828W102 321 25143 SH DEFINED 3 0 0 25143 EATON VANCE TAX MNGED BUY WR COM 27828X100 83 6015 SH DEFINED 3 0 0 6015 EATON VANCE TX MNG BY WRT OP COM 27828Y108 176 13852 SH DEFINED 3 0 0 13852 EATON VANCE TXMGD GL BUYWR O COM 27829C105 30 2500 SH DEFINED 15 2500 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 320 26383 SH DEFINED 3 0 0 26383 EATON VANCE TAX MNG GBL DV E COM 27829F108 29 2790 SH DEFINED 15 2790 0 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 52 5000 SH DEFINED 16 5000 0 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 999 95404 SH DEFINED 3 0 0 95404 EATON VANCE RISK MNGD DIV EQ COM 27829G106 609 48235 SH DEFINED 3 0 0 48235 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 1155 59598 SH DEFINED 3 0 0 59598 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 66 3400 SH DEFINED 5 3400 0 0 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 124 7100 SH DEFINED 3 0 0 7100 EBAY INC COM 278642103 9899 306743 SH DEFINED 3 52983 0 253760 EBAY INC COM 278642103 6051 187500 CALL DEFINED 3 187500 0 0 EBAY INC COM 278642103 16477 510600 PUT DEFINED 3 510600 0 0 EBAY INC COM 278642103 12359 382990 SH DEFINED 4 0 37540 345450 EBAY INC COM 278642103 785 24323 SH DEFINED 5 24323 0 0 EBAY INC COM 278642103 4400 136355 SH DEFINED 7 0 136355 0 EBAY INC COM 278642103 267 8285 SH DEFINED 8 420 7865 0 EBAY INC COM 278642103 110 3398 SH DEFINED 3398 0 0 EBAY INC COM 278642103 81 2500 SH DEFINED 13 2500 0 0 EBAY INC COM 278642103 323 10000 SH DEFINED 14 10000 0 0 EBAY INC COM 278642103 48 1477 SH DEFINED 15 1477 0 0 EBAY INC COM 278642103 1829 56680 SH DEFINED 16 56680 0 0 EBAY INC COM 278642103 28331 877921 SH DEFINED 2 877921 0 0 EBIX INC COM NEW 278715206 115 6018 SH DEFINED 2 6018 0 0 EBIX INC COM NEW 278715206 34 1761 SH DEFINED 3 1261 0 500 ECHELON CORP COM 27874N105 2 215 SH DEFINED 15 215 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ECHELON CORP COM 27874N105 17 1856 SH DEFINED 3 1456 0 400 ECHELON CORP COM 27874N105 8 833 SH DEFINED 5 833 0 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 1 52 SH DEFINED 15 52 0 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 283 15967 SH DEFINED 3 467 0 15500 ECHOSTAR CORP CL A 278768106 14 374 SH DEFINED 3 0 0 374 ECOLAB INC COM 278865100 11 200 SH DEFINED 200 0 0 ECOLAB INC COM 278865100 115 2035 SH DEFINED 10 2035 0 0 ECOLAB INC COM 278865100 20 353 SH DEFINED 11 353 0 0 ECOLAB INC COM 278865100 37 660 SH DEFINED 12 0 0 660 ECOLAB INC COM 278865100 7 119 SH DEFINED 15 119 0 0 ECOLAB INC COM 278865100 20 359 SH DEFINED 16 359 0 0 ECOLAB INC COM 278865100 4918 87231 SH DEFINED 2 87231 0 0 ECOLAB INC COM 278865100 3409 60471 SH DEFINED 3 10336 0 50135 ECOLAB INC COM 278865100 584 10359 SH DEFINED 5 10359 0 0 ECOLAB INC COM 278865100 241 4280 SH DEFINED 7 0 4280 0 ECOLAB INC COM 278865100 67 1185 SH DEFINED 8 1000 185 0 ECOLAB INC COM 278865100 909 16125 SH SOLE 16125 0 0 ECOLOGY & ENVIRONMENT INC CL A 278878103 72 4215 SH DEFINED 3 0 0 4215 ECOLOGY & ENVIRONMENT INC CL A 278878103 169 9880 SH DEFINED 4 0 0 9880 ECOPETROL S A SPONSORED ADS 279158109 14 316 SH DEFINED 2 316 0 0 ECOPETROL S A SPONSORED ADS 279158109 218 4956 SH DEFINED 3 0 0 4956 ECOPETROL S A SPONSORED ADS 279158109 15 350 SH DEFINED 5 350 0 0 ECOTALITY INC COM NEW 27922Y202 3 1000 SH DEFINED 5 1000 0 0 EDELMAN FINL GROUP INC COM 27943Q105 7 840 SH DEFINED 3 840 0 0 EDELMAN FINL GROUP INC COM 27943Q105 292 37000 SH DEFINED 4 0 0 37000 EDGAR ONLINE INC COM 279765101 1 1000 SH DEFINED 1000 0 0 EDGEWATER TECHNOLOGY INC COM 280358102 81 30000 SH DEFINED 4 0 0 30000 EDISON INTL COM 281020107 19530 504000 SH DEFINED 1 504000 0 0 EDISON INTL COM 281020107 16 415 SH DEFINED 15 415 0 0 EDISON INTL COM 281020107 5657 145986 SH DEFINED 2 145986 0 0 EDISON INTL COM 281020107 1315 33932 SH DEFINED 3 3806 0 30126 EDISON INTL COM 281020107 1546 39900 SH DEFINED 4 0 4900 35000 EDISON INTL COM 281020107 4202 108444 SH DEFINED 5 108444 0 0 EDISON INTL COM 281020107 156 4033 SH DEFINED 8 4033 0 0 EDUCATION RLTY TR INC COM 28140H104 29 3396 SH DEFINED 3 2996 0 400 EDUCATION MGMT CORP NEW COM 28140M103 43 1804 SH DEFINED 2 1804 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 13 150 SH DEFINED 1 150 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 5197 59618 SH DEFINED 2 59618 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1300 14913 SH DEFINED 3 1336 0 13577 EDWARDS LIFESCIENCES CORP COM 28176E108 1003 11500 SH DEFINED 4 0 1900 9600 EDWARDS LIFESCIENCES CORP COM 28176E108 411 4715 SH DEFINED 5 4715 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 11 125 SH DEFINED 7 0 125 0 EDWARDS LIFESCIENCES CORP COM 28176E108 43 495 SH DEFINED 9 495 0 0 EHEALTH INC COM 28238P109 3 235 SH DEFINED 15 235 0 0 EHEALTH INC COM 28238P109 13 990 SH DEFINED 3 887 0 103 EINSTEIN NOAH REST GROUP INC COM 28257U104 4 247 SH DEFINED 3 247 0 0 8X8 INC NEW COM 282914100 35 7210 SH DEFINED 3 2576 0 4634 EL PASO CORP COM 28336L109 3 147 SH DEFINED 147 0 0 EL PASO CORP COM 28336L109 51735 2561130 SH DEFINED 1 2561130 0 0 EL PASO CORP COM 28336L109 32 1590 SH DEFINED 15 1590 0 0 EL PASO CORP COM 28336L109 8455 418556 SH DEFINED 2 418556 0 0 EL PASO CORP COM 28336L109 14982 741686 SH DEFINED 3 381966 0 359720 EL PASO CORP COM 28336L109 21412 1060000 CALL DEFINED 3 1060000 0 0 EL PASO CORP COM 28336L109 6383 316000 PUT DEFINED 3 316000 0 0 EL PASO CORP COM 28336L109 2612 129311 SH DEFINED 5 129311 0 0 EL PASO CORP COM 28336L109 226 11200 SH DEFINED 8 11200 0 0 EL PASO ELEC CO COM NEW 283677854 0 15 SH DEFINED 15 15 0 0 EL PASO ELEC CO COM NEW 283677854 59 1834 SH DEFINED 3 1747 0 87 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 209 4700 PRN DEFINED 3 0 0 4700 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 80 2300 SH DEFINED 15 2300 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 253 7274 SH DEFINED 2 7274 0 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 3182 91555 SH DEFINED 3 0 0 91555 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 50 1440 SH DEFINED 5 1440 0 0 ELAN PLC ADR 284131208 4 312 SH DEFINED 312 0 0 ELAN PLC ADR 284131208 27 2390 SH DEFINED 16 2390 0 0 ELAN PLC ADR 284131208 4148 364776 SH DEFINED 3 0 0 364776 ELDORADO GOLD CORP NEW COM 284902103 244 16580 SH DEFINED 16580 0 0 ELDORADO GOLD CORP NEW COM 284902103 191040 12960628 SH DEFINED 1 12960628 0 0 ELDORADO GOLD CORP NEW COM 284902103 189 12840 SH DEFINED 2 12840 0 0 ELDORADO GOLD CORP NEW COM 284902103 1209 82014 SH DEFINED 3 56270 0 25744 ELDORADO GOLD CORP NEW COM 284902103 40781 2766714 SH DEFINED 5 2766714 0 0 ELDORADO GOLD CORP NEW COM 284902103 3712 251800 CALL DEFINED 5 251800 0 0 ELDORADO GOLD CORP NEW COM 284902103 25 1700 PUT DEFINED 5 1700 0 0 ELDORADO GOLD CORP NEW COM 284902103 2308 156580 SH DEFINED 7 0 156580 0 ELDORADO GOLD CORP NEW COM 284902103 1473 99931 SH DEFINED 8 95026 4905 0 ELDORADO GOLD CORP NEW COM 284902103 353 23980 SH DEFINED 9 23980 0 0 ELDORADO GOLD CORP NEW COM 284902103 21617 1466533 SH DEFINED 5;1 1466533 0 0 ELDORADO GOLD CORP NEW COM 284902103 42027 2851200 SH SOLE 2851200 0 0 ELECTRO RENT CORP COM 285218103 13 779 SH DEFINED 3 779 0 0 ELECTRO RENT CORP COM 285218103 788 46000 SH DEFINED 4 0 0 46000 ELECTRO SCIENTIFIC INDS COM 285229100 122 6337 SH DEFINED 3 937 0 5400 ELECTRO SCIENTIFIC INDS COM 285229100 637 33000 SH DEFINED 4 0 0 33000 ELECTRONIC ARTS INC COM 285512109 165 7000 SH DEFINED 7000 0 0 ELECTRONIC ARTS INC COM 285512109 304 12900 SH DEFINED 1 12900 0 0 ELECTRONIC ARTS INC COM 285512109 4 152 SH DEFINED 15 152 0 0 ELECTRONIC ARTS INC COM 285512109 6336 268475 SH DEFINED 2 268475 0 0 ELECTRONIC ARTS INC COM 285512109 4902 207702 SH DEFINED 3 173421 0 34281 ELECTRONIC ARTS INC COM 285512109 5697 241400 PUT DEFINED 3 241400 0 0 ELECTRONIC ARTS INC COM 285512109 1 35 SH DEFINED 5 35 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 268 15592 SH DEFINED 2 15592 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 33 1936 SH DEFINED 3 1936 0 0 ELIZABETH ARDEN INC COM 28660G106 3535 121768 SH DEFINED 121768 0 0 ELIZABETH ARDEN INC COM 28660G106 32 1112 SH DEFINED 3 1014 0 98 ELIZABETH ARDEN INC COM 28660G106 871 30000 SH DEFINED 4 0 0 30000 ELLIE MAE INC COM 28849P100 18 3174 SH DEFINED 3 3174 0 0 ELLINGTON FINANCIAL LLC COM 288522303 246 11700 SH DEFINED 3 0 0 11700 ELLIS PERRY INTL INC COM 288853104 756 29928 SH DEFINED 2 29928 0 0 ELLIS PERRY INTL INC COM 288853104 45 1799 SH DEFINED 3 538 0 1261 ELLIS PERRY INTL INC COM 288853104 514 20350 SH DEFINED 4 0 0 20350 ELLSWORTH FUND LTD COM 289074106 73 9700 SH DEFINED 3 0 0 9700 ELSTER GROUP SE SPONSORED ADR 290348101 3 200 SH DEFINED 3 0 0 200 EMAGIN CORP COM NEW 29076N206 4 720 SH DEFINED 3 720 0 0 EMBRAER S A SP ADR REP 4 29082A107 1 35 SH DEFINED 35 0 0 COM EMBRAER S A SP ADR REP 4 29082A107 26 837 SH DEFINED 15 837 0 0 COM EMBRAER S A SP ADR REP 4 29082A107 1008 32739 SH DEFINED 2 32739 0 0 COM EMBRAER S A SP ADR REP 4 29082A107 2349 76313 SH DEFINED 3 45943 0 30370 COM EMBRAER S A SP ADR REP 4 29082A107 12 395 SH DEFINED 5 395 0 0 COM EMCORE CORP COM 290846104 10 3664 SH DEFINED 3 3664 0 0 EMCOR GROUP INC COM 29084Q100 0 15 SH DEFINED 15 15 0 0 EMCOR GROUP INC COM 29084Q100 304 10360 SH DEFINED 2 10360 0 0 EMCOR GROUP INC COM 29084Q100 153 5218 SH DEFINED 3 2773 0 2445 EMCOR GROUP INC COM 29084Q100 29 980 SH DEFINED 5 980 0 0 EMDEON INC CL A 29084T104 343 26122 SH DEFINED 2 26122 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 81 3600 SH DEFINED 3600 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 41 1810 SH DEFINED 3 1010 0 800

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EMERITUS CORP COM 291005106 12 566 SH DEFINED 2 566 0 0 EMERITUS CORP COM 291005106 31 1447 SH DEFINED 3 1267 0 180 EMERSON ELEC CO COM 291011104 28 501 SH DEFINED 501 0 0 EMERSON ELEC CO COM 291011104 13524 240430 SH DEFINED 1 240430 0 0 EMERSON ELEC CO COM 291011104 154 2740 SH DEFINED 10 2740 0 0 EMERSON ELEC CO COM 291011104 26 469 SH DEFINED 11 469 0 0 EMERSON ELEC CO COM 291011104 716 12725 SH DEFINED 12 0 0 12725 EMERSON ELEC CO COM 291011104 418 7432 SH DEFINED 15 7432 0 0 EMERSON ELEC CO COM 291011104 117 2080 SH DEFINED 16 2020 60 0 EMERSON ELEC CO COM 291011104 18903 336054 SH DEFINED 2 336054 0 0 EMERSON ELEC CO COM 291011104 25455 452541 SH DEFINED 3 8868 66646 377027 EMERSON ELEC CO COM 291011104 4624 82200 CALL DEFINED 3 82200 0 0 EMERSON ELEC CO COM 291011104 4741 84279 SH DEFINED 5 84279 0 0 EMERSON ELEC CO COM 291011104 3469 61671 SH DEFINED 7 0 61671 0 EMERSON ELEC CO COM 291011104 663 11778 SH DEFINED 8 8840 2938 0 EMERSON ELEC CO COM 291011104 1189 21145 SH SOLE 21145 0 0 EMPIRE DIST ELEC CO COM 291641108 1274 66148 SH DEFINED 2 66148 0 0 EMPIRE DIST ELEC CO COM 291641108 39 2003 SH DEFINED 3 1733 0 270 EMPIRE DIST ELEC CO COM 291641108 358 18600 SH DEFINED 4 0 0 18600 EMPIRE RESORTS INC COM 292052107 2 2000 SH DEFINED 3 0 0 2000 EMPLOYERS HOLDINGS INC COM 292218104 99 5893 SH DEFINED 2 5893 0 0 EMPLOYERS HOLDINGS INC COM 292218104 39 2299 SH DEFINED 3 1599 0 700 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 15 1626 SH DEFINED 3 1626 0 0 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 1 72 SH DEFINED 3 72 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 2883 50490 SH DEFINED 3 50482 0 8 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 2072 36289 SH DEFINED 5 36289 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 7 125 SH DEFINED 8 125 0 0 EMULEX CORP COM NEW 292475209 86 9980 SH DEFINED 2 9980 0 0 EMULEX CORP COM NEW 292475209 40 4610 SH DEFINED 3 3640 0 970 ENCANA CORP COM 292505104 977 31730 SH DEFINED 31730 0 0 ENCANA CORP COM 292505104 610452 19826302 SH DEFINED 1 19826302 0 0 ENCANA CORP COM 292505104 12932 420000 CALL DEFINED 1 420000 0 0 ENCANA CORP COM 292505104 93 3034 SH DEFINED 11 3034 0 0 ENCANA CORP COM 292505104 246 8000 SH DEFINED 12 0 0 8000 ENCANA CORP COM 292505104 17 557 SH DEFINED 13 557 0 0 ENCANA CORP COM 292505104 62 2000 SH DEFINED 14 2000 0 0 ENCANA CORP COM 292505104 12 384 SH DEFINED 15 384 0 0 ENCANA CORP COM 292505104 14 455 SH DEFINED 16 0 455 0 ENCANA CORP COM 292505104 788 25589 SH DEFINED 2 25589 0 0 ENCANA CORP COM 292505104 5880 190959 SH DEFINED 3 62025 0 128934 ENCANA CORP COM 292505104 2229 72400 CALL DEFINED 3 72400 0 0 ENCANA CORP COM 292505104 7023 228100 PUT DEFINED 3 228100 0 0 ENCANA CORP COM 292505104 145403 4722398 SH DEFINED 5 4722398 0 0 ENCANA CORP COM 292505104 4785 155400 CALL DEFINED 5 155400 0 0 ENCANA CORP COM 292505104 3079 100000 PUT DEFINED 5 100000 0 0 ENCANA CORP COM 292505104 19468 632269 SH DEFINED 7 0 632269 0 ENCANA CORP COM 292505104 8328 270482 SH DEFINED 8 165450 105032 0 ENCANA CORP COM 292505104 1318 42791 SH DEFINED 9 42791 0 0 ENCANA CORP COM 292505104 38458 1249048 SH DEFINED 5;1 1249048 0 0 ENCANA CORP COM 292505104 215201 6989156 SH SOLE 6989156 0 0 ENCANA CORP COM 292505104 2771 90000 CALL SOLE 90000 0 0 ENCANA CORP COM 292505104 12316 400000 PUT SOLE 400000 0 0 ENBRIDGE INC COM 29250N105 1329 40940 SH DEFINED 40940 0 0 ENBRIDGE INC COM 29250N105 931538 28698036 SH DEFINED 1 28698036 0 0 ENBRIDGE INC COM 29250N105 78 2400 SH DEFINED 12 0 0 2400 ENBRIDGE INC COM 29250N105 7 207 SH DEFINED 15 207 0 0 ENBRIDGE INC COM 29250N105 26 800 SH DEFINED 16 800 0 0 ENBRIDGE INC COM 29250N105 396 12194 SH DEFINED 2 12194 0 0 ENBRIDGE INC COM 29250N105 1078 33221 SH DEFINED 3 0 0 33221 ENBRIDGE INC COM 29250N105 258061 7950114 SH DEFINED 5 7950114 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ENBRIDGE INC COM 29250N105 1035 31900 CALL DEFINED 5 31900 0 0 ENBRIDGE INC COM 29250N105 227 7000 PUT DEFINED 5 7000 0 0 ENBRIDGE INC COM 29250N105 49869 1536330 SH DEFINED 7 0 1536330 0 ENBRIDGE INC COM 29250N105 9703 298926 SH DEFINED 8 197016 101910 0 ENBRIDGE INC COM 29250N105 3051 93988 SH DEFINED 9 93988 0 0 ENBRIDGE INC COM 29250N105 1562 48126 SH DEFINED 5;1 48126 0 0 ENBRIDGE INC COM 29250N105 1071733 33017028 SH SOLE 33017028 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 58 1918 SH DEFINED 1918 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 60 2000 SH DEFINED 16 2000 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 517 17184 SH DEFINED 2 17184 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1756 58384 SH DEFINED 3 0 0 58384 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1633 54302 SH DEFINED 5 54302 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 52 1740 SH DEFINED 8 1740 0 0 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 29250X103 100 3249 SH DEFINED 3249 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 483 15615 SH DEFINED 2 15615 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 100 3242 SH DEFINED 3 0 0 3242 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 624 20191 SH DEFINED 4 0 0 20191 ENCORE CAP GROUP INC COM 292554102 114 3708 SH DEFINED 2 3708 0 0 ENCORE CAP GROUP INC COM 292554102 21 669 SH DEFINED 3 669 0 0 ENCORE BANCSHARES INC COM 29255V201 4 350 SH DEFINED 3 350 0 0 ENCORE WIRE CORP COM 292562105 74 3060 SH DEFINED 2 3060 0 0 ENCORE WIRE CORP COM 292562105 21 877 SH DEFINED 3 770 0 107 ENCORE WIRE CORP COM 292562105 557 23000 SH DEFINED 4 0 0 23000 ENCORE WIRE CORP COM 292562105 166 6865 SH DEFINED 5 6865 0 0 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 635 29803 SH DEFINED 2 29803 0 0 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 2605 122200 SH DEFINED 3 0 0 122200 ENDEAVOUR SILVER CORP COM 29258Y103 11 1366 SH DEFINED 2 1366 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 63 7500 SH DEFINED 3 0 0 7500 ENDEAVOUR SILVER CORP COM 29258Y103 89 10556 SH DEFINED 5 10556 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 197 23500 CALL DEFINED 5 23500 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 164 19500 PUT DEFINED 5 19500 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 105 12535 SH DEFINED 8 12535 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2581 64243 SH DEFINED 2 64243 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 3836 95483 SH DEFINED 3 93000 0 2483 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 1316 32770 SH DEFINED 5 32770 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 88 74662 SH DEFINED 2 74662 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 264 223900 SH DEFINED 3 0 0 223900 ENERGY CONVERSION DEVICES IN COM 292659109 146 124100 PUT DEFINED 3 124100 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 1 500 SH DEFINED 5 500 0 0 ENERGY CONVERSION DEVICES IN NOTE 3.00 292659AA7 962 1810000 PRN DEFINED 3 0 0 1810000 ENERGEN CORP COM 29265N108 51 896 SH DEFINED 15 896 0 0 ENERGEN CORP COM 29265N108 2757 48790 SH DEFINED 2 48790 0 0 ENERGEN CORP COM 29265N108 75 1325 SH DEFINED 3 0 0 1325 ENERGEN CORP COM 29265N108 4192 74190 SH DEFINED 4 0 27900 46290 ENERGEN CORP COM 29265N108 2 35 SH DEFINED 5 35 0 0 ENERGIZER HLDGS INC COM 29266R108 2313 31972 SH DEFINED 2 31972 0 0 ENERGIZER HLDGS INC COM 29266R108 116 1597 SH DEFINED 3 0 0 1597 ENERGIZER HLDGS INC COM 29266R108 22 305 SH DEFINED 5 305 0 0 ENDOLOGIX INC COM 29266S106 19 2029 SH DEFINED 3 2029 0 0 ENER1 INC COM NEW 29267A203 14 12800 SH DEFINED 2 12800 0 0 ENER1 INC COM NEW 29267A203 4 4032 SH DEFINED 3 3032 0 1000 ENER1 INC COM NEW 29267A203 2 1428 SH DEFINED 5 1428 0 0 ENERGY INCOME & GROWTH FD COM 292697109 494 16972 SH DEFINED 3 0 0 16972 ENDOCYTE INC COM 29269A102 42 2947 SH DEFINED 3 597 0 2350 ENERGY RECOVERY INC COM 29270J100 0 42 SH DEFINED 2 42 0 0 ENERGY RECOVERY INC COM 29270J100 34 10298 SH DEFINED 3 1898 0 8400 ENERGY PARTNERS LTD COM NEW 29270U303 10 706 SH DEFINED 2 706 0 0 ENERGY SVCS OF AMERICA CORP COM 29271Q103 884 304773 SH DEFINED 3 300373 0 4400 ENERGY SVCS OF AMERICA CORP *W EXP 29271Q111 8 27000 SH DEFINED 3 5000 0 22000 08/29/201

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ENERGY SVCS OF AMERICA CORP UNIT 29271Q202 7 2000 SH DEFINED 3 0 0 2000 08/29/2011 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 78 1598 SH DEFINED 1598 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 24 500 SH DEFINED 15 500 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 49 1000 SH DEFINED 16 1000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 8715 178332 SH DEFINED 3 0 0 178332 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 163 3332 SH DEFINED 5 3332 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 194 4314 SH DEFINED 15 4314 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 10110 224857 SH DEFINED 3 0 0 224857 ENERSIS S A SPONSORED ADR 29274F104 2437 105498 SH DEFINED 3 105498 0 0 ENERGYSOLUTIONS INC COM 292756202 14 2925 SH DEFINED 14 2925 0 0 ENERGYSOLUTIONS INC COM 292756202 3 546 SH DEFINED 2 546 0 0 ENERGYSOLUTIONS INC COM 292756202 16 3310 SH DEFINED 3 3310 0 0 ENERGYSOLUTIONS INC COM 292756202 22 4450 SH DEFINED 7 0 4450 0 ENERSYS COM 29275Y102 5 152 SH DEFINED 15 152 0 0 ENERSYS COM 29275Y102 77 2226 SH DEFINED 2 2226 0 0 ENERSYS COM 29275Y102 106 3075 SH DEFINED 3 2083 0 992 ENERSYS COM 29275Y102 19 563 SH DEFINED 5 563 0 0 ENERNOC INC COM 292764107 1 61 SH DEFINED 15 61 0 0 ENERNOC INC COM 292764107 5 334 SH DEFINED 2 334 0 0 ENERNOC INC COM 292764107 25 1570 SH DEFINED 3 0 0 1570 ENERNOC INC COM 292764107 161 10255 SH DEFINED 5 10255 0 0 ENERPLUS CORP COM 292766102 2 70 SH DEFINED 70 0 0 ENERPLUS CORP COM 292766102 57 1796 SH DEFINED 1 1796 0 0 ENERPLUS CORP COM 292766102 63 2000 SH DEFINED 15 2000 0 0 ENERPLUS CORP COM 292766102 2428 76822 SH DEFINED 3 0 0 76822 ENERPLUS CORP COM 292766102 5886 186259 SH DEFINED 5 186259 0 0 ENERPLUS CORP COM 292766102 709 22446 SH DEFINED 7 0 22446 0 ENERPLUS CORP COM 292766102 104 3296 SH DEFINED 8 3296 0 0 ENERPLUS CORP COM 292766102 79 2500 SH DEFINED 9 2500 0 0 ENERPLUS CORP COM 292766102 79558 2517668 SH SOLE 2517668 0 0 ENGLOBAL CORP COM 293306106 1 435 SH DEFINED 3 0 0 435 ENNIS INC COM 293389102 17 1000 SH DEFINED 14 1000 0 0 ENNIS INC COM 293389102 114 6562 SH DEFINED 2 6562 0 0 ENNIS INC COM 293389102 19 1080 SH DEFINED 3 1080 0 0 ENNIS INC COM 293389102 2626 150900 SH DEFINED 4 0 31300 119600 ENPRO INDS INC COM 29355X107 137 2841 SH DEFINED 3 857 0 1984 ENPRO INDS INC COM 29355X107 721 15000 SH DEFINED 4 0 0 15000 ENSIGN GROUP INC COM 29358P101 3 85 SH DEFINED 85 0 0 ENSIGN GROUP INC COM 29358P101 12 381 SH DEFINED 2 381 0 0 ENSIGN GROUP INC COM 29358P101 43 1410 SH DEFINED 3 676 0 734 ENSCO PLC SPONSORED ADR 29358Q109 4 67 SH DEFINED 15 67 0 0 ENSCO PLC SPONSORED ADR 29358Q109 919 17250 SH DEFINED 2 17250 0 0 ENSCO PLC SPONSORED ADR 29358Q109 23283 436825 SH DEFINED 3 430000 0 6825 ENSCO PLC SPONSORED ADR 29358Q109 115 2163 SH DEFINED 5 2163 0 0 ENTEGRIS INC COM 29362U104 335 33100 SH DEFINED 1 33100 0 0 ENTEGRIS INC COM 29362U104 61 6072 SH DEFINED 3 5572 0 500 ENTERCOM COMMUNICATIONS CORP CL A 293639100 4 421 SH DEFINED 2 421 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 26 3003 SH DEFINED 3 1003 0 2000 ENTERCOM COMMUNICATIONS CORP CL A 293639100 200 23000 SH DEFINED 4 0 0 23000 ENTERCOM COMMUNICATIONS CORP CL A 293639100 6 655 SH DEFINED 5 655 0 0 ENTERGY CORP NEW COM 29364G103 74 1090 SH DEFINED 1090 0 0 ENTERGY CORP NEW COM 29364G103 38 556 SH DEFINED 15 556 0 0 ENTERGY CORP NEW COM 29364G103 61 900 SH DEFINED 16 900 0 0 ENTERGY CORP NEW COM 29364G103 8013 117350 SH DEFINED 2 117350 0 0 ENTERGY CORP NEW COM 29364G103 811 11881 SH DEFINED 3 2087 0 9794 ENTERGY CORP NEW COM 29364G103 8224 120450 SH DEFINED 4 0 11875 108575 ENTERGY CORP NEW COM 29364G103 18 268 SH DEFINED 5 268 0 0 ENTERPRISE BANCORP INC MASS COM 293668109 74 4940 SH DEFINED 3 4540 0 400 ENTERPRISE FINL SVCS CORP COM 293712105 45 3332 SH DEFINED 3 660 0 2672

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ENTERPRISE PRODS PARTNERS L COM 293792107 293 6782 SH DEFINED 6782 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 108 2497 SH DEFINED 15 2497 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 42363 980405 SH DEFINED 3 175000 0 805405 ENTERPRISE PRODS PARTNERS L COM 293792107 165 3815 SH DEFINED 5 3815 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1 29 SH DEFINED 8 29 0 0 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 244 5235 SH DEFINED 3 1935 0 3300 ENTERTAINMENT PPTYS TR CONV PFD 9% 29380T600 32 1100 PRN DEFINED 3 0 0 1100 SR E ENTREMED INC COM NEW 29382F202 0 145 SH DEFINED 3 0 0 145 ENTRAVISION COMMUNICATIONS C CL A 29382R107 4 2085 SH DEFINED 3 2085 0 0 ENTREE GOLD INC COM 29383G100 5942 2776803 SH DEFINED 5 2776803 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 1 145 SH DEFINED 145 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 359 40388 SH DEFINED 3 3554 0 36834 ENTROPIC COMMUNICATIONS INC COM 29384R105 8 945 SH DEFINED 5 945 0 0 ENZON PHARMACEUTICALS INC COM 293904108 30 3000 SH DEFINED 16 3000 0 0 ENZON PHARMACEUTICALS INC COM 293904108 574 57109 SH DEFINED 2 57109 0 0 ENZON PHARMACEUTICALS INC COM 293904108 37 3718 SH DEFINED 3 1718 0 2000 EQUAL ENERGY LTD COM 29390Q109 4 666 SH DEFINED 3 0 0 666 EQUAL ENERGY LTD COM 29390Q109 27 4033 SH DEFINED 5 4033 0 0 ENVESTNET INC COM 29404K106 12 794 SH DEFINED 3 794 0 0 ENZO BIOCHEM INC COM 294100102 7 1587 SH DEFINED 3 1587 0 0 EPICEPT CORP COM NEW 294264304 0 45 SH DEFINED 45 0 0 EPLUS INC COM 294268107 4 160 SH DEFINED 3 160 0 0 EPLUS INC COM 294268107 857 32400 SH DEFINED 4 0 0 32400 EPOCH HOLDING CORP COM 29428R103 11 612 SH DEFINED 3 612 0 0 EPOCRATES INC COM 29429D103 5 261 SH DEFINED 3 261 0 0 EQUIFAX INC COM 294429105 3719 107112 SH DEFINED 2 107112 0 0 EQUIFAX INC COM 294429105 120 3450 SH DEFINED 3 1482 0 1968 EQUIFAX INC COM 294429105 14 400 SH DEFINED 5 400 0 0 EQUINIX INC COM NEW 29444U502 152 1500 SH DEFINED 1 1500 0 0 EQUINIX INC COM NEW 29444U502 3 26 SH DEFINED 15 26 0 0 EQUINIX INC COM NEW 29444U502 1899 18798 SH DEFINED 2 18798 0 0 EQUINIX INC COM NEW 29444U502 114 1132 SH DEFINED 3 0 0 1132 EQUINIX INC NOTE 2.50 29444UAF3 1 1000 PRN DEFINED 3 1000 0 0 EQUINIX INC NOTE 2.50 29444UAF3 6841 6500000 PRN DEFINED 6 6500000 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 2 27 SH DEFINED 15 27 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 66 1056 SH DEFINED 3 1056 0 0 EQUITY ONE COM 294752100 908 48715 SH DEFINED 2 48715 0 0 EQUITY ONE COM 294752100 74 3974 SH DEFINED 3 2225 0 1749 EQUUS TOTAL RETURN INC COM 294766100 9 3800 SH DEFINED 3 0 0 3800 EQUITY RESIDENTIAL SH BEN INT 29476L107 108 1795 SH DEFINED 1795 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 7008 116802 SH DEFINED 2 116802 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 4301 71676 SH DEFINED 3 61656 0 10020 EQUITY RESIDENTIAL SH BEN INT 29476L107 7200 120000 PUT DEFINED 3 120000 0 0 ERESEARCHTECHNOLOGY INC COM 29481V108 13 2035 SH DEFINED 3 2035 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 17 1200 SH DEFINED 1200 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 626 43500 SH DEFINED 1 43500 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 199 13861 SH DEFINED 15 13861 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 1558 108315 SH DEFINED 2 108315 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 62 4290 SH DEFINED 3 467 0 3823 ERICSSON L M TEL CO ADR B SEK 10 294821608 293 20365 SH DEFINED 5 20365 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 3 200 SH DEFINED 7 0 200 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 291 20245 SH DEFINED 8 20245 0 0 ERIE INDTY CO CL A 29530P102 26 369 SH DEFINED 2 369 0 0 ERIE INDTY CO CL A 29530P102 44 625 SH DEFINED 3 0 0 625 ESCO TECHNOLOGIES INC COM 296315104 2 48 SH DEFINED 15 48 0 0 ESCO TECHNOLOGIES INC COM 296315104 42 1129 SH DEFINED 3 1104 0 25 ESPEY MFG & ELECTRS CORP COM 296650104 765 31000 SH DEFINED 4 0 0 31000 ESSA BANCORP INC COM 29667D104 6 470 SH DEFINED 3 470 0 0 ESSEX PPTY TR INC COM 297178105 6 45 SH DEFINED 45 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ESSEX PPTY TR INC COM 297178105 280 2067 SH DEFINED 2 2067 0 0 ESSEX PPTY TR INC COM 297178105 114 842 SH DEFINED 3 0 0 842 ESSEX RENT CORP COM 297187106 5 710 SH DEFINED 3 710 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 2 28 SH DEFINED 15 28 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 599 7842 SH DEFINED 2 7842 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 1008 13194 SH DEFINED 3 1264 0 11930 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 1 8 SH DEFINED 15 8 0 0 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 188 2493 SH DEFINED 2 2493 0 0 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 277 3677 SH DEFINED 3 3602 0 75 ETHAN ALLEN INTERIORS INC COM 297602104 327 15362 SH DEFINED 2 15362 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 33 1551 SH DEFINED 3 1001 0 550 EURONET WORLDWIDE INC COM 298736109 762 49462 SH DEFINED 2 49462 0 0 EURONET WORLDWIDE INC COM 298736109 35 2254 SH DEFINED 3 2124 0 130 EUROPEAN EQUITY FUND COM 298768102 147 17675 SH DEFINED 3 0 0 17675 EVANS BANCORP INC COM NEW 29911Q208 4 300 SH DEFINED 3 0 0 300 EVERCORE PARTNERS INC CLASS A 29977A105 641 19242 SH DEFINED 2 19242 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 3113 93413 SH DEFINED 3 816 0 92597 EVERCORE PARTNERS INC CLASS A 29977A105 315 9440 SH DEFINED 5 9440 0 0 EVERGREEN ENERGY INC NEW COM NEW 30024B203 2 1250 SH DEFINED 3 1250 0 0 EVERGREEN SOLAR INC COM NEW 30033R306 1 1794 SH DEFINED 3 0 0 1794 EVERGREEN SOLAR INC COM NEW 30033R306 57 100000 CALL DEFINED 3 100000 0 0 EVERGREEN SOLAR INC COM NEW 30033R306 0 16 SH DEFINED 5 16 0 0 EXACT SCIENCES CORP COM 30063P105 17 2000 SH DEFINED 2000 0 0 EXACT SCIENCES CORP COM 30063P105 501 58300 SH DEFINED 1 58300 0 0 EXACT SCIENCES CORP COM 30063P105 65 7616 SH DEFINED 3 2166 0 5450 EXAR CORP COM 300645108 10 1518 SH DEFINED 3 1518 0 0 EXACTECH INC COM 30064E109 6 353 SH DEFINED 3 353 0 0 EXACTECH INC COM 30064E109 3094 171800 SH DEFINED 4 0 73900 97900 EXAMWORKS GROUP INC COM 30066A105 28 1122 SH DEFINED 3 1122 0 0 EXCEL TR INC COM 30068C109 8 688 SH DEFINED 3 688 0 0 EXELON CORP COM 30161N101 402 9378 SH DEFINED 14 9378 0 0 EXELON CORP COM 30161N101 355 8283 SH DEFINED 15 8283 0 0 EXELON CORP COM 30161N101 125 2910 SH DEFINED 16 2800 110 0 EXELON CORP COM 30161N101 12173 284161 SH DEFINED 2 284161 0 0 EXELON CORP COM 30161N101 28233 659036 SH DEFINED 3 382073 0 276963 EXELON CORP COM 30161N101 12218 285200 CALL DEFINED 3 285200 0 0 EXELON CORP COM 30161N101 510 11903 SH DEFINED 5 11903 0 0 EXELON CORP COM 30161N101 90 2100 SH DEFINED 7 0 2100 0 EXELON CORP COM 30161N101 57 1325 SH DEFINED 8 1325 0 0 EXELIXIS INC COM 30161Q104 48 5302 SH DEFINED 3 5302 0 0 EXETER RES CORP COM 301835104 25 6000 SH DEFINED 14 6000 0 0 EXETER RES CORP COM 301835104 4 900 SH DEFINED 3 0 0 900 EXETER RES CORP COM 301835104 5 1265 SH DEFINED 5 1265 0 0 EXFO INC SUB VTG SHS 302046107 88 11284 SH DEFINED 3 0 0 11284 EXFO INC SUB VTG SHS 302046107 188 24200 SH DEFINED 5 24200 0 0 EXFO INC SUB VTG SHS 302046107 3 350 SH DEFINED 7 0 350 0 EXIDE TECHNOLOGIES COM NEW 302051206 8 1072 SH DEFINED 2 1072 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 217 28429 SH DEFINED 3 3210 0 25219 EXLSERVICE HOLDINGS INC COM 302081104 29 1242 SH DEFINED 2 1242 0 0 EXLSERVICE HOLDINGS INC COM 302081104 15 670 SH DEFINED 3 670 0 0 EXPEDIA INC DEL COM 30212P105 33 1146 SH DEFINED 15 1146 0 0 EXPEDIA INC DEL COM 30212P105 4299 148300 SH DEFINED 2 148300 0 0 EXPEDIA INC DEL COM 30212P105 5522 190469 SH DEFINED 3 0 0 190469 EXPEDIA INC DEL COM 30212P105 3365 116065 SH DEFINED 5 116065 0 0 EXPEDIA INC DEL COM 30212P105 113 3885 SH DEFINED 8 3885 0 0 EXPEDITORS INTL WASH INC COM 302130109 59 1149 SH DEFINED 15 1149 0 0 EXPEDITORS INTL WASH INC COM 302130109 8383 163756 SH DEFINED 2 163756 0 0 EXPEDITORS INTL WASH INC COM 302130109 1692 33063 SH DEFINED 3 18260 0 14803 EXPEDITORS INTL WASH INC COM 302130109 879 17180 SH DEFINED 4 0 3000 14180 EXPEDITORS INTL WASH INC COM 302130109 0 4 SH DEFINED 5 4 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EXPONENT INC COM 30214U102 4 83 SH DEFINED 15 83 0 0 EXPONENT INC COM 30214U102 29 676 SH DEFINED 3 581 0 95 EXPRESS SCRIPTS INC COM 302182100 142 2622 SH DEFINED 2622 0 0 EXPRESS SCRIPTS INC COM 302182100 74454 1379295 SH DEFINED 1 1379295 0 0 EXPRESS SCRIPTS INC COM 302182100 298 5520 SH DEFINED 10 5520 0 0 EXPRESS SCRIPTS INC COM 302182100 351 6500 SH DEFINED 11 6500 0 0 EXPRESS SCRIPTS INC COM 302182100 155 2869 SH DEFINED 15 2869 0 0 EXPRESS SCRIPTS INC COM 302182100 19 360 SH DEFINED 16 360 0 0 EXPRESS SCRIPTS INC COM 302182100 24089 446253 SH DEFINED 2 446253 0 0 EXPRESS SCRIPTS INC COM 302182100 13804 255730 SH DEFINED 3 121556 0 134174 EXPRESS SCRIPTS INC COM 302182100 1445 26777 SH DEFINED 5 26777 0 0 EXPRESS SCRIPTS INC COM 302182100 1795 33260 SH DEFINED 7 0 33260 0 EXPRESS SCRIPTS INC COM 302182100 61 1130 SH DEFINED 8 0 1130 0 EXPRESS SCRIPTS INC COM 302182100 137 2530 SH DEFINED 9 2530 0 0 EXPRESS SCRIPTS INC COM 302182100 12364 229057 SH DEFINED 5;1 229057 0 0 EXPRESS SCRIPTS INC COM 302182100 8 149 SH SOLE 149 0 0 EXPRESS INC COM 30219E103 50 2292 SH DEFINED 3 2292 0 0 EXTERRAN PARTNERS LP COM UNITS 30225N105 208 8100 SH DEFINED 3 0 0 8100 EXTRA SPACE STORAGE INC COM 30225T102 2 83 SH DEFINED 83 0 0 EXTRA SPACE STORAGE INC COM 30225T102 83 3894 SH DEFINED 3 3894 0 0 EXTERRAN HLDGS INC COM 30225X103 2 80 SH DEFINED 15 80 0 0 EXTERRAN HLDGS INC COM 30225X103 740 37338 SH DEFINED 2 37338 0 0 EXTERRAN HLDGS INC COM 30225X103 103 5189 SH DEFINED 3 4989 0 200 EXTERRAN HLDGS INC NOTE 4.25 30225XAA1 17477 15500000 PRN DEFINED 3 15500000 0 0 EXTREME NETWORKS INC COM 30226D106 12 3819 SH DEFINED 3 3819 0 0 EXTORRE GOLD MINES LTD COM 30227B109 64 5000 SH DEFINED 5000 0 0 EXTORRE GOLD MINES LTD COM 30227B109 10 750 SH DEFINED 3 0 0 750 EXTORRE GOLD MINES LTD COM 30227B109 1 60 SH DEFINED 5 60 0 0 EXTORRE GOLD MINES LTD COM 30227B109 45 3500 CALL DEFINED 5 3500 0 0 EZCORP INC CL A NON VTG 302301106 35 975 SH DEFINED 16 975 0 0 EZCORP INC CL A NON VTG 302301106 179 5021 SH DEFINED 3 1946 0 3075 EXXON MOBIL CORP COM 30231G102 3862 47451 SH DEFINED 39571 7880 0 EXXON MOBIL CORP COM 30231G102 216376 2658831 SH DEFINED 1 2658831 0 0 EXXON MOBIL CORP COM 30231G102 680 8356 SH DEFINED 10 8356 0 0 EXXON MOBIL CORP COM 30231G102 358 4400 SH DEFINED 11 4400 0 0 EXXON MOBIL CORP COM 30231G102 206 2535 SH DEFINED 12 0 0 2535 EXXON MOBIL CORP COM 30231G102 508 6248 SH DEFINED 13 6248 0 0 EXXON MOBIL CORP COM 30231G102 1756 21580 SH DEFINED 14 21580 0 0 EXXON MOBIL CORP COM 30231G102 7660 94126 SH DEFINED 15 94126 0 0 EXXON MOBIL CORP COM 30231G102 1059 13012 SH DEFINED 16 11927 1085 0 EXXON MOBIL CORP COM 30231G102 217420 2671664 SH DEFINED 2 2671664 0 0 EXXON MOBIL CORP COM 30231G102 87394 1073905 SH DEFINED 3 108200 0 965705 EXXON MOBIL CORP COM 30231G102 58146 714500 CALL DEFINED 3 714500 0 0 EXXON MOBIL CORP COM 30231G102 16512 202900 PUT DEFINED 3 199400 0 3500 EXXON MOBIL CORP COM 30231G102 5593 68721 SH DEFINED 4 0 62734 5987 EXXON MOBIL CORP COM 30231G102 22614 277883 SH DEFINED 5 277883 0 0 EXXON MOBIL CORP COM 30231G102 9793 120338 SH DEFINED 7 0 120338 0 EXXON MOBIL CORP COM 30231G102 3658 44950 SH DEFINED 8 31301 13649 0 EXXON MOBIL CORP COM 30231G102 192 2359 SH DEFINED 9 2359 0 0 EXXON MOBIL CORP COM 30231G102 12423 152659 SH DEFINED 5;1 152659 0 0 EXXON MOBIL CORP COM 30231G102 722 8602 SH SOLE 8602 0 0 FBL FINL GROUP INC CL A 30239F106 22 690 SH DEFINED 3 532 0 158 FEI CO COM 30241L109 1 39 SH DEFINED 39 0 0 FEI CO COM 30241L109 309 8100 SH DEFINED 1 8100 0 0 FEI CO COM 30241L109 137 3580 SH DEFINED 2 3580 0 0 FEI CO COM 30241L109 291 7627 SH DEFINED 3 1605 0 6022 FLIR SYS INC COM 302445101 109 3244 SH DEFINED 3244 0 0 FLIR SYS INC COM 302445101 4 119 SH DEFINED 15 119 0 0 FLIR SYS INC COM 302445101 5112 151659 SH DEFINED 2 151659 0 0 FLIR SYS INC COM 302445101 260 7699 SH DEFINED 3 1152 0 6547

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FLIR SYS INC COM 302445101 39 1162 SH DEFINED 5 1162 0 0 FBR & CO COM 30247C301 7 2096 SH DEFINED 3 2096 0 0 F M C CORP COM NEW 302491303 22 250 SH DEFINED 250 0 0 F M C CORP COM NEW 302491303 108 1250 SH DEFINED 13 1250 0 0 F M C CORP COM NEW 302491303 3 31 SH DEFINED 15 31 0 0 F M C CORP COM NEW 302491303 864 10040 SH DEFINED 16 10000 40 0 F M C CORP COM NEW 302491303 2016 23437 SH DEFINED 2 23437 0 0 F M C CORP COM NEW 302491303 755 8774 SH DEFINED 3 2148 0 6626 F M C CORP COM NEW 302491303 290 3367 SH DEFINED 5 3367 0 0 FMC TECHNOLOGIES INC COM 30249U101 5151 115000 SH DEFINED 1 115000 0 0 FMC TECHNOLOGIES INC COM 30249U101 99 2200 SH DEFINED 13 2200 0 0 FMC TECHNOLOGIES INC COM 30249U101 166 3710 SH DEFINED 15 3710 0 0 FMC TECHNOLOGIES INC COM 30249U101 5017 112010 SH DEFINED 2 112010 0 0 FMC TECHNOLOGIES INC COM 30249U101 419 9355 SH DEFINED 3 4558 0 4797 FMC TECHNOLOGIES INC COM 30249U101 18 400 SH DEFINED 7 0 400 0 F N B UNITED CORP COM 302519103 19 45000 SH DEFINED 4 0 0 45000 FNB CORP PA COM 302520101 2 220 SH DEFINED 220 0 0 FNB CORP PA COM 302520101 111 10765 SH DEFINED 3 5264 0 5501 FNB CORP PA COM 302520101 1 130 SH DEFINED 5 130 0 0 FPIC INS GROUP INC COM 302563101 14 346 SH DEFINED 3 346 0 0 FPIC INS GROUP INC COM 302563101 813 19500 SH DEFINED 4 0 0 19500 FSI INTL INC COM 302633102 4 1605 SH DEFINED 3 1605 0 0 FXCM INC COM CL A 302693106 26 2618 SH DEFINED 3 718 0 1900 FX ENERGY INC COM 302695101 4829 550000 SH DEFINED 1 550000 0 0 FX ENERGY INC COM 302695101 26 3000 SH DEFINED 3 0 0 3000 FTI CONSULTING INC COM 302941109 1 14 SH DEFINED 14 0 0 FTI CONSULTING INC COM 302941109 3 80 SH DEFINED 15 80 0 0 FTI CONSULTING INC COM 302941109 599 15787 SH DEFINED 2 15787 0 0 FTI CONSULTING INC COM 302941109 209 5504 SH DEFINED 3 1744 0 3760 FTI CONSULTING INC NOTE 3.75 302941AB5 8341 6500000 PRN DEFINED 3 6500000 0 0 FACTSET RESH SYS INC COM 303075105 3 28 SH DEFINED 15 28 0 0 FACTSET RESH SYS INC COM 303075105 2097 20498 SH DEFINED 2 20498 0 0 FACTSET RESH SYS INC COM 303075105 16 160 SH DEFINED 3 0 0 160 FACTSET RESH SYS INC COM 303075105 6 60 SH DEFINED 5 60 0 0 FAIR ISAAC CORP COM 303250104 314 10400 SH DEFINED 1 10400 0 0 FAIR ISAAC CORP COM 303250104 201 6651 SH DEFINED 2 6651 0 0 FAIR ISAAC CORP COM 303250104 227 7527 SH DEFINED 3 2852 0 4675 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 113 6751 SH DEFINED 2 6751 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 23 1400 SH DEFINED 3 0 0 1400 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 1735 103830 SH DEFINED 4 0 12850 90980 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 678 40557 SH DEFINED 5 40557 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 80 4803 SH DEFINED 8 4803 0 0 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 377 40894 SH DEFINED 3 40894 0 0 FALCONSTOR SOFTWARE INC COM 306137100 6 1274 SH DEFINED 3 1274 0 0 FALCONSTOR SOFTWARE INC COM 306137100 4 1000 SH DEFINED 5;1 1000 0 0 FAMILY DLR STORES INC COM 307000109 8 154 SH DEFINED 15 154 0 0 FAMILY DLR STORES INC COM 307000109 3452 65683 SH DEFINED 2 65683 0 0 FAMILY DLR STORES INC COM 307000109 370 7038 SH DEFINED 3 0 0 7038 FAMILY DLR STORES INC COM 307000109 9 169 SH DEFINED 5 169 0 0 FARMER BROS CO COM 307675108 3 281 SH DEFINED 3 281 0 0 FARO TECHNOLOGIES INC COM 311642102 2 57 SH DEFINED 15 57 0 0 FARO TECHNOLOGIES INC COM 311642102 30 678 SH DEFINED 3 678 0 0 FASTENAL CO COM 311900104 2519 70000 SH DEFINED 1 70000 0 0 FASTENAL CO COM 311900104 22 600 SH DEFINED 15 600 0 0 FASTENAL CO COM 311900104 6625 184086 SH DEFINED 2 184086 0 0 FASTENAL CO COM 311900104 3905 108514 SH DEFINED 3 3435 0 105079 FASTENAL CO COM 311900104 18963 526899 SH DEFINED 5 526899 0 0 FASTENAL CO COM 311900104 191 5300 SH DEFINED 8 5300 0 0 FEDERAL AGRIC MTG CORP CL C 313148306 255 11508 SH DEFINED 3 408 0 11100 FEDERAL AGRIC MTG CORP CL C 313148306 442 20000 SH DEFINED 4 0 0 20000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FEDERAL MOGUL CORP COM 313549404 179 7819 SH DEFINED 2 7819 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2 22 SH DEFINED 22 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1248 14653 SH DEFINED 2 14653 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 187 2196 SH DEFINED 3 0 0 2196 FEDERAL SIGNAL CORP COM 313855108 318 48476 SH DEFINED 3 48376 0 100 FEDERAL SIGNAL CORP COM 313855108 197 30000 SH DEFINED 4 0 0 30000 FEDERATED INVS INC PA CL B 314211103 4 175 SH DEFINED 15 175 0 0 FEDERATED INVS INC PA CL B 314211103 2325 97536 SH DEFINED 2 97536 0 0 FEDERATED INVS INC PA CL B 314211103 137 5745 SH DEFINED 3 1116 0 4629 FEDERATED INVS INC PA CL B 314211103 493 20700 SH DEFINED 4 0 3600 17100 FEDERATED INVS INC PA CL B 314211103 12 502 SH DEFINED 5 502 0 0 FEDERATED INVS INC PA CL B 314211103 165 6909 SH DEFINED 8 6909 0 0 FEDERATED PREM INTR MUN INC COM 31423M105 538 41450 SH DEFINED 3 0 0 41450 FEDERATED PREM MUN INC FD COM 31423P108 96 7098 SH DEFINED 3 0 0 7098 FEDEX CORP COM 31428X106 31836 335650 SH DEFINED 1 335650 0 0 FEDEX CORP COM 31428X106 24 250 SH DEFINED 12 0 0 250 FEDEX CORP COM 31428X106 248 2616 SH DEFINED 14 2616 0 0 FEDEX CORP COM 31428X106 273 2881 SH DEFINED 15 2881 0 0 FEDEX CORP COM 31428X106 51 540 SH DEFINED 16 490 50 0 FEDEX CORP COM 31428X106 15570 164156 SH DEFINED 2 164156 0 0 FEDEX CORP COM 31428X106 4750 50078 SH DEFINED 3 27575 0 22503 FEDEX CORP COM 31428X106 2371 25000 CALL DEFINED 3 25000 0 0 FEDEX CORP COM 31428X106 10908 115000 PUT DEFINED 3 115000 0 0 FEDEX CORP COM 31428X106 5360 56508 SH DEFINED 5 56508 0 0 FEDEX CORP COM 31428X106 23 240 SH DEFINED 7 0 240 0 FEDEX CORP COM 31428X106 341 3596 SH DEFINED 8 3596 0 0 FELCOR LODGING TR INC COM 31430F101 28 5161 SH DEFINED 2 5161 0 0 FELCOR LODGING TR INC COM 31430F101 321 60163 SH DEFINED 3 5163 0 55000 FELCOR LODGING TR INC COM 31430F101 4 800 SH DEFINED 5 800 0 0 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 13 500 PRN DEFINED 3 0 0 500 FEMALE HEALTH CO COM 314462102 4 766 SH DEFINED 3 766 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 410 18171 SH DEFINED 3 0 0 18171 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 2 100 SH DEFINED 5 100 0 0 FERRO CORP COM 315405100 6 455 SH DEFINED 2 455 0 0 FERRO CORP COM 315405100 675 50244 SH DEFINED 3 3590 0 46654 F5 NETWORKS INC COM 315616102 551 5000 SH DEFINED 1 5000 0 0 F5 NETWORKS INC COM 315616102 70 638 SH DEFINED 15 638 0 0 F5 NETWORKS INC COM 315616102 6788 61568 SH DEFINED 2 61568 0 0 F5 NETWORKS INC COM 315616102 906 8215 SH DEFINED 3 1320 0 6895 F5 NETWORKS INC COM 315616102 8280 75100 CALL DEFINED 3 75100 0 0 F5 NETWORKS INC COM 315616102 1378 12500 SH DEFINED 4 0 2100 10400 F5 NETWORKS INC COM 315616102 3575 32424 SH DEFINED 5 32424 0 0 F5 NETWORKS INC COM 315616102 669 6064 SH DEFINED 7 0 6064 0 F5 NETWORKS INC COM 315616102 7 61 SH DEFINED 8 61 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 2645 200513 SH DEFINED 2 200513 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 2123 160941 SH DEFINED 3 160921 0 20 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 290 21992 SH DEFINED 5 21992 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 1544 14144 SH DEFINED 3 14144 0 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 55 500 SH DEFINED 5 500 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 8 267 SH DEFINED 267 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 854 27739 SH DEFINED 10 27739 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 50 1616 SH DEFINED 11 1616 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 68 2193 SH DEFINED 16 2193 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 4934 160232 SH DEFINED 2 160232 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 444 14423 SH DEFINED 3 3192 0 11231 FIDELITY NATIONAL FINANCIAL CL A 31620R105 10 608 SH DEFINED 608 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 551 35001 SH DEFINED 2 35001 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 21 1321 SH DEFINED 3 0 0 1321 FIDELITY NATIONAL FINANCIAL CL A 31620R105 9 592 SH DEFINED 5 592 0 0 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 3753 175392 SH DEFINED 3 0 0 175392

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FIFTH THIRD BANCORP COM 316773100 7 558 SH DEFINED 558 0 0 FIFTH THIRD BANCORP COM 316773100 22 1705 SH DEFINED 15 1705 0 0 FIFTH THIRD BANCORP COM 316773100 5227 409936 SH DEFINED 2 409936 0 0 FIFTH THIRD BANCORP COM 316773100 904 70908 SH DEFINED 3 10793 0 60115 FIFTH THIRD BANCORP COM 316773100 9372 735050 SH DEFINED 4 0 175810 559240 FIFTH STREET FINANCE CORP COM 31678A103 0 26 SH DEFINED 15 26 0 0 FIFTH STREET FINANCE CORP COM 31678A103 2300 198295 SH DEFINED 3 2765 0 195530 51JOB INC SP ADR REP COM 316827104 84 1492 SH DEFINED 3 0 0 1492 FINANCIAL ENGINES INC COM 317485100 2 64 SH DEFINED 15 64 0 0 FINANCIAL ENGINES INC COM 317485100 72 2780 SH DEFINED 3 1589 0 1191 FINANCIAL INSTNS INC COM 317585404 9 572 SH DEFINED 3 572 0 0 FINISAR CORP COM NEW 31787A507 2391 132619 SH DEFINED 3 3718 0 128901 FINISH LINE INC CL A 317923100 17 814 SH DEFINED 15 814 0 0 FINISH LINE INC CL A 317923100 353 16513 SH DEFINED 2 16513 0 0 FINISH LINE INC CL A 317923100 46 2150 SH DEFINED 3 2150 0 0 FINISH LINE INC CL A 317923100 578 27000 SH DEFINED 4 0 0 27000 FINISH LINE INC CL A 317923100 226 10568 SH DEFINED 5 10568 0 0 FIRST AMERN FINL CORP COM 31847R102 6 390 SH DEFINED 390 0 0 FIRST AMERN FINL CORP COM 31847R102 356 22727 SH DEFINED 2 22727 0 0 FIRST AMERN FINL CORP COM 31847R102 104 6624 SH DEFINED 3 4362 0 2262 FIRST BANCORP INC ME COM 31866P102 195 13099 SH DEFINED 3 364 0 12735 FIRST BANCORP P R COM NEW 318672706 2 563 SH DEFINED 3 0 0 563 FIRST BANCORP N C COM 318910106 9 856 SH DEFINED 3 626 0 230 FIRST BUSEY CORP COM 319383105 17 3197 SH DEFINED 3 3197 0 0 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 99 27975 SH DEFINED 3 0 0 27975 FIRST CASH FINL SVCS INC COM 31942D107 0 11 SH DEFINED 15 11 0 0 FIRST CASH FINL SVCS INC COM 31942D107 83 1968 SH DEFINED 2 1968 0 0 FIRST CASH FINL SVCS INC COM 31942D107 65 1542 SH DEFINED 3 1299 0 243 FIRST CAPITAL BANCORP VA COM 319438107 4 1000 SH DEFINED 3 0 0 1000 FIRST CTZNS BANCSHARES INC N CL A 31946M103 640 3416 SH DEFINED 2 3416 0 0 FIRST COMWLTH FINL CORP PA COM 319829107 60 10501 SH DEFINED 3 4351 0 6150 FIRST CMNTY BANCSHARES INC N COM 31983A103 9 659 SH DEFINED 3 659 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 6 403 SH DEFINED 3 403 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 504 34300 SH DEFINED 4 0 0 34300 FIRST FINL BANCORP OH COM 320209109 1 53 SH DEFINED 15 53 0 0 FIRST FINL BANCORP OH COM 320209109 40 2416 SH DEFINED 3 2416 0 0 FIRST FINL BANKSHARES COM 32020R109 159 4619 SH DEFINED 2 4619 0 0 FIRST FINL BANKSHARES COM 32020R109 2693 78177 SH DEFINED 3 1304 0 76873 FIRST FINL BANKSHARES COM 32020R109 1 34 SH DEFINED 5 34 0 0 FIRST FINL CORP IND COM 320218100 54 1648 SH DEFINED 3 462 0 1186 FIRST FINL CORP IND COM 320218100 360 11000 SH DEFINED 4 0 0 11000 FIRST FINANCIAL NORTHWEST IN COM 32022K102 829 163163 SH DEFINED 3 0 0 163163 FIRST FINL HLDGS INC COM 320239106 7 800 SH DEFINED 16 800 0 0 FIRST FINL HLDGS INC COM 320239106 6 685 SH DEFINED 3 685 0 0 FIRST FINL HLDGS INC COM 320239106 407 45400 SH DEFINED 4 0 0 45400 FIRST HORIZON NATL CORP COM 320517105 1446 151530 SH DEFINED 2 151530 0 0 FIRST HORIZON NATL CORP COM 320517105 77 8057 SH DEFINED 3 3060 0 4997 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 24 2127 SH DEFINED 2 2127 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 44 3885 SH DEFINED 3 3235 0 650 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 618 54000 SH DEFINED 4 0 0 54000 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 344 30000 SH DEFINED 5 30000 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 14 954 SH DEFINED 3 654 0 300 FIRST LONG IS CORP COM 320734106 173 6220 SH DEFINED 3 697 0 5523 FIRST MAJESTIC SILVER CORP COM 32076V103 142 7690 SH DEFINED 16 7690 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 42 2300 SH DEFINED 3 0 0 2300 FIRST MAJESTIC SILVER CORP COM 32076V103 1080 58567 SH DEFINED 5 58567 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 771 41800 CALL DEFINED 5 41800 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 395 21400 PUT DEFINED 5 21400 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 106 5725 SH DEFINED 8 5725 0 0 FIRST MARBLEHEAD CORP COM 320771108 7 4187 SH DEFINED 3 2287 0 1900

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FIRST MARINER BANCORP COM 320795107 6 9752 SH DEFINED 3 0 0 9752 FIRST MERCHANTS CORP COM 320817109 10 1064 SH DEFINED 3 1064 0 0 FIRST MERCHANTS CORP COM 320817109 483 54000 SH DEFINED 4 0 0 54000 FIRST MIDWEST BANCORP DEL COM 320867104 70 5707 SH DEFINED 2 5707 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 38 3092 SH DEFINED 3 3092 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 164 12425 SH DEFINED 15 12425 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 4475 339001 SH DEFINED 2 339001 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 128 9671 SH DEFINED 3 0 0 9671 FIRST NIAGARA FINL GP INC COM 33582V108 1592 120630 SH DEFINED 4 0 15500 105130 FIRST NIAGARA FINL GP INC COM 33582V108 5 400 SH DEFINED 5 400 0 0 FIRST PACTRUST BANCORP INC COM 33589V101 5 353 SH DEFINED 3 353 0 0 FIRST PACTRUST BANCORP INC COM 33589V101 701 47200 SH DEFINED 4 0 0 47200 FIRST POTOMAC RLTY TR COM 33610F109 18 1200 SH DEFINED 15 1200 0 0 FIRST POTOMAC RLTY TR COM 33610F109 259 16941 SH DEFINED 2 16941 0 0 FIRST POTOMAC RLTY TR COM 33610F109 133 8675 SH DEFINED 3 2075 0 6600 FIRST PL FINL CORP COM 33610T109 44 38000 SH DEFINED 4 0 0 38000 FIRST REP BK SAN FRAN CALI N COM 33616C100 186 5758 SH DEFINED 2 5758 0 0 FIRST REP BK SAN FRAN CALI N COM 33616C100 1077 33369 SH DEFINED 3 33369 0 0 FIRST SOLAR INC COM 336433107 24 180 SH DEFINED 15 180 0 0 FIRST SOLAR INC COM 336433107 4 32 SH DEFINED 16 32 0 0 FIRST SOLAR INC COM 336433107 6983 52791 SH DEFINED 2 52791 0 0 FIRST SOLAR INC COM 336433107 2086 15772 SH DEFINED 3 12801 0 2971 FIRST SOLAR INC COM 336433107 7619 57600 PUT DEFINED 3 57600 0 0 FIRST SOLAR INC COM 336433107 94 712 SH DEFINED 5 712 0 0 FIRST SOLAR INC COM 336433107 46 350 SH DEFINED 7 0 350 0 FIRST SOLAR INC COM 336433107 482 3645 SH SOLE 3645 0 0 1ST SOURCE CORP COM 336901103 13 631 SH DEFINED 3 631 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1032 61254 SH DEFINED 3 0 0 61254 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 267 11677 SH DEFINED 3 0 0 11677 FIRST TR ENHANCED EQTY INC F COM 337318109 1099 89160 SH DEFINED 3 0 0 89160 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 37 2139 SH DEFINED 15 2139 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 4092 234770 SH DEFINED 3 0 0 234770 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 10 600 SH DEFINED 8 600 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 320 15328 SH DEFINED 3 0 0 15328 FIRST TR ACTIVE DIVID INCOME COM 33731L100 640 58731 SH DEFINED 3 0 0 58731 FIRST TR ISE CHINDIA INDEX F COM 33733A102 518 20515 SH DEFINED 3 0 0 20515 FIRST TR ISE WATER INDEX FD COM 33733B100 488 21206 SH DEFINED 3 0 0 21206 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 99 3249 SH DEFINED 3 0 0 3249 FIRST TR EXCHANGE TRADED FD STRAT VAL IDX 33733E104 61 2485 SH DEFINED 3 0 0 2485 FD FIRST TR EXCHANGE TRADED FD NY ARCA 33733E203 4723 107729 SH DEFINED 3 0 0 107729 BIOTECH FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 6948 191729 SH DEFINED 3 0 0 191729 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 609 25763 SH DEFINED 3 0 0 25763 FIRST TR EXCHANGE TRADED FD NAS CLNEDG 33733E500 9 600 SH DEFINED 3 0 0 600 GREEN FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 164 5000 SH DEFINED 3 0 0 5000 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 26 3506 SH DEFINED 3 0 0 3506 FIRST TR BICK INDEX FD COM SHS 33733H107 6 200 SH DEFINED 3 0 0 200 FIRST TR ISE GLOBL COPPR IND COM 33733J103 1469 34764 SH DEFINED 3 0 0 34764 FIRST TR SR FLG RTE INCM FD COM 33733U108 1701 118263 SH DEFINED 3 0 0 118263 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 817 32033 SH DEFINED 3 29498 0 2535 FIRST TR NASDAQ100 TECH INDE SHS 337345102 6500 252022 SH DEFINED 3 30115 0 221907 FIRST TR STRTGC HIGH INCM FD COM 337347108 41 10926 SH DEFINED 3 0 0 10926 FIRST TR S&P REIT INDEX FD COM 33734G108 682 42830 SH DEFINED 3 0 0 42830 FIRST TR VALUE LINE DIVID IN SHS 33734H106 586 36348 SH DEFINED 3 0 0 36348 FIRST TR ISE REVERE NAT GAS COM 33734J102 6075 282048 SH DEFINED 3 94100 0 187948 FIRST TR ISE REVERE NAT GAS COM 33734J102 12 550 SH DEFINED 5 550 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 272 9226 SH DEFINED 3 0 0 9226 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 6515 297335 SH DEFINED 3 0 0 297335

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 690 27579 SH DEFINED 3 0 0 27579 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1868 79836 SH DEFINED 3 0 0 79836 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 761 51948 SH DEFINED 3 0 0 51948 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 4965 166057 SH DEFINED 3 0 0 166057 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 530 27325 SH DEFINED 3 0 0 27325 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 5331 211978 SH DEFINED 3 0 0 211978 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1128 47711 SH DEFINED 3 0 0 47711 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 2560 140756 SH DEFINED 3 0 0 140756 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 138 5524 SH DEFINED 3 0 0 5524 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 355 11117 SH DEFINED 3 3408 0 7709 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 78 15079 SH DEFINED 3 0 0 15079 FIRST TR STRAT HGH INC FD II COM 33735C106 77 17118 SH DEFINED 3 0 0 17118 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 18 1280 SH DEFINED 3 0 0 1280 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2594 91148 SH DEFINED 3 0 0 91148 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 578 19055 SH DEFINED 3 7240 0 11815 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 10 710 SH DEFINED 3 0 0 710 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 22 2135 SH DEFINED 3 0 0 2135 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 5 500 SH DEFINED 5 500 0 0 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 556 12322 SH DEFINED 3 0 0 12322 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 8 226 SH DEFINED 15 226 0 0 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 479 12979 SH DEFINED 3 0 0 12979 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 15 450 SH DEFINED 3 0 0 450 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 13 455 SH DEFINED 3 0 0 455 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 13 656 SH DEFINED 3 0 0 656 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 27 1303 SH DEFINED 3 0 0 1303 FIRST TR HIGH INCOME L/S FD COM 33738E109 581 31027 SH DEFINED 3 0 0 31027 1ST UNITED BANCORP INC FLA COM 33740N105 7 1129 SH DEFINED 3 1129 0 0 FIRSTSERVICE CORP SUB VTG SH 33761N109 17 490 SH DEFINED 490 0 0 FIRSTSERVICE CORP SUB VTG SH 33761N109 35 1000 SH DEFINED 1 1000 0 0 FIRSTSERVICE CORP SUB VTG SH 33761N109 95 2745 SH DEFINED 2 2745 0 0 FIRSTSERVICE CORP SUB VTG SH 33761N109 94 2716 SH DEFINED 5 2716 0 0 FIRSTCITY FINL CORP COM 33761X107 622 93800 SH DEFINED 4 0 0 93800 FIRSTHAND TECH VALUE FD INC COM 33766Y100 7 448 SH DEFINED 3 0 0 448 FISERV INC COM 337738108 743 11862 SH DEFINED 10 11862 0 0 FISERV INC COM 337738108 44 695 SH DEFINED 11 695 0 0 FISERV INC COM 337738108 20 317 SH DEFINED 15 317 0 0 FISERV INC COM 337738108 59 947 SH DEFINED 16 947 0 0 FISERV INC COM 337738108 8695 138833 SH DEFINED 2 138833 0 0 FISERV INC COM 337738108 1071 17106 SH DEFINED 3 1696 0 15410 FISERV INC COM 337738108 8 130 SH DEFINED 5 130 0 0 FISHER COMMUNICATIONS INC COM 337756209 13 446 SH DEFINED 3 366 0 80 FIRSTMERIT CORP COM 337915102 1 35 SH DEFINED 15 35 0 0 FIRSTMERIT CORP COM 337915102 144 8750 SH DEFINED 2 8750 0 0 FIRSTMERIT CORP COM 337915102 165 10009 SH DEFINED 3 4531 0 5478 FIRSTMERIT CORP COM 337915102 219 13291 SH SOLE 13291 0 0 FLAGSTAR BANCORP INC COM NEW 337930507 18 14810 SH DEFINED 3 8110 0 6700 FLAGSTAR BANCORP INC COM NEW 337930507 8 6600 SH DEFINED 4 0 0 6600 FIRSTENERGY CORP COM 337932107 239 5413 SH DEFINED 5413 0 0 FIRSTENERGY CORP COM 337932107 16234 367700 SH DEFINED 1 367700 0 0 FIRSTENERGY CORP COM 337932107 6 144 SH DEFINED 12 0 0 144 FIRSTENERGY CORP COM 337932107 364 8254 SH DEFINED 14 8254 0 0 FIRSTENERGY CORP COM 337932107 115 2610 SH DEFINED 15 2610 0 0 FIRSTENERGY CORP COM 337932107 20 450 SH DEFINED 16 450 0 0 FIRSTENERGY CORP COM 337932107 8744 198043 SH DEFINED 2 198043 0 0 FIRSTENERGY CORP COM 337932107 23390 529792 SH DEFINED 3 38419 0 491373 FIRSTENERGY CORP COM 337932107 6088 137900 PUT DEFINED 3 137900 0 0 FIRSTENERGY CORP COM 337932107 6204 140515 SH DEFINED 4 0 13885 126630 FIRSTENERGY CORP COM 337932107 207 4684 SH DEFINED 5 4684 0 0 FIRSTENERGY CORP COM 337932107 20 448 SH DEFINED 8 448 0 0 FIVE STAR QUALITY CARE INC COM 33832D106 1 94 SH DEFINED 15 94 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FIVE STAR QUALITY CARE INC COM 33832D106 8 1321 SH DEFINED 3 1319 0 2 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 4 199 SH DEFINED 15 199 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 157 8829 SH DEFINED 3 0 0 8829 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 875 49167 SH DEFINED 5 49167 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 321 18025 SH DEFINED 8 18025 0 0 FLAHERTY & CRMRN CLYMRE T R COM 338479108 118 6168 SH DEFINED 3 0 0 6168 FLAHERTY & CRMRN CLYMRE T R COM 338479108 77 4000 SH DEFINED 5 4000 0 0 FLAHERTY & CRUMRINE PFD INC COM 338480106 16 1200 SH DEFINED 3 0 0 1200 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 5 1000 SH DEFINED 3 0 0 1000 FLAHERTY & CRUMRINE PFD INC COM 33848E106 33 3000 SH DEFINED 3 0 0 3000 FLEETCOR TECHNOLOGIES INC COM 339041105 8 274 SH DEFINED 2 274 0 0 FLEXSTEEL INDS INC COM 339382103 453 31000 SH DEFINED 4 0 0 31000 FLOTEK INDS INC DEL NOTE 5.25 343389AA0 30 30000 PRN DEFINED 3 30000 0 0 FLUOR CORP NEW COM 343412102 15 238 SH DEFINED 238 0 0 FLUOR CORP NEW COM 343412102 29 450 SH DEFINED 12 0 0 450 FLUOR CORP NEW COM 343412102 19 295 SH DEFINED 15 295 0 0 FLUOR CORP NEW COM 343412102 6135 94877 SH DEFINED 2 94877 0 0 FLUOR CORP NEW COM 343412102 4023 62217 SH DEFINED 3 27067 0 35150 FLUOR CORP NEW COM 343412102 15357 237500 CALL DEFINED 3 237500 0 0 FLUOR CORP NEW COM 343412102 2820 43620 SH DEFINED 4 0 5400 38220 FLUOR CORP NEW COM 343412102 1198 18532 SH DEFINED 5 18532 0 0 FLUOR CORP NEW COM 343412102 1660 25680 SH DEFINED 7 0 25680 0 FLUOR CORP NEW COM 343412102 71 1096 SH DEFINED 8 131 965 0 FLUOR CORP NEW NOTE 1.50 343412AA0 175 75000 PRN DEFINED 3 75000 0 0 FLOW INTL CORP COM 343468104 12 3453 SH DEFINED 3 1963 0 1490 FLOWERS FOODS INC COM 343498101 445 20182 SH DEFINED 2 20182 0 0 FLOWERS FOODS INC COM 343498101 135 6104 SH DEFINED 3 0 0 6104 FLOWERS FOODS INC COM 343498101 25 1121 SH DEFINED 5 1121 0 0 FLOWSERVE CORP COM 34354P105 37 340 SH DEFINED 15 340 0 0 FLOWSERVE CORP COM 34354P105 6614 60184 SH DEFINED 2 60184 0 0 FLOWSERVE CORP COM 34354P105 659 6000 SH DEFINED 3 31 0 5969 FLOWSERVE CORP COM 34354P105 1011 9200 SH DEFINED 4 0 1700 7500 FLOWSERVE CORP COM 34354P105 261 2377 SH DEFINED 5 2377 0 0 FLOWSERVE CORP COM 34354P105 3 30 SH DEFINED 7 0 30 0 FLOWSERVE CORP COM 34354P105 8 70 SH DEFINED 8 70 0 0 FLOWSERVE CORP COM 34354P105 15 132 SH DEFINED 5;1 132 0 0 FLUIDIGM CORP DEL COM 34385P108 4 267 SH DEFINED 3 267 0 0 FLUSHING FINL CORP COM 343873105 3 220 SH DEFINED 15 220 0 0 FLUSHING FINL CORP COM 343873105 17 1302 SH DEFINED 3 1302 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 9 284 SH DEFINED 284 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 10 307 SH DEFINED 15 307 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 3298 106039 SH DEFINED 3 105580 0 459 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 4609 148200 PUT DEFINED 3 148200 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 102 3281 SH DEFINED 5 3281 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 7 108 SH DEFINED 108 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 19 293 SH DEFINED 15 293 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 306 4609 SH DEFINED 2 4609 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 26 392 SH DEFINED 3 0 0 392 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 105 1585 SH DEFINED 5 1585 0 0 FONAR CORP COM NEW 344437405 0 160 SH DEFINED 5 160 0 0 FOOT LOCKER INC COM 344849104 6320 266000 SH DEFINED 1 266000 0 0 FOOT LOCKER INC COM 344849104 2074 87301 SH DEFINED 2 87301 0 0 FOOT LOCKER INC COM 344849104 248 10423 SH DEFINED 3 0 0 10423 FOOT LOCKER INC COM 344849104 1663 70000 CALL DEFINED 3 70000 0 0 FORCE PROTECTION INC COM NEW 345203202 13 2645 SH DEFINED 2 2645 0 0 FORCE PROTECTION INC COM NEW 345203202 16 3295 SH DEFINED 3 2945 0 350 FORD MTR CO DEL *W EXP 345370134 1799 343300 SH DEFINED 3 343300 0 0 01/01/201 FORD MOTOR CO COM PAR $0.01 345370860 152 11007 SH DEFINED 11007 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2855 207000 SH DEFINED 1 207000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FORD MTR CO DEL COM PAR $0.01 345370860 86 6221 SH DEFINED 10 6221 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 388 28160 SH DEFINED 15 28160 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 34 2450 SH DEFINED 16 2350 100 0 FORD MTR CO DEL COM PAR $0.01 345370860 26289 1906361 SH DEFINED 2 1906361 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 31374 2275112 SH DEFINED 3 1703777 0 571335 FORD MTR CO DEL COM PAR $0.01 345370860 10497 761200 CALL DEFINED 3 761200 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 18015 1306400 PUT DEFINED 3 1306400 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 5588 405246 SH DEFINED 5 405246 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 176 12778 SH DEFINED 7 0 12778 0 FORD MTR CO DEL COM PAR $0.01 345370860 227 16490 SH DEFINED 8 15590 900 0 FORD MTR CO DEL COM PAR $0.01 345370860 1345 100695 SH SOLE 100695 0 0 FOREST CITY ENTERPRISES INC CL A 345550107 56 3000 SH DEFINED 16 3000 0 0 FOREST CITY ENTERPRISES INC CL A 345550107 804 43075 SH DEFINED 3 0 0 43075 FOREST CITY ENTERPRISES INC CL A 345550107 93 5000 SH DEFINED 5 5000 0 0 FOREST LABS INC COM 345838106 7 180 SH DEFINED 180 0 0 FOREST LABS INC COM 345838106 547 13900 SH DEFINED 1 13900 0 0 FOREST LABS INC COM 345838106 25 635 SH DEFINED 15 635 0 0 FOREST LABS INC COM 345838106 138 3500 SH DEFINED 16 3500 0 0 FOREST LABS INC COM 345838106 3863 98197 SH DEFINED 2 98197 0 0 FOREST LABS INC COM 345838106 1959 49787 SH DEFINED 3 3387 0 46400 FOREST LABS INC COM 345838106 958 24349 SH DEFINED 5 24349 0 0 FOREST LABS INC COM 345838106 29 732 SH DEFINED 8 732 0 0 FOREST OIL CORP COM PAR $0.01 346091705 1601 59928 SH DEFINED 2 59928 0 0 FOREST OIL CORP COM PAR $0.01 346091705 1241 46470 SH DEFINED 3 40000 0 6470 FOREST OIL CORP COM PAR $0.01 346091705 1994 74660 SH DEFINED 4 0 9150 65510 FOREST OIL CORP COM PAR $0.01 346091705 182 6810 SH SOLE 6810 0 0 FORESTAR GROUP INC COM 346233109 24 1469 SH DEFINED 3 1469 0 0 FORMFACTOR INC COM 346375108 4 466 SH DEFINED 15 466 0 0 FORMFACTOR INC COM 346375108 4 473 SH DEFINED 2 473 0 0 FORMFACTOR INC COM 346375108 19 2101 SH DEFINED 3 2101 0 0 FORRESTER RESH INC COM 346563109 2 75 SH DEFINED 15 75 0 0 FORRESTER RESH INC COM 346563109 617 18713 SH DEFINED 2 18713 0 0 FORRESTER RESH INC COM 346563109 20 610 SH DEFINED 3 610 0 0 FORT DEARBORN INCOME SECS IN COM 347200107 32 2150 SH DEFINED 3 0 0 2150 FORTEGRA FINL CORP COM 34954W104 2 242 SH DEFINED 3 242 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 221 45858 SH DEFINED 2 45858 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 13 2700 SH DEFINED 3 0 0 2700 FORTRESS INVESTMENT GROUP LL CL A 34958B106 64 13300 SH DEFINED 5 13300 0 0 FORTINET INC COM 34959E109 1523 55800 SH DEFINED 1 55800 0 0 FORTINET INC COM 34959E109 62 2266 SH DEFINED 2 2266 0 0 FORTINET INC COM 34959E109 115 4217 SH DEFINED 3 0 0 4217 FORTUNE BRANDS INC COM 349631101 4948 77587 SH DEFINED 2 77587 0 0 FORTUNE BRANDS INC COM 349631101 877 13760 SH DEFINED 3 1855 0 11905 FORTUNE BRANDS INC COM 349631101 595 9333 SH DEFINED 5 9333 0 0 FORTUNE BRANDS INC COM 349631101 26 400 SH DEFINED 8 400 0 0 FORWARD AIR CORP COM 349853101 2 59 SH DEFINED 15 59 0 0 FORWARD AIR CORP COM 349853101 598 17712 SH DEFINED 2 17712 0 0 FORWARD AIR CORP COM 349853101 41 1218 SH DEFINED 3 1218 0 0 FOSSIL INC COM 349882100 1 8 SH DEFINED 15 8 0 0 FOSSIL INC COM 349882100 2181 18524 SH DEFINED 2 18524 0 0 FOSSIL INC COM 349882100 359 3053 SH DEFINED 3 0 0 3053 FOSSIL INC COM 349882100 2802 23800 SH DEFINED 4 0 4000 19800 FOSSIL INC COM 349882100 36 302 SH DEFINED 5 302 0 0 FOSTER L B CO COM 350060109 148 4494 SH DEFINED 3 394 0 4100 FOSTER L B CO COM 350060109 2399 72910 SH DEFINED 4 0 35400 37510 FOX CHASE BANCORP INC NEW COM 35137T108 33 2471 SH DEFINED 3 2471 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 21 1000 SH DEFINED 1000 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 217 10197 SH DEFINED 15 10197 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 21 1000 SH DEFINED 16 1000 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 151 7102 SH DEFINED 2 7102 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FRANCE TELECOM SPONSORED ADR 35177Q105 120 5638 SH DEFINED 3 0 0 5638 FRANCE TELECOM SPONSORED ADR 35177Q105 613 28802 SH DEFINED 5 28802 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 14 665 SH DEFINED 7 0 665 0 FRANCE TELECOM SPONSORED ADR 35177Q105 126 5918 SH DEFINED 8 5918 0 0 FRANKLIN COVEY CO COM 353469109 5 553 SH DEFINED 3 553 0 0 FRANKLIN ELEC INC COM 353514102 102 2165 SH DEFINED 3 965 0 1200 FRANKLIN FINL CORP VA COM 35353C102 408 33847 SH DEFINED 3 33847 0 0 FRANKLIN RES INC COM 354613101 76 580 SH DEFINED 580 0 0 FRANKLIN RES INC COM 354613101 131 1000 SH DEFINED 10 1000 0 0 FRANKLIN RES INC COM 354613101 230 1750 SH DEFINED 11 1750 0 0 FRANKLIN RES INC COM 354613101 85 649 SH DEFINED 15 649 0 0 FRANKLIN RES INC COM 354613101 8804 67055 SH DEFINED 2 67055 0 0 FRANKLIN RES INC COM 354613101 3015 22961 SH DEFINED 3 1699 0 21262 FRANKLIN RES INC COM 354613101 465 3544 SH DEFINED 5 3544 0 0 FRANKLIN RES INC COM 354613101 2238 17050 SH DEFINED 7 0 17050 0 FRANKLIN RES INC COM 354613101 70 535 SH DEFINED 8 0 535 0 FRANKLIN RES INC COM 354613101 22 170 SH DEFINED 9 170 0 0 FRANKLIN RES INC COM 354613101 6294 47937 SH DEFINED 5;1 47937 0 0 FRANKLIN RES INC COM 354613101 6 43 SH SOLE 43 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 422 32660 SH DEFINED 2 32660 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 38 2929 SH DEFINED 3 2929 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 53 3700 SH DEFINED 3 0 0 3700 FRANKLIN UNVL TR SH BEN INT 355145103 2261 345118 SH DEFINED 3 0 0 345118 FREDS INC CL A 356108100 24 1631 SH DEFINED 3 1631 0 0 FREDS INC CL A 356108100 519 36000 SH DEFINED 4 0 0 36000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2206 41696 SH DEFINED 41696 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 51389 971430 SH DEFINED 1 971430 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 421 7949 SH DEFINED 10 7949 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 208 3930 SH DEFINED 11 3930 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 85 1600 SH DEFINED 14 1600 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 361 6821 SH DEFINED 15 6821 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 126 2376 SH DEFINED 16 2346 30 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 25815 488004 SH DEFINED 2 488004 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 21292 402490 SH DEFINED 3 278418 0 124072 FREEPORT-MCMORAN COPPER & GO COM 35671D857 21980 415500 CALL DEFINED 3 415500 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 21890 413800 PUT DEFINED 3 413800 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 32390 612291 SH DEFINED 5 612291 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4813 90979 SH DEFINED 7 0 90979 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2192 41435 SH DEFINED 8 37174 4261 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 34 640 SH DEFINED 9 640 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3622 68468 SH DEFINED 5;1 68468 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 679 14999 SH SOLE 14999 0 0 FREIGHTCAR AMER INC COM 357023100 91 3600 SH DEFINED 2 3600 0 0 FREIGHTCAR AMER INC COM 357023100 13 496 SH DEFINED 3 496 0 0 FREIGHTCAR AMER INC COM 357023100 61 2400 SH DEFINED 5 2400 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1 15 SH DEFINED 15 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 11 142 SH DEFINED 15 142 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 82 1097 SH DEFINED 3 284 0 813 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 116 1556 SH DEFINED 5 1556 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2019 27025 SH DEFINED 5;1 27025 0 0 FRESH MKT INC COM 35804H106 2 43 SH DEFINED 15 43 0 0 FRESH MKT INC COM 35804H106 45 1166 SH DEFINED 3 1166 0 0 FRIEDMAN INDS INC COM 358435105 302 28223 SH DEFINED 3 0 0 28223 FRIEDMAN INDS INC COM 358435105 193 18000 SH DEFINED 4 0 0 18000 FRIENDFINDER NETWORKS INC COM IPO 358453306 1 207 SH DEFINED 3 207 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 30 3696 SH DEFINED 3696 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 12 1441 SH DEFINED 12 0 0 1441 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 168 SH DEFINED 14 168 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 82 10162 SH DEFINED 15 10162 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 4717 584449 SH DEFINED 2 584449 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- FRONTIER COMMUNICATIONS CORP COM 35906A108 7223 895012 SH DEFINED 3 580718 0 314294 FRONTIER COMMUNICATIONS CORP COM 35906A108 647 80225 SH DEFINED 5 80225 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 116 SH DEFINED 7 0 116 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 6 701 SH DEFINED 8 409 292 0 FRONTIER OIL CORP COM 35914P105 7635 236300 SH DEFINED 1 236300 0 0 FRONTIER OIL CORP COM 35914P105 21 640 SH DEFINED 15 640 0 0 FRONTIER OIL CORP COM 35914P105 4 125 SH DEFINED 16 0 125 0 FRONTIER OIL CORP COM 35914P105 362 11214 SH DEFINED 3 5450 0 5764 FRONTIER OIL CORP COM 35914P105 11 338 SH DEFINED 5 338 0 0 FRONTIER OIL CORP COM 35914P105 192 5930 SH SOLE 5930 0 0 FROZEN FOOD EXPRESS INDS INC COM 359360104 246 69000 SH DEFINED 4 0 0 69000 FUEL TECH INC COM 359523107 1 191 SH DEFINED 15 191 0 0 FUEL TECH INC COM 359523107 12 1857 SH DEFINED 3 757 0 1100 FUELCELL ENERGY INC COM 35952H106 16 12000 SH DEFINED 3 10400 0 1600 FUELCELL ENERGY INC COM 35952H106 1 508 SH DEFINED 5 508 0 0 FUELCELL ENERGY INC COM 35952H106 0 55 SH DEFINED 7 0 55 0 FUEL SYS SOLUTIONS INC COM 35952W103 4 144 SH DEFINED 15 144 0 0 FUEL SYS SOLUTIONS INC COM 35952W103 80 3214 SH DEFINED 3 690 0 2524 FULLER H B CO COM 359694106 336 13772 SH DEFINED 3 2050 0 11722 FULTON FINL CORP PA COM 360271100 1397 130449 SH DEFINED 2 130449 0 0 FULTON FINL CORP PA COM 360271100 1955 182497 SH DEFINED 3 0 0 182497 FURNITURE BRANDS INTL INC COM 360921100 38 9148 SH DEFINED 2 9148 0 0 FURNITURE BRANDS INTL INC COM 360921100 7 1739 SH DEFINED 3 1739 0 0 FURNITURE BRANDS INTL INC COM 360921100 5 1300 SH DEFINED 5 1300 0 0 FURIEX PHARMACEUTICALS INC COM 36106P101 10 578 SH DEFINED 3 410 0 168 FURMANITE CORPORATION COM 361086101 13 1632 SH DEFINED 3 1532 0 100 FUTUREFUEL CORPORATION COM 36116M106 318 26289 SH DEFINED 3 26289 0 0 G & K SVCS INC CL A 361268105 143 4234 SH DEFINED 3 776 0 3458 G & K SVCS INC CL A 361268105 711 21000 SH DEFINED 4 0 0 21000 GAMCO INVESTORS INC COM 361438104 30 640 SH DEFINED 2 640 0 0 GAMCO INVESTORS INC COM 361438104 13 282 SH DEFINED 3 282 0 0 GATX CORP COM 361448103 1579 42530 SH DEFINED 2 42530 0 0 GATX CORP COM 361448103 92 2488 SH DEFINED 3 2288 0 200 GATX CORP COM 361448103 3 71 SH DEFINED 5 71 0 0 GDL FUND COM SH BEN IT 361570104 119 8845 SH DEFINED 3 0 0 8845 GEO GROUP INC COM 36159R103 368 15975 SH DEFINED 2 15975 0 0 GEO GROUP INC COM 36159R103 62 2691 SH DEFINED 3 2691 0 0 GEO GROUP INC COM 36159R103 207 9000 SH DEFINED 4 0 0 9000 GFI GROUP INC COM 361652209 13 2931 SH DEFINED 3 2931 0 0 GLG LIFE TECH CORP COM NEW 361793201 5575 829630 SH DEFINED 1 829630 0 0 GSI GROUP INC CDA NEW COM NEW 36191C205 28 2338 SH DEFINED 3 1072 0 1266 GSI GROUP INC CDA NEW COM NEW 36191C205 257 21332 SH DEFINED 4 0 0 21332 GSI GROUP INC CDA NEW COM NEW 36191C205 0 41 SH DEFINED 5 41 0 0 GNC HLDGS INC COM CL A 36191G107 41 1863 SH DEFINED 3 948 0 915 GP STRATEGIES CORP COM 36225V104 8 615 SH DEFINED 3 615 0 0 G-III APPAREL GROUP LTD COM 36237H101 124 3608 SH DEFINED 2 3608 0 0 G-III APPAREL GROUP LTD COM 36237H101 73 2116 SH DEFINED 3 685 0 1431 GTSI CORP COM 36238K103 102 19000 SH DEFINED 4 0 0 19000 GABELLI EQUITY TR INC COM 362397101 109 17906 SH DEFINED 3 0 0 17906 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 28 3469 SH DEFINED 3 0 0 3469 GT SOLAR INTL INC COM 3623E0209 570 35182 SH DEFINED 3 0 0 35182 GT SOLAR INTL INC COM 3623E0209 110 6800 SH DEFINED 5 6800 0 0 GABELLI UTIL TR COM 36240A101 567 78432 SH DEFINED 3 0 0 78432 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 14 2244 SH DEFINED 3 0 0 2244 GSI TECHNOLOGY COM 36241U106 6 836 SH DEFINED 3 836 0 0 GABELLI DIVD & INCOME TR COM 36242H104 9132 549140 SH DEFINED 3 0 0 549140 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 167 8004 SH DEFINED 3 0 0 8004 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 1534 86319 SH DEFINED 3 0 8 86311 GABELLI HLTHCARE & WELLNESS SHS 36246K103 764 98820 SH DEFINED 3 0 0 98820 GAFISA S A SPONS ADR 362607301 451 47638 SH DEFINED 2 47638 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GAFISA S A SPONS ADR 362607301 791 83583 SH DEFINED 3 22538 0 61045 GAIAM INC CL A 36268Q103 4 750 SH DEFINED 3 0 0 750 GAIN CAP HLDGS INC COM 36268W100 2 309 SH DEFINED 3 309 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1018 35664 SH DEFINED 2 35664 0 0 GALLAGHER ARTHUR J & CO COM 363576109 30 1066 SH DEFINED 3 0 0 1066 GAMESTOP CORP NEW CL A 36467W109 15079 565402 SH DEFINED 1 565402 0 0 GAMESTOP CORP NEW CL A 36467W109 718 26934 SH DEFINED 10 26934 0 0 GAMESTOP CORP NEW CL A 36467W109 197 7395 SH DEFINED 12 0 0 7395 GAMESTOP CORP NEW CL A 36467W109 465 17453 SH DEFINED 14 17453 0 0 GAMESTOP CORP NEW CL A 36467W109 165 6202 SH DEFINED 15 6202 0 0 GAMESTOP CORP NEW CL A 36467W109 1742 65301 SH DEFINED 2 65301 0 0 GAMESTOP CORP NEW CL A 36467W109 926 34724 SH DEFINED 3 33422 0 1302 GAMESTOP CORP NEW CL A 36467W109 397 14897 SH DEFINED 5 14897 0 0 GAMESTOP CORP NEW CL A 36467W109 8 282 SH DEFINED 8 282 0 0 GAMESTOP CORP NEW CL A 36467W109 472 17692 SH SOLE 17692 0 0 GANNETT INC COM 364730101 131 9180 SH DEFINED 13 9180 0 0 GANNETT INC COM 364730101 5 343 SH DEFINED 15 343 0 0 GANNETT INC COM 364730101 1728 120704 SH DEFINED 2 120704 0 0 GANNETT INC COM 364730101 350 24409 SH DEFINED 3 2832 0 21577 GANNETT INC COM 364730101 5 377 SH DEFINED 5 377 0 0 GAP INC DEL COM 364760108 235 12975 SH DEFINED 525 12450 0 GAP INC DEL COM 364760108 18 976 SH DEFINED 15 976 0 0 GAP INC DEL COM 364760108 3579 197731 SH DEFINED 2 197731 0 0 GAP INC DEL COM 364760108 390 21563 SH DEFINED 3 100 0 21463 GAP INC DEL COM 364760108 645 35654 SH DEFINED 5 35654 0 0 GAP INC DEL COM 364760108 1053 58160 SH DEFINED 7 0 58160 0 GAP INC DEL COM 364760108 73 4024 SH DEFINED 8 325 3699 0 GAP INC DEL COM 364760108 2 100 SH DEFINED 5;1 100 0 0 GARDNER DENVER INC COM 365558105 11742 139700 SH DEFINED 1 139700 0 0 GARDNER DENVER INC COM 365558105 3854 45859 SH DEFINED 2 45859 0 0 GARDNER DENVER INC COM 365558105 476 5668 SH DEFINED 3 4700 0 968 GARDNER DENVER INC COM 365558105 13324 158529 SH DEFINED 4 0 49100 109429 GARTNER INC COM 366651107 1010 25062 SH DEFINED 2 25062 0 0 GARTNER INC COM 366651107 7 162 SH DEFINED 3 0 0 162 GARTNER INC COM 366651107 3 70 SH DEFINED 5 70 0 0 GAS NAT INC COM 367204104 10 880 SH DEFINED 3 0 0 880 GASCO ENERGY INC COM 367220100 2 8590 SH DEFINED 3 0 0 8590 GASTAR EXPL LTD COM NEW 367299203 37 10700 SH DEFINED 3 0 0 10700 GAYLORD ENTMT CO NEW COM 367905106 44 1478 SH DEFINED 3 1478 0 0 GAYLORD ENTMT CO NEW COM 367905106 11 353 SH DEFINED 5 353 0 0 GEEKNET INC COM NEW 36846Q203 13 490 SH DEFINED 3 490 0 0 GEN-PROBE INC NEW COM 36866T103 1 20 SH DEFINED 20 0 0 GEN-PROBE INC NEW COM 36866T103 3 39 SH DEFINED 15 39 0 0 GEN-PROBE INC NEW COM 36866T103 1273 18408 SH DEFINED 2 18408 0 0 GEN-PROBE INC NEW COM 36866T103 113 1631 SH DEFINED 3 0 0 1631 GEN-PROBE INC NEW COM 36866T103 1017 14700 SH DEFINED 4 0 2500 12200 GEN-PROBE INC NEW COM 36866T103 296 4283 SH SOLE 4283 0 0 GENCORP INC COM 368682100 16 2435 SH DEFINED 3 2435 0 0 GENCO SHIPPING & TRADING LTD NOTE 5.000% 36869MAA3 17 20000 PRN DEFINED 3 20000 0 0 8/1 GENERAC HLDGS INC COM 368736104 20 1034 SH DEFINED 3 1034 0 0 GENERAL AMERN INVS INC COM 368802104 118 4200 SH DEFINED 2 4200 0 0 GENERAL AMERN INVS INC COM 368802104 47 1660 SH DEFINED 3 0 0 1660 GENERAL CABLE CORP DEL NEW COM 369300108 787 18475 SH DEFINED 3 0 0 18475 GENERAL CABLE CORP DEL NEW COM 369300108 17 406 SH DEFINED 5 406 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 55 1290 SH DEFINED 7 0 1290 0 GENERAL CABLE CORP DEL NEW COM 369300108 303 7110 SH SOLE 7110 0 0 GENERAL CABLE CORP DEL NEW FRNT 369300AL2 52642 38250000 PRN DEFINED 3 38250000 0 0 4.500%11/1 GENERAL COMMUNICATION INC CL A 369385109 88 7275 SH DEFINED 3 1719 0 5556

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GENERAL DYNAMICS CORP COM 369550108 521 6998 SH DEFINED 6998 0 0 GENERAL DYNAMICS CORP COM 369550108 2236 30000 SH DEFINED 1 30000 0 0 GENERAL DYNAMICS CORP COM 369550108 526 7057 SH DEFINED 10 7057 0 0 GENERAL DYNAMICS CORP COM 369550108 170 2275 SH DEFINED 12 0 0 2275 GENERAL DYNAMICS CORP COM 369550108 344 4615 SH DEFINED 14 4615 0 0 GENERAL DYNAMICS CORP COM 369550108 313 4200 SH DEFINED 15 4200 0 0 GENERAL DYNAMICS CORP COM 369550108 12947 173740 SH DEFINED 2 173740 0 0 GENERAL DYNAMICS CORP COM 369550108 2763 37071 SH DEFINED 3 3622 0 33449 GENERAL DYNAMICS CORP COM 369550108 521 6989 SH DEFINED 5 6989 0 0 GENERAL DYNAMICS CORP COM 369550108 511 6855 SH DEFINED 7 0 6855 0 GENERAL DYNAMICS CORP COM 369550108 19 255 SH DEFINED 8 0 255 0 GENERAL DYNAMICS CORP COM 369550108 367 4925 SH SOLE 4925 0 0 GENERAL ELECTRIC CO COM 369604103 1687 89456 SH DEFINED 71601 17855 0 GENERAL ELECTRIC CO COM 369604103 87099 4618201 SH DEFINED 1 4618201 0 0 GENERAL ELECTRIC CO COM 369604103 189 10000 SH DEFINED 10 10000 0 0 GENERAL ELECTRIC CO COM 369604103 455 24140 SH DEFINED 11 24140 0 0 GENERAL ELECTRIC CO COM 369604103 57 3000 SH DEFINED 12 0 0 3000 GENERAL ELECTRIC CO COM 369604103 692 36669 SH DEFINED 13 36669 0 0 GENERAL ELECTRIC CO COM 369604103 1730 91721 SH DEFINED 14 91721 0 0 GENERAL ELECTRIC CO COM 369604103 1788 94822 SH DEFINED 15 94822 0 0 GENERAL ELECTRIC CO COM 369604103 509 26990 SH DEFINED 16 26575 415 0 GENERAL ELECTRIC CO COM 369604103 104356 5533218 SH DEFINED 2 5533218 0 0 GENERAL ELECTRIC CO COM 369604103 73331 3888193 SH DEFINED 3 415634 0 3472559 GENERAL ELECTRIC CO COM 369604103 18181 964000 CALL DEFINED 3 964000 0 0 GENERAL ELECTRIC CO COM 369604103 51035 2706000 PUT DEFINED 3 2706000 0 0 GENERAL ELECTRIC CO COM 369604103 15034 797155 SH DEFINED 4 0 152380 644775 GENERAL ELECTRIC CO COM 369604103 58530 3103381 SH DEFINED 5 3103381 0 0 GENERAL ELECTRIC CO COM 369604103 2289 121376 SH DEFINED 7 0 121376 0 GENERAL ELECTRIC CO COM 369604103 3736 198089 SH DEFINED 8 158044 40045 0 GENERAL ELECTRIC CO COM 369604103 39 2078 SH DEFINED 9 2078 0 0 GENERAL ELECTRIC CO COM 369604103 3822 202660 SH DEFINED 5;1 202660 0 0 GENERAL ELECTRIC CO COM 369604103 3383 193361 SH SOLE 193361 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 3 160 SH DEFINED 160 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 16159 968202 SH DEFINED 1 968202 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 485 29033 SH DEFINED 3 15000 0 14033 GENERAL GROWTH PPTYS INC NEW COM 370023103 1168 70000 PUT DEFINED 3 70000 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 4334 259657 SH DEFINED 5 259657 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 12 703 SH DEFINED 7 0 703 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 177 10600 SH DEFINED 8 10600 0 0 GENERAL MLS INC COM 370334104 317 8515 SH DEFINED 8515 0 0 GENERAL MLS INC COM 370334104 127 3424 SH DEFINED 10 3424 0 0 GENERAL MLS INC COM 370334104 22 596 SH DEFINED 11 596 0 0 GENERAL MLS INC COM 370334104 41 1090 SH DEFINED 12 0 0 1090 GENERAL MLS INC COM 370334104 373 10011 SH DEFINED 15 10011 0 0 GENERAL MLS INC COM 370334104 276 7413 SH DEFINED 16 7413 0 0 GENERAL MLS INC COM 370334104 14734 395865 SH DEFINED 2 395865 0 0 GENERAL MLS INC COM 370334104 17140 460498 SH DEFINED 3 92547 0 367951 GENERAL MLS INC COM 370334104 4839 130000 PUT DEFINED 3 130000 0 0 GENERAL MLS INC COM 370334104 687 18455 SH DEFINED 4 0 18455 0 GENERAL MLS INC COM 370334104 8106 217788 SH DEFINED 5 217788 0 0 GENERAL MLS INC COM 370334104 235 6310 SH DEFINED 7 0 6310 0 GENERAL MLS INC COM 370334104 657 17640 SH DEFINED 8 17355 285 0 GENERAL MLS INC COM 370334104 997 26792 SH SOLE 26792 0 0 GENERAL MOLY INC COM 370373102 18 4000 SH DEFINED 16 4000 0 0 GENERAL MOLY INC COM 370373102 12 2796 SH DEFINED 3 2796 0 0 GENERAL MTRS CO COM 37045V100 9 291 SH DEFINED 291 0 0 GENERAL MTRS CO COM 37045V100 11191 368604 SH DEFINED 1 368604 0 0 GENERAL MTRS CO COM 37045V100 329 10837 SH DEFINED 15 10837 0 0 GENERAL MTRS CO COM 37045V100 31 1017 SH DEFINED 16 1017 0 0 GENERAL MTRS CO COM 37045V100 442 14550 SH DEFINED 2 14550 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GENERAL MTRS CO COM 37045V100 9352 308036 SH DEFINED 3 209441 0 98595 GENERAL MTRS CO COM 37045V100 8716 287100 CALL DEFINED 3 287100 0 0 GENERAL MTRS CO COM 37045V100 607 20000 PUT DEFINED 3 20000 0 0 GENERAL MTRS CO COM 37045V100 8690 286218 SH DEFINED 5 286218 0 0 GENERAL MTRS CO COM 37045V100 24819 817500 SH DEFINED 6 817500 0 0 GENERAL MTRS CO COM 37045V100 1036 34135 SH DEFINED 7 0 34135 0 GENERAL MTRS CO COM 37045V100 188 6179 SH DEFINED 8 4824 1355 0 GENERAL MTRS CO *W EXP 37045V118 4 173 SH DEFINED 173 0 0 07/10/201 GENERAL MTRS CO *W EXP 37045V118 1415 66111 SH DEFINED 3 52528 0 13583 07/10/201 GENERAL MTRS CO *W EXP 37045V126 3 173 SH DEFINED 173 0 0 07/10/201 GENERAL MTRS CO *W EXP 37045V126 1051 65980 SH DEFINED 3 52528 0 13452 07/10/201 GENERAL MTRS CO JR PFD CNV SRB 37045V209 496 10175 PRN DEFINED 3 0 0 10175 GENERAL MTRS CO JR PFD CNV SRB 37045V209 2829 58039 PRN DEFINED 5 58039 0 0 GENERAL MTRS CO JR PFD CNV SRB 37045V209 44 900 PRN DEFINED 7 0 900 0 GENERAL MTRS CO JR PFD CNV SRB 37045V209 101 2078 PRN DEFINED 8 2078 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 1 585 SH DEFINED 16 585 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 1 900 SH DEFINED 3 0 0 900 GENESCO INC COM 371532102 1469 28200 SH DEFINED 1 28200 0 0 GENESCO INC COM 371532102 140 2683 SH DEFINED 3 983 0 1700 GENESEE & WYO INC CL A 371559105 10 168 SH DEFINED 15 168 0 0 GENESEE & WYO INC CL A 371559105 494 8423 SH DEFINED 2 8423 0 0 GENESEE & WYO INC CL A 371559105 113 1923 SH DEFINED 3 1643 0 280 GENETIC TECHNOLOGIES LTD SPONSORED ADR 37185R109 3 500 SH DEFINED 3 0 0 500 GENTEX CORP COM 371901109 7 218 SH DEFINED 15 218 0 0 GENTEX CORP COM 371901109 1469 48580 SH DEFINED 2 48580 0 0 GENTEX CORP COM 371901109 162 5349 SH DEFINED 3 0 0 5349 GENTEX CORP COM 371901109 11441 378479 SH DEFINED 4 0 293709 84770 GENESIS ENERGY L P UNIT LTD PARTN 371927104 14 501 SH DEFINED 501 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 22 800 SH DEFINED 15 800 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 440 16139 SH DEFINED 2 16139 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 4244 155697 SH DEFINED 3 0 0 155697 GENOMIC HEALTH INC COM 37244C101 265 9498 SH DEFINED 3 705 0 8793 GENON ENERGY INC COM 37244E107 383 99220 SH DEFINED 2 99220 0 0 GENON ENERGY INC COM 37244E107 1409 364975 SH DEFINED 3 0 0 364975 GENON ENERGY INC COM 37244E107 241 62386 SH SOLE 62386 0 0 GENUINE PARTS CO COM 372460105 119 2183 SH DEFINED 2183 0 0 GENUINE PARTS CO COM 372460105 516 9484 SH DEFINED 15 9484 0 0 GENUINE PARTS CO COM 372460105 2465 45304 SH DEFINED 2 45304 0 0 GENUINE PARTS CO COM 372460105 2245 41259 SH DEFINED 3 1872 0 39387 GENUINE PARTS CO COM 372460105 490 9016 SH DEFINED 5 9016 0 0 GENUINE PARTS CO COM 372460105 6 115 SH DEFINED 8 115 0 0 GEORESOURCES INC COM 372476101 9 378 SH DEFINED 2 378 0 0 GEORESOURCES INC COM 372476101 150 6650 SH DEFINED 3 0 0 6650 GEORESOURCES INC COM 372476101 3609 160450 SH DEFINED 4 0 83200 77250 GENTIVA HEALTH SERVICES INC COM 37247A102 544 26111 SH DEFINED 2 26111 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 27 1305 SH DEFINED 3 1268 0 37 GENTIVA HEALTH SERVICES INC COM 37247A102 322 15479 SH DEFINED 5 15479 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 67 3195 SH DEFINED 8 3195 0 0 GENWORTH FINL INC COM CL A 37247D106 25 2435 SH DEFINED 13 2435 0 0 GENWORTH FINL INC COM CL A 37247D106 164 15966 SH DEFINED 15 15966 0 0 GENWORTH FINL INC COM CL A 37247D106 2616 254467 SH DEFINED 2 254467 0 0 GENWORTH FINL INC COM CL A 37247D106 106 10273 SH DEFINED 3 5820 0 4453 GENWORTH FINL INC COM CL A 37247D106 34 3350 SH DEFINED 5 3350 0 0 GEOEYE INC COM 37250W108 1 33 SH DEFINED 15 33 0 0 GEOEYE INC COM 37250W108 36 960 SH DEFINED 3 920 0 40 GEOKINETICS INC COM PAR $0.01 372910307 1653 209796 SH DEFINED 3 11359 0 198437

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GEORGIA GULF CORP COM PAR$0.01 373200302 349 14439 SH DEFINED 2 14439 0 0 NEW GEORGIA GULF CORP COM PAR$0.01 373200302 313 12956 SH DEFINED 3 1409 0 11547 NEW GEORGIA GULF CORP COM PAR$0.01 373200302 27 1100 SH DEFINED 5 1100 0 0 NEW GERBER SCIENTIFIC INC COM 373730100 47 4182 SH DEFINED 3 1043 0 3139 GERBER SCIENTIFIC INC COM 373730100 412 37000 SH DEFINED 4 0 0 37000 GERDAU S A SPONSORED ADR 373737105 99 9430 SH DEFINED 9430 0 0 GERDAU S A SPONSORED ADR 373737105 250 23807 SH DEFINED 2 23807 0 0 GERDAU S A SPONSORED ADR 373737105 3547 337125 SH DEFINED 3 333964 0 3161 GERDAU S A SPONSORED ADR 373737105 2095 199100 PUT DEFINED 3 199100 0 0 GERDAU S A SPONSORED ADR 373737105 190 18100 SH DEFINED 5 18100 0 0 GERDAU S A SPONSORED ADR 373737105 326 31000 SH SOLE 31000 0 0 GERMAN AMERN BANCORP INC COM 373865104 23 1387 SH DEFINED 3 620 0 767 GERON CORP COM 374163103 277 69012 SH DEFINED 3 5350 0 63662 GERON CORP COM 374163103 2 400 SH DEFINED 5 400 0 0 GERON CORP COM 374163103 1 200 SH SOLE 200 0 0 GETTY RLTY CORP NEW COM 374297109 16 630 SH DEFINED 630 0 0 GETTY RLTY CORP NEW COM 374297109 277 10968 SH DEFINED 3 1071 0 9897 GIANT INTERACTIVE GROUP INC ADR 374511103 0 10 SH DEFINED 2 10 0 0 GIBRALTAR INDS INC COM 374689107 129 11390 SH DEFINED 2 11390 0 0 GIBRALTAR INDS INC COM 374689107 14 1261 SH DEFINED 3 1261 0 0 GIBRALTAR INDS INC COM 374689107 453 40000 SH DEFINED 4 0 0 40000 GILEAD SCIENCES INC COM 375558103 5 130 SH DEFINED 130 0 0 GILEAD SCIENCES INC COM 375558103 33389 806298 SH DEFINED 1 806298 0 0 GILEAD SCIENCES INC COM 375558103 92 2218 SH DEFINED 10 2218 0 0 GILEAD SCIENCES INC COM 375558103 152 3665 SH DEFINED 15 3665 0 0 GILEAD SCIENCES INC COM 375558103 699 16890 SH DEFINED 16 16890 0 0 GILEAD SCIENCES INC COM 375558103 24968 602958 SH DEFINED 2 602958 0 0 GILEAD SCIENCES INC COM 375558103 9626 232448 SH DEFINED 3 13963 0 218485 GILEAD SCIENCES INC COM 375558103 7053 170311 SH DEFINED 5 170311 0 0 GILEAD SCIENCES INC COM 375558103 208 5016 SH DEFINED 8 5016 0 0 GILEAD SCIENCES INC COM 375558103 175 4228 SH SOLE 4228 0 0 GILEAD SCIENCES INC NOTE 0.625% 375558AH6 2976 2509000 PRN DEFINED 3 2506000 0 3000 5/0 GILDAN ACTIVEWEAR INC COM 375916103 92 2622 SH DEFINED 2622 0 0 GILDAN ACTIVEWEAR INC COM 375916103 74542 2119483 SH DEFINED 1 2119483 0 0 GILDAN ACTIVEWEAR INC COM 375916103 176 5000 SH DEFINED 10 5000 0 0 GILDAN ACTIVEWEAR INC COM 375916103 1428 40616 SH DEFINED 2 40616 0 0 GILDAN ACTIVEWEAR INC COM 375916103 18 500 SH DEFINED 3 0 0 500 GILDAN ACTIVEWEAR INC COM 375916103 5062 143938 SH DEFINED 5 143938 0 0 GILDAN ACTIVEWEAR INC COM 375916103 397 11300 CALL DEFINED 5 11300 0 0 GILDAN ACTIVEWEAR INC COM 375916103 2725 77487 SH DEFINED 7 0 77487 0 GILDAN ACTIVEWEAR INC COM 375916103 535 15207 SH DEFINED 8 10832 4375 0 GILDAN ACTIVEWEAR INC COM 375916103 132 3750 SH DEFINED 9 3750 0 0 GILDAN ACTIVEWEAR INC COM 375916103 18955 538943 SH SOLE 538943 0 0 GLACIER BANCORP INC NEW COM 37637Q105 1 75 SH DEFINED 75 0 0 GLACIER BANCORP INC NEW COM 37637Q105 9 700 SH DEFINED 16 700 0 0 GLACIER BANCORP INC NEW COM 37637Q105 820 60855 SH DEFINED 2 60855 0 0 GLACIER BANCORP INC NEW COM 37637Q105 40 2983 SH DEFINED 3 2983 0 0 GLACIER BANCORP INC NEW COM 37637Q105 35 2577 SH DEFINED 5 2577 0 0 GLADSTONE CAPITAL CORP COM 376535100 158 17053 SH DEFINED 3 873 0 16180 GLADSTONE COML CORP COM 376536108 17 1000 SH DEFINED 15 1000 0 0 GLADSTONE COML CORP COM 376536108 1427 82317 SH DEFINED 3 397 0 81920 GLADSTONE INVT CORP COM 376546107 361 50560 SH DEFINED 3 916 0 49644 GLADSTONE INVT CORP COM 376546107 321 45000 SH DEFINED 4 0 0 45000 GLATFELTER COM 377316104 29 1910 SH DEFINED 3 1910 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 160 3725 SH DEFINED 3725 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 78 1820 SH DEFINED 11 1820 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 107 2500 SH DEFINED 12 0 0 2500 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 565963 13192606 SH DEFINED 13 13192606 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 391 9117 SH DEFINED 15 9117 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 7986 186158 SH DEFINED 3 370 0 185788 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6155 143467 SH DEFINED 5 143467 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 175 4075 SH DEFINED 7 0 4075 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 537 12523 SH DEFINED 8 12523 0 0 GLEACHER & CO INC COM 377341102 10 4844 SH DEFINED 3 3268 0 1576 GLOBAL CASH ACCESS HLDGS INC COM 378967103 9 2675 SH DEFINED 3 2675 0 0 GLOBAL INCOME&CURRENCY FD IN COM 378968101 3 214 SH DEFINED 3 0 0 214 GLOBALSTAR INC COM 378973408 5 4260 SH DEFINED 3 4242 0 18 GLIMCHER RLTY TR SH BEN INT 379302102 171 18048 SH DEFINED 2 18048 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 232 24444 SH DEFINED 3 4144 0 20300 GLIMCHER RLTY TR SH BEN INT 379302102 5 500 SH DEFINED 8 500 0 0 GLOBAL INDS LTD COM 379336100 389 70952 SH DEFINED 2 70952 0 0 GLOBAL INDS LTD COM 379336100 3 600 SH DEFINED 3 0 0 600 GLOBAL INDS LTD DBCV 2.750% 379336AE0 30 40000 PRN DEFINED 3 40000 0 0 8/0 GLOBAL HIGH INCOME FUND INC COM 37933G108 172 12250 SH DEFINED 3 0 0 12250 GLOBALSCAPE INC COM 37940G109 0 25 SH DEFINED 5 25 0 0 GLOBAL PMTS INC COM 37940X102 3 60 SH DEFINED 15 60 0 0 GLOBAL PMTS INC COM 37940X102 1712 33571 SH DEFINED 2 33571 0 0 GLOBAL PMTS INC COM 37940X102 242 4742 SH DEFINED 3 0 0 4742 GLOBAL PMTS INC COM 37940X102 20650 404906 SH DEFINED 4 0 297986 106920 GLOBAL PMTS INC COM 37940X102 167 3265 SH DEFINED 5 3265 0 0 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 17 653 SH DEFINED 3 653 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 102 4000 SH DEFINED 15 4000 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 8 316 SH DEFINED 2 316 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 3939 154834 SH DEFINED 3 0 0 154834 GLOBAL PARTNERS LP COM UNITS 37946R109 229 9000 SH DEFINED 4 0 0 9000 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 6 313 SH DEFINED 15 313 0 0 GLOBAL TRAFFIC NETWORK INC COM 37947B103 58 5061 SH DEFINED 3 593 0 4468 GLOBAL TRAFFIC NETWORK INC COM 37947B103 5 440 SH DEFINED 5 440 0 0 GLOBAL X FDS FTSE NORDIC 37950E101 23 1100 SH DEFINED 3 0 0 1100 REG GLOBAL X FDS FTSE 37950E200 3215 152072 SH DEFINED 3 127590 0 24482 COLUMBIA20 GLOBAL X FDS FTSE 37950E200 25 1200 SH DEFINED 5 1200 0 0 COLUMBIA20 GLOBAL X FDS CHINA CONS ETF 37950E408 6 312 SH DEFINED 312 0 0 GLOBAL X FDS CHINA CONS ETF 37950E408 521 28370 SH DEFINED 3 0 0 28370 GLOBAL X FDS GLB X MEX SMCP 37950E515 339 23500 SH DEFINED 3 23500 0 0 GLOBAL X FDS GLB X OIL EQIT 37950E598 2 150 SH DEFINED 3 0 0 150 GLOBAL X FDS CHINA FINL ETF 37950E606 2 161 SH DEFINED 3 0 0 161 GLOBAL X FDS GLB TSX VENTUR 37950E630 3 200 SH DEFINED 3 0 0 200 GLOBAL X FDS GLB TSX VENTUR 37950E630 1 48 SH DEFINED 5 48 0 0 GLOBAL X FDS ANDEAN 40 ETF 37950E655 10 700 SH DEFINED 5 700 0 0 GLOBAL X FDS GLB X ARGENT20 37950E697 1234 82777 SH DEFINED 3 82777 0 0 GLOBAL X FDS CHINA INDL ETF 37950E705 1 38 SH DEFINED 3 0 0 38 GLOBAL X FDS GLB X URANIUM 37950E754 70 5780 SH DEFINED 5780 0 0 GLOBAL X FDS GLB X URANIUM 37950E754 325 27000 SH DEFINED 12 0 0 27000 GLOBAL X FDS GLB X URANIUM 37950E754 144 12000 SH DEFINED 16 12000 0 0 GLOBAL X FDS GLB X URANIUM 37950E754 159 13245 SH DEFINED 3 0 0 13245 GLOBAL X FDS GLB X URANIUM 37950E754 214 17783 SH DEFINED 5 17783 0 0 GLOBAL X FDS GLB X LITHIUM 37950E762 113 5730 SH DEFINED 16 5730 0 0 GLOBAL X FDS GLB X LITHIUM 37950E762 224 11378 SH DEFINED 3 0 0 11378 GLOBAL X FDS BRAZIL MID CAP 37950E788 2515 137780 SH DEFINED 3 136880 0 900 GLOBAL X FDS GLB X BRZ FINL 37950E838 202 11895 SH DEFINED 3 11895 0 0 GLOBAL X FDS GLB X BRAZ CON 37950E846 559 28734 SH DEFINED 3 28734 0 0 GLOBAL X FDS SILVER MNR ETF 37950E853 2053 86695 SH DEFINED 3 79980 0 6715

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GLOBAL X FDS SILVER MNR ETF 37950E853 58 2447 SH DEFINED 5 2447 0 0 GLOBAL X FDS SILVER MNR ETF 37950E853 184 8600 SH SOLE 8600 0 0 GLOBAL X FDS COPPER MNR ETF 37950E861 2258 118218 SH DEFINED 3 0 0 118218 GLOBAL X FDS COPPER MNR ETF 37950E861 104 5420 SH DEFINED 5 5420 0 0 GLOBAL X FDS CHINA MATL ETF 37950E879 1 63 SH DEFINED 3 0 0 63 GLOBE SPECIALTY METALS INC COM 37954N206 110 4892 SH DEFINED 3 2614 0 2278 GLOBE SPECIALTY METALS INC COM 37954N206 0 3 SH DEFINED 5 3 0 0 GLOBECOMM SYSTEMS INC COM 37956X103 14 930 SH DEFINED 3 930 0 0 GLU MOBILE INC COM 379890106 9 1738 SH DEFINED 3 1738 0 0 GMX RES INC COM 38011M108 15 3425 SH DEFINED 3 0 0 3425 GMX RES INC NOTE 5.000% 38011MAB4 11 12000 PRN DEFINED 3 0 0 12000 2/0 GMX RES INC NOTE 4.500% 38011MAJ7 90 110000 PRN DEFINED 3 110000 0 0 5/0 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 815 67050 SH DEFINED 3 0 0 67050 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2 129 SH DEFINED 129 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 163 11200 SH DEFINED 1 11200 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 67 4592 SH DEFINED 15 4592 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1099 75335 SH DEFINED 2 75335 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2396 164196 SH DEFINED 3 39045 0 125151 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 4208 288400 CALL DEFINED 3 288400 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2070 141861 SH DEFINED 5 141861 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 81 5550 SH DEFINED 8 5550 0 0 GOLD RESV INC CL A 38068N108 51 20150 SH DEFINED 5 20150 0 0 GOLD RESV INC NOTE 5.500% 38068NAB4 2 3000 PRN DEFINED 3 0 0 3000 6/1 GOLD RESOURCE CORP COM 38068T105 499 20000 SH DEFINED 16 20000 0 0 GOLD RESOURCE CORP COM 38068T105 30 1214 SH DEFINED 3 1178 0 36 GOLDCORP INC NEW COM 380956409 834 17284 SH DEFINED 17284 0 0 GOLDCORP INC NEW COM 380956409 897033 18583655 SH DEFINED 1 18583655 0 0 GOLDCORP INC NEW COM 380956409 97 2000 SH DEFINED 13 2000 0 0 GOLDCORP INC NEW COM 380956409 234 4850 SH DEFINED 14 4850 0 0 GOLDCORP INC NEW COM 380956409 244 5050 SH DEFINED 15 5050 0 0 GOLDCORP INC NEW COM 380956409 348 7205 SH DEFINED 2 7205 0 0 GOLDCORP INC NEW COM 380956409 12693 262965 SH DEFINED 3 117987 0 144978 GOLDCORP INC NEW COM 380956409 15446 320000 PUT DEFINED 3 320000 0 0 GOLDCORP INC NEW COM 380956409 122963 2547402 SH DEFINED 5 2547402 0 0 GOLDCORP INC NEW COM 380956409 18347 380100 CALL DEFINED 5 380100 0 0 GOLDCORP INC NEW COM 380956409 965 20000 PUT DEFINED 5 20000 0 0 GOLDCORP INC NEW COM 380956409 53609 1110598 SH DEFINED 7 0 1110598 0 GOLDCORP INC NEW COM 380956409 5887 121959 SH DEFINED 8 97494 24465 0 GOLDCORP INC NEW COM 380956409 1133 23464 SH DEFINED 9 23464 0 0 GOLDCORP INC NEW COM 380956409 117103 2426009 SH DEFINED 5;1 2426009 0 0 GOLDCORP INC NEW COM 380956409 210950 4370213 SH SOLE 4370213 0 0 GOLDCORP INC NEW COM 380956409 4827 100000 CALL SOLE 100000 0 0 GOLDCORP INC NEW COM 380956409 18362 380400 PUT SOLE 380400 0 0 GOLDCORP INC NEW NOTE 2.000% 380956AB8 3131 2500000 PRN DEFINED 3 2500000 0 0 8/0 GOLDCORP INC NEW NOTE 2.000% 380956AB8 5379 4295000 PRN DEFINED 6 4295000 0 0 8/0 GOLDEN MINERALS CO COM 381119106 9133 513650 SH DEFINED 1 513650 0 0 GOLDEN MINERALS CO COM 381119106 176 9923 SH DEFINED 13 9923 0 0 GOLDEN MINERALS CO COM 381119106 9 512 SH DEFINED 3 512 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 99 44883 SH DEFINED 2 44883 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 24 10724 SH DEFINED 3 10724 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 5 2081 SH DEFINED 5 2081 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 1 400 CALL DEFINED 5 400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 539 4053 SH DEFINED 2263 1790 0 GOLDMAN SACHS GROUP INC COM 38141G104 112 845 SH DEFINED 1 845 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 121 910 SH DEFINED 10 910 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GOLDMAN SACHS GROUP INC COM 38141G104 22 164 SH DEFINED 11 164 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 37 281 SH DEFINED 12 0 0 281 GOLDMAN SACHS GROUP INC COM 38141G104 156 1171 SH DEFINED 13 1171 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5689 42742 SH DEFINED 14 42742 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 297 2234 SH DEFINED 15 2234 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 509 3825 SH DEFINED 16 3825 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 35198 264468 SH DEFINED 2 264468 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 14783 111073 SH DEFINED 3 16809 0 94264 GOLDMAN SACHS GROUP INC COM 38141G104 31276 235000 CALL DEFINED 3 235000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 66465 499400 PUT DEFINED 3 499400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10098 75875 SH DEFINED 4 0 13620 62255 GOLDMAN SACHS GROUP INC COM 38141G104 7847 58958 SH DEFINED 5 58958 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 520 3906 SH DEFINED 7 0 3906 0 GOLDMAN SACHS GROUP INC COM 38141G104 415 3120 SH DEFINED 8 3025 95 0 GOLDMAN SACHS GROUP INC COM 38141G104 22 163 SH DEFINED 5;1 163 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 964 7243 SH SOLE 7243 0 0 GOLFSMITH INTL HOLDINGS INC COM 38168Y103 266 70000 SH DEFINED 4 0 0 70000 GOLUB CAP BDC INC COM 38173M102 815 54556 SH DEFINED 3 425 0 54131 GOODRICH CORP COM 382388106 29022 303900 SH DEFINED 1 303900 0 0 GOODRICH CORP COM 382388106 28 288 SH DEFINED 15 288 0 0 GOODRICH CORP COM 382388106 4306 45090 SH DEFINED 2 45090 0 0 GOODRICH CORP COM 382388106 5279 55280 SH DEFINED 3 1069 0 54211 GOODRICH CORP COM 382388106 4 46 SH DEFINED 5 46 0 0 GOODRICH PETE CORP COM NEW 382410405 3 190 SH DEFINED 15 190 0 0 GOODRICH PETE CORP COM NEW 382410405 15 800 SH DEFINED 3 0 0 800 GOODYEAR TIRE & RUBR CO COM 382550101 2264 135000 SH DEFINED 1 135000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 34 2000 SH DEFINED 14 2000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 13 770 SH DEFINED 16 770 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1623 96795 SH DEFINED 2 96795 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 2927 174527 SH DEFINED 3 14859 0 159668 GOODYEAR TIRE & RUBR CO COM 382550101 244 14566 SH DEFINED 5 14566 0 0 GOODYEAR TIRE & RUBR CO PFD CONV 382550309 6 100 PRN DEFINED 3 0 0 100 GOOGLE INC CL A 38259P508 27122 53561 SH DEFINED 53561 0 0 GOOGLE INC CL A 38259P508 18656 36841 SH DEFINED 1 36841 0 0 GOOGLE INC CL A 38259P508 953 1882 SH DEFINED 10 1882 0 0 GOOGLE INC CL A 38259P508 274 542 SH DEFINED 11 542 0 0 GOOGLE INC CL A 38259P508 201 396 SH DEFINED 12 0 0 396 GOOGLE INC CL A 38259P508 204 402 SH DEFINED 13 402 0 0 GOOGLE INC CL A 38259P508 54369 107368 SH DEFINED 14 107368 0 0 GOOGLE INC CL A 38259P508 752 1486 SH DEFINED 15 1486 0 0 GOOGLE INC CL A 38259P508 39366 77740 SH DEFINED 16 77740 0 0 GOOGLE INC CL A 38259P508 101985 201401 SH DEFINED 2 201401 0 0 GOOGLE INC CL A 38259P508 40950 80869 SH DEFINED 3 48638 0 32231 GOOGLE INC CL A 38259P508 1013 2000 CALL DEFINED 3 2000 0 0 GOOGLE INC CL A 38259P508 313854 619800 PUT DEFINED 3 619800 0 0 GOOGLE INC CL A 38259P508 10605 20942 SH DEFINED 5 20942 0 0 GOOGLE INC CL A 38259P508 571 1128 SH DEFINED 7 0 1128 0 GOOGLE INC CL A 38259P508 506 1000 SH DEFINED 8 600 400 0 GOOGLE INC CL A 38259P508 27 54 SH DEFINED 5;1 54 0 0 GOOGLE INC CL A 38259P508 2002 3953 SH SOLE 3953 0 0 GORDMANS STORES INC COM 38269P100 56 3196 SH DEFINED 3 221 0 2975 GORMAN RUPP CO COM 383082104 113 3438 SH DEFINED 2 3438 0 0 GORMAN RUPP CO COM 383082104 47 1412 SH DEFINED 3 631 0 781 GOVERNMENT PPTYS INCOME TR COM SHS BEN 38376A103 96 3563 SH DEFINED 15 3563 0 0 INT GOVERNMENT PPTYS INCOME TR COM SHS BEN 38376A103 2238 82820 SH DEFINED 3 1265 0 81555 INT GRACE W R & CO DEL NEW COM 38388F108 9190 201400 SH DEFINED 1 201400 0 0 GRACE W R & CO DEL NEW COM 38388F108 2398 52562 SH DEFINED 2 52562 0 0 GRACE W R & CO DEL NEW COM 38388F108 84 1831 SH DEFINED 3 0 0 1831

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GRACO INC COM 384109104 1720 33947 SH DEFINED 2 33947 0 0 GRACO INC COM 384109104 1186 23415 SH DEFINED 3 0 0 23415 GRACO INC COM 384109104 14 268 SH DEFINED 5 268 0 0 GRAFTECH INTL LTD COM 384313102 5 232 SH DEFINED 15 232 0 0 GRAFTECH INTL LTD COM 384313102 118 5834 SH DEFINED 2 5834 0 0 GRAFTECH INTL LTD COM 384313102 4 200 SH DEFINED 3 0 0 200 GRAFTECH INTL LTD COM 384313102 3 137 SH DEFINED 5 137 0 0 GRAHAM CORP COM 384556106 8 408 SH DEFINED 3 408 0 0 GRAHAM PACKAGING CO INC COM 384701108 25 1001 SH DEFINED 3 1001 0 0 GRAINGER W W INC COM 384802104 4091 26626 SH DEFINED 2 26626 0 0 GRAINGER W W INC COM 384802104 444 2889 SH DEFINED 3 723 0 2166 GRAINGER W W INC COM 384802104 2 10 SH DEFINED 5 10 0 0 GRAMERCY CAP CORP COM 384871109 8 2500 SH DEFINED 3 0 0 2500 GRAN TIERRA ENERGY INC COM 38500T101 25 3809 SH DEFINED 3809 0 0 GRAN TIERRA ENERGY INC COM 38500T101 217 32808 SH DEFINED 2 32808 0 0 GRAN TIERRA ENERGY INC COM 38500T101 7 1000 SH DEFINED 3 0 0 1000 GRAN TIERRA ENERGY INC COM 38500T101 331 50091 SH DEFINED 5 50091 0 0 GRAN TIERRA ENERGY INC COM 38500T101 59 9000 CALL DEFINED 5 9000 0 0 GRAN TIERRA ENERGY INC COM 38500T101 7 1000 PUT DEFINED 5 1000 0 0 GRAN TIERRA ENERGY INC COM 38500T101 18 2728 SH DEFINED 7 0 2728 0 GRAN TIERRA ENERGY INC COM 38500T101 238 36064 SH SOLE 36064 0 0 GRAND CANYON ED INC COM 38526M106 1 103 SH DEFINED 15 103 0 0 GRAND CANYON ED INC COM 38526M106 18 1292 SH DEFINED 3 1189 0 103 GRAND CANYON ED INC COM 38526M106 3236 228200 SH DEFINED 4 0 76300 151900 GRANITE CONSTR INC COM 387328107 24 980 SH DEFINED 15 980 0 0 GRANITE CONSTR INC COM 387328107 3 115 SH DEFINED 16 0 115 0 GRANITE CONSTR INC COM 387328107 756 30832 SH DEFINED 2 30832 0 0 GRANITE CONSTR INC COM 387328107 57 2329 SH DEFINED 3 1603 0 726 GRANITE CONSTR INC COM 387328107 22 882 SH DEFINED 5 882 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 36 6630 SH DEFINED 3 6630 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 4 750 SH DEFINED 5 750 0 0 GRAY TELEVISION INC COM 389375106 5 2057 SH DEFINED 3 2057 0 0 GREAT BASIN GOLD LTD COM 390124105 26312 12589648 SH DEFINED 1 12589648 0 0 GREAT BASIN GOLD LTD COM 390124105 65 31000 SH DEFINED 3 0 0 31000 GREAT BASIN GOLD LTD COM 390124105 407 194736 SH DEFINED 5 194736 0 0 GREAT BASIN GOLD LTD COM 390124105 100 48040 SH DEFINED 8 48040 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 24 4239 SH DEFINED 3 2439 0 1800 GREAT SOUTHN BANCORP INC COM 390905107 8 421 SH DEFINED 3 421 0 0 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 11 110 SH DEFINED 110 0 0 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 155 1500 SH DEFINED 3 0 0 1500 GREAT PANTHER SILVER LTD COM 39115V101 27 8000 SH DEFINED 12 0 0 8000 GREAT PANTHER SILVER LTD COM 39115V101 17 5000 SH DEFINED 3 0 0 5000 GREAT PANTHER SILVER LTD COM 39115V101 22 6685 SH DEFINED 5 6685 0 0 GREAT PANTHER SILVER LTD COM 39115V101 106 31800 SH DEFINED 8 31800 0 0 GREAT PLAINS ENERGY INC COM 391164100 7 320 SH DEFINED 320 0 0 GREAT PLAINS ENERGY INC COM 391164100 2222 107199 SH DEFINED 2 107199 0 0 GREAT PLAINS ENERGY INC COM 391164100 601 28983 SH DEFINED 3 1 0 28982 GREAT PLAINS ENERGY INC COM 391164100 46 2200 SH DEFINED 7 0 2200 0 GREAT PLAINS ENERGY INC COM 391164100 29 1398 SH DEFINED 9 1398 0 0 GREAT WOLF RESORTS INC COM 391523107 35 11600 SH DEFINED 3 0 0 11600 GREATBATCH INC COM 39153L106 187 6962 SH DEFINED 2 6962 0 0 GREATBATCH INC COM 39153L106 146 5457 SH DEFINED 3 967 0 4490 GREATER CHINA FD INC COM 39167B102 492 38740 SH DEFINED 3 0 0 38740 GREATER CHINA FD INC COM 39167B102 1084 85390 SH DEFINED 5 85390 0 0 GREATER CHINA FD INC COM 39167B102 12 933 SH DEFINED 8 933 0 0 GREEN DOT CORP CL A 39304D102 3 83 SH DEFINED 15 83 0 0 GREEN DOT CORP CL A 39304D102 14 409 SH DEFINED 2 409 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 8524 95500 SH DEFINED 1 95500 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 96 1076 SH DEFINED 15 1076 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 7905 88564 SH DEFINED 2 88564 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GREEN MTN COFFEE ROASTERS IN COM 393122106 5680 63633 SH DEFINED 3 59874 0 3759 GREEN MTN COFFEE ROASTERS IN COM 393122106 206 2304 SH DEFINED 5 2304 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 482 5400 SH DEFINED 8 5400 0 0 GREEN PLAINS RENEWABLE ENERG COM 393222104 1 104 SH DEFINED 2 104 0 0 GREENBRIER COS INC COM 393657101 0 21 SH DEFINED 15 21 0 0 GREENBRIER COS INC COM 393657101 234 11832 SH DEFINED 2 11832 0 0 GREENBRIER COS INC COM 393657101 94 4751 SH DEFINED 3 765 0 3986 GREENBRIER COS INC COM 393657101 5844 295760 SH DEFINED 4 0 116800 178960 GREEN BANKSHARES INC COM NEW 394361208 132 50400 SH DEFINED 4 0 0 50400 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 6060 180908 SH DEFINED 3 0 0 180908 GREIF INC CL A 397624107 1832 28171 SH DEFINED 2 28171 0 0 GREIF INC CL A 397624107 79 1210 SH DEFINED 3 0 0 1210 GREIF INC CL B 397624206 32 531 SH DEFINED 2 531 0 0 GREIF INC CL B 397624206 42 700 SH DEFINED 3 0 0 700 GRIFFIN LD & NURSERIES INC CL A 398231100 3 103 SH DEFINED 3 103 0 0 GRIFFON CORP COM 398433102 170 16844 SH DEFINED 2 16844 0 0 GRIFFON CORP COM 398433102 20 1978 SH DEFINED 3 1978 0 0 GRIFFON CORP COM 398433102 353 35000 SH DEFINED 4 0 0 35000 GROUP 1 AUTOMOTIVE INC COM 398905109 2 53 SH DEFINED 53 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 53 1281 SH DEFINED 3 996 0 285 GROUP 1 AUTOMOTIVE INC COM 398905109 453 11000 SH DEFINED 4 0 0 11000 GROUPE CGI INC CL A SUB VTG 39945C109 31 1250 SH DEFINED 1250 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 3826 155200 SH DEFINED 1 155200 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 2 64 SH DEFINED 15 64 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 68 2763 SH DEFINED 3 0 0 2763 GROUPE CGI INC CL A SUB VTG 39945C109 16300 661245 SH DEFINED 5 661245 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 14476 587258 SH DEFINED 7 0 587258 0 GROUPE CGI INC CL A SUB VTG 39945C109 454 18426 SH DEFINED 8 7997 10429 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 9 638 SH DEFINED 3 0 0 638 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 33 1354 SH DEFINED 15 1354 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 313 12706 SH DEFINED 3 0 0 12706 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 225 9147 SH DEFINED 5 9147 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 7547 306792 SH DEFINED 5;1 306792 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 116 2822 SH DEFINED 2 2822 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 48 1160 SH DEFINED 3 1060 0 100 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 18 434 SH DEFINED 5 434 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 290 4924 SH DEFINED 3 4924 0 0 GTX INC DEL COM 40052B108 4 749 SH DEFINED 3 749 0 0 GUANGSHEN RY LTD SPONSORED ADR 40065W107 21 1000 SH DEFINED 15 1000 0 0 GUANGSHEN RY LTD SPONSORED ADR 40065W107 2 100 SH DEFINED 3 0 0 100 GUANGSHEN RY LTD SPONSORED ADR 40065W107 4 200 SH DEFINED 5 200 0 0 GUARANTY BANCORP DEL COM 40075T102 11 8500 SH DEFINED 3 0 0 8500 GUARANTY BANCORP DEL COM 40075T102 105 78000 SH DEFINED 4 0 0 78000 GUESS INC COM 401617105 2 40 SH DEFINED 40 0 0 GUESS INC COM 401617105 33 796 SH DEFINED 15 796 0 0 GUESS INC COM 401617105 1399 33257 SH DEFINED 2 33257 0 0 GUESS INC COM 401617105 12 291 SH DEFINED 3 0 0 291 GUESS INC COM 401617105 951 22600 SH DEFINED 4 0 3800 18800 GUESS INC COM 401617105 406 9664 SH DEFINED 5 9664 0 0 GUESS INC COM 401617105 13 302 SH DEFINED 8 302 0 0 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 1895 96739 SH DEFINED 3 0 0 96739 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 568 59494 SH DEFINED 3 0 0 59494 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1402 68395 SH DEFINED 3 0 0 68395 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 110 6359 SH DEFINED 3 0 0 6359 GUIDANCE SOFTWARE INC COM 401692108 1 120 SH DEFINED 15 120 0 0 GUIDANCE SOFTWARE INC COM 401692108 6 696 SH DEFINED 3 576 0 120 GULF ISLAND FABRICATION INC COM 402307102 516 16000 SH DEFINED 4 0 0 16000 GULFMARK OFFSHORE INC CL A NEW 402629208 66 1485 SH DEFINED 3 985 0 500 GULFMARK OFFSHORE INC CL A NEW 402629208 3 77 SH DEFINED 5 77 0 0 GULFPORT ENERGY CORP COM NEW 402635304 2 82 SH DEFINED 82 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- GULFPORT ENERGY CORP COM NEW 402635304 348 11727 SH DEFINED 3 0 0 11727 GULFPORT ENERGY CORP COM NEW 402635304 7146 240700 SH DEFINED 4 0 81700 159000 GYRODYNE CO AMER INC COM 403820103 17 250 SH DEFINED 3 0 0 250 H & E EQUIPMENT SERVICES INC COM 404030108 134 9596 SH DEFINED 3 1186 0 8410 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 61 3873 SH DEFINED 3873 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 4458 284122 SH DEFINED 3 0 0 284122 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1916 153739 SH DEFINED 3 0 0 153739 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1579 126719 SH DEFINED 5 126719 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 187 14995 SH DEFINED 8 14995 0 0 HCA HOLDINGS INC COM 40412C101 60991 1848200 SH DEFINED 1 1848200 0 0 HCA HOLDINGS INC COM 40412C101 112 3387 SH DEFINED 10 3387 0 0 HCA HOLDINGS INC COM 40412C101 206 6250 SH DEFINED 2 6250 0 0 HCA HOLDINGS INC COM 40412C101 7027 212946 SH DEFINED 3 210671 0 2275 HCA HOLDINGS INC COM 40412C101 38 1166 SH DEFINED 5 1166 0 0 HCA HOLDINGS INC COM 40412C101 213 6458 SH SOLE 6458 0 0 HCC INS HLDGS INC COM 404132102 4 125 SH DEFINED 125 0 0 HCC INS HLDGS INC COM 404132102 7321 232400 SH DEFINED 1 232400 0 0 HCC INS HLDGS INC COM 404132102 567 18000 SH DEFINED 14 18000 0 0 HCC INS HLDGS INC COM 404132102 1 23 SH DEFINED 15 23 0 0 HCC INS HLDGS INC COM 404132102 3090 98083 SH DEFINED 2 98083 0 0 HCC INS HLDGS INC COM 404132102 77 2450 SH DEFINED 3 0 0 2450 HCC INS HLDGS INC COM 404132102 17771 564145 SH DEFINED 4 0 369485 194660 HCP INC COM 40414L109 12 323 SH DEFINED 323 0 0 HCP INC COM 40414L109 495 13504 SH DEFINED 15 13504 0 0 HCP INC COM 40414L109 6739 183682 SH DEFINED 2 183682 0 0 HCP INC COM 40414L109 1420 38706 SH DEFINED 3 4751 0 33955 HCP INC COM 40414L109 152 4132 SH DEFINED 5 4132 0 0 HCP INC COM 40414L109 13 364 SH DEFINED 7 0 364 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 6 34 SH DEFINED 15 34 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 454 2575 SH DEFINED 3 1015 0 1560 HDFC BANK LTD ADR REPS 3 SHS 40415F101 14993 85000 PUT DEFINED 3 85000 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 71 405 SH DEFINED 5 405 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 589 3190 SH SOLE 3190 0 0 HF FINL CORP COM 404172108 416 38000 SH DEFINED 4 0 0 38000 HFF INC CL A 40418F108 18 1204 SH DEFINED 3 1204 0 0 HNI CORP COM 404251100 626 24915 SH DEFINED 2 24915 0 0 HNI CORP COM 404251100 49 1955 SH DEFINED 3 1855 0 100 HMS HLDGS CORP COM 40425J101 4 53 SH DEFINED 53 0 0 HMS HLDGS CORP COM 40425J101 127 1655 SH DEFINED 2 1655 0 0 HMS HLDGS CORP COM 40425J101 90 1172 SH DEFINED 3 1172 0 0 HMS HLDGS CORP COM 40425J101 833 10832 SH DEFINED 4 0 2800 8032 HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 32 11400 SH DEFINED 3 0 0 11400 HSBC HLDGS PLC SPON ADR NEW 404280406 4840 97547 SH DEFINED 97547 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 44 895 SH DEFINED 15 895 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1094 22038 SH DEFINED 16 22038 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1395 28111 SH DEFINED 2 28111 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 18656 375987 SH DEFINED 3 368376 0 7611 HSBC HLDGS PLC SPON ADR NEW 404280406 7443 150000 CALL DEFINED 3 150000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 38207 770000 PUT DEFINED 3 770000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 9877 199059 SH DEFINED 5 199059 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 39 776 SH DEFINED 7 0 776 0 HSBC HLDGS PLC SPON ADR NEW 404280406 259 5228 SH DEFINED 8 5228 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 7707 155314 SH DEFINED 5;1 155314 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 903 36969 PRN DEFINED 3 0 0 36969 HSBC HLDGS PLC ADR A 1/40PF A 404280604 83 3400 PRN DEFINED 5 3400 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 10 400 PRN DEFINED 7 0 400 0 HSBC USA INC S&P CTI ETN 23 4042EP602 176 20600 SH DEFINED 3 0 0 20600 HSN INC COM 404303109 3 99 SH DEFINED 99 0 0 HSN INC COM 404303109 24 729 SH DEFINED 15 729 0 0 HSN INC COM 404303109 85 2597 SH DEFINED 3 1658 0 939

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HSN INC COM 404303109 2 66 SH DEFINED 5 66 0 0 HACKETT GROUP INC COM 404609109 6 1263 SH DEFINED 3 1263 0 0 HAEMONETICS CORP COM 405024100 6 98 SH DEFINED 98 0 0 HAEMONETICS CORP COM 405024100 3 47 SH DEFINED 15 47 0 0 HAEMONETICS CORP COM 405024100 1005 15614 SH DEFINED 2 15614 0 0 HAEMONETICS CORP COM 405024100 75 1165 SH DEFINED 3 1065 0 100 HAIN CELESTIAL GROUP INC COM 405217100 2 67 SH DEFINED 15 67 0 0 HAIN CELESTIAL GROUP INC COM 405217100 770 23077 SH DEFINED 2 23077 0 0 HAIN CELESTIAL GROUP INC COM 405217100 797 23892 SH DEFINED 3 1485 0 22407 HAIN CELESTIAL GROUP INC COM 405217100 17 500 SH DEFINED 5 500 0 0 HALLADOR ENERGY COMPANY COM 40609P105 10 1000 SH DEFINED 3 0 0 1000 HALLIBURTON CO COM 406216101 513 10051 SH DEFINED 10051 0 0 HALLIBURTON CO COM 406216101 84992 1666500 SH DEFINED 1 1632300 0 34200 HALLIBURTON CO COM 406216101 320 6278 SH DEFINED 10 6278 0 0 HALLIBURTON CO COM 406216101 284 5567 SH DEFINED 11 5567 0 0 HALLIBURTON CO COM 406216101 52 1015 SH DEFINED 12 0 0 1015 HALLIBURTON CO COM 406216101 120 2350 SH DEFINED 14 2350 0 0 HALLIBURTON CO COM 406216101 341 6679 SH DEFINED 15 6679 0 0 HALLIBURTON CO COM 406216101 82 1611 SH DEFINED 16 1611 0 0 HALLIBURTON CO COM 406216101 24390 478243 SH DEFINED 2 478243 0 0 HALLIBURTON CO COM 406216101 13554 265761 SH DEFINED 3 159211 0 106550 HALLIBURTON CO COM 406216101 11220 220000 CALL DEFINED 3 220000 0 0 HALLIBURTON CO COM 406216101 58650 1150000 PUT DEFINED 3 1150000 0 0 HALLIBURTON CO COM 406216101 15535 304605 SH DEFINED 4 0 66915 237690 HALLIBURTON CO COM 406216101 1035 20288 SH DEFINED 5 20288 0 0 HALLIBURTON CO COM 406216101 993 19475 SH DEFINED 7 0 19475 0 HALLIBURTON CO COM 406216101 96 1885 SH DEFINED 8 1475 410 0 HALLIBURTON CO COM 406216101 17 330 SH DEFINED 9 330 0 0 HALLIBURTON CO COM 406216101 5569 109205 SH DEFINED 5;1 109205 0 0 HALLIBURTON CO COM 406216101 2030 42622 SH SOLE 42622 0 0 HALLMARK FINL SVCS INC EC COM NEW 40624Q203 4 501 SH DEFINED 3 501 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 48 6903 SH DEFINED 3 3403 0 3500 HAMPTON ROADS BANKSHARES INC COM NEW 409321502 4 407 SH DEFINED 3 407 0 0 HAMPTON ROADS BANKSHARES INC COM NEW 409321502 5 474 SH DEFINED 4 0 0 474 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 2215 134790 SH DEFINED 3 0 0 134790 HANCOCK HLDG CO COM 410120109 1429 46134 SH DEFINED 2 46134 0 0 HANCOCK HLDG CO COM 410120109 98 3165 SH DEFINED 3 3165 0 0 HANCOCK HLDG CO COM 410120109 14 467 SH DEFINED 5 467 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 37 2400 SH DEFINED 3 0 0 2400 HANCOCK JOHN INCOME SECS TR COM 410123103 1446 94340 SH DEFINED 5 94340 0 0 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 224 16142 SH DEFINED 3 0 0 16142 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 348 27635 SH DEFINED 3 0 0 27635 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 14 1121 SH DEFINED 7 0 1121 0 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 337 20427 SH DEFINED 3 0 0 20427 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 274 13214 SH DEFINED 3 0 0 13214 HANCOCK JOHN PFD INCOME FD I COM 41013X106 858 41550 SH DEFINED 3 0 0 41550 HANCOCK JOHN INVS TR COM 410142103 229 10365 SH DEFINED 3 0 0 10365 HANCOCK JOHN INVS TR COM 410142103 11 487 SH DEFINED 5 487 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 2018 115025 SH DEFINED 3 0 0 115025 HANDY & HARMAN LTD COM 410315105 4 242 SH DEFINED 3 242 0 0 HANESBRANDS INC COM 410345102 34 1195 SH DEFINED 1195 0 0 HANESBRANDS INC COM 410345102 32 1125 SH DEFINED 14 1125 0 0 HANESBRANDS INC COM 410345102 32 1112 SH DEFINED 15 1112 0 0 HANESBRANDS INC COM 410345102 2224 77911 SH DEFINED 2 77911 0 0 HANESBRANDS INC COM 410345102 1583 55464 SH DEFINED 3 53900 0 1564 HANESBRANDS INC COM 410345102 71 2473 SH DEFINED 5 2473 0 0 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 2 90 SH DEFINED 90 0 0 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 160 6535 SH DEFINED 2 6535 0 0 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 1350 55185 SH DEFINED 3 1389 0 53796 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 684 27970 SH DEFINED 4 0 0 27970

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HANMI FINL CORP COM 410495105 7 6274 SH DEFINED 3 6274 0 0 HANOVER COMPRESSOR CO NOTE 4.750% 410768AE5 112 114000 PRN DEFINED 3 114000 0 0 1/1 HANOVER INS GROUP INC COM 410867105 2 41 SH DEFINED 15 41 0 0 HANOVER INS GROUP INC COM 410867105 4130 109522 SH DEFINED 2 109522 0 0 HANOVER INS GROUP INC COM 410867105 101 2680 SH DEFINED 3 0 0 2680 HANSEN MEDICAL INC COM 411307101 418 122562 SH DEFINED 3 1943 0 120619 HANSEN MEDICAL INC COM 411307101 17 5000 SH DEFINED 5 5000 0 0 HANSEN NAT CORP COM 411310105 3359 41500 SH DEFINED 1 41500 0 0 HANSEN NAT CORP COM 411310105 2134 26364 SH DEFINED 2 26364 0 0 HANSEN NAT CORP COM 411310105 2481 30644 SH DEFINED 3 26942 0 3702 HANSEN NAT CORP COM 411310105 40 500 SH DEFINED 5 500 0 0 HANSEN NAT CORP COM 411310105 19 239 SH DEFINED 8 239 0 0 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 2 300 SH DEFINED 3 0 0 300 HARBIN ELECTRIC INC COM 41145W109 2 120 SH DEFINED 15 120 0 0 HARBIN ELECTRIC INC COM 41145W109 127 8369 SH DEFINED 2 8369 0 0 HARBIN ELECTRIC INC COM 41145W109 17 1100 SH DEFINED 3 0 0 1100 HARBINGER GROUP INC COM 41146A106 8 1375 SH DEFINED 3 375 0 1000 HARDINGE INC COM 412324303 281 25750 SH DEFINED 4 0 0 25750 HARLEY DAVIDSON INC COM 412822108 30 738 SH DEFINED 13 738 0 0 HARLEY DAVIDSON INC COM 412822108 2 60 SH DEFINED 15 60 0 0 HARLEY DAVIDSON INC COM 412822108 4597 112215 SH DEFINED 2 112215 0 0 HARLEY DAVIDSON INC COM 412822108 603 14716 SH DEFINED 3 2810 0 11906 HARLEY DAVIDSON INC COM 412822108 8 201 SH DEFINED 5 201 0 0 HARLEY DAVIDSON INC COM 412822108 5 130 SH DEFINED 7 0 130 0 HARLEY DAVIDSON INC COM 412822108 284 6932 SH SOLE 6932 0 0 HARLEYSVILLE GROUP INC COM 412824104 25 806 SH DEFINED 3 506 0 300 HARMAN INTL INDS INC COM 413086109 19 410 SH DEFINED 410 0 0 HARMAN INTL INDS INC COM 413086109 2165 47500 SH DEFINED 2 47500 0 0 HARMAN INTL INDS INC COM 413086109 84 1838 SH DEFINED 3 788 0 1050 HARMONIC INC COM 413160102 1 187 SH DEFINED 187 0 0 HARMONIC INC COM 413160102 6 820 SH DEFINED 15 820 0 0 HARMONIC INC COM 413160102 152 21089 SH DEFINED 2 21089 0 0 HARMONIC INC COM 413160102 1685 232998 SH DEFINED 3 4761 0 228237 HARMONIC INC COM 413160102 216 29890 SH DEFINED 5 29890 0 0 HARMONIC INC COM 413160102 1 90 SH DEFINED 8 90 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 90 6800 SH DEFINED 1 6800 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 28 2098 SH DEFINED 5 2098 0 0 HARRIS & HARRIS GROUP INC COM 413833104 7 1286 SH DEFINED 3 1286 0 0 HARRIS & HARRIS GROUP INC COM 413833104 1 200 SH DEFINED 5 200 0 0 HARRIS CORP DEL COM 413875105 189 4199 SH DEFINED 15 4199 0 0 HARRIS CORP DEL COM 413875105 4438 98483 SH DEFINED 2 98483 0 0 HARRIS CORP DEL COM 413875105 398 8834 SH DEFINED 3 920 0 7914 HARRIS CORP DEL COM 413875105 3374 74870 SH DEFINED 4 0 9250 65620 HARRIS CORP DEL COM 413875105 636 14104 SH DEFINED 5 14104 0 0 HARRIS CORP DEL COM 413875105 69 1531 SH DEFINED 8 1531 0 0 HARRIS INTERACTIVE INC COM 414549105 14 17000 SH DEFINED 3 0 0 17000 HARSCO CORP COM 415864107 11 335 SH DEFINED 16 0 335 0 HARSCO CORP COM 415864107 1374 42156 SH DEFINED 2 42156 0 0 HARSCO CORP COM 415864107 318 9750 SH DEFINED 3 0 0 9750 HARSCO CORP COM 415864107 12 382 SH DEFINED 5 382 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 396 23825 SH DEFINED 3 0 0 23825 HARRY WINSTON DIAMOND CORP COM 41587B100 143 8629 SH DEFINED 5 8629 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 349 21000 PUT DEFINED 5 21000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 8 500 SH DEFINED 7 0 500 0 HARRY WINSTON DIAMOND CORP COM 41587B100 3 200 SH DEFINED 8 200 0 0 HARTE-HANKS INC COM 416196103 119 14629 SH DEFINED 2 14629 0 0 HARTE-HANKS INC COM 416196103 30 3636 SH DEFINED 3 3636 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4 153 SH DEFINED 153 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 63143 2394500 SH DEFINED 1 2394500 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HARTFORD FINL SVCS GROUP INC COM 416515104 43 1630 SH DEFINED 13 1630 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 181 6874 SH DEFINED 15 6874 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 5923 224617 SH DEFINED 2 224617 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2367 89743 SH DEFINED 3 22232 0 67511 HARTFORD FINL SVCS GROUP INC COM 416515104 1978 75000 PUT DEFINED 3 75000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1616 61300 SH DEFINED 4 0 7650 53650 HARTFORD FINL SVCS GROUP INC COM 416515104 145 5502 SH DEFINED 5 5502 0 0 HARTFORD FINL SVCS GROUP INC *W EXP 416515120 440 24600 SH DEFINED 3 0 0 24600 06/26/201 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 182 7000 PRN DEFINED 3 0 0 7000 HARVARD BIOSCIENCE INC COM 416906105 206 38733 SH DEFINED 3 38733 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 651 59000 SH DEFINED 4 0 0 59000 HASBRO INC COM 418056107 161 3675 SH DEFINED 3675 0 0 HASBRO INC COM 418056107 13 294 SH DEFINED 15 294 0 0 HASBRO INC COM 418056107 228 5200 SH DEFINED 16 5200 0 0 HASBRO INC COM 418056107 4365 99355 SH DEFINED 2 99355 0 0 HASBRO INC COM 418056107 813 18502 SH DEFINED 3 1655 0 16847 HASBRO INC COM 418056107 160 3633 SH DEFINED 5 3633 0 0 HASTINGS ENTMT INC COM 418365102 238 58000 SH DEFINED 4 0 0 58000 HATTERAS FINL CORP COM 41902R103 6414 227205 SH DEFINED 3 3100 0 224105 HATTERAS FINL CORP COM 41902R103 249 8814 SH DEFINED 5 8814 0 0 HATTERAS FINL CORP COM 41902R103 1 41 SH DEFINED 8 41 0 0 HAUPPAUGE DIGITAL INC COM 419131107 1 500 SH DEFINED 5 500 0 0 HAVERTY FURNITURE INC COM 419596101 9 779 SH DEFINED 3 779 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 3 135 SH DEFINED 15 135 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1575 65469 SH DEFINED 2 65469 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 477 19821 SH DEFINED 3 0 0 19821 HAWAIIAN ELEC INDUSTRIES COM 419870100 132 5500 SH DEFINED 5 5500 0 0 HAWAIIAN HOLDINGS INC COM 419879101 12 2091 SH DEFINED 3 2091 0 0 HAWKINS INC COM 420261109 15 410 SH DEFINED 3 360 0 50 HAWKINS INC COM 420261109 181 5000 SH DEFINED 4 0 0 5000 HAYNES INTERNATIONAL INC COM NEW 420877201 31 506 SH DEFINED 3 506 0 0 HEALTHCARE SVCS GRP INC COM 421906108 1 89 SH DEFINED 89 0 0 HEALTHCARE SVCS GRP INC COM 421906108 700 43065 SH DEFINED 2 43065 0 0 HEALTHCARE SVCS GRP INC COM 421906108 940 57845 SH DEFINED 3 2753 0 55092 HEALTHSOUTH CORP COM NEW 421924309 2 87 SH DEFINED 15 87 0 0 HEALTHSOUTH CORP COM NEW 421924309 765 29139 SH DEFINED 3 23946 0 5193 HEALTH MGMT ASSOC INC NEW CL A 421933102 6444 597800 SH DEFINED 1 597800 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 24 2200 SH DEFINED 16 2200 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 1089 101010 SH DEFINED 2 101010 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 95 8835 SH DEFINED 3 0 0 8835 HEALTHCARE RLTY TR COM 421946104 783 37956 SH DEFINED 2 37956 0 0 HEALTHCARE RLTY TR COM 421946104 489 23720 SH DEFINED 3 3017 0 20703 HEADWATERS INC COM 42210P102 2 710 SH DEFINED 2 710 0 0 HEADWATERS INC COM 42210P102 74 23622 SH DEFINED 3 2522 0 21100 HEADWATERS INC COM 42210P102 157 50000 SH DEFINED 4 0 0 50000 HEADWATERS INC COM 42210P102 1 200 SH DEFINED 5 200 0 0 HEALTH CARE REIT INC COM 42217K106 13 252 SH DEFINED 252 0 0 HEALTH CARE REIT INC COM 42217K106 24 465 SH DEFINED 15 465 0 0 HEALTH CARE REIT INC COM 42217K106 2360 45021 SH DEFINED 2 45021 0 0 HEALTH CARE REIT INC COM 42217K106 2449 46704 SH DEFINED 3 2080 0 44624 HEALTH CARE REIT INC COM 42217K106 158 3008 SH DEFINED 5 3008 0 0 HEALTH CARE REIT INC DEBT 42217KAP1 1 1000 PRN DEFINED 3 0 0 1000 4.750%12/0 HEALTH CARE REIT INC DEBT 4.750% 42217KAQ9 5 4000 PRN DEFINED 3 0 0 4000 7/1 HEALTH NET INC COM 42222G108 1289 40180 SH DEFINED 2 40180 0 0 HEALTH NET INC COM 42222G108 7 225 SH DEFINED 3 0 0 225 HEALTHSTREAM INC COM 42222N103 8 637 SH DEFINED 3 637 0 0 HEALTHWAYS INC COM 422245100 4 280 SH DEFINED 15 280 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HEALTHWAYS INC COM 422245100 25 1635 SH DEFINED 3 1409 0 226 HEALTHWAYS INC COM 422245100 5 300 SH DEFINED 5 300 0 0 HEALTHSPRING INC COM 42224N101 595 12900 SH DEFINED 1 12900 0 0 HEALTHSPRING INC COM 42224N101 1030 22345 SH DEFINED 3 2810 0 19535 HEALTHSPRING INC COM 42224N101 339 7355 SH DEFINED 5 7355 0 0 HEARTLAND EXPRESS INC COM 422347104 2 133 SH DEFINED 133 0 0 HEARTLAND EXPRESS INC COM 422347104 35 2091 SH DEFINED 3 2091 0 0 HEARTLAND FINL USA INC COM 42234Q102 8 552 SH DEFINED 3 552 0 0 HEARTLAND PMT SYS INC COM 42235N108 7 330 SH DEFINED 15 330 0 0 HEARTLAND PMT SYS INC COM 42235N108 33 1599 SH DEFINED 3 1599 0 0 HEARTWARE INTL INC COM 422368100 37 498 SH DEFINED 3 498 0 0 HECKMANN CORP COM 422680108 89 14732 SH DEFINED 3 3832 0 10900 HECLA MNG CO COM 422704106 15 2000 SH DEFINED 16 2000 0 0 HECLA MNG CO COM 422704106 33 4318 SH DEFINED 2 4318 0 0 HECLA MNG CO COM 422704106 1707 221957 SH DEFINED 3 179325 0 42632 HECLA MNG CO COM 422704106 834 108500 PUT DEFINED 3 108500 0 0 HECLA MNG CO COM 422704106 7 945 SH DEFINED 5 945 0 0 HECLA MNG CO COM 422704106 11 1400 SH DEFINED 8 1400 0 0 HECLA MNG CO COM 422704106 1028 133730 SH SOLE 133730 0 0 HECLA MNG CO PFD CV SER B 422704205 14 270 PRN DEFINED 3 0 0 270 HEICO CORP NEW COM 422806109 105 1918 SH DEFINED 3 1730 0 188 HEICO CORP NEW CL A 422806208 44 1113 SH DEFINED 2 1113 0 0 HEICO CORP NEW CL A 422806208 6696 168417 SH DEFINED 3 168417 0 0 HEICO CORP NEW CL A 422806208 5 124 SH DEFINED 5 124 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 2 90 SH DEFINED 15 90 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 17 738 SH DEFINED 3 738 0 0 HELIX BIOPHARMA CORP COM 422910109 619 209205 SH DEFINED 7 0 209205 0 HEINZ H J CO COM 423074103 415 7789 SH DEFINED 2229 5560 0 HEINZ H J CO COM 423074103 1673 31400 SH DEFINED 1 31400 0 0 HEINZ H J CO COM 423074103 435 8169 SH DEFINED 15 8169 0 0 HEINZ H J CO COM 423074103 35 650 SH DEFINED 16 650 0 0 HEINZ H J CO COM 423074103 11486 215573 SH DEFINED 2 215573 0 0 HEINZ H J CO COM 423074103 19238 361075 SH DEFINED 3 17234 0 343841 HEINZ H J CO COM 423074103 1839 34521 SH DEFINED 5 34521 0 0 HEINZ H J CO COM 423074103 202 3784 SH DEFINED 7 0 3784 0 HEINZ H J CO COM 423074103 96 1808 SH DEFINED 8 1293 515 0 HEINZ H J CO COM 423074103 5782 106853 SH SOLE 106853 0 0 HELIOS STRATEGIC MTG INCOME COM 42327M109 21 3160 SH DEFINED 3 0 0 3160 HELIOS TOTAL RETURN FD INC COM 42327V109 395 64412 SH DEFINED 3 0 0 64412 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 6 668 SH DEFINED 3 0 0 668 HELIOS HIGH INCOME FD INC COM NEW 42327X204 13 1574 SH DEFINED 3 0 0 1574 HELIOS HIGH YIELD FD COM 42328Q109 0 36 SH DEFINED 3 0 0 36 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 722 43607 SH DEFINED 2 43607 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 40 2400 SH DEFINED 3 0 0 2400 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 4 229 SH DEFINED 5 229 0 0 HELMERICH & PAYNE INC COM 423452101 7286 110200 SH DEFINED 1 110200 0 0 HELMERICH & PAYNE INC COM 423452101 131 1978 SH DEFINED 10 1978 0 0 HELMERICH & PAYNE INC COM 423452101 13 191 SH DEFINED 11 191 0 0 HELMERICH & PAYNE INC COM 423452101 330 4998 SH DEFINED 15 4998 0 0 HELMERICH & PAYNE INC COM 423452101 22 327 SH DEFINED 16 327 0 0 HELMERICH & PAYNE INC COM 423452101 2683 40575 SH DEFINED 2 40575 0 0 HELMERICH & PAYNE INC COM 423452101 596 9008 SH DEFINED 3 1742 0 7266 HELMERICH & PAYNE INC COM 423452101 393 5943 SH DEFINED 5 5943 0 0 HELMERICH & PAYNE INC COM 423452101 4 60 SH DEFINED 7 0 60 0 HELMERICH & PAYNE INC COM 423452101 13 195 SH DEFINED 8 195 0 0 HELMERICH & PAYNE INC COM 423452101 20 310 SH SOLE 310 0 0 HEMISPHERX BIOPHARMA INC COM 42366C103 0 500 SH SOLE 500 0 0 HENRY JACK & ASSOC INC COM 426281101 4 143 SH DEFINED 15 143 0 0 HENRY JACK & ASSOC INC COM 426281101 2845 94810 SH DEFINED 2 94810 0 0 HENRY JACK & ASSOC INC COM 426281101 124 4126 SH DEFINED 3 3581 0 545

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HENRY JACK & ASSOC INC COM 426281101 11 361 SH DEFINED 5 361 0 0 HERITAGE COMMERCE CORP COM 426927109 51 9904 SH DEFINED 3 9904 0 0 HERCULES OFFSHORE INC COM 427093109 7 1200 SH DEFINED 2 1200 0 0 HERCULES OFFSHORE INC COM 427093109 287 52088 SH DEFINED 3 47650 0 4438 HERCULES OFFSHORE INC COM 427093109 110 20000 SH DEFINED 5 20000 0 0 HERCULES TECH GROWTH CAP INC COM 427096508 333 31637 SH DEFINED 3 1817 0 29820 HERCULES TECH GROWTH CAP INC COM 427096508 553 52528 SH DEFINED 4 0 0 52528 HERITAGE FINL CORP WASH COM 42722X106 8 649 SH DEFINED 3 649 0 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 35 1849 SH DEFINED 3 1849 0 0 HERITAGE FINL GROUP INC COM 42726X102 0 11 SH DEFINED 3 11 0 0 HERSHA HOSPITALITY TR SH BEN INT A 427825104 1 171 SH DEFINED 171 0 0 HERSHA HOSPITALITY TR SH BEN INT A 427825104 54 9688 SH DEFINED 3 5838 0 3850 HERSHEY CO COM 427866108 2365 41600 SH DEFINED 1 41600 0 0 HERSHEY CO COM 427866108 341 6000 SH DEFINED 14 6000 0 0 HERSHEY CO COM 427866108 68 1194 SH DEFINED 15 1194 0 0 HERSHEY CO COM 427866108 5494 96648 SH DEFINED 2 96648 0 0 HERSHEY CO COM 427866108 3599 63305 SH DEFINED 3 1850 0 61455 HERSHEY CO COM 427866108 81 1421 SH DEFINED 5 1421 0 0 HESKA CORP COM RESTRC NEW 42805E306 1 60 SH DEFINED 3 0 0 60 HERTZ GLOBAL HOLDINGS INC COM 42805T105 5 325 SH DEFINED 325 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 39 2455 SH DEFINED 15 2455 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 15 925 SH DEFINED 3 0 0 925 HESS CORP COM 42809H107 923 12344 SH DEFINED 5 12344 0 0 HESS CORP COM 42809H107 2278 30475 SH DEFINED 7 0 30475 0 HESS CORP COM 42809H107 95 1265 SH DEFINED 8 0 1265 0 HESS CORP COM 42809H107 112 1500 SH SOLE 1500 0 0 HESS CORP COM 42809H107 17 233 SH DEFINED 233 0 0 HESS CORP COM 42809H107 1817 24300 SH DEFINED 1 24300 0 0 HESS CORP COM 42809H107 150 2000 SH DEFINED 14 2000 0 0 HESS CORP COM 42809H107 411 5499 SH DEFINED 15 5499 0 0 HESS CORP COM 42809H107 11800 157842 SH DEFINED 2 157842 0 0 HESS CORP COM 42809H107 5620 75170 SH DEFINED 3 61706 0 13464 HESS CORP COM 42809H107 7087 94800 CALL DEFINED 3 94800 0 0 HESS CORP COM 42809H107 1106 14800 PUT DEFINED 3 14800 0 0 HEWLETT PACKARD CO COM 428236103 918 25214 SH DEFINED 25214 0 0 HEWLETT PACKARD CO COM 428236103 669 18375 SH DEFINED 1 18375 0 0 HEWLETT PACKARD CO COM 428236103 938 25762 SH DEFINED 10 25762 0 0 HEWLETT PACKARD CO COM 428236103 66 1813 SH DEFINED 11 1813 0 0 HEWLETT PACKARD CO COM 428236103 352 9662 SH DEFINED 14 9662 0 0 HEWLETT PACKARD CO COM 428236103 644 17688 SH DEFINED 15 17688 0 0 HEWLETT PACKARD CO COM 428236103 153 4199 SH DEFINED 16 4174 25 0 HEWLETT PACKARD CO COM 428236103 40477 1111993 SH DEFINED 2 1111993 0 0 HEWLETT PACKARD CO COM 428236103 17476 480113 SH DEFINED 3 276493 0 203620 HEWLETT PACKARD CO COM 428236103 5522 151700 CALL DEFINED 3 151700 0 0 HEWLETT PACKARD CO COM 428236103 4794 131700 PUT DEFINED 3 131700 0 0 HEWLETT PACKARD CO COM 428236103 41068 1128237 SH DEFINED 5 1128237 0 0 HEWLETT PACKARD CO COM 428236103 13413 368500 CALL DEFINED 5 368500 0 0 HEWLETT PACKARD CO COM 428236103 28512 783300 PUT DEFINED 5 783300 0 0 HEWLETT PACKARD CO COM 428236103 304 8357 SH DEFINED 7 0 8357 0 HEWLETT PACKARD CO COM 428236103 727 19962 SH DEFINED 8 12887 7075 0 HEWLETT PACKARD CO COM 428236103 37 1010 SH DEFINED 5;1 1010 0 0 HEWLETT PACKARD CO COM 428236103 1294 65799 SH SOLE 65799 0 0 HEXCEL CORP NEW COM 428291108 7 303 SH DEFINED 15 303 0 0 HEXCEL CORP NEW COM 428291108 369 16839 SH DEFINED 3 4062 0 12777 HHGREGG INC COM 42833L108 11 850 SH DEFINED 3 750 0 100 HI-TECH PHARMACAL INC COM 42840B101 12 430 SH DEFINED 3 430 0 0 HIBBETT SPORTS INC COM 428567101 2 59 SH DEFINED 59 0 0 HIBBETT SPORTS INC COM 428567101 4 104 SH DEFINED 15 104 0 0 HIBBETT SPORTS INC COM 428567101 163 4001 SH DEFINED 3 1137 0 2864 HICKORY TECH CORP COM 429060106 483 40696 SH DEFINED 3 1432 0 39264

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HIGHER ONE HLDGS INC COM 42983D104 28 1469 SH DEFINED 3 1269 0 200 HIGHLAND CR STRATEGIES FD COM 43005Q107 0 11 SH DEFINED 3 0 0 11 HIGHWOODS PPTYS INC COM 431284108 2 60 SH DEFINED 60 0 0 HIGHWOODS PPTYS INC COM 431284108 1777 53643 SH DEFINED 2 53643 0 0 HIGHWOODS PPTYS INC COM 431284108 324 9771 SH DEFINED 3 2991 0 6780 HILL INTERNATIONAL INC COM 431466101 6 1040 SH DEFINED 3 1040 0 0 HILL INTERNATIONAL INC COM 431466101 5471 949865 SH DEFINED 4 0 734215 215650 HILL ROM HLDGS INC COM 431475102 966 20980 SH DEFINED 2 20980 0 0 HILL ROM HLDGS INC COM 431475102 9 187 SH DEFINED 3 0 0 187 HILL ROM HLDGS INC COM 431475102 6 134 SH DEFINED 5 134 0 0 HILLENBRAND INC COM 431571108 118 4987 SH DEFINED 3 2600 0 2387 HILLTOP HOLDINGS INC COM 432748101 889 100609 SH DEFINED 2 100609 0 0 HILLTOP HOLDINGS INC COM 432748101 29 3252 SH DEFINED 3 1652 0 1600 HITACHI LIMITED ADR 10 COM 433578507 7 110 SH DEFINED 110 0 0 HITACHI LIMITED ADR 10 COM 433578507 4 64 SH DEFINED 15 64 0 0 HITACHI LIMITED ADR 10 COM 433578507 13 225 SH DEFINED 2 225 0 0 HITACHI LIMITED ADR 10 COM 433578507 451 7580 SH DEFINED 3 0 0 7580 HITACHI LIMITED ADR 10 COM 433578507 1392 23377 SH DEFINED 5 23377 0 0 HITTITE MICROWAVE CORP COM 43365Y104 3 52 SH DEFINED 52 0 0 HITTITE MICROWAVE CORP COM 43365Y104 5 76 SH DEFINED 15 76 0 0 HITTITE MICROWAVE CORP COM 43365Y104 80 1300 SH DEFINED 3 1300 0 0 HOKU CORP COM 434711107 1 500 SH DEFINED 3 0 0 500 HOLLY CORP COM PAR $0.01 435758305 18323 264020 SH DEFINED 1 264020 0 0 HOLLY CORP COM PAR $0.01 435758305 43 624 SH DEFINED 3 144 0 480 HOLLY CORP COM PAR $0.01 435758305 11 162 SH DEFINED 5 162 0 0 HOLLY CORP COM PAR $0.01 435758305 180 2600 SH SOLE 2600 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 655 12075 SH DEFINED 2 12075 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 30 550 SH DEFINED 3 0 0 550 HOLOGIC INC COM 436440101 1 70 SH DEFINED 70 0 0 HOLOGIC INC COM 436440101 11616 575900 SH DEFINED 1 575900 0 0 HOLOGIC INC COM 436440101 6 273 SH DEFINED 15 273 0 0 HOLOGIC INC COM 436440101 2724 135076 SH DEFINED 2 135076 0 0 HOLOGIC INC COM 436440101 3429 170007 SH DEFINED 3 0 0 170007 HOLOGIC INC COM 436440101 33 1648 SH DEFINED 5 1648 0 0 HOLOGIC INC FRNT 2.00 436440AA9 29 30000 PRN DEFINED 3 10000 0 20000 HOME BANCSHARES INC COM 436893200 379 16022 SH DEFINED 2 16022 0 0 HOME BANCSHARES INC COM 436893200 23 985 SH DEFINED 3 930 0 55 HOME DEPOT INC COM 437076102 663 18292 SH DEFINED 18292 0 0 HOME DEPOT INC COM 437076102 43595 1203626 SH DEFINED 1 1203626 0 0 HOME DEPOT INC COM 437076102 25 700 SH DEFINED 12 0 0 700 HOME DEPOT INC COM 437076102 880 24300 SH DEFINED 14 24300 0 0 HOME DEPOT INC COM 437076102 461 12721 SH DEFINED 15 12721 0 0 HOME DEPOT INC COM 437076102 32 870 SH DEFINED 16 870 0 0 HOME DEPOT INC COM 437076102 32262 890710 SH DEFINED 2 890710 0 0 HOME DEPOT INC COM 437076102 8083 223165 SH DEFINED 3 23327 0 199838 HOME DEPOT INC COM 437076102 8367 231000 PUT DEFINED 3 231000 0 0 HOME DEPOT INC COM 437076102 10914 301335 SH DEFINED 4 0 29700 271635 HOME DEPOT INC COM 437076102 7869 217269 SH DEFINED 5 217269 0 0 HOME DEPOT INC COM 437076102 451 12465 SH DEFINED 7 0 12465 0 HOME DEPOT INC COM 437076102 1049 28970 SH DEFINED 8 17750 11220 0 HOME DEPOT INC COM 437076102 45 1250 SH DEFINED 9 1250 0 0 HOME FED BANCORP INC MD COM 43710G105 22 1987 SH DEFINED 3 687 0 1300 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 4 93 SH DEFINED 3 0 0 93 HOME PROPERTIES INC COM 437306103 1 20 SH DEFINED 15 20 0 0 HOME PROPERTIES INC COM 437306103 575 9441 SH DEFINED 2 9441 0 0 HOME PROPERTIES INC COM 437306103 1184 19443 SH DEFINED 3 1620 0 17823 HONDA MOTOR LTD AMERN SHS 438128308 82 2114 SH DEFINED 2114 0 0 HONDA MOTOR LTD AMERN SHS 438128308 212 5493 SH DEFINED 15 5493 0 0 HONDA MOTOR LTD AMERN SHS 438128308 322 8346 SH DEFINED 3 23 0 8323 HONDA MOTOR LTD AMERN SHS 438128308 10041 260067 SH DEFINED 5 260067 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HONDA MOTOR LTD AMERN SHS 438128308 53 1385 SH DEFINED 8 1385 0 0 HONDA MOTOR LTD AMERN SHS 438128308 6066 157112 SH DEFINED 5;1 157112 0 0 HONDA MOTOR LTD AMERN SHS 438128308 162 3900 SH SOLE 3900 0 0 HONEYWELL INTL INC COM 438516106 222 3720 SH DEFINED 3720 0 0 HONEYWELL INTL INC COM 438516106 115984 1946370 SH DEFINED 1 1946370 0 0 HONEYWELL INTL INC COM 438516106 417 7000 SH DEFINED 12 0 0 7000 HONEYWELL INTL INC COM 438516106 334 5600 SH DEFINED 14 5600 0 0 HONEYWELL INTL INC COM 438516106 1397 23442 SH DEFINED 15 23442 0 0 HONEYWELL INTL INC COM 438516106 93 1560 SH DEFINED 16 1560 0 0 HONEYWELL INTL INC COM 438516106 23731 398236 SH DEFINED 2 398236 0 0 HONEYWELL INTL INC COM 438516106 11191 187801 SH DEFINED 3 8802 0 178999 HONEYWELL INTL INC COM 438516106 167 2800 PUT DEFINED 3 2800 0 0 HONEYWELL INTL INC COM 438516106 17479 293317 SH DEFINED 4 0 66715 226602 HONEYWELL INTL INC COM 438516106 18291 306949 SH DEFINED 5 306949 0 0 HONEYWELL INTL INC COM 438516106 1389 23305 SH DEFINED 7 0 23305 0 HONEYWELL INTL INC COM 438516106 707 11857 SH DEFINED 8 11122 735 0 HONEYWELL INTL INC COM 438516106 13 225 SH DEFINED 9 225 0 0 HONEYWELL INTL INC COM 438516106 9 150 SH DEFINED 5;1 150 0 0 HOOKER FURNITURE CORP COM 439038100 275 31000 SH DEFINED 4 0 0 31000 HOOPER HOLMES INC COM 439104100 1 1000 SH DEFINED 3 0 0 1000 HORACE MANN EDUCATORS CORP N COM 440327104 3 199 SH DEFINED 15 199 0 0 HORACE MANN EDUCATORS CORP N COM 440327104 27 1740 SH DEFINED 3 1654 0 86 HORIZON BANCORP IND COM 440407104 0 13 SH DEFINED 3 0 0 13 HORIZON LINES INC COM 44044K101 2 2000 SH DEFINED 3 0 0 2000 HORIZON LINES INC COM 44044K101 12 10000 SH DEFINED 5 10000 0 0 HORIZON LINES INC NOTE 4.25 44044KAB7 8 10000 PRN DEFINED 3 10000 0 0 HORMEL FOODS CORP COM 440452100 2030 68095 SH DEFINED 2 68095 0 0 HORMEL FOODS CORP COM 440452100 3958 132766 SH DEFINED 3 4100 0 128666 HORMEL FOODS CORP COM 440452100 9 294 SH DEFINED 5 294 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 3 200 SH DEFINED 3 0 0 200 HORNBECK OFFSHORE SVCS INC N COM 440543106 1 37 SH DEFINED 15 37 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 468 17000 SH DEFINED 4 0 0 17000 HORSEHEAD HLDG CORP COM 440694305 24 1812 SH DEFINED 3 1812 0 0 HORSEHEAD HLDG CORP COM 440694305 0 3 SH DEFINED 5 3 0 0 HORSEHEAD HLDG CORP COM 440694305 798 59930 SH SOLE 59930 0 0 HOSPIRA INC COM 441060100 4 63 SH DEFINED 63 0 0 HOSPIRA INC COM 441060100 21 375 SH DEFINED 15 375 0 0 HOSPIRA INC COM 441060100 136 2400 SH DEFINED 16 2400 0 0 HOSPIRA INC COM 441060100 3374 59546 SH DEFINED 2 59546 0 0 HOSPIRA INC COM 441060100 520 9178 SH DEFINED 3 1930 0 7248 HOSPIRA INC COM 441060100 21 368 SH DEFINED 5 368 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 2 70 SH DEFINED 15 70 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 12 500 SH DEFINED 16 500 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 822 33905 SH DEFINED 2 33905 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1000 41218 SH DEFINED 3 0 0 41218 HOST HOTELS & RESORTS INC COM 44107P104 7 435 SH DEFINED 435 0 0 HOST HOTELS & RESORTS INC COM 44107P104 4859 286640 SH DEFINED 2 286640 0 0 HOST HOTELS & RESORTS INC COM 44107P104 246 14527 SH DEFINED 3 8152 0 6375 HOT TOPIC INC COM 441339108 18 2356 SH DEFINED 3 1856 0 500 HOT TOPIC INC COM 441339108 372 50000 SH DEFINED 4 0 0 50000 HOUSTON AMERN ENERGY CORP COM 44183U100 11 600 SH DEFINED 2 600 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 11 737 SH DEFINED 3 737 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 6 2541 SH DEFINED 3 2541 0 0 HOWARD HUGHES CORP COM 44267D107 72 1105 SH DEFINED 3 0 0 1105 HOWARD HUGHES CORP COM 44267D107 2 38 SH DEFINED 5 38 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 488 22879 SH DEFINED 2 22879 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 56 2611 SH DEFINED 3 2000 0 611 HUANENG PWR INTL INC SPON ADR H SHS 443304100 21 1000 SH DEFINED 5 1000 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 3 150 SH DEFINED 7 0 150 0 HUB GROUP INC CL A 443320106 2 46 SH DEFINED 15 46 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HUB GROUP INC CL A 443320106 45 1199 SH DEFINED 2 1199 0 0 HUB GROUP INC CL A 443320106 73 1929 SH DEFINED 3 1527 0 402 HUBBELL INC CL B 443510201 7303 112440 SH DEFINED 1 112440 0 0 HUBBELL INC CL B 443510201 527 8111 SH DEFINED 2 8111 0 0 HUBBELL INC CL B 443510201 91 1394 SH DEFINED 3 0 0 1394 HUBBELL INC CL B 443510201 41 633 SH DEFINED 5 633 0 0 HUDBAY MINERALS INC COM 443628102 3117 208200 SH DEFINED 1 208200 0 0 HUDBAY MINERALS INC COM 443628102 994 66386 SH DEFINED 5 66386 0 0 HUDBAY MINERALS INC COM 443628102 334 22300 CALL DEFINED 5 22300 0 0 HUDBAY MINERALS INC COM 443628102 75 5000 PUT DEFINED 5 5000 0 0 HUDBAY MINERALS INC COM 443628102 30 2003 SH DEFINED 7 0 2003 0 HUDBAY MINERALS INC COM 443628102 39 2590 SH DEFINED 8 2590 0 0 HUDBAY MINERALS INC COM 443628102 25 1700 SH DEFINED 5;1 1700 0 0 HUDSON CITY BANCORP COM 443683107 21 2583 SH DEFINED 2583 0 0 HUDSON CITY BANCORP COM 443683107 1301 158820 SH DEFINED 1 158820 0 0 HUDSON CITY BANCORP COM 443683107 4 430 SH DEFINED 15 430 0 0 HUDSON CITY BANCORP COM 443683107 5382 657141 SH DEFINED 2 657141 0 0 HUDSON CITY BANCORP COM 443683107 758 92600 SH DEFINED 3 6220 0 86380 HUDSON CITY BANCORP COM 443683107 89 10865 SH DEFINED 5 10865 0 0 HUDSON HIGHLAND GROUP INC COM 443792106 7 1360 SH DEFINED 3 1360 0 0 HUDSON PAC PPTYS INC COM 444097109 52 3369 SH DEFINED 2 3369 0 0 HUDSON PAC PPTYS INC COM 444097109 14 915 SH DEFINED 3 915 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 11 588 SH DEFINED 3 588 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 111 4897 SH DEFINED 2 4897 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 3367 148070 SH DEFINED 3 0 0 148070 HUGOTON RTY TR TEX UNIT BEN INT 444717102 0 2 SH DEFINED 5 2 0 0 HUMANA INC COM 444859102 7 83 SH DEFINED 83 0 0 HUMANA INC COM 444859102 33 414 SH DEFINED 15 414 0 0 HUMANA INC COM 444859102 7673 95272 SH DEFINED 2 95272 0 0 HUMANA INC COM 444859102 2147 26658 SH DEFINED 3 2033 0 24625 HUMANA INC COM 444859102 1716 21300 SH DEFINED 4 0 2750 18550 HUMANA INC COM 444859102 748 9293 SH DEFINED 5 9293 0 0 HUMAN GENOME SCIENCES INC COM 444903108 1 28 SH DEFINED 15 28 0 0 HUMAN GENOME SCIENCES INC COM 444903108 89 3636 SH DEFINED 2 3636 0 0 HUMAN GENOME SCIENCES INC COM 444903108 1149 46813 SH DEFINED 3 0 0 46813 HUMAN GENOME SCIENCES INC COM 444903108 859 35000 CALL DEFINED 3 35000 0 0 HUMAN GENOME SCIENCES INC COM 444903108 397 16195 SH DEFINED 5 16195 0 0 HUMAN GENOME SCIENCES INC COM 444903108 1876 76440 SH DEFINED 7 0 76440 0 HUMAN GENOME SCIENCES INC COM 444903108 116 4720 SH DEFINED 8 1000 3720 0 HUNT J B TRANS SVCS INC COM 445658107 19489 413875 SH DEFINED 1 413875 0 0 HUNT J B TRANS SVCS INC COM 445658107 14 303 SH DEFINED 15 303 0 0 HUNT J B TRANS SVCS INC COM 445658107 471 10000 SH DEFINED 16 10000 0 0 HUNT J B TRANS SVCS INC COM 445658107 415 8819 SH DEFINED 2 8819 0 0 HUNT J B TRANS SVCS INC COM 445658107 111 2359 SH DEFINED 3 2190 0 169 HUNT J B TRANS SVCS INC COM 445658107 930 19750 SH DEFINED 4 0 2300 17450 HUNT J B TRANS SVCS INC COM 445658107 2 34 SH DEFINED 5 34 0 0 HUNTINGTON BANCSHARES INC COM 446150104 68246 10403300 SH DEFINED 1 10403300 0 0 HUNTINGTON BANCSHARES INC COM 446150104 2713 413624 SH DEFINED 2 413624 0 0 HUNTINGTON BANCSHARES INC COM 446150104 312 47553 SH DEFINED 3 10187 0 37366 HUNTINGTON BANCSHARES INC COM 446150104 2831 431500 SH DEFINED 4 0 53400 378100 HUNTINGTON BANCSHARES INC COM 446150104 2 367 SH DEFINED 5 367 0 0 HUNTINGTON BANCSHARES INC COM 446150104 23 3500 SH DEFINED 8 3500 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 19 548 SH DEFINED 15 548 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 652 18885 SH DEFINED 2 18885 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 104 3013 SH DEFINED 3 200 0 2813 HUNTINGTON INGALLS INDS INC COM 446413106 3 100 SH DEFINED 5 100 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 1 24 SH DEFINED 8 24 0 0 HUNTSMAN CORP COM 447011107 117 6184 SH DEFINED 2 6184 0 0 HUNTSMAN CORP COM 447011107 414 21960 SH DEFINED 3 0 0 21960 HURCO COMPANIES INC COM 447324104 51 1576 SH DEFINED 3 267 0 1309

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- HURCO COMPANIES INC COM 447324104 1070 33221 SH DEFINED 4 0 11321 21900 HURON CONSULTING GROUP INC COM 447462102 1 40 SH DEFINED 40 0 0 HURON CONSULTING GROUP INC COM 447462102 4 125 SH DEFINED 15 125 0 0 HURON CONSULTING GROUP INC COM 447462102 60 1995 SH DEFINED 2 1995 0 0 HURON CONSULTING GROUP INC COM 447462102 28 921 SH DEFINED 3 921 0 0 HURON CONSULTING GROUP INC COM 447462102 7871 260536 SH DEFINED 4 0 194096 66440 HUTCHINSON TECHNOLOGY INC COM 448407106 2 805 SH DEFINED 16 0 805 0 HUTCHINSON TECHNOLOGY INC COM 448407106 22 9778 SH DEFINED 3 0 0 9778 HUTCHINSON TECHNOLOGY INC NOTE 3.25 448407AF3 6144 7685000 PRN DEFINED 3 7685000 0 0 HUTCHINSON TECHNOLOGY INC NOTE 8.50 448407AG1 860 1095000 PRN DEFINED 3 1092000 0 3000 HYATT HOTELS CORP COM CL A 448579102 2 45 SH DEFINED 45 0 0 HYATT HOTELS CORP COM CL A 448579102 10 251 SH DEFINED 15 251 0 0 HYATT HOTELS CORP COM CL A 448579102 543 13293 SH DEFINED 2 13293 0 0 HYATT HOTELS CORP COM CL A 448579102 4 99 SH DEFINED 3 0 0 99 HYATT HOTELS CORP COM CL A 448579102 7 170 SH DEFINED 5 170 0 0 HYDROGENICS CORP NEW COM NEW 448883207 8 1215 SH DEFINED 5 1215 0 0 HYDROGENICS CORP NEW COM NEW 448883207 22 3320 SH DEFINED 7 0 3320 0 IDT CORP CL B NEW 448947507 19 700 SH DEFINED 2 700 0 0 IDT CORP CL B NEW 448947507 18 676 SH DEFINED 3 576 0 100 HYPERDYNAMICS CORP COM 448954107 4 1000 SH DEFINED 3 0 0 1000 HYPERDYNAMICS CORP COM 448954107 50 11632 SH SOLE 11632 0 0 HYPERCOM CORP COM 44913M105 4110 418073 SH DEFINED 3 418073 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 1443 37800 SH DEFINED 1 37800 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 4 110 SH DEFINED 15 110 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 6542 171390 SH DEFINED 3 8692 0 162698 IAC INTERACTIVECORP COM PAR $.001 44919P508 7634 200000 PUT DEFINED 3 200000 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 10 272 SH DEFINED 5 272 0 0 ICF INTL INC COM 44925C103 103 4052 SH DEFINED 3 816 0 3236 ICU MED INC COM 44930G107 2 49 SH DEFINED 49 0 0 ICU MED INC COM 44930G107 3 63 SH DEFINED 15 63 0 0 ICU MED INC COM 44930G107 22 504 SH DEFINED 3 504 0 0 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 17 6270 SH DEFINED 3 6270 0 0 I D SYSTEMS INC COM 449489103 2 500 SH DEFINED 3 0 0 500 IEC ELECTRS CORP NEW COM 44949L105 273 41710 SH DEFINED 3 0 0 41710 ING PRIME RATE TR SH BEN INT 44977W106 744 121298 SH DEFINED 14 121298 0 0 ING PRIME RATE TR SH BEN INT 44977W106 775 126484 SH DEFINED 3 0 0 126484 IPG PHOTONICS CORP COM 44980X109 557 7661 SH DEFINED 3 0 0 7661 IPG PHOTONICS CORP COM 44980X109 9 119 SH DEFINED 5 119 0 0 ING RISK MANAGED NAT RES FD COM 449810100 663 42938 SH DEFINED 3 0 0 42938 ING RISK MANAGED NAT RES FD COM 449810100 8 512 SH DEFINED 5 512 0 0 ING CLARION GLB RE EST INCM COM 44982G104 201 23967 SH DEFINED 15 23967 0 0 ING CLARION GLB RE EST INCM COM 44982G104 431 51547 SH DEFINED 3 0 0 51547 ING GLBL ADV & PREM OPP FUND COM 44982N109 312 22967 SH DEFINED 3 0 0 22967 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 497 25693 SH DEFINED 3 0 0 25693 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 13 669 SH DEFINED 5 669 0 0 IPC THE HOSPITALIST CO INC COM 44984A105 1 26 SH DEFINED 26 0 0 IPC THE HOSPITALIST CO INC COM 44984A105 3 61 SH DEFINED 15 61 0 0 IPC THE HOSPITALIST CO INC COM 44984A105 87 1880 SH DEFINED 2 1880 0 0 IPC THE HOSPITALIST CO INC COM 44984A105 31 679 SH DEFINED 3 679 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 28 2000 SH DEFINED 2000 0 0 ISTAR FINL INC COM 45031U101 6 800 SH DEFINED 16 800 0 0 ISTAR FINL INC COM 45031U101 32 3930 SH DEFINED 3 3835 0 95 ISTAR FINL INC COM 45031U101 26 3168 SH DEFINED 5 3168 0 0 ISTAR FINL INC DEBT 45031UBF7 1 1000 PRN DEFINED 3 0 0 1000 ISTA PHARMACEUTICALS INC COM NEW 45031X204 99 12975 SH DEFINED 3 1075 0 11900 ITT EDUCATIONAL SERVICES INC COM 45068B109 713 9117 SH DEFINED 2 9117 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 1405 17957 SH DEFINED 3 15000 0 2957 ITT EDUCATIONAL SERVICES INC COM 45068B109 1174 15000 PUT DEFINED 3 15000 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 115 1465 SH DEFINED 5 1465 0 0 IXIA COM 45071R109 315 24584 SH DEFINED 2 24584 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- IXIA COM 45071R109 20 1601 SH DEFINED 3 1601 0 0 IBERIABANK CORP COM 450828108 2 38 SH DEFINED 38 0 0 IBERIABANK CORP COM 450828108 70 1206 SH DEFINED 2 1206 0 0 IBERIABANK CORP COM 450828108 88 1522 SH DEFINED 3 1122 0 400 IBERO-AMERICA FD INC COM 45082X103 16 2090 SH DEFINED 3 0 0 2090 ITT CORP NEW COM 450911102 147 2492 SH DEFINED 2492 0 0 ITT CORP NEW COM 450911102 2015 34200 SH DEFINED 1 34200 0 0 ITT CORP NEW COM 450911102 10 174 SH DEFINED 15 174 0 0 ITT CORP NEW COM 450911102 21 350 SH DEFINED 16 0 350 0 ITT CORP NEW COM 450911102 5620 95365 SH DEFINED 2 95365 0 0 ITT CORP NEW COM 450911102 9198 156081 SH DEFINED 3 113551 0 42530 ITT CORP NEW COM 450911102 626 10619 SH DEFINED 5 10619 0 0 ITT CORP NEW COM 450911102 1215 20620 SH DEFINED 7 0 20620 0 ITT CORP NEW COM 450911102 124 2104 SH DEFINED 8 1294 810 0 IAMGOLD CORP COM 450913108 29 1550 SH DEFINED 1550 0 0 IAMGOLD CORP COM 450913108 68205 3635658 SH DEFINED 1 3635658 0 0 IAMGOLD CORP COM 450913108 4878 260000 SH DEFINED 16 260000 0 0 IAMGOLD CORP COM 450913108 301 16045 SH DEFINED 2 16045 0 0 IAMGOLD CORP COM 450913108 1668 88911 SH DEFINED 3 58411 0 30500 IAMGOLD CORP COM 450913108 2367 126159 SH DEFINED 5 126159 0 0 IAMGOLD CORP COM 450913108 1538 82000 CALL DEFINED 5 82000 0 0 IAMGOLD CORP COM 450913108 227 12124 SH DEFINED 7 0 12124 0 IAMGOLD CORP COM 450913108 37 1994 SH DEFINED 8 1994 0 0 IAMGOLD CORP COM 450913108 1042 55533 SH DEFINED 5;1 55533 0 0 IAMGOLD CORP COM 450913108 34978 1864500 SH SOLE 1864500 0 0 IBIO INC COM 451033104 0 38 SH DEFINED 3 0 0 38 ICON PUB LTD CO SPONSORED ADR 45103T107 1 50 SH DEFINED 3 0 0 50 ICON PUB LTD CO SPONSORED ADR 45103T107 17 711 SH DEFINED 5 711 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 2 100 SH DEFINED 8 100 0 0 ICICI BK LTD ADR 45104G104 35 700 SH DEFINED 700 0 0 ICICI BK LTD ADR 45104G104 1045 21191 SH DEFINED 2 21191 0 0 ICICI BK LTD ADR 45104G104 3478 70546 SH DEFINED 3 68457 0 2089 ICICI BK LTD ADR 45104G104 3698 75000 CALL DEFINED 3 75000 0 0 ICICI BK LTD ADR 45104G104 33968 689000 PUT DEFINED 3 689000 0 0 ICICI BK LTD ADR 45104G104 3059 62053 SH DEFINED 5 62053 0 0 ICICI BK LTD ADR 45104G104 15 300 SH DEFINED 7 0 300 0 ICICI BK LTD ADR 45104G104 247 5019 SH DEFINED 8 5019 0 0 ICONIX BRAND GROUP INC COM 451055107 3 120 SH DEFINED 120 0 0 ICONIX BRAND GROUP INC COM 451055107 49 2025 SH DEFINED 16 2025 0 0 ICONIX BRAND GROUP INC COM 451055107 2864 118331 SH DEFINED 3 113449 0 4882 ICONIX BRAND GROUP INC COM 451055107 1638 67675 SH DEFINED 5 67675 0 0 ICONIX BRAND GROUP INC NOTE 1.87 451055AB3 10 10000 PRN DEFINED 3 10000 0 0 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 1433 33320 SH DEFINED 3 31000 0 2320 IDACORP INC COM 451107106 20 513 SH DEFINED 15 513 0 0 IDACORP INC COM 451107106 295 7469 SH DEFINED 2 7469 0 0 IDACORP INC COM 451107106 563 14256 SH DEFINED 3 2056 0 12200 IDACORP INC COM 451107106 12 300 SH DEFINED 5 300 0 0 IDENIX PHARMACEUTICALS INC COM 45166R204 11 2273 SH DEFINED 3 2273 0 0 IDENIX PHARMACEUTICALS INC COM 45166R204 10 2000 SH DEFINED 5 2000 0 0 IDEX CORP COM 45167R104 3 59 SH DEFINED 15 59 0 0 IDEX CORP COM 45167R104 1511 32948 SH DEFINED 2 32948 0 0 IDEX CORP COM 45167R104 38 835 SH DEFINED 3 0 0 835 IDEXX LABS INC COM 45168D104 17 224 SH DEFINED 15 224 0 0 IDEXX LABS INC COM 45168D104 233 3010 SH DEFINED 3 0 0 3010 IDEXX LABS INC COM 45168D104 26297 339048 SH DEFINED 4 0 253628 85420 IGATE CORP COM 45169U105 15 938 SH DEFINED 2 938 0 0 IGATE CORP COM 45169U105 21 1283 SH DEFINED 3 1283 0 0 IDENTIVE GROUP INC COM 45170X106 4 1605 SH DEFINED 3 1605 0 0 IFM INVTS LTD ADS 45172L100 14 9700 SH DEFINED 3 0 0 9700 IHS INC CL A 451734107 119 1424 SH DEFINED 3 0 0 1424

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ILLINOIS TOOL WKS INC COM 452308109 39 699 SH DEFINED 699 0 0 ILLINOIS TOOL WKS INC COM 452308109 58783 1040584 SH DEFINED 1 1040584 0 0 ILLINOIS TOOL WKS INC COM 452308109 156 2754 SH DEFINED 10 2754 0 0 ILLINOIS TOOL WKS INC COM 452308109 27 473 SH DEFINED 11 473 0 0 ILLINOIS TOOL WKS INC COM 452308109 107 1890 SH DEFINED 12 0 0 1890 ILLINOIS TOOL WKS INC COM 452308109 10 178 SH DEFINED 14 178 0 0 ILLINOIS TOOL WKS INC COM 452308109 152 2683 SH DEFINED 15 2683 0 0 ILLINOIS TOOL WKS INC COM 452308109 140 2480 SH DEFINED 16 2480 0 0 ILLINOIS TOOL WKS INC COM 452308109 15192 268925 SH DEFINED 2 268925 0 0 ILLINOIS TOOL WKS INC COM 452308109 12720 225177 SH DEFINED 3 115912 0 109265 ILLINOIS TOOL WKS INC COM 452308109 11462 202900 CALL DEFINED 3 202900 0 0 ILLINOIS TOOL WKS INC COM 452308109 1494 26453 SH DEFINED 5 26453 0 0 ILLINOIS TOOL WKS INC COM 452308109 361 6382 SH DEFINED 7 0 6382 0 ILLINOIS TOOL WKS INC COM 452308109 415 7340 SH DEFINED 8 415 6925 0 ILLINOIS TOOL WKS INC COM 452308109 1186 20993 SH SOLE 20993 0 0 ILLUMINA INC COM 452327109 1413 18800 SH DEFINED 1 18800 0 0 ILLUMINA INC COM 452327109 42 564 SH DEFINED 15 564 0 0 ILLUMINA INC COM 452327109 3 40 SH DEFINED 16 0 40 0 ILLUMINA INC COM 452327109 3041 40468 SH DEFINED 2 40468 0 0 ILLUMINA INC COM 452327109 4346 57835 SH DEFINED 3 4102 0 53733 ILLUMINA INC COM 452327109 181 2403 SH DEFINED 5 2403 0 0 ILLUMINA INC COM 452327109 1 8 SH DEFINED 7 0 8 0 IMATION CORP COM 45245A107 9 1000 SH DEFINED 16 1000 0 0 IMATION CORP COM 45245A107 15 1627 SH DEFINED 3 1246 0 381 IMAX CORP COM 45245E109 179 5512 SH DEFINED 10 5512 0 0 IMAX CORP COM 45245E109 18 545 SH DEFINED 11 545 0 0 IMAX CORP COM 45245E109 41 1268 SH DEFINED 16 1268 0 0 IMAX CORP COM 45245E109 36 1100 SH DEFINED 3 0 0 1100 IMAX CORP COM 45245E109 208 6400 SH DEFINED 5 6400 0 0 IMAX CORP COM 45245E109 28 870 SH SOLE 870 0 0 IMMERSION CORP COM 452521107 10 1183 SH DEFINED 3 1183 0 0 IMMUCOR INC COM 452526106 304 14865 SH DEFINED 2 14865 0 0 IMMUCOR INC COM 452526106 51 2507 SH DEFINED 3 2507 0 0 IMMUCOR INC COM 452526106 13 631 SH DEFINED 5 631 0 0 IMMUNOGEN INC COM 45253H101 4 295 SH DEFINED 15 295 0 0 IMMUNOGEN INC COM 45253H101 11 910 SH DEFINED 2 910 0 0 IMMUNOGEN INC COM 45253H101 225 18466 SH DEFINED 3 3116 0 15350 IMMUNOGEN INC COM 45253H101 4 300 SH DEFINED 5 300 0 0 IMPAC MTG HLDGS INC COM NEW 45254P508 1 310 SH DEFINED 3 0 0 310 IMPAX LABORATORIES INC COM 45256B101 1307 59973 SH DEFINED 2 59973 0 0 IMPAX LABORATORIES INC COM 45256B101 127 5845 SH DEFINED 3 2708 0 3137 IMPERIAL HLDGS INC COM 452834104 7 730 SH DEFINED 3 730 0 0 IMPERIAL HLDGS INC COM 452834104 1605 158000 SH DEFINED 4 0 35200 122800 IMMUNOMEDICS INC COM 452907108 30 7348 SH DEFINED 16 7348 0 0 IMMUNOMEDICS INC COM 452907108 184 45316 SH DEFINED 3 44996 0 320 IMMUNOMEDICS INC COM 452907108 528 129800 CALL DEFINED 3 129800 0 0 IMPERIAL OIL LTD COM NEW 453038408 368 7897 SH DEFINED 7897 0 0 IMPERIAL OIL LTD COM NEW 453038408 466469 10012212 SH DEFINED 1 10012212 0 0 IMPERIAL OIL LTD COM NEW 453038408 11 242 SH DEFINED 15 242 0 0 IMPERIAL OIL LTD COM NEW 453038408 47 1000 SH DEFINED 16 1000 0 0 IMPERIAL OIL LTD COM NEW 453038408 61 1300 SH DEFINED 3 0 0 1300 IMPERIAL OIL LTD COM NEW 453038408 57613 1236595 SH DEFINED 5 1236595 0 0 IMPERIAL OIL LTD COM NEW 453038408 5922 127100 CALL DEFINED 5 127100 0 0 IMPERIAL OIL LTD COM NEW 453038408 3834 82300 PUT DEFINED 5 82300 0 0 IMPERIAL OIL LTD COM NEW 453038408 29609 635527 SH DEFINED 7 0 635527 0 IMPERIAL OIL LTD COM NEW 453038408 6949 149158 SH DEFINED 8 48853 100305 0 IMPERIAL OIL LTD COM NEW 453038408 429 9200 SH DEFINED 9 9200 0 0 IMPERIAL OIL LTD COM NEW 453038408 43955 943435 SH DEFINED 5;1 943435 0 0 IMPERIAL OIL LTD COM NEW 453038408 62087 1332624 SH SOLE 1332624 0 0 IMPERIAL SUGAR CO NEW COM NEW 453096208 10 508 SH DEFINED 3 508 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- IMRIS INC COM 45322N105 205 30000 SH DEFINED 30000 0 0 IMRIS INC COM 45322N105 1 200 SH DEFINED 3 0 0 200 IMRIS INC COM 45322N105 3349 490290 SH DEFINED 5 490290 0 0 IMRIS INC COM 45322N105 154 22530 SH DEFINED 7 0 22530 0 IMRIS INC COM 45322N105 94 13710 SH DEFINED 8 13710 0 0 INCONTACT INC COM 45336E109 94 19886 SH DEFINED 3 13886 0 6000 INCYTE CORP COM 45337C102 511 27000 SH DEFINED 1 27000 0 0 INCYTE CORP COM 45337C102 1 45 SH DEFINED 15 45 0 0 INCYTE CORP COM 45337C102 111 5874 SH DEFINED 3 3669 0 2205 INCYTE CORP COM 45337C102 6 300 SH DEFINED 5 300 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 31 2986 SH DEFINED 3 2986 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 376 36000 SH DEFINED 4 0 0 36000 INDEPENDENT BANK CORP MASS COM 453836108 3 110 SH DEFINED 15 110 0 0 INDEPENDENT BANK CORP MASS COM 453836108 294 11188 SH DEFINED 2 11188 0 0 INDEPENDENT BANK CORP MASS COM 453836108 42 1593 SH DEFINED 3 889 0 704 INDIA FD INC COM 454089103 124 4100 SH DEFINED 4100 0 0 INDIA FD INC COM 454089103 102 3378 SH DEFINED 13 3378 0 0 INDIA FD INC COM 454089103 1 35 SH DEFINED 16 0 35 0 INDIA FD INC COM 454089103 4623 152565 SH DEFINED 3 0 0 152565 INDIA FD INC COM 454089103 1663 54900 CALL DEFINED 3 54900 0 0 INDIA FD INC COM 454089103 372 12284 SH DEFINED 5 12284 0 0 INDIA FD INC COM 454089103 229 7550 SH DEFINED 8 7550 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 14 510 SH DEFINED 15 510 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1 44 SH DEFINED 3 0 0 44 INDEXIQ ETF TR GLB AGRI SM CP 45409B834 26 1000 SH DEFINED 3 0 0 1000 INDEXIQ ETF TR GLB CRUDE OIL 45409B842 122 6428 SH DEFINED 3 0 0 6428 INDEXIQ ETF TR CAN SML CP ETF 45409B867 48 1500 SH DEFINED 16 1500 0 0 INDEXIQ ETF TR CAN SML CP ETF 45409B867 218 6759 SH DEFINED 3 0 0 6759 INDIANA COMMUNITY BANCORP COM 454674102 225 13000 SH DEFINED 4 0 0 13000 INERGY L P UNIT LTD PTNR 456615103 64 1800 SH DEFINED 15 1800 0 0 INERGY L P UNIT LTD PTNR 456615103 684 19350 SH DEFINED 2 19350 0 0 INERGY L P UNIT LTD PTNR 456615103 1431 40477 SH DEFINED 3 0 0 40477 INFINITY PHARMACEUTICALS INC COM 45665G303 7 793 SH DEFINED 3 793 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 4 66 SH DEFINED 15 66 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 34 623 SH DEFINED 3 514 0 109 INFINITY PPTY & CAS CORP COM 45665Q103 547 10000 SH DEFINED 4 0 0 10000 INFORMATICA CORP COM 45666Q102 12784 218800 SH DEFINED 1 218800 0 0 INFORMATICA CORP COM 45666Q102 2546 43576 SH DEFINED 2 43576 0 0 INFORMATICA CORP COM 45666Q102 388 6638 SH DEFINED 3 0 0 6638 INFINERA CORPORATION COM 45667G103 311 45000 SH DEFINED 14 45000 0 0 INFINERA CORPORATION COM 45667G103 30 4336 SH DEFINED 3 4336 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 65 1000 SH DEFINED 1000 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 13698 210000 SH DEFINED 1 210000 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 22 338 SH DEFINED 15 338 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1668 25564 SH DEFINED 2 25564 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 991 15193 SH DEFINED 3 13515 0 1678 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 12720 195000 CALL DEFINED 3 195000 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 21852 335000 PUT DEFINED 3 335000 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 9 132 SH DEFINED 5 132 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 689 10562 SH SOLE 10562 0 0 INFOSPACE INC COM PAR $.0001 45678T300 1 78 SH DEFINED 78 0 0 INFOSPACE INC COM PAR $.0001 45678T300 64 7026 SH DEFINED 2 7026 0 0 INFOSPACE INC COM PAR $.0001 45678T300 130 14292 SH DEFINED 3 1536 0 12756 INFOSPACE INC COM PAR $.0001 45678T300 292 32000 SH DEFINED 4 0 0 32000 ING GROEP N V SPONSORED ADR 456837103 2 170 SH DEFINED 170 0 0 ING GROEP N V SPONSORED ADR 456837103 114 9200 SH DEFINED 12 0 0 9200 ING GROEP N V SPONSORED ADR 456837103 15 1223 SH DEFINED 15 1223 0 0 ING GROEP N V SPONSORED ADR 456837103 922 74556 SH DEFINED 3 4313 0 70243 ING GROEP N V SPONSORED ADR 456837103 815 65860 SH DEFINED 5 65860 0 0 ING GROEP N V SPONSORED ADR 456837103 4 300 SH DEFINED 7 0 300 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ING GROEP N V SPONSORED ADR 456837103 43 3480 SH DEFINED 8 3480 0 0 ING GLOBAL EQTY DIV & PREM O COM 45684E107 419 37473 SH DEFINED 3 0 0 37473 ING INFRASTRUCTURE INDLS & M COM 45685U100 797 37282 SH DEFINED 3 0 0 37282 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 45687AAD4 69109 27115000 PRN DEFINED 3 27115000 0 0 4/1 INGLES MKTS INC CL A 457030104 9 523 SH DEFINED 3 523 0 0 INGLES MKTS INC CL A 457030104 563 34000 SH DEFINED 4 0 0 34000 INGRAM MICRO INC CL A 457153104 17 910 SH DEFINED 15 910 0 0 INGRAM MICRO INC CL A 457153104 1222 67385 SH DEFINED 2 67385 0 0 INGRAM MICRO INC CL A 457153104 81 4486 SH DEFINED 3 0 0 4486 INGRAM MICRO INC CL A 457153104 1175 64800 SH DEFINED 4 0 8000 56800 INHIBITEX INC COM 45719T103 26 6637 SH DEFINED 3 2637 0 4000 INLAND REAL ESTATE CORP COM NEW 457461200 28 3196 SH DEFINED 2 3196 0 0 INLAND REAL ESTATE CORP COM NEW 457461200 28 3198 SH DEFINED 3 3198 0 0 INSIGHT ENTERPRISES INC COM 45765U103 34 1938 SH DEFINED 3 1938 0 0 INSIGHT ENTERPRISES INC COM 45765U103 921 52000 SH DEFINED 4 0 0 52000 INSIGHT ENTERPRISES INC COM 45765U103 0 13 SH DEFINED 5 13 0 0 INSIGHT ENTERPRISES INC COM 45765U103 3 159 SH DEFINED 8 159 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 94 4495 SH DEFINED 2 4495 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 301 14338 SH DEFINED 3 13638 0 700 INSITUFORM TECHNOLOGIES INC CL A 457667103 63 3000 SH DEFINED 4 0 0 3000 INSMED INC COM PAR $.01 457669307 66 5530 SH DEFINED 3 1030 0 4500 INNOSPEC INC COM 45768S105 302 8980 SH DEFINED 3 8980 0 0 INNOSPEC INC COM 45768S105 1143 34000 SH DEFINED 4 0 0 34000 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 8 1500 SH DEFINED 3 0 0 1500 INPHI CORP COM 45772F107 15 851 SH DEFINED 3 851 0 0 INNERWORKINGS INC COM 45773Y105 2 237 SH DEFINED 15 237 0 0 INNERWORKINGS INC COM 45773Y105 9 1069 SH DEFINED 3 1069 0 0 INNOPHOS HOLDINGS INC COM 45774N108 3 70 SH DEFINED 70 0 0 INNOPHOS HOLDINGS INC COM 45774N108 267 5467 SH DEFINED 3 900 0 4567 INSTEEL INDUSTRIES INC COM 45774W108 59 4703 SH DEFINED 3 731 0 3972 INSTEEL INDUSTRIES INC COM 45774W108 2762 220236 SH DEFINED 4 0 83500 136736 INNOVARO INC COM 45777T102 1 300 SH DEFINED 5 300 0 0 INSPERITY INC COM 45778Q107 413 13934 SH DEFINED 2 13934 0 0 INSPERITY INC COM 45778Q107 51 1723 SH DEFINED 3 950 0 773 INSULET CORP COM 45784P101 71 3218 SH DEFINED 3 1907 0 1311 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 1011 21140 SH DEFINED 2 21140 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 2365 49465 SH DEFINED 3 46365 0 3100 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 15995 334558 SH DEFINED 4 0 248888 85670 INTEGRAL SYS INC MD COM 45810H107 9 712 SH DEFINED 3 652 0 60 INTEGRAL SYS INC MD COM 45810H107 195 16000 SH DEFINED 4 0 0 16000 INTEGRAMED AMER INC COM NEW 45810N302 196 20313 SH DEFINED 4 0 0 20313 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1 175 SH DEFINED 175 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1026 130500 SH DEFINED 1 130500 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 4 450 SH DEFINED 15 450 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 313 39861 SH DEFINED 2 39861 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 48 6146 SH DEFINED 3 6146 0 0 INTEGRATED SILICON SOLUTION COM 45812P107 18 1910 SH DEFINED 3 1110 0 800 INTEGRATED SILICON SOLUTION COM 45812P107 661 68375 SH DEFINED 4 0 0 68375 INTEL CORP COM 458140100 1465 66128 SH DEFINED 58963 7165 0 INTEL CORP COM 458140100 127011 5731527 SH DEFINED 1 5731527 0 0 INTEL CORP COM 458140100 1053 47540 SH DEFINED 10 47540 0 0 INTEL CORP COM 458140100 879 39650 SH DEFINED 11 39650 0 0 INTEL CORP COM 458140100 207 9325 SH DEFINED 12 0 0 9325 INTEL CORP COM 458140100 664 29985 SH DEFINED 14 29985 0 0 INTEL CORP COM 458140100 1074 48477 SH DEFINED 15 48477 0 0 INTEL CORP COM 458140100 688 31044 SH DEFINED 16 30434 610 0 INTEL CORP COM 458140100 96073 4335409 SH DEFINED 2 4335409 0 0 INTEL CORP COM 458140100 52579 2372716 SH DEFINED 3 450164 0 1922552 INTEL CORP COM 458140100 16341 737400 CALL DEFINED 3 737400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INTEL CORP COM 458140100 19654 886900 PUT DEFINED 3 875300 0 11600 INTEL CORP COM 458140100 31346 1414540 SH DEFINED 4 0 290405 1124135 INTEL CORP COM 458140100 29577 1334690 SH DEFINED 5 1334690 0 0 INTEL CORP COM 458140100 15678 707500 SH DEFINED 6 707500 0 0 INTEL CORP COM 458140100 5490 247758 SH DEFINED 7 0 247758 0 INTEL CORP COM 458140100 2342 105696 SH DEFINED 8 82366 23330 0 INTEL CORP COM 458140100 85 3815 SH DEFINED 9 3815 0 0 INTEL CORP COM 458140100 8566 386573 SH DEFINED 5;1 386573 0 0 INTEL CORP COM 458140100 1865 83660 SH SOLE 83660 0 0 INTEL CORP SDCV 458140AD2 109 105000 PRN DEFINED 3 74000 0 31000 2.950%12/1 INTELLIPHARMACEUTICS INTL IN COM 458173101 0 12 SH DEFINED 5 12 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1943 37475 SH DEFINED 2 37475 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1361 26255 SH DEFINED 3 932 0 25323 INTEGRYS ENERGY GROUP INC COM 45822P105 437 8426 SH DEFINED 5 8426 0 0 INTER PARFUMS INC COM 458334109 128 5578 SH DEFINED 3 668 0 4910 INTERACTIVE INTELLIGENCE INC COM 45839M103 74 2122 SH DEFINED 2 2122 0 0 INTERACTIVE INTELLIGENCE INC COM 45839M103 192 5484 SH DEFINED 3 591 0 4893 INTERACTIVE BROKERS GROUP IN COM 45841N107 531 33910 SH DEFINED 2 33910 0 0 INTERCLICK INC COM NEW 458483203 119 14926 SH DEFINED 3 13649 0 1277 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 6 285 SH DEFINED 285 0 0 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 4 209 SH DEFINED 15 209 0 0 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 5 257 SH DEFINED 3 0 0 257 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 44 2109 SH DEFINED 5 2109 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 32 257 SH DEFINED 13 257 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 20 159 SH DEFINED 15 159 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 3721 29837 SH DEFINED 2 29837 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 521 4174 SH DEFINED 3 907 0 3267 INTERCONTINENTALEXCHANGE INC COM 45865V100 9860 79060 SH DEFINED 4 0 7785 71275 INTERCONTINENTALEXCHANGE INC COM 45865V100 84 677 SH DEFINED 5 677 0 0 INTERFACE INC CL A 458665106 23 1187 SH DEFINED 2 1187 0 0 INTERFACE INC CL A 458665106 42 2185 SH DEFINED 3 2185 0 0 INTERFACE INC CL A 458665106 6522 336700 SH DEFINED 4 0 163870 172830 INTERDIGITAL INC COM 45867G101 41 1000 SH DEFINED 1000 0 0 INTERDIGITAL INC COM 45867G101 4 102 SH DEFINED 15 102 0 0 INTERDIGITAL INC COM 45867G101 878 21494 SH DEFINED 2 21494 0 0 INTERDIGITAL INC COM 45867G101 1659 40601 SH DEFINED 3 39291 0 1310 INTERDIGITAL INC COM 45867G101 3437 84135 SH DEFINED 4 0 32800 51335 INTERDIGITAL INC COM 45867G101 8 200 SH DEFINED 5 200 0 0 INTERLINE BRANDS INC COM 458743101 1 55 SH DEFINED 55 0 0 INTERLINE BRANDS INC COM 458743101 1057 57523 SH DEFINED 2 57523 0 0 INTERLINE BRANDS INC COM 458743101 25 1384 SH DEFINED 3 1384 0 0 INTERMEC INC COM 458786100 3 260 SH DEFINED 15 260 0 0 INTERMEC INC COM 458786100 453 41042 SH DEFINED 2 41042 0 0 INTERMEC INC COM 458786100 27 2463 SH DEFINED 3 2463 0 0 INTERMUNE INC COM 45884X103 99 2763 SH DEFINED 3 2030 0 733 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 404 55000 SH DEFINED 16 55000 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 170 23176 SH DEFINED 2 23176 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 16 2168 SH DEFINED 3 2168 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 1 150 SH DEFINED 5 150 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 267 36281 SH SOLE 36281 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 229 13703 SH DEFINED 2 13703 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 37 2199 SH DEFINED 3 2199 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1668 9722 SH DEFINED 7972 1750 0 INTERNATIONAL BUSINESS MACHS COM 459200101 160118 933362 SH DEFINED 1 933362 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1656 9656 SH DEFINED 10 9656 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 126 734 SH DEFINED 11 734 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 440 2562 SH DEFINED 12 0 0 2562 INTERNATIONAL BUSINESS MACHS COM 459200101 2198 12811 SH DEFINED 14 12811 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4488 26159 SH DEFINED 15 26159 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INTERNATIONAL BUSINESS MACHS COM 459200101 274 1597 SH DEFINED 16 1582 15 0 INTERNATIONAL BUSINESS MACHS COM 459200101 130739 762103 SH DEFINED 2 762103 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 56484 329258 SH DEFINED 3 55390 24086 249782 INTERNATIONAL BUSINESS MACHS COM 459200101 9161 53400 CALL DEFINED 3 53400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6004 35000 PUT DEFINED 3 35000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 38234 222875 SH DEFINED 5 222875 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9758 56880 SH DEFINED 7 0 56880 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2242 13067 SH DEFINED 8 8147 4920 0 INTERNATIONAL BUSINESS MACHS COM 459200101 298 1738 SH DEFINED 9 1738 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3546 20379 SH SOLE 20379 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 28 439 SH DEFINED 15 439 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2731 42512 SH DEFINED 2 42512 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 387 6023 SH DEFINED 3 946 0 5077 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 182 2830 SH DEFINED 5 2830 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 18 1000 SH DEFINED 1000 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 527 30000 SH DEFINED 14 30000 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 3 175 SH DEFINED 15 175 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 2165 123139 SH DEFINED 2 123139 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 5725 325669 SH DEFINED 3 228562 0 97107 INTERNATIONAL GAME TECHNOLOG COM 459902102 9 534 SH DEFINED 5 534 0 0 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 459902AQ5 4710 3950000 PRN DEFINED 6 3950000 0 0 5/0 INTL PAPER CO COM 460146103 167 5611 SH DEFINED 5611 0 0 INTL PAPER CO COM 460146103 4395 147400 SH DEFINED 1 147400 0 0 INTL PAPER CO COM 460146103 161 5400 SH DEFINED 14 5400 0 0 INTL PAPER CO COM 460146103 17 558 SH DEFINED 15 558 0 0 INTL PAPER CO COM 460146103 6440 215946 SH DEFINED 2 215946 0 0 INTL PAPER CO COM 460146103 26501 888711 SH DEFINED 3 338263 0 550448 INTL PAPER CO COM 460146103 22371 750200 PUT DEFINED 3 750200 0 0 INTL PAPER CO COM 460146103 2352 78890 SH DEFINED 4 0 9750 69140 INTL PAPER CO COM 460146103 151 5062 SH DEFINED 5 5062 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 4 145 SH DEFINED 15 145 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 89 3169 SH DEFINED 2 3169 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 230 8210 SH DEFINED 3 0 0 8210 INTERNATIONAL RECTIFIER CORP COM 460254105 4 130 SH DEFINED 5 130 0 0 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 5 225 SH DEFINED 3 225 0 0 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 497 23350 SH DEFINED 4 0 0 23350 INTERNATIONAL SPEEDWAY CORP CL A 460335201 9 300 SH DEFINED 14 300 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 390 13740 SH DEFINED 2 13740 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 64 2241 SH DEFINED 3 1221 0 1020 INTERNATIONAL TOWER HILL MINES COM 46050R102 19 2500 SH DEFINED 2500 0 0 INTERNATIONAL TOWER HILL MIN COM 46050R102 30 4000 SH DEFINED 14 4000 0 0 INTERNATIONAL TOWER HILL MIN COM 46050R102 46 6095 SH DEFINED 5 6095 0 0 INTERNET INFRASTRUCTR HOLDS DEPOSTRY RCPT 46059V104 1 292 SH DEFINED 3 42 0 250 INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 4 53 SH DEFINED 3 53 0 0 INTERNET ARCHITECTURE HOLDR DEPOSTRY RCPT 46060A107 0 2 SH DEFINED 3 2 0 0 INTERPUBLIC GROUP COS INC COM 460690100 59 4680 SH DEFINED 4680 0 0 INTERPUBLIC GROUP COS INC COM 460690100 4765 381200 SH DEFINED 1 381200 0 0 INTERPUBLIC GROUP COS INC COM 460690100 1 68 SH DEFINED 15 68 0 0 INTERPUBLIC GROUP COS INC COM 460690100 2879 230350 SH DEFINED 2 230350 0 0 INTERPUBLIC GROUP COS INC COM 460690100 1935 154807 SH DEFINED 3 141712 0 13095 INTERPUBLIC GROUP COS INC COM 460690100 3140 251200 CALL DEFINED 3 251200 0 0 INTERPUBLIC GROUP COS INC COM 460690100 4 315 SH DEFINED 5 315 0 0 INTERPUBLIC GROUP COS INC NOTE 4.250% 460690BA7 22 19000 PRN DEFINED 3 18000 0 1000 3/1 INTERSIL CORP CL A 46069S109 1 103 SH DEFINED 15 103 0 0 INTERSIL CORP CL A 46069S109 4 310 SH DEFINED 16 310 0 0 INTERSIL CORP CL A 46069S109 638 49670 SH DEFINED 2 49670 0 0 INTERVEST BANCSHARES CORP CL A 460927106 95 31000 SH DEFINED 4 0 0 31000 INTEROIL CORP COM 460951106 1050 17954 SH DEFINED 3 14029 0 3925

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INTEROIL CORP COM 460951106 1170 20000 PUT DEFINED 3 20000 0 0 INTERSECTIONS INC COM 460981301 7 381 SH DEFINED 3 381 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 32 2348 SH DEFINED 3 1668 0 680 INTERVAL LEISURE GROUP INC COM 46113M108 1 66 SH DEFINED 5 66 0 0 INTEVAC INC COM 461148108 10 947 SH DEFINED 3 947 0 0 INTL FCSTONE INC COM 46116V105 13 550 SH DEFINED 3 550 0 0 INTRALINKS HLDGS INC COM 46118H104 23 1326 SH DEFINED 3 1326 0 0 INTUIT COM 461202103 12 238 SH DEFINED 15 238 0 0 INTUIT COM 461202103 12274 236678 SH DEFINED 2 236678 0 0 INTUIT COM 461202103 531 10240 SH DEFINED 3 3216 0 7024 INTUIT COM 461202103 395 7619 SH DEFINED 5 7619 0 0 INTUIT COM 461202103 21 400 SH DEFINED 7 0 400 0 INVACARE CORP COM 461203101 20 605 SH DEFINED 2 605 0 0 INVACARE CORP COM 461203101 40 1214 SH DEFINED 3 1189 0 25 INVACARE CORP COM 461203101 664 20000 SH DEFINED 4 0 0 20000 INTUITIVE SURGICAL INC COM NEW 46120E602 26 70 SH DEFINED 70 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 558 1500 SH DEFINED 1 1500 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 93 251 SH DEFINED 15 251 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 9299 24991 SH DEFINED 2 24991 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2760 7417 SH DEFINED 3 418 0 6999 INTUITIVE SURGICAL INC COM NEW 46120E602 140 376 SH DEFINED 5 376 0 0 INTREPID POTASH INC COM 46121Y102 4 115 SH DEFINED 15 115 0 0 INTREPID POTASH INC COM 46121Y102 548 16855 SH DEFINED 2 16855 0 0 INTREPID POTASH INC COM 46121Y102 131 4017 SH DEFINED 3 0 0 4017 INVESCO CALI QLTY MUNI SEC COM 46130M107 261 21500 SH DEFINED 3 0 0 21500 INVESCO MORTGAGE CAPITAL INC COM 46131B100 0 13 SH DEFINED 15 13 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 256 12113 SH DEFINED 2 12113 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 110 5218 SH DEFINED 3 2993 0 2225 INVESCO MORTGAGE CAPITAL INC COM 46131B100 42 2000 SH DEFINED 5 2000 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 13 600 SH DEFINED 7 0 600 0 INVESCO VAN KAMPEN SR INC TR COM 46131H107 10 2000 SH DEFINED 15 2000 0 0 INVESCO VAN KAMPEN SR INC TR COM 46131H107 4652 923078 SH DEFINED 3 0 0 923078 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 75 5656 SH DEFINED 3 0 0 5656 INVESCO VAN KAMPEN TR INVT G COM 46131M106 222 16085 SH DEFINED 3 0 0 16085 INVESCO VAN KAMPEN TR INVT G COM 46131T101 715 51100 SH DEFINED 3 0 0 51100 INVESCO VAN KAMPEN MUNI OPP COM 46132C107 2 123 SH DEFINED 3 0 0 123 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 97 8228 SH DEFINED 3 0 0 8228 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 16 1400 SH DEFINED 3 0 0 1400 INVESCO VAN KAMPEN CALIF VAL COM 46132H106 27 2238 SH DEFINED 3 0 0 2238 INVESCO VAN KAMPEN PA VALUE COM 46132K109 319 24932 SH DEFINED 3 0 0 24932 INVESCO VAN KAMP BOND FND COM 46132L107 25 1300 SH DEFINED 3 0 0 1300 INVESCO INSRD MUNI INCM TRST COM 46132P108 90 6322 SH DEFINED 3 0 0 6322 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 25 2000 SH DEFINED 15 2000 0 0 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 1340 105526 SH DEFINED 3 0 0 105526 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 25 2004 SH DEFINED 5 2004 0 0 INVESCO INSURED MUNI SEC COM 46132T100 19 1375 SH DEFINED 3 0 0 1375 INVESCO MUNI INCM OPP TRST I COM 46133A100 39 5500 SH DEFINED 3 0 0 5500 INVESCO QUALITY MUNI INC TRS COM 46133G107 343 28086 SH DEFINED 3 0 0 28086 INVESCO QUALITY MUN INVT TR COM 46133H105 9 699 SH DEFINED 3 0 0 699 INVESCO QUALITY MUN SECS COM 46133J101 74 5400 SH DEFINED 5400 0 0 INVESCO QUALITY MUN SECS COM 46133J101 1492 108900 SH DEFINED 3 0 0 108900 INVESCO HIGH YIELD INVST FD COM 46133K108 30 4900 SH DEFINED 3 0 0 4900 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 2 176 SH DEFINED 15 176 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 24 1711 SH DEFINED 3 1711 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 1 60 SH DEFINED 5 60 0 0 INVESTORS BANCORP INC COM 46146P102 383 26976 SH DEFINED 2 26976 0 0 INVESTORS BANCORP INC COM 46146P102 63 4420 SH DEFINED 3 1920 0 2500 INVESTORS REAL ESTATE TR SH BEN INT 461730103 575 66377 SH DEFINED 2 66377 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 120 13873 SH DEFINED 3 3329 0 10544 INVESTORS TITLE CO COM 461804106 326 8300 SH DEFINED 4 0 0 8300

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- INVITROGEN CORP NOTE 1.500 46185RAK6 7 6000 PRN DEFINED 3 0 0 6000 ION GEOPHYSICAL CORP COM 462044108 4 440 SH DEFINED 15 440 0 0 ION GEOPHYSICAL CORP COM 462044108 25 2668 SH DEFINED 3 0 0 2668 IRELAND BK SPONSORED ADR 46267Q103 0 40 SH DEFINED 3 0 0 40 IRELAND BK SPONSORED ADR 46267Q103 1 1000 SH DEFINED 5 1000 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 21 2456 SH DEFINED 3 1807 0 649 IRIDIUM COMMUNICATIONS INC COM 46269C102 1675 193625 SH DEFINED 7 0 193625 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 61 7060 SH DEFINED 8 0 7060 0 IRIS INTL INC COM 46270W105 7 738 SH DEFINED 3 738 0 0 IRIS INTL INC COM 46270W105 5836 584196 SH DEFINED 4 0 453686 130510 IROBOT CORP COM 462726100 68 1935 SH DEFINED 3 985 0 950 IROBOT CORP COM 462726100 4 100 SH DEFINED 5 100 0 0 IRON MTN INC COM 462846106 29 849 SH DEFINED 849 0 0 IRON MTN INC COM 462846106 143 4194 SH DEFINED 10 4194 0 0 IRON MTN INC COM 462846106 23 683 SH DEFINED 11 683 0 0 IRON MTN INC COM 462846106 47 1380 SH DEFINED 12 0 0 1380 IRON MTN INC COM 462846106 9 259 SH DEFINED 15 259 0 0 IRON MTN INC COM 462846106 158 4627 SH DEFINED 16 4507 120 0 IRON MTN INC COM 462846106 3174 93094 SH DEFINED 2 93094 0 0 IRON MTN INC COM 462846106 230 6737 SH DEFINED 3 2412 0 4325 IRON MTN INC COM 462846106 280 8215 SH DEFINED 7 0 8215 0 IRON MTN INC COM 462846106 13 380 SH DEFINED 8 0 380 0 IRON MTN INC COM 462846106 1119 32830 SH SOLE 32830 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 33 2092 SH DEFINED 3 2092 0 0 ISHARES GOLD TRUST ISHARES 464285105 4829 329850 SH DEFINED 329850 0 0 ISHARES GOLD TRUST ISHARES 464285105 1377 94075 SH DEFINED 1 94075 0 0 ISHARES GOLD TRUST ISHARES 464285105 298 20322 SH DEFINED 13 20322 0 0 ISHARES GOLD TRUST ISHARES 464285105 1171 80000 SH DEFINED 14 80000 0 0 ISHARES GOLD TRUST ISHARES 464285105 542 37033 SH DEFINED 15 37033 0 0 ISHARES GOLD TRUST ISHARES 464285105 114 7785 SH DEFINED 16 7785 0 0 ISHARES GOLD TRUST ISHARES 464285105 15384 1050821 SH DEFINED 3 0 0 1050821 ISHARES GOLD TRUST ISHARES 464285105 3739 255419 SH DEFINED 5 255419 0 0 ISHARES GOLD TRUST ISHARES 464285105 59 4000 SH DEFINED 7 0 4000 0 ISHARES GOLD TRUST ISHARES 464285105 191 13015 SH DEFINED 8 13015 0 0 ISHARES INC MSCI AUSTRALIA 464286103 398 15270 SH DEFINED 15270 0 0 ISHARES INC MSCI AUSTRALIA 464286103 2641 101400 SH DEFINED 12 0 0 101400 ISHARES INC MSCI AUSTRALIA 464286103 2329 89406 SH DEFINED 3 0 0 89406 ISHARES INC MSCI AUSTRALIA 464286103 826 31698 SH DEFINED 5 31698 0 0 ISHARES INC MSCI AUSTRALIA 464286103 271 10400 SH DEFINED 7 0 10400 0 ISHARES INC MSCI AUSTRALIA 464286103 17 669 SH DEFINED 8 148 521 0 ISHARES INC MSCI AUSTRALIA 464286103 329 12627 SH SOLE 12627 0 0 ISHARES INC MSCI AUSTRIA 464286202 1660 72945 SH DEFINED 3 29184 0 43761 INV ISHARES INC MSCI BELG 464286301 882 62495 SH DEFINED 3 62495 0 0 INVEST ISHARES INC MSCI BRAZIL 464286400 993 13544 SH DEFINED 13544 0 0 ISHARES INC MSCI BRAZIL 464286400 231 3150 SH DEFINED 12 0 0 3150 ISHARES INC MSCI BRAZIL 464286400 167 2277 SH DEFINED 13 2277 0 0 ISHARES INC MSCI BRAZIL 464286400 59 800 SH DEFINED 14 800 0 0 ISHARES INC MSCI BRAZIL 464286400 10 143 SH DEFINED 15 143 0 0 ISHARES INC MSCI BRAZIL 464286400 233 3170 SH DEFINED 16 3170 0 0 ISHARES INC MSCI BRAZIL 464286400 19152 261103 SH DEFINED 3 108308 0 152795 ISHARES INC MSCI BRAZIL 464286400 86722 1182300 CALL DEFINED 3 1182300 0 0 ISHARES INC MSCI BRAZIL 464286400 168558 2298000 PUT DEFINED 3 2298000 0 0 ISHARES INC MSCI BRAZIL 464286400 19788 269780 SH DEFINED 5 269780 0 0 ISHARES INC MSCI BRAZIL 464286400 127 1725 SH DEFINED 7 0 1725 0 ISHARES INC MSCI BRAZIL 464286400 359 4892 SH DEFINED 8 4892 0 0 ISHARES INC MSCI BRAZIL 464286400 4627 34448 SH SOLE 34448 0 0 ISHARES INC MSCI CDA INDEX 464286509 588 18573 SH DEFINED 18573 0 0 ISHARES INC MSCI CDA INDEX 464286509 13 400 SH DEFINED 14 400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES INC MSCI CDA INDEX 464286509 20 638 SH DEFINED 15 638 0 0 ISHARES INC MSCI CDA INDEX 464286509 40 1260 SH DEFINED 16 1260 0 0 ISHARES INC MSCI CDA INDEX 464286509 15814 499335 SH DEFINED 3 10500 0 488835 ISHARES INC MSCI CDA INDEX 464286509 241 7605 SH DEFINED 5 7605 0 0 ISHARES INC MSCI CDA INDEX 464286509 16 520 SH DEFINED 7 0 520 0 ISHARES INC MSCI CDA INDEX 464286509 4777 150822 SH DEFINED 8 31957 118865 0 ISHARES INC MSCI CDA INDEX 464286509 556 17569 SH SOLE 17569 0 0 ISHARES INC MSCI EMKT EUR 464286566 2697 79900 SH DEFINED 3 0 0 79900 ISHARES INC JAPAN SML CAP 464286582 985 20821 SH DEFINED 3 0 0 20821 ISHARES INC MSCI EMU INDEX 464286608 10954 282100 SH DEFINED 12 0 0 282100 ISHARES INC MSCI EMU INDEX 464286608 368 9485 SH DEFINED 5 9485 0 0 ISHARES INC MSCI EMU INDEX 464286608 31 800 SH DEFINED 7 0 800 0 ISHARES INC MSCI EMU INDEX 464286608 55 1408 SH DEFINED 8 96 1312 0 ISHARES INC MSCI EMU INDEX 464286608 112 2890 SH SOLE 2890 0 0 ISHARES INC MSCI THAILAND 464286624 4548 71581 SH DEFINED 3 0 0 71581 ISHARES INC MSCI THAILAND 464286624 57 900 SH DEFINED 5 900 0 0 ISHARES INC MSCI THAILAND 464286624 5 71 SH DEFINED 8 71 0 0 ISHARES INC MSCI ISRAEL FD 464286632 17 310 SH DEFINED 3 0 0 310 ISHARES INC MSCI ISRAEL FD 464286632 192 3500 SH DEFINED 5 3500 0 0 ISHARES INC MSCI CHILE 464286640 11 150 SH DEFINED 150 0 0 INVES ISHARES INC MSCI CHILE 464286640 6256 83000 SH DEFINED 3 6500 0 76500 INVES ISHARES INC MSCI CHILE 464286640 492 6530 SH DEFINED 5 6530 0 0 INVES ISHARES INC MSCI BRIC INDX 464286657 68 1425 SH DEFINED 12 0 0 1425 ISHARES INC MSCI BRIC INDX 464286657 2058 43050 SH DEFINED 3 0 0 43050 ISHARES INC MSCI BRIC INDX 464286657 5195 108687 SH DEFINED 5 108687 0 0 ISHARES INC MSCI BRIC INDX 464286657 998 20873 SH DEFINED 7 0 20873 0 ISHARES INC MSCI BRIC INDX 464286657 41 868 SH DEFINED 8 868 0 0 ISHARES INC MSCI PAC J IDX 464286665 1623 34088 SH DEFINED 34088 0 0 ISHARES INC MSCI PAC J IDX 464286665 1775 37286 SH DEFINED 10 37286 0 0 ISHARES INC MSCI PAC J IDX 464286665 132 2780 SH DEFINED 11 2780 0 0 ISHARES INC MSCI PAC J IDX 464286665 322 6766 SH DEFINED 12 0 0 6766 ISHARES INC MSCI PAC J IDX 464286665 18 380 SH DEFINED 15 380 0 0 ISHARES INC MSCI PAC J IDX 464286665 46 962 SH DEFINED 16 962 0 0 ISHARES INC MSCI PAC J IDX 464286665 6246 131185 SH DEFINED 3 25899 0 105286 ISHARES INC MSCI PAC J IDX 464286665 12241 257100 PUT DEFINED 3 257100 0 0 ISHARES INC MSCI PAC J IDX 464286665 4835 101548 SH DEFINED 5 101548 0 0 ISHARES INC MSCI PAC J IDX 464286665 1759 36946 SH DEFINED 7 0 36946 0 ISHARES INC MSCI PAC J IDX 464286665 948 19915 SH DEFINED 8 19465 450 0 ISHARES INC MSCI PAC J IDX 464286665 281 5908 SH SOLE 5908 0 0 ISHARES INC MSCI SINGAPORE 464286673 206 15000 SH DEFINED 10 15000 0 0 ISHARES INC MSCI SINGAPORE 464286673 342 24900 SH DEFINED 12 0 0 24900 ISHARES INC MSCI SINGAPORE 464286673 7386 537914 SH DEFINED 3 3640 0 534274 ISHARES INC MSCI SINGAPORE 464286673 825 60077 SH DEFINED 5 60077 0 0 ISHARES INC MSCI SINGAPORE 464286673 27 2000 SH DEFINED 7 0 2000 0 ISHARES INC MSCI SINGAPORE 464286673 10 730 SH DEFINED 8 647 83 0 ISHARES INC MSCI SINGAPORE 464286673 881 64200 SH SOLE 64200 0 0 ISHARES INC MSCI UTD KINGD 464286699 469 26315 SH DEFINED 26315 0 0 ISHARES INC MSCI UTD KINGD 464286699 3656 205300 SH DEFINED 12 0 0 205300 ISHARES INC MSCI UTD KINGD 464286699 13 745 SH DEFINED 3 0 0 745 ISHARES INC MSCI UTD KINGD 464286699 1864 104648 SH DEFINED 5 104648 0 0 ISHARES INC MSCI UTD KINGD 464286699 5 300 SH DEFINED 8 300 0 0 ISHARES INC MSCI UTD KINGD 464286699 268 15050 SH SOLE 15050 0 0 ISHARES INC MSCI FRANCE 464286707 3 122 SH DEFINED 3 122 0 0 ISHARES INC MSCI FRANCE 464286707 12 439 SH DEFINED 5 439 0 0 ISHARES INC MSCI FRANCE 464286707 4 136 SH DEFINED 8 136 0 0 ISHARES INC MSCI TURKEY FD 464286715 4116 69061 SH DEFINED 3 0 0 69061 ISHARES INC MSCI TURKEY FD 464286715 555 9316 SH DEFINED 5 9316 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES INC MSCI TURKEY FD 464286715 2 34 SH DEFINED 8 34 0 0 ISHARES INC MSCI TAIWAN 464286731 679 44750 SH DEFINED 44750 0 0 ISHARES INC MSCI TAIWAN 464286731 61 4050 SH DEFINED 14 4050 0 0 ISHARES INC MSCI TAIWAN 464286731 76 5000 SH DEFINED 16 5000 0 0 ISHARES INC MSCI TAIWAN 464286731 5146 338968 SH DEFINED 3 2220 0 336748 ISHARES INC MSCI TAIWAN 464286731 9867 650000 CALL DEFINED 3 650000 0 0 ISHARES INC MSCI TAIWAN 464286731 480 31617 SH DEFINED 5 31617 0 0 ISHARES INC MSCI TAIWAN 464286731 13 864 SH DEFINED 8 864 0 0 ISHARES INC MSCI SWITZERLD 464286749 2948 110800 SH DEFINED 12 0 0 110800 ISHARES INC MSCI SWITZERLD 464286749 966 36294 SH DEFINED 3 33394 0 2900 ISHARES INC MSCI SWITZERLD 464286749 21 775 SH DEFINED 5 775 0 0 ISHARES INC MSCI SWEDEN 464286756 1198 37700 SH DEFINED 12 0 0 37700 ISHARES INC MSCI SWEDEN 464286756 127 3990 SH DEFINED 16 3990 0 0 ISHARES INC MSCI SWEDEN 464286756 4387 138052 SH DEFINED 3 23936 0 114116 ISHARES INC MSCI SWEDEN 464286756 316 9950 SH DEFINED 5 9950 0 0 ISHARES INC MSCI SWEDEN 464286756 5 165 SH DEFINED 8 165 0 0 ISHARES INC MSCI SPAIN 464286764 115 2725 SH DEFINED 13 2725 0 0 ISHARES INC MSCI SPAIN 464286764 4154 98579 SH DEFINED 3 97562 0 1017 ISHARES INC MSCI SPAIN 464286764 33 772 SH DEFINED 5 772 0 0 ISHARES INC MSCI S KOREA 464286772 1079 16607 SH DEFINED 16607 0 0 ISHARES INC MSCI S KOREA 464286772 501 7700 SH DEFINED 14 7700 0 0 ISHARES INC MSCI S KOREA 464286772 46 702 SH DEFINED 16 702 0 0 ISHARES INC MSCI S KOREA 464286772 28112 432498 SH DEFINED 3 219651 0 212847 ISHARES INC MSCI S KOREA 464286772 13000 200000 PUT DEFINED 3 200000 0 0 ISHARES INC MSCI S KOREA 464286772 514 7910 SH DEFINED 5 7910 0 0 ISHARES INC MSCI S KOREA 464286772 19 292 SH DEFINED 8 292 0 0 ISHARES INC MSCI S KOREA 464286772 13 200 SH SOLE 200 0 0 ISHARES INC MSCI STH AFRCA 464286780 11 160 SH DEFINED 160 0 0 ISHARES INC MSCI STH AFRCA 464286780 1451 20423 SH DEFINED 3 13517 0 6906 ISHARES INC MSCI STH AFRCA 464286780 6 82 SH DEFINED 5 82 0 0 ISHARES INC MSCI STH AFRCA 464286780 6 78 SH DEFINED 8 78 0 0 ISHARES INC MSCI STH AFRCA 464286780 0 3 SH SOLE 3 0 0 ISHARES INC MSCI GERMAN 464286806 2147 79853 SH DEFINED 5 79853 0 0 ISHARES INC MSCI GERMAN 464286806 71 2630 SH DEFINED 7 0 2630 0 ISHARES INC MSCI GERMAN 464286806 16 604 SH DEFINED 8 604 0 0 ISHARES INC MSCI GERMAN 464286806 44 1650 SH DEFINED 1650 0 0 ISHARES INC MSCI GERMAN 464286806 869 32320 SH DEFINED 12 0 0 32320 ISHARES INC MSCI GERMAN 464286806 3 104 SH DEFINED 14 104 0 0 ISHARES INC MSCI GERMAN 464286806 22 815 SH DEFINED 15 815 0 0 ISHARES INC MSCI GERMAN 464286806 5 200 SH DEFINED 16 200 0 0 ISHARES INC MSCI GERMAN 464286806 3055 113618 SH DEFINED 3 100223 0 13395 ISHARES INC MSCI NETHR 464286814 3989 185027 SH DEFINED 3 184112 0 915 INVES ISHARES INC MSCI MEX 464286822 38 600 SH DEFINED 12 0 0 600 INVEST ISHARES INC MSCI MEX 464286822 6190 98938 SH DEFINED 3 27758 0 71180 INVEST ISHARES INC MSCI MEX 464286822 16266 260000 CALL DEFINED 3 260000 0 0 INVEST ISHARES INC MSCI MEX 464286822 13138 210000 PUT DEFINED 3 210000 0 0 INVEST ISHARES INC MSCI MEX 464286822 1041 16642 SH DEFINED 5 16642 0 0 INVEST ISHARES INC MSCI MEX 464286822 16 250 SH DEFINED 7 0 250 0 INVEST ISHARES INC MSCI MEX 464286822 2 39 SH DEFINED 8 39 0 0 INVEST ISHARES INC MSCI MEX 464286822 2 32 SH SOLE 32 0 0 INVEST ISHARES INC MSCI MALAYSIA 464286830 189 12400 SH DEFINED 12400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES INC MSCI MALAYSIA 464286830 22 1450 SH DEFINED 16 1450 0 0 ISHARES INC MSCI MALAYSIA 464286830 2135 139744 SH DEFINED 3 3600 0 136144 ISHARES INC MSCI MALAYSIA 464286830 55 3571 SH DEFINED 5 3571 0 0 ISHARES INC MSCI MALAYSIA 464286830 5 326 SH DEFINED 8 326 0 0 ISHARES INC MSCI JAPAN 464286848 1378 132154 SH DEFINED 132154 0 0 ISHARES INC MSCI JAPAN 464286848 10 1000 SH DEFINED 10 1000 0 0 ISHARES INC MSCI JAPAN 464286848 46 4375 SH DEFINED 11 4375 0 0 ISHARES INC MSCI JAPAN 464286848 5733 549710 SH DEFINED 12 0 0 549710 ISHARES INC MSCI JAPAN 464286848 2303 220790 SH DEFINED 13 220790 0 0 ISHARES INC MSCI JAPAN 464286848 6374 611126 SH DEFINED 14 611126 0 0 ISHARES INC MSCI JAPAN 464286848 26 2459 SH DEFINED 15 2459 0 0 ISHARES INC MSCI JAPAN 464286848 126 12106 SH DEFINED 16 12106 0 0 ISHARES INC MSCI JAPAN 464286848 2185 209536 SH DEFINED 3 90000 0 119536 ISHARES INC MSCI JAPAN 464286848 1869 179200 CALL DEFINED 3 179200 0 0 ISHARES INC MSCI JAPAN 464286848 16197 1552900 PUT DEFINED 3 1552900 0 0 ISHARES INC MSCI JAPAN 464286848 4262 408610 SH DEFINED 5 408610 0 0 ISHARES INC MSCI JAPAN 464286848 120 11518 SH DEFINED 7 0 11518 0 ISHARES INC MSCI JAPAN 464286848 529 50687 SH DEFINED 8 49787 900 0 ISHARES INC MSCI JAPAN 464286848 754 72256 SH SOLE 72256 0 0 ISHARES INC MSCI ITALY 464286855 1505 85450 SH DEFINED 3 85416 0 34 ISHARES INC MSCI HONG KONG 464286871 941 50800 SH DEFINED 12 0 0 50800 ISHARES INC MSCI HONG KONG 464286871 15 800 SH DEFINED 14 800 0 0 ISHARES INC MSCI HONG KONG 464286871 40 2186 SH DEFINED 16 2186 0 0 ISHARES INC MSCI HONG KONG 464286871 6795 366904 SH DEFINED 3 49477 0 317427 ISHARES INC MSCI HONG KONG 464286871 3704 200000 PUT DEFINED 3 200000 0 0 ISHARES INC MSCI HONG KONG 464286871 1084 58527 SH DEFINED 5 58527 0 0 ISHARES INC MSCI HONG KONG 464286871 8 450 SH DEFINED 8 253 197 0 ISHARES TR S&P 100 IDX FD 464287101 4549 77443 SH DEFINED 3 70094 0 7349 ISHARES TR S&P 100 IDX FD 464287101 1409 23994 SH DEFINED 5 23994 0 0 ISHARES TR LRGE GRW INDX 464287119 792 11628 SH DEFINED 3 0 0 11628 ISHARES TR LRGE CORE INDX 464287127 356 4829 SH DEFINED 3 0 0 4829 ISHARES TR LRGE CORE INDX 464287127 78 1065 SH DEFINED 5 1065 0 0 ISHARES TR NYSE 100INX FD 464287135 733 11678 SH DEFINED 5 11678 0 0 ISHARES TR NYSE COMP INDX 464287143 8 100 SH DEFINED 3 0 0 100 ISHARES TR S&P 1500 INDEX 464287150 33 549 SH DEFINED 549 0 0 ISHARES TR S&P 1500 INDEX 464287150 121 2000 SH DEFINED 3 0 0 2000 ISHARES TR S&P 1500 INDEX 464287150 14 235 SH DEFINED 5 235 0 0 ISHARES TR DJ SEL DIV INX 464287168 62 1174 SH DEFINED 1174 0 0 ISHARES TR DJ SEL DIV INX 464287168 539 10193 SH DEFINED 15 10193 0 0 ISHARES TR DJ SEL DIV INX 464287168 9339 176476 SH DEFINED 3 0 0 176476 ISHARES TR DJ SEL DIV INX 464287168 3106 58698 SH DEFINED 5 58698 0 0 ISHARES TR DJ SEL DIV INX 464287168 533 10075 SH DEFINED 7 0 10075 0 ISHARES TR DJ SEL DIV INX 464287168 397 7506 SH DEFINED 8 2456 5050 0 ISHARES TR DJ SEL DIV INX 464287168 106 2000 SH SOLE 2000 0 0 ISHARES TR BARCLYS TIPS 464287176 55 500 SH DEFINED 500 0 0 BD ISHARES TR BARCLYS TIPS 464287176 153 1382 SH DEFINED 10 1382 0 0 BD ISHARES TR BARCLYS TIPS 464287176 1148 10372 SH DEFINED 15 10372 0 0 BD ISHARES TR BARCLYS TIPS 464287176 10 90 SH DEFINED 16 0 90 0 BD ISHARES TR BARCLYS TIPS 464287176 56372 509504 SH DEFINED 3 0 193779 315725 BD ISHARES TR BARCLYS TIPS 464287176 4784 43238 SH DEFINED 5 43238 0 0 BD ISHARES TR BARCLYS TIPS 464287176 442 3993 SH DEFINED 8 3593 400 0 BD ISHARES TR BARCLYS TIPS 464287176 178 1608 SH SOLE 1608 0 0 BD

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR FTSE CHINA25 464287184 192 4467 SH DEFINED 4467 0 0 IDX ISHARES TR FTSE CHINA25 464287184 107 2500 SH DEFINED 12 0 0 2500 IDX ISHARES TR FTSE CHINA25 464287184 130 3019 SH DEFINED 13 3019 0 0 IDX ISHARES TR FTSE CHINA25 464287184 307 7150 SH DEFINED 14 7150 0 0 IDX ISHARES TR FTSE CHINA25 464287184 4 100 SH DEFINED 15 100 0 0 IDX ISHARES TR FTSE CHINA25 464287184 58 1343 SH DEFINED 16 1343 0 0 IDX ISHARES TR FTSE CHINA25 464287184 20311 472903 SH DEFINED 3 119979 0 352924 IDX ISHARES TR FTSE CHINA25 464287184 62089 1445600 CALL DEFINED 3 1445600 0 0 IDX ISHARES TR FTSE CHINA25 464287184 83409 1942000 PUT DEFINED 3 1942000 0 0 IDX ISHARES TR FTSE CHINA25 464287184 15263 355376 SH DEFINED 5 355376 0 0 IDX ISHARES TR FTSE CHINA25 464287184 2675 62284 SH DEFINED 7 0 62284 0 IDX ISHARES TR FTSE CHINA25 464287184 1256 29247 SH DEFINED 8 29047 200 0 IDX ISHARES TR FTSE CHINA25 464287184 282 6561 SH SOLE 6561 0 0 IDX ISHARES TR TRANSP AVE IDX 464287192 3004 30670 SH DEFINED 3 0 0 30670 ISHARES TR TRANSP AVE IDX 464287192 249 2537 SH DEFINED 5 2537 0 0 ISHARES TR S&P 500 INDEX 464287200 52419 395857 SH DEFINED 392192 3665 0 ISHARES TR S&P 500 INDEX 464287200 229 1730 SH DEFINED 11 1730 0 0 ISHARES TR S&P 500 INDEX 464287200 397 3000 SH DEFINED 12 0 0 3000 ISHARES TR S&P 500 INDEX 464287200 1426 10772 SH DEFINED 13 10772 0 0 ISHARES TR S&P 500 INDEX 464287200 1580 11935 SH DEFINED 14 11935 0 0 ISHARES TR S&P 500 INDEX 464287200 32 241 SH DEFINED 15 241 0 0 ISHARES TR S&P 500 INDEX 464287200 2438 18410 SH DEFINED 16 18410 0 0 ISHARES TR S&P 500 INDEX 464287200 24190 182676 SH DEFINED 3 0 0 182676 ISHARES TR S&P 500 INDEX 464287200 17496 132124 SH DEFINED 5 132124 0 0 ISHARES TR S&P 500 INDEX 464287200 5601 42299 SH DEFINED 7 0 42299 0 ISHARES TR S&P 500 INDEX 464287200 876 6615 SH DEFINED 8 1268 5347 0 ISHARES TR S&P 500 INDEX 464287200 151 1140 SH DEFINED 9 1140 0 0 ISHARES TR S&P 500 INDEX 464287200 61349 521518 SH SOLE 521518 0 0 ISHARES TR BARCLY USAGG B 464287226 3665 34355 SH DEFINED 34355 0 0 ISHARES TR BARCLY USAGG B 464287226 129 1214 SH DEFINED 11 1214 0 0 ISHARES TR BARCLY USAGG B 464287226 812 7616 SH DEFINED 15 7616 0 0 ISHARES TR BARCLY USAGG B 464287226 15153 142052 SH DEFINED 3 42276 0 99776 ISHARES TR BARCLY USAGG B 464287226 3162 29644 SH DEFINED 5 29644 0 0 ISHARES TR BARCLY USAGG B 464287226 1883 17655 SH DEFINED 7 0 17655 0 ISHARES TR BARCLY USAGG B 464287226 261 2451 SH DEFINED 8 2451 0 0 ISHARES TR BARCLY USAGG B 464287226 9904 92845 SH SOLE 92845 0 0 ISHARES TR MSCI EMERG MKT 464287234 3859 81062 SH DEFINED 81062 0 0 ISHARES TR MSCI EMERG MKT 464287234 25 530 SH DEFINED 10 530 0 0 ISHARES TR MSCI EMERG MKT 464287234 1655 34778 SH DEFINED 12 0 0 34778 ISHARES TR MSCI EMERG MKT 464287234 468 9838 SH DEFINED 13 9838 0 0 ISHARES TR MSCI EMERG MKT 464287234 3 55 SH DEFINED 14 55 0 0 ISHARES TR MSCI EMERG MKT 464287234 346 7279 SH DEFINED 15 7279 0 0 ISHARES TR MSCI EMERG MKT 464287234 318 6686 SH DEFINED 16 6686 0 0 ISHARES TR MSCI EMERG MKT 464287234 118303 2485347 SH DEFINED 3 216671 1504207 764469 ISHARES TR MSCI EMERG MKT 464287234 247577 5201200 CALL DEFINED 3 5201200 0 0 ISHARES TR MSCI EMERG MKT 464287234 194774 4091900 PUT DEFINED 3 4091900 0 0 ISHARES TR MSCI EMERG MKT 464287234 40039 841153 SH DEFINED 5 841153 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR MSCI EMERG MKT 464287234 10867 228290 SH DEFINED 7 0 228290 0 ISHARES TR MSCI EMERG MKT 464287234 3051 64093 SH DEFINED 8 51163 12930 0 ISHARES TR MSCI EMERG MKT 464287234 8276 173865 SH SOLE 173865 0 0 ISHARES TR IBOXX INV CPBD 464287242 3366 30567 SH DEFINED 30567 0 0 ISHARES TR IBOXX INV CPBD 464287242 200 1820 SH DEFINED 14 1820 0 0 ISHARES TR IBOXX INV CPBD 464287242 1259 11428 SH DEFINED 15 11428 0 0 ISHARES TR IBOXX INV CPBD 464287242 9 83 SH DEFINED 16 0 83 0 ISHARES TR IBOXX INV CPBD 464287242 49239 447099 SH DEFINED 3 94924 0 352175 ISHARES TR IBOXX INV CPBD 464287242 11009 99966 SH DEFINED 5 99966 0 0 ISHARES TR IBOXX INV CPBD 464287242 7928 71985 SH DEFINED 7 0 71985 0 ISHARES TR IBOXX INV CPBD 464287242 4155 37725 SH DEFINED 8 12205 25520 0 ISHARES TR IBOXX INV CPBD 464287242 2126 19302 SH DEFINED 9 19302 0 0 ISHARES TR IBOXX INV CPBD 464287242 3527 32023 SH SOLE 32023 0 0 ISHARES TR S&P GBL TELCM 464287275 1539 25395 SH DEFINED 3 0 0 25395 ISHARES TR S&P GBL TELCM 464287275 47 777 SH DEFINED 5 777 0 0 ISHARES TR S&P GBL INF 464287291 27 450 SH DEFINED 10 450 0 0 ISHARES TR S&P GBL INF 464287291 24 400 SH DEFINED 12 0 0 400 ISHARES TR S&P GBL INF 464287291 8 135 SH DEFINED 14 135 0 0 ISHARES TR S&P GBL INF 464287291 914 14976 SH DEFINED 3 0 0 14976 ISHARES TR S&P GBL INF 464287291 5124 83928 SH DEFINED 5 83928 0 0 ISHARES TR S&P GBL INF 464287291 64 1048 SH DEFINED 8 1048 0 0 ISHARES TR S&P500 GRW 464287309 271 3897 SH DEFINED 15 3897 0 0 ISHARES TR S&P500 GRW 464287309 11307 162734 SH DEFINED 3 0 0 162734 ISHARES TR S&P500 GRW 464287309 1921 27650 SH DEFINED 4 0 27650 0 ISHARES TR S&P500 GRW 464287309 98 1415 SH DEFINED 5 1415 0 0 ISHARES TR S&P500 GRW 464287309 153 2200 SH DEFINED 7 0 2200 0 ISHARES TR S&P500 GRW 464287309 7 100 SH DEFINED 8 0 100 0 ISHARES TR S&P GBL HLTHCR 464287325 28 490 SH DEFINED 15 490 0 0 ISHARES TR S&P GBL HLTHCR 464287325 539 9265 SH DEFINED 16 9265 0 0 ISHARES TR S&P GBL HLTHCR 464287325 1749 30091 SH DEFINED 3 0 0 30091 ISHARES TR S&P GBL HLTHCR 464287325 604 10398 SH DEFINED 5 10398 0 0 ISHARES TR S&P GBL HLTHCR 464287325 6 100 SH DEFINED 7 0 100 0 ISHARES TR S&P GBL FIN 464287333 29 630 SH DEFINED 630 0 0 ISHARES TR S&P GBL FIN 464287333 438 9536 SH DEFINED 3 0 0 9536 ISHARES TR S&P GBL FIN 464287333 9 200 SH DEFINED 5 200 0 0 ISHARES TR S&P GBL ENER 464287341 27 650 SH DEFINED 10 650 0 0 ISHARES TR S&P GBL ENER 464287341 142 3400 SH DEFINED 12 0 0 3400 ISHARES TR S&P GBL ENER 464287341 137 3277 SH DEFINED 13 3277 0 0 ISHARES TR S&P GBL ENER 464287341 109 2611 SH DEFINED 15 2611 0 0 ISHARES TR S&P GBL ENER 464287341 747 17902 SH DEFINED 3 0 0 17902 ISHARES TR S&P GBL ENER 464287341 239 5725 SH DEFINED 5 5725 0 0 ISHARES TR S&P GBL ENER 464287341 19 448 SH DEFINED 8 448 0 0 ISHARES TR S&P NA NAT RES 464287374 68 1566 SH DEFINED 15 1566 0 0 ISHARES TR S&P NA NAT RES 464287374 43893 1005330 SH DEFINED 3 0 392701 612629 ISHARES TR S&P/TOPIX 150 464287382 5 111 SH DEFINED 5 111 0 0 ISHARES TR S&P LTN AM 40 464287390 233 4510 SH DEFINED 4510 0 0 ISHARES TR S&P LTN AM 40 464287390 50 970 SH DEFINED 16 970 0 0 ISHARES TR S&P LTN AM 40 464287390 4701 91077 SH DEFINED 3 30810 0 60267 ISHARES TR S&P LTN AM 40 464287390 3295 63825 SH DEFINED 5 63825 0 0 ISHARES TR S&P LTN AM 40 464287390 279 5400 SH DEFINED 7 0 5400 0 ISHARES TR S&P LTN AM 40 464287390 866 16768 SH DEFINED 8 16768 0 0 ISHARES TR S&P LTN AM 40 464287390 474 9174 SH SOLE 9174 0 0 ISHARES TR S&P 500 VALUE 464287408 132 2126 SH DEFINED 2126 0 0 ISHARES TR S&P 500 VALUE 464287408 136 2190 SH DEFINED 15 2190 0 0 ISHARES TR S&P 500 VALUE 464287408 50768 818841 SH DEFINED 3 55770 320888 442183 ISHARES TR S&P 500 VALUE 464287408 240 3877 SH DEFINED 5 3877 0 0 ISHARES TR S&P 500 VALUE 464287408 62 1000 SH DEFINED 7 0 1000 0 ISHARES TR S&P 500 VALUE 464287408 37 600 SH DEFINED 8 600 0 0 ISHARES TR BARCLYS 20+ YR 464287432 654 6948 SH DEFINED 6948 0 0 ISHARES TR BARCLYS 20+ YR 464287432 17 185 SH DEFINED 10 185 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR BARCLYS 20+ YR 464287432 19 200 SH DEFINED 15 200 0 0 ISHARES TR BARCLYS 20+ YR 464287432 793 8425 SH DEFINED 16 8400 25 0 ISHARES TR BARCLYS 20+ YR 464287432 50122 532641 SH DEFINED 3 496918 0 35723 ISHARES TR BARCLYS 20+ YR 464287432 30328 322300 CALL DEFINED 3 322300 0 0 ISHARES TR BARCLYS 20+ YR 464287432 25887 275100 PUT DEFINED 3 275100 0 0 ISHARES TR BARCLYS 20+ YR 464287432 1651 17543 SH DEFINED 5 17543 0 0 ISHARES TR BARCLYS 20+ YR 464287432 38 400 SH DEFINED 8 400 0 0 ISHARES TR BARCLYS 20+ YR 464287432 3503 37229 SH SOLE 37229 0 0 ISHARES TR BARCLYS 7-10 464287440 481 5016 SH DEFINED 5016 0 0 YR ISHARES TR BARCLYS 7-10 464287440 90 934 SH DEFINED 10 934 0 0 YR ISHARES TR BARCLYS 7-10 464287440 239 2489 SH DEFINED 15 2489 0 0 YR ISHARES TR BARCLYS 7-10 464287440 17 175 SH DEFINED 16 0 175 0 YR ISHARES TR BARCLYS 7-10 464287440 17387 181377 SH DEFINED 3 491 53106 127780 YR ISHARES TR BARCLYS 7-10 464287440 312 3256 SH DEFINED 5 3256 0 0 YR ISHARES TR BARCLYS 7-10 464287440 6 65 SH DEFINED 7 0 65 0 YR ISHARES TR BARCLYS 7-10 464287440 205 2141 SH DEFINED 8 516 1625 0 YR ISHARES TR BARCLYS 7-10 464287440 98 1025 SH DEFINED 9 1025 0 0 YR ISHARES TR BARCLYS 7-10 464287440 5848 61007 SH SOLE 61007 0 0 YR ISHARES TR BARCLYS 1-3 YR 464287457 571 6769 SH DEFINED 6769 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 105 1250 SH DEFINED 10 1250 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 165 1959 SH DEFINED 11 1959 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 841 9978 SH DEFINED 15 9978 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 15 180 SH DEFINED 16 0 180 0 ISHARES TR BARCLYS 1-3 YR 464287457 22307 264618 SH DEFINED 3 200 0 264418 ISHARES TR BARCLYS 1-3 YR 464287457 3831 45440 SH DEFINED 5 45440 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 41 490 SH DEFINED 7 0 490 0 ISHARES TR BARCLYS 1-3 YR 464287457 1098 13022 SH DEFINED 8 10297 2725 0 ISHARES TR BARCLYS 1-3 YR 464287457 303 3600 SH DEFINED 9 3600 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 4 45 SH SOLE 45 0 0 ISHARES TR MSCI EAFE 464287465 25070 416857 SH DEFINED 416857 0 0 INDEX ISHARES TR MSCI EAFE 464287465 318 5289 SH DEFINED 11 5289 0 0 INDEX ISHARES TR MSCI EAFE 464287465 971 16150 SH DEFINED 12 0 0 16150 INDEX ISHARES TR MSCI EAFE 464287465 35 580 SH DEFINED 14 580 0 0 INDEX ISHARES TR MSCI EAFE 464287465 1449 24094 SH DEFINED 15 24094 0 0 INDEX ISHARES TR MSCI EAFE 464287465 56024 931560 SH DEFINED 3 383713 0 547847 INDEX ISHARES TR MSCI EAFE 464287465 303845 5052300 CALL DEFINED 3 5052300 0 0 INDEX ISHARES TR MSCI EAFE 464287465 113406 1885700 PUT DEFINED 3 1885700 0 0 INDEX ISHARES TR MSCI EAFE 464287465 61439 1021599 SH DEFINED 5 1021599 0 0 INDEX ISHARES TR MSCI EAFE 464287465 3501 58207 SH DEFINED 7 0 58207 0 INDEX ISHARES TR MSCI EAFE 464287465 8460 140678 SH DEFINED 8 46048 94630 0 INDEX

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR MSCI EAFE 464287465 26723 444352 SH DEFINED 9 444352 0 0 INDEX ISHARES TR MSCI EAFE 464287465 5 85 SH DEFINED 5;1 85 0 0 INDEX ISHARES TR MSCI EAFE 464287465 29337 487805 SH SOLE 487805 0 0 INDEX ISHARES TR RUSSELL MCP VL 464287473 2223 46553 SH DEFINED 46553 0 0 ISHARES TR RUSSELL MCP VL 464287473 15 320 SH DEFINED 15 320 0 0 ISHARES TR RUSSELL MCP VL 464287473 7654 160300 SH DEFINED 3 60735 0 99565 ISHARES TR RUSSELL MCP VL 464287473 81 1700 SH DEFINED 7 0 1700 0 ISHARES TR RUSSELL MCP VL 464287473 21 439 SH DEFINED 8 0 439 0 ISHARES TR RUSSELL MCP GR 464287481 3323 53748 SH DEFINED 53748 0 0 ISHARES TR RUSSELL MCP GR 464287481 508 8217 SH DEFINED 15 8217 0 0 ISHARES TR RUSSELL MCP GR 464287481 247 3993 SH DEFINED 16 3993 0 0 ISHARES TR RUSSELL MCP GR 464287481 23248 376005 SH DEFINED 3 52846 87239 235920 ISHARES TR RUSSELL MCP GR 464287481 533 8620 SH DEFINED 5 8620 0 0 ISHARES TR RUSSELL MIDCAP 464287499 506 4627 SH DEFINED 4627 0 0 ISHARES TR RUSSELL MIDCAP 464287499 271 2474 SH DEFINED 15 2474 0 0 ISHARES TR RUSSELL MIDCAP 464287499 13055 119402 SH DEFINED 3 107439 0 11963 ISHARES TR RUSSELL MIDCAP 464287499 908 8307 SH DEFINED 5 8307 0 0 ISHARES TR RUSSELL MIDCAP 464287499 427 3905 SH DEFINED 7 0 3905 0 ISHARES TR S&P MIDCAP 400 464287507 28 290 SH DEFINED 290 0 0 ISHARES TR S&P MIDCAP 400 464287507 1124 11500 SH DEFINED 12 0 0 11500 ISHARES TR S&P MIDCAP 400 464287507 11 116 SH DEFINED 14 116 0 0 ISHARES TR S&P MIDCAP 400 464287507 160 1635 SH DEFINED 15 1635 0 0 ISHARES TR S&P MIDCAP 400 464287507 16786 171810 SH DEFINED 3 0 0 171810 ISHARES TR S&P MIDCAP 400 464287507 7465 76406 SH DEFINED 5 76406 0 0 ISHARES TR S&P MIDCAP 400 464287507 1737 17780 SH DEFINED 7 0 17780 0 ISHARES TR S&P MIDCAP 400 464287507 155 1587 SH DEFINED 8 585 1002 0 ISHARES TR S&P MIDCAP 400 464287507 422 4324 SH SOLE 4324 0 0 ISHARES TR S&P NA SOFTWR 464287515 48 765 SH DEFINED 15 765 0 0 ISHARES TR S&P NA SOFTWR 464287515 2483 39192 SH DEFINED 3 0 0 39192 ISHARES TR PHLX SOX 464287523 392 7048 SH DEFINED 3 0 0 7048 SEMICND ISHARES TR PHLX SOX 464287523 87 1560 SH DEFINED 5 1560 0 0 SEMICND ISHARES TR S&P NA MULTIMD 464287531 337 10478 SH DEFINED 3 1825 0 8653 ISHARES TR S&P NA TECH FD 464287549 4602 74157 SH DEFINED 3 533 0 73624 ISHARES TR S&P NA TECH FD 464287549 29 465 SH DEFINED 5 465 0 0 ISHARES TR NASDQ BIO INDX 464287556 227 2132 SH DEFINED 16 2132 0 0 ISHARES TR NASDQ BIO INDX 464287556 8012 75115 SH DEFINED 3 3 0 75112 ISHARES TR NASDQ BIO INDX 464287556 902 8460 SH DEFINED 5 8460 0 0 ISHARES TR NASDQ BIO INDX 464287556 5 47 SH DEFINED 8 47 0 0 ISHARES TR NASDQ BIO INDX 464287556 50 470 SH SOLE 470 0 0 ISHARES TR COHEN&ST RLTY 464287564 612 8444 SH DEFINED 13 8444 0 0 ISHARES TR COHEN&ST RLTY 464287564 157 2170 SH DEFINED 15 2170 0 0 ISHARES TR COHEN&ST RLTY 464287564 6448 88919 SH DEFINED 3 0 0 88919 ISHARES TR COHEN&ST RLTY 464287564 3 39 SH DEFINED 5 39 0 0 ISHARES TR COHEN&ST RLTY 464287564 22 300 SH DEFINED 8 300 0 0 ISHARES TR S&P GLB100INDX 464287572 33 500 SH DEFINED 500 0 0 ISHARES TR S&P GLB100INDX 464287572 23 360 SH DEFINED 10 360 0 0 ISHARES TR S&P GLB100INDX 464287572 13 200 SH DEFINED 3 0 0 200 ISHARES TR S&P GLB100INDX 464287572 353 5424 SH DEFINED 5 5424 0 0 ISHARES TR S&P GLB100INDX 464287572 2189 33666 SH DEFINED 7 0 33666 0 ISHARES TR S&P GLB100INDX 464287572 259 3990 SH DEFINED 8 280 3710 0 ISHARES TR S&P GLB100INDX 464287572 65 1000 SH DEFINED 9 1000 0 0 ISHARES TR S&P GLB100INDX 464287572 74 1140 SH SOLE 1140 0 0 ISHARES TR CONS SRVC IDX 464287580 3490 47836 SH DEFINED 3 0 0 47836 ISHARES TR CONS SRVC IDX 464287580 43 584 SH DEFINED 5 584 0 0 ISHARES TR RUSSELL1000VAL 464287598 3286 48125 SH DEFINED 48125 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR RUSSELL1000VAL 464287598 21604 316397 SH DEFINED 12 0 0 316397 ISHARES TR RUSSELL1000VAL 464287598 261 3824 SH DEFINED 15 3824 0 0 ISHARES TR RUSSELL1000VAL 464287598 37858 554457 SH DEFINED 3 45266 0 509191 ISHARES TR RUSSELL1000VAL 464287598 2849 41722 SH DEFINED 5 41722 0 0 ISHARES TR RUSSELL1000VAL 464287598 215 3150 SH DEFINED 7 0 3150 0 ISHARES TR RUSSELL1000VAL 464287598 17 250 SH DEFINED 8 150 100 0 ISHARES TR RUSSELL1000VAL 464287598 76 1115 SH SOLE 1115 0 0 ISHARES TR S&P MC 400 GRW 464287606 4798 43248 SH DEFINED 3 0 0 43248 ISHARES TR RUSSELL1000GRW 464287614 12335 202614 SH DEFINED 202614 0 0 ISHARES TR RUSSELL1000GRW 464287614 91 1500 SH DEFINED 12 0 0 1500 ISHARES TR RUSSELL1000GRW 464287614 724 11898 SH DEFINED 15 11898 0 0 ISHARES TR RUSSELL1000GRW 464287614 122050 2004767 SH DEFINED 3 0 1194397 810370 ISHARES TR RUSSELL1000GRW 464287614 1189 19531 SH DEFINED 5 19531 0 0 ISHARES TR RUSSELL1000GRW 464287614 12 200 SH DEFINED 7 0 200 0 ISHARES TR RUSSELL1000GRW 464287614 71 1165 SH DEFINED 8 165 1000 0 ISHARES TR RUSSELL1000GRW 464287614 5 85 SH SOLE 85 0 0 ISHARES TR RUSSELL 1000 464287622 2275 30785 SH DEFINED 30785 0 0 ISHARES TR RUSSELL 1000 464287622 324 4391 SH DEFINED 10 4391 0 0 ISHARES TR RUSSELL 1000 464287622 1153 15600 SH DEFINED 12 0 0 15600 ISHARES TR RUSSELL 1000 464287622 299 4045 SH DEFINED 14 4045 0 0 ISHARES TR RUSSELL 1000 464287622 185 2505 SH DEFINED 15 2505 0 0 ISHARES TR RUSSELL 1000 464287622 3835 51898 SH DEFINED 3 0 0 51898 ISHARES TR RUSSELL 1000 464287622 1158 15670 SH DEFINED 5 15670 0 0 ISHARES TR RUSSELL 1000 464287622 8300 112335 SH DEFINED 7 0 112335 0 ISHARES TR RUSSELL 1000 464287622 1995 26995 SH DEFINED 8 0 26995 0 ISHARES TR RUSSELL 1000 464287622 16944 229317 SH DEFINED 9 229317 0 0 ISHARES TR RUSSELL 1000 464287622 729 9868 SH SOLE 9868 0 0 ISHARES TR RUSL 2000 VALU 464287630 2473 33693 SH DEFINED 33693 0 0 ISHARES TR RUSL 2000 VALU 464287630 1124 15305 SH DEFINED 12 0 0 15305 ISHARES TR RUSL 2000 VALU 464287630 11 150 SH DEFINED 14 150 0 0 ISHARES TR RUSL 2000 VALU 464287630 46 630 SH DEFINED 15 630 0 0 ISHARES TR RUSL 2000 VALU 464287630 29201 397783 SH DEFINED 3 144953 0 252830 ISHARES TR RUSL 2000 VALU 464287630 5139 70000 SH DEFINED 4 0 0 70000 ISHARES TR RUSL 2000 VALU 464287630 77 1055 SH DEFINED 5 1055 0 0 ISHARES TR RUSL 2000 VALU 464287630 466 6345 SH DEFINED 7 0 6345 0 ISHARES TR RUSL 2000 VALU 464287630 8 112 SH DEFINED 9 112 0 0 ISHARES TR RUSL 2000 VALU 464287630 1 15 SH SOLE 15 0 0 ISHARES TR RUSL 2000 GROW 464287648 2764 29136 SH DEFINED 29136 0 0 ISHARES TR RUSL 2000 GROW 464287648 31824 335514 SH DEFINED 3 100813 0 234701 ISHARES TR RUSL 2000 GROW 464287648 2147 22636 SH DEFINED 5 22636 0 0 ISHARES TR RUSSELL 2000 464287655 590 7123 SH DEFINED 7123 0 0 ISHARES TR RUSSELL 2000 464287655 2157 26045 SH DEFINED 12 0 0 26045 ISHARES TR RUSSELL 2000 464287655 9 111 SH DEFINED 14 111 0 0 ISHARES TR RUSSELL 2000 464287655 303 3665 SH DEFINED 15 3665 0 0 ISHARES TR RUSSELL 2000 464287655 32 392 SH DEFINED 16 392 0 0 ISHARES TR RUSSELL 2000 464287655 192297 2322430 SH DEFINED 3 2043780 0 278650 ISHARES TR RUSSELL 2000 464287655 69933 844600 CALL DEFINED 3 844600 0 0 ISHARES TR RUSSELL 2000 464287655 71804 867200 PUT DEFINED 3 867200 0 0 ISHARES TR RUSSELL 2000 464287655 8123 98100 SH DEFINED 4 0 0 98100 ISHARES TR RUSSELL 2000 464287655 2007 24242 SH DEFINED 5 24242 0 0 ISHARES TR RUSSELL 2000 464287655 891 10756 SH DEFINED 7 0 10756 0 ISHARES TR RUSSELL 2000 464287655 1999 24140 SH DEFINED 8 595 23545 0 ISHARES TR RUSSELL 2000 464287655 603 7280 SH DEFINED 9 7280 0 0 ISHARES TR RUSSELL 2000 464287655 855 10327 SH SOLE 10327 0 0 ISHARES TR RUSL 3000 VALU 464287663 4180 46619 SH DEFINED 3 46354 0 265 ISHARES TR RUSL 3000 VALU 464287663 12 130 SH DEFINED 5 130 0 0 ISHARES TR RUSL 3000 GROW 464287671 273 5470 SH DEFINED 15 5470 0 0 ISHARES TR RUSL 3000 GROW 464287671 62 1250 SH DEFINED 3 0 0 1250 ISHARES TR RUSL 3000 GROW 464287671 5 100 SH DEFINED 5 100 0 0 ISHARES TR RUSSELL 3000 464287689 10326 130225 SH DEFINED 130225 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR RUSSELL 3000 464287689 502 6327 SH DEFINED 15 6327 0 0 ISHARES TR RUSSELL 3000 464287689 3298 41595 SH DEFINED 3 37577 0 4018 ISHARES TR RUSSELL 3000 464287689 83 1048 SH DEFINED 5 1048 0 0 ISHARES TR DJ US UTILS 464287697 7359 89000 SH DEFINED 89000 0 0 ISHARES TR DJ US UTILS 464287697 128 1550 SH DEFINED 15 1550 0 0 ISHARES TR DJ US UTILS 464287697 83 1000 SH DEFINED 16 1000 0 0 ISHARES TR DJ US UTILS 464287697 4319 52239 SH DEFINED 3 0 0 52239 ISHARES TR DJ US UTILS 464287697 72 870 SH DEFINED 5 870 0 0 ISHARES TR S&P MIDCP VALU 464287705 5741 68346 SH DEFINED 3 38669 0 29677 ISHARES TR S&P MIDCP VALU 464287705 113 1350 SH DEFINED 5 1350 0 0 ISHARES TR DJ US TELECOMM 464287713 1193 47900 SH DEFINED 12 0 0 47900 ISHARES TR DJ US TELECOMM 464287713 1385 55615 SH DEFINED 3 0 0 55615 ISHARES TR DJ US TELECOMM 464287713 1374 55175 SH DEFINED 5 55175 0 0 ISHARES TR DJ US TECH SEC 464287721 72 1115 SH DEFINED 1115 0 0 ISHARES TR DJ US TECH SEC 464287721 25 377 SH DEFINED 15 377 0 0 ISHARES TR DJ US TECH SEC 464287721 11078 170376 SH DEFINED 3 35935 0 134441 ISHARES TR DJ US TECH SEC 464287721 3073 47269 SH DEFINED 5 47269 0 0 ISHARES TR DJ US TECH SEC 464287721 325 5000 SH DEFINED 7 0 5000 0 ISHARES TR DJ US TECH SEC 464287721 92 1420 SH DEFINED 8 1420 0 0 ISHARES TR DJ US REAL EST 464287739 71 1184 SH DEFINED 1184 0 0 ISHARES TR DJ US REAL EST 464287739 129 2134 SH DEFINED 15 2134 0 0 ISHARES TR DJ US REAL EST 464287739 17093 283474 SH DEFINED 2 283474 0 0 ISHARES TR DJ US REAL EST 464287739 14949 247916 SH DEFINED 3 184353 0 63563 ISHARES TR DJ US REAL EST 464287739 5126 85000 CALL DEFINED 3 85000 0 0 ISHARES TR DJ US REAL EST 464287739 8997 149200 PUT DEFINED 3 149200 0 0 ISHARES TR DJ US REAL EST 464287739 786 13038 SH DEFINED 5 13038 0 0 ISHARES TR DJ US INDUSTRL 464287754 58 832 SH DEFINED 15 832 0 0 ISHARES TR DJ US INDUSTRL 464287754 6791 96807 SH DEFINED 3 0 0 96807 ISHARES TR DJ US INDUSTRL 464287754 1209 17241 SH DEFINED 5 17241 0 0 ISHARES TR DJ US INDUSTRL 464287754 40 564 SH DEFINED 8 564 0 0 ISHARES TR DJ US HEALTHCR 464287762 60 818 SH DEFINED 818 0 0 ISHARES TR DJ US HEALTHCR 464287762 1883 25520 SH DEFINED 3 0 0 25520 ISHARES TR DJ US HEALTHCR 464287762 582 7893 SH DEFINED 5 7893 0 0 ISHARES TR DJ US HEALTHCR 464287762 148 2000 SH DEFINED 7 0 2000 0 ISHARES TR DJ US HEALTHCR 464287762 17 230 SH DEFINED 8 230 0 0 ISHARES TR DJ US FINL SVC 464287770 15 278 SH DEFINED 16 278 0 0 ISHARES TR DJ US FINL SVC 464287770 149 2735 SH DEFINED 3 0 0 2735 ISHARES TR DJ US FINL SVC 464287770 52 958 SH DEFINED 5 958 0 0 ISHARES TR DJ US FINL SVC 464287770 11 200 SH DEFINED 7 0 200 0 ISHARES TR DJ US FINL SEC 464287788 1199 21288 SH DEFINED 13 21288 0 0 ISHARES TR DJ US FINL SEC 464287788 1936 34360 SH DEFINED 3 0 0 34360 ISHARES TR DJ US FINL SEC 464287788 1549 27501 SH DEFINED 5 27501 0 0 ISHARES TR DJ US FINL SEC 464287788 17 300 SH DEFINED 7 0 300 0 ISHARES TR DJ US FINL SEC 464287788 8 150 SH DEFINED 8 150 0 0 ISHARES TR DJ US ENERGY 464287796 2945 68388 SH DEFINED 3 0 0 68388 ISHARES TR DJ US ENERGY 464287796 235 5467 SH DEFINED 5 5467 0 0 ISHARES TR S&P SMLCAP 600 464287804 57 783 SH DEFINED 783 0 0 ISHARES TR S&P SMLCAP 600 464287804 77 1056 SH DEFINED 13 1056 0 0 ISHARES TR S&P SMLCAP 600 464287804 191 2600 SH DEFINED 15 2600 0 0 ISHARES TR S&P SMLCAP 600 464287804 37 500 SH DEFINED 16 500 0 0 ISHARES TR S&P SMLCAP 600 464287804 21310 290639 SH DEFINED 3 82940 124881 82818 ISHARES TR S&P SMLCAP 600 464287804 267 3641 SH DEFINED 5 3641 0 0 ISHARES TR S&P SMLCAP 600 464287804 154 2095 SH DEFINED 7 0 2095 0 ISHARES TR S&P SMLCAP 600 464287804 417 5682 SH SOLE 5682 0 0 ISHARES TR CONS GOODS IDX 464287812 5568 80710 SH DEFINED 3 0 0 80710 ISHARES TR CONS GOODS IDX 464287812 2 35 SH DEFINED 5 35 0 0 ISHARES TR DJ US BAS MATL 464287838 6135 77519 SH DEFINED 3 0 0 77519 ISHARES TR DJ US BAS MATL 464287838 817 10321 SH DEFINED 5 10321 0 0 ISHARES TR DJ US INDEX FD 464287846 431 6450 SH DEFINED 6450 0 0 ISHARES TR DJ US INDEX FD 464287846 438 6550 SH DEFINED 12 0 0 6550

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR DJ US INDEX FD 464287846 5177 77470 SH DEFINED 3 75024 0 2446 ISHARES TR DJ US INDEX FD 464287846 907 13575 SH DEFINED 5 13575 0 0 ISHARES TR DJ US INDEX FD 464287846 30 450 SH SOLE 450 0 0 ISHARES TR S&P EURO PLUS 464287861 753 17897 SH DEFINED 17897 0 0 ISHARES TR S&P EURO PLUS 464287861 197 4692 SH DEFINED 10 4692 0 0 ISHARES TR S&P EURO PLUS 464287861 730 17344 SH DEFINED 11 17344 0 0 ISHARES TR S&P EURO PLUS 464287861 1312 31170 SH DEFINED 12 0 0 31170 ISHARES TR S&P EURO PLUS 464287861 3 83 SH DEFINED 14 83 0 0 ISHARES TR S&P EURO PLUS 464287861 1433 34057 SH DEFINED 3 0 0 34057 ISHARES TR S&P EURO PLUS 464287861 12270 291585 SH DEFINED 5 291585 0 0 ISHARES TR S&P EURO PLUS 464287861 1109 26359 SH DEFINED 7 0 26359 0 ISHARES TR S&P EURO PLUS 464287861 681 16172 SH DEFINED 8 15456 716 0 ISHARES TR S&P EURO PLUS 464287861 188 4475 SH DEFINED 9 4475 0 0 ISHARES TR S&P SMLCP VALU 464287879 33 448 SH DEFINED 16 448 0 0 ISHARES TR S&P SMLCP VALU 464287879 11750 158207 SH DEFINED 3 53617 0 104590 ISHARES TR S&P SMLCP VALU 464287879 205 2761 SH DEFINED 5 2761 0 0 ISHARES TRUST S&P SMALLCAP 600 S&P SMLCP GROW 464287887 80 1000 SH DEFINED 1000 0 0 ISHARES TR S&P SMLCP GROW 464287887 16188 201338 SH DEFINED 3 0 0 201338 ISHARES TR S&P SMLCP GROW 464287887 213 2645 SH DEFINED 5 2645 0 0 ISHARES TR S&P SMLCP GROW 464287887 3 40 SH DEFINED 8 40 0 0 ISHARES TR LARGE VAL INDX 464288109 10209 162366 SH DEFINED 3 0 0 162366 ISHARES TR LARGE VAL INDX 464288109 16 250 SH DEFINED 5 250 0 0 ISHARES TR S&P CITINT TBD 464288117 6316 59286 SH DEFINED 3 0 0 59286 ISHARES TR S&PCITI1-3YRTB 464288125 2176 19921 SH DEFINED 3 0 0 19921 ISHARES TR S&PCITI1-3YRTB 464288125 20 185 SH DEFINED 8 185 0 0 ISHARES TR S&P SH NTL 464288158 51 480 SH DEFINED 15 480 0 0 AMTFR ISHARES TR S&P SH NTL 464288158 2045 19285 SH DEFINED 3 0 0 19285 AMTFR ISHARES TR AGENCY BD FD 464288166 1340 12105 SH DEFINED 12105 0 0 ISHARES TR AGENCY BD FD 464288166 11 100 SH DEFINED 15 100 0 0 ISHARES TR AGENCY BD FD 464288166 72 650 SH DEFINED 3 0 0 650 ISHARES TR S&P GTFIDX ETF 464288174 120 2750 SH DEFINED 2750 0 0 ISHARES TR S&P GTFIDX ETF 464288174 1593 36603 SH DEFINED 3 0 0 36603 ISHARES TR S&P GTFIDX ETF 464288174 131 3000 SH DEFINED 5 3000 0 0 ISHARES TR MSCI ACJPN IDX 464288182 550 8870 SH DEFINED 8870 0 0 ISHARES TR MSCI ACJPN IDX 464288182 22 350 SH DEFINED 13 350 0 0 ISHARES TR MSCI ACJPN IDX 464288182 936 15100 SH DEFINED 16 15100 0 0 ISHARES TR MSCI ACJPN IDX 464288182 296 4774 SH DEFINED 3 0 0 4774 ISHARES TR MSCI ACJPN IDX 464288182 8518 137357 SH DEFINED 5 137357 0 0 ISHARES TR MSCI ACJPN IDX 464288182 166 2674 SH DEFINED 8 2674 0 0 ISHARES TR MSCI ACJPN IDX 464288182 1147 18495 SH SOLE 18495 0 0 ISHARES TR FTSE CHINA ETF 464288190 85 1680 SH DEFINED 5 1680 0 0 ISHARES TR MID CORE INDEX 464288208 52 565 SH DEFINED 3 0 0 565 ISHARES TR S&P EMRG INFRS 464288216 6 185 SH DEFINED 3 0 0 185 ISHARES TR S&P EMRG INFRS 464288216 1298 36982 SH DEFINED 5 36982 0 0 ISHARES TR S&P EMRG INFRS 464288216 14 408 SH DEFINED 8 408 0 0 ISHARES TR S&P GLBIDX ETF 464288224 175 10800 SH DEFINED 3 0 0 10800 ISHARES TR S&P NUCIDX ETF 464288232 79 2000 SH DEFINED 3 0 0 2000 ISHARES TR S&P NUCIDX ETF 464288232 589 14992 SH DEFINED 5 14992 0 0 ISHARES TR S&P NUCIDX ETF 464288232 9 231 SH DEFINED 8 231 0 0 ISHARES TR MSCI ACWI EX 464288240 25 551 SH DEFINED 551 0 0 ISHARES TR MSCI ACWI EX 464288240 2266 50300 SH DEFINED 12 0 0 50300 ISHARES TR MSCI ACWI EX 464288240 242 5372 SH DEFINED 3 0 0 5372 ISHARES TR MSCI ACWI EX 464288240 840 18640 SH DEFINED 5 18640 0 0 ISHARES TR MSCI ACWI EX 464288240 100 2230 SH DEFINED 8 2230 0 0 ISHARES TR MSCI ACWI INDX 464288257 989 20500 SH DEFINED 12 0 0 20500 ISHARES TR MSCI ACWI INDX 464288257 537 11120 SH DEFINED 16 11120 0 0 ISHARES TR MSCI ACWI INDX 464288257 71 1470 SH DEFINED 3 0 0 1470 ISHARES TR MSCI ACWI INDX 464288257 247 5110 SH DEFINED 5 5110 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR MSCI ACWI INDX 464288257 10 200 SH DEFINED 7 0 200 0 ISHARES TR MSCI ACWI INDX 464288257 318 6600 SH DEFINED 8 4600 2000 0 ISHARES TR MSCI SMALL CAP 464288273 32 729 SH DEFINED 16 729 0 0 ISHARES TR MSCI SMALL CAP 464288273 3393 77769 SH DEFINED 3 0 0 77769 ISHARES TR MSCI SMALL CAP 464288273 18 422 SH DEFINED 5 422 0 0 ISHARES TR MSCI SMALL CAP 464288273 34 775 SH DEFINED 8 775 0 0 ISHARES TR MSCI SMALL CAP 464288273 5 120 SH SOLE 120 0 0 ISHARES TR JPMORGAN USD 464288281 55 500 SH DEFINED 13 500 0 0 ISHARES TR JPMORGAN USD 464288281 140 1281 SH DEFINED 15 1281 0 0 ISHARES TR JPMORGAN USD 464288281 199 1816 SH DEFINED 16 1816 0 0 ISHARES TR JPMORGAN USD 464288281 54130 495154 SH DEFINED 3 523 391245 103386 ISHARES TR JPMORGAN USD 464288281 930 8504 SH DEFINED 5 8504 0 0 ISHARES TR JPMORGAN USD 464288281 428 3917 SH DEFINED 7 0 3917 0 ISHARES TR JPMORGAN USD 464288281 34 307 SH DEFINED 8 307 0 0 ISHARES TR MID GRWTH INDX 464288307 46 429 SH DEFINED 3 0 0 429 ISHARES TR S&P AMTFREE 464288323 51 486 SH DEFINED 3 0 0 486 MUNI ISHARES TR S&P AMTFREE 464288323 97 925 SH DEFINED 8 0 925 0 MUNI ISHARES TR S&P CAL AMTFR 464288356 575 5459 SH DEFINED 3 3476 0 1983 MN ISHARES TR S&P GLO INFRAS 464288372 817 21894 SH DEFINED 3 0 0 21894 ISHARES TR S&P GLO INFRAS 464288372 1193 31970 SH DEFINED 5 31970 0 0 ISHARES TR S&P GLO INFRAS 464288372 40 1073 SH DEFINED 8 1073 0 0 ISHARES TR S&P NTL 464288414 391 3775 SH DEFINED 3775 0 0 AMTFREE ISHARES TR S&P NTL 464288414 166 1600 SH DEFINED 15 1600 0 0 AMTFREE ISHARES TR S&P NTL 464288414 6 58 SH DEFINED 16 0 58 0 AMTFREE ISHARES TR S&P NTL 464288414 2854 27570 SH DEFINED 3 955 0 26615 AMTFREE ISHARES TR S&P NTL 464288414 10 100 SH DEFINED 5 100 0 0 AMTFREE ISHARES TR S&P NTL 464288414 269 2595 SH DEFINED 8 1145 1450 0 AMTFREE ISHARES TR S&P DEV EX-US 464288422 5 150 SH DEFINED 3 0 0 150 ISHARES TR S&P ASIA 50 IN 464288430 23 500 SH DEFINED 12 0 0 500 ISHARES TR S&P ASIA 50 IN 464288430 172 3680 SH DEFINED 16 3680 0 0 ISHARES TR S&P ASIA 50 IN 464288430 36 770 SH DEFINED 3 0 0 770 ISHARES TR S&P ASIA 50 IN 464288430 3 70 SH DEFINED 5 70 0 0 ISHARES TR S&P ASIA 50 IN 464288430 369 7900 SH DEFINED 7 0 7900 0 ISHARES TR DJ INTL SEL 464288448 586 16444 SH DEFINED 12 0 0 16444 DIVD ISHARES TR DJ INTL SEL 464288448 182 5100 SH DEFINED 15 5100 0 0 DIVD ISHARES TR DJ INTL SEL 464288448 4163 116898 SH DEFINED 3 0 0 116898 DIVD ISHARES TR DJ INTL SEL 464288448 30 847 SH DEFINED 5 847 0 0 DIVD ISHARES TR DJ INTL SEL 464288448 30 850 SH DEFINED 8 850 0 0 DIVD ISHARES TR EPRA/NAR NA IN 464288455 17 380 SH DEFINED 8 380 0 0 ISHARES TR EPRA/NAR DEV 464288489 85 2694 SH DEFINED 3 0 0 2694 R/E ISHARES TR EPRA/NAR DEV 464288489 162 5157 SH DEFINED 5 5157 0 0 R/E ISHARES TR DEV SM CP EX-N 464288497 2 48 SH DEFINED 3 0 0 48 ISHARES TR DEV SM CP EX-N 464288497 76 1965 SH DEFINED 5 1965 0 0 ISHARES TR DEV SM CP EX-N 464288497 1 15 SH DEFINED 8 15 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR SMLL CORE INDX 464288505 3045 31771 SH DEFINED 3 20815 0 10956 ISHARES TR HIGH YLD CORP 464288513 120 1319 SH DEFINED 1319 0 0 ISHARES TR HIGH YLD CORP 464288513 496 5437 SH DEFINED 13 5437 0 0 ISHARES TR HIGH YLD CORP 464288513 480 5257 SH DEFINED 15 5257 0 0 ISHARES TR HIGH YLD CORP 464288513 44199 484057 SH DEFINED 3 0 238176 245881 ISHARES TR HIGH YLD CORP 464288513 10558 115628 SH DEFINED 5 115628 0 0 ISHARES TR HIGH YLD CORP 464288513 260 2850 SH DEFINED 7 0 2850 0 ISHARES TR HIGH YLD CORP 464288513 3388 37106 SH DEFINED 8 32036 5070 0 ISHARES TR HIGH YLD CORP 464288513 1105 12106 SH SOLE 12106 0 0 ISHARES TR MRTG PLS CAP 464288539 825 55997 SH DEFINED 3 0 0 55997 IDX ISHARES TR RESIDENT PLS 464288562 459 10681 SH DEFINED 3 0 0 10681 CAP ISHARES TR RESIDENT PLS 464288562 11 250 SH DEFINED 5 250 0 0 CAP ISHARES TR MSCI KLD400 464288570 7 140 SH DEFINED 3 0 0 140 SOC ISHARES TR MSCI KLD400 464288570 31 636 SH DEFINED 5 636 0 0 SOC ISHARES TR BARCLYS MBS BD 464288588 614 5757 SH DEFINED 5757 0 0 ISHARES TR BARCLYS MBS BD 464288588 39419 369400 SH DEFINED 3 0 276343 93057 ISHARES TR BARCLYS GOVT 464288596 216 1990 SH DEFINED 1990 0 0 CR ISHARES TR BARCLYS GOVT 464288596 38 350 SH DEFINED 3 0 0 350 CR ISHARES TR BARCLYS GOVT 464288596 16 149 SH DEFINED 5 149 0 0 CR ISHARES TR BARCLYS GOVT 464288596 87 800 SH DEFINED 7 0 800 0 CR ISHARES TR BARCLYS GOVT 464288596 233 2150 SH DEFINED 8 1100 1050 0 CR ISHARES TR SMLL GRWTH IDX 464288604 1626 17574 SH DEFINED 3 17256 0 318 ISHARES TR BARCLYS INTER 464288612 2822 25854 SH DEFINED 3 0 0 25854 GV ISHARES TR BARCLYS INTER 464288612 248 2275 SH DEFINED 5 2275 0 0 GV ISHARES TR BARCLYS INTER 464288612 33 300 SH DEFINED 8 300 0 0 GV ISHARES TR BARCLYS CR BD 464288620 308 2918 SH DEFINED 2918 0 0 ISHARES TR BARCLYS CR BD 464288620 83 790 SH DEFINED 15 790 0 0 ISHARES TR BARCLYS CR BD 464288620 13943 132248 SH DEFINED 3 0 58276 73972 ISHARES TR BARCLYS CR BD 464288620 397 3770 SH DEFINED 5 3770 0 0 ISHARES TR BARCLYS CR BD 464288620 174 1650 SH DEFINED 8 1000 650 0 ISHARES TR BARCLYS INTER 464288638 13 123 SH DEFINED 123 0 0 CR ISHARES TR BARCLYS INTER 464288638 622 5831 SH DEFINED 15 5831 0 0 CR ISHARES TR BARCLYS INTER 464288638 22677 212731 SH DEFINED 3 5734 56887 150110 CR ISHARES TR BARCLYS INTER 464288638 203 1900 SH DEFINED 5 1900 0 0 CR ISHARES TR BARCLYS INTER 464288638 10664 100040 SH DEFINED 7 0 100040 0 CR ISHARES TR BARCLYS INTER 464288638 139 1300 SH DEFINED 8 0 1300 0 CR ISHARES TR BARCLYS 1-3YR 464288646 9 85 SH DEFINED 85 0 0 CR ISHARES TR BARCLYS 1-3YR 464288646 1008 9600 SH DEFINED 14 9600 0 0 CR ISHARES TR BARCLYS 1-3YR 464288646 303 2884 SH DEFINED 15 2884 0 0 CR

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR BARCLYS 1-3YR 464288646 11 105 SH DEFINED 16 0 105 0 CR ISHARES TR BARCLYS 1-3YR 464288646 52405 499334 SH DEFINED 3 205124 39758 254452 CR ISHARES TR BARCLYS 1-3YR 464288646 109 1035 SH DEFINED 5 1035 0 0 CR ISHARES TR BARCLYS 1-3YR 464288646 8900 84805 SH DEFINED 7 0 84805 0 CR ISHARES TR BARCLYS 1-3YR 464288646 1382 13168 SH DEFINED 8 7018 6150 0 CR ISHARES TR BARCLYS 464288653 4 35 SH DEFINED 35 0 0 10-20YR ISHARES TR BARCLYS 464288653 3201 27933 SH DEFINED 3 400 17540 9993 10-20YR ISHARES TR BARCLYS 3-7 YR 464288661 252 2153 SH DEFINED 2153 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 1688 14412 SH DEFINED 3 200 0 14212 ISHARES TR BARCLYS 3-7 YR 464288661 1 9 SH DEFINED 5 9 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 790 6745 SH DEFINED 8 295 6450 0 ISHARES TR BARCLYS SH 464288679 55 500 SH DEFINED 500 0 0 TREA ISHARES TR BARCLYS SH 464288679 9415 85379 SH DEFINED 3 0 0 85379 TREA ISHARES TR BARCLYS SH 464288679 1059 9600 SH DEFINED 7 0 9600 0 TREA ISHARES TR BARCLYS SH 464288679 147 1330 SH DEFINED 8 630 700 0 TREA ISHARES TR US PFD STK IDX 464288687 20 494 SH DEFINED 494 0 0 ISHARES TR US PFD STK IDX 464288687 316 7961 SH DEFINED 15 7961 0 0 ISHARES TR US PFD STK IDX 464288687 91750 2313408 SH DEFINED 3 0 1552053 761355 ISHARES TR US PFD STK IDX 464288687 1843 46476 SH DEFINED 5 46476 0 0 ISHARES TR US PFD STK IDX 464288687 466 11755 SH DEFINED 8 11755 0 0 ISHARES TR S&P GLB MTRLS 464288695 186 2539 SH DEFINED 2539 0 0 ISHARES TR S&P GLB MTRLS 464288695 169 2300 SH DEFINED 12 0 0 2300 ISHARES TR S&P GLB MTRLS 464288695 22 300 SH DEFINED 15 300 0 0 ISHARES TR S&P GLB MTRLS 464288695 142 1935 SH DEFINED 3 0 0 1935 ISHARES TR S&P GLB MTRLS 464288695 1228 16726 SH DEFINED 5 16726 0 0 ISHARES TR S&P GLB MTRLS 464288695 31 425 SH DEFINED 7 0 425 0 ISHARES TR S&P GLB MTRLS 464288695 21 280 SH DEFINED 8 280 0 0 ISHARES TR SMLL VAL INDX 464288703 4384 51115 SH DEFINED 3 8131 0 42984 ISHARES TR S&P GL UTILITI 464288711 418 9103 SH DEFINED 3 0 0 9103 ISHARES TR S&P GL UTILITI 464288711 60 1300 SH DEFINED 5 1300 0 0 ISHARES TR S&P GL INDUSTR 464288729 28 500 SH DEFINED 10 500 0 0 ISHARES TR S&P GL INDUSTR 464288729 758 13321 SH DEFINED 3 0 0 13321 ISHARES TR S&P GL INDUSTR 464288729 84 1471 SH DEFINED 5 1471 0 0 ISHARES TR S&P GL C STAPL 464288737 721 10823 SH DEFINED 3 0 0 10823 ISHARES TR S&P GL C STAPL 464288737 27 400 SH DEFINED 5 400 0 0 ISHARES TR S&P GL CONSUME 464288745 784 13793 SH DEFINED 3 0 0 13793 ISHARES TR S&P GL CONSUME 464288745 41 715 SH DEFINED 5 715 0 0 ISHARES TR DJ HOME CONSTN 464288752 800 62982 SH DEFINED 3 0 0 62982 ISHARES TR DJ HOME CONSTN 464288752 55 4321 SH DEFINED 5 4321 0 0 ISHARES TR DJ AEROSPACE 464288760 69 1045 SH DEFINED 3 0 0 1045 ISHARES TR DJ REGIONAL BK 464288778 42 1800 SH DEFINED 12 0 0 1800 ISHARES TR DJ REGIONAL BK 464288778 1204 51916 SH DEFINED 3 0 0 51916 ISHARES TR DJ REGIONAL BK 464288778 8 360 SH DEFINED 5 360 0 0 ISHARES TR DJ INS INDX FD 464288786 36 1137 SH DEFINED 15 1137 0 0 ISHARES TR DJ INS INDX FD 464288786 1402 44508 SH DEFINED 3 0 0 44508 ISHARES TR DJ BROKER-DEAL 464288794 8 300 SH DEFINED 3 0 0 300 ISHARES TR DJ BROKER-DEAL 464288794 33 1221 SH DEFINED 5 1221 0 0 ISHARES TR MSCI ESG SEL 464288802 31 539 SH DEFINED 15 539 0 0 SOC

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES TR MSCI ESG SEL 464288802 12 200 SH DEFINED 3 0 0 200 SOC ISHARES TR MSCI ESG SEL 464288802 58 1000 SH DEFINED 5 1000 0 0 SOC ISHARES TR DJ MED DEVICES 464288810 19 284 SH DEFINED 15 284 0 0 ISHARES TR DJ MED DEVICES 464288810 1523 22739 SH DEFINED 3 0 0 22739 ISHARES TR DJ MED DEVICES 464288810 55 820 SH DEFINED 5 820 0 0 ISHARES TR DJ MED DEVICES 464288810 47 700 SH DEFINED 7 0 700 0 ISHARES TR DJ HEALTH CARE 464288828 2626 40290 SH DEFINED 3 0 0 40290 ISHARES TR DJ HEALTH CARE 464288828 65 1000 SH DEFINED 5 1000 0 0 ISHARES TR DJ PHARMA INDX 464288836 4174 56870 SH DEFINED 3 0 0 56870 ISHARES TR DJ PHARMA INDX 464288836 409 5570 SH DEFINED 5 5570 0 0 ISHARES TR DJ PHARMA INDX 464288836 29 400 SH DEFINED 7 0 400 0 ISHARES TR DJ OIL EQUIP 464288844 8647 135257 SH DEFINED 3 0 0 135257 ISHARES TR DJ OIL&GAS EXP 464288851 119 1720 SH DEFINED 3 0 0 1720 ISHARES TR DJ OIL&GAS EXP 464288851 166 2400 SH DEFINED 5 2400 0 0 ISHARES TR DJ OIL&GAS EXP 464288851 38 550 SH DEFINED 8 0 550 0 ISHARES TR RSSL MCRCP IDX 464288869 5067 98897 SH DEFINED 3 34097 0 64800 ISHARES TR RSSL MCRCP IDX 464288869 138 2700 SH DEFINED 4 0 0 2700 ISHARES TR MSCI VAL IDX 464288877 56 1061 SH DEFINED 1061 0 0 ISHARES TR MSCI VAL IDX 464288877 14871 284062 SH DEFINED 3 0 0 284062 ISHARES TR MSCI VAL IDX 464288877 7 140 SH DEFINED 5 140 0 0 ISHARES TR MSCI GRW IDX 464288885 33 524 SH DEFINED 524 0 0 ISHARES TR MSCI GRW IDX 464288885 29205 463134 SH DEFINED 3 0 352228 110906 ISHARES TR MSCI GRW IDX 464288885 56 895 SH DEFINED 5 895 0 0 ISHARES TR ZEALAND INVST 464289123 2 50 SH DEFINED 3 0 0 50 ISHARES TR MSCI BRAZ SMCP 464289131 99 3315 SH DEFINED 5 3315 0 0 ISHARES TR MSCI BRAZ SMCP 464289131 9 316 SH DEFINED 8 316 0 0 ISHARES TR 2017 S&P AMTFR 464289271 390 7343 SH DEFINED 3 0 0 7343 ISHARES TR 2016 S&P AMTFR 464289313 458 8736 SH DEFINED 3 0 0 8736 ISHARES TR 2015 S&P AMTFR 464289339 537 10180 SH DEFINED 3 0 0 10180 ISHARES TR 2014 S&P AMTFR 464289362 563 10818 SH DEFINED 3 0 0 10818 ISHARES TR 2013 S&P AMTFR 464289388 563 11030 SH DEFINED 3 0 0 11030 ISHARES TR 2012 S&P AMTFR 464289412 539 10560 SH DEFINED 3 0 0 10560 ISHARES TR RUS200 VAL IDX 464289420 2539 86658 SH DEFINED 3 85758 0 900 ISHARES TR RUS200 GRW IDX 464289438 1006 31890 SH DEFINED 3 28703 0 3187 ISHARES TR RUS200 IDX ETF 464289446 5050 166550 SH DEFINED 3 0 0 166550 ISHARES TR RUS200 IDX ETF 464289446 7 220 SH DEFINED 5 220 0 0 ISHARES TR S&P INDIA 50 464289529 31 1075 SH DEFINED 3 0 0 1075 ISHARES TR S&P INDIA 50 464289529 446 15327 SH DEFINED 5 15327 0 0 ISHARES TR S&P INDIA 50 464289529 87 3000 SH DEFINED 7 0 3000 0 ISHARES TR S&P INDIA 50 464289529 9 301 SH DEFINED 8 301 0 0 ISHARES TR S&P INDIA 50 464289529 95 3260 SH SOLE 3260 0 0 ISHARES TR MATRLS IDX FD 464289578 78 1160 SH DEFINED 5 1160 0 0 ISHARES TR ENERGY IDX FD 464289594 539 8452 SH DEFINED 3 0 0 8452 ISHARES TR MSCI PERU CAP 464289842 8 200 SH DEFINED 200 0 0 ISHARES TR MSCI PERU CAP 464289842 2838 75438 SH DEFINED 3 60014 0 15424 ISHARES TR MSCI PERU CAP 464289842 78 2075 SH SOLE 2075 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 2560 75660 SH DEFINED 75660 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 338 10000 PUT DEFINED 10000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 79 2323 SH DEFINED 13 2323 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 107 3170 SH DEFINED 14 3170 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 162 4800 SH DEFINED 16 4800 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 9085 268460 SH DEFINED 3 81809 0 186651 ISHARES SILVER TRUST ISHARES 46428Q109 486210 14367900 CALL DEFINED 3 14367900 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 418080 12354600 PUT DEFINED 3 12354600 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3206 94749 SH DEFINED 5 94749 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 4931 145715 SH DEFINED 7 0 145715 0 ISHARES SILVER TRUST ISHARES 46428Q109 668 19731 SH DEFINED 8 9498 10233 0 ISHARES SILVER TRUST ISHARES 46428Q109 663 19590 SH SOLE 19590 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 45 1330 SH DEFINED 1330 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 171 5000 SH DEFINED 13 5000 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 9 260 SH DEFINED 14 260 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 173 5060 SH DEFINED 15 5060 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 6108 179079 SH DEFINED 3 0 0 179079 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 25 725 SH DEFINED 5 725 0 0 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 30 583 SH DEFINED 3 0 0 583 ISHARES TR MSCI CHIN SMCP 46429B200 9 175 SH DEFINED 175 0 0 ISHARES TR MSCI CHIN SMCP 46429B200 87 1775 SH SOLE 1775 0 0 ISHARES TR INDO INVS MRKT 46429B309 148 4635 SH DEFINED 4635 0 0 ISHARES TR INDO INVS MRKT 46429B309 142 4447 SH DEFINED 3 0 0 4447 ISHARES TR INDO INVS MRKT 46429B309 5 151 SH DEFINED 8 151 0 0 ISHARES TR INDO INVS MRKT 46429B309 162 5070 SH SOLE 5070 0 0 ISHARES TR PHILL INVSTMRK 46429B408 79 3200 SH DEFINED 3 0 0 3200 ISHARES TR POLND INVT MKT 46429B606 2474 67270 SH DEFINED 3 0 0 67270 ISHARES TR HGH DIV EQT FD 46429B663 3368 64384 SH DEFINED 3 0 0 64384 ISHARES TR HGH DIV EQT FD 46429B663 119 2272 SH DEFINED 5 2272 0 0 ISHARES TR BRC 0-5 YR TIP 46429B747 61 598 SH DEFINED 3 0 0 598 ISHARES TR INTL INFL LKD 46429B770 577 11395 SH DEFINED 3 0 0 11395 ISHARES TR GLB INFL LKD 46429B812 84 1650 SH DEFINED 3 0 0 1650 ISIS PHARMACEUTICALS INC COM 464330109 4 485 SH DEFINED 15 485 0 0 ISIS PHARMACEUTICALS INC COM 464330109 1968 214831 SH DEFINED 3 4131 0 210700 ISLE OF CAPRI CASINOS INC COM 464592104 12 1386 SH DEFINED 3 846 0 540 ISLE OF CAPRI CASINOS INC COM 464592104 467 52800 SH DEFINED 4 0 0 52800 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 5 300 SH DEFINED 3 0 0 300 ISRAMCO INC COM NEW 465141406 20 300 SH DEFINED 5 300 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 215 9137 SH DEFINED 9137 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 20944 889340 SH DEFINED 1 889340 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 388 16467 SH DEFINED 10 16467 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 58 2475 SH DEFINED 11 2475 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 6 244 SH DEFINED 15 244 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 24727 1049989 SH DEFINED 3 1049918 0 71 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 4319 183400 CALL DEFINED 3 183400 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 22201 942700 PUT DEFINED 3 942700 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 3275 139052 SH DEFINED 5 139052 0 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 68 2900 SH DEFINED 7 0 2900 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 20 845 SH DEFINED 8 750 95 0 PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 8097 343827 SH DEFINED 5;1 343827 0 0 PFD ITERIS INC COM 46564T107 3 2000 SH DEFINED 5 2000 0 0 ITC HLDGS CORP COM 465685105 8756 122000 SH DEFINED 1 122000 0 0 ITC HLDGS CORP COM 465685105 7 94 SH DEFINED 15 94 0 0 ITC HLDGS CORP COM 465685105 145 2017 SH DEFINED 3 0 0 2017 ITC HLDGS CORP COM 465685105 990 13798 SH DEFINED 5 13798 0 0 ITC HLDGS CORP COM 465685105 15 215 SH DEFINED 8 215 0 0 ITRON INC COM 465741106 1 30 SH DEFINED 30 0 0 ITRON INC COM 465741106 68 1419 SH DEFINED 15 1419 0 0 ITRON INC COM 465741106 1540 31970 SH DEFINED 2 31970 0 0 ITRON INC COM 465741106 965 20044 SH DEFINED 3 5700 0 14344

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ITRON INC COM 465741106 613 12730 SH DEFINED 5 12730 0 0 IVANHOE ENERGY INC COM 465790103 5 2500 SH DEFINED 16 2500 0 0 IVANHOE ENERGY INC COM 465790103 46 24250 SH DEFINED 3 0 0 24250 IVANHOE ENERGY INC COM 465790103 1722 911363 SH DEFINED 5 911363 0 0 IVANHOE ENERGY INC COM 465790103 8 4000 SH DEFINED 8 4000 0 0 IVANHOE MINES LTD COM 46579N103 7 293 SH DEFINED 293 0 0 IVANHOE MINES LTD COM 46579N103 38016 1502627 SH DEFINED 1 1502627 0 0 IVANHOE MINES LTD COM 46579N103 12 459 SH DEFINED 3 0 0 459 IVANHOE MINES LTD COM 46579N103 3795 150000 CALL DEFINED 3 150000 0 0 IVANHOE MINES LTD COM 46579N103 3795 150000 PUT DEFINED 3 150000 0 0 IVANHOE MINES LTD COM 46579N103 17292 683465 SH DEFINED 5 683465 0 0 IVANHOE MINES LTD COM 46579N103 25 1000 CALL DEFINED 5 1000 0 0 IVANHOE MINES LTD COM 46579N103 58 2300 SH DEFINED 7 0 2300 0 IXYS CORP COM 46600W106 284 18987 SH DEFINED 3 1002 0 17985 J & J SNACK FOODS CORP COM 466032109 443 8883 SH DEFINED 2 8883 0 0 J & J SNACK FOODS CORP COM 466032109 113 2274 SH DEFINED 3 593 0 1681 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 28 5100 SH DEFINED 5100 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 43 7708 SH DEFINED 3 0 0 7708 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 14 2565 SH DEFINED 5 2565 0 0 JA SOLAR HOLDINGS CO LTD NOTE 4.500 466090AA5 9 10000 PRN DEFINED 3 10000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 3468 208136 SH DEFINED 2 208136 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 5108 306590 SH DEFINED 3 145174 2 161414 JDS UNIPHASE CORP COM PAR $0.001 46612J507 417 25000 PUT DEFINED 3 25000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 412 24742 SH DEFINED 5 24742 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 68 4088 SH DEFINED 7 0 4088 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 6 331 SH DEFINED 8 331 0 0 JDS UNIPHASE CORP NOTE 1.000 46612JAD3 15 15000 PRN DEFINED 3 15000 0 0 JDA SOFTWARE GROUP INC COM 46612K108 561 18149 SH DEFINED 2 18149 0 0 JDA SOFTWARE GROUP INC COM 46612K108 83 2684 SH DEFINED 3 1755 0 929 J F CHINA REGION FD INC COM 46614T107 3 200 SH DEFINED 5 200 0 0 JPMORGAN CHASE & CO COM 46625H100 50884 1242901 SH DEFINED 1237178 5723 0 JPMORGAN CHASE & CO COM 46625H100 201631 4925047 SH DEFINED 1 4925047 0 0 JPMORGAN CHASE & CO COM 46625H100 1702 41568 SH DEFINED 10 41568 0 0 JPMORGAN CHASE & CO COM 46625H100 626 15281 SH DEFINED 11 15281 0 0 JPMORGAN CHASE & CO COM 46625H100 97 2375 SH DEFINED 12 0 0 2375 JPMORGAN CHASE & CO COM 46625H100 16162 394782 SH DEFINED 13 394782 0 0 JPMORGAN CHASE & CO COM 46625H100 828 20223 SH DEFINED 14 20223 0 0 JPMORGAN CHASE & CO COM 46625H100 976 23842 SH DEFINED 15 23842 0 0 JPMORGAN CHASE & CO COM 46625H100 634 15489 SH DEFINED 16 15489 0 0 JPMORGAN CHASE & CO COM 46625H100 89305 2181354 SH DEFINED 2 2181354 0 0 JPMORGAN CHASE & CO COM 46625H100 57803 1411894 SH DEFINED 3 761357 0 650537 JPMORGAN CHASE & CO COM 46625H100 24990 610400 CALL DEFINED 3 610400 0 0 JPMORGAN CHASE & CO COM 46625H100 100070 2444300 PUT DEFINED 3 2444300 0 0 JPMORGAN CHASE & CO COM 46625H100 34674 846939 SH DEFINED 4 0 162349 684590 JPMORGAN CHASE & CO COM 46625H100 39916 974999 SH DEFINED 5 974999 0 0 JPMORGAN CHASE & CO COM 46625H100 4953 120972 SH DEFINED 7 0 120972 0 JPMORGAN CHASE & CO COM 46625H100 1461 35690 SH DEFINED 8 32170 3520 0 JPMORGAN CHASE & CO COM 46625H100 150 3674 SH DEFINED 9 3674 0 0 JPMORGAN CHASE & CO COM 46625H100 13158 321401 SH DEFINED 5;1 321401 0 0 JPMORGAN CHASE & CO COM 46625H100 5061 124290 SH SOLE 124290 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 126 3395 SH DEFINED 3395 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 22 595 SH DEFINED 15 595 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 5969 160769 SH DEFINED 3 0 0 160769 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 28 760 SH SOLE 760 0 0 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 302 10689 SH DEFINED 2 10689 0 0 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 626 22184 SH DEFINED 3 1907 0 20277 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 1113 39430 SH DEFINED 5 39430 0 0 JMP GROUP INC COM 46629U107 4 628 SH DEFINED 3 628 0 0 JMP GROUP INC COM 46629U107 169 24000 SH DEFINED 4 0 0 24000 JABIL CIRCUIT INC COM 466313103 17 860 SH DEFINED 860 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- JABIL CIRCUIT INC COM 466313103 23 1141 SH DEFINED 15 1141 0 0 JABIL CIRCUIT INC COM 466313103 2367 117202 SH DEFINED 2 117202 0 0 JABIL CIRCUIT INC COM 466313103 6934 343271 SH DEFINED 3 4158 0 339113 JABIL CIRCUIT INC COM 466313103 1212 60000 CALL DEFINED 3 60000 0 0 JABIL CIRCUIT INC COM 466313103 1986 98315 SH DEFINED 5 98315 0 0 JABIL CIRCUIT INC COM 466313103 93 4619 SH DEFINED 8 4619 0 0 JPMORGAN CHASE & CO *W EXP 46634E114 508 37700 SH DEFINED 3 0 0 37700 10/28/201 JACK IN THE BOX INC COM 466367109 2 100 SH DEFINED 15 100 0 0 JACK IN THE BOX INC COM 466367109 47 2061 SH DEFINED 3 2061 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 10 230 SH DEFINED 230 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 32 750 SH DEFINED 14 750 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 45 1048 SH DEFINED 15 1048 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 6 140 SH DEFINED 16 0 140 0 JACOBS ENGR GROUP INC DEL COM 469814107 3107 71830 SH DEFINED 2 71830 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 722 16694 SH DEFINED 3 1514 0 15180 JACOBS ENGR GROUP INC DEL COM 469814107 822 19000 SH DEFINED 4 0 3200 15800 JACOBS ENGR GROUP INC DEL COM 469814107 185 4269 SH DEFINED 5 4269 0 0 JAGUAR MNG INC COM 47009M103 717 149977 SH DEFINED 2 149977 0 0 JAGUAR MNG INC COM 47009M103 88 18410 SH DEFINED 3 12840 0 5570 JAGUAR MNG INC COM 47009M103 114 23804 SH DEFINED 5 23804 0 0 JAGUAR MNG INC COM 47009M103 7 1400 CALL DEFINED 5 1400 0 0 JAGUAR MNG INC COM 47009M103 10 2000 PUT DEFINED 5 2000 0 0 JAKKS PAC INC COM 47012E106 519 28211 SH DEFINED 2 28211 0 0 JAKKS PAC INC COM 47012E106 25 1340 SH DEFINED 3 1128 0 212 JAKKS PAC INC COM 47012E106 512 27800 SH DEFINED 4 0 0 27800 JAMBA INC COM 47023A101 16 7500 SH DEFINED 16 7500 0 0 JAMBA INC COM 47023A101 6 2733 SH DEFINED 3 2733 0 0 JAMES RIVER COAL CO COM NEW 470355207 23 1100 SH DEFINED 3 0 0 1100 JANUS CAP GROUP INC COM 47102X105 1 109 SH DEFINED 15 109 0 0 JANUS CAP GROUP INC COM 47102X105 1837 194622 SH DEFINED 2 194622 0 0 JANUS CAP GROUP INC COM 47102X105 39 4106 SH DEFINED 3 2233 0 1873 JANUS CAP GROUP INC COM 47102X105 94 10010 SH DEFINED 5 10010 0 0 JAPAN EQUITY FD INC COM 471057109 2 354 SH DEFINED 8 354 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 19 2348 SH DEFINED 15 2348 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 16 2000 SH DEFINED 16 2000 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 414 50350 SH DEFINED 3 0 0 50350 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 4 533 SH DEFINED 5 533 0 0 JARDEN CORP COM 471109108 2 45 SH DEFINED 16 0 45 0 JARDEN CORP COM 471109108 109 3170 SH DEFINED 2 3170 0 0 JARDEN CORP COM 471109108 72 2073 SH DEFINED 3 0 0 2073 JARDEN CORP COM 471109108 3713 107600 SH DEFINED 4 0 13450 94150 JARDEN CORP COM 471109108 75 2159 SH DEFINED 5 2159 0 0 JAZZ PHARMACEUTICALS INC COM 472147107 194 5825 SH DEFINED 3 916 0 4909 JEFFERIES GROUP INC NEW COM 472319102 2 92 SH DEFINED 15 92 0 0 JEFFERIES GROUP INC NEW COM 472319102 1302 63819 SH DEFINED 2 63819 0 0 JEFFERIES GROUP INC NEW COM 472319102 9 425 SH DEFINED 3 0 0 425 JEFFERIES GROUP INC NEW COM 472319102 2 98 SH DEFINED 5 98 0 0 JEFFERIES GROUP INC NEW DBCV 3.875 472319AG7 1 1000 PRN DEFINED 3 1000 0 0 JEFFERSON BANCSHARES INC TEN COM 472375104 78 24000 SH DEFINED 4 0 0 24000 JETBLUE AIRWAYS CORP COM 477143101 380 62338 SH DEFINED 2 62338 0 0 JETBLUE AIRWAYS CORP COM 477143101 89 14524 SH DEFINED 3 12299 0 2225 JETBLUE AIRWAYS CORP COM 477143101 42 6930 SH DEFINED 5 6930 0 0 JINGWEI INTL LTD COM 47759G108 1 700 SH DEFINED 3 700 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 12 442 SH DEFINED 3 0 0 442 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 196 7375 SH DEFINED 5 7375 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1369 70860 SH DEFINED 1 70860 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 5 237 SH DEFINED 13 237 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 24 1245 SH DEFINED 15 1245 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 175 9079 SH DEFINED 2 9079 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- JOHN BEAN TECHNOLOGIES CORP COM 477839104 26 1339 SH DEFINED 3 1188 0 151 JOHNSON & JOHNSON COM 478160104 11185 168151 SH DEFINED 162751 5400 0 JOHNSON & JOHNSON COM 478160104 122896 1847507 SH DEFINED 1 1847507 0 0 JOHNSON & JOHNSON COM 478160104 316 4746 SH DEFINED 10 4746 0 0 JOHNSON & JOHNSON COM 478160104 183 2744 SH DEFINED 12 0 0 2744 JOHNSON & JOHNSON COM 478160104 193 2900 SH DEFINED 13 2900 0 0 JOHNSON & JOHNSON COM 478160104 1543 23193 SH DEFINED 14 23193 0 0 JOHNSON & JOHNSON COM 478160104 2334 35083 SH DEFINED 15 35083 0 0 JOHNSON & JOHNSON COM 478160104 638 9595 SH DEFINED 16 9350 245 0 JOHNSON & JOHNSON COM 478160104 103390 1554262 SH DEFINED 2 1554262 0 0 JOHNSON & JOHNSON COM 478160104 83427 1254160 SH DEFINED 3 191789 63638 998733 JOHNSON & JOHNSON COM 478160104 4191 63000 CALL DEFINED 3 63000 0 0 JOHNSON & JOHNSON COM 478160104 16158 242900 PUT DEFINED 3 236700 0 6200 JOHNSON & JOHNSON COM 478160104 70193 1055212 SH DEFINED 5 1055212 0 0 JOHNSON & JOHNSON COM 478160104 4899 73649 SH DEFINED 7 0 73649 0 JOHNSON & JOHNSON COM 478160104 9822 147654 SH DEFINED 8 126245 21409 0 JOHNSON & JOHNSON COM 478160104 81 1220 SH DEFINED 9 1220 0 0 JOHNSON & JOHNSON COM 478160104 7272 108690 SH SOLE 108690 0 0 JOHNSON CTLS INC COM 478366107 62 1500 SH DEFINED 1500 0 0 JOHNSON CTLS INC COM 478366107 24106 578643 SH DEFINED 1 578643 0 0 JOHNSON CTLS INC COM 478366107 213 5104 SH DEFINED 15 5104 0 0 JOHNSON CTLS INC COM 478366107 13180 316382 SH DEFINED 2 316382 0 0 JOHNSON CTLS INC COM 478366107 3549 85178 SH DEFINED 3 21961 0 63217 JOHNSON CTLS INC COM 478366107 2979 71500 CALL DEFINED 3 71500 0 0 JOHNSON CTLS INC COM 478366107 312 7500 PUT DEFINED 3 7500 0 0 JOHNSON CTLS INC COM 478366107 13173 316200 SH DEFINED 4 0 69380 246820 JOHNSON CTLS INC COM 478366107 1663 39921 SH DEFINED 5 39921 0 0 JOHNSON CTLS INC COM 478366107 393 9439 SH DEFINED 8 9439 0 0 JOHNSON CTLS INC COM 478366107 629 15105 SH SOLE 15105 0 0 JOHNSON OUTDOORS INC CL A 479167108 21 1200 SH DEFINED 3 200 0 1000 JOHNSON OUTDOORS INC CL A 479167108 411 24000 SH DEFINED 4 0 0 24000 JONES LANG LASALLE INC COM 48020Q107 3 30 SH DEFINED 15 30 0 0 JONES LANG LASALLE INC COM 48020Q107 1062 11259 SH DEFINED 2 11259 0 0 JONES LANG LASALLE INC COM 48020Q107 31 332 SH DEFINED 3 0 0 332 JONES GROUP INC COM 48020T101 101 9307 SH DEFINED 2 9307 0 0 JONES GROUP INC COM 48020T101 93 8603 SH DEFINED 3 3627 0 4976 JONES SODA CO COM 48023P106 0 400 SH DEFINED 1 400 0 0 JONES SODA CO COM 48023P106 2 1500 SH DEFINED 3 0 0 1500 JOS A BANK CLOTHIERS INC COM 480838101 3 56 SH DEFINED 2 56 0 0 JOS A BANK CLOTHIERS INC COM 480838101 62 1246 SH DEFINED 3 1146 0 100 JOURNAL COMMUNICATIONS INC CL A 481130102 21 3967 SH DEFINED 2 3967 0 0 JOURNAL COMMUNICATIONS INC CL A 481130102 9 1792 SH DEFINED 3 1792 0 0 JOURNAL COMMUNICATIONS INC CL A 481130102 424 82000 SH DEFINED 4 0 0 82000 JOY GLOBAL INC COM 481165108 8286 87000 SH DEFINED 1 87000 0 0 JOY GLOBAL INC COM 481165108 44 460 SH DEFINED 12 0 0 460 JOY GLOBAL INC COM 481165108 857 9000 SH DEFINED 14 9000 0 0 JOY GLOBAL INC COM 481165108 63 664 SH DEFINED 15 664 0 0 JOY GLOBAL INC COM 481165108 7502 78767 SH DEFINED 2 78767 0 0 JOY GLOBAL INC COM 481165108 3780 39686 SH DEFINED 3 16894 0 22792 JOY GLOBAL INC COM 481165108 3810 40000 PUT DEFINED 3 40000 0 0 JOY GLOBAL INC COM 481165108 310 3260 SH DEFINED 5 3260 0 0 JUNIPER NETWORKS INC COM 48203R104 6 177 SH DEFINED 177 0 0 JUNIPER NETWORKS INC COM 48203R104 647 20550 SH DEFINED 1 20550 0 0 JUNIPER NETWORKS INC COM 48203R104 86 2729 SH DEFINED 15 2729 0 0 JUNIPER NETWORKS INC COM 48203R104 2 72 SH DEFINED 16 0 72 0 JUNIPER NETWORKS INC COM 48203R104 8988 285341 SH DEFINED 2 285341 0 0 JUNIPER NETWORKS INC COM 48203R104 453 14396 SH DEFINED 3 6255 0 8141 JUNIPER NETWORKS INC COM 48203R104 1003 31854 SH DEFINED 5 31854 0 0 JUNIPER NETWORKS INC COM 48203R104 2 75 SH DEFINED 7 0 75 0 JUNIPER NETWORKS INC COM 48203R104 1 19 SH DEFINED 8 19 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- JUNIPER NETWORKS INC COM 48203R104 211 6698 SH SOLE 6698 0 0 KAR AUCTION SVCS INC COM 48238T109 34 1812 SH DEFINED 15 1812 0 0 KAR AUCTION SVCS INC COM 48238T109 105 5568 SH DEFINED 2 5568 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 1 29 SH DEFINED 15 29 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 1074 22460 SH DEFINED 2 22460 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 1 16 SH DEFINED 3 0 0 16 KBW INC COM 482423100 3 139 SH DEFINED 15 139 0 0 KBW INC COM 482423100 770 41168 SH DEFINED 2 41168 0 0 KBW INC COM 482423100 28 1499 SH DEFINED 3 1499 0 0 KBR INC COM 48242W106 10108 268200 SH DEFINED 1 268200 0 0 KBR INC COM 48242W106 9 251 SH DEFINED 15 251 0 0 KBR INC COM 48242W106 2431 64498 SH DEFINED 2 64498 0 0 KBR INC COM 48242W106 413 10956 SH DEFINED 3 0 0 10956 KBR INC COM 48242W106 4 116 SH DEFINED 5 116 0 0 KIT DIGITAL INC COM NEW 482470200 18 1468 SH DEFINED 3 1468 0 0 KLA-TENCOR CORP COM 482480100 20 500 SH DEFINED 500 0 0 KLA-TENCOR CORP COM 482480100 6147 151860 SH DEFINED 2 151860 0 0 KLA-TENCOR CORP COM 482480100 385 9503 SH DEFINED 3 1930 0 7573 KLA-TENCOR CORP COM 482480100 171 4219 SH DEFINED 5 4219 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 59 6026 SH DEFINED 3 0 0 6026 KKR FINANCIAL HLDGS LLC COM 48248A306 131 13400 PUT DEFINED 3 13400 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 6949 708326 SH DEFINED 4 0 91046 617280 KKR FINANCIAL HLDGS LLC NOTE 7.000 48248AAB4 74 71000 PRN DEFINED 3 71000 0 0 KKR & CO L P DEL COM UNITS 48248M102 30 1860 SH DEFINED 1860 0 0 KKR & CO L P DEL COM UNITS 48248M102 21444 1314000 SH DEFINED 1 1314000 0 0 KKR & CO L P DEL COM UNITS 48248M102 271 16575 SH DEFINED 13 16575 0 0 KKR & CO L P DEL COM UNITS 48248M102 20 1213 SH DEFINED 16 1213 0 0 KKR & CO L P DEL COM UNITS 48248M102 9 521 SH DEFINED 2 521 0 0 KKR & CO L P DEL COM UNITS 48248M102 224 13708 SH DEFINED 3 0 0 13708 KKR & CO L P DEL COM UNITS 48248M102 362 22200 SH DEFINED 5 22200 0 0 KMG CHEMICALS INC COM 482564101 25 1498 SH DEFINED 3 298 0 1200 K-SWISS INC CL A 482686102 12 1086 SH DEFINED 3 1086 0 0 KT CORP SPONSORED ADR 48268K101 0 25 SH DEFINED 15 25 0 0 KT CORP SPONSORED ADR 48268K101 1492 76754 SH DEFINED 2 76754 0 0 KT CORP SPONSORED ADR 48268K101 90 4625 SH DEFINED 3 0 0 4625 KT CORP SPONSORED ADR 48268K101 8709 447975 SH OTHER S;1 447975 0 0 KT CORP SPONSORED ADR 48268K101 1288 66267 SH SOLE 66267 0 0 KVH INDS INC COM 482738101 8 717 SH DEFINED 3 617 0 100 K12 INC COM 48273U102 3 78 SH DEFINED 15 78 0 0 K12 INC COM 48273U102 439 13237 SH DEFINED 2 13237 0 0 K12 INC COM 48273U102 37 1102 SH DEFINED 3 1078 0 24 K12 INC COM 48273U102 7748 233784 SH DEFINED 4 0 179107 54677 K V PHARMACEUTICAL CO CL A 482740206 19 7000 SH DEFINED 15 7000 0 0 K V PHARMACEUTICAL CO CL A 482740206 6 2136 SH DEFINED 3 2136 0 0 KU6 MEDIA CO LTD SPONSORED ADR 48274B103 32 10000 SH DEFINED 16 10000 0 0 KADANT INC COM 48282T104 91 2883 SH DEFINED 3 510 0 2373 KADANT INC COM 48282T104 1 30 SH DEFINED 5 30 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 37 675 SH DEFINED 3 675 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 0 1 SH DEFINED 5 1 0 0 KAMAN CORP COM 483548103 5 147 SH DEFINED 2 147 0 0 KAMAN CORP COM 483548103 730 20584 SH DEFINED 3 13570 0 7014 KANSAS CITY LIFE INS CO COM 484836101 6 177 SH DEFINED 3 177 0 0 KANSAS CITY LIFE INS CO COM 484836101 530 17000 SH DEFINED 4 0 0 17000 KANSAS CITY SOUTHERN COM NEW 485170302 52 875 SH DEFINED 875 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 8 140 SH DEFINED 15 140 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 2060 34727 SH DEFINED 2 34727 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 883 14878 SH DEFINED 3 1978 0 12900 KANSAS CITY SOUTHERN COM NEW 485170302 11 185 SH DEFINED 5 185 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 69 4170 SH DEFINED 3 1620 0 2550 KAYDON CORP COM 486587108 9 249 SH DEFINED 15 249 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KAYDON CORP COM 486587108 703 18848 SH DEFINED 3 1352 0 17496 KAYNE ANDERSON MLP INVT CO COM 486606106 70 2325 SH DEFINED 2325 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 30 1000 SH DEFINED 15 1000 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 5053 167033 SH DEFINED 3 0 0 167033 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 2331 78640 SH DEFINED 3 0 0 78640 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 0 9 SH DEFINED 5 9 0 0 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 211 11655 SH DEFINED 3 1841 0 9814 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 343 13662 SH DEFINED 3 0 0 13662 KB HOME COM 48666K109 86 8820 SH DEFINED 16 8820 0 0 KB HOME COM 48666K109 961 98263 SH DEFINED 2 98263 0 0 KB HOME COM 48666K109 56 5692 SH DEFINED 3 3192 0 2500 KB HOME COM 48666K109 247 25270 SH DEFINED 5 25270 0 0 KB HOME COM 48666K109 10 1000 SH DEFINED 7 0 1000 0 KB HOME COM 48666K109 10 983 SH DEFINED 8 983 0 0 KEARNY FINL CORP COM 487169104 5 553 SH DEFINED 3 553 0 0 KELLOGG CO COM 487836108 91 1650 SH DEFINED 1650 0 0 KELLOGG CO COM 487836108 219 3950 SH DEFINED 14 3950 0 0 KELLOGG CO COM 487836108 54 984 SH DEFINED 15 984 0 0 KELLOGG CO COM 487836108 159 2875 SH DEFINED 16 2875 0 0 KELLOGG CO COM 487836108 8744 158055 SH DEFINED 2 158055 0 0 KELLOGG CO COM 487836108 2099 37951 SH DEFINED 3 3158 0 34793 KELLOGG CO COM 487836108 375 6774 SH DEFINED 5 6774 0 0 KELLOGG CO COM 487836108 11 200 SH DEFINED 8 200 0 0 KELLY SVCS INC CL A 488152208 120 7294 SH DEFINED 2 7294 0 0 KELLY SVCS INC CL A 488152208 90 5456 SH DEFINED 3 1106 0 4350 KELLY SVCS INC CL A 488152208 2 100 SH DEFINED 7 0 100 0 KEMET CORP COM NEW 488360207 6 450 SH DEFINED 2 450 0 0 KEMET CORP COM NEW 488360207 305 21366 SH DEFINED 3 1831 0 19535 KENDLE INTERNATIONAL INC COM 48880L107 9 622 SH DEFINED 3 622 0 0 KENDLE INTERNATIONAL INC COM 48880L107 7 450 SH DEFINED 5 450 0 0 KENEXA CORP COM 488879107 328 13666 SH DEFINED 2 13666 0 0 KENEXA CORP COM 488879107 26 1095 SH DEFINED 3 1095 0 0 KENNAMETAL INC COM 489170100 1056 25025 SH DEFINED 2 25025 0 0 KENNAMETAL INC COM 489170100 113 2677 SH DEFINED 3 0 0 2677 KENNEDY-WILSON HLDGS INC COM 489398107 12 987 SH DEFINED 3 987 0 0 KENSEY NASH CORP COM 490057106 9 354 SH DEFINED 3 354 0 0 KENSEY NASH CORP COM 490057106 6254 247875 SH DEFINED 4 0 146505 101370 KERYX BIOPHARMACEUTICALS INC COM 492515101 14 2865 SH DEFINED 3 2865 0 0 KEWAUNEE SCIENTIFIC CORP COM 492854104 5 500 SH DEFINED 3 0 0 500 KEWAUNEE SCIENTIFIC CORP COM 492854104 70 7100 SH DEFINED 4 0 0 7100 KEY ENERGY SVCS INC COM 492914106 115 6370 SH DEFINED 3 0 0 6370 KEY TECHNOLOGY INC COM 493143101 1 64 SH DEFINED 3 0 0 64 KEY TECHNOLOGY INC COM 493143101 193 12000 SH DEFINED 4 0 0 12000 KEYCORP NEW COM 493267108 7 882 SH DEFINED 882 0 0 KEYCORP NEW COM 493267108 57 6786 SH DEFINED 15 6786 0 0 KEYCORP NEW COM 493267108 128 15330 SH DEFINED 16 15330 0 0 KEYCORP NEW COM 493267108 3131 375912 SH DEFINED 2 375912 0 0 KEYCORP NEW COM 493267108 7446 893861 SH DEFINED 3 20031 0 873830 KEYCORP NEW COM 493267108 745 89441 SH DEFINED 5 89441 0 0 KEYCORP NEW COM 493267108 21 2523 SH DEFINED 8 2523 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 27 245 PRN DEFINED 3 0 0 245 KEYNOTE SYS INC COM 493308100 387 17900 SH DEFINED 1 17900 0 0 KEYNOTE SYS INC COM 493308100 13 578 SH DEFINED 3 578 0 0 KEYNOTE SYS INC COM 493308100 779 36000 SH DEFINED 4 0 0 36000 KEYUAN PETROCHEMICALS INC COM 493722102 0 1000 SH DEFINED 3 0 0 1000 KEYW HLDG CORP COM 493723100 9 764 SH DEFINED 3 764 0 0 KEYW HLDG CORP COM 493723100 1918 154800 SH DEFINED 4 0 43900 110900 KFORCE INC COM 493732101 18 1398 SH DEFINED 3 1398 0 0 KFORCE INC COM 493732101 432 33000 SH DEFINED 4 0 0 33000 KID BRANDS INC COM 49375T100 186 36000 SH DEFINED 4 0 0 36000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KIMBALL INTL INC CL B 494274103 8 1300 SH DEFINED 3 1300 0 0 KIMBALL INTL INC CL B 494274103 1112 173000 SH DEFINED 4 0 33400 139600 KILROY RLTY CORP COM 49427F108 2 55 SH DEFINED 55 0 0 KILROY RLTY CORP COM 49427F108 1105 27992 SH DEFINED 3 2425 0 25567 KILROY RLTY CORP COM 49427F108 14 350 SH DEFINED 5 350 0 0 KIMBER RES INC COM 49435N101 4116 2494700 SH DEFINED 1 2494700 0 0 KIMBERLY CLARK CORP COM 494368103 225 3381 SH DEFINED 3381 0 0 KIMBERLY CLARK CORP COM 494368103 300 4500 SH DEFINED 12 0 0 4500 KIMBERLY CLARK CORP COM 494368103 186 2800 SH DEFINED 14 2800 0 0 KIMBERLY CLARK CORP COM 494368103 338 5075 SH DEFINED 15 5075 0 0 KIMBERLY CLARK CORP COM 494368103 67 1000 SH DEFINED 16 1000 0 0 KIMBERLY CLARK CORP COM 494368103 12824 192665 SH DEFINED 2 192665 0 0 KIMBERLY CLARK CORP COM 494368103 14148 212567 SH DEFINED 3 4678 0 207889 KIMBERLY CLARK CORP COM 494368103 2501 37580 SH DEFINED 5 37580 0 0 KIMBERLY CLARK CORP COM 494368103 27 400 SH DEFINED 7 0 400 0 KIMBERLY CLARK CORP COM 494368103 270 4050 SH DEFINED 8 4050 0 0 KIMBERLY CLARK CORP COM 494368103 5742 87634 SH SOLE 87634 0 0 KIMCO RLTY CORP COM 49446R109 5 271 SH DEFINED 271 0 0 KIMCO RLTY CORP COM 49446R109 7290 391100 SH DEFINED 1 391100 0 0 KIMCO RLTY CORP COM 49446R109 3066 164497 SH DEFINED 2 164497 0 0 KIMCO RLTY CORP COM 49446R109 565 30312 SH DEFINED 3 11856 0 18456 KIMCO RLTY CORP COM 49446R109 554 29700 PUT DEFINED 3 29700 0 0 KIMCO RLTY CORP COM 49446R109 164 8795 SH DEFINED 5 8795 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 281 3866 SH DEFINED 3866 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 9 119 SH DEFINED 15 119 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 367 5050 SH DEFINED 16 5050 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1486 20474 SH DEFINED 2 20474 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 21622 297817 SH DEFINED 3 59884 0 237933 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 10106 139200 PUT DEFINED 3 127200 0 12000 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 967 13316 SH DEFINED 5 13316 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 70 968 SH DEFINED 8 968 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 61 927 SH DEFINED 15 927 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 394 6007 SH DEFINED 2 6007 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 3239 49377 SH DEFINED 3 0 0 49377 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 135 2059 SH DEFINED 5 2059 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 29 442 SH DEFINED 7 0 442 0 KINDER MORGAN INC DEL COM 49456B101 1 36 SH DEFINED 15 36 0 0 KINDER MORGAN INC DEL COM 49456B101 43 1500 SH DEFINED 16 1500 0 0 KINDER MORGAN INC DEL COM 49456B101 777 27057 SH DEFINED 2 27057 0 0 KINDER MORGAN INC DEL COM 49456B101 5690 198040 SH DEFINED 3 161244 0 36796 KINDER MORGAN INC DEL COM 49456B101 34 1175 SH DEFINED 9 1175 0 0 KINDRED HEALTHCARE INC COM 494580103 296 13785 SH DEFINED 2 13785 0 0 KINDRED HEALTHCARE INC COM 494580103 72 3336 SH DEFINED 3 2156 0 1180 KINDRED HEALTHCARE INC COM 494580103 222 10362 SH DEFINED 4 0 0 10362 KINDRED HEALTHCARE INC COM 494580103 4 200 SH DEFINED 5 200 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 2 35 SH DEFINED 35 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 30901 536200 SH DEFINED 1 536200 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 2299 39901 SH DEFINED 2 39901 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 324 5617 SH DEFINED 3 0 0 5617 KINETIC CONCEPTS INC COM NEW 49460W208 4737 82194 SH DEFINED 4 0 31200 50994 KINETIC CONCEPTS INC COM NEW 49460W208 78 1360 SH DEFINED 5 1360 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 2507 43505 SH DEFINED 7 0 43505 0 KINETIC CONCEPTS INC COM NEW 49460W208 139 2410 SH DEFINED 8 0 2410 0 KINROSS GOLD CORP COM NO PAR 496902404 548 33172 SH DEFINED 13172 20000 0 KINROSS GOLD CORP COM NO PAR 496902404 100137 6337797 SH DEFINED 1 6337797 0 0 KINROSS GOLD CORP COM NO PAR 496902404 42 2680 SH DEFINED 13 2680 0 0 KINROSS GOLD CORP COM NO PAR 496902404 59 3724 SH DEFINED 15 3724 0 0 KINROSS GOLD CORP COM NO PAR 496902404 2239 141707 SH DEFINED 3 118799 0 22908 KINROSS GOLD CORP COM NO PAR 496902404 2054 130000 CALL DEFINED 3 130000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 869 55000 PUT DEFINED 3 55000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KINROSS GOLD CORP COM NO PAR 496902404 38237 2420036 SH DEFINED 5 2420036 0 0 KINROSS GOLD CORP COM NO PAR 496902404 9788 619500 CALL DEFINED 5 619500 0 0 KINROSS GOLD CORP COM NO PAR 496902404 248 15700 PUT DEFINED 5 15700 0 0 KINROSS GOLD CORP COM NO PAR 496902404 165 10460 SH DEFINED 7 0 10460 0 KINROSS GOLD CORP COM NO PAR 496902404 829 52493 SH DEFINED 8 52493 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1 50 SH DEFINED 5;1 50 0 0 KINROSS GOLD CORP COM NO PAR 496902404 91392 5784329 SH SOLE 5784329 0 0 KINROSS GOLD CORP COM NO PAR 496902404 626 39600 PUT SOLE 39600 0 0 KINROSS GOLD CORP NOTE 1.750% 496902AD9 229 230000 PRN DEFINED 3 20000 0 210000 3/1 KINGSWAY FINL SVCS INC COM 496904103 11 11200 SH DEFINED 1 11200 0 0 KINGSWAY FINL SVCS INC COM 496904103 1 500 SH DEFINED 5 500 0 0 KINGSWAY FINL SVCS INC COM 496904103 1 773 SH SOLE 773 0 0 KIRBY CORP COM 497266106 4 66 SH DEFINED 15 66 0 0 KIRBY CORP COM 497266106 527 9301 SH DEFINED 2 9301 0 0 KIRBY CORP COM 497266106 1407 24833 SH DEFINED 3 23600 0 1233 KIRKLANDS INC COM 497498105 27 2226 SH DEFINED 2 2226 0 0 KIRKLANDS INC COM 497498105 8 695 SH DEFINED 3 695 0 0 KITE RLTY GROUP TR COM 49803T102 13 2519 SH DEFINED 3 2309 0 210 KNOLL INC COM NEW 498904200 4 210 SH DEFINED 15 210 0 0 KNOLL INC COM NEW 498904200 140 6981 SH DEFINED 3 1984 0 4997 KNOLL INC COM NEW 498904200 1438 71670 SH DEFINED 4 0 30600 41070 KNIGHT CAP GROUP INC CL A COM 499005106 3 275 SH DEFINED 15 275 0 0 KNIGHT CAP GROUP INC CL A COM 499005106 500 45351 SH DEFINED 2 45351 0 0 KNIGHT CAP GROUP INC CL A COM 499005106 6138 556942 SH DEFINED 3 556942 0 0 KNIGHT CAP GROUP INC CL A COM 499005106 3306 300000 PUT DEFINED 3 300000 0 0 KNIGHT TRANSN INC COM 499064103 142 8354 SH DEFINED 2 8354 0 0 KNIGHT TRANSN INC COM 499064103 68 4030 SH DEFINED 3 2530 0 1500 KNIGHT TRANSN INC COM 499064103 13501 794663 SH DEFINED 4 0 615503 179160 KNOLOGY INC COM 499183804 2 137 SH DEFINED 137 0 0 KNOLOGY INC COM 499183804 253 17030 SH DEFINED 2 17030 0 0 KNOLOGY INC COM 499183804 19 1246 SH DEFINED 3 1246 0 0 KODIAK OIL & GAS CORP COM 50015Q100 91 15750 SH DEFINED 3 0 0 15750 KODIAK OIL & GAS CORP COM 50015Q100 13 2252 SH DEFINED 5 2252 0 0 KOHLBERG CAPITAL CORP COM 500233101 256 32232 SH DEFINED 3 30689 0 1543 KOHLS CORP COM 500255104 11 229 SH DEFINED 229 0 0 KOHLS CORP COM 500255104 250 5000 SH DEFINED 14 5000 0 0 KOHLS CORP COM 500255104 540 10792 SH DEFINED 15 10792 0 0 KOHLS CORP COM 500255104 8265 165270 SH DEFINED 2 165270 0 0 KOHLS CORP COM 500255104 386 7724 SH DEFINED 3 0 0 7724 KOHLS CORP COM 500255104 2000 40000 CALL DEFINED 3 40000 0 0 KOHLS CORP COM 500255104 2450 49000 PUT DEFINED 3 49000 0 0 KOHLS CORP COM 500255104 5414 108250 SH DEFINED 4 0 13200 95050 KOHLS CORP COM 500255104 564 11275 SH DEFINED 5 11275 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 296 11523 SH DEFINED 12 0 0 11523 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 202 7869 SH DEFINED 2 7869 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 165 6433 SH DEFINED 3 0 0 6433 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 526 20490 SH DEFINED 5 20490 0 0 KONGZHONG CORP SPONSORED ADR 50047P104 98 19388 SH DEFINED 3 0 0 19388 KOPIN CORP COM 500600101 162 34453 SH DEFINED 2 34453 0 0 KOPIN CORP COM 500600101 13 2678 SH DEFINED 3 2678 0 0 KOPPERS HOLDINGS INC COM 50060P106 447 11797 SH DEFINED 2 11797 0 0 KOPPERS HOLDINGS INC COM 50060P106 32 855 SH DEFINED 3 855 0 0 KOPPERS HOLDINGS INC COM 50060P106 13032 343591 SH DEFINED 4 0 128700 214891 KOREA ELECTRIC PWR SPONSORED ADR 500631106 18 1319 SH DEFINED 1319 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 121 9115 SH DEFINED 15 9115 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 74 5600 SH DEFINED 16 5600 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 429 32336 SH DEFINED 2 32336 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 25 1897 SH DEFINED 3 0 0 1897 KOREA FD COM NEW 500634209 110 2251 SH DEFINED 16 2251 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KOREA FD COM NEW 500634209 11 218 SH DEFINED 3 0 0 218 KORN FERRY INTL COM NEW 500643200 1032 46946 SH DEFINED 2 46946 0 0 KORN FERRY INTL COM NEW 500643200 123 5604 SH DEFINED 3 1948 0 3656 KRAFT FOODS INC CL A 50075N104 263 7467 SH DEFINED 7467 0 0 KRAFT FOODS INC CL A 50075N104 41138 1167700 SH DEFINED 1 1167700 0 0 KRAFT FOODS INC CL A 50075N104 122 3465 SH DEFINED 10 3465 0 0 KRAFT FOODS INC CL A 50075N104 21 587 SH DEFINED 11 587 0 0 KRAFT FOODS INC CL A 50075N104 93 2630 SH DEFINED 12 0 0 2630 KRAFT FOODS INC CL A 50075N104 106 3000 SH DEFINED 13 3000 0 0 KRAFT FOODS INC CL A 50075N104 285 8089 SH DEFINED 15 8089 0 0 KRAFT FOODS INC CL A 50075N104 215 6096 SH DEFINED 16 5495 601 0 KRAFT FOODS INC CL A 50075N104 35146 997626 SH DEFINED 2 997626 0 0 KRAFT FOODS INC CL A 50075N104 20012 568032 SH DEFINED 3 63389 7725 496918 KRAFT FOODS INC CL A 50075N104 61177 1736506 SH DEFINED 5 1736506 0 0 KRAFT FOODS INC CL A 50075N104 807 22916 SH DEFINED 7 0 22916 0 KRAFT FOODS INC CL A 50075N104 2406 68286 SH DEFINED 8 61626 6660 0 KRAFT FOODS INC CL A 50075N104 6 175 SH DEFINED 5;1 175 0 0 KRAFT FOODS INC CL A 50075N104 8965 255909 SH SOLE 255909 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 12 990 SH DEFINED 3 990 0 0 KRATON PERFORMANCE POLYMERS COM 50077C106 28 703 SH DEFINED 2 703 0 0 KRATON PERFORMANCE POLYMERS COM 50077C106 165 4218 SH DEFINED 3 1323 0 2895 KRISPY KREME DOUGHNUTS INC COM 501014104 31 3274 SH DEFINED 3 2426 0 848 KRISPY KREME DOUGHNUTS INC COM 501014104 1 100 SH DEFINED 5 100 0 0 KROGER CO COM 501044101 1 25 SH DEFINED 25 0 0 KROGER CO COM 501044101 558 22482 SH DEFINED 15 22482 0 0 KROGER CO COM 501044101 7761 312954 SH DEFINED 2 312954 0 0 KROGER CO COM 501044101 404 16309 SH DEFINED 3 0 0 16309 KROGER CO COM 501044101 311 12556 SH DEFINED 5 12556 0 0 KROGER CO COM 501044101 7 275 SH DEFINED 8 275 0 0 KROGER CO COM 501044101 1 50 SH DEFINED 5;1 50 0 0 KRONOS WORLDWIDE INC COM 50105F105 27 857 SH DEFINED 3 0 0 857 KRONOS WORLDWIDE INC COM 50105F105 7 232 SH DEFINED 5 232 0 0 KUBOTA CORP ADR 501173207 2 35 SH DEFINED 35 0 0 KUBOTA CORP ADR 501173207 544 12217 SH DEFINED 3 11217 0 1000 KULICKE & SOFFA INDS INC COM 501242101 6 500 SH DEFINED 2 500 0 0 KULICKE & SOFFA INDS INC COM 501242101 303 27227 SH DEFINED 3 2986 0 24241 KULICKE & SOFFA INDS INC COM 501242101 156 14040 SH DEFINED 5 14040 0 0 KYOCERA CORP ADR 501556203 144 1410 SH DEFINED 2 1410 0 0 KYOCERA CORP ADR 501556203 97 950 SH DEFINED 3 0 0 950 KYOCERA CORP ADR 501556203 166 1623 SH DEFINED 5 1623 0 0 L & L ENERGY INC COM 50162D100 77 15000 CALL DEFINED 3 15000 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 1245 43651 SH DEFINED 2 43651 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 2623 91978 SH DEFINED 3 90478 0 1500 LCA-VISION INC COM PAR $.001 501803308 0 48 SH DEFINED 3 0 0 48 LDK SOLAR CO LTD SPONSORED ADR 50183L107 15 2029 SH DEFINED 13 2029 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 4027 548626 SH DEFINED 3 528323 0 20303 LDK SOLAR CO LTD SPONSORED ADR 50183L107 4037 550000 PUT DEFINED 3 550000 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 14 1852 SH DEFINED 5 1852 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 141 10000 SH DEFINED 14 10000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 285 20302 SH DEFINED 2 20302 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 3 218 SH DEFINED 3 0 0 218 LG DISPLAY CO LTD SPONS ADR REP 50186V102 56 3977 SH DEFINED 5 3977 0 0 LHC GROUP INC COM 50187A107 80 3475 SH DEFINED 2 3475 0 0 LHC GROUP INC COM 50187A107 15 655 SH DEFINED 3 655 0 0 LHC GROUP INC COM 50187A107 1423 61700 SH DEFINED 4 0 17500 44200 LKQ CORP COM 501889208 3 105 SH DEFINED 105 0 0 LKQ CORP COM 501889208 13 490 SH DEFINED 15 490 0 0 LKQ CORP COM 501889208 2017 77293 SH DEFINED 2 77293 0 0 LKQ CORP COM 501889208 14 540 SH DEFINED 3 0 0 540 LKQ CORP COM 501889208 26151 1002351 SH DEFINED 4 0 739001 263350

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LSB FINL CORP COM 501925101 1 90 SH DEFINED 90 0 0 LMI AEROSPACE INC COM 502079106 9 380 SH DEFINED 3 380 0 0 LMP CAP & INCOME FD INC COM 50208A102 173 12639 SH DEFINED 3 0 0 12639 LMP CORPORATE LN FD INC COM 50208B100 948 76487 SH DEFINED 3 0 0 76487 LMP REAL ESTATE INCOME FD IN COM 50208C108 13 1238 SH DEFINED 3 0 0 1238 LML PMT SYS INC COM 50208P109 1 200 SH DEFINED 7 0 200 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 2058 175112 SH DEFINED 3 170987 0 4125 L-1 IDENTITY SOLUTIONS INC COM 50212A106 29 2434 SH DEFINED 5 2434 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 8 680 SH DEFINED 7 0 680 0 LPL INVT HLDGS INC COM 50213H100 90 2634 SH DEFINED 2 2634 0 0 LPL INVT HLDGS INC COM 50213H100 104 3049 SH DEFINED 3 0 0 3049 LRAD CORP COM 50213V109 2 550 SH DEFINED 3 0 0 550 LSB INDS INC COM 502160104 448 10433 SH DEFINED 3 762 0 9671 LSI CORPORATION COM 502161102 13 1853 SH DEFINED 1853 0 0 LSI CORPORATION COM 502161102 1030 144600 SH DEFINED 1 144600 0 0 LSI CORPORATION COM 502161102 15 2136 SH DEFINED 14 2136 0 0 LSI CORPORATION COM 502161102 6 860 SH DEFINED 15 860 0 0 LSI CORPORATION COM 502161102 0 19 SH DEFINED 16 19 0 0 LSI CORPORATION COM 502161102 1832 257310 SH DEFINED 2 257310 0 0 LSI CORPORATION COM 502161102 2427 340935 SH DEFINED 3 7159 0 333776 LSI CORPORATION COM 502161102 0 62 SH DEFINED 5 62 0 0 LSI CORPORATION COM 502161102 0 19 SH DEFINED 7 0 19 0 LSI INDS INC COM 50216C108 6 808 SH DEFINED 3 808 0 0 LSI INDS INC COM 50216C108 411 51750 SH DEFINED 4 0 0 51750 LTC PPTYS INC COM 502175102 674 24234 SH DEFINED 2 24234 0 0 LTC PPTYS INC COM 502175102 71 2558 SH DEFINED 3 1258 0 1300 LTX-CREDENCE CORP COM NEW 502403207 55 6129 SH DEFINED 16 6129 0 0 LTX-CREDENCE CORP COM NEW 502403207 22 2496 SH DEFINED 2 2496 0 0 LTX-CREDENCE CORP COM NEW 502403207 20 2252 SH DEFINED 3 2052 0 200 L-3 COMMUNICATIONS CORP DEBT 3.000 502413AW7 6623 6501000 PRN DEFINED 3 6501000 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1968 22500 SH DEFINED 1 22500 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 812 9281 SH DEFINED 10 9281 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 48 544 SH DEFINED 11 544 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 3 35 SH DEFINED 15 35 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 65 741 SH DEFINED 16 741 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 4740 54203 SH DEFINED 2 54203 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 847 9686 SH DEFINED 3 821 0 8865 L-3 COMMUNICATIONS HLDGS INC COM 502424104 943 10780 SH DEFINED 5 10780 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 86 981 SH DEFINED 8 981 0 0 LABOPHARM INC COM 504905100 2 14900 SH DEFINED 5 14900 0 0 LABOPHARM INC COM 504905100 2 15000 SH DEFINED 7 0 15000 0 LA Z BOY INC COM 505336107 51 5213 SH DEFINED 2 5213 0 0 LA Z BOY INC COM 505336107 21 2151 SH DEFINED 3 2151 0 0 LA Z BOY INC COM 505336107 464 47000 SH DEFINED 4 0 0 47000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2178 22500 SH DEFINED 1 22500 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 619 6396 SH DEFINED 10 6396 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 36 376 SH DEFINED 11 376 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 93 964 SH DEFINED 15 964 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 70 721 SH DEFINED 16 721 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4786 49444 SH DEFINED 2 49444 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1298 13408 SH DEFINED 3 1155 0 12253 LABORATORY CORP AMER HLDGS COM NEW 50540R409 852 8800 SH DEFINED 4 0 1500 7300 LABORATORY CORP AMER HLDGS NOTE 50540RAG7 6168 4748000 PRN DEFINED 3 4748000 0 0 LACLEDE GROUP INC COM 505597104 89 2362 SH DEFINED 3 929 0 1433 LADENBURG THALMAN FIN SVCS I COM 50575Q102 6 4506 SH DEFINED 3 4415 0 91 LAKELAND BANCORP INC COM 511637100 9 899 SH DEFINED 3 899 0 0 LAKELAND FINL CORP COM 511656100 15 672 SH DEFINED 3 672 0 0 LAKELAND INDS INC COM 511795106 441 50310 SH DEFINED 4 0 0 50310 LAKES ENTMNT INC COM 51206P109 18 8000 SH DEFINED 3 0 0 8000 LAM RESEARCH CORP COM 512807108 14 305 SH DEFINED 15 305 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LAM RESEARCH CORP COM 512807108 12 266 SH DEFINED 16 266 0 0 LAM RESEARCH CORP COM 512807108 4005 90436 SH DEFINED 2 90436 0 0 LAM RESEARCH CORP COM 512807108 3297 74447 SH DEFINED 3 63736 0 10711 LAM RESEARCH CORP COM 512807108 6 133 SH DEFINED 5 133 0 0 LAMAR ADVERTISING CO CL A 512815101 844 30847 SH DEFINED 2 30847 0 0 LAMAR ADVERTISING CO CL A 512815101 13 489 SH DEFINED 5 489 0 0 LANCASTER COLONY CORP COM 513847103 47 776 SH DEFINED 3 776 0 0 LANDEC CORP COM 514766104 1 165 SH DEFINED 15 165 0 0 LANDEC CORP COM 514766104 64 9764 SH DEFINED 3 1094 0 8670 LANDEC CORP COM 514766104 1426 216100 SH DEFINED 4 0 55800 160300 LANDAUER INC COM 51476K103 1 22 SH DEFINED 22 0 0 LANDAUER INC COM 51476K103 4 70 SH DEFINED 15 70 0 0 LANDAUER INC COM 51476K103 537 8721 SH DEFINED 3 391 0 8330 LANDAUER INC COM 51476K103 74 1200 SH DEFINED 4 0 1200 0 LANDSTAR SYS INC COM 515098101 15 315 SH DEFINED 1 315 0 0 LANDSTAR SYS INC COM 515098101 7 152 SH DEFINED 15 152 0 0 LANDSTAR SYS INC COM 515098101 1519 32681 SH DEFINED 2 32681 0 0 LANDSTAR SYS INC COM 515098101 222 4767 SH DEFINED 3 2020 0 2747 LANDSTAR SYS INC COM 515098101 13652 293709 SH DEFINED 4 0 216359 77350 LANDSTAR SYS INC COM 515098101 551 11862 SH DEFINED 5 11862 0 0 LANNET INC COM 516012101 3 673 SH DEFINED 3 673 0 0 LANNET INC COM 516012101 149 30000 SH DEFINED 4 0 0 30000 LAS VEGAS SANDS CORP COM 517834107 14 320 SH DEFINED 320 0 0 LAS VEGAS SANDS CORP COM 517834107 275 6504 SH DEFINED 15 6504 0 0 LAS VEGAS SANDS CORP COM 517834107 631 14956 SH DEFINED 2 14956 0 0 LAS VEGAS SANDS CORP COM 517834107 4485 106265 SH DEFINED 3 87562 0 18703 LAS VEGAS SANDS CORP COM 517834107 8075 191300 CALL DEFINED 3 191300 0 0 LAS VEGAS SANDS CORP COM 517834107 449 10633 SH DEFINED 5 10633 0 0 LAS VEGAS SANDS CORP COM 517834107 3015 71440 SH DEFINED 7 0 71440 0 LAS VEGAS SANDS CORP COM 517834107 158 3744 SH DEFINED 8 89 3655 0 LAS VEGAS SANDS CORP COM 517834107 66 1560 SH SOLE 1560 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 2 64 SH DEFINED 15 64 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 110 4177 SH DEFINED 3 3529 0 648 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 8016 304330 SH DEFINED 4 0 86150 218180 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 235 8940 SH SOLE 8940 0 0 LATIN AMERN DISCOVERY FD INC COM 51828C106 2 100 SH DEFINED 3 0 0 100 LATTICE SEMICONDUCTOR CORP COM 518415104 6 935 SH DEFINED 15 935 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 246 37686 SH DEFINED 3 4886 0 32800 LAUDER ESTEE COS INC CL A 518439104 210 2000 SH DEFINED 2000 0 0 LAUDER ESTEE COS INC CL A 518439104 52 494 SH DEFINED 15 494 0 0 LAUDER ESTEE COS INC CL A 518439104 5118 48659 SH DEFINED 2 48659 0 0 LAUDER ESTEE COS INC CL A 518439104 216 2052 SH DEFINED 3 1332 0 720 LAUDER ESTEE COS INC CL A 518439104 54 517 SH DEFINED 5 517 0 0 LAUDER ESTEE COS INC CL A 518439104 107 1020 SH SOLE 1020 0 0 LAWSON PRODS INC COM 520776105 3 145 SH DEFINED 3 145 0 0 LAWSON SOFTWARE INC NEW COM 52078P102 76 6816 SH DEFINED 3 6816 0 0 LAYNE CHRISTENSEN CO COM 521050104 1 41 SH DEFINED 15 41 0 0 LAYNE CHRISTENSEN CO COM 521050104 31 1037 SH DEFINED 2 1037 0 0 LAYNE CHRISTENSEN CO COM 521050104 337 11114 SH DEFINED 3 11114 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 182 11567 SH DEFINED 3 0 0 11567 LAZARD GLB TTL RET&INCM FD I COM 52106W103 2191 139396 SH DEFINED 5 139396 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 30 1900 SH DEFINED 8 1900 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 89 6436 SH DEFINED 3 0 0 6436 LEAP WIRELESS INTL INC COM NEW 521863308 5 300 SH DEFINED 15 300 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 20 1229 SH DEFINED 2 1229 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 41 2533 SH DEFINED 3 2533 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 16 987 SH DEFINED 5 987 0 0 LEAP WIRELESS INTL INC NOTE 4.500 521863AL4 4128 4359000 PRN DEFINED 3 4359000 0 0 LEAR CORP COM NEW 521865204 107 2000 SH DEFINED 13 2000 0 0 LEAR CORP COM NEW 521865204 2 44 SH DEFINED 15 44 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LEAR CORP COM NEW 521865204 106 1977 SH DEFINED 2 1977 0 0 LEAR CORP COM NEW 521865204 21 386 SH DEFINED 3 0 0 386 LEAR CORP COM NEW 521865204 1337 25000 CALL DEFINED 3 25000 0 0 LEAR CORP COM NEW 521865204 18 330 SH DEFINED 5 330 0 0 LEAPFROG ENTERPRISES INC CL A 52186N106 5 1155 SH DEFINED 2 1155 0 0 LEAPFROG ENTERPRISES INC CL A 52186N106 7 1719 SH DEFINED 3 1719 0 0 LECROY CORP COM 52324W109 414 34369 SH DEFINED 3 680 0 33689 LEGGETT & PLATT INC COM 524660107 1663 68220 SH DEFINED 1 68220 0 0 LEGGETT & PLATT INC COM 524660107 2467 101176 SH DEFINED 2 101176 0 0 LEGGETT & PLATT INC COM 524660107 727 29831 SH DEFINED 3 1692 0 28139 LEGGETT & PLATT INC COM 524660107 4 160 SH DEFINED 5 160 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 8891 299462 SH DEFINED 3 0 0 299462 LEGACY RESERVES LP UNIT LP INT 524707304 45 1500 PUT DEFINED 3 0 0 1500 LEGACY RESERVES LP UNIT LP INT 524707304 89 3000 SH DEFINED 8 3000 0 0 LEGG MASON INC COM 524901105 5 164 SH DEFINED 164 0 0 LEGG MASON INC COM 524901105 3 81 SH DEFINED 15 81 0 0 LEGG MASON INC COM 524901105 197 6000 SH DEFINED 16 6000 0 0 LEGG MASON INC COM 524901105 2194 66964 SH DEFINED 2 66964 0 0 LEGG MASON INC COM 524901105 340 10385 SH DEFINED 3 1725 0 8660 LEGG MASON INC COM 524901105 15 456 SH DEFINED 5 456 0 0 LENDER PROCESSING SVCS INC COM 52602E102 3 133 SH DEFINED 133 0 0 LENDER PROCESSING SVCS INC COM 52602E102 734 35101 SH DEFINED 2 35101 0 0 LENDER PROCESSING SVCS INC COM 52602E102 136 6495 SH DEFINED 3 0 0 6495 LENNAR CORP CL A 526057104 1575 86800 SH DEFINED 1 86800 0 0 LENNAR CORP CL A 526057104 4 222 SH DEFINED 15 222 0 0 LENNAR CORP CL A 526057104 1088 59934 SH DEFINED 2 59934 0 0 LENNAR CORP CL A 526057104 235 12929 SH DEFINED 3 8423 0 4506 LENNAR CORP CL A 526057104 91 5028 SH DEFINED 5 5028 0 0 LENNAR CORP CL A 526057104 1697 93475 SH DEFINED 7 0 93475 0 LENNAR CORP CL A 526057104 95 5245 SH DEFINED 8 175 5070 0 LENNAR CORP CL B 526057302 17 1151 SH DEFINED 2 1151 0 0 LENNAR CORP CL B 526057302 3489 237660 SH DEFINED 3 237660 0 0 LENNOX INTL INC COM 526107107 0 9 SH DEFINED 15 9 0 0 LENNOX INTL INC COM 526107107 2499 58017 SH DEFINED 3 0 0 58017 LEUCADIA NATL CORP COM 527288104 921 27000 SH DEFINED 27000 0 0 LEUCADIA NATL CORP COM 527288104 74 2171 SH DEFINED 15 2171 0 0 LEUCADIA NATL CORP COM 527288104 3948 115774 SH DEFINED 2 115774 0 0 LEUCADIA NATL CORP COM 527288104 534 15648 SH DEFINED 3 2298 0 13350 LEUCADIA NATL CORP COM 527288104 2004 58756 SH DEFINED 5 58756 0 0 LEUCADIA NATL CORP COM 527288104 38 1100 SH DEFINED 8 1100 0 0 LEUCADIA NATL CORP NOTE 3.750 527288AX2 247 154000 PRN DEFINED 3 154000 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 55 22630 SH DEFINED 22630 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 12 4791 SH DEFINED 15 4791 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 0 64 SH DEFINED 16 64 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 77 31506 SH DEFINED 2 31506 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 191 78266 SH DEFINED 3 90 0 78176 LEVEL 3 COMMUNICATIONS INC NOTE 3.500 52729NBK5 98 98000 PRN DEFINED 3 98000 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 13 7183 SH DEFINED 3 7073 0 110 LEXINGTON REALTY TRUST COM 529043101 1340 146802 SH DEFINED 2 146802 0 0 LEXINGTON REALTY TRUST COM 529043101 73 7995 SH DEFINED 3 4966 0 3029 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 6 125 PRN DEFINED 3 0 0 125 LEXMARK INTL NEW CL A 529771107 25 840 SH DEFINED 15 840 0 0 LEXMARK INTL NEW CL A 529771107 1069 36538 SH DEFINED 2 36538 0 0 LEXMARK INTL NEW CL A 529771107 52 1777 SH DEFINED 3 939 0 838 LEXMARK INTL NEW CL A 529771107 4 136 SH DEFINED 5 136 0 0 LIBBEY INC COM 529898108 18 1088 SH DEFINED 3 823 0 265 LIBERTY ALL-STAR GROWTH FD I COM 529900102 88 19836 SH DEFINED 3 0 0 19836 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 3533 683453 SH DEFINED 3 0 0 683453 LIBERTY GLOBAL INC COM SER A 530555101 2859 63481 SH DEFINED 16 63404 77 0 LIBERTY GLOBAL INC COM SER A 530555101 2243 49795 SH DEFINED 3 49768 0 27

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LIBERTY GLOBAL INC COM SER A 530555101 6256 138900 CALL DEFINED 3 138900 0 0 LIBERTY GLOBAL INC COM SER C 530555309 2 48 SH DEFINED 15 48 0 0 LIBERTY GLOBAL INC COM SER C 530555309 724 16950 SH DEFINED 16 16950 0 0 LIBERTY GLOBAL INC COM SER C 530555309 0 2 SH DEFINED 3 0 0 2 LIBERTY MEDIA CORP DEB 3.500 530715AN1 4340 8037000 PRN DEFINED 3 8015000 0 22000 LIBERTY MEDIA CORP DEB 3.250 530715AR2 18523 21601000 PRN DEFINED 3 21600000 0 1000 LIBERTY MEDIA CORP NEW DEB 3.125 530718AF2 26884 22423000 PRN DEFINED 3 22417000 0 6000 LIBERTY MEDIA CORP NEW DEB 3.125 530718AF2 11132 9290000 PRN DEFINED 6 9290000 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 6 350 SH DEFINED 15 350 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 413 24600 SH DEFINED 16 24600 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 4635 276402 SH DEFINED 2 276402 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 7327 436885 SH DEFINED 3 436000 0 885 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 5 273 SH DEFINED 5 273 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 28 330 SH DEFINED 15 330 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 422 4920 SH DEFINED 16 4920 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 563 6571 SH DEFINED 2 6571 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 154 1795 SH DEFINED 3 0 0 1795 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 8 90 SH DEFINED 7 0 90 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 1 11 SH DEFINED 15 11 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 148 1968 SH DEFINED 16 1968 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 625 8311 SH DEFINED 2 8311 0 0 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 6 75 SH DEFINED 3 0 0 75 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 3 39 SH DEFINED 5 39 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2113 64868 SH DEFINED 2 64868 0 0 LIBERTY PPTY TR SH BEN INT 531172104 53 1625 SH DEFINED 3 0 0 1625 LIFEWAY FOODS INC COM 531914109 1 78 SH DEFINED 15 78 0 0 LIFEWAY FOODS INC COM 531914109 2 190 SH DEFINED 3 190 0 0 LIFE TIME FITNESS INC COM 53217R207 2 44 SH DEFINED 44 0 0 LIFE TIME FITNESS INC COM 53217R207 10 239 SH DEFINED 15 239 0 0 LIFE TIME FITNESS INC COM 53217R207 71 1788 SH DEFINED 3 1754 0 34 LIFE TECHNOLOGIES CORP COM 53217V109 280 5373 SH DEFINED 15 5373 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 8165 156804 SH DEFINED 2 156804 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 641 12310 SH DEFINED 3 2091 0 10219 LIFE TECHNOLOGIES CORP COM 53217V109 54 1030 SH DEFINED 5 1030 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 69 1771 SH DEFINED 10 1771 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 7 174 SH DEFINED 11 174 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 15 376 SH DEFINED 16 296 80 0 LIFEPOINT HOSPITALS INC COM 53219L109 1269 32471 SH DEFINED 2 32471 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 455 11631 SH DEFINED 3 11100 0 531 LIFEPOINT HOSPITALS INC COM 53219L109 9 220 SH SOLE 220 0 0 LIFEPOINT HOSPITALS INC SDCV 3.250 53219LAG4 10 10000 PRN DEFINED 3 10000 0 0 LIFEPOINT HOSPITALS INC NOTE 3.500 53219LAH2 3873 3620000 PRN DEFINED 6 3620000 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 10 815 SH DEFINED 3 815 0 0 LIFETIME BRANDS INC COM 53222Q103 5 385 SH DEFINED 3 385 0 0 LIFETIME BRANDS INC COM 53222Q103 364 31000 SH DEFINED 4 0 0 31000 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 1 350 SH DEFINED 350 0 0 LIHUA INTL INC COM 532352101 128 21055 SH DEFINED 3 0 0 21055 LILLY ELI & CO COM 532457108 631 16802 SH DEFINED 16802 0 0 LILLY ELI & CO COM 532457108 3753 100000 SH DEFINED 1 100000 0 0 LILLY ELI & CO COM 532457108 564 15036 SH DEFINED 10 15036 0 0 LILLY ELI & CO COM 532457108 148 3955 SH DEFINED 12 0 0 3955 LILLY ELI & CO COM 532457108 124 3300 SH DEFINED 13 3300 0 0 LILLY ELI & CO COM 532457108 369 9839 SH DEFINED 14 9839 0 0 LILLY ELI & CO COM 532457108 406 10805 SH DEFINED 15 10805 0 0 LILLY ELI & CO COM 532457108 225 6000 SH DEFINED 16 6000 0 0 LILLY ELI & CO COM 532457108 19606 522405 SH DEFINED 2 522405 0 0 LILLY ELI & CO COM 532457108 22906 610341 SH DEFINED 3 12048 0 598293 LILLY ELI & CO COM 532457108 165 4400 CALL DEFINED 3 4400 0 0 LILLY ELI & CO COM 532457108 5539 147586 SH DEFINED 5 147586 0 0 LILLY ELI & CO COM 532457108 56 1500 SH DEFINED 7 0 1500 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LILLY ELI & CO COM 532457108 487 12964 SH DEFINED 8 12964 0 0 LILLY ELI & CO COM 532457108 4306 120435 SH SOLE 120435 0 0 LIMELIGHT NETWORKS INC COM 53261M104 13 2815 SH DEFINED 3 2815 0 0 LIMITED BRANDS INC COM 532716107 2330 60600 SH DEFINED 1 60600 0 0 LIMITED BRANDS INC COM 532716107 154 4005 SH DEFINED 10 4005 0 0 LIMITED BRANDS INC COM 532716107 10 261 SH DEFINED 15 261 0 0 LIMITED BRANDS INC COM 532716107 4190 108977 SH DEFINED 2 108977 0 0 LIMITED BRANDS INC COM 532716107 401 10428 SH DEFINED 3 0 0 10428 LIMITED BRANDS INC COM 532716107 1526 39689 SH DEFINED 5 39689 0 0 LIMITED BRANDS INC COM 532716107 77 1995 SH DEFINED 7 0 1995 0 LIMITED BRANDS INC COM 532716107 345 8975 SH DEFINED 8 2175 6800 0 LIMITED BRANDS INC COM 532716107 288 7488 SH SOLE 7488 0 0 LIMONEIRA CO COM 532746104 7 324 SH DEFINED 3 324 0 0 LIN TV CORP CL A 532774106 2 450 SH DEFINED 15 450 0 0 LIN TV CORP CL A 532774106 6 1230 SH DEFINED 3 1230 0 0 LINCARE HLDGS INC COM 532791100 20 697 SH DEFINED 3 0 0 697 LINCARE HLDGS INC COM 532791100 8 262 SH DEFINED 5 262 0 0 LINCOLN EDL SVCS CORP COM 533535100 4 250 SH DEFINED 15 250 0 0 LINCOLN EDL SVCS CORP COM 533535100 1077 62815 SH DEFINED 3 62815 0 0 LINCOLN ELEC HLDGS INC COM 533900106 1 39 SH DEFINED 15 39 0 0 LINCOLN ELEC HLDGS INC COM 533900106 3471 96812 SH DEFINED 2 96812 0 0 LINCOLN ELEC HLDGS INC COM 533900106 69 1931 SH DEFINED 3 0 0 1931 LINCOLN NATL CORP IND COM 534187109 25 877 SH DEFINED 877 0 0 LINCOLN NATL CORP IND COM 534187109 197 6929 SH DEFINED 10 6929 0 0 LINCOLN NATL CORP IND COM 534187109 20 698 SH DEFINED 11 698 0 0 LINCOLN NATL CORP IND COM 534187109 141 4948 SH DEFINED 15 4948 0 0 LINCOLN NATL CORP IND COM 534187109 30 1056 SH DEFINED 16 1056 0 0 LINCOLN NATL CORP IND COM 534187109 5149 180740 SH DEFINED 2 180740 0 0 LINCOLN NATL CORP IND COM 534187109 358 12581 SH DEFINED 3 3738 0 8843 LINCOLN NATL CORP IND COM 534187109 114 3998 SH DEFINED 5 3998 0 0 LINCOLN NATL CORP IND COM 534187109 3 90 SH DEFINED 8 90 0 0 LINCOLN NATL CORP IND COM 534187109 34 1185 SH SOLE 1185 0 0 LINCOLN NATL CORP IND *W EXP 534187117 18 900 SH DEFINED 3 0 0 900 07/10/201 LINDSAY CORP COM 535555106 4 55 SH DEFINED 15 55 0 0 LINDSAY CORP COM 535555106 502 7292 SH DEFINED 3 5821 0 1471 LINEAR TECHNOLOGY CORP COM 535678106 319 9667 SH DEFINED 9667 0 0 LINEAR TECHNOLOGY CORP COM 535678106 10 296 SH DEFINED 15 296 0 0 LINEAR TECHNOLOGY CORP COM 535678106 4646 140710 SH DEFINED 2 140710 0 0 LINEAR TECHNOLOGY CORP COM 535678106 956 28946 SH DEFINED 3 2662 0 26284 LINEAR TECHNOLOGY CORP COM 535678106 0 6 SH DEFINED 5 6 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000 535678AC0 3070 2900000 PRN DEFINED 6 2900000 0 0 LINKEDIN CORP COM CL A 53578A108 222 2466 SH DEFINED 2 2466 0 0 LINKEDIN CORP COM CL A 53578A108 1 10 SH DEFINED 3 0 0 10 LIONS GATE ENTMNT CORP COM NEW 535919203 12 1870 SH DEFINED 3 1870 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 21 3228 SH DEFINED 5 3228 0 0 LINKTONE LTD ADR 535925101 18 20000 SH DEFINED 14 20000 0 0 LINKTONE LTD ADR 535925101 4 4034 SH DEFINED 16 4034 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 162 4137 SH DEFINED 2 4137 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 15502 396775 SH DEFINED 3 0 0 396775 LINN ENERGY LLC UNIT LTD LIAB 536020100 3023 77370 SH DEFINED 5 77370 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 8 2555 SH DEFINED 3 2555 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 2081 654438 SH DEFINED 4 0 170200 484238 LIQUIDITY SERVICES INC COM 53635B107 4 177 SH DEFINED 15 177 0 0 LIQUIDITY SERVICES INC COM 53635B107 29 1216 SH DEFINED 3 779 0 437 LITHIA MTRS INC CL A 536797103 228 11606 SH DEFINED 3 915 0 10691 LITHIA MTRS INC CL A 536797103 687 35000 SH DEFINED 4 0 0 35000 LITTELFUSE INC COM 537008104 55 943 SH DEFINED 3 943 0 0 LITTELFUSE INC COM 537008104 350 5956 SH DEFINED 5 5956 0 0 LITTELFUSE INC COM 537008104 67 1144 SH DEFINED 8 1144 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LIVE NATION ENTERTAINMENT IN COM 538034109 38 3300 SH DEFINED 15 3300 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 14 1250 SH DEFINED 16 1250 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 81 7080 SH DEFINED 3 5853 0 1227 LIVE NATION ENTERTAINMENT IN COM 538034109 1 96 SH DEFINED 5 96 0 0 LIVEPERSON INC COM 538146101 31 2185 SH DEFINED 3 2185 0 0 LIVEPERSON INC COM 538146101 141 10000 SH DEFINED 5 10000 0 0 LIZ CLAIBORNE INC COM 539320101 486 90818 SH DEFINED 2 90818 0 0 LIZ CLAIBORNE INC COM 539320101 26 4823 SH DEFINED 3 3923 0 900 LIZ CLAIBORNE INC COM 539320101 3 500 SH DEFINED 5 500 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 7 2357 SH DEFINED 2357 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 2 794 SH DEFINED 13 794 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 4 1249 SH DEFINED 15 1249 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 656 210145 SH DEFINED 2 210145 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1060 339803 SH DEFINED 3 338539 0 1264 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 52 16686 SH DEFINED 5 16686 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 2 512 SH DEFINED 7 0 512 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 17 5605 SH DEFINED 5;1 5605 0 0 LO-JACK CORP COM 539451104 0 100 SH DEFINED 3 0 0 100 LOCKHEED MARTIN CORP COM 539830109 243 3000 SH DEFINED 14 3000 0 0 LOCKHEED MARTIN CORP COM 539830109 268 3308 SH DEFINED 15 3308 0 0 LOCKHEED MARTIN CORP COM 539830109 12082 149211 SH DEFINED 2 149211 0 0 LOCKHEED MARTIN CORP COM 539830109 2747 33920 SH DEFINED 3 2688 0 31232 LOCKHEED MARTIN CORP COM 539830109 1034 12764 SH DEFINED 5 12764 0 0 LOCKHEED MARTIN CORP COM 539830109 680 8400 SH DEFINED 8 8400 0 0 LODGENET INTERACTIVE CORP COM 540211109 1 230 SH DEFINED 15 230 0 0 LOEWS CORP COM 540424108 203 4821 SH DEFINED 15 4821 0 0 LOEWS CORP COM 540424108 6324 150241 SH DEFINED 2 150241 0 0 LOEWS CORP COM 540424108 953 22653 SH DEFINED 3 3622 0 19031 LOEWS CORP COM 540424108 243 5776 SH DEFINED 5 5776 0 0 LOEWS CORP COM 540424108 267 6355 SH DEFINED 8 6355 0 0 LOGMEIN INC COM 54142L109 211 5476 SH DEFINED 2 5476 0 0 LOGMEIN INC COM 54142L109 36 945 SH DEFINED 3 845 0 100 LONCOR RESOURCES INC COM 54179W101 12648 4719300 SH DEFINED 1 4719300 0 0 LONCOR RESOURCES INC COM 54179W101 15 5600 SH DEFINED 5 5600 0 0 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 777 48026 SH DEFINED 3 47990 0 36 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 1456 90000 CALL DEFINED 3 90000 0 0 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 1456 90000 PUT DEFINED 3 90000 0 0 LOOPNET INC COM 543524300 12846 698897 SH DEFINED 3 698501 0 396 LORAL SPACE & COMMUNICATNS I COM 543881106 18 262 SH DEFINED 2 262 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 448 6453 SH DEFINED 3 453 0 6000 LORILLARD INC COM 544147101 1332 12238 SH DEFINED 12238 0 0 LORILLARD INC COM 544147101 29 268 SH DEFINED 15 268 0 0 LORILLARD INC COM 544147101 7726 70965 SH DEFINED 2 70965 0 0 LORILLARD INC COM 544147101 7492 68815 SH DEFINED 3 1697 0 67118 LORILLARD INC COM 544147101 694 6376 SH DEFINED 5 6376 0 0 LORILLARD INC COM 544147101 100 914 SH DEFINED 8 914 0 0 LOUISIANA PAC CORP COM 546347105 51 6244 SH DEFINED 2 6244 0 0 LOUISIANA PAC CORP COM 546347105 820 100781 SH DEFINED 3 5481 0 95300 LOUISIANA PAC CORP COM 546347105 24 3000 SH DEFINED 5 3000 0 0 LOWES COS INC COM 548661107 252 10825 SH DEFINED 1425 9400 0 LOWES COS INC COM 548661107 8 350 SH DEFINED 1 350 0 0 LOWES COS INC COM 548661107 270 11581 SH DEFINED 10 11581 0 0 LOWES COS INC COM 548661107 46 1969 SH DEFINED 11 1969 0 0 LOWES COS INC COM 548661107 90 3860 SH DEFINED 12 0 0 3860 LOWES COS INC COM 548661107 179 7667 SH DEFINED 15 7667 0 0 LOWES COS INC COM 548661107 47 2016 SH DEFINED 16 2016 0 0 LOWES COS INC COM 548661107 16579 711221 SH DEFINED 2 711221 0 0 LOWES COS INC COM 548661107 10464 448906 SH DEFINED 3 269390 0 179516 LOWES COS INC COM 548661107 699 30000 CALL DEFINED 3 30000 0 0 LOWES COS INC COM 548661107 9091 390000 PUT DEFINED 3 390000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- LOWES COS INC COM 548661107 400 17148 SH DEFINED 5 17148 0 0 LOWES COS INC COM 548661107 545 23380 SH DEFINED 7 0 23380 0 LOWES COS INC COM 548661107 54 2304 SH DEFINED 8 1134 1170 0 LOWES COS INC COM 548661107 2048 87840 SH SOLE 87840 0 0 LUBRIZOL CORP COM 549271104 2640 19660 SH DEFINED 2 19660 0 0 LUBRIZOL CORP COM 549271104 36652 272971 SH DEFINED 3 272800 0 171 LUBRIZOL CORP COM 549271104 644 4800 PUT DEFINED 3 4800 0 0 LUBRIZOL CORP COM 549271104 2394 17827 SH DEFINED 5 17827 0 0 LUBRIZOL CORP COM 549271104 510 3800 PUT DEFINED 5 3800 0 0 LUBRIZOL CORP COM 549271104 32 235 SH DEFINED 8 235 0 0 LUBYS INC COM 549282101 81 14616 SH DEFINED 3 14616 0 0 LUBYS INC COM 549282101 254 46000 SH DEFINED 4 0 0 46000 LUCENT TECHNOLOGIES INC DBCV 2.87 549463AH0 25 26000 PRN DEFINED 3 26000 0 0 LUFKIN INDS INC COM 549764108 10 119 SH DEFINED 15 119 0 0 LUFKIN INDS INC COM 549764108 458 5327 SH DEFINED 2 5327 0 0 LUFKIN INDS INC COM 549764108 1781 20693 SH DEFINED 3 20000 0 693 LULULEMON ATHLETICA INC COM 550021109 271 2423 SH DEFINED 15 2423 0 0 LULULEMON ATHLETICA INC COM 550021109 1248 11159 SH DEFINED 3 2870 0 8289 LULULEMON ATHLETICA INC COM 550021109 1041 9310 SH DEFINED 5 9310 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 431 16966 SH DEFINED 2 16966 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 24 959 SH DEFINED 3 959 0 0 LUMINEX CORP DEL COM 55027E102 33 1568 SH DEFINED 3 1568 0 0 LUMINEX CORP DEL COM 55027E102 0 12 SH DEFINED 5 12 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 174 5409 SH DEFINED 2 5409 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 43 1333 SH DEFINED 5 1333 0 0 LYDALL INC DEL COM 550819106 4 310 SH DEFINED 16 0 310 0 LYDALL INC DEL COM 550819106 11 930 SH DEFINED 3 712 0 218 LYDALL INC DEL COM 550819106 670 56000 SH DEFINED 4 0 0 56000 M & F WORLDWIDE CORP COM 552541104 198 7663 SH DEFINED 3 7663 0 0 M & F WORLDWIDE CORP COM 552541104 2455 95000 PUT DEFINED 3 95000 0 0 M & T BK CORP COM 55261F104 1 12 SH DEFINED 12 0 0 M & T BK CORP COM 55261F104 52 587 SH DEFINED 15 587 0 0 M & T BK CORP COM 55261F104 4657 52946 SH DEFINED 2 52946 0 0 M & T BK CORP COM 55261F104 830 9435 SH DEFINED 3 1520 0 7915 MBIA INC COM 55262C100 13 1500 SH DEFINED 16 1500 0 0 MBIA INC COM 55262C100 22 2575 SH DEFINED 2 2575 0 0 MBIA INC COM 55262C100 14 1583 SH DEFINED 3 0 0 1583 MBIA INC COM 55262C100 148 17000 SH DEFINED 5 17000 0 0 MB FINANCIAL INC NEW COM 55264U108 1 39 SH DEFINED 15 39 0 0 MB FINANCIAL INC NEW COM 55264U108 43 2258 SH DEFINED 3 2258 0 0 M D C HLDGS INC COM 552676108 74 3000 SH DEFINED 3000 0 0 M D C HLDGS INC COM 552676108 10 400 SH DEFINED 16 0 400 0 M D C HLDGS INC COM 552676108 617 25022 SH DEFINED 2 25022 0 0 M D C HLDGS INC COM 552676108 47 1906 SH DEFINED 3 1556 0 350 M D C HLDGS INC COM 552676108 13 514 SH DEFINED 5 514 0 0 MDU RES GROUP INC COM 552690109 1662 73886 SH DEFINED 2 73886 0 0 MDU RES GROUP INC COM 552690109 1639 72832 SH DEFINED 3 0 0 72832 MDC PARTNERS INC CL A SUB VTG 552697104 19 1040 SH DEFINED 3 1040 0 0 MEMC ELECTR MATLS INC COM 552715104 8 887 SH DEFINED 15 887 0 0 MEMC ELECTR MATLS INC COM 552715104 2 215 SH DEFINED 16 0 215 0 MEMC ELECTR MATLS INC COM 552715104 1595 186954 SH DEFINED 2 186954 0 0 MEMC ELECTR MATLS INC COM 552715104 1087 127408 SH DEFINED 3 118878 0 8530 MEMC ELECTR MATLS INC COM 552715104 747 87600 PUT DEFINED 3 87600 0 0 MEMC ELECTR MATLS INC COM 552715104 464 54450 SH DEFINED 4 0 6750 47700 MEMC ELECTR MATLS INC COM 552715104 13 1500 SH DEFINED 5 1500 0 0 MEMC ELECTR MATLS INC COM 552715104 0 43 SH DEFINED 8 43 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 465 49645 SH DEFINED 3 0 0 49645 MFA FINANCIAL INC COM 55272X102 127 15769 SH DEFINED 15769 0 0 MFA FINANCIAL INC COM 55272X102 813 101136 SH DEFINED 2 101136 0 0 MFA FINANCIAL INC COM 55272X102 6446 801783 SH DEFINED 3 14768 0 787015

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MFA FINANCIAL INC COM 55272X102 1436 178550 SH DEFINED 4 0 22050 156500 MFA FINANCIAL INC COM 55272X102 137 17000 SH DEFINED 5 17000 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 506 74157 SH DEFINED 3 0 0 74157 MFS MUN INCOME TR SH BEN INT 552738106 8 1200 SH DEFINED 3 0 0 1200 MFS INTER INCOME TR SH BEN INT 55273C107 851 134605 SH DEFINED 3 0 0 134605 MFS INTER INCOME TR SH BEN INT 55273C107 1623 256747 SH DEFINED 5 256747 0 0 MF GLOBAL HLDGS LTD COM 55277J108 3 370 SH DEFINED 15 370 0 0 MF GLOBAL HLDGS LTD COM 55277J108 53 6796 SH DEFINED 3 6796 0 0 MF GLOBAL HLDGS LTD NOTE 1.87 55277JAA6 2472 2500000 PRN DEFINED 6 2500000 0 0 MGE ENERGY INC COM 55277P104 844 20815 SH DEFINED 2 20815 0 0 MGE ENERGY INC COM 55277P104 58 1434 SH DEFINED 3 959 0 475 MELA SCIENCES INC COM 55277R100 33 13900 SH DEFINED 2 13900 0 0 MELA SCIENCES INC COM 55277R100 2 1000 SH DEFINED 5 1000 0 0 MGIC INVT CORP WIS COM 552848103 341 57303 SH DEFINED 2 57303 0 0 MGIC INVT CORP WIS COM 552848103 2000 336188 SH DEFINED 3 40184 0 296004 MGIC INVT CORP WIS COM 552848103 298 50000 CALL DEFINED 3 50000 0 0 MGIC INVT CORP WIS COM 552848103 298 50000 PUT DEFINED 3 50000 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 233 34248 SH DEFINED 3 0 0 34248 MGM RESORTS INTERNATIONAL COM 552953101 468 35399 SH DEFINED 2 35399 0 0 MGM RESORTS INTERNATIONAL COM 552953101 15825 1197993 SH DEFINED 3 1128585 0 69408 MGM RESORTS INTERNATIONAL COM 552953101 8933 676200 CALL DEFINED 3 676200 0 0 MGM RESORTS INTERNATIONAL COM 552953101 41893 3171300 PUT DEFINED 3 3171300 0 0 MGM RESORTS INTERNATIONAL COM 552953101 258 19550 SH DEFINED 5 19550 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2355 178255 SH DEFINED 7 0 178255 0 MGM RESORTS INTERNATIONAL COM 552953101 119 9046 SH DEFINED 8 0 9046 0 MGP INGREDIENTS INC COM 55302G103 4 499 SH DEFINED 3 499 0 0 MHI HOSPITALITY CORP COM 55302L102 48 16459 SH DEFINED 3 0 0 16459 MGT CAPITAL INVTS INC COM 55302P103 1 5238 SH DEFINED 16 5238 0 0 MGM RESORTS INTERNATIONAL NOTE 4.250 55303QAE0 6510 6000000 PRN DEFINED 3 6000000 0 0 MGM RESORTS INTERNATIONAL NOTE 4.250 55303QAE0 7052 6500000 PRN DEFINED 6 6500000 0 0 MI DEVS INC CL A SUB VTG 55304X104 10 340 SH DEFINED 340 0 0 MI DEVS INC CL A SUB VTG 55304X104 107 3500 SH DEFINED 2 3500 0 0 MI DEVS INC CL A SUB VTG 55304X104 0 7 SH DEFINED 5 7 0 0 M/I HOMES INC COM 55305B101 11 934 SH DEFINED 2 934 0 0 M/I HOMES INC COM 55305B101 10 776 SH DEFINED 3 776 0 0 MKS INSTRUMENT INC COM 55306N104 105 3961 SH DEFINED 3 2168 0 1793 MLP & STRATEGIC EQUITY FD IN COM 55312N106 302 17240 SH DEFINED 3 0 0 17240 MPG OFFICE TR INC COM 553274101 115 40198 SH DEFINED 3 2034 0 38164 MSC INDL DIRECT INC CL A 553530106 1634 24639 SH DEFINED 2 24639 0 0 MSC INDL DIRECT INC CL A 553530106 20 301 SH DEFINED 3 0 0 301 MSC INDL DIRECT INC CL A 553530106 1373 20700 SH DEFINED 4 0 3600 17100 MSC INDL DIRECT INC CL A 553530106 6 83 SH DEFINED 5 83 0 0 MSCI INC CL A 55354G100 9 231 SH DEFINED 15 231 0 0 MSCI INC CL A 55354G100 1761 46724 SH DEFINED 2 46724 0 0 MTS SYS CORP COM 553777103 196 4688 SH DEFINED 3 647 0 4041 MVC CAPITAL INC COM 553829102 184 13883 SH DEFINED 3 995 0 12888 MV OIL TR TR UNITS 553859109 107 2569 SH DEFINED 3 0 0 2569 MWI VETERINARY SUPPLY INC COM 55402X105 116 1440 SH DEFINED 2 1440 0 0 MWI VETERINARY SUPPLY INC COM 55402X105 42 521 SH DEFINED 3 521 0 0 MWI VETERINARY SUPPLY INC COM 55402X105 27419 339468 SH DEFINED 4 0 254028 85440 MWI VETERINARY SUPPLY INC COM 55402X105 17 208 SH DEFINED 5 208 0 0 MYR GROUP INC DEL COM 55405W104 0 10 SH DEFINED 15 10 0 0 MYR GROUP INC DEL COM 55405W104 160 6835 SH DEFINED 3 835 0 6000 MAC-GRAY CORP COM 554153106 8 493 SH DEFINED 3 493 0 0 MAC-GRAY CORP COM 554153106 1600 103534 SH DEFINED 4 0 20904 82630 MACERICH CO COM 554382101 7 123 SH DEFINED 123 0 0 MACERICH CO COM 554382101 1657 30977 SH DEFINED 2 30977 0 0 MACERICH CO COM 554382101 4785 89439 SH DEFINED 3 0 0 89439 MACERICH CO COM 554382101 244 4558 SH DEFINED 5 4558 0 0 MACK CALI RLTY CORP COM 554489104 46 1400 SH DEFINED 15 1400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MACK CALI RLTY CORP COM 554489104 1144 34720 SH DEFINED 2 34720 0 0 MACK CALI RLTY CORP COM 554489104 2 48 SH DEFINED 5 48 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 269 16852 SH DEFINED 3 0 0 16852 MACQUARIE FT TR GB INF UT DI COM 55607W100 1556 97280 SH DEFINED 5 97280 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 27 1700 SH DEFINED 8 1700 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 131 4758 SH DEFINED 3 0 0 4758 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 350 12675 SH DEFINED 5 12675 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 74 4000 SH DEFINED 4000 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 386 20764 SH DEFINED 3 0 0 20764 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 655 35280 SH DEFINED 5 35280 0 0 MAD CATZ INTERACTIVE INC COM 556162105 2 1600 SH DEFINED 5 1600 0 0 MACYS INC COM 55616P104 59930 2049600 SH DEFINED 1 2049600 0 0 MACYS INC COM 55616P104 6104 208772 SH DEFINED 2 208772 0 0 MACYS INC COM 55616P104 10803 369465 SH DEFINED 3 321200 0 48265 MACYS INC COM 55616P104 13269 453790 SH DEFINED 4 0 109145 344645 MACYS INC COM 55616P104 19 640 SH DEFINED 7 0 640 0 MADDEN STEVEN LTD COM 556269108 76 2019 SH DEFINED 3 1569 0 450 MADDEN STEVEN LTD COM 556269108 3517 93751 SH DEFINED 4 0 34725 59026 MADISON CLAYMORE CALL &EQTY COM 556582104 32 3739 SH DEFINED 3 0 0 3739 MADISON STRTG SECTOR PREM FD COM 558268108 357 28785 SH DEFINED 3 0 0 28785 MADISON SQUARE GARDEN CO CL A 55826P100 17 625 SH DEFINED 14 625 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 2 80 SH DEFINED 15 80 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 815 29600 SH DEFINED 16 29600 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 40 1454 SH DEFINED 3 0 0 1454 MADISON SQUARE GARDEN CO CL A 55826P100 28 1000 SH DEFINED 7 0 1000 0 MAG SILVER CORP COM 55903Q104 41 4100 SH DEFINED 3 0 0 4100 MAG SILVER CORP COM 55903Q104 91 9100 SH DEFINED 5 9100 0 0 MAG SILVER CORP COM 55903Q104 20 2000 CALL DEFINED 5 2000 0 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 73 1331 SH DEFINED 3 1331 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 39 660 SH DEFINED 660 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1951 32672 SH DEFINED 2 32672 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 12970 217138 SH DEFINED 3 0 0 217138 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 236 3944 SH DEFINED 5 3944 0 0 MAGMA DESIGN AUTOMATION COM 559181102 22 2770 SH DEFINED 3 2770 0 0 MAGNA INTL INC COM 559222401 300 5555 SH DEFINED 5555 0 0 MAGNA INTL INC COM 559222401 597860 11063289 SH DEFINED 1 11063289 0 0 MAGNA INTL INC COM 559222401 2 29 SH DEFINED 15 29 0 0 MAGNA INTL INC COM 559222401 651 12042 SH DEFINED 3 0 0 12042 MAGNA INTL INC COM 559222401 163229 3020515 SH DEFINED 5 3020515 0 0 MAGNA INTL INC COM 559222401 1200 22200 CALL DEFINED 5 22200 0 0 MAGNA INTL INC COM 559222401 42624 788754 SH DEFINED 7 0 788754 0 MAGNA INTL INC COM 559222401 4805 88911 SH DEFINED 8 70761 18150 0 MAGNA INTL INC COM 559222401 227 4205 SH DEFINED 9 4205 0 0 MAGNA INTL INC COM 559222401 58884 1089630 SH DEFINED 5;1 1089630 0 0 MAGNA INTL INC COM 559222401 116483 2155498 SH SOLE 2155498 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 6 848 SH DEFINED 3 0 0 848 MAGNUM HUNTER RES CORP DEL COM 55973B102 14 2000 SH DEFINED 5 2000 0 0 MAGNUM HUNTER RESOURCES COM 55973B102 20008 2959748 SH SOLE 2959748 0 0 CORPORATION MAIDENFORM BRANDS INC COM 560305104 418 15101 SH DEFINED 2 15101 0 0 MAIDENFORM BRANDS INC COM 560305104 27 971 SH DEFINED 3 971 0 0 MAIN STREET CAPITAL CORP COM 56035L104 1231 64976 SH DEFINED 3 834 0 64142 MAINSOURCE FINANCIAL GP INC COM 56062Y102 7 835 SH DEFINED 3 835 0 0 MAJESCO ENTERTAINMENT CO COM NEW 560690208 59 19648 SH DEFINED 3 0 0 19648 MAKITA CORP ADR NEW 560877300 2 35 SH DEFINED 15 35 0 0 MAKITA CORP ADR NEW 560877300 47 1000 SH DEFINED 3 0 0 1000 MAKITA CORP ADR NEW 560877300 17 366 SH DEFINED 5 366 0 0 MAKO SURGICAL CORP COM 560879108 19 634 SH DEFINED 2 634 0 0 MAKO SURGICAL CORP COM 560879108 181 6096 SH DEFINED 3 1327 0 4769 MANAGED DURATION INVT GRD FU COM 56165R103 43 3144 SH DEFINED 3 0 0 3144

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MANAGED HIGH YIELD PLUS FD I COM 561911108 12 5000 SH DEFINED 8 5000 0 0 MANHATTAN ASSOCS INC COM 562750109 1 26 SH DEFINED 15 26 0 0 MANHATTAN ASSOCS INC COM 562750109 323 9377 SH DEFINED 2 9377 0 0 MANHATTAN ASSOCS INC COM 562750109 31 902 SH DEFINED 3 902 0 0 MANHATTAN ASSOCS INC COM 562750109 11089 321983 SH DEFINED 4 0 249593 72390 MANITOWOC INC COM 563571108 15 910 SH DEFINED 910 0 0 MANITOWOC INC COM 563571108 3 160 SH DEFINED 2 160 0 0 MANITOWOC INC COM 563571108 4961 294611 SH DEFINED 3 25700 0 268911 MANITOWOC INC COM 563571108 88 5233 SH DEFINED 5 5233 0 0 MANITOWOC INC COM 563571108 17 1000 SH DEFINED 7 0 1000 0 MANNATECH INC COM 563771104 0 300 SH DEFINED 3 0 0 300 MANNATECH INC COM 563771104 0 217 SH DEFINED 5 217 0 0 MANNKIND CORP COM 56400P201 28 7250 SH DEFINED 7250 0 0 MANNKIND CORP COM 56400P201 6 1500 SH DEFINED 15 1500 0 0 MANNKIND CORP COM 56400P201 0 18 SH DEFINED 2 18 0 0 MANNKIND CORP COM 56400P201 42 10953 SH DEFINED 3 3203 0 7750 MANPOWERGROUP INC COM 56418H100 1 25 SH DEFINED 15 25 0 0 MANPOWERGROUP INC COM 56418H100 4249 79206 SH DEFINED 2 79206 0 0 MANPOWERGROUP INC COM 56418H100 616 11482 SH DEFINED 3 0 0 11482 MANPOWERGROUP INC COM 56418H100 5 100 SH DEFINED 5 100 0 0 MANTECH INTL CORP CL A 564563104 492 11076 SH DEFINED 2 11076 0 0 MANTECH INTL CORP CL A 564563104 163 3661 SH DEFINED 3 967 0 2694 MANTECH INTL CORP CL A 564563104 515 11600 SH DEFINED 4 0 1900 9700 MANULIFE FINL CORP COM 56501R106 1476 83559 SH DEFINED 83559 0 0 MANULIFE FINL CORP COM 56501R106 1109763 62840497 SH DEFINED 1 62840497 0 0 MANULIFE FINL CORP COM 56501R106 45033 2550000 CALL DEFINED 1 2550000 0 0 MANULIFE FINL CORP COM 56501R106 28 1610 SH DEFINED 11 1610 0 0 MANULIFE FINL CORP COM 56501R106 6 360 SH DEFINED 13 360 0 0 MANULIFE FINL CORP COM 56501R106 132 7500 SH DEFINED 14 7500 0 0 MANULIFE FINL CORP COM 56501R106 68 3842 SH DEFINED 15 3842 0 0 MANULIFE FINL CORP COM 56501R106 106 6000 SH DEFINED 16 6000 0 0 MANULIFE FINL CORP COM 56501R106 533 30182 SH DEFINED 3 60 0 30122 MANULIFE FINL CORP COM 56501R106 188166 10654947 SH DEFINED 5 10654947 0 0 MANULIFE FINL CORP COM 56501R106 8154 461700 CALL DEFINED 5 461700 0 0 MANULIFE FINL CORP COM 56501R106 4532 256600 PUT DEFINED 5 256600 0 0 MANULIFE FINL CORP COM 56501R106 53283 3017141 SH DEFINED 7 0 3017141 0 MANULIFE FINL CORP COM 56501R106 4929 279083 SH DEFINED 8 201968 77115 0 MANULIFE FINL CORP COM 56501R106 644 36452 SH DEFINED 9 36452 0 0 MANULIFE FINL CORP COM 56501R106 84877 4806161 SH DEFINED 5;1 4806161 0 0 MANULIFE FINL CORP COM 56501R106 983206 55674183 SH SOLE 55674183 0 0 MANULIFE FINL CORP COM 56501R106 3532 200000 CALL SOLE 200000 0 0 MANULIFE FINL CORP COM 56501R106 1766 100000 PUT SOLE 100000 0 0 MAP PHARMACEUTICALS INC COM 56509R108 174 10907 SH DEFINED 3 907 0 10000 MARATHON OIL CORP COM 565849106 568 10783 SH DEFINED 10783 0 0 MARATHON OIL CORP COM 565849106 61025 1158400 SH DEFINED 1 1158400 0 0 MARATHON OIL CORP COM 565849106 153 2900 SH DEFINED 10 2900 0 0 MARATHON OIL CORP COM 565849106 217 4118 SH DEFINED 15 4118 0 0 MARATHON OIL CORP COM 565849106 26 500 SH DEFINED 16 500 0 0 MARATHON OIL CORP COM 565849106 19591 371894 SH DEFINED 2 371894 0 0 MARATHON OIL CORP COM 565849106 15902 301854 SH DEFINED 3 129904 0 171950 MARATHON OIL CORP COM 565849106 3161 60000 CALL DEFINED 3 60000 0 0 MARATHON OIL CORP COM 565849106 21038 399355 SH DEFINED 4 0 88315 311040 MARATHON OIL CORP COM 565849106 523 9930 SH DEFINED 5 9930 0 0 MARATHON OIL CORP COM 565849106 24 459 SH DEFINED 8 459 0 0 MARATHON OIL CORP COM 565849106 458 8695 SH SOLE 8695 0 0 MARCHEX INC CL B 56624R108 13 1486 SH DEFINED 3 886 0 600 MARCUS CORP COM 566330106 10 1000 SH DEFINED 16 1000 0 0 MARCUS CORP COM 566330106 5 538 SH DEFINED 2 538 0 0 MARCUS CORP COM 566330106 8 846 SH DEFINED 3 846 0 0 MARCUS CORP COM 566330106 326 33000 SH DEFINED 4 0 0 33000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MARINEMAX INC COM 567908108 8 964 SH DEFINED 3 964 0 0 MARINEMAX INC COM 567908108 166 19000 SH DEFINED 4 0 0 19000 MARINA BIOTECH INC COM 56804Q102 2 10662 SH DEFINED 3 0 0 10662 MARINA BIOTECH INC COM 56804Q102 0 175 SH DEFINED 5 175 0 0 MARINE PRODS CORP COM 568427108 3 424 SH DEFINED 3 424 0 0 MARKEL CORP COM 570535104 21 52 SH DEFINED 15 52 0 0 MARKEL CORP COM 570535104 2708 6825 SH DEFINED 2 6825 0 0 MARKEL CORP COM 570535104 2816 7096 SH DEFINED 3 0 0 7096 MARKEL CORP COM 570535104 535 1349 SH DEFINED 5 1349 0 0 MARKEL CORP COM 570535104 24 60 SH DEFINED 8 60 0 0 MARKET LEADER INC COM 57056R103 11 5000 SH DEFINED 3 0 0 5000 MARKET 2000+ HOLDRS TR DEPOSITARY RCT 57059Y204 1 23 SH DEFINED 3 23 0 0 MARKETAXESS HLDGS INC COM 57060D108 2 73 SH DEFINED 73 0 0 MARKETAXESS HLDGS INC COM 57060D108 25 1015 SH DEFINED 2 1015 0 0 MARKETAXESS HLDGS INC COM 57060D108 158 6302 SH DEFINED 3 1190 0 5112 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 64 1165 SH DEFINED 1165 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 120 2200 SH DEFINED 12 0 0 2200 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 28 520 SH DEFINED 13 520 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 754 13813 SH DEFINED 14 13813 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 170 3116 SH DEFINED 15 3116 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 5 100 SH DEFINED 16 100 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 53028 971395 SH DEFINED 3 171800 372137 427458 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 38803 710800 CALL DEFINED 3 710800 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 45501 833500 PUT DEFINED 3 833500 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 484 8857 SH DEFINED 5 8857 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4837 88610 SH DEFINED 7 0 88610 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 356 6524 SH DEFINED 8 1507 5017 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4180 73490 SH SOLE 73490 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 13648 250000 CALL SOLE 250000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 23201 425000 PUT SOLE 425000 0 0 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 42 611 SH DEFINED 3 0 0 611 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 953 13787 SH DEFINED 5 13787 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 16 845 SH DEFINED 3 0 0 845 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 2 100 SH DEFINED 5 100 0 0 MARKET VECTORS ETF TR MINOR METALS 57060U472 66 2570 SH DEFINED 5 2570 0 0 MARKET VECTORS ETF TR MINOR METALS 57060U472 93 3600 SH DEFINED 12 0 0 3600 MARKET VECTORS ETF TR MINOR METALS 57060U472 52 2000 SH DEFINED 14 2000 0 0 MARKET VECTORS ETF TR MINOR METALS 57060U472 2480 96125 SH DEFINED 3 0 0 96125 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 19 500 SH DEFINED 500 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 96 2500 SH DEFINED 12 0 0 2500 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 27 710 SH DEFINED 13 710 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 16180 419836 SH DEFINED 2 419836 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 3248 84285 SH DEFINED 3 73250 0 11035 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 13963 362300 CALL DEFINED 3 362300 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 20365 528400 PUT DEFINED 3 528400 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 81 2093 SH DEFINED 5 2093 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 350 9070 SH SOLE 9070 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 15 600 SH DEFINED 3 0 0 600 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 33338 1214279 SH DEFINED 3 68 1086927 127284 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 327 11900 SH DEFINED 5 11900 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 96 3500 SH DEFINED 8 3500 0 0 MARKET VECTORS ETF TR LAT AM SML CAP 57060U530 239 7900 SH DEFINED 16 7900 0 0 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 71 4375 SH DEFINED 16 4375 0 0 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 13 824 SH DEFINED 3 0 0 824 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 47 1591 SH DEFINED 13 1591 0 0 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 59 2000 SH DEFINED 3 0 0 2000 MARKET VECTORS ETF TR JR GOLD 57060U589 34 1000 SH DEFINED 1000 0 0 MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 303 8783 SH DEFINED 14 8783 0 0 MINERS E

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MARKET VECTORS ETF TR JR GOLD 57060U589 6822 197845 SH DEFINED 3 0 0 197845 MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 3476 100800 PUT DEFINED 3 100800 0 0 MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 325 9414 SH DEFINED 5 9414 0 0 MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 44 1275 SH DEFINED 7 0 1275 0 MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 166 4800 SH DEFINED 8 4800 0 0 MINERS E MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 112 2075 SH DEFINED 2075 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 134 2500 SH DEFINED 13 2500 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 66 1225 SH DEFINED 15 1225 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 7415 137860 SH DEFINED 3 0 0 137860 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 301 5599 SH DEFINED 5 5599 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 5353 99516 SH DEFINED 7 0 99516 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 154 2857 SH DEFINED 8 57 2800 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 87 1530 SH DEFINED 16 1530 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 235 4141 SH DEFINED 3 0 0 4141 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 23 400 SH DEFINED 5 400 0 0 MARKET VECTORS ETF TR URAN NUCLR 57060U704 24 1100 SH DEFINED 1100 0 0 ENRGY MARKET VECTORS ETF TR URAN NUCLR 57060U704 97 4530 SH DEFINED 3 0 0 4530 ENRGY MARKET VECTORS ETF TR URAN NUCLR 57060U704 39 1825 SH DEFINED 5 1825 0 0 ENRGY MARKET VECTORS ETF TR INDONESIA ETF 57060U753 11 345 SH DEFINED 16 345 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 556 17376 SH DEFINED 3 0 0 17376 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 65 2045 SH DEFINED 5 2045 0 0 MARKET VECTOR VIETNM ETF VIETNAM ETF 57060U761 129 6200 SH DEFINED 6200 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 204 9785 SH DEFINED 16 9785 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 7 350 SH DEFINED 3 0 0 350 MARKET VECTORS ETF TR AFRICA ETF 57060U787 97 3000 SH DEFINED 13 3000 0 0 MARKET VECTORS ETF TR AFRICA ETF 57060U787 26 800 SH DEFINED 3 0 0 800 MARKET VECTORS ETF TR AFRICA ETF 57060U787 60 1855 SH DEFINED 5 1855 0 0 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 100 2485 SH DEFINED 16 2485 0 0 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 115 2845 SH DEFINED 3 0 0 2845 MARKET VECTORS ETF TR COAL ETF 57060U837 791 16676 SH DEFINED 3 0 0 16676 MARKET VECTORS ETF TR COAL ETF 57060U837 74 1564 SH DEFINED 5 1564 0 0 MARKET VECTORS ETF TR MKTVEC 57060U845 89 4098 SH DEFINED 3 0 0 4098 INTMUETF MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 24 830 SH DEFINED 15 830 0 0 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 592 20288 SH DEFINED 3 0 0 20288 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 20 1100 SH DEFINED 3 0 0 1100 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 217 4500 SH DEFINED 15 4500 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 25233 523082 SH DEFINED 3 0 0 523082 MARLIN BUSINESS SVCS CORP COM 571157106 5 359 SH DEFINED 3 359 0 0 MARLIN BUSINESS SVCS CORP COM 571157106 670 53000 SH DEFINED 4 0 0 53000 MARSH & MCLENNAN COS INC COM 571748102 162 5183 SH DEFINED 15 5183 0 0 MARSH & MCLENNAN COS INC COM 571748102 13 430 SH DEFINED 16 0 430 0 MARSH & MCLENNAN COS INC COM 571748102 8131 260699 SH DEFINED 2 260699 0 0 MARSH & MCLENNAN COS INC COM 571748102 1704 54646 SH DEFINED 3 6437 0 48209 MARSH & MCLENNAN COS INC COM 571748102 110 3527 SH DEFINED 5 3527 0 0 MARSH & MCLENNAN COS INC COM 571748102 69 2214 SH DEFINED 7 0 2214 0 MARSHALL & ILSLEY CORP NEW COM 571837103 3 370 SH DEFINED 15 370 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 2051 257298 SH DEFINED 2 257298 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 30544 3832323 SH DEFINED 3 3820212 0 12111 MARRIOTT INTL INC NEW CL A 571903202 3 71 SH DEFINED 71 0 0 MARRIOTT INTL INC NEW CL A 571903202 14 381 SH DEFINED 15 381 0 0 MARRIOTT INTL INC NEW CL A 571903202 5120 144274 SH DEFINED 2 144274 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MARRIOTT INTL INC NEW CL A 571903202 4337 122189 SH DEFINED 3 3375 0 118814 MARRIOTT INTL INC NEW CL A 571903202 111 3125 SH DEFINED 5 3125 0 0 MARTEN TRANS LTD COM 573075108 11 513 SH DEFINED 2 513 0 0 MARTEN TRANS LTD COM 573075108 14 645 SH DEFINED 3 645 0 0 MARTEN TRANS LTD COM 573075108 2842 131555 SH DEFINED 4 0 37000 94555 MARTHA STEWART LIVING OMNIME CL A 573083102 8 1779 SH DEFINED 3 1129 0 650 MARTHA STEWART LIVING OMNIME CL A 573083102 0 50 SH DEFINED 5 50 0 0 MARTIN MARIETTA MATLS INC COM 573284106 25 314 SH DEFINED 15 314 0 0 MARTIN MARIETTA MATLS INC COM 573284106 2167 27099 SH DEFINED 2 27099 0 0 MARTIN MARIETTA MATLS INC COM 573284106 902 11275 SH DEFINED 3 0 0 11275 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 236 6113 SH DEFINED 2 6113 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 1748 45300 SH DEFINED 3 0 0 45300 MASCO CORP COM 574599106 62 5120 SH DEFINED 1 5120 0 0 MASCO CORP COM 574599106 55 4538 SH DEFINED 15 4538 0 0 MASCO CORP COM 574599106 11 890 SH DEFINED 16 0 890 0 MASCO CORP COM 574599106 2232 185515 SH DEFINED 2 185515 0 0 MASCO CORP COM 574599106 151 12570 SH DEFINED 3 4186 0 8384 MASCO CORP COM 574599106 36 2957 SH DEFINED 5 2957 0 0 MASIMO CORP COM 574795100 2 51 SH DEFINED 15 51 0 0 MASIMO CORP COM 574795100 697 23467 SH DEFINED 2 23467 0 0 MASIMO CORP COM 574795100 133 4496 SH DEFINED 3 2179 0 2317 MASIMO CORP COM 574795100 2594 87400 SH DEFINED 4 0 32900 54500 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 9 700 SH DEFINED 3 0 0 700 MASSEY ENERGY CO NOTE 3.250 576203AJ2 11 10000 PRN DEFINED 3 10000 0 0 MASSEY ENERGY CO NOTE 3.250 576203AJ2 5306 5000000 PRN DEFINED 6 5000000 0 0 MASSMUTUAL CORPORATE INVS IN COM 576292106 173 10698 SH DEFINED 3 0 0 10698 MASSMUTUAL PARTN INVS SH BEN INT 576299101 45 3000 SH DEFINED 15 3000 0 0 MASTEC INC COM 576323109 0 12 SH DEFINED 15 12 0 0 MASTEC INC COM 576323109 46 2349 SH DEFINED 3 2349 0 0 MASTEC INC COM 576323109 15 741 SH DEFINED 5 741 0 0 MASTEC INC NOTE 4.000 576323AL3 7170 5000000 PRN DEFINED 3 5000000 0 0 MASTERCARD INC CL A 57636Q104 2953 9800 SH DEFINED 1 9800 0 0 MASTERCARD INC CL A 57636Q104 379 1258 SH DEFINED 10 1258 0 0 MASTERCARD INC CL A 57636Q104 38 127 SH DEFINED 11 127 0 0 MASTERCARD INC CL A 57636Q104 303 1004 SH DEFINED 15 1004 0 0 MASTERCARD INC CL A 57636Q104 28 92 SH DEFINED 16 92 0 0 MASTERCARD INC CL A 57636Q104 15127 50198 SH DEFINED 2 50198 0 0 MASTERCARD INC CL A 57636Q104 2215 7349 SH DEFINED 3 2122 0 5227 MASTERCARD INC CL A 57636Q104 5765 19130 SH DEFINED 4 0 5430 13700 MASTERCARD INC CL A 57636Q104 2942 9764 SH DEFINED 5 9764 0 0 MASTERCARD INC CL A 57636Q104 98 326 SH DEFINED 8 326 0 0 MASTERCARD INC CL A 57636Q104 67 222 SH SOLE 222 0 0 MATERIAL SCIENCES CORP COM 576674105 18 2431 SH DEFINED 3 0 0 2431 MATERION CORP COM 576690101 18 475 SH DEFINED 16 0 475 0 MATERION CORP COM 576690101 159 4297 SH DEFINED 3 846 0 3451 MATERION CORP COM 576690101 0 2 SH DEFINED 5 2 0 0 MATTEL INC COM 577081102 284 10323 SH DEFINED 10323 0 0 MATTEL INC COM 577081102 1 31 SH DEFINED 15 31 0 0 MATTEL INC COM 577081102 35 1260 SH DEFINED 16 1260 0 0 MATTEL INC COM 577081102 6474 235521 SH DEFINED 2 235521 0 0 MATTEL INC COM 577081102 325 11817 SH DEFINED 3 4127 0 7690 MATTEL INC COM 577081102 5567 202500 CALL DEFINED 3 202500 0 0 MATTEL INC COM 577081102 275 10000 PUT DEFINED 3 10000 0 0 MATTEL INC COM 577081102 3117 113400 SH DEFINED 4 0 14050 99350 MATTEL INC COM 577081102 16 586 SH DEFINED 5 586 0 0 MATTERSIGHT CORP COM 577097108 4 800 SH DEFINED 3 0 0 800 MATTHEWS INTL CORP CL A 577128101 1 33 SH DEFINED 33 0 0 MATTHEWS INTL CORP CL A 577128101 49 1224 SH DEFINED 3 1224 0 0 MATTHEWS INTL CORP CL A 577128101 8672 215978 SH DEFINED 4 0 168108 47870 MAUI LD & PINEAPPLE INC COM 577345101 34 6695 SH DEFINED 15 6695 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MAUI LD & PINEAPPLE INC COM 577345101 8 1500 SH DEFINED 5 1500 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 10267 401700 SH DEFINED 1 401700 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2825 110542 SH DEFINED 2 110542 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 126 4946 SH DEFINED 3 0 0 4946 MAXIM INTEGRATED PRODS INC COM 57772K101 194 7592 SH DEFINED 5 7592 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 6 350 SH DEFINED 16 0 350 0 MAXWELL TECHNOLOGIES INC COM 577767106 41 2559 SH DEFINED 3 1159 0 1400 MAXLINEAR INC CL A 57776J100 15 1762 SH DEFINED 2 1762 0 0 MAXLINEAR INC CL A 57776J100 6 663 SH DEFINED 3 663 0 0 MAXYGEN INC COM 577776107 10 1887 SH DEFINED 3 1253 0 634 MAXIMUS INC COM 577933104 6 68 SH DEFINED 15 68 0 0 MAXIMUS INC COM 577933104 431 5205 SH DEFINED 3 720 0 4485 MCCLATCHY CO CL A 579489105 8 2900 SH DEFINED 2 2900 0 0 MCCLATCHY CO CL A 579489105 7 2394 SH DEFINED 3 2394 0 0 MCCORMICK & CO INC COM NON VTG 579780206 456 9200 SH DEFINED 0 9200 0 MCCORMICK & CO INC COM NON VTG 579780206 314 6332 SH DEFINED 15 6332 0 0 MCCORMICK & CO INC COM NON VTG 579780206 2316 46725 SH DEFINED 2 46725 0 0 MCCORMICK & CO INC COM NON VTG 579780206 2009 40534 SH DEFINED 3 1535 0 38999 MCCORMICK & CO INC COM NON VTG 579780206 424 8549 SH DEFINED 5 8549 0 0 MCCORMICK & SCHMICKS SEAFD R COM 579793100 28 3304 SH DEFINED 3 554 0 2750 MCCORMICK & SCHMICKS SEAFD R COM 579793100 455 53000 SH DEFINED 4 0 0 53000 MCDERMOTT INTL INC COM 580037109 10157 512700 SH DEFINED 1 512700 0 0 MCDERMOTT INTL INC COM 580037109 1 62 SH DEFINED 15 62 0 0 MCDERMOTT INTL INC COM 580037109 174 8802 SH DEFINED 2 8802 0 0 MCDERMOTT INTL INC COM 580037109 48 2437 SH DEFINED 3 0 0 2437 MCDERMOTT INTL INC COM 580037109 92 4665 SH DEFINED 5 4665 0 0 MCDERMOTT INTL INC COM 580037109 57 2895 SH DEFINED 7 0 2895 0 MCDONALDS CORP COM 580135101 2254 26732 SH DEFINED 26732 0 0 MCDONALDS CORP COM 580135101 422 5000 CALL DEFINED 5000 0 0 MCDONALDS CORP COM 580135101 92145 1092800 SH DEFINED 1 1092800 0 0 MCDONALDS CORP COM 580135101 1044 12376 SH DEFINED 10 12376 0 0 MCDONALDS CORP COM 580135101 780 9248 SH DEFINED 11 9248 0 0 MCDONALDS CORP COM 580135101 155 1835 SH DEFINED 12 0 0 1835 MCDONALDS CORP COM 580135101 1074 12738 SH DEFINED 14 12738 0 0 MCDONALDS CORP COM 580135101 715 8476 SH DEFINED 15 8476 0 0 MCDONALDS CORP COM 580135101 302 3580 SH DEFINED 16 3580 0 0 MCDONALDS CORP COM 580135101 57163 677925 SH DEFINED 2 677925 0 0 MCDONALDS CORP COM 580135101 50120 594398 SH DEFINED 3 103528 50986 439884 MCDONALDS CORP COM 580135101 5902 70000 CALL DEFINED 3 70000 0 0 MCDONALDS CORP COM 580135101 2497 29610 SH DEFINED 4 0 27035 2575 MCDONALDS CORP COM 580135101 35244 417981 SH DEFINED 5 417981 0 0 MCDONALDS CORP COM 580135101 8218 97467 SH DEFINED 7 0 97467 0 MCDONALDS CORP COM 580135101 1585 18796 SH DEFINED 8 14765 4031 0 MCDONALDS CORP COM 580135101 220 2615 SH DEFINED 9 2615 0 0 MCDONALDS CORP COM 580135101 16413 194657 SH DEFINED 5;1 194657 0 0 MCDONALDS CORP COM 580135101 3600 42690 SH SOLE 42690 0 0 MCG CAPITAL CORP COM 58047P107 837 137739 SH DEFINED 3 3196 0 134543 MCG CAPITAL CORP COM 58047P107 596 98000 SH DEFINED 4 0 0 98000 MCGRATH RENTCORP COM 580589109 0 11 SH DEFINED 15 11 0 0 MCGRATH RENTCORP COM 580589109 28 1008 SH DEFINED 3 1008 0 0 MCGRAW HILL COS INC COM 580645109 69 1653 SH DEFINED 1653 0 0 MCGRAW HILL COS INC COM 580645109 56240 1341934 SH DEFINED 1 1341934 0 0 MCGRAW HILL COS INC COM 580645109 229 5475 SH DEFINED 10 5475 0 0 MCGRAW HILL COS INC COM 580645109 63 1505 SH DEFINED 12 0 0 1505 MCGRAW HILL COS INC COM 580645109 149 3547 SH DEFINED 14 3547 0 0 MCGRAW HILL COS INC COM 580645109 209 4989 SH DEFINED 15 4989 0 0 MCGRAW HILL COS INC COM 580645109 7063 168534 SH DEFINED 2 168534 0 0 MCGRAW HILL COS INC COM 580645109 483 11530 SH DEFINED 3 3589 0 7941 MCGRAW HILL COS INC COM 580645109 202 4830 SH DEFINED 5 4830 0 0 MCGRAW HILL COS INC COM 580645109 84 2000 SH DEFINED 7 0 2000 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MCGRAW HILL COS INC COM 580645109 235 5600 SH DEFINED 8 0 5600 0 MCGRAW HILL COS INC COM 580645109 154 3664 SH SOLE 3664 0 0 MCKESSON CORP COM 58155Q103 71 851 SH DEFINED 851 0 0 MCKESSON CORP COM 58155Q103 3083 36850 SH DEFINED 1 36850 0 0 MCKESSON CORP COM 58155Q103 151 1806 SH DEFINED 15 1806 0 0 MCKESSON CORP COM 58155Q103 11987 143294 SH DEFINED 2 143294 0 0 MCKESSON CORP COM 58155Q103 13137 157043 SH DEFINED 3 123099 3155 30789 MCKESSON CORP COM 58155Q103 11483 137280 SH DEFINED 4 0 30465 106815 MCKESSON CORP COM 58155Q103 12988 155268 SH DEFINED 5 155268 0 0 MCKESSON CORP COM 58155Q103 14 165 SH DEFINED 7 0 165 0 MCKESSON CORP COM 58155Q103 428 5119 SH DEFINED 8 5119 0 0 MCKESSON CORP COM 58155Q103 4 50 SH DEFINED 5;1 50 0 0 MCMORAN EXPLORATION CO COM 582411104 144 7788 SH DEFINED 3 288 0 7500 MCMORAN EXPLORATION CO COM 582411104 2886 156180 SH DEFINED 7 0 156180 0 MCMORAN EXPLORATION CO COM 582411104 96 5185 SH DEFINED 8 0 5185 0 MEAD JOHNSON NUTRITION CO COM 582839106 6647 98400 SH DEFINED 1 98400 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 200 2963 SH DEFINED 15 2963 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 6509 96361 SH DEFINED 2 96361 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 1861 27548 SH DEFINED 3 2593 0 24955 MEAD JOHNSON NUTRITION CO COM 582839106 982 14536 SH DEFINED 5 14536 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 7 100 SH DEFINED 8 100 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 1 84 SH DEFINED 15 84 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 22 2210 SH DEFINED 3 2210 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 711 71750 SH DEFINED 4 0 0 71750 MEADWESTVACO CORP COM 583334107 176 5280 SH DEFINED 5280 0 0 MEADWESTVACO CORP COM 583334107 8494 255000 SH DEFINED 1 255000 0 0 MEADWESTVACO CORP COM 583334107 18 526 SH DEFINED 15 526 0 0 MEADWESTVACO CORP COM 583334107 3009 90340 SH DEFINED 2 90340 0 0 MEADWESTVACO CORP COM 583334107 1453 43619 SH DEFINED 3 22041 0 21578 MEASUREMENT SPECIALTIES INC COM 583421102 502 14065 SH DEFINED 3 620 0 13445 MEASUREMENT SPECIALTIES INC COM 583421102 857 24000 SH DEFINED 4 0 0 24000 MECHEL OAO SPONSORED ADR 583840103 1445 60475 SH DEFINED 14 60475 0 0 MECHEL OAO SPONSORED ADR 583840103 907 37951 SH DEFINED 2 37951 0 0 MECHEL OAO SPONSORED ADR 583840103 732 30627 SH DEFINED 3 29915 0 712 MECHEL OAO SPONSORED ADR 583840103 956 40000 PUT DEFINED 3 40000 0 0 MECHEL OAO SPON ADR PFD 583840509 11 1300 PRN DEFINED 3 0 0 1300 MEDALLION FINL CORP COM 583928106 6 610 SH DEFINED 3 610 0 0 MEDALLION FINL CORP COM 583928106 605 62000 SH DEFINED 4 0 0 62000 MEDASSETS INC COM 584045108 225 16876 SH DEFINED 2 16876 0 0 MEDASSETS INC COM 584045108 26 1977 SH DEFINED 3 1977 0 0 MEDCATH CORP COM 58404W109 11 843 SH DEFINED 3 843 0 0 MEDCATH CORP COM 58404W109 204 15000 SH DEFINED 4 0 0 15000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 105 1858 SH DEFINED 1858 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 25 434 SH DEFINED 14 434 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 150 2653 SH DEFINED 15 2653 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 12366 218792 SH DEFINED 2 218792 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 8190 144897 SH DEFINED 3 65206 4518 75173 MEDCO HEALTH SOLUTIONS INC COM 58405U102 22693 401498 SH DEFINED 5 401498 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 680 12026 SH DEFINED 8 12026 0 0 MEDIA GEN INC CL A 584404107 21 5508 SH DEFINED 2 5508 0 0 MEDIA GEN INC CL A 584404107 99 26000 SH DEFINED 4 0 0 26000 MEDIAMIND TECHNOLOGIES INC COM 58449C100 1783 81288 SH DEFINED 3 81288 0 0 MEDICAL ACTION INDS INC COM 58449L100 6 680 SH DEFINED 3 680 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 93 8095 SH DEFINED 15 8095 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 2090 181700 SH DEFINED 3 11855 0 169845 MEDICINES CO COM 584688105 83 5000 SH DEFINED 14 5000 0 0 MEDICINES CO COM 584688105 44 2635 SH DEFINED 3 2235 0 400 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 639 16749 SH DEFINED 2 16749 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 186 4878 SH DEFINED 3 2561 0 2317 MEDIFAST INC COM 58470H101 14 572 SH DEFINED 3 572 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MEDIFAST INC COM 58470H101 2 80 SH DEFINED 5 80 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 33 1373 SH DEFINED 3 873 0 500 MEDIWARE INFORMATION SYS INC COM 584946107 210 19000 SH DEFINED 4 0 0 19000 MEDTOX SCIENTIFIC INC COM NEW 584977201 1 50 SH DEFINED 15 50 0 0 MEDTOX SCIENTIFIC INC COM NEW 584977201 63 3614 SH DEFINED 3 314 0 3300 MEDIVATION INC COM 58501N101 623 29076 SH DEFINED 2 29076 0 0 MEDIVATION INC COM 58501N101 28 1311 SH DEFINED 3 1300 0 11 MEDNAX INC COM 58502B106 5 64 SH DEFINED 15 64 0 0 MEDNAX INC COM 58502B106 316 4380 SH DEFINED 2 4380 0 0 MEDNAX INC COM 58502B106 34 467 SH DEFINED 3 0 0 467 MEDNAX INC COM 58502B106 3 39 SH DEFINED 5 39 0 0 MEDLEY CAP CORP COM 58503F106 570 48511 SH DEFINED 3 461 0 48050 MEDTRONIC INC COM 585055106 112 2898 SH DEFINED 2898 0 0 MEDTRONIC INC COM 585055106 17382 451123 SH DEFINED 1 451123 0 0 MEDTRONIC INC COM 585055106 201 5205 SH DEFINED 15 5205 0 0 MEDTRONIC INC COM 585055106 192 4996 SH DEFINED 16 4996 0 0 MEDTRONIC INC COM 585055106 21364 554478 SH DEFINED 2 554478 0 0 MEDTRONIC INC COM 585055106 27499 713699 SH DEFINED 3 293439 0 420260 MEDTRONIC INC COM 585055106 2061 53500 CALL DEFINED 3 53500 0 0 MEDTRONIC INC COM 585055106 2665 69172 SH DEFINED 5 69172 0 0 MEDTRONIC INC COM 585055106 1657 43000 SH DEFINED 7 0 43000 0 MEDTRONIC INC COM 585055106 675 17520 SH DEFINED 8 14700 2820 0 MEDTRONIC INC DBCV 1.250 585055AD8 178 178000 PRN DEFINED 3 0 0 178000 MEDTRONIC INC NOTE 1.625 585055AM8 805 787000 PRN DEFINED 3 734000 0 53000 MEDTRONIC INC NOTE 1.625 585055AM8 7014 6860000 PRN DEFINED 6 6860000 0 0 MEDQUIST HLDGS INC COM 58506K102 74 5755 SH DEFINED 3 1311 0 4444 MELCO CROWN ENTMT LTD ADR 585464100 0 35 SH DEFINED 2 35 0 0 MELCO CROWN ENTMT LTD ADR 585464100 883 69113 SH DEFINED 3 0 0 69113 MENS WEARHOUSE INC COM 587118100 2 65 SH DEFINED 15 65 0 0 MENS WEARHOUSE INC COM 587118100 1607 47676 SH DEFINED 2 47676 0 0 MENS WEARHOUSE INC COM 587118100 208 6161 SH DEFINED 3 2135 0 4026 MENTOR GRAPHICS CORP COM 587200106 29 2250 SH DEFINED 16 2250 0 0 MENTOR GRAPHICS CORP COM 587200106 539 42096 SH DEFINED 2 42096 0 0 MENTOR GRAPHICS CORP COM 587200106 152 11827 SH DEFINED 3 3994 0 7833 MERCADOLIBRE INC COM 58733R102 6 79 SH DEFINED 15 79 0 0 MERCADOLIBRE INC COM 58733R102 246 3101 SH DEFINED 2 3101 0 0 MERCADOLIBRE INC COM 58733R102 209 2630 SH DEFINED 3 0 0 2630 MERCADOLIBRE INC COM 58733R102 10 121 SH DEFINED 5 121 0 0 MERCANTILE BANK CORP COM 587376104 229 27626 SH DEFINED 4 0 0 27626 MERCER INTL INC COM 588056101 23 2300 SH DEFINED 2 2300 0 0 MERCER INTL INC COM 588056101 232 23035 SH DEFINED 3 14130 0 8905 MERCER INTL INC NOTE 8.500 588056AK7 3 971 PRN DEFINED 3 971 0 0 MERCHANTS BANCSHARES COM 588448100 5 199 SH DEFINED 3 199 0 0 MERCK & CO INC NEW COM 58933Y105 1639 46448 SH DEFINED 46448 0 0 MERCK & CO INC NEW COM 58933Y105 62906 1782556 SH DEFINED 1 1782556 0 0 MERCK & CO INC NEW COM 58933Y105 596 16887 SH DEFINED 10 16887 0 0 MERCK & CO INC NEW COM 58933Y105 106 3000 SH DEFINED 11 3000 0 0 MERCK & CO INC NEW COM 58933Y105 142 4020 SH DEFINED 12 0 0 4020 MERCK & CO INC NEW COM 58933Y105 120 3400 SH DEFINED 13 3400 0 0 MERCK & CO INC NEW COM 58933Y105 2245 63608 SH DEFINED 14 63608 0 0 MERCK & CO INC NEW COM 58933Y105 719 20387 SH DEFINED 15 20387 0 0 MERCK & CO INC NEW COM 58933Y105 239 6775 SH DEFINED 16 6775 0 0 MERCK & CO INC NEW COM 58933Y105 62302 1765437 SH DEFINED 2 1765437 0 0 MERCK & CO INC NEW COM 58933Y105 40233 1140074 SH DEFINED 3 255102 50 884922 MERCK & CO INC NEW COM 58933Y105 882 25000 CALL DEFINED 3 25000 0 0 MERCK & CO INC NEW COM 58933Y105 3808 107900 PUT DEFINED 3 107900 0 0 MERCK & CO INC NEW COM 58933Y105 13215 374472 SH DEFINED 4 0 95272 279200 MERCK & CO INC NEW COM 58933Y105 25615 725831 SH DEFINED 5 725831 0 0 MERCK & CO INC NEW COM 58933Y105 2789 79036 SH DEFINED 7 0 79036 0 MERCK & CO INC NEW COM 58933Y105 1607 45532 SH DEFINED 8 41697 3835 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MERCK & CO INC NEW COM 58933Y105 2 50 SH DEFINED 5;1 50 0 0 MERCK & CO INC NEW COM 58933Y105 10089 293158 SH SOLE 293158 0 0 MERCURY COMPUTER SYS COM 589378108 51 2752 SH DEFINED 3 1252 0 1500 MERCURY GENL CORP NEW COM 589400100 1397 35373 SH DEFINED 2 35373 0 0 MERCURY GENL CORP NEW COM 589400100 477 12072 SH DEFINED 3 0 0 12072 MEREDITH CORP COM 589433101 6 200 SH DEFINED 14 200 0 0 MEREDITH CORP COM 589433101 452 14504 SH DEFINED 2 14504 0 0 MEREDITH CORP COM 589433101 47 1507 SH DEFINED 3 1507 0 0 MERGE HEALTHCARE INC COM 589499102 11 2153 SH DEFINED 3 2153 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 24 1006 SH DEFINED 1006 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 5 221 SH DEFINED 15 221 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 85 3520 SH DEFINED 2 3520 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 43 1801 SH DEFINED 3 1701 0 100 MERIDIAN BIOSCIENCE INC COM 589584101 13929 577734 SH DEFINED 4 0 337608 240126 MERIDIAN INTERSTAT BANCORP I COM 58964Q104 87 6339 SH DEFINED 3 364 0 5975 MERIT MED SYS INC COM 589889104 193 10742 SH DEFINED 2 10742 0 0 MERIT MED SYS INC COM 589889104 27 1505 SH DEFINED 3 1505 0 0 MERITAGE HOMES CORP COM 59001A102 0 22 SH DEFINED 15 22 0 0 MERITAGE HOMES CORP COM 59001A102 88 3920 SH DEFINED 2 3920 0 0 MERITAGE HOMES CORP COM 59001A102 26 1159 SH DEFINED 3 1159 0 0 MERITAGE HOMES CORP COM 59001A102 311 13800 SH DEFINED 4 0 0 13800 MERITOR INC COM 59001K100 1 78 SH DEFINED 15 78 0 0 MERITOR INC COM 59001K100 63 3941 SH DEFINED 3 3917 0 24 MERITOR INC COM 59001K100 12337 769129 SH DEFINED 4 0 185000 584129 MERU NETWORKS INC COM 59047Q103 5 447 SH DEFINED 3 447 0 0 MESA RTY TR UNIT BEN INT 590660106 9 200 SH DEFINED 3 0 0 200 MESABI TR CTF BEN INT 590672101 151 4500 SH DEFINED 2 4500 0 0 MESABI TR CTF BEN INT 590672101 122 3636 SH DEFINED 3 0 0 3636 MET PRO CORP COM 590876306 1 70 SH DEFINED 15 70 0 0 MET PRO CORP COM 590876306 7 608 SH DEFINED 3 608 0 0 MET PRO CORP COM 590876306 434 38117 SH DEFINED 4 0 0 38117 METABOLIX INC COM 591018809 9 1300 SH DEFINED 15 1300 0 0 METABOLIX INC COM 591018809 10 1412 SH DEFINED 3 1412 0 0 METALICO INC COM 591176102 235 39790 SH DEFINED 3 1664 0 38126 METALS USA HLDGS CORP COM 59132A104 24 1632 SH DEFINED 2 1632 0 0 METALS USA HLDGS CORP COM 59132A104 214 14347 SH DEFINED 3 481 0 13866 METHANEX CORP COM 59151K108 9 280 SH DEFINED 280 0 0 METHANEX CORP COM 59151K108 99291 3164140 SH DEFINED 1 3164140 0 0 METHANEX CORP COM 59151K108 8 250 SH DEFINED 3 0 0 250 METHANEX CORP COM 59151K108 10100 321857 SH DEFINED 5 321857 0 0 METHANEX CORP COM 59151K108 2460 78400 CALL DEFINED 5 78400 0 0 METHANEX CORP COM 59151K108 2142 68265 SH DEFINED 7 0 68265 0 METHANEX CORP COM 59151K108 71 2259 SH DEFINED 8 1689 570 0 METHANEX CORP COM 59151K108 22 700 SH SOLE 700 0 0 METHODE ELECTRS INC COM 591520200 58 5003 SH DEFINED 2 5003 0 0 METHODE ELECTRS INC COM 591520200 18 1532 SH DEFINED 3 1532 0 0 METHODE ELECTRS INC COM 591520200 650 56000 SH DEFINED 4 0 0 56000 METLIFE INC COM 59156R108 100 2284 SH DEFINED 2284 0 0 METLIFE INC COM 59156R108 109 2488 SH DEFINED 10 2488 0 0 METLIFE INC COM 59156R108 11 250 SH DEFINED 14 250 0 0 METLIFE INC COM 59156R108 739 16842 SH DEFINED 15 16842 0 0 METLIFE INC COM 59156R108 22110 503985 SH DEFINED 2 503985 0 0 METLIFE INC COM 59156R108 6555 149421 SH DEFINED 3 66671 6131 76619 METLIFE INC COM 59156R108 3290 75000 CALL DEFINED 3 75000 0 0 METLIFE INC COM 59156R108 16890 385000 PUT DEFINED 3 385000 0 0 METLIFE INC COM 59156R108 18205 414965 SH DEFINED 4 0 87245 327720 METLIFE INC COM 59156R108 14093 321244 SH DEFINED 5 321244 0 0 METLIFE INC COM 59156R108 1719 39179 SH DEFINED 7 0 39179 0 METLIFE INC COM 59156R108 809 18435 SH DEFINED 8 16495 1940 0 METLIFE INC COM 59156R108 403 9178 SH SOLE 9178 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- METRO BANCORP INC PA COM 59161R101 7 575 SH DEFINED 3 575 0 0 METROCORP BANCSHARES INC COM 591650106 620 95389 SH DEFINED 4 0 0 95389 METROPCS COMMUNICATIONS INC COM 591708102 18110 1052300 SH DEFINED 1 1052300 0 0 METROPCS COMMUNICATIONS INC COM 591708102 185 10767 SH DEFINED 10 10767 0 0 METROPCS COMMUNICATIONS INC COM 591708102 2 94 SH DEFINED 15 94 0 0 METROPCS COMMUNICATIONS INC COM 591708102 2340 135989 SH DEFINED 2 135989 0 0 METROPCS COMMUNICATIONS INC COM 591708102 2981 173209 SH DEFINED 3 3172 0 170037 METROPCS COMMUNICATIONS INC COM 591708102 342 19868 SH SOLE 19868 0 0 METROPOLITAN HEALTH NETWORKS COM 592142103 8 1705 SH DEFINED 3 1705 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 10 62 SH DEFINED 15 62 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 2558 15167 SH DEFINED 2 15167 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 89 525 SH DEFINED 3 0 0 525 METTLER TOLEDO INTERNATIONAL COM 592688105 1282 7600 SH DEFINED 4 0 1200 6400 MEXICO EQUITY & INCOME FD COM 592834105 5 409 SH DEFINED 3 0 0 409 MEXICO FD INC COM 592835102 69 2426 SH DEFINED 3 0 0 2426 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 16 3687 SH DEFINED 3 0 0 3687 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 54 6450 SH DEFINED 3 0 0 6450 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 1 165 SH DEFINED 3 0 0 165 MICREL INC COM 594793101 59 5600 SH DEFINED 5600 0 0 MICREL INC COM 594793101 518 48975 SH DEFINED 2 48975 0 0 MICREL INC COM 594793101 22 2091 SH DEFINED 3 2091 0 0 MICROS SYS INC COM 594901100 740 14885 SH DEFINED 2 14885 0 0 MICROS SYS INC COM 594901100 488 9812 SH DEFINED 3 0 0 9812 MICROS SYS INC COM 594901100 1452 29200 SH DEFINED 4 0 4900 24300 MICROSOFT CORP COM 594918104 6228 239526 SH DEFINED 224576 14950 0 MICROSOFT CORP COM 594918104 173195 6661348 SH DEFINED 1 6661348 0 0 MICROSOFT CORP COM 594918104 1072 41218 SH DEFINED 10 41218 0 0 MICROSOFT CORP COM 594918104 360 13851 SH DEFINED 11 13851 0 0 MICROSOFT CORP COM 594918104 583 22432 SH DEFINED 12 0 0 22432 MICROSOFT CORP COM 594918104 78 3010 SH DEFINED 13 3010 0 0 MICROSOFT CORP COM 594918104 356 13675 SH DEFINED 14 13675 0 0 MICROSOFT CORP COM 594918104 1469 56507 SH DEFINED 15 56507 0 0 MICROSOFT CORP COM 594918104 6799 261515 SH DEFINED 16 260445 1070 0 MICROSOFT CORP COM 594918104 158416 6092935 SH DEFINED 2 6092935 0 0 MICROSOFT CORP COM 594918104 182530 7020373 SH DEFINED 3 5123073 60 1897240 MICROSOFT CORP COM 594918104 145657 5602200 CALL DEFINED 3 5602200 0 0 MICROSOFT CORP COM 594918104 112393 4322800 PUT DEFINED 3 4322800 0 0 MICROSOFT CORP COM 594918104 34343 1320881 SH DEFINED 5 1320881 0 0 MICROSOFT CORP COM 594918104 6812 262000 CALL DEFINED 5 262000 0 0 MICROSOFT CORP COM 594918104 1690 65000 SH DEFINED 6 65000 0 0 MICROSOFT CORP COM 594918104 3689 141873 SH DEFINED 7 0 141873 0 MICROSOFT CORP COM 594918104 7744 297855 SH DEFINED 8 273045 24810 0 MICROSOFT CORP COM 594918104 49 1895 SH DEFINED 9 1895 0 0 MICROSOFT CORP COM 594918104 8503 327035 SH DEFINED 5;1 327035 0 0 MICROSOFT CORP COM 594918104 4859 223478 SH SOLE 223478 0 0 MICROVISION INC DEL COM 594960106 11 8959 SH DEFINED 3 4359 0 4600 MICROSTRATEGY INC CL A NEW 594972408 79 483 SH DEFINED 3 331 0 152 MICROCHIP TECHNOLOGY INC COM 595017104 15 400 SH DEFINED 400 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 23137 610310 SH DEFINED 1 610310 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 88 2331 SH DEFINED 15 2331 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 5775 152341 SH DEFINED 2 152341 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 12967 342041 SH DEFINED 3 2256 104512 235273 MICROCHIP TECHNOLOGY INC COM 595017104 1094 28850 SH DEFINED 4 0 5200 23650 MICROCHIP TECHNOLOGY INC COM 595017104 414 10913 SH DEFINED 5 10913 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 126 3320 SH DEFINED 8 3320 0 0 MICROCHIP TECHNOLOGY INC SDCV 595017AB0 71703 52500000 PRN DEFINED 3 52500000 0 0 2.125%12/1 MICROFINANCIAL INC COM 595072109 752 136000 SH DEFINED 4 0 0 136000 MICROMET INC COM 59509C105 2 270 SH DEFINED 15 270 0 0 MICROMET INC COM 59509C105 256 44596 SH DEFINED 3 3796 0 40800

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MICRON TECHNOLOGY INC COM 595112103 12976 1734700 SH DEFINED 1 1734700 0 0 MICRON TECHNOLOGY INC COM 595112103 6250 835572 SH DEFINED 2 835572 0 0 MICRON TECHNOLOGY INC COM 595112103 5742 767627 SH DEFINED 3 476912 0 290715 MICRON TECHNOLOGY INC COM 595112103 87 11600 CALL DEFINED 3 11600 0 0 MICRON TECHNOLOGY INC COM 595112103 632 84500 PUT DEFINED 3 84500 0 0 MICRON TECHNOLOGY INC COM 595112103 2881 385135 SH DEFINED 5 385135 0 0 MICRON TECHNOLOGY INC COM 595112103 299 40000 SH DEFINED 7 0 40000 0 MICRON TECHNOLOGY INC COM 595112103 112 15018 SH DEFINED 8 15018 0 0 MICRON TECHNOLOGY INC NOTE 1.875% 595112AH6 202 207000 PRN DEFINED 3 207000 0 0 6/0 MICRON TECHNOLOGY INC NOTE 1.875% 595112AH6 4436 4550000 PRN DEFINED 6 4550000 0 0 6/0 MICRON TECHNOLOGY INC NOTE 595112AJ2 8695 5351000 PRN DEFINED 3 5351000 0 0 4.250%10/1 MICROSEMI CORP COM 595137100 522 25466 SH DEFINED 2 25466 0 0 MICROSEMI CORP COM 595137100 160 7827 SH DEFINED 3 3583 0 4244 MICROSEMI CORP COM 595137100 3 136 SH DEFINED 5 136 0 0 MID-AMER APT CMNTYS INC COM 59522J103 4 58 SH DEFINED 58 0 0 MID-AMER APT CMNTYS INC COM 59522J103 245 3637 SH DEFINED 3 1522 0 2115 MIDAS GROUP INC COM 595626102 15 2400 SH DEFINED 14 2400 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 0 25 SH DEFINED 3 0 0 25 MIDDLEBY CORP COM 596278101 3 35 SH DEFINED 35 0 0 MIDDLEBY CORP COM 596278101 9 94 SH DEFINED 15 94 0 0 MIDDLEBY CORP COM 596278101 76 807 SH DEFINED 3 777 0 30 MIDDLESEX WATER CO COM 596680108 28 1500 SH DEFINED 15 1500 0 0 MIDDLESEX WATER CO COM 596680108 31 1647 SH DEFINED 3 647 0 1000 MIDDLESEX WATER CO COM 596680108 528 28400 SH DEFINED 4 0 0 28400 MIDSOUTH BANCORP INC COM 598039105 4 317 SH DEFINED 3 317 0 0 MIDWAY GOLD CORP COM 598153104 10 5314 SH DEFINED 3 3314 0 2000 MILLER HERMAN INC COM 600544100 2 59 SH DEFINED 15 59 0 0 MILLER HERMAN INC COM 600544100 712 26174 SH DEFINED 2 26174 0 0 MILLER HERMAN INC COM 600544100 65 2401 SH DEFINED 3 2376 0 25 MILLER INDS INC TENN COM NEW 600551204 12 642 SH DEFINED 3 491 0 151 MILLER INDS INC TENN COM NEW 600551204 916 49000 SH DEFINED 4 0 0 49000 MINCO GOLD CORPORATION COM 60254D108 14 9000 SH DEFINED 5 9000 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 7531 268500 SH DEFINED 1 268500 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 775 27628 SH DEFINED 2 27628 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2039 72688 SH DEFINED 5 72688 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 56 2005 SH DEFINED 8 2005 0 0 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 15 1908 SH DEFINED 3 1389 0 519 MINE SAFETY APPLIANCES CO COM 602720104 11 300 SH DEFINED 16 300 0 0 MINE SAFETY APPLIANCES CO COM 602720104 164 4389 SH DEFINED 3 1126 0 3263 MINEFINDERS LTD COM 602900102 293 22535 SH DEFINED 2 22535 0 0 MINEFINDERS LTD COM 602900102 1 80 SH DEFINED 3 0 0 80 MINEFINDERS LTD COM 602900102 427 32832 SH DEFINED 5 32832 0 0 MINEFINDERS LTD COM 602900102 15 1162 SH DEFINED 8 1162 0 0 MINERALS TECHNOLOGIES INC COM 603158106 9 138 SH DEFINED 15 138 0 0 MINERALS TECHNOLOGIES INC COM 603158106 719 10846 SH DEFINED 2 10846 0 0 MINERALS TECHNOLOGIES INC COM 603158106 52 791 SH DEFINED 3 758 0 33 MIPS TECHNOLOGIES INC COM 604567107 236 34215 SH DEFINED 2 34215 0 0 MIPS TECHNOLOGIES INC COM 604567107 29 4179 SH DEFINED 3 2179 0 2000 MIPS TECHNOLOGIES INC COM 604567107 2 319 SH DEFINED 5 319 0 0 MISONIX INC COM 604871103 11 4400 SH DEFINED 8 4400 0 0 MISSION WEST PPTYS INC COM 605203108 8 935 SH DEFINED 3 735 0 200 MISTRAS GROUP INC COM 60649T107 34 2128 SH DEFINED 2 2128 0 0 MISTRAS GROUP INC COM 60649T107 10 610 SH DEFINED 3 610 0 0 MITCHAM INDS INC COM 606501104 115 6628 SH DEFINED 3 0 0 6628 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 153 31614 SH DEFINED 15 31614 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 630 130485 SH DEFINED 2 130485 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 54 11215 SH DEFINED 3 0 0 11215

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 324 67176 SH DEFINED 5 67176 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1 150 SH DEFINED 7 0 150 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 108 22455 SH DEFINED 8 22455 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 128 38925 SH DEFINED 15 38925 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 17 5288 SH DEFINED 5 5288 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 392 20600 SH DEFINED 14 20600 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 27 1433 SH DEFINED 15 1433 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 390 20521 SH DEFINED 2 20521 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 4318 227027 SH DEFINED 3 226888 0 139 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 9320 490000 PUT DEFINED 3 490000 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1 36 SH DEFINED 5 36 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 231 9610 SH SOLE 9610 0 0 MOBILE MINI INC COM 60740F105 2 73 SH DEFINED 15 73 0 0 MOBILE MINI INC COM 60740F105 135 6359 SH DEFINED 2 6359 0 0 MOBILE MINI INC COM 60740F105 32 1524 SH DEFINED 3 1524 0 0 MOBILE MINI INC COM 60740F105 8068 380744 SH DEFINED 4 0 294704 86040 MOCON INC COM 607494101 2 100 SH DEFINED 3 0 0 100 MODINE MFG CO COM 607828100 14 882 SH DEFINED 2 882 0 0 MODINE MFG CO COM 607828100 30 1930 SH DEFINED 3 1930 0 0 MODINE MFG CO COM 607828100 307 20000 SH DEFINED 4 0 0 20000 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 26 5761 SH DEFINED 2 5761 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 8 1826 SH DEFINED 3 1816 0 10 MOHAWK INDS INC COM 608190104 1618 26974 SH DEFINED 2 26974 0 0 MOHAWK INDS INC COM 608190104 6 100 SH DEFINED 3 0 0 100 MOHAWK INDS INC COM 608190104 627 10450 SH DEFINED 5 10450 0 0 MOHAWK INDS INC COM 608190104 18 300 SH DEFINED 8 300 0 0 MOLEX INC COM 608554101 2847 110493 SH DEFINED 2 110493 0 0 MOLEX INC COM 608554101 164 6359 SH DEFINED 3 1670 0 4689 MOLEX INC COM 608554101 118 4560 SH DEFINED 5 4560 0 0 MOLEX INC CL A 608554200 40 1875 SH DEFINED 1875 0 0 MOLEX INC CL A 608554200 586 27284 SH DEFINED 2 27284 0 0 MOLEX INC CL A 608554200 20913 973598 SH DEFINED 3 973538 0 60 MOLINA HEALTHCARE INC COM 60855R100 251 9257 SH DEFINED 2 9257 0 0 MOLINA HEALTHCARE INC COM 60855R100 97 3564 SH DEFINED 3 1164 0 2400 MOLSON COORS BREWING CO CL B 60871R209 2 47 SH DEFINED 15 47 0 0 MOLSON COORS BREWING CO CL B 60871R209 3892 86991 SH DEFINED 2 86991 0 0 MOLSON COORS BREWING CO CL B 60871R209 1225 27385 SH DEFINED 3 1881 0 25504 MOLSON COORS BREWING CO CL B 60871R209 272 6076 SH DEFINED 5 6076 0 0 MOLSON COORS BREWING CO CL B 60871R209 895 20000 SH DEFINED 6 20000 0 0 MOLSON COORS BREWING CO CL B 60871R209 40 900 SH DEFINED 7 0 900 0 MOLSON COORS BREWING CO CL B 60871R209 2 45 SH DEFINED 5;1 45 0 0 MOLSON COORS BREWING CO NOTE 2.500 60871RAA8 67 61000 PRN DEFINED 3 57000 0 4000 MOLYCORP INC DEL COM 608753109 15 250 SH DEFINED 250 0 0 MOLYCORP INC DEL COM 608753109 1844 30200 SH DEFINED 1 30200 0 0 MOLYCORP INC DEL COM 608753109 35 580 SH DEFINED 16 580 0 0 MOLYCORP INC DEL COM 608753109 1099 17999 SH DEFINED 3 15699 0 2300 MOLYCORP INC DEL COM 608753109 916 15000 PUT DEFINED 3 15000 0 0 MOLYCORP INC DEL COM 608753109 10 158 SH DEFINED 5 158 0 0 MOLYCORP INC DEL COM 608753109 15 250 SH DEFINED 8 250 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 235 12100 SH DEFINED 1 12100 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 0 17 SH DEFINED 2 17 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 324 16646 SH DEFINED 3 1913 0 14733 MOMENTA PHARMACEUTICALS INC COM 60877T100 6 332 SH DEFINED 5 332 0 0 MONARCH CASINO & RESORT INC COM 609027107 60 5719 SH DEFINED 3 369 0 5350 MONEYGRAM INTL INC COM 60935Y109 3 802 SH DEFINED 802 0 0 MONEYGRAM INTL INC COM 60935Y109 18 5536 SH DEFINED 2 5536 0 0 MONEYGRAM INTL INC COM 60935Y109 17 4981 SH DEFINED 3 3469 0 1512 MONMOUTH REAL ESTATE INVT CO CL A 609720107 90 10675 SH DEFINED 3 10675 0 0 MONOLITHIC PWR SYS INC COM 609839105 6 416 SH DEFINED 16 416 0 0 MONOLITHIC PWR SYS INC COM 609839105 325 21063 SH DEFINED 2 21063 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MONOLITHIC PWR SYS INC COM 609839105 19 1242 SH DEFINED 3 1242 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 18 1248 SH DEFINED 2 1248 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 21 1483 SH DEFINED 3 1483 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 3 223 SH DEFINED 5 223 0 0 MONRO MUFFLER BRAKE INC COM 610236101 2 54 SH DEFINED 54 0 0 MONRO MUFFLER BRAKE INC COM 610236101 47 1265 SH DEFINED 3 1265 0 0 MONSANTO CO NEW COM 61166W101 96 1327 SH DEFINED 1327 0 0 MONSANTO CO NEW COM 61166W101 33151 457000 SH DEFINED 1 457000 0 0 MONSANTO CO NEW COM 61166W101 237 3269 SH DEFINED 10 3269 0 0 MONSANTO CO NEW COM 61166W101 29 406 SH DEFINED 11 406 0 0 MONSANTO CO NEW COM 61166W101 50 695 SH DEFINED 12 0 0 695 MONSANTO CO NEW COM 61166W101 23 316 SH DEFINED 13 316 0 0 MONSANTO CO NEW COM 61166W101 169 2328 SH DEFINED 15 2328 0 0 MONSANTO CO NEW COM 61166W101 61 837 SH DEFINED 16 837 0 0 MONSANTO CO NEW COM 61166W101 19465 268329 SH DEFINED 2 268329 0 0 MONSANTO CO NEW COM 61166W101 64242 885607 SH DEFINED 3 825650 0 59957 MONSANTO CO NEW COM 61166W101 27485 378900 CALL DEFINED 3 378900 0 0 MONSANTO CO NEW COM 61166W101 92771 1278900 PUT DEFINED 3 1278900 0 0 MONSANTO CO NEW COM 61166W101 1005 13857 SH DEFINED 5 13857 0 0 MONSANTO CO NEW COM 61166W101 429 5920 SH DEFINED 7 0 5920 0 MONSANTO CO NEW COM 61166W101 677 9328 SH DEFINED 8 7708 1620 0 MONSANTO CO NEW COM 61166W101 1626 22794 SH SOLE 22794 0 0 MONSTER WORLDWIDE INC COM 611742107 8 547 SH DEFINED 15 547 0 0 MONSTER WORLDWIDE INC COM 611742107 843 57534 SH DEFINED 2 57534 0 0 MONSTER WORLDWIDE INC COM 611742107 228 15523 SH DEFINED 3 1517 0 14006 MONSTER WORLDWIDE INC COM 611742107 19 1310 SH DEFINED 5 1310 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 183 11500 SH DEFINED 3 0 0 11500 MOODYS CORP COM 615369105 14 364 SH DEFINED 364 0 0 MOODYS CORP COM 615369105 38 1000 SH DEFINED 15 1000 0 0 MOODYS CORP COM 615369105 4839 126191 SH DEFINED 2 126191 0 0 MOODYS CORP COM 615369105 8356 217889 SH DEFINED 3 199239 0 18650 MOODYS CORP COM 615369105 5722 149212 SH DEFINED 5 149212 0 0 MOODYS CORP COM 615369105 165 4300 SH DEFINED 8 4300 0 0 MOOG INC CL A 615394202 104 2384 SH DEFINED 3 1884 0 500 MORGAN STANLEY EASTN EUR FD COM 616988101 58 3095 SH DEFINED 3095 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 84 4542 SH DEFINED 13 4542 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 84 4500 SH DEFINED 16 4500 0 0 MORGAN STANLEY COM NEW 617446448 51 2200 SH DEFINED 2200 0 0 MORGAN STANLEY COM NEW 617446448 564 24524 SH DEFINED 10 24524 0 0 MORGAN STANLEY COM NEW 617446448 115 5005 SH DEFINED 12 0 0 5005 MORGAN STANLEY COM NEW 617446448 92 4000 SH DEFINED 13 4000 0 0 MORGAN STANLEY COM NEW 617446448 948 41200 SH DEFINED 14 41200 0 0 MORGAN STANLEY COM NEW 617446448 130 5670 SH DEFINED 15 5670 0 0 MORGAN STANLEY COM NEW 617446448 12485 542596 SH DEFINED 16 542596 0 0 MORGAN STANLEY COM NEW 617446448 17032 740198 SH DEFINED 2 740198 0 0 MORGAN STANLEY COM NEW 617446448 12893 560337 SH DEFINED 3 536312 0 24025 MORGAN STANLEY COM NEW 617446448 18523 805000 CALL DEFINED 3 805000 0 0 MORGAN STANLEY COM NEW 617446448 15274 663800 PUT DEFINED 3 663800 0 0 MORGAN STANLEY COM NEW 617446448 1745 75828 SH DEFINED 5 75828 0 0 MORGAN STANLEY COM NEW 617446448 1 42 SH DEFINED 7 0 42 0 MORGAN STANLEY COM NEW 617446448 28 1198 SH DEFINED 8 1198 0 0 MORGAN STANLEY COM NEW 617446448 1517 64096 SH SOLE 64096 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 8 500 SH DEFINED 3 0 0 500 MORGAN STANLEY EMER MKTS DEB COM 61744H105 22 2100 SH DEFINED 2100 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 319 30000 SH DEFINED 12 0 0 30000 MORGAN STANLEY EMER MKTS DEB COM 61744H105 133 12515 SH DEFINED 3 0 0 12515 MORGAN STANLEY ASIA PAC FD I COM 61744U106 1423 83446 SH DEFINED 3 0 0 83446 MORGAN STANLEY ASIA PAC FD I COM 61744U106 113 6630 SH DEFINED 5 6630 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 24 1100 SH DEFINED 1100 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 0 1 SH DEFINED 10 1 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MORGAN STANLEY INDIA INVS FD COM 61745C105 120 5447 SH DEFINED 16 5447 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 5239 238784 SH DEFINED 3 0 0 238784 MORGAN STANLEY INDIA INVS FD COM 61745C105 267 12170 SH DEFINED 5 12170 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 19 850 SH DEFINED 8 850 0 0 MORGAN STANLEY INCOME SEC INC 61745P874 92 5347 SH DEFINED 3 0 0 5347 MORGAN STANLEY CHINA A SH FD COM 617468103 419 15350 SH DEFINED 15350 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 11 400 SH DEFINED 3 0 0 400 MORGAN STANLEY CHINA A SH FD COM 617468103 103 3772 SH DEFINED 5 3772 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 108 6143 SH DEFINED 6143 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 90 5091 SH DEFINED 15 5091 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 369 20926 SH DEFINED 3 0 0 20926 MORGANS HOTEL GROUP CO COM 61748W108 1 204 SH DEFINED 2 204 0 0 MORGANS HOTEL GROUP CO COM 61748W108 7 915 SH DEFINED 3 915 0 0 MORNINGSTAR INC COM 617700109 122 2000 SH DEFINED 3 0 0 2000 MORNINGSTAR INC COM 617700109 12 190 SH DEFINED 5 190 0 0 MOSAIC CO NEW COM 61945C103 203 3000 SH DEFINED 3000 0 0 MOSAIC CO NEW COM 61945C103 34742 512948 SH DEFINED 1 512948 0 0 MOSAIC CO NEW COM 61945C103 7 102 SH DEFINED 15 102 0 0 MOSAIC CO NEW COM 61945C103 290 4284 SH DEFINED 2 4284 0 0 MOSAIC CO NEW COM 61945C103 21197 312965 SH DEFINED 3 285013 0 27952 MOSAIC CO NEW COM 61945C103 4064 60000 CALL DEFINED 3 60000 0 0 MOSAIC CO NEW COM 61945C103 32321 477200 PUT DEFINED 3 477200 0 0 MOSAIC CO NEW COM 61945C103 9132 134824 SH DEFINED 5 134824 0 0 MOSAIC CO NEW COM 61945C103 2367 34945 SH DEFINED 7 0 34945 0 MOSAIC CO NEW COM 61945C103 867 12805 SH DEFINED 8 10775 2030 0 MOSAIC CO NEW COM 61945C103 2 25 SH DEFINED 5;1 25 0 0 MOSYS INC COM 619718109 8 1353 SH DEFINED 3 1353 0 0 MOTORCAR PTS AMER INC COM 620071100 96 6372 SH DEFINED 3 664 0 5708 MOTORCAR PTS AMER INC COM 620071100 75 5000 SH DEFINED 7 0 5000 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 63 1371 SH DEFINED 1371 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1305 28343 SH DEFINED 1 28343 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 499 10841 SH DEFINED 14 10841 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 220 4787 SH DEFINED 15 4787 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 7761 168569 SH DEFINED 2 168569 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1581 34332 SH DEFINED 3 15336 0 18996 MOTOROLA SOLUTIONS INC COM NEW 620076307 17113 371690 SH DEFINED 4 0 82350 289340 MOTOROLA SOLUTIONS INC COM NEW 620076307 575 12488 SH DEFINED 5 12488 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 16 340 SH DEFINED 7 0 340 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 0 10 SH DEFINED 8 0 10 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 14 626 SH DEFINED 1 626 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 209 9485 SH DEFINED 14 9485 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 163 7416 SH DEFINED 15 7416 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 12 562 SH DEFINED 16 562 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 3559 161484 SH DEFINED 2 161484 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 1168 52993 SH DEFINED 3 35285 0 17708 MOTOROLA MOBILITY HLDGS INC COM 620097105 263 11938 SH DEFINED 5 11938 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 7 298 SH DEFINED 7 0 298 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 0 8 SH DEFINED 8 0 8 0 MOTRICITY INC COM 620107102 240 28500 SH DEFINED 28500 0 0 MOTRICITY INC COM 620107102 16 2035 SH DEFINED 3 1535 0 500 MOTRICITY INC COM 620107102 574 74220 SH DEFINED 5 74220 0 0 MOTRICITY INC COM 620107102 111 14415 SH DEFINED 8 14415 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 17998 3370400 SH DEFINED 1 3370400 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 443 83040 SH DEFINED 5 83040 0 0 MOVADO GROUP INC COM 624580106 45 2618 SH DEFINED 3 717 0 1901 MOVADO GROUP INC COM 624580106 400 23400 SH DEFINED 4 0 0 23400 MOVE INC COM COM 62458M108 16 7183 SH DEFINED 3 6583 0 600 MUELLER INDS INC COM 624756102 2 58 SH DEFINED 15 58 0 0 MUELLER INDS INC COM 624756102 285 7521 SH DEFINED 3 1570 0 5951 MUELLER WTR PRODS INC COM SER A 624758108 0 47 SH DEFINED 15 47 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- MUELLER WTR PRODS INC COM SER A 624758108 90 22694 SH DEFINED 3 6449 0 16245 MULTI COLOR CORP COM 625383104 289 11720 SH DEFINED 3 473 0 11247 MULTI FINELINE ELECTRONIX IN COM 62541B101 8 375 SH DEFINED 3 375 0 0 MULTIMEDIA GAMES HLDG CO INC COM 625453105 5 1116 SH DEFINED 3 1116 0 0 MURPHY OIL CORP COM 626717102 1 20 SH DEFINED 20 0 0 MURPHY OIL CORP COM 626717102 565 8600 SH DEFINED 15 8600 0 0 MURPHY OIL CORP COM 626717102 6163 93861 SH DEFINED 2 93861 0 0 MURPHY OIL CORP COM 626717102 4711 71751 SH DEFINED 3 1063 0 70688 MURPHY OIL CORP COM 626717102 1186 18062 SH DEFINED 5 18062 0 0 MURPHY OIL CORP COM 626717102 237 3610 SH DEFINED 7 0 3610 0 MURPHY OIL CORP COM 626717102 49 748 SH DEFINED 8 288 460 0 MURPHY OIL CORP COM 626717102 1 20 SH DEFINED 5;1 20 0 0 MUTUALFIRST FINL INC COM 62845B104 6 678 SH DEFINED 3 0 0 678 MUTUALFIRST FINL INC COM 62845B104 475 52100 SH DEFINED 4 0 0 52100 MYERS INDS INC COM 628464109 14 1314 SH DEFINED 3 1314 0 0 MYERS INDS INC COM 628464109 257 25000 SH DEFINED 4 0 0 25000 MYLAN INC COM 628530107 2 101 SH DEFINED 101 0 0 MYLAN INC COM 628530107 2220 90000 SH DEFINED 1 90000 0 0 MYLAN INC COM 628530107 80 3254 SH DEFINED 15 3254 0 0 MYLAN INC COM 628530107 6289 254937 SH DEFINED 2 254937 0 0 MYLAN INC COM 628530107 7007 284021 SH DEFINED 3 5135 0 278886 MYLAN INC COM 628530107 3887 157570 SH DEFINED 4 0 19550 138020 MYLAN INC COM 628530107 862 34941 SH DEFINED 5 34941 0 0 MYLAN INC COM 628530107 71 2880 SH DEFINED 7 0 2880 0 MYLAN INC COM 628530107 43 1748 SH DEFINED 8 1748 0 0 MYLAN INC NOTE 1.250 628530AG2 377 335000 PRN DEFINED 3 45000 0 290000 MYLAN INC NOTE 1.250 628530AG2 4694 4175000 PRN DEFINED 6 4175000 0 0 MYLAN INC NOTE 3.750 628530AJ6 72566 36750000 PRN DEFINED 3 36750000 0 0 MYRIAD GENETICS INC COM 62855J104 6 280 SH DEFINED 15 280 0 0 MYRIAD GENETICS INC COM 62855J104 306 13462 SH DEFINED 2 13462 0 0 MYRIAD GENETICS INC COM 62855J104 445 19598 SH DEFINED 3 0 0 19598 MYRIAD GENETICS INC COM 62855J104 38 1667 SH DEFINED 5 1667 0 0 MYREXIS INC COM 62856H107 4 1125 SH DEFINED 3 0 0 1125 MYREXIS INC COM 62856H107 1 205 SH DEFINED 5 205 0 0 NBT BANCORP INC COM 628778102 36 1628 SH DEFINED 3 1428 0 200 NCI BUILDING SYS INC COM NEW 628852204 0 1 SH DEFINED 15 1 0 0 NCI BUILDING SYS INC COM NEW 628852204 2 147 SH DEFINED 2 147 0 0 NCI BUILDING SYS INC COM NEW 628852204 10 859 SH DEFINED 3 819 0 40 NCR CORP NEW COM 62886E108 433 22900 SH DEFINED 1 22900 0 0 NCR CORP NEW COM 62886E108 17 890 SH DEFINED 16 0 890 0 NCR CORP NEW COM 62886E108 1336 70700 SH DEFINED 2 70700 0 0 NCR CORP NEW COM 62886E108 184 9753 SH DEFINED 3 0 0 9753 NCI INC CL A 62886K104 6 276 SH DEFINED 3 276 0 0 NGP CAP RES CO COM 62912R107 24 2933 SH DEFINED 3 897 0 2036 NGP CAP RES CO COM 62912R107 353 43000 SH DEFINED 4 0 0 43000 NII HLDGS INC CL B NEW 62913F201 25 600 SH DEFINED 600 0 0 NII HLDGS INC CL B NEW 62913F201 112 2648 SH DEFINED 10 2648 0 0 NII HLDGS INC CL B NEW 62913F201 1060 25000 SH DEFINED 16 25000 0 0 NII HLDGS INC CL B NEW 62913F201 2479 58498 SH DEFINED 2 58498 0 0 NII HLDGS INC CL B NEW 62913F201 7114 167866 SH DEFINED 3 162000 0 5866 NII HLDGS INC CL B NEW 62913F201 2119 50000 PUT DEFINED 3 50000 0 0 NII HLDGS INC CL B NEW 62913F201 28 652 SH DEFINED 5 652 0 0 NII HLDGS INC CL B NEW 62913F201 211 4973 SH SOLE 4973 0 0 NII HLDGS INC NOTE 3.125 62913FAJ1 87 87000 PRN DEFINED 3 86000 0 1000 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 1001 50200 SH DEFINED 3 0 0 50200 NIC INC COM 62914B100 64 4720 SH DEFINED 4720 0 0 NIC INC COM 62914B100 93 6900 SH DEFINED 1 6900 0 0 NIC INC COM 62914B100 2 178 SH DEFINED 15 178 0 0 NIC INC COM 62914B100 36 2653 SH DEFINED 3 2653 0 0 NIC INC COM 62914B100 10089 749518 SH DEFINED 4 0 223700 525818

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NIVS INTELLIMEDIA TECH GP IN COM 62914U108 0 1412 SH DEFINED 3 1412 0 0 NL INDS INC COM NEW 629156407 9 476 SH DEFINED 3 276 0 200 NL INDS INC COM NEW 629156407 6 321 SH DEFINED 5 321 0 0 NN INC COM 629337106 229 15321 SH DEFINED 3 697 0 14624 NN INC COM 629337106 1560 104300 SH DEFINED 4 0 17900 86400 NPS PHARMACEUTICALS INC COM 62936P103 11 1129 SH DEFINED 2 1129 0 0 NPS PHARMACEUTICALS INC COM 62936P103 57 5985 SH DEFINED 3 3567 0 2418 NRG ENERGY INC COM NEW 629377508 92 3729 SH DEFINED 15 3729 0 0 NRG ENERGY INC COM NEW 629377508 2615 106379 SH DEFINED 2 106379 0 0 NRG ENERGY INC COM NEW 629377508 110 4458 SH DEFINED 3 2870 0 1588 NRG ENERGY INC COM NEW 629377508 73 2960 SH DEFINED 5 2960 0 0 NRG ENERGY INC COM NEW 629377508 54 2200 SH DEFINED 7 0 2200 0 NTT DOCOMO INC SPONS ADR 62942M201 31 1731 SH DEFINED 15 1731 0 0 NTT DOCOMO INC SPONS ADR 62942M201 647 36100 SH DEFINED 2 36100 0 0 NTT DOCOMO INC SPONS ADR 62942M201 158 8811 SH DEFINED 5 8811 0 0 NVE CORP COM NEW 629445206 12 198 SH DEFINED 3 198 0 0 NVR INC COM 62944T105 1332 1836 SH DEFINED 2 1836 0 0 NVR INC COM 62944T105 227 313 SH DEFINED 3 0 0 313 NYSE EURONEXT COM 629491101 34 1000 SH DEFINED 1000 0 0 NYSE EURONEXT COM 629491101 16 475 SH DEFINED 15 475 0 0 NYSE EURONEXT COM 629491101 4860 141823 SH DEFINED 2 141823 0 0 NYSE EURONEXT COM 629491101 2037 59425 SH DEFINED 3 40701 0 18724 NYSE EURONEXT COM 629491101 3084 90000 CALL DEFINED 3 90000 0 0 NYSE EURONEXT COM 629491101 152 4427 SH DEFINED 5 4427 0 0 NYSE EURONEXT COM 629491101 2 64 SH DEFINED 7 0 64 0 NABI BIOPHARMACEUTICALS COM 629519109 1 150 SH DEFINED 15 150 0 0 NABI BIOPHARMACEUTICALS COM 629519109 10 1775 SH DEFINED 3 1775 0 0 NACCO INDS INC CL A 629579103 120 1236 SH DEFINED 3 242 0 994 NACCO INDS INC CL A 629579103 236 2440 SH DEFINED 5 2440 0 0 NALCO HOLDING COMPANY COM 62985Q101 409 14710 SH DEFINED 10 14710 0 0 NALCO HOLDING COMPANY COM 62985Q101 24 859 SH DEFINED 11 859 0 0 NALCO HOLDING COMPANY COM 62985Q101 106 3820 SH DEFINED 14 3820 0 0 NALCO HOLDING COMPANY COM 62985Q101 26 950 SH DEFINED 15 950 0 0 NALCO HOLDING COMPANY COM 62985Q101 32 1168 SH DEFINED 16 1168 0 0 NALCO HOLDING COMPANY COM 62985Q101 200 7202 SH DEFINED 2 7202 0 0 NALCO HOLDING COMPANY COM 62985Q101 43 1535 SH DEFINED 3 1100 0 435 NALCO HOLDING COMPANY COM 62985Q101 209 7512 SH DEFINED 5 7512 0 0 NALCO HOLDING COMPANY COM 62985Q101 57 2050 SH DEFINED 7 0 2050 0 NALCO HOLDING COMPANY COM 62985Q101 5 195 SH DEFINED 8 0 195 0 NAM TAI ELECTRS INC COM PAR $0.02 629865205 3 590 SH DEFINED 590 0 0 NAM TAI ELECTRS INC COM PAR $0.02 629865205 2 411 SH DEFINED 2 411 0 0 NAM TAI ELECTRS INC COM PAR $0.02 629865205 3 500 SH DEFINED 3 0 0 500 NANOMETRICS INC COM 630077105 1041 54800 SH DEFINED 1 54800 0 0 NANOMETRICS INC COM 630077105 300 15822 SH DEFINED 3 835 0 14987 NAPCO SEC TECHNOLOGIES INC COM 630402105 0 94 SH DEFINED 15 94 0 0 NARA BANCORP INC COM 63080P105 13 1576 SH DEFINED 3 1576 0 0 NASDAQ OMX GROUP INC COM 631103108 51 2000 SH DEFINED 2000 0 0 NASDAQ OMX GROUP INC COM 631103108 28 1100 SH DEFINED 14 1100 0 0 NASDAQ OMX GROUP INC COM 631103108 2 80 SH DEFINED 15 80 0 0 NASDAQ OMX GROUP INC COM 631103108 2247 88820 SH DEFINED 2 88820 0 0 NASDAQ OMX GROUP INC COM 631103108 4235 167411 SH DEFINED 3 2033 0 165378 NASDAQ OMX GROUP INC COM 631103108 3066 121200 CALL DEFINED 3 121200 0 0 NASDAQ OMX GROUP INC COM 631103108 26 1040 SH DEFINED 5 1040 0 0 NASDAQ OMX GROUP INC COM 631103108 49 1930 SH DEFINED 7 0 1930 0 NASDAQ OMX GROUP INC NOTE 2.500 631103AA6 25 25000 PRN DEFINED 3 0 0 25000 NASDAQ PREM INCM & GRW FD IN COM 63110R105 14 1000 SH DEFINED 15 1000 0 0 NASDAQ PREM INCM & GRW FD IN COM 63110R105 143 9970 SH DEFINED 3 0 0 9970 NASH FINCH CO COM 631158102 17 483 SH DEFINED 2 483 0 0 NASH FINCH CO COM 631158102 18 502 SH DEFINED 3 502 0 0 NASH FINCH CO COM 631158102 5967 166620 SH DEFINED 4 0 82000 84620

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NATIONAL AMERN UNIV HLDGS IN COM 63245Q105 3 367 SH DEFINED 3 367 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 11 7900 SH DEFINED 3 0 0 7900 NATIONAL BK GREECE S A SPONSORED ADR 633643408 3 2183 SH DEFINED 5 2183 0 0 NATIONAL BK GREECE S A ADR PRF SER A 633643507 233 25750 PRN DEFINED 3 0 0 25750 NATIONAL BANKSHARES INC VA COM 634865109 7 288 SH DEFINED 3 288 0 0 NATIONAL BEVERAGE CORP COM 635017106 21 1464 SH DEFINED 3 464 0 1000 NATIONAL CINEMEDIA INC COM 635309107 100 5903 SH DEFINED 2 5903 0 0 NATIONAL CINEMEDIA INC COM 635309107 39 2287 SH DEFINED 3 2287 0 0 NATIONAL HEALTHCARE CORP COM 635906100 21 425 SH DEFINED 3 425 0 0 NATIONAL FINL PARTNERS CORP COM 63607P208 1160 100531 SH DEFINED 3 100531 0 0 NATIONAL FINL PARTNERS CORP COM 63607P208 1 70 SH DEFINED 70 0 0 NATIONAL FINL PARTNERS CORP COM 63607P208 1 57 SH DEFINED 15 57 0 0 NATIONAL FINL PARTNERS CORP COM 63607P208 237 20557 SH DEFINED 2 20557 0 0 NATIONAL FUEL GAS CO N J COM 636180101 4113 56500 SH DEFINED 1 56500 0 0 NATIONAL FUEL GAS CO N J COM 636180101 17 232 SH DEFINED 15 232 0 0 NATIONAL FUEL GAS CO N J COM 636180101 7 100 SH DEFINED 16 100 0 0 NATIONAL FUEL GAS CO N J COM 636180101 2280 31324 SH DEFINED 2 31324 0 0 NATIONAL FUEL GAS CO N J COM 636180101 4363 59934 SH DEFINED 3 41900 0 18034 NATIONAL GRID PLC SPON ADR NEW 636274300 49 983 SH DEFINED 983 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 74 1488 SH DEFINED 15 1488 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 22 451 SH DEFINED 16 451 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 570 11534 SH DEFINED 2 11534 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 1654 33453 SH DEFINED 3 0 0 33453 NATIONAL GRID PLC SPON ADR NEW 636274300 721 14592 SH DEFINED 5 14592 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 27 550 SH DEFINED 7 0 550 0 NATIONAL HEALTH INVS INC COM 63633D104 2 36 SH DEFINED 36 0 0 NATIONAL HEALTH INVS INC COM 63633D104 543 12218 SH DEFINED 2 12218 0 0 NATIONAL HEALTH INVS INC COM 63633D104 58 1311 SH DEFINED 3 1011 0 300 NATIONAL INSTRS CORP COM 636518102 10 331 SH DEFINED 15 331 0 0 NATIONAL INSTRS CORP COM 636518102 377 12695 SH DEFINED 2 12695 0 0 NATIONAL INSTRS CORP COM 636518102 12 405 SH DEFINED 3 0 0 405 NATIONAL INSTRS CORP COM 636518102 927 31200 SH DEFINED 4 0 5450 25750 NATIONAL INSTRS CORP COM 636518102 11 376 SH DEFINED 5 376 0 0 NATIONAL INSTRS CORP COM 636518102 174 5862 SH DEFINED 8 5862 0 0 NATIONAL INTERSTATE CORP COM 63654U100 7 285 SH DEFINED 3 285 0 0 NATIONAL INTERSTATE CORP COM 63654U100 2801 122300 SH DEFINED 4 0 29300 93000 NATIONAL OILWELL VARCO INC COM 637071101 57 725 SH DEFINED 725 0 0 NATIONAL OILWELL VARCO INC COM 637071101 69842 893009 SH DEFINED 1 893009 0 0 NATIONAL OILWELL VARCO INC COM 637071101 95 1212 SH DEFINED 15 1212 0 0 NATIONAL OILWELL VARCO INC COM 637071101 15118 193306 SH DEFINED 2 193306 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1730 22124 SH DEFINED 3 7166 0 14958 NATIONAL OILWELL VARCO INC COM 637071101 77428 990000 CALL DEFINED 3 990000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 12209 156100 PUT DEFINED 3 156100 0 0 NATIONAL OILWELL VARCO INC COM 637071101 824 10536 SH DEFINED 5 10536 0 0 NATIONAL OILWELL VARCO INC COM 637071101 3 40 SH DEFINED 7 0 40 0 NATIONAL OILWELL VARCO INC COM 637071101 14 175 SH DEFINED 8 175 0 0 NATIONAL OILWELL VARCO INC COM 637071101 298 3814 SH SOLE 3814 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 290 36613 SH DEFINED 3 5132 0 31481 NATIONAL PRESTO INDS INC COM 637215104 494 4868 SH DEFINED 2 4868 0 0 NATIONAL PRESTO INDS INC COM 637215104 167 1644 SH DEFINED 3 199 0 1445 NATIONAL PRESTO INDS INC COM 637215104 1 5 SH DEFINED 5 5 0 0 NATIONAL RESEARCH CORP COM 637372103 3 76 SH DEFINED 3 76 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 881 35946 SH DEFINED 2 35946 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 1004 40954 SH DEFINED 3 3526 0 37428 NATIONAL SEC GROUP INC COM 637546102 60 5300 SH DEFINED 4 0 0 5300 NATIONAL SEMICONDUCTOR CORP COM 637640103 2959 120246 SH DEFINED 2 120246 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 27475 1116434 SH DEFINED 3 1114152 0 2282 NATIONAL SEMICONDUCTOR CORP COM 637640103 19004 772200 CALL DEFINED 3 772200 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 608 24700 PUT DEFINED 3 24700 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 11 455 SH DEFINED 5 455 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NATIONAL WESTN LIFE INS CO CL A 638522102 15 91 SH DEFINED 3 91 0 0 NATIONAL WESTN LIFE INS CO CL A 638522102 638 4000 SH DEFINED 4 0 0 4000 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 84 3550 PRN DEFINED 3 0 0 3550 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 81 3442 PRN DEFINED 5 3442 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 33 795 SH DEFINED 795 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 1687 40742 SH DEFINED 2 40742 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 9202 222208 SH DEFINED 3 212388 0 9820 NATURAL GAS SERVICES GROUP COM 63886Q109 2 93 SH DEFINED 15 93 0 0 NATURAL GAS SERVICES GROUP COM 63886Q109 307 19000 SH DEFINED 4 0 0 19000 NAVIGATORS GROUP INC COM 638904102 89 1897 SH DEFINED 2 1897 0 0 NAVIGATORS GROUP INC COM 638904102 26 561 SH DEFINED 3 561 0 0 NAVIGATORS GROUP INC COM 638904102 536 11400 SH DEFINED 4 0 0 11400 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 24 715 SH DEFINED 715 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 159 4800 SH DEFINED 15 4800 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 33 1000 SH DEFINED 16 1000 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 270 8141 SH DEFINED 3 0 0 8141 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 1 41 SH DEFINED 5 41 0 0 NATURES SUNSHINE PRODUCTS IN COM 639027101 9 463 SH DEFINED 3 463 0 0 NATUS MEDICAL INC DEL COM 639050103 741 48896 SH DEFINED 2 48896 0 0 NATUS MEDICAL INC DEL COM 639050103 18 1203 SH DEFINED 3 1203 0 0 NAVARRE CORP COM 639208107 0 100 SH DEFINED 3 0 0 100 NAVISTAR INTL CORP NEW COM 63934E108 9 168 SH DEFINED 15 168 0 0 NAVISTAR INTL CORP NEW COM 63934E108 110 1948 SH DEFINED 2 1948 0 0 NAVISTAR INTL CORP NEW COM 63934E108 6324 112000 SH DEFINED 4 0 13900 98100 NAVISTAR INTL CORP NEW COM 63934E108 44 779 SH DEFINED 5 779 0 0 NAVIGANT CONSULTING INC COM 63935N107 22 2139 SH DEFINED 3 2139 0 0 NAVIGANT CONSULTING INC COM 63935N107 21 1978 SH DEFINED 5 1978 0 0 NEENAH PAPER INC COM 640079109 2 84 SH DEFINED 14 84 0 0 NEENAH PAPER INC COM 640079109 164 7721 SH DEFINED 2 7721 0 0 NEENAH PAPER INC COM 640079109 179 8425 SH DEFINED 3 619 0 7806 NEKTAR THERAPEUTICS COM 640268108 73 10000 SH DEFINED 14 10000 0 0 NEKTAR THERAPEUTICS COM 640268108 8 1162 SH DEFINED 2 1162 0 0 NEKTAR THERAPEUTICS COM 640268108 56 7726 SH DEFINED 3 4731 0 2995 NELNET INC CL A 64031N108 24 1070 SH DEFINED 3 1070 0 0 NEOGEN CORP COM 640491106 11 249 SH DEFINED 15 249 0 0 NEOGEN CORP COM 640491106 155 3437 SH DEFINED 3 962 0 2475 NEOGEN CORP COM 640491106 10675 236128 SH DEFINED 4 0 182688 53440 NEOPROBE CORP COM 640518106 21 6384 SH DEFINED 3 3684 0 2700 NEOPHOTONICS CORP COM 64051T100 2 359 SH DEFINED 3 359 0 0 NEOSTEM INC COM NEW 640650305 54 36573 SH DEFINED 3 1573 0 35000 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 21 5500 SH DEFINED 5 5500 0 0 NESS TECHNOLOGIES INC COM 64104X108 11 1394 SH DEFINED 3 1394 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 347 40000 SH DEFINED 14 40000 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 2 188 SH DEFINED 15 188 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 1 75 SH DEFINED 3 0 0 75 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 45 4377 SH DEFINED 2 4377 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 233 22456 SH DEFINED 3 0 0 22456 NETAPP INC COM 64110D104 13 247 SH DEFINED 247 0 0 NETAPP INC COM 64110D104 4138 78400 SH DEFINED 1 78400 0 0 NETAPP INC COM 64110D104 135 2559 SH DEFINED 15 2559 0 0 NETAPP INC COM 64110D104 15864 300570 SH DEFINED 2 300570 0 0 NETAPP INC COM 64110D104 2401 45497 SH DEFINED 3 29746 0 15751 NETAPP INC COM 64110D104 2956 56000 CALL DEFINED 3 56000 0 0 NETAPP INC COM 64110D104 17724 335800 PUT DEFINED 3 335800 0 0 NETAPP INC COM 64110D104 544 10301 SH DEFINED 5 10301 0 0 NETAPP INC COM 64110D104 53 1000 SH DEFINED 8 1000 0 0 NETAPP INC NOTE 1.750 64110DAB0 24704 14500000 PRN DEFINED 3 14500000 0 0 NETFLIX INC COM 64110L106 1103 4200 SH DEFINED 1 4200 0 0 NETFLIX INC COM 64110L106 84 318 SH DEFINED 15 318 0 0 NETFLIX INC COM 64110L106 4 14 SH DEFINED 16 0 14 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NETFLIX INC COM 64110L106 9180 34946 SH DEFINED 2 34946 0 0 NETFLIX INC COM 64110L106 609 2319 SH DEFINED 3 230 0 2089 NETFLIX INC COM 64110L106 94 358 SH DEFINED 5 358 0 0 NETFLIX INC COM 64110L106 9 35 SH DEFINED 7 0 35 0 NETEASE COM INC SPONSORED ADR 64110W102 19 425 SH DEFINED 15 425 0 0 NETEASE COM INC SPONSORED ADR 64110W102 305 6757 SH DEFINED 5 6757 0 0 NETEASE COM INC SPONSORED ADR 64110W102 17 373 SH DEFINED 8 373 0 0 NETGEAR INC COM 64111Q104 8049 184100 SH DEFINED 1 184100 0 0 NETGEAR INC COM 64111Q104 590 13492 SH DEFINED 3 1518 0 11974 NETSCOUT SYS INC COM 64115T104 848 40581 SH DEFINED 2 40581 0 0 NETSCOUT SYS INC COM 64115T104 64 3049 SH DEFINED 3 1549 0 1500 NETLOGIC MICROSYSTEMS INC COM 64118B100 10885 269300 SH DEFINED 1 269300 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 558 13814 SH DEFINED 3 12833 0 981 NETLOGIC MICROSYSTEMS INC COM 64118B100 10 236 SH DEFINED 8 236 0 0 NETLIST INC COM 64118P109 77 37500 SH DEFINED 37500 0 0 NETSUITE INC COM 64118Q107 329 8400 SH DEFINED 1 8400 0 0 NETSUITE INC COM 64118Q107 164 4179 SH DEFINED 3 1129 0 3050 NETSUITE INC COM 64118Q107 555 14162 SH DEFINED 5 14162 0 0 NETSPEND HLDGS INC COM 64118V106 12 1233 SH DEFINED 3 1233 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 1 275 SH DEFINED 3 0 0 275 NEUBERGER BERMAN CA INT MUN COM 64123C101 120 8500 SH DEFINED 3 0 0 8500 NEUBERGER BERMAN NY INT MUN COM 64124K102 85 6028 SH DEFINED 3 0 0 6028 NEUBERGER BERMAN INTER MUNI COM 64124P101 476 33739 SH DEFINED 3 0 0 33739 NEUROGESX INC COM 641252101 1 500 SH DEFINED 3 0 0 500 NEUROCRINE BIOSCIENCES INC COM 64125C109 1 116 SH DEFINED 15 116 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 16 2045 SH DEFINED 3 2045 0 0 NEUSTAR INC CL A 64126X201 1867 71241 SH DEFINED 2 71241 0 0 NEUSTAR INC CL A 64126X201 4 140 SH DEFINED 3 0 0 140 NEUSTAR INC CL A 64126X201 1 49 SH DEFINED 5 49 0 0 NEUTRAL TANDEM INC COM 64128B108 25 1429 SH DEFINED 3 1429 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 34 2434 SH DEFINED 3 0 0 2434 NEVSUN RES LTD COM 64156L101 61 10000 SH DEFINED 10000 0 0 NEVSUN RES LTD COM 64156L101 103 17000 SH DEFINED 3 0 0 17000 NEVSUN RES LTD COM 64156L101 16 2633 SH DEFINED 5 2633 0 0 NEVSUN RES LTD COM 64156L101 6 1000 PUT DEFINED 5 1000 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 48 4400 SH DEFINED 13 4400 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 30 2760 SH DEFINED 3 0 0 2760 NEUBERGER BERMAN RE ES SEC F COM 64190A103 45 10435 SH DEFINED 3 0 0 10435 NEW GERMANY FD INC COM 644465106 2441 135329 SH DEFINED 3 0 0 135329 NEW GERMANY FD INC COM 644465106 13 748 SH DEFINED 8 748 0 0 NEW GOLD INC CDA COM 644535106 99838 9702415 SH DEFINED 1 9535615 0 166800 NEW GOLD INC CDA COM 644535106 1 61 SH DEFINED 15 61 0 0 NEW GOLD INC CDA COM 644535106 12 1206 SH DEFINED 3 0 0 1206 NEW GOLD INC CDA COM 644535106 432 42000 CALL DEFINED 3 42000 0 0 NEW GOLD INC CDA COM 644535106 2611 253736 SH DEFINED 5 253736 0 0 NEW GOLD INC CDA COM 644535106 5 500 CALL DEFINED 5 500 0 0 NEW GOLD INC CDA COM 644535106 173 16846 SH DEFINED 8 11476 5370 0 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 11 800 SH DEFINED 3 0 0 800 NEW JERSEY RES COM 646025106 6 128 SH DEFINED 15 128 0 0 NEW JERSEY RES COM 646025106 374 8375 SH DEFINED 2 8375 0 0 NEW JERSEY RES COM 646025106 616 13811 SH DEFINED 3 1716 0 12095 NEW MTN FIN CORP COM 647551100 4 302 SH DEFINED 3 302 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 115 1030 SH DEFINED 1030 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 7 62 SH DEFINED 15 62 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 48 430 SH DEFINED 16 430 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 481 4307 SH DEFINED 2 4307 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 97 868 SH DEFINED 3 0 0 868 NEW YORK & CO INC COM 649295102 140 28227 SH DEFINED 2 28227 0 0 NEW YORK & CO INC COM 649295102 6 1128 SH DEFINED 3 1128 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1281 85468 SH DEFINED 1 85468 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NEW YORK CMNTY BANCORP INC COM 649445103 4 271 SH DEFINED 15 271 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 5825 388599 SH DEFINED 2 388599 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 328 21908 SH DEFINED 3 0 0 21908 NEW YORK CMNTY BANCORP INC COM 649445103 1151 76780 SH DEFINED 4 0 9700 67080 NEW YORK CMNTY BANCORP INC COM 649445103 1228 81934 SH DEFINED 5 81934 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 43 2890 SH DEFINED 8 2890 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 9 1200 SH DEFINED 3 0 0 1200 NEW YORK TIMES CO CL A 650111107 318 36509 SH DEFINED 2 36509 0 0 NEW YORK TIMES CO CL A 650111107 265 30397 SH DEFINED 3 5689 0 24708 NEWCASTLE INVT CORP COM 65105M108 739 127851 SH DEFINED 3 3288 0 124563 NEWELL RUBBERMAID INC COM 651229106 16 1000 SH DEFINED 1000 0 0 NEWELL RUBBERMAID INC COM 651229106 142 9000 SH DEFINED 12 0 0 9000 NEWELL RUBBERMAID INC COM 651229106 4 256 SH DEFINED 15 256 0 0 NEWELL RUBBERMAID INC COM 651229106 2414 152995 SH DEFINED 2 152995 0 0 NEWELL RUBBERMAID INC COM 651229106 867 54945 SH DEFINED 3 3415 0 51530 NEWELL RUBBERMAID INC COM 651229106 26 1663 SH DEFINED 5 1663 0 0 NEWELL RUBBERMAID INC COM 651229106 227 14391 SH SOLE 14391 0 0 NEWFIELD EXPL CO COM 651290108 18612 273620 SH DEFINED 1 273620 0 0 NEWFIELD EXPL CO COM 651290108 9 130 SH DEFINED 15 130 0 0 NEWFIELD EXPL CO COM 651290108 1 15 SH DEFINED 16 0 15 0 NEWFIELD EXPL CO COM 651290108 5724 84149 SH DEFINED 2 84149 0 0 NEWFIELD EXPL CO COM 651290108 4643 68264 SH DEFINED 3 60452 0 7812 NEWFIELD EXPL CO COM 651290108 6 94 SH DEFINED 5 94 0 0 NEWFIELD EXPL CO COM 651290108 129 1890 SH SOLE 1890 0 0 NEWMARKET CORP COM 651587107 102 600 SH DEFINED 600 0 0 NEWMARKET CORP COM 651587107 517 3029 SH DEFINED 2 3029 0 0 NEWMARKET CORP COM 651587107 1619 9485 SH DEFINED 3 374 0 9111 NEWMONT MINING CORP COM 651639106 276 5115 SH DEFINED 5115 0 0 NEWMONT MINING CORP COM 651639106 1204 22300 SH DEFINED 1 22300 0 0 NEWMONT MINING CORP COM 651639106 272 5045 SH DEFINED 10 5045 0 0 NEWMONT MINING CORP COM 651639106 29 543 SH DEFINED 11 543 0 0 NEWMONT MINING CORP COM 651639106 55 1015 SH DEFINED 12 0 0 1015 NEWMONT MINING CORP COM 651639106 108 2000 SH DEFINED 13 2000 0 0 NEWMONT MINING CORP COM 651639106 1082 20052 SH DEFINED 14 20052 0 0 NEWMONT MINING CORP COM 651639106 81 1500 SH DEFINED 15 1500 0 0 NEWMONT MINING CORP COM 651639106 185 3423 SH DEFINED 16 3423 0 0 NEWMONT MINING CORP COM 651639106 12740 236063 SH DEFINED 2 236063 0 0 NEWMONT MINING CORP COM 651639106 13041 241637 SH DEFINED 3 138606 0 103031 NEWMONT MINING CORP COM 651639106 1365 25300 PUT DEFINED 3 25300 0 0 NEWMONT MINING CORP COM 651639106 7590 140636 SH DEFINED 5 140636 0 0 NEWMONT MINING CORP COM 651639106 5120 94864 SH DEFINED 7 0 94864 0 NEWMONT MINING CORP COM 651639106 1062 19672 SH DEFINED 8 13609 6063 0 NEWMONT MINING CORP COM 651639106 1510 27978 SH SOLE 27978 0 0 NEWMONT MINING CORP NOTE 1.250 651639AH9 14 11000 PRN DEFINED 3 0 0 11000 NEWMONT MINING CORP NOTE 1.625 651639AJ5 50 37000 PRN DEFINED 3 36000 0 1000 NEWMONT MINING CORP NOTE 3.000 651639AK2 1 1000 PRN DEFINED 3 1000 0 0 NEWPARK RES INC COM PAR 651718504 116 12794 SH DEFINED 2 12794 0 0 $.01NEW NEWPARK RES INC COM PAR 651718504 102 11270 SH DEFINED 3 0 0 11270 $.01NEW NEWPARK RES INC COM PAR 651718504 272 30000 SH DEFINED 4 0 0 30000 $.01NEW NEWPORT CORP COM 651824104 7 405 SH DEFINED 16 0 405 0 NEWPORT CORP COM 651824104 433 23818 SH DEFINED 3 1554 0 22264 NEWPORT CORP COM 651824104 818 45000 SH DEFINED 4 0 0 45000 NEWS CORP CL A 65248E104 3582 202400 SH DEFINED 1 202400 0 0 NEWS CORP CL A 65248E104 17 955 SH DEFINED 16 500 455 0 NEWS CORP CL A 65248E104 29475 1665245 SH DEFINED 2 1665245 0 0 NEWS CORP CL A 65248E104 1048 59181 SH DEFINED 3 27428 0 31753 NEWS CORP CL A 65248E104 26 1454 SH DEFINED 5 1454 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NEWS CORP CL B 65248E203 4 206 SH DEFINED 15 206 0 0 NEWS CORP CL B 65248E203 51 2800 SH DEFINED 16 2800 0 0 NEWS CORP CL B 65248E203 223 12318 SH DEFINED 2 12318 0 0 NEWS CORP CL B 65248E203 1339 74038 SH DEFINED 3 0 0 74038 NEWS CORP CL B 65248E203 1 74 SH DEFINED 5 74 0 0 NEWSTAR FINANCIAL INC COM 65251F105 12 1132 SH DEFINED 3 1132 0 0 NEXEN INC COM 65334H102 35 1576 SH DEFINED 1576 0 0 NEXEN INC COM 65334H102 113822 5058768 SH DEFINED 1 5058768 0 0 NEXEN INC COM 65334H102 24 1079 SH DEFINED 13 1079 0 0 NEXEN INC COM 65334H102 65 2901 SH DEFINED 15 2901 0 0 NEXEN INC COM 65334H102 12 529 SH DEFINED 3 0 0 529 NEXEN INC COM 65334H102 21754 966825 SH DEFINED 5 966825 0 0 NEXEN INC COM 65334H102 790 35100 CALL DEFINED 5 35100 0 0 NEXEN INC COM 65334H102 2898 128800 PUT DEFINED 5 128800 0 0 NEXEN INC COM 65334H102 3033 134810 SH DEFINED 7 0 134810 0 NEXEN INC COM 65334H102 290 12898 SH DEFINED 8 11098 1800 0 NEXEN INC COM 65334H102 3 139 SH DEFINED 5;1 139 0 0 NEXEN INC COM 65334H102 66938 2975002 SH SOLE 2975002 0 0 NEXEN INC COM 65334H102 4500 200000 CALL SOLE 200000 0 0 NEXEN INC COM 65334H102 4500 200000 PUT SOLE 200000 0 0 NEXSTAR BROADCASTING GROUP I CL A 65336K103 4 454 SH DEFINED 3 454 0 0 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 6278 331994 SH DEFINED 3 0 0 331994 NEXTERA ENERGY INC COM 65339F101 728 12668 SH DEFINED 4268 8400 0 NEXTERA ENERGY INC COM 65339F101 259 4510 SH DEFINED 15 4510 0 0 NEXTERA ENERGY INC COM 65339F101 17 300 SH DEFINED 16 300 0 0 NEXTERA ENERGY INC COM 65339F101 12394 215698 SH DEFINED 2 215698 0 0 NEXTERA ENERGY INC COM 65339F101 5297 92189 SH DEFINED 3 4939 0 87250 NEXTERA ENERGY INC COM 65339F101 982 17097 SH DEFINED 5 17097 0 0 NEXTERA ENERGY INC COM 65339F101 127 2204 SH DEFINED 7 0 2204 0 NEXTERA ENERGY INC COM 65339F101 1008 17539 SH DEFINED 8 17539 0 0 NICE SYS LTD SPONSORED ADR 653656108 276 7586 SH DEFINED 3 0 0 7586 NICE SYS LTD SPONSORED ADR 653656108 3067 84351 SH DEFINED 5 84351 0 0 NICE SYS LTD SPONSORED ADR 653656108 37 1010 SH DEFINED 8 1010 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 5 403 SH DEFINED 3 403 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 523 44000 SH DEFINED 4 0 0 44000 NICOR INC COM 654086107 35 640 SH DEFINED 15 640 0 0 NICOR INC COM 654086107 1221 22308 SH DEFINED 2 22308 0 0 NICOR INC COM 654086107 16808 307059 SH DEFINED 3 287928 0 19131 NICOR INC COM 654086107 16 300 SH DEFINED 5 300 0 0 NIDEC CORP SPONSORED ADR 654090109 1 50 SH DEFINED 50 0 0 NIDEC CORP SPONSORED ADR 654090109 2 80 SH DEFINED 15 80 0 0 NIKE INC CL B 654106103 322 3584 SH DEFINED 3584 0 0 NIKE INC CL B 654106103 35110 390200 SH DEFINED 1 390200 0 0 NIKE INC CL B 654106103 57 629 SH DEFINED 13 629 0 0 NIKE INC CL B 654106103 364 4042 SH DEFINED 15 4042 0 0 NIKE INC CL B 654106103 18214 202418 SH DEFINED 2 202418 0 0 NIKE INC CL B 654106103 7415 82409 SH DEFINED 3 5163 0 77246 NIKE INC CL B 654106103 22495 250000 CALL DEFINED 3 250000 0 0 NIKE INC CL B 654106103 8586 95416 SH DEFINED 5 95416 0 0 NIKE INC CL B 654106103 4 50 SH DEFINED 7 0 50 0 NIKE INC CL B 654106103 472 5241 SH DEFINED 8 5241 0 0 99 CENTS ONLY STORES COM 65440K106 359 17727 SH DEFINED 2 17727 0 0 99 CENTS ONLY STORES COM 65440K106 170 8397 SH DEFINED 3 1943 0 6454 NTT CORP SPONSORED ADR 654624105 379 15670 SH DEFINED 15670 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 4 180 SH DEFINED 14 180 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 413 17100 SH DEFINED 15 17100 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 29 1190 SH DEFINED 3 0 0 1190 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 149 6165 SH DEFINED 5 6165 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 62 2560 SH DEFINED 8 2560 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 52 3000 SH DEFINED 15 3000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 31 1812 SH DEFINED 2 1812 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 2647 154085 SH DEFINED 3 0 0 154085 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 17 1000 SH DEFINED 5 1000 0 0 NISOURCE INC COM 65473P105 7 355 SH DEFINED 355 0 0 NISOURCE INC COM 65473P105 1 42 SH DEFINED 15 42 0 0 NISOURCE INC COM 65473P105 3416 168689 SH DEFINED 2 168689 0 0 NISOURCE INC COM 65473P105 1083 53458 SH DEFINED 3 3251 0 50207 NOAH ED HLDGS LTD ADR 65487R303 42 20000 SH DEFINED 14 20000 0 0 NOAH ED HLDGS LTD ADR 65487R303 3 1645 SH DEFINED 3 0 0 1645 NOBILITY HOMES INC COM 654892108 82 10300 SH DEFINED 4 0 0 10300 NOKIA CORP SPONSORED ADR 654902204 132 20631 SH DEFINED 20631 0 0 NOKIA CORP SPONSORED ADR 654902204 1 190 SH DEFINED 1 190 0 0 NOKIA CORP SPONSORED ADR 654902204 1 200 SH DEFINED 14 200 0 0 NOKIA CORP SPONSORED ADR 654902204 134 20856 SH DEFINED 15 20856 0 0 NOKIA CORP SPONSORED ADR 654902204 0 75 SH DEFINED 16 75 0 0 NOKIA CORP SPONSORED ADR 654902204 1743 271458 SH DEFINED 3 129860 0 141598 NOKIA CORP SPONSORED ADR 654902204 1926 300000 CALL DEFINED 3 300000 0 0 NOKIA CORP SPONSORED ADR 654902204 658 102566 SH DEFINED 5 102566 0 0 NOKIA CORP SPONSORED ADR 654902204 14 2229 SH DEFINED 7 0 2229 0 NOKIA CORP SPONSORED ADR 654902204 1 150 SH DEFINED 8 150 0 0 NOKIA CORP SPONSORED ADR 654902204 6 900 SH DEFINED 9 900 0 0 NOKIA CORP SPONSORED ADR 654902204 2436 374338 SH SOLE 374338 0 0 NOBLE ENERGY INC COM 655044105 1 15 SH DEFINED 15 0 0 NOBLE ENERGY INC COM 655044105 167 1867 SH DEFINED 15 1867 0 0 NOBLE ENERGY INC COM 655044105 8160 91041 SH DEFINED 2 91041 0 0 NOBLE ENERGY INC COM 655044105 2294 25589 SH DEFINED 3 20986 0 4603 NOBLE ENERGY INC COM 655044105 19 212 SH DEFINED 5 212 0 0 NOBLE ENERGY INC COM 655044105 3154 35185 SH DEFINED 7 0 35185 0 NOBLE ENERGY INC COM 655044105 105 1175 SH DEFINED 8 0 1175 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 1 234 SH DEFINED 3 0 0 234 NORANDA ALUM HLDG CORP COM 65542W107 3260 215300 SH DEFINED 1 215300 0 0 NORANDA ALUM HLDG CORP COM 65542W107 1 45 SH DEFINED 15 45 0 0 NORANDA ALUM HLDG CORP COM 65542W107 14 942 SH DEFINED 3 942 0 0 NORDION INC COM 65563C105 55 5027 SH DEFINED 2 5027 0 0 NORDION INC COM 65563C105 24 2200 SH DEFINED 3 0 0 2200 NORDION INC COM 65563C105 94 8617 SH DEFINED 5 8617 0 0 NORDION INC COM 65563C105 1 100 SH DEFINED 8 100 0 0 NORDION INC COM 65563C105 27 2440 SH DEFINED 9 2440 0 0 NORDSON CORP COM 655663102 2 44 SH DEFINED 44 0 0 NORDSON CORP COM 655663102 1 18 SH DEFINED 15 18 0 0 NORDSON CORP COM 655663102 1186 21623 SH DEFINED 2 21623 0 0 NORDSON CORP COM 655663102 13 228 SH DEFINED 3 0 0 228 NORDSON CORP COM 655663102 44 810 SH DEFINED 5 810 0 0 NORDSTROM INC COM 655664100 36965 787500 SH DEFINED 1 787500 0 0 NORDSTROM INC COM 655664100 46 974 SH DEFINED 15 974 0 0 NORDSTROM INC COM 655664100 3419 72847 SH DEFINED 2 72847 0 0 NORDSTROM INC COM 655664100 632 13462 SH DEFINED 3 0 0 13462 NORDSTROM INC COM 655664100 14 296 SH DEFINED 5 296 0 0 NORDSTROM INC COM 655664100 26 555 SH DEFINED 7 0 555 0 NORFOLK SOUTHERN CORP COM 655844108 28743 383596 SH DEFINED 1 383596 0 0 NORFOLK SOUTHERN CORP COM 655844108 424 5656 SH DEFINED 15 5656 0 0 NORFOLK SOUTHERN CORP COM 655844108 12989 173349 SH DEFINED 2 173349 0 0 NORFOLK SOUTHERN CORP COM 655844108 9586 127926 SH DEFINED 3 6124 0 121802 NORFOLK SOUTHERN CORP COM 655844108 1261 16824 SH DEFINED 5 16824 0 0 NORFOLK SOUTHERN CORP COM 655844108 7 100 SH DEFINED 8 100 0 0 NORTEL INVERSORA S A SPON ADR PFD B 656567401 6 200 SH DEFINED 3 0 0 200 NORTH AMERN ENERGY PARTNERS COM 656844107 293 38229 SH DEFINED 2 38229 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 230 30000 SH DEFINED 4 0 0 30000 NORTH AMERN ENERGY PARTNERS COM 656844107 1 180 SH DEFINED 5 180 0 0 NORTH AMERN PALLADIUM LTD COM 656912102 62252 15183505 SH DEFINED 1 15183505 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NORTH AMERN PALLADIUM LTD COM 656912102 3800 926950 SH DEFINED 3 30000 0 896950 NORTH AMERN PALLADIUM LTD COM 656912102 43 10400 SH DEFINED 4 0 0 10400 NORTH AMERN PALLADIUM LTD COM 656912102 542 132153 SH DEFINED 5 132153 0 0 NORTH AMERN PALLADIUM LTD COM 656912102 15 3660 SH DEFINED 8 3660 0 0 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 93 2816 SH DEFINED 3 0 0 2816 NORTHEAST UTILS COM 664397106 130 3706 SH DEFINED 3706 0 0 NORTHEAST UTILS COM 664397106 42 1202 SH DEFINED 15 1202 0 0 NORTHEAST UTILS COM 664397106 2517 71561 SH DEFINED 2 71561 0 0 NORTHEAST UTILS COM 664397106 252 7156 SH DEFINED 3 2080 0 5076 NORTHEAST UTILS COM 664397106 21 604 SH DEFINED 5 604 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5 500 SH DEFINED 3 0 0 500 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 103 10225 SH DEFINED 5 10225 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 194 19200 CALL DEFINED 5 19200 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 91 9000 PUT DEFINED 5 9000 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 8414 379855 SH DEFINED 3 377955 0 1900 NORTHERN OIL & GAS INC NEV COM 665531109 1209 54600 PUT DEFINED 3 54600 0 0 NORTHERN TECH INTL CORP COM 665809109 49 2750 SH DEFINED 3 0 0 2750 NORTHERN TR CORP COM 665859104 264 5735 SH DEFINED 5735 0 0 NORTHERN TR CORP COM 665859104 36 786 SH DEFINED 15 786 0 0 NORTHERN TR CORP COM 665859104 20 425 SH DEFINED 16 425 0 0 NORTHERN TR CORP COM 665859104 7932 172593 SH DEFINED 2 172593 0 0 NORTHERN TR CORP COM 665859104 527 11473 SH DEFINED 3 2841 0 8632 NORTHERN TR CORP COM 665859104 90 1957 SH DEFINED 5 1957 0 0 NORTHFIELD BANCORP INC NEW COM 66611L105 10 707 SH DEFINED 3 707 0 0 NORTHGATE MINERALS CORP COM 666416102 51 19511 SH DEFINED 2 19511 0 0 NORTHGATE MINERALS CORP COM 666416102 1 456 SH DEFINED 3 0 0 456 NORTHGATE MINERALS CORP COM 666416102 1165 448003 SH DEFINED 5 448003 0 0 NORTHRIM BANCORP INC COM 666762109 1797 94710 SH DEFINED 4 0 25536 69174 NORTHROP GRUMMAN CORP COM 666807102 163 2348 SH DEFINED 2348 0 0 NORTHROP GRUMMAN CORP COM 666807102 1872 27000 SH DEFINED 1 27000 0 0 NORTHROP GRUMMAN CORP COM 666807102 386 5561 SH DEFINED 10 5561 0 0 NORTHROP GRUMMAN CORP COM 666807102 24 348 SH DEFINED 11 348 0 0 NORTHROP GRUMMAN CORP COM 666807102 250 3602 SH DEFINED 15 3602 0 0 NORTHROP GRUMMAN CORP COM 666807102 7394 106616 SH DEFINED 2 106616 0 0 NORTHROP GRUMMAN CORP COM 666807102 1905 27474 SH DEFINED 3 3959 0 23515 NORTHROP GRUMMAN CORP COM 666807102 310 4466 SH DEFINED 5 4466 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 2401 595731 SH DEFINED 3 3976 0 591755 NORTHWEST BANCSHARES INC MD COM 667340103 99 7890 SH DEFINED 3 4400 0 3490 NORTHWEST NAT GAS CO COM 667655104 210 4649 SH DEFINED 3 1106 0 3543 NORTHWEST PIPE CO COM 667746101 10 386 SH DEFINED 3 386 0 0 NORTHWEST PIPE CO COM 667746101 490 18800 SH DEFINED 4 0 0 18800 NORTHWESTERN CORP COM NEW 668074305 4 127 SH DEFINED 15 127 0 0 NORTHWESTERN CORP COM NEW 668074305 66 2006 SH DEFINED 3 1504 0 502 NOVAGOLD RES INC COM NEW 66987E206 100 10850 SH DEFINED 13 10850 0 0 NOVAGOLD RES INC COM NEW 66987E206 64 7000 SH DEFINED 14 7000 0 0 NOVAGOLD RES INC COM NEW 66987E206 7 740 SH DEFINED 15 740 0 0 NOVAGOLD RES INC COM NEW 66987E206 9 1000 SH DEFINED 3 0 0 1000 NOVAGOLD RES INC COM NEW 66987E206 2116 230000 CALL DEFINED 3 230000 0 0 NOVAGOLD RES INC COM NEW 66987E206 102 11124 SH DEFINED 5 11124 0 0 NOVAGOLD RES INC COM NEW 66987E206 4 400 PUT DEFINED 5 400 0 0 NOVAGOLD RES INC COM NEW 66987E206 1 100 SH DEFINED 7 0 100 0 NOVATEL WIRELESS INC COM NEW 66987M604 2 352 SH DEFINED 2 352 0 0 NOVATEL WIRELESS INC COM NEW 66987M604 7 1329 SH DEFINED 3 1329 0 0 NOVARTIS A G SPONSORED ADR 66987V109 83 1361 SH DEFINED 1361 0 0 NOVARTIS A G SPONSORED ADR 66987V109 690 11288 SH DEFINED 12 0 0 11288 NOVARTIS A G SPONSORED ADR 66987V109 11 172 SH DEFINED 14 172 0 0 NOVARTIS A G SPONSORED ADR 66987V109 327 5352 SH DEFINED 15 5352 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1393 22791 SH DEFINED 2 22791 0 0 NOVARTIS A G SPONSORED ADR 66987V109 11576 189425 SH DEFINED 3 125338 0 64087 NOVARTIS A G SPONSORED ADR 66987V109 10680 174774 SH DEFINED 5 174774 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NOVARTIS A G SPONSORED ADR 66987V109 132 2155 SH DEFINED 7 0 2155 0 NOVARTIS A G SPONSORED ADR 66987V109 937 15332 SH DEFINED 8 15332 0 0 NOVAVAX INC COM 670002104 30 14985 SH DEFINED 3 3985 0 11000 NOVELLUS SYS INC COM 670008101 9 240 SH DEFINED 15 240 0 0 NOVELLUS SYS INC COM 670008101 33 900 SH DEFINED 16 900 0 0 NOVELLUS SYS INC COM 670008101 776 21483 SH DEFINED 2 21483 0 0 NOVELLUS SYS INC COM 670008101 3512 97171 SH DEFINED 3 61095 0 36076 NOVELLUS SYS INC COM 670008101 42 1175 SH DEFINED 5 1175 0 0 NOVELLUS SYS INC COM 670008101 2075 57405 SH DEFINED 7 0 57405 0 NOVELLUS SYS INC COM 670008101 93 2565 SH DEFINED 8 0 2565 0 NOVO-NORDISK A S ADR 670100205 244 1945 SH DEFINED 1945 0 0 NOVO-NORDISK A S ADR 670100205 84 671 SH DEFINED 15 671 0 0 NOVO-NORDISK A S ADR 670100205 131 1048 SH DEFINED 3 0 0 1048 NOVO-NORDISK A S ADR 670100205 12597 100554 SH DEFINED 5 100554 0 0 NOVO-NORDISK A S ADR 670100205 11 90 SH DEFINED 7 0 90 0 NOVO-NORDISK A S ADR 670100205 153 1224 SH DEFINED 8 1224 0 0 NOVO-NORDISK A S ADR 670100205 8920 71197 SH DEFINED 5;1 71197 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 167 4449 SH DEFINED 10 4449 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 16 433 SH DEFINED 11 433 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 113 3000 SH DEFINED 14 3000 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 2 55 SH DEFINED 15 55 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 53 1424 SH DEFINED 16 1424 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 1 24 SH DEFINED 2 24 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 93 2473 SH DEFINED 3 2273 0 200 NU SKIN ENTERPRISES INC CL A 67018T105 540 14380 SH DEFINED 5 14380 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 15 402 SH DEFINED 8 402 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 28 755 SH SOLE 755 0 0 NSTAR COM 67019E107 32 686 SH DEFINED 15 686 0 0 NSTAR COM 67019E107 1900 41324 SH DEFINED 2 41324 0 0 NSTAR COM 67019E107 10421 226634 SH DEFINED 3 0 87850 138784 NSTAR COM 67019E107 308 6706 SH DEFINED 5 6706 0 0 NTELOS HLDGS CORP COM 67020Q107 1 62 SH DEFINED 15 62 0 0 NTELOS HLDGS CORP COM 67020Q107 25 1247 SH DEFINED 3 1247 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 1391 64800 SH DEFINED 1 64800 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 5 232 SH DEFINED 15 232 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 2234 104067 SH DEFINED 3 85500 0 18567 NUANCE COMMUNICATIONS INC COM 67020Y100 1323 61600 PUT DEFINED 3 61600 0 0 NUCOR CORP COM 670346105 47 1150 SH DEFINED 1150 0 0 NUCOR CORP COM 670346105 29180 707907 SH DEFINED 1 707907 0 0 NUCOR CORP COM 670346105 207 5024 SH DEFINED 15 5024 0 0 NUCOR CORP COM 670346105 14 330 SH DEFINED 16 0 330 0 NUCOR CORP COM 670346105 6139 148922 SH DEFINED 2 148922 0 0 NUCOR CORP COM 670346105 4250 103097 SH DEFINED 3 3752 0 99345 NUCOR CORP COM 670346105 2160 52403 SH DEFINED 5 52403 0 0 NUCOR CORP COM 670346105 82 1995 SH DEFINED 7 0 1995 0 NUCOR CORP COM 670346105 356 8636 SH DEFINED 8 1241 7395 0 NUMEREX CORP PA CL A 67053A102 16 1601 SH DEFINED 3 1601 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 29 443 SH DEFINED 443 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 142 2200 SH DEFINED 15 2200 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 3403 52600 SH DEFINED 3 0 0 52600 NUSTAR ENERGY LP UNIT COM 67058H102 625 9667 SH DEFINED 5 9667 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 9 141 SH DEFINED 8 141 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 86 2400 SH DEFINED 15 2400 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 33 907 SH DEFINED 2 907 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 2080 57785 SH DEFINED 3 0 0 57785 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 5 350 SH DEFINED 3 0 0 350 NUTRACEUTICAL INTL CORP COM 67060Y101 1 52 SH DEFINED 15 52 0 0 NUTRACEUTICAL INTL CORP COM 67060Y101 6 382 SH DEFINED 3 382 0 0 NUVEEN MASS PREM INCOME MUN COM 67061E104 186 13848 SH DEFINED 3 0 0 13848 NUVEEN PA PREM INCOME MUN FD COM 67061F101 221 17210 SH DEFINED 3 0 0 17210

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NUVEEN MD PREM INCOME MUN FD COM 67061Q107 99 7026 SH DEFINED 3 0 0 7026 NUVEEN CA INVT QUALITY MUN F COM 67062A101 223 16900 SH DEFINED 3 0 0 16900 NUVEEN CALIF MUN VALUE FD COM 67062C107 191 21592 SH DEFINED 3 0 0 21592 NUVEEN INVT QUALITY MUN FD I COM 67062E103 201 14222 SH DEFINED 3 0 0 14222 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 103 7425 SH DEFINED 3 0 0 7425 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 70 5000 SH DEFINED 3 0 0 5000 NUVEEN NY MUN VALUE FD COM 67062M105 232 25123 SH DEFINED 3 0 0 25123 NUVEEN INSD QUALITY MUN FD I COM 67062N103 572 43096 SH DEFINED 3 0 0 43096 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 345 24924 SH DEFINED 3 0 0 24924 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 370 25492 SH DEFINED 3 0 0 25492 NUVEEN PREM INCOME MUN FD COM 67062T100 79 5985 SH DEFINED 3 0 0 5985 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 265 20485 SH DEFINED 3 0 0 20485 NUVEEN N Y INVT QUALITY MUN COM 67062X101 42 3000 SH DEFINED 3 0 0 3000 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 726 56600 SH DEFINED 3 0 0 56600 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 9 700 SH DEFINED 3 0 0 700 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 32 2400 SH DEFINED 3 0 0 2400 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 684 50409 SH DEFINED 3 0 0 50409 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 29 2100 SH DEFINED 3 0 0 2100 NUVEEN VA PREM INCOME MUN FD COM 67064R102 58 3852 SH DEFINED 3 0 0 3852 NUVEEN INS NY TX FR ADV MUN COM 670656107 25 1833 SH DEFINED 3 0 0 1833 NUVEEN TAX FREE ADV MUN FD COM 670657105 782 57034 SH DEFINED 3 0 0 57034 NVIDIA CORP COM 67066G104 96 6000 SH DEFINED 6000 0 0 NVIDIA CORP COM 67066G104 3 159 SH DEFINED 15 159 0 0 NVIDIA CORP COM 67066G104 7895 495474 SH DEFINED 2 495474 0 0 NVIDIA CORP COM 67066G104 16286 1021998 SH DEFINED 3 974732 0 47266 NVIDIA CORP COM 67066G104 20558 1290100 PUT DEFINED 3 1290100 0 0 NVIDIA CORP COM 67066G104 2 114 SH DEFINED 5 114 0 0 NVIDIA CORP COM 67066G104 1616 101420 SH SOLE 101420 0 0 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 75 5700 SH DEFINED 3 0 0 5700 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 100 7415 SH DEFINED 3 0 0 7415 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 169 13250 SH DEFINED 13250 0 0 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 50 3900 SH DEFINED 3 0 0 3900 NUVEEN SR INCOME FD COM 67067Y104 1010 132552 SH DEFINED 3 0 0 132552 NUVEEN MUN HIGH INCOME OPP F COM 670682103 48 4001 SH DEFINED 3 0 0 4001 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 34 3112 SH DEFINED 3 0 0 3112 NUVEEN MUN VALUE FD 2 COM 670695105 385 24172 SH DEFINED 3 0 0 24172 NUTRI SYS INC NEW COM 67069D108 2 119 SH DEFINED 15 119 0 0 NUTRI SYS INC NEW COM 67069D108 47 3345 SH DEFINED 2 3345 0 0 NUTRI SYS INC NEW COM 67069D108 65 4603 SH DEFINED 3 1118 0 3485 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 65 4900 SH DEFINED 3 0 0 4900 NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 104 7900 SH DEFINED 3 0 0 7900 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 184 13575 SH DEFINED 3 0 0 13575 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 120 9150 SH DEFINED 3 0 0 9150 NUVEEN INSD PREM INCOME MUN COM 6706D8104 49 4000 SH DEFINED 3 0 0 4000 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 234 16390 SH DEFINED 3 0 0 16390 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 100 5114 SH DEFINED 3 0 0 5114 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 347 27936 SH DEFINED 3 0 0 27936 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 2692 220098 SH DEFINED 3 0 0 220098 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 559 48949 SH DEFINED 3 0 0 48949 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 113 9085 SH DEFINED 3 0 0 9085 NUVEEN EQUITY PREM ADV FD COM 6706ET107 58 4612 SH DEFINED 3 0 0 4612 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 17 6803 SH DEFINED 3 0 0 6803 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 12 896 SH DEFINED 3 0 0 896 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 59 4800 SH DEFINED 3 0 0 4800 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 725 56000 SH DEFINED 3 0 0 56000 NUVEEN NEW JERSEY MUN VALUE COM 670702109 1 100 SH DEFINED 3 0 0 100 NUVEEN NEW JERSEY MUN VALUE COM 670702109 56 3996 SH DEFINED 5 3996 0 0 NUVASIVE INC COM 670704105 96 2919 SH DEFINED 2 2919 0 0 NUVASIVE INC COM 670704105 54 1646 SH DEFINED 3 1646 0 0 NUVASIVE INC COM 670704105 12247 372480 SH DEFINED 4 0 274890 97590

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NUVEEN NEW YORK MUN VALUE FD COM 670706100 78 5531 SH DEFINED 3 0 0 5531 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 117 8699 SH DEFINED 3 0 0 8699 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 867 62834 SH DEFINED 62834 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 279 20227 SH DEFINED 3 0 0 20227 NUVEEN MD DIV ADV MUNI FD 2 COM SH BEN INT 67070V105 69 4878 SH DEFINED 3 0 0 4878 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 271 19620 SH DEFINED 19620 0 0 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 271 19620 SH DEFINED 3 0 0 19620 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 62 4900 SH DEFINED 3 0 0 4900 NUVEEN REAL ESTATE INCOME FD COM 67071B108 130 11510 SH DEFINED 3 0 0 11510 NUVEEN REAL ESTATE INCOME FD COM 67071B108 9 800 SH DEFINED 5 800 0 0 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 8 600 SH DEFINED 3 0 0 600 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 129 9288 SH DEFINED 3 0 0 9288 NUVEEN INSD CALIF DIVID COM 67071M104 58 4200 SH DEFINED 3 0 0 4200 NUVEEN INSD NEW YORK DIVID COM 67071N102 10 750 SH DEFINED 3 0 0 750 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 10 700 SH DEFINED 3 0 0 700 NUVEEN QUALITY PFD INCOME FD COM 67071S101 991 126537 SH DEFINED 3 0 0 126537 NUVEEN QUALITY PFD INCOME FD COM 67071S101 2567 327810 SH DEFINED 5 327810 0 0 NUVEEN NEW JERSEY DIVID COM 67071T109 26 2000 SH DEFINED 3 0 0 2000 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 187 13950 SH DEFINED 3 0 0 13950 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 31 2335 SH DEFINED 3 0 0 2335 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 31 2287 SH DEFINED 3 0 0 2287 NUVEEN QUALITY PFD INCOME FD COM 67072C105 205 24420 SH DEFINED 3 0 0 24420 NUVEEN FLOATING RATE INCOME COM 67072T108 363 29716 SH DEFINED 3 0 0 29716 NXSTAGE MEDICAL INC COM 67072V103 59 2851 SH DEFINED 3 1851 0 1000 NUVEEN MTG OPPORTUNITY TERM COM 670735109 178 7297 SH DEFINED 3 0 0 7297 NUVEEN MULTI STRAT INC & GR COM 67073B106 2893 328345 SH DEFINED 3 0 0 328345 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 108 7358 SH DEFINED 3 0 0 7358 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 10 700 SH DEFINED 8 700 0 0 NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 3798 415548 SH DEFINED 3 0 0 415548 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 509 38393 SH DEFINED 3 0 0 38393 NV ENERGY INC COM 67073Y106 6008 391400 SH DEFINED 1 391400 0 0 NV ENERGY INC COM 67073Y106 20 1300 SH DEFINED 15 1300 0 0 NV ENERGY INC COM 67073Y106 2624 170968 SH DEFINED 2 170968 0 0 NV ENERGY INC COM 67073Y106 421 27429 SH DEFINED 3 0 0 27429 NUVEEN BUILD AMER BD FD COM 67074C103 493 25955 SH DEFINED 3 0 0 25955 NUVEEN PA MUN VALUE FD COM 67074K105 57 3991 SH DEFINED 5 3991 0 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 266 19969 SH DEFINED 3 0 0 19969 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 24 900 SH DEFINED 15 900 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 409 15579 SH DEFINED 3 0 0 15579 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 42 2100 SH DEFINED 3 0 0 2100 NYMOX PHARMACEUTICAL CORP COM 67076P102 57 6805 SH DEFINED 3 805 0 6000 O CHARLEYS INC COM 670823103 6 765 SH DEFINED 3 765 0 0 O CHARLEYS INC COM 670823103 234 32000 SH DEFINED 4 0 0 32000 OGE ENERGY CORP COM 670837103 2036 40466 SH DEFINED 2 40466 0 0 OGE ENERGY CORP COM 670837103 97 1920 SH DEFINED 3 0 0 1920 OGE ENERGY CORP COM 670837103 13 250 SH DEFINED 5 250 0 0 OCZ TECHNOLOGY GROUP INC COM 67086E303 17 2131 SH DEFINED 3 2131 0 0 OM GROUP INC COM 670872100 89 2186 SH DEFINED 3 1286 0 900 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 31 2750 SH DEFINED 2750 0 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 334 29724 SH DEFINED 3 0 0 29724 NUVEEN MULT CURR ST GV INCM COM 67090N109 135 9075 SH DEFINED 9075 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 839 56469 SH DEFINED 3 0 0 56469 NUVEEN MULT CURR ST GV INCM COM 67090N109 1692 113832 SH DEFINED 5 113832 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 499 34764 SH DEFINED 3 0 0 34764 NUVEEN MUN VALUE FD INC COM 670928100 1102 119000 SH DEFINED 3 0 0 119000 NUVEEN NJ INVT QUALITY MUN F COM 670971100 75 5700 SH DEFINED 3 0 0 5700 NUVEEN PA INVT QUALITY MUN F COM 670972108 136 9933 SH DEFINED 3 0 0 9933 NUVEEN SELECT QUALITY MUN FD COM 670973106 28 2000 SH DEFINED 3 0 0 2000 NUVEEN CA SELECT QUALITY MUN COM 670975101 185 13651 SH DEFINED 3 0 0 13651 NUVEEN NY SELECT QUALITY MUN COM 670976109 494 34587 SH DEFINED 3 0 0 34587

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NUVEEN QUALITY INCOME MUN FD COM 670977107 131 9683 SH DEFINED 3 0 0 9683 NUVEEN TEX QUALITY INCOME MU COM 670983105 15 1000 SH DEFINED 3 0 0 1000 NUVEEN INSD MUN OPPORTUNITY COM 670984103 380 28118 SH DEFINED 3 0 0 28118 NUVEEN CALIF QUALITY INCM MU COM 670985100 313 22135 SH DEFINED 3 0 0 22135 NUVEEN NY QUALITY INCM MUN F COM 670986108 360 25273 SH DEFINED 3 0 0 25273 NUVEEN PREMIER INSD MUN INCO COM 670987106 255 17482 SH DEFINED 3 0 0 17482 NUVEEN PREMIER MUN INCOME FD COM 670988104 423 31555 SH DEFINED 3 0 0 31555 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 119 8458 SH DEFINED 3 0 0 8458 NUVEEN INSD NY PREM INCOME F COM 67101R107 349 24470 SH DEFINED 15 24470 0 0 NUVEEN INSD NY PREM INCOME F COM 67101R107 3 200 SH DEFINED 3 0 0 200 O REILLY AUTOMOTIVE INC NEW COM 67103H107 5588 85300 SH DEFINED 1 85300 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 42 648 SH DEFINED 15 648 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 5312 81081 SH DEFINED 2 81081 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 111 1700 SH DEFINED 3 0 0 1700 O REILLY AUTOMOTIVE INC NEW COM 67103H107 12447 190000 PUT DEFINED 3 190000 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 0 4 SH DEFINED 5 4 0 0 OSI SYSTEMS INC COM 671044105 3 80 SH DEFINED 80 0 0 OSI SYSTEMS INC COM 671044105 34 790 SH DEFINED 3 790 0 0 OYO GEOSPACE CORP COM 671074102 2 18 SH DEFINED 15 18 0 0 OYO GEOSPACE CORP COM 671074102 2472 24716 SH DEFINED 3 0 0 24716 OYO GEOSPACE CORP COM 671074102 6165 61654 SH DEFINED 4 0 23300 38354 OASIS PETE INC NEW COM 674215108 0 10 SH DEFINED 15 10 0 0 OASIS PETE INC NEW COM 674215108 82 2750 SH DEFINED 3 0 0 2750 OBAGI MEDICAL PRODUCTS INC COM 67423R108 7 769 SH DEFINED 3 769 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 891 8564 SH DEFINED 8564 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 98869 950295 SH DEFINED 1 950295 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 820 7885 SH DEFINED 10 7885 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 66 636 SH DEFINED 11 636 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1176 11308 SH DEFINED 15 11308 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 129 1244 SH DEFINED 16 1244 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 43414 417284 SH DEFINED 2 417284 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 25089 241145 SH DEFINED 3 166355 0 74790 OCCIDENTAL PETE CORP DEL COM 674599105 17291 166200 PUT DEFINED 3 166200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 6276 60322 SH DEFINED 5 60322 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1648 15837 SH DEFINED 7 0 15837 0 OCCIDENTAL PETE CORP DEL COM 674599105 409 3932 SH DEFINED 8 3467 465 0 OCCIDENTAL PETE CORP DEL COM 674599105 11 105 SH DEFINED 5;1 105 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 268 2575 SH SOLE 2575 0 0 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 128 35500 SH DEFINED 16 35500 0 0 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 26 7100 SH DEFINED 3 5000 0 2100 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 1 200 SH DEFINED 5 200 0 0 OCEANEERING INTL INC COM 675232102 26 646 SH DEFINED 15 646 0 0 OCEANEERING INTL INC COM 675232102 1374 33923 SH DEFINED 2 33923 0 0 OCEANEERING INTL INC COM 675232102 1143 28234 SH DEFINED 3 0 0 28234 OCEANEERING INTL INC COM 675232102 20365 502841 SH DEFINED 4 0 370981 131860 OCEANEERING INTL INC COM 675232102 47 1154 SH DEFINED 5 1154 0 0 OCEANFIRST FINL CORP COM 675234108 13 1000 SH DEFINED 16 1000 0 0 OCEANFIRST FINL CORP COM 675234108 8 608 SH DEFINED 3 608 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 459 33107 SH DEFINED 2 33107 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 36 2600 SH DEFINED 3 0 0 2600 OCLARO INC COM NEW 67555N206 4 600 SH DEFINED 13 600 0 0 OCLARO INC COM NEW 67555N206 0 51 SH DEFINED 16 51 0 0 OCLARO INC COM NEW 67555N206 399 59409 SH DEFINED 2 59409 0 0 OCLARO INC COM NEW 67555N206 421 62694 SH DEFINED 3 52294 0 10400 OCLARO INC COM NEW 67555N206 2 288 SH DEFINED 5 288 0 0 OCWEN FINL CORP COM NEW 675746309 3 216 SH DEFINED 15 216 0 0 OCWEN FINL CORP COM NEW 675746309 278 21789 SH DEFINED 3 3090 0 18699 ODYSSEY MARINE EXPLORATION I COM 676118102 63 20000 SH DEFINED 13 20000 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 9 2790 SH DEFINED 3 2790 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 38 12000 SH DEFINED 5 12000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- OFFICE DEPOT INC COM 676220106 2 376 SH DEFINED 15 376 0 0 OFFICE DEPOT INC COM 676220106 277 65529 SH DEFINED 2 65529 0 0 OFFICE DEPOT INC COM 676220106 54 12913 SH DEFINED 3 11513 0 1400 OFFICE DEPOT INC COM 676220106 1013 240000 CALL DEFINED 3 240000 0 0 OFFICEMAX INC DEL COM 67622P101 2 275 SH DEFINED 15 275 0 0 OFFICEMAX INC DEL COM 67622P101 24 3086 SH DEFINED 2 3086 0 0 OFFICEMAX INC DEL COM 67622P101 41 5269 SH DEFINED 3 3566 0 1703 OIL DRI CORP AMER COM 677864100 4 207 SH DEFINED 3 207 0 0 OIL DRI CORP AMER COM 677864100 171 8000 SH DEFINED 4 0 0 8000 OIL SERVICE HOLDERS DEPOSTRY RCPT 678002106 578 3800 SH DEFINED 3800 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 30 200 SH DEFINED 12 0 0 200 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 289 1900 SH DEFINED 14 1900 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 12 80 SH DEFINED 2 80 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 3045 20033 SH DEFINED 3 18333 0 1700 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 9272 61000 CALL DEFINED 3 61000 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 13634 89700 PUT DEFINED 3 89700 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 59 391 SH DEFINED 5 391 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1125 7400 SH SOLE 7400 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 3040 20000 PUT SOLE 20000 0 0 OIL STS INTL INC COM 678026105 30 380 SH DEFINED 380 0 0 OIL STS INTL INC COM 678026105 7280 91100 SH DEFINED 1 91100 0 0 OIL STS INTL INC COM 678026105 1 8 SH DEFINED 15 8 0 0 OIL STS INTL INC COM 678026105 504 6308 SH DEFINED 2 6308 0 0 OIL STS INTL INC COM 678026105 148 1858 SH DEFINED 3 0 0 1858 OIL STS INTL INC COM 678026105 1574 19700 SH DEFINED 4 0 3400 16300 OIL STS INTL INC COM 678026105 27 339 SH DEFINED 5 339 0 0 OIL STS INTL INC COM 678026105 314 3931 SH SOLE 3931 0 0 OIL STS INTL INC NOTE 2.375% 678026AB1 23769 9437000 PRN DEFINED 3 9437000 0 0 7/0 OILSANDS QUEST INC COM 678046103 0 500 SH DEFINED 3 0 0 500 OILSANDS QUEST INC COM 678046103 8 25000 SH DEFINED 5 25000 0 0 OILSANDS QUEST INC COM 678046103 2 4990 SH DEFINED 7 0 4990 0 OILSANDS QUEST INC COM 678046103 0 1000 SH DEFINED 8 1000 0 0 OLD DOMINION FGHT LINES INC COM 679580100 215 5761 SH DEFINED 2 5761 0 0 OLD DOMINION FGHT LINES INC COM 679580100 85 2268 SH DEFINED 3 1968 0 300 OLD DOMINION FGHT LINES INC COM 679580100 2321 62215 SH DEFINED 4 0 23300 38915 OLD LINE BANCSHARES INC COM 67984M100 8 1000 SH DEFINED 3 0 0 1000 OLD NATL BANCORP IND COM 680033107 52 4784 SH DEFINED 3 3929 0 855 OLD REP INTL CORP COM 680223104 4 341 SH DEFINED 341 0 0 OLD REP INTL CORP COM 680223104 12 1000 SH DEFINED 15 1000 0 0 OLD REP INTL CORP COM 680223104 1214 103309 SH DEFINED 2 103309 0 0 OLD REP INTL CORP COM 680223104 246 20938 SH DEFINED 3 0 0 20938 OLD REP INTL CORP COM 680223104 26 2250 SH DEFINED 4 0 0 2250 OLD REP INTL CORP NOTE 8.000% 680223AF1 10 9000 PRN DEFINED 3 9000 0 0 5/1 OLD SECOND BANCORP INC ILL COM 680277100 61 67400 SH DEFINED 4 0 0 67400 OLIN CORP COM PAR $1 680665205 4505 198800 SH DEFINED 1 198800 0 0 OLIN CORP COM PAR $1 680665205 840 37073 SH DEFINED 2 37073 0 0 OLIN CORP COM PAR $1 680665205 608 26830 SH DEFINED 3 3305 0 23525 OLIN CORP COM PAR $1 680665205 275 12135 SH DEFINED 5 12135 0 0 OLYMPIC STEEL INC COM 68162K106 215 7801 SH DEFINED 2 7801 0 0 OLYMPIC STEEL INC COM 68162K106 223 8090 SH DEFINED 3 379 0 7711 OLYMPIC STEEL INC COM 68162K106 578 21000 SH DEFINED 4 0 0 21000 OMNICARE INC COM 681904108 2 55 SH DEFINED 55 0 0 OMNICARE INC COM 681904108 13 393 SH DEFINED 15 393 0 0 OMNICARE INC COM 681904108 1294 40588 SH DEFINED 2 40588 0 0 OMNICARE INC COM 681904108 10 314 SH DEFINED 3 0 0 314 OMNICARE INC DBCV 681904AL2 135 141000 PRN DEFINED 3 140000 0 1000 3.250%12/1 OMNICARE INC NOTE 681904AN8 19006 14250000 PRN DEFINED 3 14250000 0 0 3.750%12/1

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- OMNICOM GROUP INC COM 681919106 78 1612 SH DEFINED 1612 0 0 OMNICOM GROUP INC COM 681919106 2167 45000 SH DEFINED 1 45000 0 0 OMNICOM GROUP INC COM 681919106 110 2276 SH DEFINED 15 2276 0 0 OMNICOM GROUP INC COM 681919106 6208 128907 SH DEFINED 2 128907 0 0 OMNICOM GROUP INC COM 681919106 448 9296 SH DEFINED 3 3359 0 5937 OMNICOM GROUP INC COM 681919106 123 2550 SH DEFINED 5 2550 0 0 OMNICOM GROUP INC COM 681919106 6 115 SH DEFINED 7 0 115 0 OMNICOM GROUP INC NOTE 7/0 681919AT3 2 2000 PRN DEFINED 3 2000 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 456 21706 SH DEFINED 3 4215 0 17491 OMEGA FLEX INC COM 682095104 2 114 SH DEFINED 3 114 0 0 OMEGA PROTEIN CORP COM 68210P107 13 972 SH DEFINED 3 803 0 169 OMEGA PROTEIN CORP COM 68210P107 952 69000 SH DEFINED 4 0 0 69000 OMNIVISION TECHNOLOGIES INC COM 682128103 20 570 SH DEFINED 570 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 780 22400 SH DEFINED 1 22400 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 744 21370 SH DEFINED 3 2405 0 18965 OMNIVISION TECHNOLOGIES INC COM 682128103 10 273 SH DEFINED 5 273 0 0 OMNOVA SOLUTIONS INC COM 682129101 13 1876 SH DEFINED 3 1876 0 0 OMNOVA SOLUTIONS INC COM 682129101 7293 1047785 SH DEFINED 4 0 420000 627785 OMNICELL INC COM 68213N109 21 1374 SH DEFINED 3 1374 0 0 OMEROS CORP COM 682143102 8 2000 SH DEFINED 3 0 0 2000 ON ASSIGNMENT INC COM 682159108 15 1533 SH DEFINED 3 1533 0 0 ON ASSIGNMENT INC COM 682159108 806 82000 SH DEFINED 4 0 0 82000 OMNIAMERICAN BANCORP INC COM 68216R107 7 491 SH DEFINED 3 491 0 0 ON SEMICONDUCTOR CORP COM 682189105 15 1440 SH DEFINED 15 1440 0 0 ON SEMICONDUCTOR CORP COM 682189105 113 10761 SH DEFINED 2 10761 0 0 ON SEMICONDUCTOR CORP COM 682189105 1365 130394 SH DEFINED 3 96608 0 33786 ON SEMICONDUCTOR CORP COM 682189105 262 25000 PUT DEFINED 3 25000 0 0 ON SEMICONDUCTOR CORP COM 682189105 546 52165 SH DEFINED 5 52165 0 0 ON SEMICONDUCTOR CORP COM 682189105 12 1129 SH DEFINED 8 1129 0 0 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 250 217000 PRN DEFINED 3 10000 0 207000 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 401 23575 SH DEFINED 3 403 0 23172 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 778 45705 SH DEFINED 5 45705 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 5 300 SH DEFINED 8 300 0 0 ONCOLYTICS BIOTECH INC COM 682310107 13 2300 SH DEFINED 5 2300 0 0 ONCOLYTICS BIOTECH INC COM 682310107 12 2240 SH DEFINED 7 0 2240 0 ONCOTHYREON INC COM 682324108 29 3129 SH DEFINED 3 1725 0 1404 ONCOTHYREON INC COM 682324108 0 16 SH DEFINED 5 16 0 0 ONE LIBERTY PPTYS INC COM 682406103 82 5341 SH DEFINED 3 460 0 4881 ONE LIBERTY PPTYS INC COM 682406103 201 13000 SH DEFINED 4 0 0 13000 1 800 FLOWERS COM CL A 68243Q106 5 1453 SH DEFINED 3 1078 0 375 ONEOK INC NEW COM 682680103 9 123 SH DEFINED 123 0 0 ONEOK INC NEW COM 682680103 5148 69555 SH DEFINED 1 69555 0 0 ONEOK INC NEW COM 682680103 74 1000 SH DEFINED 15 1000 0 0 ONEOK INC NEW COM 682680103 3178 42943 SH DEFINED 2 42943 0 0 ONEOK INC NEW COM 682680103 5337 72109 SH DEFINED 3 1293 0 70816 ONEOK INC NEW COM 682680103 473 6391 SH DEFINED 5 6391 0 0 ONEOK INC NEW COM 682680103 2 32 SH DEFINED 7 0 32 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 13 152 SH DEFINED 152 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1666 19527 SH DEFINED 3 0 0 19527 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 128 1498 SH DEFINED 5 1498 0 0 ONYX PHARMACEUTICALS INC COM 683399109 6 180 SH DEFINED 15 180 0 0 ONYX PHARMACEUTICALS INC COM 683399109 41 1154 SH DEFINED 2 1154 0 0 ONYX PHARMACEUTICALS INC COM 683399109 93 2628 SH DEFINED 3 2628 0 0 OPEN TEXT CORP COM 683715106 109 1705 SH DEFINED 1705 0 0 OPEN TEXT CORP COM 683715106 114084 1782005 SH DEFINED 1 1782005 0 0 OPEN TEXT CORP COM 683715106 17 272 SH DEFINED 15 272 0 0 OPEN TEXT CORP COM 683715106 64 1007 SH DEFINED 2 1007 0 0 OPEN TEXT CORP COM 683715106 164 2563 SH DEFINED 3 0 0 2563 OPEN TEXT CORP COM 683715106 18737 292677 SH DEFINED 4 0 214578 78099 OPEN TEXT CORP COM 683715106 7398 115559 SH DEFINED 5 115559 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- OPEN TEXT CORP COM 683715106 14773 230760 SH DEFINED 7 0 230760 0 OPEN TEXT CORP COM 683715106 4321 67498 SH DEFINED 8 61528 5970 0 OPEN TEXT CORP COM 683715106 153 2395 SH DEFINED 9 2395 0 0 OPENWAVE SYS INC COM NEW 683718308 0 22 SH DEFINED 16 22 0 0 OPENWAVE SYS INC COM NEW 683718308 1 505 SH DEFINED 2 505 0 0 OPENWAVE SYS INC COM NEW 683718308 8 3535 SH DEFINED 3 3535 0 0 OPENTABLE INC COM 68372A104 17 200 SH DEFINED 2 200 0 0 OPENTABLE INC COM 68372A104 81 977 SH DEFINED 3 977 0 0 OPNET TECHNOLOGIES INC COM 683757108 116 2823 SH DEFINED 3 597 0 2226 OPNET TECHNOLOGIES INC COM 683757108 164 4000 SH DEFINED 4 0 0 4000 OPKO HEALTH INC COM 68375N103 129 35000 SH DEFINED 13 35000 0 0 OPKO HEALTH INC COM 68375N103 39 10517 SH DEFINED 3 4517 0 6000 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 38 2026 SH DEFINED 3 857 0 1169 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 540 29000 SH DEFINED 4 0 0 29000 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 6 300 SH DEFINED 5 300 0 0 OPNEXT INC COM 68375V105 4 1812 SH DEFINED 3 1812 0 0 OPNEXT INC COM 68375V105 9 4000 SH DEFINED 7 0 4000 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 124 4381 SH DEFINED 4381 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 11 400 SH DEFINED 16 400 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 12 428 SH DEFINED 3 428 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 169 6000 SH DEFINED 4 0 0 6000 OPTICAL CABLE CORP COM NEW 683827208 336 83000 SH DEFINED 4 0 0 83000 ORACLE CORP COM 68389X105 1035 31458 SH DEFINED 31458 0 0 ORACLE CORP COM 68389X105 131405 3992855 SH DEFINED 1 3992855 0 0 ORACLE CORP COM 68389X105 3059 92954 SH DEFINED 10 92954 0 0 ORACLE CORP COM 68389X105 851 25848 SH DEFINED 11 25848 0 0 ORACLE CORP COM 68389X105 231 7020 SH DEFINED 12 0 0 7020 ORACLE CORP COM 68389X105 3016 91629 SH DEFINED 14 91629 0 0 ORACLE CORP COM 68389X105 911 27682 SH DEFINED 15 27682 0 0 ORACLE CORP COM 68389X105 117 3569 SH DEFINED 16 3569 0 0 ORACLE CORP COM 68389X105 113445 3447119 SH DEFINED 2 3447119 0 0 ORACLE CORP COM 68389X105 26130 793973 SH DEFINED 3 282457 0 511516 ORACLE CORP COM 68389X105 8228 250000 PUT DEFINED 3 250000 0 0 ORACLE CORP COM 68389X105 2988 90785 SH DEFINED 4 0 82900 7885 ORACLE CORP COM 68389X105 23575 716345 SH DEFINED 5 716345 0 0 ORACLE CORP COM 68389X105 2923 88816 SH DEFINED 7 0 88816 0 ORACLE CORP COM 68389X105 903 27450 SH DEFINED 8 25625 1825 0 ORACLE CORP COM 68389X105 159 4839 SH DEFINED 9 4839 0 0 ORACLE CORP COM 68389X105 14660 445448 SH DEFINED 5;1 445448 0 0 ORACLE CORP COM 68389X105 2197 66755 SH SOLE 66755 0 0 OPTIONSXPRESS HLDGS INC COM 684010101 0 13 SH DEFINED 2 13 0 0 OPTIONSXPRESS HLDGS INC COM 684010101 22322 1338266 SH DEFINED 3 1338166 0 100 OPTIMER PHARMACEUTICALS INC COM 68401H104 320 26933 SH DEFINED 2 26933 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 25 2122 SH DEFINED 3 1922 0 200 ORASURE TECHNOLOGIES INC COM 68554V108 24 2825 SH DEFINED 3 1936 0 889 ORBCOMM INC COM 68555P100 22 7071 SH DEFINED 3 7071 0 0 ORBITAL SCIENCES CORP COM 685564106 2011 119372 SH DEFINED 2 119372 0 0 ORBITAL SCIENCES CORP COM 685564106 41 2423 SH DEFINED 3 2423 0 0 ORBITZ WORLDWIDE INC COM 68557K109 2 868 SH DEFINED 3 868 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 6 3536 SH DEFINED 3 1336 0 2200 ORIENTAL FINL GROUP INC COM 68618W100 24 1878 SH DEFINED 3 1878 0 0 ORION MARINE GROUP INC COM 68628V308 2 200 SH DEFINED 15 200 0 0 ORION MARINE GROUP INC COM 68628V308 60 6327 SH DEFINED 2 6327 0 0 ORION MARINE GROUP INC COM 68628V308 11 1120 SH DEFINED 3 1120 0 0 ORION MARINE GROUP INC COM 68628V308 1990 211500 SH DEFINED 4 0 81600 129900 ORIX CORP SPONSORED ADR 686330101 7 147 SH DEFINED 147 0 0 ORIX CORP SPONSORED ADR 686330101 9 185 SH DEFINED 15 185 0 0 ORIX CORP SPONSORED ADR 686330101 45 914 SH DEFINED 3 840 0 74 ORITANI FINL CORP DEL COM 68633D103 30 2331 SH DEFINED 3 2331 0 0 ORMAT TECHNOLOGIES INC COM 686688102 411 18685 SH DEFINED 2 18685 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ORMAT TECHNOLOGIES INC COM 686688102 141 6392 SH DEFINED 3 744 0 5648 ORMAT TECHNOLOGIES INC COM 686688102 101 4570 SH DEFINED 5 4570 0 0 ORRSTOWN FINL SVCS INC COM 687380105 1 57 SH DEFINED 15 57 0 0 ORRSTOWN FINL SVCS INC COM 687380105 8 290 SH DEFINED 3 290 0 0 OSHKOSH CORP COM 688239201 1 50 SH DEFINED 15 50 0 0 OSHKOSH CORP COM 688239201 474 16366 SH DEFINED 2 16366 0 0 OSHKOSH CORP COM 688239201 370 12792 SH DEFINED 3 0 0 12792 OSHKOSH CORP COM 688239201 724 25000 CALL DEFINED 3 25000 0 0 OSHKOSH CORP COM 688239201 1447 50000 PUT DEFINED 3 50000 0 0 OSHKOSH CORP COM 688239201 232 8000 SH DEFINED 5 8000 0 0 OSHKOSH CORP COM 688239201 1 51 SH DEFINED 8 51 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 5 692 SH DEFINED 3 692 0 0 OTELCO INC UNIT 688823202 250 13325 SH DEFINED 3 0 0 13325 99/99/9999 OTELCO INC UNIT 688823202 9 500 SH DEFINED 5 500 0 0 99/99/9999 OTTER TAIL CORP COM 689648103 380 17997 SH DEFINED 2 17997 0 0 OTTER TAIL CORP COM 689648103 133 6288 SH DEFINED 3 1496 0 4792 OUTDOOR CHANNEL HLDGS INC COM NEW 690027206 4 596 SH DEFINED 3 596 0 0 OVERSEAS SHIPHOLDING GROUP I COM 690368105 902 33483 SH DEFINED 3 3118 0 30365 OVERSTOCK COM INC DEL COM 690370101 7 480 SH DEFINED 3 480 0 0 OVERSTOCK COM INC DEL COM 690370101 592 38900 SH DEFINED 5 38900 0 0 OWENS & MINOR INC NEW COM 690732102 4 120 SH DEFINED 15 120 0 0 OWENS & MINOR INC NEW COM 690732102 230 6677 SH DEFINED 3 2644 0 4033 OWENS CORNING NEW COM 690742101 362 9691 SH DEFINED 2 9691 0 0 OWENS CORNING NEW COM 690742101 325 8697 SH DEFINED 3 0 0 8697 OWENS CORNING NEW COM 690742101 290 7759 SH SOLE 7759 0 0 OWENS ILL INC COM NEW 690768403 27 1064 SH DEFINED 15 1064 0 0 OWENS ILL INC COM NEW 690768403 2234 86539 SH DEFINED 2 86539 0 0 OWENS ILL INC COM NEW 690768403 423 16379 SH DEFINED 3 15610 0 769 OWENS ILL INC COM NEW 690768403 1302 50430 SH DEFINED 4 0 5200 45230 OWENS ILL INC COM NEW 690768403 30 1169 SH DEFINED 5 1169 0 0 OXFORD INDS INC COM 691497309 1 37 SH DEFINED 15 37 0 0 OXFORD INDS INC COM 691497309 126 3727 SH DEFINED 2 3727 0 0 OXFORD INDS INC COM 691497309 403 11938 SH DEFINED 3 532 0 11406 OXFORD RESOURCE PARTNERS LP COM UNIT RP LP 691807101 48 2100 SH DEFINED 15 2100 0 0 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 42 14166 SH DEFINED 3 0 0 14166 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 84 3700 SH DEFINED 3 0 0 3700 P A M TRANSN SVCS INC COM 693149106 529 53600 SH DEFINED 4 0 0 53600 P C CONNECTION COM 69318J100 3 386 SH DEFINED 3 386 0 0 P C CONNECTION COM 69318J100 646 78000 SH DEFINED 4 0 0 78000 PC MALL INC COM 69323K100 23 2894 SH DEFINED 3 0 0 2894 PCM FUND INC COM 69323T101 4 333 SH DEFINED 3 0 0 333 PDF SOLUTIONS INC COM 693282105 6 971 SH DEFINED 3 971 0 0 PDL BIOPHARMA INC COM 69329Y104 3 487 SH DEFINED 15 487 0 0 PDL BIOPHARMA INC COM 69329Y104 25 4263 SH DEFINED 2 4263 0 0 PDL BIOPHARMA INC COM 69329Y104 2214 377194 SH DEFINED 3 333738 0 43456 PDL BIOPHARMA INC COM 69329Y104 236 40125 SH DEFINED 5 40125 0 0 PDL BIOPHARMA INC COM 69329Y104 7 1267 SH DEFINED 8 1267 0 0 PDL BIOPHARMA INC NOTE 3.750 69329YAC8 8797 9050000 PRN DEFINED 3 9050000 0 0 PG&E CORP COM 69331C108 367 8735 SH DEFINED 8735 0 0 PG&E CORP COM 69331C108 25 600 SH DEFINED 12 0 0 600 PG&E CORP COM 69331C108 149 3545 SH DEFINED 14 3545 0 0 PG&E CORP COM 69331C108 170 4036 SH DEFINED 15 4036 0 0 PG&E CORP COM 69331C108 7510 178678 SH DEFINED 2 178678 0 0 PG&E CORP COM 69331C108 2284 54333 SH DEFINED 3 4707 0 49626 PG&E CORP COM 69331C108 615 14637 SH DEFINED 5 14637 0 0 PG&E CORP COM 69331C108 10 245 SH DEFINED 7 0 245 0 PG&E CORP COM 69331C108 26 630 SH DEFINED 8 630 0 0 PHH CORP COM NEW 693320202 1098 53522 SH DEFINED 2 53522 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PHH CORP COM NEW 693320202 54 2647 SH DEFINED 3 2333 0 314 PHH CORP NOTE 4.000 693320AH6 33206 30000000 PRN DEFINED 3 30000000 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 1324 32900 SH DEFINED 2 32900 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 38 943 SH DEFINED 3 943 0 0 PICO HLDGS INC COM NEW 693366205 1 31 SH DEFINED 15 31 0 0 PICO HLDGS INC COM NEW 693366205 65 2242 SH DEFINED 3 942 0 1300 PICO HLDGS INC COM NEW 693366205 1634 56338 SH DEFINED 5 56338 0 0 PHI INC COM VTG 69336T106 316 14600 SH DEFINED 4 0 0 14600 PHI INC COM NON VTG 69336T205 12 541 SH DEFINED 3 541 0 0 PHI INC COM NON VTG 69336T205 326 15000 SH DEFINED 4 0 0 15000 PGT INC COM 69336V101 1011 558400 SH DEFINED 4 0 152400 406000 PLX TECHNOLOGY INC COM 693417107 7 1946 SH DEFINED 3 1846 0 100 PMC COML TR SH BEN INT 693434102 2 200 SH DEFINED 3 0 0 200 PMC COML TR SH BEN INT 693434102 313 37900 SH DEFINED 4 0 0 37900 PMC-SIERRA INC COM 69344F106 72 9543 SH DEFINED 3 0 0 9543 PMC-SIERRA INC COM 69344F106 28 3674 SH DEFINED 5 3674 0 0 PMI GROUP INC COM 69344M101 7 6319 SH DEFINED 3 6319 0 0 PMFG INC COM 69345P103 14 728 SH DEFINED 3 728 0 0 PNC FINL SVCS GROUP INC COM 693475105 122 2044 SH DEFINED 2044 0 0 PNC FINL SVCS GROUP INC COM 693475105 9138 153300 SH DEFINED 1 153300 0 0 PNC FINL SVCS GROUP INC COM 693475105 802 13451 SH DEFINED 15 13451 0 0 PNC FINL SVCS GROUP INC COM 693475105 13 211 SH DEFINED 16 211 0 0 PNC FINL SVCS GROUP INC COM 693475105 17101 286886 SH DEFINED 2 286886 0 0 PNC FINL SVCS GROUP INC COM 693475105 12278 205980 SH DEFINED 3 36453 4311 165216 PNC FINL SVCS GROUP INC COM 693475105 14831 248800 PUT DEFINED 3 248800 0 0 PNC FINL SVCS GROUP INC COM 693475105 19727 330933 SH DEFINED 5 330933 0 0 PNC FINL SVCS GROUP INC COM 693475105 221 3710 SH DEFINED 7 0 3710 0 PNC FINL SVCS GROUP INC COM 693475105 729 12229 SH DEFINED 8 12229 0 0 PNC FINL SVCS GROUP INC *W EXP 693475121 632 50910 SH DEFINED 3 0 0 50910 12/31/201 POSCO SPONSORED ADR 693483109 81 743 SH DEFINED 3 0 0 743 POSCO SPONSORED ADR 693483109 78 714 SH DEFINED 5 714 0 0 POSCO SPONSORED ADR 693483109 42 385 SH DEFINED 7 0 385 0 POSCO SPONSORED ADR 693483109 109 1000 SH DEFINED 8 1000 0 0 POSCO SPONSORED ADR 693483109 2802 25797 SH DEFINED 5;1 25797 0 0 PNM RES INC COM 69349H107 7210 430700 SH DEFINED 1 430700 0 0 PNM RES INC COM 69349H107 465 27798 SH DEFINED 3 3595 0 24203 PPG INDS INC COM 693506107 100 1102 SH DEFINED 1102 0 0 PPG INDS INC COM 693506107 1616 17800 SH DEFINED 1 17800 0 0 PPG INDS INC COM 693506107 54 596 SH DEFINED 15 596 0 0 PPG INDS INC COM 693506107 6313 69537 SH DEFINED 2 69537 0 0 PPG INDS INC COM 693506107 3936 43348 SH DEFINED 3 1877 0 41471 PPG INDS INC COM 693506107 1176 12950 SH DEFINED 5 12950 0 0 PPG INDS INC COM 693506107 503 5535 SH DEFINED 7 0 5535 0 PPG INDS INC COM 693506107 37 403 SH DEFINED 8 403 0 0 PPG INDS INC COM 693506107 1 15 SH DEFINED 5;1 15 0 0 PPL CORP COM 69351T106 12 421 SH DEFINED 421 0 0 PPL CORP COM 69351T106 429 15400 SH DEFINED 1 15400 0 0 PPL CORP COM 69351T106 201 7240 SH DEFINED 15 7240 0 0 PPL CORP COM 69351T106 5998 215540 SH DEFINED 2 215540 0 0 PPL CORP COM 69351T106 3765 135268 SH DEFINED 3 6800 0 128468 PPL CORP COM 69351T106 689 24771 SH DEFINED 5 24771 0 0 PPL CORP COM 69351T106 192 6904 SH SOLE 6904 0 0 PPL CORP UNIT 69351T601 427 7610 PRN DEFINED 3 0 0 7610 99/99/9999 PRGX GLOBAL INC COM NEW 69357C503 14 1943 SH DEFINED 3 1943 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 1 23 SH DEFINED 15 23 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 308 5583 SH DEFINED 2 5583 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 43 772 SH DEFINED 3 772 0 0 PSS WORLD MED INC COM 69366A100 2 80 SH DEFINED 80 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PSS WORLD MED INC COM 69366A100 1549 55296 SH DEFINED 2 55296 0 0 PSS WORLD MED INC COM 69366A100 78 2801 SH DEFINED 3 2301 0 500 PSS WORLD MED INC COM 69366A100 13077 466862 SH DEFINED 4 0 295932 170930 PACCAR INC COM 693718108 8 162 SH DEFINED 15 162 0 0 PACCAR INC COM 693718108 13902 272106 SH DEFINED 2 272106 0 0 PACCAR INC COM 693718108 1829 35800 SH DEFINED 3 17926 0 17874 PACCAR INC COM 693718108 4343 85000 CALL DEFINED 3 85000 0 0 PACCAR INC COM 693718108 4343 85000 PUT DEFINED 3 85000 0 0 PACCAR INC COM 693718108 8502 166420 SH DEFINED 4 0 44915 121505 PACCAR INC COM 693718108 102 2004 SH DEFINED 5 2004 0 0 PACER INTL INC TENN COM 69373H106 7 1451 SH DEFINED 3 1451 0 0 PACHOLDER HIGH YIELD FD INC COM 693742108 11 1074 SH DEFINED 3 0 0 1074 PACIFIC BOOKER MINERALS INC COM 69403R108 30 4000 SH DEFINED 12 0 0 4000 PACIFIC BOOKER MINERALS INC COM 69403R108 80 10500 SH DEFINED 7 0 10500 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 40 3407 SH DEFINED 3 1407 0 2000 PACIFIC CAP BANCORP NEW COM NEW 69404P200 7 228 SH DEFINED 3 171 0 57 PACIFIC CONTINENTAL CORP COM 69412V108 7 764 SH DEFINED 3 764 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 77 18000 SH DEFINED 4 0 0 18000 PACIFIC SUNWEAR CALIF INC COM 694873100 334 128111 SH DEFINED 2 128111 0 0 PACIFIC SUNWEAR CALIF INC COM 694873100 6 2417 SH DEFINED 3 1967 0 450 PACIRA PHARMACEUTICALS INC COM 695127100 2 203 SH DEFINED 3 203 0 0 PACKAGING CORP AMER COM 695156109 20 700 SH DEFINED 12 0 0 700 PACKAGING CORP AMER COM 695156109 0 14 SH DEFINED 15 14 0 0 PACKAGING CORP AMER COM 695156109 1216 43446 SH DEFINED 2 43446 0 0 PACKAGING CORP AMER COM 695156109 5758 205721 SH DEFINED 3 154500 0 51221 PACKAGING CORP AMER COM 695156109 650 23225 SH DEFINED 5 23225 0 0 PACWEST BANCORP DEL COM 695263103 11 527 SH DEFINED 2 527 0 0 PACWEST BANCORP DEL COM 695263103 26 1255 SH DEFINED 3 1255 0 0 PAETEC HOLDING CORP COM 695459107 25 5299 SH DEFINED 3 5199 0 100 PAETEC HOLDING CORP COM 695459107 16 3435 SH DEFINED 5 3435 0 0 PAIN THERAPEUTICS INC COM 69562K100 51 13134 SH DEFINED 3 1530 0 11604 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 0 300 SH DEFINED 5 300 0 0 PALL CORP COM 696429307 40 708 SH DEFINED 15 708 0 0 PALL CORP COM 696429307 15 275 SH DEFINED 16 0 275 0 PALL CORP COM 696429307 4036 71780 SH DEFINED 2 71780 0 0 PALL CORP COM 696429307 1917 34098 SH DEFINED 3 148 0 33950 PALL CORP COM 696429307 121 2148 SH DEFINED 5 2148 0 0 PALL CORP COM 696429307 56 1000 SH DEFINED 7 0 1000 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 9 764 SH DEFINED 2 764 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 11 988 SH DEFINED 3 788 0 200 PAN AMERICAN SILVER CORP COM 697900108 34 1100 SH DEFINED 1 1100 0 0 PAN AMERICAN SILVER CORP COM 697900108 52 1680 SH DEFINED 13 1680 0 0 PAN AMERICAN SILVER CORP COM 697900108 62 2000 SH DEFINED 16 2000 0 0 PAN AMERICAN SILVER CORP COM 697900108 12 376 SH DEFINED 2 376 0 0 PAN AMERICAN SILVER CORP COM 697900108 1098 35556 SH DEFINED 3 0 0 35556 PAN AMERICAN SILVER CORP COM 697900108 7577 245303 SH DEFINED 5 245303 0 0 PAN AMERICAN SILVER CORP COM 697900108 154 5000 CALL DEFINED 5 5000 0 0 PAN AMERICAN SILVER CORP COM 697900108 46 1500 PUT DEFINED 5 1500 0 0 PAN AMERICAN SILVER CORP COM 697900108 1 46 SH DEFINED 7 0 46 0 PAN AMERICAN SILVER CORP COM 697900108 198 6420 SH DEFINED 8 6420 0 0 PANASONIC CORP ADR 69832A205 2 136 SH DEFINED 136 0 0 PANASONIC CORP ADR 69832A205 35 2855 SH DEFINED 15 2855 0 0 PANASONIC CORP ADR 69832A205 9 714 SH DEFINED 3 0 0 714 PANDORA MEDIA INC COM 698354107 2 100 SH DEFINED 3 0 0 100 PANERA BREAD CO CL A 69840W108 8784 69900 SH DEFINED 1 69900 0 0 PANERA BREAD CO CL A 69840W108 7 59 SH DEFINED 15 59 0 0 PANERA BREAD CO CL A 69840W108 2483 19757 SH DEFINED 2 19757 0 0 PANERA BREAD CO CL A 69840W108 83 661 SH DEFINED 3 0 0 661 PANERA BREAD CO CL A 69840W108 1433 11400 SH DEFINED 4 0 1900 9500 PANTRY INC COM 698657103 18 953 SH DEFINED 3 953 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PANTRY INC NOTE 3.000 698657AL7 20 20000 PRN DEFINED 3 20000 0 0 PAPA JOHNS INTL INC COM 698813102 856 25734 SH DEFINED 2 25734 0 0 PAPA JOHNS INTL INC COM 698813102 27 818 SH DEFINED 3 818 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 972 29463 SH DEFINED 2 29463 0 0 PAR PHARMACEUTICAL COS INC COM 69888P106 50 1502 SH DEFINED 3 1502 0 0 PARAGON SHIPPING INC CL A 69913R309 442 217726 SH DEFINED 2 217726 0 0 PARAGON SHIPPING INC CL A 69913R309 1 450 SH DEFINED 3 0 0 450 PARAGON SHIPPING INC CL A 69913R309 106 52000 SH DEFINED 4 0 0 52000 PARAGON SHIPPING INC CL A 69913R309 5 2450 SH DEFINED 5 2450 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 994 43346 SH DEFINED 2 43346 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 122 5340 SH DEFINED 3 4940 0 400 PARAMOUNT GOLD & SILVER CORP COM 69924P102 18 5458 SH DEFINED 3 4958 0 500 PARAMOUNT GOLD & SILVER CORP COM 69924P102 0 125 SH DEFINED 5 125 0 0 PAREXEL INTL CORP COM 699462107 12 500 SH DEFINED 1 500 0 0 PAREXEL INTL CORP COM 699462107 305 12961 SH DEFINED 2 12961 0 0 PAREXEL INTL CORP COM 699462107 91 3845 SH DEFINED 3 2442 0 1403 PAREXEL INTL CORP COM 699462107 14599 619661 SH DEFINED 4 0 468271 151390 PARK ELECTROCHEMICAL CORP COM 700416209 262 9369 SH DEFINED 2 9369 0 0 PARK ELECTROCHEMICAL CORP COM 700416209 24 860 SH DEFINED 3 860 0 0 PARK NATL CORP COM 700658107 173 2622 SH DEFINED 2 2622 0 0 PARK NATL CORP COM 700658107 35 535 SH DEFINED 3 535 0 0 PARK OHIO HLDGS CORP COM 700666100 173 8161 SH DEFINED 3 346 0 7815 PARK STERLING CORP COM 70086Y105 6 1187 SH DEFINED 3 1187 0 0 PARKER DRILLING CO COM 701081101 2 300 SH DEFINED 15 300 0 0 PARKER DRILLING CO COM 701081101 88 15041 SH DEFINED 2 15041 0 0 PARKER DRILLING CO COM 701081101 18 3000 SH DEFINED 3 0 0 3000 PARKER HANNIFIN CORP COM 701094104 1551 17280 SH DEFINED 14 17280 0 0 PARKER HANNIFIN CORP COM 701094104 72 806 SH DEFINED 15 806 0 0 PARKER HANNIFIN CORP COM 701094104 8399 93596 SH DEFINED 2 93596 0 0 PARKER HANNIFIN CORP COM 701094104 1241 13826 SH DEFINED 3 1899 0 11927 PARKER HANNIFIN CORP COM 701094104 2 18 SH DEFINED 5 18 0 0 PARKER HANNIFIN CORP COM 701094104 7 80 SH DEFINED 7 0 80 0 PARKWAY PPTYS INC COM 70159Q104 2 88 SH DEFINED 15 88 0 0 PARKWAY PPTYS INC COM 70159Q104 16 949 SH DEFINED 3 911 0 38 PARKWAY PPTYS INC COM 70159Q104 273 16000 SH DEFINED 4 0 0 16000 PARTNER COMMUNICATIONS CO LT ADR 70211M109 383 25649 SH DEFINED 2 25649 0 0 PARTNER COMMUNICATIONS CO LT ADR 70211M109 18 1200 SH DEFINED 3 0 0 1200 PATRICK INDS INC COM 703343103 90 43160 SH DEFINED 4 0 0 43160 PATRIOT COAL CORP COM 70336T104 1 48 SH DEFINED 15 48 0 0 PATRIOT COAL CORP COM 70336T104 902 40538 SH DEFINED 2 40538 0 0 PATRIOT COAL CORP COM 70336T104 2540 114090 SH DEFINED 3 107346 0 6744 PATRIOT COAL CORP COM 70336T104 1113 50000 CALL DEFINED 3 50000 0 0 PATRIOT COAL CORP COM 70336T104 1921 86300 PUT DEFINED 3 86300 0 0 PATRIOT COAL CORP COM 70336T104 7 311 SH DEFINED 5 311 0 0 PATRIOT TRANSN HLDG INC COM 70337B102 27 1216 SH DEFINED 3 256 0 960 PATTERSON COMPANIES INC COM 703395103 1 40 SH DEFINED 40 0 0 PATTERSON COMPANIES INC COM 703395103 1921 58398 SH DEFINED 2 58398 0 0 PATTERSON COMPANIES INC COM 703395103 1621 49286 SH DEFINED 3 1131 0 48155 PATTERSON COMPANIES INC COM 703395103 103 3144 SH DEFINED 5 3144 0 0 PATTERSON UTI ENERGY INC COM 703481101 8835 279500 SH DEFINED 1 279500 0 0 PATTERSON UTI ENERGY INC COM 703481101 226 7165 SH DEFINED 10 7165 0 0 PATTERSON UTI ENERGY INC COM 703481101 22 685 SH DEFINED 11 685 0 0 PATTERSON UTI ENERGY INC COM 703481101 37 1181 SH DEFINED 16 1181 0 0 PATTERSON UTI ENERGY INC COM 703481101 1872 59236 SH DEFINED 2 59236 0 0 PATTERSON UTI ENERGY INC COM 703481101 583 18443 SH DEFINED 3 0 0 18443 PATTERSON UTI ENERGY INC COM 703481101 443 14000 CALL DEFINED 3 14000 0 0 PATTERSON UTI ENERGY INC COM 703481101 58 1832 SH DEFINED 5 1832 0 0 PATTERSON UTI ENERGY INC COM 703481101 39 1225 SH SOLE 1225 0 0 PAYCHEX INC COM 704326107 57 1860 SH DEFINED 1860 0 0 PAYCHEX INC COM 704326107 27 877 SH DEFINED 15 877 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PAYCHEX INC COM 704326107 7 215 SH DEFINED 16 0 215 0 PAYCHEX INC COM 704326107 9443 307387 SH DEFINED 2 307387 0 0 PAYCHEX INC COM 704326107 1663 54146 SH DEFINED 3 8166 0 45980 PAYCHEX INC COM 704326107 4476 145700 PUT DEFINED 3 145700 0 0 PAYCHEX INC COM 704326107 1149 37400 SH DEFINED 5 37400 0 0 PAYCHEX INC COM 704326107 138 4500 SH DEFINED 7 0 4500 0 PAYCHEX INC COM 704326107 128 4157 SH DEFINED 8 157 4000 0 PEABODY ENERGY CORP COM 704549104 169 2869 SH DEFINED 2869 0 0 PEABODY ENERGY CORP COM 704549104 19051 323400 SH DEFINED 1 323400 0 0 PEABODY ENERGY CORP COM 704549104 109 1849 SH DEFINED 15 1849 0 0 PEABODY ENERGY CORP COM 704549104 3 47 SH DEFINED 16 0 47 0 PEABODY ENERGY CORP COM 704549104 8246 139979 SH DEFINED 2 139979 0 0 PEABODY ENERGY CORP COM 704549104 4034 68469 SH DEFINED 3 40002 0 28467 PEABODY ENERGY CORP COM 704549104 3211 54500 PUT DEFINED 3 54500 0 0 PEABODY ENERGY CORP COM 704549104 1556 26420 SH DEFINED 4 0 3250 23170 PEABODY ENERGY CORP COM 704549104 3854 65420 SH DEFINED 5 65420 0 0 PEABODY ENERGY CORP COM 704549104 92 1569 SH DEFINED 8 1569 0 0 PEABODY ENERGY CORP COM 704549104 115 1960 SH SOLE 1960 0 0 PEABODY ENERGY CORP SDCV 4.750 704549AG9 310 253000 PRN DEFINED 3 247000 0 6000 PEABODY ENERGY CORP SDCV 4.750 704549AG9 2728 2223000 PRN DEFINED 6 2223000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 24 2041 SH DEFINED 3 0 0 2041 PEARSON PLC SPONSORED ADR 705015105 36 1918 SH DEFINED 15 1918 0 0 PEARSON PLC SPONSORED ADR 705015105 83 4381 SH DEFINED 2 4381 0 0 PEARSON PLC SPONSORED ADR 705015105 3579 188295 SH DEFINED 3 181495 0 6800 PEARSON PLC SPONSORED ADR 705015105 1236 65016 SH DEFINED 5 65016 0 0 PEARSON PLC SPONSORED ADR 705015105 5 270 SH DEFINED 8 270 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 254 12600 SH DEFINED 2 12600 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 76 3762 SH DEFINED 3 2111 0 1651 PEETS COFFEE & TEA INC COM 705560100 1 21 SH DEFINED 21 0 0 PEETS COFFEE & TEA INC COM 705560100 1 15 SH DEFINED 2 15 0 0 PEETS COFFEE & TEA INC COM 705560100 575 9957 SH DEFINED 3 532 0 9425 PEETS COFFEE & TEA INC COM 705560100 10014 173561 SH DEFINED 4 0 134141 39420 PEGASYSTEMS INC COM 705573103 4 95 SH DEFINED 15 95 0 0 PEGASYSTEMS INC COM 705573103 32 690 SH DEFINED 3 690 0 0 PEGASYSTEMS INC COM 705573103 16627 357185 SH DEFINED 4 0 276885 80300 PENFORD CORP COM 707051108 201 38000 SH DEFINED 4 0 0 38000 PENGROWTH ENERGY CORP COM 70706P104 43 3500 SH DEFINED 3500 0 0 PENGROWTH ENERGY CORP COM 70706P104 149421 11877670 SH DEFINED 1 11877670 0 0 PENGROWTH ENERGY CORP COM 70706P104 189 15000 SH DEFINED 13 15000 0 0 PENGROWTH ENERGY CORP COM 70706P104 388 30856 SH DEFINED 2 30856 0 0 PENGROWTH ENERGY CORP COM 70706P104 1850 147079 SH DEFINED 3 0 0 147079 PENGROWTH ENERGY CORP COM 70706P104 10481 833187 SH DEFINED 5 833187 0 0 PENGROWTH ENERGY CORP COM 70706P104 3562 283152 SH DEFINED 7 0 283152 0 PENGROWTH ENERGY CORP COM 70706P104 526 41807 SH DEFINED 8 33922 7885 0 PENGROWTH ENERGY CORP COM 70706P104 878 69831 SH DEFINED 5;1 69831 0 0 PENGROWTH ENERGY CORP COM 70706P104 274 21800 SH SOLE 21800 0 0 PENN NATL GAMING INC COM 707569109 3 73 SH DEFINED 15 73 0 0 PENN NATL GAMING INC COM 707569109 83 2050 SH DEFINED 3 0 0 2050 PENN NATL GAMING INC COM 707569109 14 358 SH DEFINED 5 358 0 0 PENN VA CORP COM 707882106 957 72450 SH DEFINED 3 0 0 72450 PENN VA RESOURCES PARTNERS L COM 707884102 14 529 SH DEFINED 529 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 53 1980 SH DEFINED 15 1980 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 1696 62944 SH DEFINED 3 0 0 62944 PENN VA RESOURCES PARTNERS L COM 707884102 6 239 SH DEFINED 5 239 0 0 PENN WEST PETE LTD NEW COM 707887105 68 2947 SH DEFINED 2947 0 0 PENN WEST PETE LTD NEW COM 707887105 105955 4590755 SH DEFINED 1 4590755 0 0 PENN WEST PETE LTD NEW COM 707887105 132 5700 SH DEFINED 14 5700 0 0 PENN WEST PETE LTD NEW COM 707887105 2182 94532 SH DEFINED 2 94532 0 0 PENN WEST PETE LTD NEW COM 707887105 1286 55702 SH DEFINED 3 0 0 55702 PENN WEST PETE LTD NEW COM 707887105 1777 77000 CALL DEFINED 3 77000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PENN WEST PETE LTD NEW COM 707887105 6710 290729 SH DEFINED 5 290729 0 0 PENN WEST PETE LTD NEW COM 707887105 1221 52900 CALL DEFINED 5 52900 0 0 PENN WEST PETE LTD NEW COM 707887105 35 1500 PUT DEFINED 5 1500 0 0 PENN WEST PETE LTD NEW COM 707887105 32659 1415023 SH DEFINED 7 0 1415023 0 PENN WEST PETE LTD NEW COM 707887105 820 35520 SH DEFINED 8 14550 20970 0 PENN WEST PETE LTD NEW COM 707887105 592 25655 SH DEFINED 5;1 25655 0 0 PENN WEST PETE LTD NEW COM 707887105 135084 5852854 SH SOLE 5852854 0 0 PENNANTPARK INVT CORP COM 708062104 288 25670 SH DEFINED 2 25670 0 0 PENNANTPARK INVT CORP COM 708062104 86 7646 SH DEFINED 3 1891 0 5755 PENNANTPARK FLOATING RATE CA COM 70806A106 541 42614 SH DEFINED 3 0 0 42614 PENNEY J C INC COM 708160106 10 282 SH DEFINED 15 282 0 0 PENNEY J C INC COM 708160106 3565 103203 SH DEFINED 2 103203 0 0 PENNEY J C INC COM 708160106 2572 74467 SH DEFINED 3 64688 0 9779 PENNEY J C INC COM 708160106 9657 279600 PUT DEFINED 3 279600 0 0 PENNEY J C INC COM 708160106 42 1215 SH DEFINED 5 1215 0 0 PENNICHUCK CORP COM NEW 708254206 476 16549 SH DEFINED 3 16549 0 0 PENNS WOODS BANCORP INC COM 708430103 5 159 SH DEFINED 3 159 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 13 812 SH DEFINED 2 812 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 49 3146 SH DEFINED 3 2308 0 838 PENNYMAC MTG INVT TR COM 70931T103 19 1152 SH DEFINED 3 1152 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 39 1700 SH DEFINED 15 1700 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 53 2352 SH DEFINED 3 1852 0 500 PENTAIR INC COM 709631105 708 17554 SH DEFINED 2 17554 0 0 PENTAIR INC COM 709631105 911 22578 SH DEFINED 3 1470 0 21108 PEOPLES BANCORP INC COM 709789101 5 438 SH DEFINED 3 438 0 0 PEOPLES BANCORP INC COM 709789101 327 29000 SH DEFINED 4 0 0 29000 PEOPLES UNITED FINANCIAL INC COM 712704105 4 288 SH DEFINED 15 288 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 794 59111 SH DEFINED 2 59111 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 1269 94418 SH DEFINED 3 4280 0 90138 PEOPLES UNITED FINANCIAL INC COM 712704105 4542 337940 SH DEFINED 4 0 39150 298790 PEP BOYS MANNY MOE & JACK COM 713278109 0 2 SH DEFINED 15 2 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 49 4500 SH DEFINED 2 4500 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 29 2684 SH DEFINED 3 2184 0 500 PEPCO HOLDINGS INC COM 713291102 55 2815 SH DEFINED 2815 0 0 PEPCO HOLDINGS INC COM 713291102 3019 153820 SH DEFINED 2 153820 0 0 PEPCO HOLDINGS INC COM 713291102 2437 124162 SH DEFINED 3 2652 0 121510 PEPCO HOLDINGS INC COM 713291102 11 540 SH DEFINED 8 540 0 0 PEPSICO INC COM 713448108 1058 15024 SH DEFINED 15024 0 0 PEPSICO INC COM 713448108 88044 1250095 SH DEFINED 1 1250095 0 0 PEPSICO INC COM 713448108 631 8965 SH DEFINED 10 8965 0 0 PEPSICO INC COM 713448108 842 11960 SH DEFINED 11 11960 0 0 PEPSICO INC COM 713448108 399 5660 SH DEFINED 12 0 0 5660 PEPSICO INC COM 713448108 158 2247 SH DEFINED 13 2247 0 0 PEPSICO INC COM 713448108 558 7919 SH DEFINED 15 7919 0 0 PEPSICO INC COM 713448108 318 4511 SH DEFINED 16 4511 0 0 PEPSICO INC COM 713448108 56819 806746 SH DEFINED 2 806746 0 0 PEPSICO INC COM 713448108 24789 351966 SH DEFINED 3 18664 0 333302 PEPSICO INC COM 713448108 1485 21080 SH DEFINED 4 0 19235 1845 PEPSICO INC COM 713448108 20664 293392 SH DEFINED 5 293392 0 0 PEPSICO INC COM 713448108 3631 51553 SH DEFINED 7 0 51553 0 PEPSICO INC COM 713448108 2093 29723 SH DEFINED 8 19218 10505 0 PEPSICO INC COM 713448108 118 1680 SH DEFINED 9 1680 0 0 PEPSICO INC COM 713448108 8208 116545 SH DEFINED 5;1 116545 0 0 PEPSICO INC COM 713448108 1990 28258 SH SOLE 28258 0 0 PERCEPTRON INC COM 71361F100 426 67000 SH DEFINED 4 0 0 67000 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 6 3016 SH DEFINED 3 2816 0 200 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 34 18250 SH DEFINED 5 18250 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 6 300 SH DEFINED 3 0 0 300 PERFICIENT INC COM 71375U101 10 1002 SH DEFINED 3 1002 0 0 PERFICIENT INC COM 71375U101 7604 741100 SH DEFINED 4 0 575340 165760

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PERFORMANCE TECHNOLOGIES INC COM 71376K102 239 120000 SH DEFINED 4 0 0 120000 PERICOM SEMICONDUCTOR CORP COM 713831105 9 1038 SH DEFINED 3 1038 0 0 PERKINELMER INC COM 714046109 3 103 SH DEFINED 15 103 0 0 PERKINELMER INC COM 714046109 1977 73480 SH DEFINED 2 73480 0 0 PERKINELMER INC COM 714046109 238 8855 SH DEFINED 3 1325 0 7530 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 6428 297050 SH DEFINED 3 0 0 297050 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 18 2106 SH DEFINED 3 136 0 1970 PERRIGO CO COM 714290103 7522 85600 SH DEFINED 1 85600 0 0 PERRIGO CO COM 714290103 42 475 SH DEFINED 15 475 0 0 PERRIGO CO COM 714290103 1894 21551 SH DEFINED 2 21551 0 0 PERRIGO CO COM 714290103 354 4027 SH DEFINED 3 0 0 4027 PERRIGO CO COM 714290103 1125 12800 SH DEFINED 4 0 2200 10600 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1 34 SH DEFINED 34 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 52 1518 SH DEFINED 15 1518 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 5 153 SH DEFINED 5 153 0 0 PETMED EXPRESS INC COM 716382106 78 6561 SH DEFINED 2 6561 0 0 PETMED EXPRESS INC COM 716382106 11 897 SH DEFINED 3 897 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 463 3170 SH DEFINED 0 3170 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 862 5900 SH DEFINED 14 5900 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 3164 21669 SH DEFINED 3 6831 0 14838 PETROCHINA CO LTD SPONSORED ADR 71646E100 47460 325000 CALL DEFINED 3 325000 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 45269 310000 PUT DEFINED 3 310000 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 122 836 SH DEFINED 5 836 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 146 1000 SH SOLE 1000 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 4 197 SH DEFINED 15 197 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 19 1000 SH DEFINED 5 1000 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 79 4100 SH SOLE 4100 0 0 PETROHAWK ENERGY CORP COM 716495106 100 4045 SH DEFINED 4045 0 0 PETROHAWK ENERGY CORP COM 716495106 40767 1652500 SH DEFINED 1 1652500 0 0 PETROHAWK ENERGY CORP COM 716495106 1 35 SH DEFINED 15 35 0 0 PETROHAWK ENERGY CORP COM 716495106 448 18168 SH DEFINED 2 18168 0 0 PETROHAWK ENERGY CORP COM 716495106 23139 937958 SH DEFINED 3 693031 0 244927 PETROHAWK ENERGY CORP COM 716495106 1122 45500 CALL DEFINED 3 45500 0 0 PETROHAWK ENERGY CORP COM 716495106 3705 150200 PUT DEFINED 3 150200 0 0 PETROHAWK ENERGY CORP COM 716495106 240 9734 SH DEFINED 5 9734 0 0 PETROHAWK ENERGY CORP COM 716495106 7 300 SH DEFINED 8 300 0 0 PETROHAWK ENERGY CORP COM 716495106 165 6670 SH SOLE 6670 0 0 PETROLEUM & RES CORP COM 716549100 1468 49772 SH DEFINED 3 0 0 49772 PETROLEUM & RES CORP COM 716549100 60 2035 SH DEFINED 5 2035 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 939 30610 SH DEFINED 30610 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 630 20526 SH DEFINED 14 20526 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 108 3520 SH DEFINED 15 3520 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 9259 301777 SH DEFINED 3 205011 0 96766 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1955 63716 SH DEFINED 5 63716 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 687 22405 SH DEFINED 7 0 22405 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 29 960 SH DEFINED 8 0 960 0 PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 890 26290 SH DEFINED 26290 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 257 7600 SH DEFINED 12 0 0 7600 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 677 20000 SH DEFINED 13 20000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 59 1754 SH DEFINED 15 1754 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 98 2890 SH DEFINED 16 2890 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 74655 2204822 SH DEFINED 3 1958524 0 246298 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 24928 736200 CALL DEFINED 3 736200 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 81379 2403400 PUT DEFINED 3 2403400 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 993 29320 SH DEFINED 5 29320 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 81 2400 SH DEFINED 7 0 2400 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 14 400 SH DEFINED 8 400 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 776 22311 SH SOLE 22311 0 0 PETROLEUM DEV CORP COM 716578109 139 4645 SH DEFINED 2 4645 0 0 PETROLEUM DEV CORP COM 716578109 6 200 SH DEFINED 3 0 0 200

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PETROQUEST ENERGY INC COM 716748108 1 102 SH DEFINED 15 102 0 0 PETROQUEST ENERGY INC COM 716748108 229 32628 SH DEFINED 2 32628 0 0 PETROQUEST ENERGY INC COM 716748108 7 987 SH DEFINED 3 0 0 987 PETSMART INC COM 716768106 9705 213900 SH DEFINED 1 213900 0 0 PETSMART INC COM 716768106 14 300 SH DEFINED 15 300 0 0 PETSMART INC COM 716768106 2998 66080 SH DEFINED 2 66080 0 0 PETSMART INC COM 716768106 3447 75965 SH DEFINED 3 75000 0 965 PHARMACYCLICS INC COM 716933106 599 57385 SH DEFINED 3 23735 0 33650 PFIZER INC COM 717081103 3053 148213 SH DEFINED 148213 0 0 PFIZER INC COM 717081103 226491 10994700 SH DEFINED 1 10994700 0 0 PFIZER INC COM 717081103 1540 74747 SH DEFINED 10 74747 0 0 PFIZER INC COM 717081103 870 42255 SH DEFINED 11 42255 0 0 PFIZER INC COM 717081103 101 4925 SH DEFINED 12 0 0 4925 PFIZER INC COM 717081103 226 10991 SH DEFINED 13 10991 0 0 PFIZER INC COM 717081103 2352 114158 SH DEFINED 14 114158 0 0 PFIZER INC COM 717081103 1283 62282 SH DEFINED 15 62282 0 0 PFIZER INC COM 717081103 357 17332 SH DEFINED 16 17332 0 0 PFIZER INC COM 717081103 86689 4208199 SH DEFINED 2 4208199 0 0 PFIZER INC COM 717081103 47241 2293266 SH DEFINED 3 361732 75 1931459 PFIZER INC COM 717081103 9544 463300 CALL DEFINED 3 463300 0 0 PFIZER INC COM 717081103 7731 375300 PUT DEFINED 3 375300 0 0 PFIZER INC COM 717081103 18245 885660 SH DEFINED 4 0 129605 756055 PFIZER INC COM 717081103 34001 1650513 SH DEFINED 5 1650513 0 0 PFIZER INC COM 717081103 3952 191847 SH DEFINED 7 0 191847 0 PFIZER INC COM 717081103 1931 93726 SH DEFINED 8 70936 22790 0 PFIZER INC COM 717081103 113 5484 SH DEFINED 9 5484 0 0 PFIZER INC COM 717081103 11280 547586 SH DEFINED 5;1 547586 0 0 PFIZER INC COM 717081103 9705 481585 SH SOLE 481585 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 2 75 SH DEFINED 75 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 537 20000 SH DEFINED 14 20000 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 1 50 SH DEFINED 15 50 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 1811 67461 SH DEFINED 2 67461 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 41 1544 SH DEFINED 3 0 0 1544 PHARMACEUTICAL PROD DEV INC COM 717124101 11673 434908 SH DEFINED 4 0 321198 113710 PHARMACEUTICAL PROD DEV INC COM 717124101 24 878 SH DEFINED 5 878 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2589 36500 SH DEFINED 36500 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 355 5000 SH DEFINED 10 5000 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 1504 21203 SH DEFINED 3 16902 0 4301 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 1753 24713 SH DEFINED 5 24713 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 18 250 SH DEFINED 8 250 0 0 PHARMERICA CORP COM 71714F104 22 1700 SH DEFINED 15 1700 0 0 PHARMERICA CORP COM 71714F104 16 1218 SH DEFINED 3 1218 0 0 PHARMERICA CORP COM 71714F104 651 51000 SH DEFINED 4 0 0 51000 PHARMATHENE INC COM 71714G102 4 1479 SH DEFINED 3 1479 0 0 PHARMASSET INC COM 71715N106 15 132 SH DEFINED 3 0 0 132 PHILIP MORRIS INTL INC COM 718172109 1649 24697 SH DEFINED 24697 0 0 PHILIP MORRIS INTL INC COM 718172109 67618 1012700 SH DEFINED 1 1012700 0 0 PHILIP MORRIS INTL INC COM 718172109 330 4948 SH DEFINED 10 4948 0 0 PHILIP MORRIS INTL INC COM 718172109 32 481 SH DEFINED 11 481 0 0 PHILIP MORRIS INTL INC COM 718172109 39 578 SH DEFINED 13 578 0 0 PHILIP MORRIS INTL INC COM 718172109 15128 226575 SH DEFINED 14 226575 0 0 PHILIP MORRIS INTL INC COM 718172109 1155 17295 SH DEFINED 15 17295 0 0 PHILIP MORRIS INTL INC COM 718172109 326 4875 SH DEFINED 16 4875 0 0 PHILIP MORRIS INTL INC COM 718172109 7521 112647 SH DEFINED 2 112647 0 0 PHILIP MORRIS INTL INC COM 718172109 30780 460981 SH DEFINED 3 44866 62051 354064 PHILIP MORRIS INTL INC COM 718172109 15118 226425 SH DEFINED 4 0 40935 185490 PHILIP MORRIS INTL INC COM 718172109 10018 150040 SH DEFINED 5 150040 0 0 PHILIP MORRIS INTL INC COM 718172109 2190 32800 SH DEFINED 7 0 32800 0 PHILIP MORRIS INTL INC COM 718172109 999 14965 SH DEFINED 8 10235 4730 0 PHILIP MORRIS INTL INC COM 718172109 19 285 SH DEFINED 9 285 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PHILIP MORRIS INTL INC COM 718172109 3 40 SH DEFINED 5;1 40 0 0 PHILIP MORRIS INTL INC COM 718172109 54631 817962 SH SOLE 817962 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 29 539 SH DEFINED 15 539 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 78 1436 SH DEFINED 2 1436 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 178 3300 SH DEFINED 3 0 0 3300 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 1 15 SH DEFINED 5 15 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 7 112 SH DEFINED 15 112 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 3241 49510 SH DEFINED 2 49510 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 8732 133372 SH DEFINED 3 131687 0 1685 PHILLIPS VAN HEUSEN CORP COM 718592108 75 1140 SH DEFINED 5 1140 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 278 4249 SH SOLE 4249 0 0 PHOENIX COS INC NEW COM 71902E109 1 500 SH DEFINED 16 500 0 0 PHOENIX COS INC NEW COM 71902E109 28 11495 SH DEFINED 3 4824 0 6671 PHOTRONICS INC COM 719405102 38 4539 SH DEFINED 2 4539 0 0 PHOTRONICS INC COM 719405102 338 39897 SH DEFINED 3 2251 0 37646 PHOTRONICS INC COM 719405102 321 37930 SH DEFINED 4 0 0 37930 PIEDMONT NAT GAS INC COM 720186105 0 9 SH DEFINED 9 0 0 PIEDMONT NAT GAS INC COM 720186105 404 13366 SH DEFINED 2 13366 0 0 PIEDMONT NAT GAS INC COM 720186105 608 20081 SH DEFINED 3 2977 0 17104 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 123 6040 SH DEFINED 15 6040 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 462 22680 SH DEFINED 3 0 0 22680 PIER 1 IMPORTS INC COM 720279108 46 4010 SH DEFINED 2 4010 0 0 PIER 1 IMPORTS INC COM 720279108 463 39975 SH DEFINED 3 4414 0 35561 PIKE ELEC CORP COM 721283109 6 674 SH DEFINED 3 674 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 832 153714 SH DEFINED 3 153714 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 44 4806 SH DEFINED 3 0 0 4806 PIMCO CALIF MUN INCOME FD II COM 72200M108 9 1000 SH DEFINED 5 1000 0 0 PIMCO MUNICIPAL INCOME FD COM 72200R107 19 1400 SH DEFINED 3 0 0 1400 PIMCO MUNICIPAL INCOME FD COM 72200R107 1855 139881 SH DEFINED 5 139881 0 0 PIMCO MUNICIPAL INCOME FD COM 72200R107 80 6000 SH DEFINED 8 6000 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 112 11000 SH DEFINED 3 0 0 11000 PIMCO CORPORATE INCOME FD COM 72200U100 203 11633 SH DEFINED 3 0 0 11633 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 19 1700 SH DEFINED 3 0 0 1700 PIMCO NEW YORK MUN FD II COM 72200Y102 75 6800 SH DEFINED 3 0 0 6800 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 79 3394 SH DEFINED 3 0 0 3394 PIMCO HIGH INCOME FD COM SHS 722014107 138 10100 SH DEFINED 13 10100 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 2098 154034 SH DEFINED 3 0 0 154034 PIMCO MUN INCOME FD III COM 72201A103 21 2000 SH DEFINED 3 0 0 2000 PIMCO CORPORATE OPP FD COM 72201B101 966 46695 SH DEFINED 3 0 0 46695 PIMCO CORPORATE OPP FD COM 72201B101 32 1530 SH DEFINED 5 1530 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 6 700 SH DEFINED 3 0 0 700 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 35 4000 SH DEFINED 3 0 0 4000 PIMCO INCOME STRATEGY FUND COM 72201H108 301 23268 SH DEFINED 3 0 0 23268 PIMCO INCOME STRATEGY FUND COM 72201H108 33 2520 SH DEFINED 5 2520 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 327 30350 SH DEFINED 16 30350 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 252 23415 SH DEFINED 3 0 0 23415 PIMCO ETF TR 1-3YR USTREIDX 72201R106 87 1700 SH DEFINED 3 0 0 1700 PIMCO ETF TR 1-5 US TIP IDX 72201R205 201 3765 SH DEFINED 3765 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 72 1350 SH DEFINED 15 1350 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 2036 38197 SH DEFINED 3 0 0 38197 PIMCO ETF TR 15+ YR US TIPS 72201R304 422 7522 SH DEFINED 3 0 0 7522 PIMCO ETF TR BROAD US TIPS 72201R403 98 1805 SH DEFINED 13 1805 0 0 PIMCO ETF TR BROAD US TIPS 72201R403 117 2142 SH DEFINED 3 0 0 2142 PIMCO ETF TR INV GRD CRP BD 72201R817 148 1488 SH DEFINED 16 1488 0 0 PIMCO ETF TR INV GRD CRP BD 72201R817 324 3250 SH DEFINED 3 0 0 3250 PIMCO ETF TR BLD AMER BD FD 72201R825 311 6325 SH DEFINED 3 0 0 6325 PIMCO ETF TR ENHAN SHRT MAT 72201R833 99 984 SH DEFINED 16 984 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 3465 34279 SH DEFINED 3 0 0 34279 PIMCO ETF TR ENHAN SHRT MAT 72201R833 4 37 SH DEFINED 5 37 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 10 100 SH DEFINED 8 100 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PIMCO ETF TR SHTRM MUN BOND 72201R874 37 735 SH DEFINED 3 0 0 735 PIMCO ETF TR 25YR+ ZERO U S 72201R882 60 855 SH DEFINED 3 0 0 855 PIMCO INCOME OPPORTUNITY FD COM 72202B100 432 15414 SH DEFINED 3 0 0 15414 PIMCO INCOME OPPORTUNITY FD COM 72202B100 17 600 SH DEFINED 5 600 0 0 PINNACLE ENTMT INC COM 723456109 53 3568 SH DEFINED 3 2568 0 1000 PINNACLE ENTMT INC COM 723456109 11 720 SH DEFINED 5 720 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 22 1416 SH DEFINED 3 1416 0 0 PINNACLE WEST CAP CORP COM 723484101 22 500 SH DEFINED 500 0 0 PINNACLE WEST CAP CORP COM 723484101 86 1925 SH DEFINED 15 1925 0 0 PINNACLE WEST CAP CORP COM 723484101 2750 61697 SH DEFINED 2 61697 0 0 PINNACLE WEST CAP CORP COM 723484101 1282 28764 SH DEFINED 3 1305 0 27459 PINNACLE WEST CAP CORP COM 723484101 441 9887 SH DEFINED 5 9887 0 0 PINNACLE WEST CAP CORP COM 723484101 3 75 SH DEFINED 7 0 75 0 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 182 8601 SH DEFINED 3 0 0 8601 PIONEER HIGH INCOME TR COM 72369H106 288 17135 SH DEFINED 3 0 0 17135 PIONEER FLOATING RATE TR COM 72369J102 110 7893 SH DEFINED 3 0 0 7893 PIONEER MUN HIGH INCOME ADV COM 723762100 47 3409 SH DEFINED 3 0 0 3409 PIONEER MUN HIGH INCOME TR COM SHS 723763108 395 28141 SH DEFINED 3 0 0 28141 PIONEER NAT RES CO COM 723787107 134 1500 SH DEFINED 1 1500 0 0 PIONEER NAT RES CO COM 723787107 22 241 SH DEFINED 15 241 0 0 PIONEER NAT RES CO COM 723787107 29 322 SH DEFINED 16 322 0 0 PIONEER NAT RES CO COM 723787107 5424 60559 SH DEFINED 2 60559 0 0 PIONEER NAT RES CO COM 723787107 2957 33012 SH DEFINED 3 28341 0 4671 PIONEER NAT RES CO COM 723787107 13006 145200 PUT DEFINED 3 145200 0 0 PIONEER NAT RES CO COM 723787107 9 99 SH DEFINED 5 99 0 0 PIONEER NAT RES CO COM 723787107 130 1450 SH SOLE 1450 0 0 PIONEER NAT RES CO NOTE 2.87 723787AH0 6 4000 PRN DEFINED 3 0 0 4000 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 337 11993 SH DEFINED 2 11993 0 0 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 145 5179 SH DEFINED 3 0 0 5179 PIPER JAFFRAY COS COM 724078100 23 800 SH DEFINED 800 0 0 PIPER JAFFRAY COS COM 724078100 593 20569 SH DEFINED 2 20569 0 0 PIPER JAFFRAY COS COM 724078100 85 2948 SH DEFINED 3 656 0 2292 PITNEY BOWES INC COM 724479100 97 4217 SH DEFINED 15 4217 0 0 PITNEY BOWES INC COM 724479100 2549 110875 SH DEFINED 2 110875 0 0 PITNEY BOWES INC COM 724479100 1893 82360 SH DEFINED 3 2431 0 79929 PITNEY BOWES INC COM 724479100 164 7155 SH DEFINED 5 7155 0 0 PITNEY BOWES INC COM 724479100 16 700 SH DEFINED 7 0 700 0 PIXELWORKS INC COM NEW 72581M305 13 5416 SH DEFINED 3 0 0 5416 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 120 1882 SH DEFINED 1882 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 8029 125452 SH DEFINED 3 0 0 125452 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 32 500 SH DEFINED 5 500 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 35 550 SH DEFINED 8 550 0 0 PLAINS EXPL& PRODTN CO COM 726505100 13796 361900 SH DEFINED 1 361900 0 0 PLAINS EXPL& PRODTN CO COM 726505100 1731 45397 SH DEFINED 2 45397 0 0 PLAINS EXPL& PRODTN CO COM 726505100 1535 40258 SH DEFINED 3 20070 0 20188 PLAINS EXPL& PRODTN CO COM 726505100 427 11190 SH SOLE 11190 0 0 PLANAR SYS INC COM 726900103 103 36089 SH DEFINED 3 0 0 36089 PLANTRONICS INC NEW COM 727493108 12 333 SH DEFINED 15 333 0 0 PLANTRONICS INC NEW COM 727493108 91 2486 SH DEFINED 3 1995 0 491 PLANTRONICS INC NEW COM 727493108 22 610 SH DEFINED 5 610 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 9224 5271000 SH DEFINED 1 4625000 0 646000 PLATINUM GROUP METALS LTD COM NEW 72765Q205 429 245388 SH DEFINED 5 245388 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 2 1000 SH DEFINED 8 1000 0 0 PLEXUS CORP COM 729132100 422 12134 SH DEFINED 2 12134 0 0 PLEXUS CORP COM 729132100 73 2091 SH DEFINED 3 1560 0 531 PLEXUS CORP COM 729132100 19744 567193 SH DEFINED 4 0 422863 144330 PLEXUS CORP COM 729132100 69 1975 SH DEFINED 5 1975 0 0 PLUG POWER INC COM NEW 72919P202 0 123 SH DEFINED 3 0 0 123 PLUM CREEK TIMBER CO INC COM 729251108 365 8993 SH DEFINED 93 8900 0 PLUM CREEK TIMBER CO INC COM 729251108 24 590 SH DEFINED 15 590 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PLUM CREEK TIMBER CO INC COM 729251108 2447 60372 SH DEFINED 2 60372 0 0 PLUM CREEK TIMBER CO INC COM 729251108 2447 60348 SH DEFINED 3 1897 0 58451 PLUM CREEK TIMBER CO INC COM 729251108 20 500 SH DEFINED 5 500 0 0 POINT 360 COM 730507100 80 135000 SH DEFINED 4 0 0 135000 POINTS INTL LTD COM NEW 730843208 7350 738719 SH DEFINED 5 738719 0 0 POINTS INTL LTD COM NEW 730843208 3 273 SH DEFINED 7 0 273 0 POLARIS INDS INC COM 731068102 2 14 SH DEFINED 15 14 0 0 POLARIS INDS INC COM 731068102 67 600 SH DEFINED 16 600 0 0 POLARIS INDS INC COM 731068102 1280 11515 SH DEFINED 2 11515 0 0 POLARIS INDS INC COM 731068102 440 3954 SH DEFINED 3 1215 0 2739 POLARIS INDS INC COM 731068102 210 1893 SH DEFINED 5 1893 0 0 POLO RALPH LAUREN CORP CL A 731572103 2188 16500 SH DEFINED 1 16500 0 0 POLO RALPH LAUREN CORP CL A 731572103 136 1023 SH DEFINED 10 1023 0 0 POLO RALPH LAUREN CORP CL A 731572103 64 480 SH DEFINED 13 480 0 0 POLO RALPH LAUREN CORP CL A 731572103 17 128 SH DEFINED 15 128 0 0 POLO RALPH LAUREN CORP CL A 731572103 143 1075 SH DEFINED 16 1075 0 0 POLO RALPH LAUREN CORP CL A 731572103 2881 21725 SH DEFINED 2 21725 0 0 POLO RALPH LAUREN CORP CL A 731572103 238 1798 SH DEFINED 3 757 0 1041 POLO RALPH LAUREN CORP CL A 731572103 92 697 SH DEFINED 5 697 0 0 POLO RALPH LAUREN CORP CL A 731572103 265 2000 SH SOLE 2000 0 0 POLYCOM INC COM 73172K104 13156 204600 SH DEFINED 1 204600 0 0 POLYCOM INC COM 73172K104 514 8000 SH DEFINED 14 8000 0 0 POLYCOM INC COM 73172K104 66 1028 SH DEFINED 3 0 0 1028 POLYCOM INC COM 73172K104 2131 33140 SH DEFINED 4 0 30250 2890 POLYONE CORP COM 73179P106 18 1148 SH DEFINED 2 1148 0 0 POLYONE CORP COM 73179P106 60 3873 SH DEFINED 3 3873 0 0 POLYONE CORP COM 73179P106 77 5000 SH DEFINED 4 0 0 5000 POLYPORE INTL INC COM 73179V103 103 1522 SH DEFINED 2 1522 0 0 POLYPORE INTL INC COM 73179V103 470 6929 SH DEFINED 3 0 0 6929 POLYMET MINING CORP COM 731916102 15 9000 SH DEFINED 3 0 0 9000 POLYMET MINING CORP COM 731916102 2 1500 SH DEFINED 7 0 1500 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 0 62 SH DEFINED 3 0 0 62 POOL CORPORATION COM 73278L105 5 160 SH DEFINED 15 160 0 0 POOL CORPORATION COM 73278L105 259 8682 SH DEFINED 2 8682 0 0 POOL CORPORATION COM 73278L105 60 1998 SH DEFINED 3 1998 0 0 POPULAR INC COM 733174106 71 25851 SH DEFINED 2 25851 0 0 POPULAR INC COM 733174106 333 120668 SH DEFINED 3 0 0 120668 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 2 23 SH DEFINED 23 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 8 94 SH DEFINED 15 94 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 81 954 SH DEFINED 2 954 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 65 762 SH DEFINED 3 709 0 53 PORTLAND GEN ELEC CO COM NEW 736508847 1 43 SH DEFINED 15 43 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 172 6799 SH DEFINED 3 3124 0 3675 PORTLAND GEN ELEC CO COM NEW 736508847 275 10872 SH DEFINED 5 10872 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 123 12466 SH DEFINED 15 12466 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 1347 136939 SH DEFINED 2 136939 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 76 7741 SH DEFINED 3 7741 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 55 5610 SH DEFINED 5 5610 0 0 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 33 3325 SH DEFINED 8 3325 0 0 POSITIVEID CORP COM 73740J100 0 350 SH DEFINED 3 0 0 350 POST PPTYS INC COM 737464107 322 7903 SH DEFINED 2 7903 0 0 POST PPTYS INC COM 737464107 191 4692 SH DEFINED 3 2067 0 2625 POSTROCK ENERGY CORP COM 737525105 40 6828 SH DEFINED 3 0 0 6828 POSTROCK ENERGY CORP COM 737525105 823 141186 SH SOLE 141186 0 0 POTASH CORP SASK INC COM 73755L107 2206 38712 SH DEFINED 38712 0 0 POTASH CORP SASK INC COM 73755L107 1061851 18632231 SH DEFINED 1 18632231 0 0 POTASH CORP SASK INC COM 73755L107 133 2325 SH DEFINED 12 0 0 2325 POTASH CORP SASK INC COM 73755L107 194 3403 SH DEFINED 13 3403 0 0 POTASH CORP SASK INC COM 73755L107 256 4500 SH DEFINED 14 4500 0 0 POTASH CORP SASK INC COM 73755L107 124 2173 SH DEFINED 15 2173 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POTASH CORP SASK INC COM 73755L107 15 258 SH DEFINED 16 0 258 0 POTASH CORP SASK INC COM 73755L107 11564 202912 SH DEFINED 3 103381 0 99531 POTASH CORP SASK INC COM 73755L107 14248 250000 PUT DEFINED 3 250000 0 0 POTASH CORP SASK INC COM 73755L107 203975 3579141 SH DEFINED 5 3579141 0 0 POTASH CORP SASK INC COM 73755L107 5494 96400 CALL DEFINED 5 96400 0 0 POTASH CORP SASK INC COM 73755L107 171 3000 PUT DEFINED 5 3000 0 0 POTASH CORP SASK INC COM 73755L107 69266 1215398 SH DEFINED 7 0 1215398 0 POTASH CORP SASK INC COM 73755L107 6011 105473 SH DEFINED 8 72499 32974 0 POTASH CORP SASK INC COM 73755L107 1482 26002 SH DEFINED 9 26002 0 0 POTASH CORP SASK INC COM 73755L107 115530 2027196 SH DEFINED 5;1 2027196 0 0 POTASH CORP SASK INC COM 73755L107 253464 4442340 SH SOLE 4442340 0 0 POTLATCH CORP NEW COM 737630103 158 4469 SH DEFINED 3 1667 0 2802 POTLATCH CORP NEW COM 737630103 4 100 SH DEFINED 8 100 0 0 POWELL INDS INC COM 739128106 13 366 SH DEFINED 3 366 0 0 POWELL INDS INC COM 739128106 1512 41411 SH DEFINED 4 0 15200 26211 POWER INTEGRATIONS INC COM 739276103 2 45 SH DEFINED 45 0 0 POWER INTEGRATIONS INC COM 739276103 9 234 SH DEFINED 15 234 0 0 POWER INTEGRATIONS INC COM 739276103 46 1196 SH DEFINED 3 1196 0 0 POWER ONE INC NEW COM 73930R102 0 2 SH DEFINED 15 2 0 0 POWER ONE INC NEW COM 73930R102 91 11215 SH DEFINED 2 11215 0 0 POWER ONE INC NEW COM 73930R102 221 27299 SH DEFINED 3 2824 0 24475 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11529 202082 SH DEFINED 202082 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 456 8000 SH DEFINED 12 0 0 8000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 34 600 SH DEFINED 15 600 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 18042 316257 SH DEFINED 2 316257 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 25170 441196 SH DEFINED 3 179747 0 261449 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 51345 900000 CALL DEFINED 3 900000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 7609 133371 SH DEFINED 5 133371 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 328 5745 SH DEFINED 7 0 5745 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 256 4486 SH DEFINED 8 3436 1050 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 36 625 SH DEFINED 9 625 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1560 27337 SH SOLE 27337 0 0 POWERSHARES ACTIVE MNG ETF T LOW DURAT PORT 73935B409 461 18163 SH DEFINED 3 0 0 18163 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 331 14110 SH DEFINED 3 0 0 14110 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 6036 257301 SH DEFINED 5 257301 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 9 400 SH DEFINED 7 0 400 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 871 37115 SH DEFINED 8 37115 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 402 17155 SH SOLE 17155 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 315 10883 SH DEFINED 10883 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 906 31300 SH DEFINED 10 31300 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 185 6388 SH DEFINED 13 6388 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 7 229 SH DEFINED 14 229 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 51 1749 SH DEFINED 15 1749 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 443 15300 SH DEFINED 16 15300 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 21692 749027 SH DEFINED 3 0 271915 477112 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2 74 SH DEFINED 8 74 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 44 925 SH DEFINED 3 0 0 925 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 333 8571 SH DEFINED 3 0 0 8571 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 5337 204627 SH DEFINED 3 0 0 204627 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 28 1000 SH DEFINED 3 0 0 1000 POWERSHARES ETF TRUST GBL LSTD PVT 73935X195 41 3800 SH DEFINED 13 3800 0 0 EQT POWERSHARES ETF TRUST GBL LSTD PVT 73935X195 600 56251 SH DEFINED 3 0 0 56251 EQT POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 145 8029 SH DEFINED 15 8029 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 3385 187757 SH DEFINED 3 0 0 187757 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 415 23037 SH DEFINED 5 23037 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 85 4700 SH DEFINED 7 0 4700 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 18 1017 SH DEFINED 8 1017 0 0 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 27 938 SH DEFINED 3 0 0 938

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 6 200 SH DEFINED 5 200 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 5 180 SH DEFINED 3 0 0 180 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 65 7324 SH DEFINED 3 0 0 7324 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 6 505 SH DEFINED 3 0 0 505 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 513 19207 SH DEFINED 3 18177 0 1030 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 32 1004 SH DEFINED 3 0 0 1004 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 1209 38936 SH DEFINED 3 0 0 38936 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 3157 74411 SH DEFINED 3 0 0 74411 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 55 2100 SH DEFINED 2100 0 0 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 492 18737 SH DEFINED 3 0 0 18737 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 6 243 SH DEFINED 5 243 0 0 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 445 11353 SH DEFINED 3 0 0 11353 POWERSHARES ETF TRUST DYNAM SML CAP 73935X435 91 3784 SH DEFINED 3 0 0 3784 POWERSHARES ETF TRUST DYNAM LRGCP PT 73935X450 5 200 SH DEFINED 3 0 0 200 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 3 300 SH DEFINED 15 300 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 265 29477 SH DEFINED 3 270 0 29207 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 131 14570 SH DEFINED 5 14570 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 74 SH DEFINED 8 74 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 3663 54044 SH DEFINED 3 0 0 54044 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 43 2200 SH DEFINED 2200 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 39 2000 SH DEFINED 13 2000 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 4 200 SH DEFINED 15 200 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 8682 448439 SH DEFINED 3 100000 0 348439 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 149 7706 SH DEFINED 5 7706 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 6 300 SH DEFINED 7 0 300 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 12548 214453 SH DEFINED 3 4547 0 209906 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 8025 137150 SH DEFINED 5 137150 0 0 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 1273 73526 SH DEFINED 3 0 0 73526 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 502 29052 SH DEFINED 3 11370 0 17682 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 2478 100876 SH DEFINED 3 0 0 100876 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 305 12412 SH DEFINED 5 12412 0 0 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 12 1400 SH DEFINED 3 0 0 1400 POWERSHARES ETF TRUST DYN INS PTF 73935X641 385 23503 SH DEFINED 3 0 0 23503 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 449 17582 SH DEFINED 3 0 0 17582 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 9 715 SH DEFINED 3 0 0 715 POWERSHARES ETF TRUST S&P 500 HGH 73935X682 101 7000 SH DEFINED 3 0 0 7000 QLTY POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1045 51290 SH DEFINED 3 50000 0 1290 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 1157 57891 SH DEFINED 3 0 0 57891 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1428 88484 SH DEFINED 3 0 0 88484 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 29 1785 SH DEFINED 5 1785 0 0 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 2480 165878 SH DEFINED 3 0 0 165878 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 11 725 SH DEFINED 5 725 0 0 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 12 1031 SH DEFINED 1031 0 0 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 1634 138246 SH DEFINED 3 83923 0 54323 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 158 13400 SH DEFINED 4 0 0 13400 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 114 5800 SH DEFINED 16 5800 0 0 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 595 30158 SH DEFINED 3 0 0 30158 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 224 8426 SH DEFINED 3 0 0 8426 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 128 7583 SH DEFINED 3 7583 0 0 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 20 1175 SH DEFINED 5 1175 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 43 1600 SH DEFINED 3 0 0 1600 POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 996 43481 SH DEFINED 3 23007 0 20474 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 541 19128 SH DEFINED 16 19128 0 0 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 5315 187956 SH DEFINED 3 27647 0 160309 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 55 1932 SH DEFINED 5 1932 0 0 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 11 700 SH DEFINED 3 0 0 700 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 2463 122365 SH DEFINED 3 0 0 122365 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 25 1100 SH DEFINED 15 1100 0 0 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 31 1385 SH DEFINED 16 1385 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1745 77853 SH DEFINED 3 0 0 77853 POWERSHARES ETF TRUST DYNM SM CP VAL 73935X864 260 15832 SH DEFINED 3 12579 0 3253 POWERSHARES ETF TRUST DYNM SM CP GRW 73935X872 33 1807 SH DEFINED 3 0 0 1807 POWERSHARES ETF TRUST DYMN MC VAL 73935X880 23 1353 SH DEFINED 3 0 0 1353 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 176 7090 SH DEFINED 3 0 0 7090 POWERWAVE TECHNOLOGIES INC COM 739363109 23 7817 SH DEFINED 3 7017 0 800 POWERWAVE TECHNOLOGIES INC NOTE 3.87 739363AF6 67 73000 PRN DEFINED 3 73000 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 773 26000 SH DEFINED 14 26000 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 3800 127804 SH DEFINED 3 119903 0 7901 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 718 24140 SH DEFINED 5 24140 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 13178 239818 SH DEFINED 3 26507 0 213311 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 7488 123183 SH DEFINED 3 123183 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1192 37568 SH DEFINED 37568 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 227 7162 SH DEFINED 13 7162 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 19 597 SH DEFINED 16 597 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 56234 1771715 SH DEFINED 3 1491179 180154 100382 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 30483 960400 PUT DEFINED 3 960400 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 274 8642 SH DEFINED 5 8642 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1616 50925 SH DEFINED 7 0 50925 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 116 3650 SH DEFINED 8 0 3650 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 2206 76720 SH DEFINED 76720 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 977 33969 SH DEFINED 3 28236 0 5733 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 811 28200 SH DEFINED 5 28200 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 302 12648 SH DEFINED 3 0 0 12648 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 48 2011 SH DEFINED 5 2011 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 252 11880 SH DEFINED 11880 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 656 30926 SH DEFINED 14 30926 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 27077 1276034 SH DEFINED 3 1156375 0 119659 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 49727 2343400 CALL DEFINED 3 2343400 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 44560 2099900 PUT DEFINED 3 2099900 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 4237 199651 SH SOLE 199651 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 228 7925 SH DEFINED 3 0 0 7925 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 27 1300 SH DEFINED 3 0 0 1300 POWERSECURE INTL INC COM 73936N105 2 300 SH DEFINED 3 0 0 300 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 785 34844 SH DEFINED 3 0 0 34844 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 4091 217466 SH DEFINED 3 0 0 217466 POWERSHARES ETF TRUST II BLNCD GRWTH 73936Q405 184 14000 SH DEFINED 3 0 0 14000 PORT POWERSHARES ETF TRUST II GRW & INC PORT 73936Q504 62 4700 SH DEFINED 3 0 0 4700 POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 65 5380 SH DEFINED 3 0 0 5380 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 122 3705 SH DEFINED 3 0 0 3705 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 16 659 SH DEFINED 3 0 0 659 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 10 418 SH DEFINED 5 418 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 5 198 SH SOLE 198 0 0 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 14 600 SH DEFINED 3 0 0 600 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 1519 53357 SH DEFINED 3 0 0 53357 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 458 17567 SH DEFINED 3 0 0 17567 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 569 12629 SH DEFINED 3 0 0 12629 POWERSHARES ETF TRUST II GLOBL COAL ETF 73936Q884 9 277 SH DEFINED 3 0 0 277 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 3447 137897 SH DEFINED 3 0 0 137897 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 23 1000 SH DEFINED 3 0 0 1000 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 2912 125551 SH DEFINED 3 7023 0 118528 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 140 5000 SH DEFINED 3 0 0 5000 POWERSHARES GLOBAL ETF TRUST FDM HG YLD 73936T557 34 1833 SH DEFINED 1833 0 0 RAFI POWERSHARES GLOBAL ETF TRUST FDM HG YLD 73936T557 1028 55512 SH DEFINED 3 20127 0 35385 RAFI POWERSHARES GLOBAL ETF TRUST FDM HG YLD 73936T557 149 8050 SH DEFINED 7 0 8050 0 RAFI POWERSHARES GLOBAL ETF TRUST FDM HG YLD 73936T557 111 6000 SH DEFINED 8 0 6000 0 RAFI

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 2372 165436 SH DEFINED 3 25397 0 140039 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 16 578 SH DEFINED 578 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 131 4818 SH DEFINED 15 4818 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 15665 578271 SH DEFINED 3 0 281359 296912 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 31 1150 SH DEFINED 5 1150 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 9 650 SH DEFINED 1 650 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 174 12675 SH DEFINED 3 0 0 12675 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 23 1690 SH DEFINED 5 1690 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 10 700 SH DEFINED 8 700 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 4 200 SH DEFINED 15 200 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 570 28125 SH DEFINED 3 0 0 28125 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 18 892 SH DEFINED 5 892 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 206 8024 SH DEFINED 3 0 0 8024 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 2236 86978 SH DEFINED 5 86978 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 64 2490 SH DEFINED 8 2490 0 0 POWERSHARES GLOBAL ETF TRUST EX US SML PORT 73936T771 42 1670 SH DEFINED 3 0 0 1670 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 93 2250 SH DEFINED 3 0 0 2250 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 3776 91359 SH DEFINED 5 91359 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 131 3170 SH DEFINED 8 3170 0 0 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 58 1000 SH DEFINED 5 1000 0 0 POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 15 800 SH DEFINED 3 0 0 800 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 15 285 SH DEFINED 3 0 0 285 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 120 2264 SH DEFINED 5 2264 0 0 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 3 58 SH DEFINED 8 58 0 0 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 48 4900 SH DEFINED 4900 0 0 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 2 200 SH DEFINED 3 0 0 200 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1359 52280 SH DEFINED 3 1567 0 50713 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 1072 36375 SH DEFINED 3 0 0 36375 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 16 478 SH DEFINED 3 0 0 478 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 1325 34244 SH DEFINED 3 0 0 34244 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 3 65 SH DEFINED 5 65 0 0 POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 75 2500 SH DEFINED 3 0 0 2500 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 2588 83172 SH DEFINED 3 21022 0 62150 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 526 16915 SH DEFINED 5 16915 0 0 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 2142 64108 SH DEFINED 3 0 0 64108 POZEN INC COM 73941U102 39 9221 SH DEFINED 2 9221 0 0 POZEN INC COM 73941U102 5 1230 SH DEFINED 3 1098 0 132 PRAXAIR INC COM 74005P104 387 3575 SH DEFINED 3575 0 0 PRAXAIR INC COM 74005P104 34414 317500 SH DEFINED 1 317500 0 0 PRAXAIR INC COM 74005P104 296 2727 SH DEFINED 15 2727 0 0 PRAXAIR INC COM 74005P104 14084 129936 SH DEFINED 2 129936 0 0 PRAXAIR INC COM 74005P104 3493 32221 SH DEFINED 3 3586 0 28635 PRAXAIR INC COM 74005P104 1267 11688 SH DEFINED 5 11688 0 0 PRAXAIR INC COM 74005P104 63 585 SH DEFINED 7 0 585 0 PRAXAIR INC COM 74005P104 4 40 SH DEFINED 8 40 0 0 PRE PAID LEGAL SVCS INC COM 740065107 57 859 SH DEFINED 3 304 0 555 PRE PAID LEGAL SVCS INC COM 740065107 7 100 SH DEFINED 8 100 0 0 PRECISION CASTPARTS CORP COM 740189105 143 867 SH DEFINED 867 0 0 PRECISION CASTPARTS CORP COM 740189105 46128 280160 SH DEFINED 1 280160 0 0 PRECISION CASTPARTS CORP COM 740189105 165 1004 SH DEFINED 15 1004 0 0 PRECISION CASTPARTS CORP COM 740189105 36 220 SH DEFINED 16 220 0 0 PRECISION CASTPARTS CORP COM 740189105 9193 55835 SH DEFINED 2 55835 0 0 PRECISION CASTPARTS CORP COM 740189105 3774 22923 SH DEFINED 3 1411 0 21512 PRECISION CASTPARTS CORP COM 740189105 1406 8539 SH DEFINED 5 8539 0 0 PRECISION CASTPARTS CORP COM 740189105 539 3275 SH DEFINED 7 0 3275 0 PRECISION CASTPARTS CORP COM 740189105 42 253 SH DEFINED 8 168 85 0 PRECISION CASTPARTS CORP COM 740189105 12 70 SH DEFINED 9 70 0 0 PRECISION CASTPARTS CORP COM 740189105 4210 25572 SH DEFINED 5;1 25572 0 0 PRECISION CASTPARTS CORP COM 740189105 292 1771 SH SOLE 1771 0 0 PRECISION DRILLING CORP COM 2010 74022D308 27 1850 SH DEFINED 1850 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PRECISION DRILLING CORP COM 2010 74022D308 47658 3318795 SH DEFINED 1 3318795 0 0 PRECISION DRILLING CORP COM 2010 74022D308 8 576 SH DEFINED 15 576 0 0 PRECISION DRILLING CORP COM 2010 74022D308 34 2350 SH DEFINED 2 2350 0 0 PRECISION DRILLING CORP COM 2010 74022D308 2209 153839 SH DEFINED 3 0 0 153839 PRECISION DRILLING CORP COM 2010 74022D308 5887 409984 SH DEFINED 5 409984 0 0 PRECISION DRILLING CORP COM 2010 74022D308 11673 812905 SH DEFINED 7 0 812905 0 PRECISION DRILLING CORP COM 2010 74022D308 355 24695 SH DEFINED 8 9470 15225 0 PRECISION DRILLING CORP COM 2010 74022D308 38698 2694848 SH DEFINED 5;1 2694848 0 0 PREFORMED LINE PRODS CO COM 740444104 7 101 SH DEFINED 3 101 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 17 2126 SH DEFINED 2 2126 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 17 2167 SH DEFINED 3 2167 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 239 30000 SH DEFINED 4 0 0 30000 PRESIDENTIAL LIFE CORP COM 740884101 28 2661 SH DEFINED 3 1661 0 1000 PRESIDENTIAL LIFE CORP COM 740884101 418 40000 SH DEFINED 4 0 0 40000 PREMIERWEST BANCORP COM NEW 740921200 6 4300 SH DEFINED 5 4300 0 0 PRESSTEK INC COM 741113104 696 427200 SH DEFINED 3 427000 0 200 PRESTIGE BRANDS HLDGS INC COM 74112D101 1 107 SH DEFINED 15 107 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 13 1025 SH DEFINED 16 1025 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 52 4074 SH DEFINED 3 2086 0 1988 PRESTIGE BRANDS HLDGS INC COM 74112D101 514 40000 SH DEFINED 4 0 0 40000 PRICE T ROWE GROUP INC COM 74144T108 146 2422 SH DEFINED 2422 0 0 PRICE T ROWE GROUP INC COM 74144T108 211 3500 SH DEFINED 1 3500 0 0 PRICE T ROWE GROUP INC COM 74144T108 17 282 SH DEFINED 15 282 0 0 PRICE T ROWE GROUP INC COM 74144T108 7151 118504 SH DEFINED 2 118504 0 0 PRICE T ROWE GROUP INC COM 74144T108 2293 38003 SH DEFINED 3 3040 4278 30685 PRICE T ROWE GROUP INC COM 74144T108 8263 136946 SH DEFINED 5 136946 0 0 PRICE T ROWE GROUP INC COM 74144T108 99 1633 SH DEFINED 8 1633 0 0 PRICELINE COM INC COM NEW 741503403 295 576 SH DEFINED 10 576 0 0 PRICELINE COM INC COM NEW 741503403 29 56 SH DEFINED 11 56 0 0 PRICELINE COM INC COM NEW 741503403 196 382 SH DEFINED 15 382 0 0 PRICELINE COM INC COM NEW 741503403 52 102 SH DEFINED 16 95 7 0 PRICELINE COM INC COM NEW 741503403 20474 39993 SH DEFINED 2 39993 0 0 PRICELINE COM INC COM NEW 741503403 600 1173 SH DEFINED 3 0 0 1173 PRICELINE COM INC COM NEW 741503403 448 876 SH DEFINED 5 876 0 0 PRICELINE COM INC COM NEW 741503403 344 671 SH SOLE 671 0 0 PRICESMART INC COM 741511109 57 1110 SH DEFINED 3 738 0 372 PRICESMART INC COM 741511109 16573 323506 SH DEFINED 4 0 230616 92890 PRICESMART INC COM 741511109 7 132 SH DEFINED 5 132 0 0 PRIMEDIA INC COM NEW 74157K846 212 30000 SH DEFINED 16 30000 0 0 PRIMEDIA INC COM NEW 74157K846 5 764 SH DEFINED 3 686 0 78 PRIMORIS SVCS CORP COM 74164F103 322 24982 SH DEFINED 3 1107 0 23875 PRIMERICA INC COM 74164M108 1 44 SH DEFINED 15 44 0 0 PRIMERICA INC COM 74164M108 31 1410 SH DEFINED 3 1410 0 0 PRIMO WTR CORP COM 74165N105 7 513 SH DEFINED 3 513 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 67 2191 SH DEFINED 2191 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 4927 161972 SH DEFINED 2 161972 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 346 11386 SH DEFINED 3 3781 0 7605 PRINCIPAL FINL GROUP INC COM 74251V102 1079 35480 SH DEFINED 4 0 4200 31280 PROASSURANCE CORP COM 74267C106 2 32 SH DEFINED 32 0 0 PROASSURANCE CORP COM 74267C106 89 1268 SH DEFINED 3 1268 0 0 PROASSURANCE CORP COM 74267C106 6168 88119 SH DEFINED 4 0 28349 59770 PROASSURANCE CORP COM 74267C106 2 30 SH DEFINED 5 30 0 0 PROCERA NETWORKS INC COM NEW 74269U203 16 1472 SH DEFINED 3 472 0 1000 PROCTER & GAMBLE CO COM 742718109 4265 67098 SH DEFINED 63498 3600 0 PROCTER & GAMBLE CO COM 742718109 7770 122235 SH DEFINED 1 122235 0 0 PROCTER & GAMBLE CO COM 742718109 121 1900 SH DEFINED 10 1900 0 0 PROCTER & GAMBLE CO COM 742718109 203 3200 SH DEFINED 11 3200 0 0 PROCTER & GAMBLE CO COM 742718109 504 7925 SH DEFINED 12 0 0 7925 PROCTER & GAMBLE CO COM 742718109 3182 50058 SH DEFINED 14 50058 0 0 PROCTER & GAMBLE CO COM 742718109 1650 25957 SH DEFINED 15 25957 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROCTER & GAMBLE CO COM 742718109 395 6219 SH DEFINED 16 6099 120 0 PROCTER & GAMBLE CO COM 742718109 101072 1589937 SH DEFINED 2 1589937 0 0 PROCTER & GAMBLE CO COM 742718109 52391 824152 SH DEFINED 3 37186 61057 725909 PROCTER & GAMBLE CO COM 742718109 6357 100000 CALL DEFINED 3 100000 0 0 PROCTER & GAMBLE CO COM 742718109 6357 100000 PUT DEFINED 3 100000 0 0 PROCTER & GAMBLE CO COM 742718109 22982 361525 SH DEFINED 4 0 67525 294000 PROCTER & GAMBLE CO COM 742718109 44331 697358 SH DEFINED 5 697358 0 0 PROCTER & GAMBLE CO COM 742718109 4521 71111 SH DEFINED 7 0 71111 0 PROCTER & GAMBLE CO COM 742718109 2853 44883 SH DEFINED 8 35932 8951 0 PROCTER & GAMBLE CO COM 742718109 818 12860 SH DEFINED 9 12860 0 0 PROCTER & GAMBLE CO COM 742718109 9052 142395 SH DEFINED 5;1 142395 0 0 PROCTER & GAMBLE CO COM 742718109 7801 120535 SH SOLE 120535 0 0 PRIVATEBANCORP INC COM 742962103 1 89 SH DEFINED 89 0 0 PRIVATEBANCORP INC COM 742962103 35 2569 SH DEFINED 2 2569 0 0 PRIVATEBANCORP INC COM 742962103 62 4490 SH DEFINED 3 2490 0 2000 PROGENICS PHARMACEUTICALS IN COM 743187106 5 735 SH DEFINED 2 735 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 13 1817 SH DEFINED 3 1217 0 600 PROGRESS ENERGY INC COM 743263105 97 2011 SH DEFINED 2011 0 0 PROGRESS ENERGY INC COM 743263105 3706 77200 SH DEFINED 1 77200 0 0 PROGRESS ENERGY INC COM 743263105 85 1761 SH DEFINED 15 1761 0 0 PROGRESS ENERGY INC COM 743263105 7183 149620 SH DEFINED 2 149620 0 0 PROGRESS ENERGY INC COM 743263105 3992 83152 SH DEFINED 3 26692 0 56460 PROGRESS ENERGY INC COM 743263105 447 9311 SH DEFINED 5 9311 0 0 PROGRESS SOFTWARE CORP COM 743312100 181 7500 SH DEFINED 14 7500 0 0 PROGRESS SOFTWARE CORP COM 743312100 916 37961 SH DEFINED 2 37961 0 0 PROGRESS SOFTWARE CORP COM 743312100 160 6644 SH DEFINED 3 2780 0 3864 PROGRESS SOFTWARE CORP COM 743312100 1 46 SH DEFINED 5 46 0 0 PROGRESSIVE CORP OHIO COM 743315103 9 435 SH DEFINED 435 0 0 PROGRESSIVE CORP OHIO COM 743315103 55569 2599116 SH DEFINED 1 2599116 0 0 PROGRESSIVE CORP OHIO COM 743315103 95 4442 SH DEFINED 10 4442 0 0 PROGRESSIVE CORP OHIO COM 743315103 17 782 SH DEFINED 11 782 0 0 PROGRESSIVE CORP OHIO COM 743315103 32 1480 SH DEFINED 12 0 0 1480 PROGRESSIVE CORP OHIO COM 743315103 5 251 SH DEFINED 15 251 0 0 PROGRESSIVE CORP OHIO COM 743315103 17 786 SH DEFINED 16 786 0 0 PROGRESSIVE CORP OHIO COM 743315103 6482 303197 SH DEFINED 2 303197 0 0 PROGRESSIVE CORP OHIO COM 743315103 226 10548 SH DEFINED 3 7724 0 2824 PROGRESSIVE CORP OHIO COM 743315103 3075 143828 SH DEFINED 5 143828 0 0 PROGRESSIVE CORP OHIO COM 743315103 204 9545 SH DEFINED 7 0 9545 0 PROGRESSIVE CORP OHIO COM 743315103 507 23720 SH DEFINED 8 2100 21620 0 PROGRESSIVE CORP OHIO COM 743315103 734 34338 SH SOLE 34338 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 109 4360 SH DEFINED 4360 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 54848 2202728 SH DEFINED 1 2202728 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 156 6254 SH DEFINED 2 6254 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 6886 276527 SH DEFINED 5 276527 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 1389 55765 SH DEFINED 7 0 55765 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 239 9595 SH DEFINED 8 4320 5275 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 212 8505 SH DEFINED 9 8505 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 25 1000 SH SOLE 1000 0 0 PROLOGIS INC COM 74340W103 7173 200147 SH DEFINED 2 200147 0 0 PROLOGIS INC COM 74340W103 637 17773 SH DEFINED 3 15630 0 2143 PROLOGIS INC COM 74340W103 215 6002 SH DEFINED 5 6002 0 0 PROLOGIS NOTE 1.87 74340XAR2 6 6000 PRN DEFINED 3 0 0 6000 PROLOGIS DEBT 2.25 743410AQ5 27 27000 PRN DEFINED 3 27000 0 0 PROLOGIS DEBT 2.62 743410AS1 58 58000 PRN DEFINED 3 58000 0 0 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 61 6573 SH DEFINED 3 6573 0 0 PROLOR BIOTECH INC COM 74344F106 16 3300 SH DEFINED 3 0 0 3300 PROS HOLDINGS INC COM 74346Y103 1 48 SH DEFINED 48 0 0 PROS HOLDINGS INC COM 74346Y103 4 209 SH DEFINED 2 209 0 0 PROS HOLDINGS INC COM 74346Y103 16 892 SH DEFINED 3 892 0 0 PROSHARES TR PSHS ULT S&P 74347R107 107 2025 SH DEFINED 2025 0 0 500

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROSHARES TR PSHS ULT S&P 74347R107 74 1400 SH DEFINED 13 1400 0 0 500 PROSHARES TR PSHS ULT S&P 74347R107 1168 22090 SH DEFINED 2 22090 0 0 500 PROSHARES TR PSHS ULT S&P 74347R107 4869 92060 SH DEFINED 3 0 0 92060 500 PROSHARES TR PSHS ULTRA QQQ 74347R206 45 512 SH DEFINED 3 0 0 512 PROSHARES TR PSHS ULTRA QQQ 74347R206 4 50 SH DEFINED 5 50 0 0 PROSHARES TR PSHS SHTFINL 74347R230 1138 31200 SH DEFINED 3 0 0 31200 ETF PROSHARES TR PSHS SHTFINL 74347R230 980 26881 SH DEFINED 5 26881 0 0 ETF PROSHARES TR PSHS SHTFINL 74347R230 7 200 SH DEFINED 8 200 0 0 ETF PROSHARES TR PSHS CS 130/30 74347R248 1462 24072 SH DEFINED 3 0 0 24072 PROSHARES TR PSHS ULTSH 74347R297 138 4000 SH DEFINED 4000 0 0 20YRS PROSHARES TR PSHS ULTSH 74347R297 64 1850 SH DEFINED 13 1850 0 0 20YRS PROSHARES TR PSHS ULTSH 74347R297 17 500 SH DEFINED 15 500 0 0 20YRS PROSHARES TR PSHS ULTSH 74347R297 107 3100 SH DEFINED 16 3100 0 0 20YRS PROSHARES TR PSHS ULTSH 74347R297 43420 1258193 SH DEFINED 3 1073289 0 184904 20YRS PROSHARES TR PSHS ULTSH 74347R297 17466 506100 CALL DEFINED 3 506100 0 0 20YRS PROSHARES TR PSHS ULTSH 74347R297 58125 1684300 PUT DEFINED 3 1684300 0 0 20YRS PROSHARES TR PSHS ULTSH 74347R297 48 1400 SH DEFINED 5 1400 0 0 20YRS PROSHARES TR PSHS ULTRA 74347R305 73 1150 SH DEFINED 3 0 0 1150 DOW30 PROSHARES TR PSHS ULTRA 74347R305 6 100 SH DEFINED 5 100 0 0 DOW30 PROSHARES TR PSHS ULSHT 74347R313 693 17815 SH DEFINED 3 0 0 17815 7-10Y PROSHARES TR PSHS ULTSHRT 74347R347 14 400 SH DEFINED 3 0 0 400 JAP PROSHARES TR PSHS SH MSCI 74347R370 1 17 SH DEFINED 5 17 0 0 EAF PROSHARES TR PSHS SH MSCI 74347R396 80 2700 SH DEFINED 13 2700 0 0 EMR PROSHARES TR PSHS SH MSCI 74347R396 59 2000 SH DEFINED 16 2000 0 0 EMR PROSHARES TR PSHS SH MSCI 74347R396 706 23850 SH DEFINED 3 0 0 23850 EMR PROSHARES TR PSHS SH MSCI 74347R396 993 33535 SH DEFINED 5 33535 0 0 EMR PROSHARES TR PSHS ULT MCP 74347R495 81 2000 SH DEFINED 13 2000 0 0 VAL PROSHARES TR PSHS SHRT 74347R503 99 2425 SH DEFINED 13 2425 0 0 S&P500 PROSHARES TR PSHS SHRT 74347R503 3 78 SH DEFINED 15 78 0 0 S&P500 PROSHARES TR PSHS SHRT 74347R503 4233 103473 SH DEFINED 3 0 0 103473 S&P500 PROSHARES TR PSHS SHRT 74347R503 2355 57564 SH DEFINED 5 57564 0 0 S&P500 PROSHARES TR PSHS ULT1000 74347R537 85 1500 SH DEFINED 3 0 0 1500 GRW

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROSHARES TR PSHS SHORT QQQ 74347R602 3 99 SH DEFINED 15 99 0 0 PROSHARES TR PSHS SHORT QQQ 74347R602 143 4400 SH DEFINED 16 4400 0 0 PROSHARES TR PSHS SHORT QQQ 74347R602 20 610 SH DEFINED 5 610 0 0 PROSHARES TR PSHS CONSMR 74347R636 4 200 SH DEFINED 3 0 0 200 SVCS PROSHARES TR PSHS ULTRA 74347R693 10 150 SH DEFINED 3 0 0 150 TECH PROSHARES TR PSHS ULTRA 74347R693 6 100 SH DEFINED 5 100 0 0 TECH PROSHARES TR PSHS SHORT 74347R701 27 675 SH DEFINED 15 675 0 0 DOW30 PROSHARES TR PSHS SHORT 74347R701 231 5725 SH DEFINED 3 0 0 5725 DOW30 PROSHARES TR PSHS ULTRA O&G 74347R719 171 3100 SH DEFINED 3 0 0 3100 PROSHARES TR PSHS ULT 74347R735 177 2662 SH DEFINED 3 0 0 2662 HLTHCRE PROSHARES TR PSHS ULT 74347R735 46 700 SH DEFINED 7 0 700 0 HLTHCRE PROSHARES TR PSHS ULT 74347R776 16 300 SH DEFINED 3 0 0 300 BASMATL PROSHARES TR PSHS 74347R826 1 47 SH DEFINED 15 47 0 0 SHTRUSS2000 PROSHARES TR PSHS 74347R826 690 23365 SH DEFINED 3 0 0 23365 SHTRUSS2000 PROSHARES TR PSHS 74347R826 990 33515 SH DEFINED 5 33515 0 0 SHTRUSS2000 PROSHARES TR PSHS 74347R826 15 500 SH DEFINED 8 500 0 0 SHTRUSS2000 PROSHARES TR PSHS 74347R842 76 1600 SH DEFINED 13 1600 0 0 ULTRUSS2000 PROSHARES TR PSHS 74347R842 24 500 SH DEFINED 16 500 0 0 ULTRUSS2000 PROSHARES TR PSHS 74347R842 3953 83762 SH DEFINED 3 0 0 83762 ULTRUSS2000 PROSHARES TR PSHS 74347R842 24 500 SH DEFINED 5 500 0 0 ULTRUSS2000 PROSHARES TR PSHS ULTASH 74347R867 198 11572 SH DEFINED 3 0 0 11572 DW30 PROSHARES TR PSHS ULSHT 74347R883 88 4257 SH DEFINED 13 4257 0 0 SP500 PROSHARES TR PSHS ULSHT 74347R883 31 1500 SH DEFINED 14 1500 0 0 SP500 PROSHARES TR PSHS ULSHT 74347R883 11 539 SH DEFINED 15 539 0 0 SP500 PROSHARES TR PSHS ULSHT 74347R883 108 5225 SH DEFINED 16 5225 0 0 SP500 PROSHARES TR PSHS ULSHT 74347R883 1307 63337 SH DEFINED 2 63337 0 0 SP500 PROSHARES TR PSHS ULSHT 74347R883 3077 149063 SH DEFINED 3 97131 0 51932 SP500 PROSHARES TR PSHS ULSHT 74347R883 66 3200 SH DEFINED 5 3200 0 0 SP500 PROSHARES TR II ULTRA GOLD 74347W601 107 1400 SH DEFINED 16 1400 0 0 PROSHARES TR II ULTRA GOLD 74347W601 3411 44426 SH DEFINED 3 0 0 44426 PROSHARES TR II SHRT SILV NEW 74347W643 42 2200 SH DEFINED 3 0 0 2200 PROSHARES TR II SHRT SILV NEW 74347W643 3074 161900 CALL DEFINED 3 161900 0 0 PROSHARES TR II SHRT SILV NEW 74347W643 3798 200000 PUT DEFINED 3 200000 0 0 PROSHARES TR II ULT DJ UBS 74347W650 1860 44100 SH DEFINED 3 43825 0 275 CRUDE PROSHARES TR II ULT DJ UBS 74347W650 4395 104200 PUT DEFINED 3 104200 0 0 CRUDE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROSHARES TR II VIX MDTRM FUTR 74347W684 56 900 SH DEFINED 3 0 0 900 PROSHARES TR II VIX SHTTRM FUT 74347W692 2 50 SH DEFINED 3 0 0 50 PROSHARES TR II ULTRA SILVER 74347W841 231 1400 SH DEFINED 16 1400 0 0 PROSHARES TR II ULTRA SILVER 74347W841 18 111 SH DEFINED 3 21 0 90 PROSHARES TR II ULTRA SILVER 74347W841 13376 81100 CALL DEFINED 3 81100 0 0 PROSHARES TR II ULTRASHORT YEN 74347W858 212 14000 SH DEFINED 3 0 0 14000 PROSHARES TR II ULTRASHORT YEN 74347W858 484 32000 CALL DEFINED 3 32000 0 0 PROSHARES TR II ULTRASHORT YEN 74347W858 2 100 SH DEFINED 5 100 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 62 3675 SH DEFINED 3 0 0 3675 PROSHARES TR PSHS ULTSHT 74347X146 387 6282 SH DEFINED 2 6282 0 0 FINL PROSHARES TR PSHS ULTSHT 74347X146 1617 26265 SH DEFINED 3 0 0 26265 FINL PROSHARES TR PSHS ULSHT 74347X211 76 1950 SH DEFINED 3 0 0 1950 MD400 PROSHARES TR PSHS ULTSHRT 74347X237 11 223 SH DEFINED 15 223 0 0 QQQ PROSHARES TR PSHS ULTSHRT 74347X237 414 8212 SH DEFINED 3 0 0 8212 QQQ PROSHARES TR MSCI EMRG ETF 74347X302 90 830 SH DEFINED 13 830 0 0 PROSHARES TR MSCI EMRG ETF 74347X302 16 150 SH DEFINED 3 0 0 150 PROSHARES TR ULT KBW REGBNK 74347X484 1078 23568 SH DEFINED 3 0 0 23568 PROSHARES TR ULTSHT CHINA 74347X567 17 645 SH DEFINED 3 0 0 645 25 PROSHARES TR SHT MSCI NEW 74347X575 111 3801 SH DEFINED 3 0 0 3801 PROSHARES TR REAL EST NEW 74347X583 84 5848 SH DEFINED 2 5848 0 0 PROSHARES TR REAL EST NEW 74347X583 3 234 SH DEFINED 3 0 0 234 PROSHARES TR REAL EST NEW 74347X583 90 6296 SH DEFINED 5 6296 0 0 PROSHARES TR ULTSHT OIL NEW 74347X591 500 17705 SH DEFINED 3 0 0 17705 PROSHARES TR ULT R/EST NEW 74347X625 6381 106700 SH DEFINED 2 106700 0 0 PROSHARES TR ULT R/EST NEW 74347X625 3940 65882 SH DEFINED 3 0 0 65882 PROSHARES TR ULT R/EST NEW 74347X625 30 500 SH DEFINED 5 500 0 0 PROSHARES TR ULTRA FNCLS 74347X633 464 7333 SH DEFINED 3 0 0 7333 NEW PROSHARES TR ULTRA FNCLS 74347X633 5 80 SH DEFINED 5 80 0 0 NEW PROSHARES TR ULTRA FNCLS 74347X633 21 328 SH DEFINED 7 0 328 0 NEW PROSHARES TR SHRT RL EST FD 74347X641 1690 47300 SH DEFINED 3 0 0 47300 PROSHARES TR FTSE CHINA 25 74347X658 936 22850 SH DEFINED 3 0 0 22850 PROSHARES TR UL MSCI JP ETF 74347X708 140 2000 SH DEFINED 16 2000 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 7 90 SH DEFINED 5 90 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 17 400 SH DEFINED 13 400 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 294 6900 SH DEFINED 3 0 0 6900 PROSHARES TR ULT SHR S&P500 74347X856 22 1410 SH DEFINED 13 1410 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 76 966 SH DEFINED 13 966 0 0 PROSHARES TR PSHS 74348A202 21 500 SH DEFINED 500 0 0 ULSHRUS2000 PROSHARES TR PSHS 74348A202 8 192 SH DEFINED 15 192 0 0 ULSHRUS2000 PROSHARES TR PSHS 74348A202 1 20 SH DEFINED 3 0 0 20 ULSHRUS2000 PROSPECT CAPITAL CORPORATION COM 74348T102 22 2197 SH DEFINED 15 2197 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 2252 222760 SH DEFINED 2 222760 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 697 68907 SH DEFINED 3 4041 0 64866 PROSPECT CAPITAL CORPORATION COM 74348T102 401 39705 SH DEFINED 4 0 0 39705 PROSPERITY BANCSHARES INC COM 743606105 1 14 SH DEFINED 15 14 0 0 PROSPERITY BANCSHARES INC COM 743606105 752 17153 SH DEFINED 2 17153 0 0 PROSPERITY BANCSHARES INC COM 743606105 580 13228 SH DEFINED 3 1948 0 11280 PROTECTIVE LIFE CORP COM 743674103 60 2600 SH DEFINED 2600 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- PROTECTIVE LIFE CORP COM 743674103 7 300 SH DEFINED 15 300 0 0 PROTECTIVE LIFE CORP COM 743674103 841 36340 SH DEFINED 2 36340 0 0 PROTECTIVE LIFE CORP COM 743674103 170 7366 SH DEFINED 3 5 0 7361 PROVIDENCE SVC CORP COM 743815102 7 538 SH DEFINED 3 538 0 0 PROVIDENT FINL HLDGS INC COM 743868101 149 18776 SH DEFINED 3 0 0 18776 PROVIDENT FINL HLDGS INC COM 743868101 151 19000 SH DEFINED 4 0 0 19000 PROVIDENT FINL SVCS INC COM 74386T105 65 4508 SH DEFINED 3 2508 0 2000 PROVIDENT ENERGY LTD NEW COM 74386V100 44038 4931451 SH DEFINED 1 4931451 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 137 15367 SH DEFINED 3 0 0 15367 PROVIDENT ENERGY LTD NEW COM 74386V100 976 109261 SH DEFINED 5 109261 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 71 8000 SH DEFINED 7 0 8000 0 PROVIDENT ENERGY LTD NEW COM 74386V100 53 5950 SH DEFINED 8 5950 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 1641 183720 SH DEFINED 5;1 183720 0 0 PROVIDENT NEW YORK BANCORP COM 744028101 13 1578 SH DEFINED 3 1578 0 0 PRUDENTIAL FINL INC COM 744320102 1330 20916 SH DEFINED 20916 0 0 PRUDENTIAL FINL INC COM 744320102 67534 1062025 SH DEFINED 1 1062025 0 0 PRUDENTIAL FINL INC COM 744320102 331 5212 SH DEFINED 10 5212 0 0 PRUDENTIAL FINL INC COM 744320102 223 3500 SH DEFINED 11 3500 0 0 PRUDENTIAL FINL INC COM 744320102 32 506 SH DEFINED 14 506 0 0 PRUDENTIAL FINL INC COM 744320102 260 4086 SH DEFINED 15 4086 0 0 PRUDENTIAL FINL INC COM 744320102 16065 252628 SH DEFINED 2 252628 0 0 PRUDENTIAL FINL INC COM 744320102 3655 57478 SH DEFINED 3 33450 0 24028 PRUDENTIAL FINL INC COM 744320102 3180 50000 CALL DEFINED 3 50000 0 0 PRUDENTIAL FINL INC COM 744320102 3180 50000 PUT DEFINED 3 50000 0 0 PRUDENTIAL FINL INC COM 744320102 1853 29137 SH DEFINED 5 29137 0 0 PRUDENTIAL FINL INC COM 744320102 1428 22450 SH DEFINED 7 0 22450 0 PRUDENTIAL FINL INC COM 744320102 73 1146 SH DEFINED 8 636 510 0 PRUDENTIAL FINL INC COM 744320102 50 790 SH DEFINED 9 790 0 0 PRUDENTIAL FINL INC COM 744320102 9612 151155 SH DEFINED 5;1 151155 0 0 PRUDENTIAL FINL INC COM 744320102 263 4140 SH SOLE 4140 0 0 PRUDENTIAL PLC ADR 74435K204 3205 138573 SH DEFINED 3 138472 0 101 PRUDENTIAL PLC ADR 74435K204 2235 96615 SH DEFINED 5 96615 0 0 PRUDENTIAL PLC ADR 74435K204 15 661 SH DEFINED 8 661 0 0 PRUDENTIAL PLC ADR 74435K204 58 2495 SH DEFINED 2495 0 0 PRUDENTIAL PLC ADR 74435K204 5 212 SH DEFINED 15 212 0 0 PRUDENTIAL PLC ADR 74435K204 679 29347 SH DEFINED 2 29347 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 482 14770 SH DEFINED 14770 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 20 618 SH DEFINED 15 618 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 9969 305432 SH DEFINED 2 305432 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 3373 103353 SH DEFINED 3 6005 0 97348 PUBLIC SVC ENTERPRISE GROUP COM 744573106 3 100 SH DEFINED 5 100 0 0 PUBLIC STORAGE COM 74460D109 5 45 SH DEFINED 45 0 0 PUBLIC STORAGE COM 74460D109 8684 76171 SH DEFINED 2 76171 0 0 PUBLIC STORAGE COM 74460D109 772 6775 SH DEFINED 3 1675 0 5100 PUBLIC STORAGE COM 74460D109 21 185 SH DEFINED 5 185 0 0 PUDA COAL INC COM PAR $.001 744674300 0 1339 SH DEFINED 3 254 0 1085 PULTE GROUP INC COM 745867101 182 23699 SH DEFINED 23699 0 0 PULTE GROUP INC COM 745867101 7 933 SH DEFINED 15 933 0 0 PULTE GROUP INC COM 745867101 520 67909 SH DEFINED 2 67909 0 0 PULTE GROUP INC COM 745867101 471 61530 SH DEFINED 3 3968 0 57562 PULTE GROUP INC COM 745867101 17235 2250000 CALL DEFINED 3 2250000 0 0 PULTE GROUP INC COM 745867101 16 2061 SH DEFINED 5 2061 0 0 PULSE ELECTRONICS CORP COM 74586W106 9 2082 SH DEFINED 3 1725 0 357 PUTNAM MANAGED MUN INCOM TR COM 746823103 2239 303737 SH DEFINED 3 0 0 303737 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 91 13861 SH DEFINED 3 0 0 13861 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 1131 172606 SH DEFINED 5 172606 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 4 653 SH DEFINED 3 0 0 653 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 3712 331451 SH DEFINED 3 0 0 331451 QLT INC COM 746927102 502 69645 SH DEFINED 69645 0 0 QLT INC COM 746927102 11 1507 SH DEFINED 2 1507 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- QLT INC COM 746927102 47 6477 SH DEFINED 3 0 0 6477 QLT INC COM 746927102 3 368 SH DEFINED 5 368 0 0 QLOGIC CORP COM 747277101 0 26 SH DEFINED 15 26 0 0 QLOGIC CORP COM 747277101 616 38693 SH DEFINED 2 38693 0 0 QLOGIC CORP COM 747277101 287 18058 SH DEFINED 3 7 0 18051 QLOGIC CORP COM 747277101 1550 97393 SH DEFINED 5 97393 0 0 QLOGIC CORP COM 747277101 68 4257 SH DEFINED 8 4257 0 0 QAD INC CL B 74727D207 0 10 SH DEFINED 3 0 0 10 QAD INC CL A 74727D306 3 313 SH DEFINED 3 273 0 40 QUAD / GRAPHICS INC COM CL A 747301109 17854 459453 SH DEFINED 1 459453 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1393 35850 SH DEFINED 3 35850 0 0 QUAKER CHEM CORP COM 747316107 4 91 SH DEFINED 15 91 0 0 QUAKER CHEM CORP COM 747316107 267 6208 SH DEFINED 2 6208 0 0 QUAKER CHEM CORP COM 747316107 27 631 SH DEFINED 3 531 0 100 QUAKER CHEM CORP COM 747316107 258 6000 SH DEFINED 4 0 0 6000 PZENA INVESTMENT MGMT INC CLASS A 74731Q103 2 362 SH DEFINED 3 362 0 0 QLIK TECHNOLOGIES INC COM 74733T105 113 3319 SH DEFINED 3 2919 0 400 QEP RES INC COM 74733V100 2 40 SH DEFINED 12 0 0 40 QEP RES INC COM 74733V100 3 62 SH DEFINED 15 62 0 0 QEP RES INC COM 74733V100 3454 82579 SH DEFINED 2 82579 0 0 QEP RES INC COM 74733V100 127 3043 SH DEFINED 3 717 0 2326 QEP RES INC COM 74733V100 13 320 SH DEFINED 5 320 0 0 QR ENERGY LP UNIT LTD PRTNS 74734R108 21 1000 SH DEFINED 15 1000 0 0 QR ENERGY LP UNIT LTD PRTNS 74734R108 5584 270540 SH DEFINED 3 0 0 270540 QUALCOMM INC COM 747525103 1820 32041 SH DEFINED 32041 0 0 QUALCOMM INC COM 747525103 102947 1812773 SH DEFINED 1 1812773 0 0 QUALCOMM INC COM 747525103 581 10230 SH DEFINED 10 10230 0 0 QUALCOMM INC COM 747525103 344 6062 SH DEFINED 11 6062 0 0 QUALCOMM INC COM 747525103 88 1550 SH DEFINED 12 0 0 1550 QUALCOMM INC COM 747525103 472 8303 SH DEFINED 15 8303 0 0 QUALCOMM INC COM 747525103 103 1808 SH DEFINED 16 1808 0 0 QUALCOMM INC COM 747525103 75111 1322601 SH DEFINED 2 1322601 0 0 QUALCOMM INC COM 747525103 25522 449417 SH DEFINED 3 281734 0 167683 QUALCOMM INC COM 747525103 2840 50000 CALL DEFINED 3 50000 0 0 QUALCOMM INC COM 747525103 16299 287000 PUT DEFINED 3 287000 0 0 QUALCOMM INC COM 747525103 3247 57180 SH DEFINED 4 0 52185 4995 QUALCOMM INC COM 747525103 9906 174438 SH DEFINED 5 174438 0 0 QUALCOMM INC COM 747525103 1899 33445 SH DEFINED 7 0 33445 0 QUALCOMM INC COM 747525103 337 5935 SH DEFINED 8 5075 860 0 QUALCOMM INC COM 747525103 69 1220 SH DEFINED 9 1220 0 0 QUALCOMM INC COM 747525103 9884 174045 SH DEFINED 5;1 174045 0 0 QUALCOMM INC COM 747525103 2012 35422 SH SOLE 35422 0 0 QUALITY DISTR INC FLA COM 74756M102 1 50 SH DEFINED 50 0 0 QUALITY DISTR INC FLA COM 74756M102 2550 195868 SH DEFINED 3 195620 0 248 QUALITY SYS INC COM 747582104 13 151 SH DEFINED 15 151 0 0 QUALITY SYS INC COM 747582104 265 3033 SH DEFINED 3 804 0 2229 QUALITY SYS INC COM 747582104 52 600 SH DEFINED 5 600 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 33 2017 SH DEFINED 3 1572 0 445 QUANTA SVCS INC COM 74762E102 11870 587600 SH DEFINED 1 587600 0 0 QUANTA SVCS INC COM 74762E102 91 4518 SH DEFINED 10 4518 0 0 QUANTA SVCS INC COM 74762E102 756 37418 SH DEFINED 2 37418 0 0 QUANTA SVCS INC COM 74762E102 447 22153 SH DEFINED 3 2498 0 19655 QUANTA SVCS INC COM 74762E102 1 50 SH DEFINED 5 50 0 0 QUANTA SVCS INC COM 74762E102 167 8248 SH SOLE 8248 0 0 QUANTUM CORP COM DSSG 747906204 103 31300 SH DEFINED 16 31300 0 0 QUANTUM CORP COM DSSG 747906204 31 9349 SH DEFINED 3 9349 0 0 QUATERRA RES INC COM 747952109 34 28200 SH DEFINED 5 28200 0 0 QUEPASA CORP COM NEW 74833W206 111 15283 SH DEFINED 3 283 0 15000 QUEST DIAGNOSTICS INC COM 74834L100 7 115 SH DEFINED 115 0 0 QUEST DIAGNOSTICS INC COM 74834L100 2535 42900 SH DEFINED 1 42900 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- QUEST DIAGNOSTICS INC COM 74834L100 578 9784 SH DEFINED 10 9784 0 0 QUEST DIAGNOSTICS INC COM 74834L100 34 573 SH DEFINED 11 573 0 0 QUEST DIAGNOSTICS INC COM 74834L100 379 6416 SH DEFINED 14 6416 0 0 QUEST DIAGNOSTICS INC COM 74834L100 137 2319 SH DEFINED 15 2319 0 0 QUEST DIAGNOSTICS INC COM 74834L100 66 1123 SH DEFINED 16 1123 0 0 QUEST DIAGNOSTICS INC COM 74834L100 4309 72904 SH DEFINED 2 72904 0 0 QUEST DIAGNOSTICS INC COM 74834L100 5129 86788 SH DEFINED 3 51872 0 34916 QUEST DIAGNOSTICS INC COM 74834L100 1771 29961 SH DEFINED 5 29961 0 0 QUEST DIAGNOSTICS INC COM 74834L100 30 500 SH DEFINED 7 0 500 0 QUEST DIAGNOSTICS INC COM 74834L100 29 495 SH DEFINED 8 495 0 0 QUEST SOFTWARE INC COM 74834T103 5 233 SH DEFINED 15 233 0 0 QUEST SOFTWARE INC COM 74834T103 58 2536 SH DEFINED 3 2536 0 0 QUESTAR CORP COM 748356102 2 127 SH DEFINED 15 127 0 0 QUESTAR CORP COM 748356102 962 54319 SH DEFINED 2 54319 0 0 QUESTAR CORP COM 748356102 287 16210 SH DEFINED 3 0 0 16210 QUESTAR CORP COM 748356102 7 372 SH DEFINED 5 372 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 53 2203 SH DEFINED 3 2203 0 0 QUEST RARE MINERALS LTD COM 74836T101 76 11000 SH DEFINED 3 0 0 11000 QUEST RARE MINERALS LTD COM 74836T101 93 13508 SH DEFINED 5 13508 0 0 QUICKSILVER RESOURCES INC COM 74837R104 1 82 SH DEFINED 15 82 0 0 QUICKSILVER RESOURCES INC COM 74837R104 888 60164 SH DEFINED 2 60164 0 0 QUICKSILVER RESOURCES INC COM 74837R104 787 53300 SH DEFINED 3 50000 0 3300 QUIKSILVER INC COM 74838C106 8 1644 SH DEFINED 2 1644 0 0 QUIKSILVER INC COM 74838C106 25 5382 SH DEFINED 3 5382 0 0 QUIDEL CORP COM 74838J101 51 3361 SH DEFINED 2 3361 0 0 QUIDEL CORP COM 74838J101 18 1182 SH DEFINED 3 1182 0 0 QUINSTREET INC COM 74874Q100 15 1143 SH DEFINED 3 1143 0 0 RAIT FINANCIAL TRUST COM 749227104 1 400 SH DEFINED 2 400 0 0 RAIT FINANCIAL TRUST COM 749227104 334 159073 SH DEFINED 3 4732 0 154341 RCM TECHNOLOGIES INC COM NEW 749360400 155 29000 SH DEFINED 4 0 0 29000 RGC RES INC COM 74955L103 212 6500 SH DEFINED 4 0 0 6500 RLI CORP COM 749607107 3 45 SH DEFINED 15 45 0 0 RLI CORP COM 749607107 47 756 SH DEFINED 3 756 0 0 RLI CORP COM 749607107 1 21 SH DEFINED 5 21 0 0 RMR REAL ESTATE INCOME FD COM SHS 74964K609 10 304 SH DEFINED 3 0 0 304 RLJ LODGING TR COM 74965L101 182 10470 SH DEFINED 3 10470 0 0 RPC INC COM 749660106 179 7290 SH DEFINED 2 7290 0 0 RPC INC COM 749660106 389 15868 SH DEFINED 3 0 0 15868 RPC INC COM 749660106 491 20000 CALL DEFINED 3 20000 0 0 RPC INC COM 749660106 1652 67332 SH DEFINED 5 67332 0 0 RPC INC COM 749660106 75 3076 SH DEFINED 8 3076 0 0 RPM INTL INC COM 749685103 184 7999 SH DEFINED 15 7999 0 0 RPM INTL INC COM 749685103 1256 54553 SH DEFINED 2 54553 0 0 RPM INTL INC COM 749685103 1613 70074 SH DEFINED 3 0 0 70074 RPM INTL INC COM 749685103 65 2807 SH DEFINED 5 2807 0 0 RPX CORP COM 74972G103 11 396 SH DEFINED 3 396 0 0 RSC HOLDINGS INC COM 74972L102 1990 166410 SH DEFINED 3 159810 0 6600 RTI INTL METALS INC COM 74973W107 6607 172200 SH DEFINED 1 172200 0 0 RTI INTL METALS INC COM 74973W107 9 230 SH DEFINED 15 230 0 0 RTI INTL METALS INC COM 74973W107 94 2452 SH DEFINED 3 1252 0 1200 RTI INTL METALS INC COM 74973W107 0 3 SH DEFINED 5 3 0 0 RTI BIOLOGICS INC COM 74975N105 6 2288 SH DEFINED 3 2288 0 0 RF MICRODEVICES INC COM 749941100 4 580 SH DEFINED 15 580 0 0 RF MICRODEVICES INC COM 749941100 602 98310 SH DEFINED 2 98310 0 0 RF MICRODEVICES INC COM 749941100 834 136353 SH DEFINED 3 11453 0 124900 RF MICRODEVICES INC COM 749941100 49 8037 SH DEFINED 5 8037 0 0 RACKSPACE HOSTING INC COM 750086100 26 600 SH DEFINED 600 0 0 RACKSPACE HOSTING INC COM 750086100 342 8000 SH DEFINED 1 8000 0 0 RACKSPACE HOSTING INC COM 750086100 1 32 SH DEFINED 15 32 0 0 RACKSPACE HOSTING INC COM 750086100 1666 38990 SH DEFINED 2 38990 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RACKSPACE HOSTING INC COM 750086100 692 16188 SH DEFINED 3 10088 0 6100 RACKSPACE HOSTING INC COM 750086100 15 350 SH DEFINED 8 350 0 0 RADIAN GROUP INC COM 750236101 23 5521 SH DEFINED 3 5521 0 0 RADIAN GROUP INC COM 750236101 713 168600 PUT DEFINED 3 168600 0 0 RADIAN GROUP INC COM 750236101 10 2371 SH DEFINED 5 2371 0 0 RADIAN GROUP INC NOTE 750236AK7 11 16000 PRN DEFINED 3 16000 0 0 3.000%11/1 RADIANT SYSTEMS INC COM 75025N102 157 7500 SH DEFINED 1 7500 0 0 RADIANT SYSTEMS INC COM 75025N102 35 1668 SH DEFINED 3 1668 0 0 RADIANT SYSTEMS INC COM 75025N102 16348 782207 SH DEFINED 4 0 606467 175740 RADIO ONE INC CL D NON VTG 75040P405 0 200 SH DEFINED 2 200 0 0 RADIO ONE INC CL D NON VTG 75040P405 160 90600 SH DEFINED 4 0 0 90600 RADIOSHACK CORP COM 750438103 3 250 SH DEFINED 15 250 0 0 RADIOSHACK CORP COM 750438103 901 67686 SH DEFINED 2 67686 0 0 RADIOSHACK CORP COM 750438103 15 1117 SH DEFINED 3 0 0 1117 RADIOSHACK CORP COM 750438103 52 3900 CALL DEFINED 3 3900 0 0 RADIOSHACK CORP COM 750438103 387 29104 SH DEFINED 5 29104 0 0 RADIOSHACK CORP COM 750438103 60 4488 SH DEFINED 8 4488 0 0 RADISYS CORP COM 750459109 6 806 SH DEFINED 3 806 0 0 RADNET INC COM 750491102 6 1265 SH DEFINED 3 1265 0 0 RAILAMERICA INC COM 750753402 107 7101 SH DEFINED 2 7101 0 0 RAILAMERICA INC COM 750753402 40 2640 SH DEFINED 3 885 0 1755 RAMBUS INC DEL COM 750917106 390 26600 SH DEFINED 26600 0 0 RAMBUS INC DEL COM 750917106 1283 87425 SH DEFINED 3 84807 0 2618 RAMBUS INC DEL COM 750917106 1289 87800 CALL DEFINED 3 87800 0 0 RAMBUS INC DEL COM 750917106 18 1242 SH DEFINED 5 1242 0 0 RALCORP HLDGS INC NEW COM 751028101 1967 22724 SH DEFINED 2 22724 0 0 RALCORP HLDGS INC NEW COM 751028101 1617 18672 SH DEFINED 3 15000 0 3672 RALCORP HLDGS INC NEW COM 751028101 1004 11600 SH DEFINED 4 0 1900 9700 RALCORP HLDGS INC NEW COM 751028101 104 1200 SH DEFINED 5 1200 0 0 RAM ENERGY RESOURCES INC COM 75130P109 29 23000 SH DEFINED 3 0 0 23000 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1 54 SH DEFINED 15 54 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 116 9356 SH DEFINED 2 9356 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 22 1749 SH DEFINED 3 1598 0 151 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 248 20000 SH DEFINED 4 0 0 20000 RAMTRON INTL CORP COM NEW 751907304 1 200 SH DEFINED 3 0 0 200 RAND LOGISTICS INC COM 752182105 6 827 SH DEFINED 3 0 0 827 RANDGOLD RES LTD ADR 752344309 294 3500 SH DEFINED 1 3500 0 0 RANDGOLD RES LTD ADR 752344309 3044 36217 SH DEFINED 3 34962 0 1255 RANDGOLD RES LTD ADR 752344309 5 55 SH DEFINED 5 55 0 0 RANGE RES CORP COM 75281A109 7 133 SH DEFINED 133 0 0 RANGE RES CORP COM 75281A109 9607 173100 SH DEFINED 1 173100 0 0 RANGE RES CORP COM 75281A109 33 588 SH DEFINED 15 588 0 0 RANGE RES CORP COM 75281A109 42 750 SH DEFINED 16 750 0 0 RANGE RES CORP COM 75281A109 4335 78108 SH DEFINED 2 78108 0 0 RANGE RES CORP COM 75281A109 3264 58809 SH DEFINED 3 51066 0 7743 RANGE RES CORP COM 75281A109 2775 50000 PUT DEFINED 3 50000 0 0 RARE ELEMENT RES LTD COM 75381M102 187 16900 SH DEFINED 3 0 0 16900 RARE ELEMENT RES LTD COM 75381M102 38 3400 SH DEFINED 5 3400 0 0 RARE ELEMENT RES LTD COM 75381M102 14 1300 SH DEFINED 8 1300 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 52 8339 SH DEFINED 3 8339 0 0 RAVEN INDS INC COM 754212108 967 17350 SH DEFINED 3 750 0 16600 RAYMOND JAMES FINANCIAL INC COM 754730109 5 170 SH DEFINED 15 170 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 23 700 SH DEFINED 16 700 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 1986 61771 SH DEFINED 2 61771 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 1271 39530 SH DEFINED 3 0 0 39530 RAYMOND JAMES FINANCIAL INC COM 754730109 22239 691731 SH DEFINED 4 0 512161 179570 RAYMOND JAMES FINANCIAL INC COM 754730109 3 94 SH DEFINED 5 94 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 163 5195 SH SOLE 5195 0 0 RAYONIER INC COM 754907103 3 42 SH DEFINED 42 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RAYONIER INC COM 754907103 1143 17484 SH DEFINED 2 17484 0 0 RAYONIER INC COM 754907103 2108 32250 SH DEFINED 3 0 0 32250 RAYONIER INC COM 754907103 68 1037 SH DEFINED 5 1037 0 0 RAYTHEON CO COM NEW 755111507 244 4886 SH DEFINED 4886 0 0 RAYTHEON CO COM NEW 755111507 6 111 SH DEFINED 14 111 0 0 RAYTHEON CO COM NEW 755111507 178 3562 SH DEFINED 15 3562 0 0 RAYTHEON CO COM NEW 755111507 349 7000 SH DEFINED 16 7000 0 0 RAYTHEON CO COM NEW 755111507 9792 196424 SH DEFINED 2 196424 0 0 RAYTHEON CO COM NEW 755111507 5527 110876 SH DEFINED 3 3255 0 107621 RAYTHEON CO COM NEW 755111507 2651 53186 SH DEFINED 5 53186 0 0 RAYTHEON CO COM NEW 755111507 528 10585 SH DEFINED 7 0 10585 0 RAYTHEON CO COM NEW 755111507 309 6190 SH DEFINED 8 5775 415 0 RBC BEARINGS INC COM 75524B104 2 58 SH DEFINED 15 58 0 0 RBC BEARINGS INC COM 75524B104 1014 26859 SH DEFINED 2 26859 0 0 RBC BEARINGS INC COM 75524B104 34 909 SH DEFINED 3 909 0 0 RBC BEARINGS INC COM 75524B104 6 160 SH DEFINED 5 160 0 0 REACHLOCAL INC COM 75525F104 9 414 SH DEFINED 3 414 0 0 REALD INC COM 75604L105 73 3100 SH DEFINED 1 3100 0 0 REALD INC COM 75604L105 38 1613 SH DEFINED 3 1613 0 0 REALNETWORKS INC COM 75605L104 0 50 SH DEFINED 50 0 0 REALNETWORKS INC COM 75605L104 164 48200 SH DEFINED 2 48200 0 0 REALNETWORKS INC COM 75605L104 24 6942 SH DEFINED 3 3500 0 3442 REALPAGE INC COM 75606N109 36 1358 SH DEFINED 3 1258 0 100 REALTY INCOME CORP COM 756109104 2735 81669 SH DEFINED 2 81669 0 0 REALTY INCOME CORP COM 756109104 3009 89839 SH DEFINED 3 0 0 89839 REALTY INCOME CORP COM 756109104 50 1500 SH DEFINED 5 1500 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 133 5309 SH DEFINED 5309 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 757 30242 SH DEFINED 3 0 0 30242 RED HAT INC COM 756577102 7 159 SH DEFINED 159 0 0 RED HAT INC COM 756577102 9954 216865 SH DEFINED 1 216865 0 0 RED HAT INC COM 756577102 16 357 SH DEFINED 15 357 0 0 RED HAT INC COM 756577102 4703 102472 SH DEFINED 2 102472 0 0 RED HAT INC COM 756577102 3593 78289 SH DEFINED 3 2270 0 76019 RED LION HOTELS CORP COM 756764106 5 609 SH DEFINED 3 609 0 0 RED LION HOTELS CORP COM 756764106 442 56000 SH DEFINED 4 0 0 56000 RED ROBIN GOURMET BURGERS IN COM 75689M101 1 21 SH DEFINED 15 21 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 39 1065 SH DEFINED 2 1065 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 70 1927 SH DEFINED 3 538 0 1389 REDDY ICE HOLDINGS INC COM 75734R105 17 6000 SH DEFINED 6000 0 0 REDWOOD TR INC COM 758075402 197 13011 SH DEFINED 2 13011 0 0 REDWOOD TR INC COM 758075402 282 18658 SH DEFINED 3 3258 0 15400 REED ELSEVIER N V SPONS ADR NEW 758204200 2 56 SH DEFINED 56 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 10 386 SH DEFINED 15 386 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 98 3648 SH DEFINED 3 3648 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 77 2844 SH DEFINED 5 2844 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 2 66 SH DEFINED 15 66 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 691 18945 SH DEFINED 3 18945 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 167 4567 SH DEFINED 5 4567 0 0 REGAL BELOIT CORP COM 758750103 3712 55600 SH DEFINED 1 55600 0 0 REGAL BELOIT CORP COM 758750103 2115 31671 SH DEFINED 2 31671 0 0 REGAL BELOIT CORP COM 758750103 14 216 SH DEFINED 3 0 0 216 REGAL BELOIT CORP COM 758750103 1803 27000 SH DEFINED 4 0 3250 23750 REGAL BELOIT CORP COM 758750103 16 233 SH DEFINED 5 233 0 0 REGAL ENTMT GROUP CL A 758766109 623 50484 SH DEFINED 2 50484 0 0 REGAL ENTMT GROUP CL A 758766109 276 22311 SH DEFINED 3 0 0 22311 REGAL ENTMT GROUP CL A 758766109 573 46400 CALL DEFINED 3 46400 0 0 REGENCY CTRS CORP COM 758849103 3 76 SH DEFINED 76 0 0 REGENCY CTRS CORP COM 758849103 2 50 SH DEFINED 15 50 0 0 REGENCY CTRS CORP COM 758849103 2275 51730 SH DEFINED 2 51730 0 0 REGENCY CTRS CORP COM 758849103 18 420 SH DEFINED 3 0 0 420

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- REGENCY CTRS CORP COM 758849103 17 382 SH DEFINED 5 382 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 75 2900 SH DEFINED 15 2900 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 828 32005 SH DEFINED 3 0 0 32005 REGENERON PHARMACEUTICALS COM 75886F107 800 14100 SH DEFINED 1 14100 0 0 REGENERON PHARMACEUTICALS COM 75886F107 15 260 SH DEFINED 15 260 0 0 REGENERON PHARMACEUTICALS COM 75886F107 176 3105 SH DEFINED 3 0 0 3105 REGENERON PHARMACEUTICALS COM 75886F107 9 150 SH DEFINED 5 150 0 0 REGIS CORP MINN COM 758932107 285 18625 SH DEFINED 2 18625 0 0 REGIS CORP MINN COM 758932107 51 3346 SH DEFINED 3 3146 0 200 REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 35 441 SH DEFINED 3 41 0 400 REGIONS FINANCIAL CORP NEW COM 7591EP100 4 574 SH DEFINED 574 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 18 2840 SH DEFINED 13 2840 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 7 1061 SH DEFINED 15 1061 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 4131 666287 SH DEFINED 2 666287 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1360 219417 SH DEFINED 3 128406 0 91011 REGIONS FINANCIAL CORP NEW COM 7591EP100 9 1475 SH DEFINED 5 1475 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 8447 138800 SH DEFINED 1 138800 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 3006 49385 SH DEFINED 2 49385 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 5 81 SH DEFINED 3 0 0 81 REINSURANCE GROUP AMER INC COM NEW 759351604 2814 46230 SH DEFINED 4 0 6150 40080 REINSURANCE GROUP AMER INC COM NEW 759351604 422 6930 SH DEFINED 5 6930 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 13 209 SH DEFINED 8 209 0 0 REIS INC COM 75936P105 23 2300 SH DEFINED 14 2300 0 0 REIS INC COM 75936P105 586 59000 SH DEFINED 4 0 0 59000 RELIANCE STEEL & ALUMINUM CO COM 759509102 1 15 SH DEFINED 15 15 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1239 24948 SH DEFINED 2 24948 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 52 1055 SH DEFINED 3 0 0 1055 RELIANCE STEEL & ALUMINUM CO COM 759509102 2434 49020 SH DEFINED 4 0 6150 42870 RELM WIRELESS CORP COM 759525108 0 22 SH DEFINED 3 0 0 22 RENAISSANCE LEARNING INC COM 75968L105 1 100 SH DEFINED 15 100 0 0 RENAISSANCE LEARNING INC COM 75968L105 7 548 SH DEFINED 3 548 0 0 RENASANT CORP COM 75970E107 15 1039 SH DEFINED 3 1039 0 0 RENESOLA LTD SPONS ADS 75971T103 73 14000 SH DEFINED 13 14000 0 0 RENESOLA LTD SPONS ADS 75971T103 18 3521 SH DEFINED 3 0 0 3521 RENREN INC SPONSORED ADR 759892102 18 2000 SH DEFINED 2000 0 0 RENREN INC SPONSORED ADR 759892102 12 1300 SH DEFINED 3 0 0 1300 RENREN INC SPONSORED ADR 759892102 18 2000 SH DEFINED 5 2000 0 0 REPLIGEN CORP COM 759916109 0 100 SH DEFINED 3 0 0 100 RENT A CTR INC NEW COM 76009N100 2 75 SH DEFINED 16 0 75 0 RENT A CTR INC NEW COM 76009N100 696 22767 SH DEFINED 2 22767 0 0 RENT A CTR INC NEW COM 76009N100 262 8583 SH DEFINED 3 2639 0 5944 RENTECH INC COM 760112102 10 9244 SH DEFINED 3 9244 0 0 RENTRAK CORP COM 760174102 7 394 SH DEFINED 3 394 0 0 REPUBLIC AWYS HLDGS INC COM 760276105 11 1999 SH DEFINED 3 1999 0 0 REPUBLIC BANCORP KY CL A 760281204 193 9720 SH DEFINED 3 411 0 9309 REPUBLIC BANCORP KY CL A 760281204 15 730 SH DEFINED 5 730 0 0 REPUBLIC SVCS INC COM 760759100 107 3464 SH DEFINED 10 3464 0 0 REPUBLIC SVCS INC COM 760759100 16 525 SH DEFINED 14 525 0 0 REPUBLIC SVCS INC COM 760759100 3 110 SH DEFINED 15 110 0 0 REPUBLIC SVCS INC COM 760759100 5063 164123 SH DEFINED 2 164123 0 0 REPUBLIC SVCS INC COM 760759100 336 10889 SH DEFINED 3 3582 0 7307 REPUBLIC SVCS INC COM 760759100 2923 94750 SH DEFINED 4 0 11650 83100 REPUBLIC SVCS INC COM 760759100 61 1987 SH DEFINED 5 1987 0 0 REPUBLIC SVCS INC COM 760759100 11 350 SH DEFINED 8 350 0 0 REPUBLIC SVCS INC COM 760759100 200 6493 SH SOLE 6493 0 0 RESEARCH IN MOTION LTD COM 760975102 374 12969 SH DEFINED 12969 0 0 RESEARCH IN MOTION LTD COM 760975102 149955 5197760 SH DEFINED 1 5197760 0 0 RESEARCH IN MOTION LTD COM 760975102 15 525 SH DEFINED 13 525 0 0 RESEARCH IN MOTION LTD COM 760975102 23 800 SH DEFINED 14 800 0 0 RESEARCH IN MOTION LTD COM 760975102 8 291 SH DEFINED 15 291 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RESEARCH IN MOTION LTD COM 760975102 4893 169597 SH DEFINED 2 169597 0 0 RESEARCH IN MOTION LTD COM 760975102 33742 1169560 SH DEFINED 3 1141383 0 28177 RESEARCH IN MOTION LTD COM 760975102 18781 651000 CALL DEFINED 3 651000 0 0 RESEARCH IN MOTION LTD COM 760975102 37851 1312000 PUT DEFINED 3 1312000 0 0 RESEARCH IN MOTION LTD COM 760975102 46455 1610209 SH DEFINED 5 1610209 0 0 RESEARCH IN MOTION LTD COM 760975102 2195 76100 CALL DEFINED 5 76100 0 0 RESEARCH IN MOTION LTD COM 760975102 381 13200 PUT DEFINED 5 13200 0 0 RESEARCH IN MOTION LTD COM 760975102 3688 127844 SH DEFINED 7 0 127844 0 RESEARCH IN MOTION LTD COM 760975102 1455 50422 SH DEFINED 8 46352 4070 0 RESEARCH IN MOTION LTD COM 760975102 170 5895 SH DEFINED 9 5895 0 0 RESEARCH IN MOTION LTD COM 760975102 19812 686724 SH DEFINED 5;1 686724 0 0 RESEARCH IN MOTION LTD COM 760975102 72750 2531888 SH SOLE 2531888 0 0 RESEARCH IN MOTION LTD COM 760975102 1298 45000 CALL SOLE 45000 0 0 RESEARCH IN MOTION LTD COM 760975102 5914 205000 PUT SOLE 205000 0 0 RESMED INC COM 761152107 18 569 SH DEFINED 15 569 0 0 RESMED INC COM 761152107 2316 74846 SH DEFINED 2 74846 0 0 RESMED INC COM 761152107 12 400 SH DEFINED 3 0 0 400 RESOLUTE ENERGY CORP COM 76116A108 0 15 SH DEFINED 15 15 0 0 RESOLUTE ENERGY CORP COM 76116A108 733 45364 SH DEFINED 2 45364 0 0 RESOLUTE ENERGY CORP COM 76116A108 428 26502 SH DEFINED 3 24502 0 2000 RESOLUTE ENERGY CORP COM 76116A108 4040 250000 PUT DEFINED 3 250000 0 0 RESOURCE AMERICA INC CL A 761195205 147 25000 SH DEFINED 4 0 0 25000 RESOURCE AMERICA INC CL A 761195205 11 1800 SH DEFINED 5 1800 0 0 RESOURCE CAP CORP COM 76120W302 70 11139 SH DEFINED 2 11139 0 0 RESOURCE CAP CORP COM 76120W302 2099 332043 SH DEFINED 3 2954 0 329089 RESOURCES CONNECTION INC COM 76122Q105 2 156 SH DEFINED 15 156 0 0 RESOURCES CONNECTION INC COM 76122Q105 546 45322 SH DEFINED 2 45322 0 0 RESOURCES CONNECTION INC COM 76122Q105 23 1923 SH DEFINED 3 1923 0 0 RESPONSYS INC COM 761248103 7 393 SH DEFINED 3 393 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 1 88 SH DEFINED 88 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 19 1745 SH DEFINED 3 1745 0 0 REVENUESHARES ETF TR LARGECAP FD 761396100 36 1420 SH DEFINED 3 0 0 1420 REVENUESHARES ETF TR MID CAP FD 761396209 265 8374 SH DEFINED 3 0 0 8374 REVENUESHARES ETF TR SMALL CAP FD 761396308 4212 122340 SH DEFINED 3 118147 0 4193 REVENUESHARES ETF TR ADR FD 761396605 18 444 SH DEFINED 3 0 0 444 REVENUESHARES ETF TR NAVELLR A-100 761396704 12 287 SH DEFINED 3 0 0 287 REVETT MINERALS INC COM NEW 761505205 5 1039 SH DEFINED 3 1039 0 0 REVETT MINERALS INC COM NEW 761505205 2 400 SH DEFINED 5 400 0 0 REVLON INC CL A NEW 761525609 174 10381 SH DEFINED 3 450 0 9931 REVLON INC CL A NEW 761525609 20 1180 SH DEFINED 5 1180 0 0 REX ENERGY CORPORATION COM 761565100 21 2000 SH DEFINED 16 2000 0 0 REX ENERGY CORPORATION COM 761565100 7 677 SH DEFINED 2 677 0 0 REX ENERGY CORPORATION COM 761565100 112 10900 SH DEFINED 3 0 0 10900 REX AMERICAN RESOURCES CORP COM 761624105 623 37550 SH DEFINED 4 0 0 37550 REXAHN PHARMACEUTICALS INC COM 761640101 3 2500 SH DEFINED 3 0 0 2500 REYNOLDS AMERICAN INC COM 761713106 516 13938 SH DEFINED 13938 0 0 REYNOLDS AMERICAN INC COM 761713106 21 559 SH DEFINED 15 559 0 0 REYNOLDS AMERICAN INC COM 761713106 104 2812 SH DEFINED 16 2812 0 0 REYNOLDS AMERICAN INC COM 761713106 7739 208874 SH DEFINED 2 208874 0 0 REYNOLDS AMERICAN INC COM 761713106 808 21801 SH DEFINED 3 3974 0 17827 REYNOLDS AMERICAN INC COM 761713106 1024 27651 SH DEFINED 5 27651 0 0 REYNOLDS AMERICAN INC COM 761713106 622 16800 SH DEFINED 8 16800 0 0 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 284 12145 SH DEFINED 3 0 0 12145 RICHARDSON ELECTRS LTD COM 763165107 35 2542 SH DEFINED 3 621 0 1921 RICHARDSON ELECTRS LTD COM 763165107 639 47000 SH DEFINED 4 0 0 47000 RICHMONT MINES INC COM 76547T106 312 43841 SH DEFINED 3 0 0 43841 RICHMONT MINES INC COM 76547T106 230 32392 SH DEFINED 5 32392 0 0 RICHMONT MINES INC COM 76547T106 7 1000 SH DEFINED 7 0 1000 0 RICKS CABARET INTL INC COM NEW 765641303 15 1720 SH DEFINED 3 0 0 1720 RIGEL PHARMACEUTICALS INC COM NEW 766559603 50 5500 SH DEFINED 16 5500 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RIGEL PHARMACEUTICALS INC COM NEW 766559603 28 3066 SH DEFINED 3 2844 0 222 RIGHTNOW TECHNOLOGIES INC COM 76657R106 195 6012 SH DEFINED 3 1023 0 4989 RIGHTNOW TECHNOLOGIES INC COM 76657R106 13399 413549 SH DEFINED 4 0 321299 92250 RIMAGE CORP COM 766721104 56 4194 SH DEFINED 3 394 0 3800 RIO TINTO PLC SPONSORED ADR 767204100 474 6558 SH DEFINED 6558 0 0 RIO TINTO PLC SPONSORED ADR 767204100 477 6600 SH DEFINED 12 0 0 6600 RIO TINTO PLC SPONSORED ADR 767204100 43 600 SH DEFINED 14 600 0 0 RIO TINTO PLC SPONSORED ADR 767204100 88 1216 SH DEFINED 15 1216 0 0 RIO TINTO PLC SPONSORED ADR 767204100 13978 193277 SH DEFINED 3 188493 0 4784 RIO TINTO PLC SPONSORED ADR 767204100 10834 149800 CALL DEFINED 3 149800 0 0 RIO TINTO PLC SPONSORED ADR 767204100 47760 660400 PUT DEFINED 3 660400 0 0 RIO TINTO PLC SPONSORED ADR 767204100 9470 130945 SH DEFINED 5 130945 0 0 RIO TINTO PLC SPONSORED ADR 767204100 73 1010 SH DEFINED 7 0 1010 0 RIO TINTO PLC SPONSORED ADR 767204100 105 1447 SH DEFINED 8 1447 0 0 RIO TINTO PLC SPONSORED ADR 767204100 7819 108116 SH DEFINED 5;1 108116 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1 36 SH DEFINED 36 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 27975 1017638 SH DEFINED 1 1017638 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 7 250 SH DEFINED 15 250 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 6976 253759 SH DEFINED 5 253759 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 2861 104080 SH DEFINED 7 0 104080 0 RITCHIE BROS AUCTIONEERS COM 767744105 36 1305 SH DEFINED 8 1305 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 69 2500 SH SOLE 2500 0 0 RITE AID CORP COM 767754104 1 1000 SH DEFINED 1000 0 0 RITE AID CORP COM 767754104 2 1130 SH DEFINED 15 1130 0 0 RITE AID CORP COM 767754104 335 252053 SH DEFINED 3 24444 0 227609 RITE AID CORP COM 767754104 13 10000 SH DEFINED 5 10000 0 0 RIVERBED TECHNOLOGY INC COM 768573107 131 3300 SH DEFINED 1 3300 0 0 RIVERBED TECHNOLOGY INC COM 768573107 4 96 SH DEFINED 15 96 0 0 RIVERBED TECHNOLOGY INC COM 768573107 1740 43963 SH DEFINED 2 43963 0 0 RIVERBED TECHNOLOGY INC COM 768573107 524 13227 SH DEFINED 3 0 0 13227 RIVERBED TECHNOLOGY INC COM 768573107 1497 37800 SH DEFINED 4 0 6400 31400 RIVERBED TECHNOLOGY INC COM 768573107 20 500 SH DEFINED 5 500 0 0 RIVUS BOND FUND COM 769667106 57 3067 SH DEFINED 3 0 0 3067 RMR ASIA PAC REAL EST FD NEW COM 76970B101 95 5149 SH DEFINED 3 0 0 5149 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 36 2402 SH DEFINED 2 2402 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 6 377 SH DEFINED 3 377 0 0 ROBERTS REALTY INVS COM 769900101 2 1238 SH DEFINED 3 0 0 1238 ROBBINS & MYERS INC COM 770196103 5 98 SH DEFINED 15 98 0 0 ROBBINS & MYERS INC COM 770196103 149 2828 SH DEFINED 3 1635 0 1193 ROBBINS & MYERS INC COM 770196103 217 4100 SH DEFINED 4 0 0 4100 ROBERT HALF INTL INC COM 770323103 27 1000 SH DEFINED 1000 0 0 ROBERT HALF INTL INC COM 770323103 16 592 SH DEFINED 15 592 0 0 ROBERT HALF INTL INC COM 770323103 1634 60433 SH DEFINED 2 60433 0 0 ROBERT HALF INTL INC COM 770323103 401 14844 SH DEFINED 3 13714 0 1130 ROBERT HALF INTL INC COM 770323103 2433 90000 PUT DEFINED 3 90000 0 0 ROCHESTER MED CORP COM 771497104 169 18700 SH DEFINED 3 0 0 18700 ROCK-TENN CO CL A 772739207 4 66 SH DEFINED 16 66 0 0 ROCK-TENN CO CL A 772739207 2684 40456 SH DEFINED 2 40456 0 0 ROCK-TENN CO CL A 772739207 1246 18777 SH DEFINED 3 0 0 18777 ROCK-TENN CO CL A 772739207 6 90 SH DEFINED 5 90 0 0 ROCKWELL AUTOMATION INC COM 773903109 6 67 SH DEFINED 67 0 0 ROCKWELL AUTOMATION INC COM 773903109 42387 488550 SH DEFINED 1 488550 0 0 ROCKWELL AUTOMATION INC COM 773903109 129 1486 SH DEFINED 15 1486 0 0 ROCKWELL AUTOMATION INC COM 773903109 5619 64767 SH DEFINED 2 64767 0 0 ROCKWELL AUTOMATION INC COM 773903109 521 6007 SH DEFINED 3 1700 0 4307 ROCKWELL AUTOMATION INC COM 773903109 4 45 SH DEFINED 8 45 0 0 ROCKVILLE FINL INC NEW COM 774188106 12 1224 SH DEFINED 3 1224 0 0 ROCKWELL COLLINS INC COM 774341101 205 3319 SH DEFINED 3319 0 0 ROCKWELL COLLINS INC COM 774341101 19 307 SH DEFINED 15 307 0 0 ROCKWELL COLLINS INC COM 774341101 5330 86405 SH DEFINED 2 86405 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ROCKWELL COLLINS INC COM 774341101 342 5549 SH DEFINED 3 1194 0 4355 ROCKWELL COLLINS INC COM 774341101 33 540 SH DEFINED 5 540 0 0 ROCKWELL MEDICAL TECH COM 774374102 249 19411 SH DEFINED 3 19411 0 0 ROCKWOOD HLDGS INC COM 774415103 9029 163300 SH DEFINED 1 163300 0 0 ROCKWOOD HLDGS INC COM 774415103 28 500 SH DEFINED 12 0 0 500 ROCKWOOD HLDGS INC COM 774415103 4 74 SH DEFINED 3 0 0 74 ROCKWOOD HLDGS INC COM 774415103 3386 61240 SH DEFINED 4 0 23980 37260 ROCKWOOD HLDGS INC COM 774415103 14 250 SH DEFINED 5 250 0 0 ROCKY BRANDS INC COM 774515100 124 10054 SH DEFINED 3 0 0 10054 ROCKY BRANDS INC COM 774515100 494 40000 SH DEFINED 4 0 0 40000 ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 774678403 5 500 SH DEFINED 3 0 0 500 ROFIN SINAR TECHNOLOGIES INC COM 775043102 2 64 SH DEFINED 64 0 0 ROFIN SINAR TECHNOLOGIES INC COM 775043102 510 14922 SH DEFINED 2 14922 0 0 ROFIN SINAR TECHNOLOGIES INC COM 775043102 314 9188 SH DEFINED 3 1180 0 8008 ROFIN SINAR TECHNOLOGIES INC COM 775043102 14306 418927 SH DEFINED 4 0 325567 93360 ROGERS COMMUNICATIONS INC CL B 775109200 732 18530 SH DEFINED 18530 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 651515 16485715 SH DEFINED 1 16485715 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 1597 40404 SH DEFINED 16 40404 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 1718 43477 SH DEFINED 3 0 0 43477 ROGERS COMMUNICATIONS INC CL B 775109200 73732 1865693 SH DEFINED 5 1865693 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 4272 108100 CALL DEFINED 5 108100 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 158 4000 PUT DEFINED 5 4000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 33175 839449 SH DEFINED 7 0 839449 0 ROGERS COMMUNICATIONS INC CL B 775109200 3114 78793 SH DEFINED 8 55875 22918 0 ROGERS COMMUNICATIONS INC CL B 775109200 587 14865 SH DEFINED 9 14865 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 3132 79260 SH DEFINED 5;1 79260 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 670315 16961402 SH SOLE 16961402 0 0 ROGERS CORP COM 775133101 98 2130 SH DEFINED 2 2130 0 0 ROGERS CORP COM 775133101 115 2490 SH DEFINED 3 662 0 1828 ROLLINS INC COM 775711104 8 405 SH DEFINED 15 405 0 0 ROLLINS INC COM 775711104 53 2620 SH DEFINED 2 2620 0 0 ROLLINS INC COM 775711104 58 2836 SH DEFINED 3 2636 0 200 ROLLINS INC COM 775711104 2 100 SH DEFINED 5 100 0 0 ROMA FINANCIAL CORP COM 77581P109 3 311 SH DEFINED 3 311 0 0 ROPER INDS INC NEW COM 776696106 2 25 SH DEFINED 25 0 0 ROPER INDS INC NEW COM 776696106 9 105 SH DEFINED 15 105 0 0 ROPER INDS INC NEW COM 776696106 5143 61735 SH DEFINED 2 61735 0 0 ROPER INDS INC NEW COM 776696106 471 5650 SH DEFINED 3 381 0 5269 ROPER INDS INC NEW COM 776696106 1465 17590 SH DEFINED 4 0 3100 14490 ROSETTA RESOURCES INC COM 777779307 7757 150500 SH DEFINED 1 150500 0 0 ROSETTA RESOURCES INC COM 777779307 15 300 SH DEFINED 2 300 0 0 ROSETTA RESOURCES INC COM 777779307 6660 129229 SH DEFINED 3 120000 0 9229 ROSETTA STONE INC COM 777780107 3 203 SH DEFINED 2 203 0 0 ROSETTA STONE INC COM 777780107 7 455 SH DEFINED 3 455 0 0 ROSETTA STONE INC COM 777780107 6070 376087 SH DEFINED 4 0 285227 90860 ROSS STORES INC COM 778296103 9 109 SH DEFINED 15 109 0 0 ROSS STORES INC COM 778296103 8100 101098 SH DEFINED 2 101098 0 0 ROSS STORES INC COM 778296103 7580 94613 SH DEFINED 3 90400 0 4213 ROSS STORES INC COM 778296103 2027 25300 SH DEFINED 4 0 4100 21200 ROSS STORES INC COM 778296103 1889 23580 SH DEFINED 5 23580 0 0 ROSS STORES INC COM 778296103 221 2754 SH DEFINED 8 2754 0 0 ROVI CORP COM 779376102 4 68 SH DEFINED 68 0 0 ROVI CORP COM 779376102 224 3900 SH DEFINED 1 3900 0 0 ROVI CORP COM 779376102 64 1111 SH DEFINED 15 1111 0 0 ROVI CORP COM 779376102 2325 40528 SH DEFINED 2 40528 0 0 ROVI CORP COM 779376102 29 500 SH DEFINED 3 0 0 500 ROWAN COS INC COM 779382100 5053 130200 SH DEFINED 1 130200 0 0 ROWAN COS INC COM 779382100 126 3247 SH DEFINED 10 3247 0 0 ROWAN COS INC COM 779382100 12 318 SH DEFINED 11 318 0 0 ROWAN COS INC COM 779382100 7 190 SH DEFINED 15 190 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ROWAN COS INC COM 779382100 24 610 SH DEFINED 16 535 75 0 ROWAN COS INC COM 779382100 2077 53515 SH DEFINED 2 53515 0 0 ROWAN COS INC COM 779382100 2343 60376 SH DEFINED 3 42969 0 17407 ROWAN COS INC COM 779382100 66 1688 SH DEFINED 5 1688 0 0 ROWAN COS INC COM 779382100 23 580 SH SOLE 580 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 13734 240820 SH DEFINED 231820 9000 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2637427 46246300 SH DEFINED 1 46246300 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 567 9934 SH DEFINED 10 9934 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 157 2760 SH DEFINED 11 2760 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2053 36000 SH DEFINED 12 0 0 36000 ROYAL BK CDA MONTREAL QUE COM 780087102 19619 344003 SH DEFINED 13 344003 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 694 12161 SH DEFINED 14 12161 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 8 146 SH DEFINED 15 146 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 56 982 SH DEFINED 16 982 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 294 5157 SH DEFINED 2 5157 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 52 920 SH DEFINED 3 0 0 920 ROYAL BK CDA MONTREAL QUE COM 780087102 655936 11501598 SH DEFINED 5 11501598 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 9073 159100 CALL DEFINED 5 159100 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 4175 73200 PUT DEFINED 5 73200 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 109593 1921680 SH DEFINED 7 0 1921680 0 ROYAL BK CDA MONTREAL QUE COM 780087102 19623 344075 SH DEFINED 8 230954 113121 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2901 50865 SH DEFINED 9 50865 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 143080 2508861 SH DEFINED 5;1 2508861 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 3091 54200 SH SOLE 54200 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 780097689 0 13 SH DEFINED 14 13 0 0 ORD ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 780097689 381 30575 SH DEFINED 2 30575 0 0 ORD ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 780097689 217 17420 SH DEFINED 3 17420 0 0 ORD ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 169 9000 PRN DEFINED 3 0 0 9000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 195 11300 PRN DEFINED 3 0 0 11300 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 84 4845 PRN DEFINED 5 4845 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 25 1500 PRN DEFINED 1500 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 46 2800 PRN DEFINED 3 0 0 2800 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 64 3700 PRN DEFINED 3 0 0 3700 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 12 700 PRN DEFINED 5 700 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 88 5325 PRN DEFINED 3 0 0 5325 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 94 5680 PRN DEFINED 5 5680 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 5 300 PRN DEFINED 8 300 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 53 3100 PRN DEFINED 3 0 0 3100 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 140 8222 PRN DEFINED 5 8222 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 5 300 PRN DEFINED 8 300 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 218 11967 PRN DEFINED 3 0 0 11967 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 1176 64535 PRN DEFINED 5 64535 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 14 750 PRN DEFINED 8 750 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 167 9700 PRN DEFINED 3 0 0 9700 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 108 6290 PRN DEFINED 5 6290 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 5 300 PRN DEFINED 8 300 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 67 2795 PRN DEFINED 3 0 0 2795 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 148 6170 PRN DEFINED 5 6170 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 43 1900 PRN DEFINED 1900 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 72 3200 PRN DEFINED 3 0 0 3200 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 217 9700 PRN DEFINED 5 9700 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 21 950 PRN DEFINED 8 950 0 0 ROYAL BK SCOTLAND N V GOLD TRNDPLT 78009L407 62 2299 SH DEFINED 3 0 0 2299 ETN ROYAL DUTCH SHELL PLC SPON ADR B 780259107 122 1703 SH DEFINED 1703 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 359 5000 SH DEFINED 14 5000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 102 1417 SH DEFINED 15 1417 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ROYAL DUTCH SHELL PLC SPON ADR B 780259107 72 1000 SH DEFINED 16 1000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 284 3959 SH DEFINED 2 3959 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 18952 264136 SH DEFINED 3 1151 55148 207837 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 5312 74032 SH DEFINED 5 74032 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 111 1550 SH DEFINED 7 0 1550 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 31 433 SH DEFINED 8 433 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 943 13253 SH DEFINED 6253 7000 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 437 6145 SH DEFINED 1 6145 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 421 5921 SH DEFINED 10 5921 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 73 1028 SH DEFINED 11 1028 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 110 1545 SH DEFINED 12 0 0 1545 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 175 2465 SH DEFINED 14 2465 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 328 4614 SH DEFINED 15 4614 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 75 1058 SH DEFINED 16 1058 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 12141 170692 SH DEFINED 3 828 0 169864 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1796 25246 SH DEFINED 5 25246 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1519 21362 SH DEFINED 7 0 21362 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 763 10724 SH DEFINED 8 3598 7126 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3370 47381 SH SOLE 47381 0 0 ROYAL GOLD INC COM 780287108 293 5000 SH DEFINED 5000 0 0 ROYAL GOLD INC COM 780287108 960 16391 SH DEFINED 3 0 0 16391 ROYAL GOLD INC COM 780287108 15 248 SH DEFINED 5 248 0 0 ROYCE FOCUS TR COM 78080N108 78 10025 SH DEFINED 3 0 0 10025 ROYCE VALUE TR INC COM 780910105 4801 321796 SH DEFINED 3 0 0 321796 ROYCE VALUE TR INC COM 780910105 227 15189 SH DEFINED 5 15189 0 0 ROYCE VALUE TR INC COM 780910105 15 1012 SH DEFINED 8 1012 0 0 RUBICON MINERALS CORP COM 780911103 19257 5470861 SH DEFINED 1 5470861 0 0 RUBICON MINERALS CORP COM 780911103 225 63966 SH DEFINED 2 63966 0 0 RUBICON MINERALS CORP COM 780911103 194 55121 SH DEFINED 5 55121 0 0 RUBICON MINERALS CORP COM 780911103 30 8400 CALL DEFINED 5 8400 0 0 RUBICON MINERALS CORP COM 780911103 90 25700 PUT DEFINED 5 25700 0 0 ROYCE MICRO-CAP TR INC COM 780915104 523 52979 SH DEFINED 3 0 0 52979 RUBICON TECHNOLOGY INC COM 78112T107 75 4453 SH DEFINED 16 4453 0 0 RUBICON TECHNOLOGY INC COM 78112T107 332 19690 SH DEFINED 2 19690 0 0 RUBICON TECHNOLOGY INC COM 78112T107 503 29810 SH DEFINED 3 727 0 29083 RUBICON TECHNOLOGY INC COM 78112T107 438 26000 SH DEFINED 5 26000 0 0 RUBY TUESDAY INC COM 781182100 65 6000 SH DEFINED 3 2700 0 3300 RUBY TUESDAY INC COM 781182100 367 34000 SH DEFINED 4 0 0 34000 RUDDICK CORP COM 781258108 3 58 SH DEFINED 58 0 0 RUDDICK CORP COM 781258108 2 35 SH DEFINED 16 0 35 0 RUDDICK CORP COM 781258108 380 8729 SH DEFINED 2 8729 0 0 RUDDICK CORP COM 781258108 100 2288 SH DEFINED 3 2038 0 250 RUDOLPH TECHNOLOGIES INC COM 781270103 20 1865 SH DEFINED 2 1865 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 168 15646 SH DEFINED 3 1313 0 14333 RUDOLPH TECHNOLOGIES INC COM 781270103 311 29000 SH DEFINED 4 0 0 29000 RUE21 INC COM 781295100 28 867 SH DEFINED 2 867 0 0 RUE21 INC COM 781295100 23 696 SH DEFINED 3 621 0 75 RUE21 INC COM 781295100 16 500 SH DEFINED 5 500 0 0 RUSH ENTERPRISES INC CL A 781846209 126 6644 SH DEFINED 2 6644 0 0 RUSH ENTERPRISES INC CL A 781846209 26 1344 SH DEFINED 3 1344 0 0 RUSH ENTERPRISES INC CL A 781846209 733 38500 SH DEFINED 4 0 0 38500 RUSH ENTERPRISES INC CL B 781846308 28 1712 SH DEFINED 2 1712 0 0 RUSH ENTERPRISES INC CL B 781846308 22 1374 SH DEFINED 3 0 0 1374 RUTHS HOSPITALITY GROUP INC COM 783332109 52 9259 SH DEFINED 3 1459 0 7800 RYANAIR HLDGS PLC SPONSORED ADR 783513104 3 88 SH DEFINED 15 88 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 0 12 SH DEFINED 2 12 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 5 162 SH DEFINED 3 0 0 162 RYDER SYS INC COM 783549108 684 12038 SH DEFINED 2 12038 0 0 RYDER SYS INC COM 783549108 882 15509 SH DEFINED 3 2520 0 12989 RYDER SYS INC COM 783549108 46 810 SH DEFINED 5 810 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- RYDER SYS INC COM 783549108 282 4967 SH SOLE 4967 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 24440 482805 SH DEFINED 3 22169 0 460636 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 5 100 SH DEFINED 5 100 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 181 3578 SH SOLE 3578 0 0 RYDEX ETF TRUST TOP 50 ETF 78355W205 2512 27202 SH DEFINED 3 26552 0 650 RYDEX ETF TRUST S&P500 PUR VAL 78355W304 3133 100265 SH DEFINED 3 18059 0 82206 RYDEX ETF TRUST S&P500 PUR GRW 78355W403 2762 58057 SH DEFINED 3 23954 0 34103 RYDEX ETF TRUST S&PMC400 PURVL 78355W502 26 740 SH DEFINED 3 0 0 740 RYDEX ETF TRUST MSCI AC WI EQL 78355W528 27 650 SH DEFINED 3 0 0 650 RYDEX ETF TRUST EM MRKT EQ WT 78355W536 27 661 SH DEFINED 3 0 0 661 RYDEX ETF TRUST RUSS MIDCAP EQ 78355W577 2307 67744 SH DEFINED 3 0 0 67744 RYDEX ETF TRUST RUSS 1000 EQWT 78355W593 1877 55591 SH DEFINED 3 0 0 55591 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 9151 103156 SH DEFINED 3 16784 0 86372 RYDEX ETF TRUST S&PSC600 PURVL 78355W700 2043 51594 SH DEFINED 3 51594 0 0 RYDEX ETF TRUST UTILITIES ETF 78355W791 131 2383 SH DEFINED 3 0 0 2383 RYDEX ETF TRUST S&PSC600 PURGR 78355W809 48 910 SH DEFINED 3 0 0 910 RYDEX ETF TRUST TECHNOLOGY ETF 78355W817 1178 21176 SH DEFINED 3 14427 0 6749 RYDEX ETF TRUST MATERIALS ETF 78355W825 206 3125 SH DEFINED 3 0 0 3125 RYDEX ETF TRUST INDLS ETF 78355W833 112 1950 SH DEFINED 3 0 0 1950 RYDEX ETF TRUST HEALTH CARE 78355W841 4 50 SH DEFINED 3 0 0 50 RYDEX ETF TRUST FINANCIAL ETF 78355W858 18 642 SH DEFINED 3 0 0 642 RYDEX ETF TRUST ENERGY ETF 78355W866 46 650 SH DEFINED 3 0 0 650 RYDEX ETF TRUST CONSUMR STAPLE 78355W874 56 891 SH DEFINED 3 0 0 891 RYDEX ETF TRUST CONSUMR DISCRT 78355W882 145 2927 SH DEFINED 3 0 0 2927 RYLAND GROUP INC COM 783764103 1 51 SH DEFINED 51 0 0 RYLAND GROUP INC COM 783764103 504 30505 SH DEFINED 2 30505 0 0 RYLAND GROUP INC COM 783764103 30 1841 SH DEFINED 3 1841 0 0 RYLAND GROUP INC COM 783764103 73 4400 SH DEFINED 5 4400 0 0 S & T BANCORP INC COM 783859101 34 1852 SH DEFINED 3 1164 0 688 SBA COMMUNICATIONS CORP COM 78388J106 79 2066 SH DEFINED 2 2066 0 0 SBA COMMUNICATIONS CORP COM 78388J106 2118 55460 SH DEFINED 3 34600 0 20860 SBA COMMUNICATIONS CORP COM 78388J106 16 425 SH DEFINED 5 425 0 0 SBA COMMUNICATIONS CORP NOTE 1.8 78388JAN6 17 15000 PRN DEFINED 3 15000 0 0 SAIC INC COM 78390X101 15 911 SH DEFINED 15 911 0 0 SAIC INC COM 78390X101 12 700 SH DEFINED 16 700 0 0 SAIC INC COM 78390X101 3883 230847 SH DEFINED 2 230847 0 0 SAIC INC COM 78390X101 178 10598 SH DEFINED 3 1622 0 8976 SAIC INC COM 78390X101 1459 86735 SH DEFINED 7 0 86735 0 SAIC INC COM 78390X101 56 3300 SH DEFINED 8 0 3300 0 SCBT FINANCIAL CORP COM 78401V102 17 580 SH DEFINED 3 580 0 0 SEI INVESTMENTS CO COM 784117103 1107 49177 SH DEFINED 2 49177 0 0 SEI INVESTMENTS CO COM 784117103 65 2900 SH DEFINED 3 0 0 2900 SESI L L C FRNT 1.5 78412FAH7 2899 2856000 PRN DEFINED 3 2000000 0 856000 SFN GROUP INC COM 784153108 41 4558 SH DEFINED 2 4558 0 0 SFN GROUP INC COM 784153108 41 4532 SH DEFINED 3 2103 0 2429 SFN GROUP INC COM 784153108 600 66000 SH DEFINED 4 0 0 66000 SI FINL GROUP INC MD COM 78425V104 10 1030 SH DEFINED 3 0 0 1030 SJW CORP COM 784305104 52 2145 SH DEFINED 3 585 0 1560 SJW CORP COM 784305104 431 17800 SH DEFINED 4 0 0 17800 SK TELECOM LTD SPONSORED ADR 78440P108 3 166 SH DEFINED 166 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 7704 412000 SH DEFINED 1 412000 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 202 10795 SH DEFINED 15 10795 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 8 449 SH DEFINED 3 0 0 449 SK TELECOM LTD SPONSORED ADR 78440P108 465 24845 SH DEFINED 7 0 24845 0 SK TELECOM LTD SPONSORED ADR 78440P108 21 1145 SH DEFINED 8 0 1145 0 SK TELECOM LTD SPONSORED ADR 78440P108 244 13038 SH SOLE 13038 0 0 SL GREEN RLTY CORP COM 78440X101 6 68 SH DEFINED 68 0 0 SL GREEN RLTY CORP COM 78440X101 4243 51200 SH DEFINED 1 51200 0 0 SL GREEN RLTY CORP COM 78440X101 21 250 SH DEFINED 16 250 0 0 SL GREEN RLTY CORP COM 78440X101 3150 38014 SH DEFINED 2 38014 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SL GREEN RLTY CORP COM 78440X101 829 10000 CALL DEFINED 3 10000 0 0 S L INDS INC COM 784413106 325 13800 SH DEFINED 4 0 0 13800 SLM CORP COM 78442P106 109 6500 SH DEFINED 6500 0 0 SLM CORP COM 78442P106 21 1277 SH DEFINED 15 1277 0 0 SLM CORP COM 78442P106 4642 276124 SH DEFINED 2 276124 0 0 SLM CORP COM 78442P106 4723 280937 SH DEFINED 3 212217 0 68720 SLM CORP COM 78442P106 2562 152400 CALL DEFINED 3 152400 0 0 SLM CORP COM 78442P106 2928 174200 PUT DEFINED 3 174200 0 0 SLM CORP COM 78442P106 192 11440 SH DEFINED 5 11440 0 0 SM ENERGY CO COM 78454L100 5144 70000 SH DEFINED 1 70000 0 0 SM ENERGY CO COM 78454L100 1611 21925 SH DEFINED 2 21925 0 0 SM ENERGY CO COM 78454L100 4776 64994 SH DEFINED 3 62130 0 2864 SM ENERGY CO COM 78454L100 7348 100000 CALL DEFINED 3 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F10 156 1180 SH DEFINED 16 1180 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 51123 387383 SH DEFINED 387383 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 49 375 SH DEFINED 1 375 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 15980 121086 SH DEFINED 10 121086 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1239 9391 SH DEFINED 11 9391 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42936 325349 SH DEFINED 12 0 0 325349 SPDR S&P 500 ETF TR TR UNIT 78462F103 373 2825 SH DEFINED 13 2825 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2052 15547 SH DEFINED 14 15547 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 361 2735 SH DEFINED 15 2735 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2866 21717 SH DEFINED 16 21717 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 488222 3699496 SH DEFINED 2 3699496 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 72584 550000 PUT DEFINED 2 550000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 109241 827770 SH DEFINED 3 542938 152235 132597 SPDR S&P 500 ETF TR TR UNIT 78462F103 210466 1594800 CALL DEFINED 3 1594800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 442218 3350900 PUT DEFINED 3 3348500 0 2400 SPDR S&P 500 ETF TR TR UNIT 78462F103 96626 732181 SH DEFINED 5 732181 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9898 75000 CALL DEFINED 5 75000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14385 109000 PUT DEFINED 5 109000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9697 73477 SH DEFINED 7 0 73477 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2275 17239 SH DEFINED 8 9398 7841 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 779 5900 PUT DEFINED 8 5900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 54026 409382 SH DEFINED 9 409382 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 378 2865 SH DEFINED 5;1 2865 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4603 34880 SH SOLE 34880 0 0 SPX CORP COM 784635104 4 54 SH DEFINED 15 54 0 0 SPX CORP COM 784635104 950 11488 SH DEFINED 2 11488 0 0 SPX CORP COM 784635104 114 1380 SH DEFINED 3 0 0 1380 SPX CORP COM 784635104 3213 38870 SH DEFINED 4 0 4850 34020 S1 CORPORATION COM 78463B101 113 15090 SH DEFINED 2 15090 0 0 S1 CORPORATION COM 78463B101 18 2466 SH DEFINED 3 2216 0 250 SPS COMM INC COM 78463M107 6 349 SH DEFINED 3 349 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 162791 1115000 CALL DEFINED 3 1115000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 202927 1389900 PUT DEFINED 3 1389900 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 47372 324465 SH DEFINED 5 324465 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14087 96486 SH DEFINED 7 0 96486 0 SPDR GOLD TRUST GOLD SHS 78463V107 5619 38486 SH DEFINED 8 29517 8969 0 SPDR GOLD TRUST GOLD SHS 78463V107 8752 56846 SH DEFINED 56846 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1000 6852 SH DEFINED 10 6852 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 785 5380 SH DEFINED 12 0 0 5380 SPDR GOLD TRUST GOLD SHS 78463V107 616 4216 SH DEFINED 13 4216 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4822 33028 SH DEFINED 14 33028 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 270 1850 SH DEFINED 15 1850 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2294 15712 SH DEFINED 16 15712 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 81589 558822 SH DEFINED 3 23642 238947 296233 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 487 12003 SH DEFINED 3 11903 0 100 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 6 152 SH DEFINED 5 152 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 10 115 SH DEFINED 115 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 61 716 SH DEFINED 15 716 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 5468 64649 SH DEFINED 3 0 0 64649 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 502 5940 SH DEFINED 5 5940 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 330 4210 SH DEFINED 3 2253 0 1957 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 112 1435 SH DEFINED 5 1435 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 125 1707 SH DEFINED 3 0 0 1707 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 161 2200 SH DEFINED 5 2200 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 337 4600 SH DEFINED 8 0 4600 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 48 800 SH DEFINED 12 0 0 800 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 685 11465 SH DEFINED 3 0 0 11465 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 5216 143040 SH DEFINED 3 0 0 143040 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 26 700 SH DEFINED 5 700 0 0 SPDR INDEX SHS FDS EUROPE ETF 78463X608 12 236 SH DEFINED 15 236 0 0 SPDR INDEX SHS FDS EUROPE ETF 78463X608 2592 50245 SH DEFINED 3 0 0 50245 SPDR INDEX SHS FDS EUROPE ETF 78463X608 781 15134 SH DEFINED 5 15134 0 0 SPDR INDEX SHS FDS INTL INDS ETF 78463X673 1 42 SH DEFINED 5 42 0 0 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 10 300 SH DEFINED 8 0 300 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 5400 62395 SH DEFINED 3 0 0 62395 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 86 3000 SH DEFINED 5 3000 0 0 SPDR INDEX SHS FDS DJ GLB RL ES 78463X749 163 4127 SH DEFINED 3 0 0 4127 ETF SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 57599 1059971 SH DEFINED 3 0 933543 126428 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 5 85 SH DEFINED 5 85 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 2568 43506 SH DEFINED 3 0 0 43506 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 2890 48952 SH DEFINED 5 48952 0 0 SPDR S&P BRIC 40 ETF S&P BRIC 40ETF 78463X798 770 27680 SH DEFINED 27680 0 0 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 75 2711 SH DEFINED 3 0 0 2711 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 175 2334 SH DEFINED 3 0 0 2334 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 37 500 SH DEFINED 5 500 0 0 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 26 600 SH DEFINED 600 0 0 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 15 350 SH DEFINED 3 0 0 350 SPDR INDEX SHS FDS RUSS NOMURA PR 78463X830 16 400 SH DEFINED 3 0 0 400 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2270 65500 SH DEFINED 12 0 0 65500 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 32 922 SH DEFINED 3 0 0 922 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 215 6200 SH DEFINED 7 0 6200 0 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 13 300 SH DEFINED 3 0 0 300 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 21 529 SH DEFINED 15 529 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 330 8180 SH DEFINED 3 0 0 8180 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 34737 1093727 SH DEFINED 3 0 1001907 91820 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 480 17875 SH DEFINED 3 0 0 17875 SPDR SERIES TRUST MORGAN TECH 78464A102 771 11783 SH DEFINED 3 4422 0 7361 ETF SPDR SERIES TRUST BRCLY INTL CRP 78464A151 1396 39895 SH DEFINED 3 0 0 39895 SPDR SERIES TRUST BRCLY INTL CRP 78464A151 270 7720 SH DEFINED 8 0 7720 0 SPDR SERIES TRUST S&P 600 SMCP 78464A201 2933 24263 SH DEFINED 3 4870 0 19393 GRW SPDR SERIES TRUST BRCLY CP US BD 78464A276 39 770 SH DEFINED 3 0 0 770 SPDR SERIES TRUST WELLS FG PFD 78464A292 57 1235 SH DEFINED 15 1235 0 0 ETF SPDR SERIES TRUST WELLS FG PFD 78464A292 189 4127 SH DEFINED 3 0 0 4127 ETF SPDR SERIES TRUST S&P 600 SMCP 78464A300 11 150 SH DEFINED 1 150 0 0 VAL SPDR SERIES TRUST S&P 600 SMCP 78464A300 1710 24001 SH DEFINED 3 23177 0 824 VAL SPDR SERIES TRUST NUVN S&P VRDO 78464A318 17 564 SH DEFINED 3 0 0 564 MN SPDR SERIES TRUST SHRT INTL ETF 78464A334 2105 53432 SH DEFINED 3 0 0 53432 SPDR SERIES TRUST BRCLYS CAP 78464A359 43 1025 SH DEFINED 15 1025 0 0 CONV

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SPDR SERIES TRUST BRCLYS CAP 78464A359 4591 110691 SH DEFINED 3 0 0 110691 CONV SPDR SERIES TRUST LNG TRM CORP 78464A367 90 2500 SH DEFINED 3 0 0 2500 BD SPDR SERIES TRUST INTR TRM CORP 78464A375 360 10846 SH DEFINED 3 0 0 10846 BD SPDR SERIES TRUST INTR TRM CORP 78464A375 10 310 SH DEFINED 8 0 310 0 BD SPDR SERIES TRUST S&P 500 GROWTH 78464A409 57 956 SH DEFINED 3 0 0 956 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 35 871 SH DEFINED 871 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 292 7262 SH DEFINED 15 7262 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 40 1000 SH DEFINED 16 1000 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 10766 267672 SH DEFINED 3 0 0 267672 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2607 64820 SH DEFINED 5 64820 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 310 7700 SH DEFINED 7 0 7700 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 426 10600 SH DEFINED 8 10600 0 0 SPDR SERIES TRUST NUVN BR SHT 78464A425 5373 221665 SH DEFINED 3 233 0 221432 MUNI SPDR SERIES TRUST NUVN BR NY 78464A433 18 825 SH DEFINED 3 0 0 825 MUNI SPDR SERIES TRUST NUVN CALI MUNI 78464A441 782 35477 SH DEFINED 3 27772 0 7705 SPDR SERIES TRUST NUVN BRCLY 78464A458 476 21033 SH DEFINED 3 4806 0 16227 MUNI SPDR SERIES TRUST BARC CAPTL ETF 78464A474 285 9329 SH DEFINED 3 4054 0 5275 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 116 3800 SH DEFINED 8 3800 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 57 925 SH DEFINED 13 925 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 2844 45934 SH DEFINED 3 0 0 45934 SPDR SERIES TRUST S&P 500 VALUE 78464A508 576 8556 SH DEFINED 3 8475 0 81 SPDR SERIES TRUST BRCLYS INTL 78464A516 21 347 SH DEFINED 15 347 0 0 ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 1651 26735 SH DEFINED 3 14308 0 12427 ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 1530 24773 SH DEFINED 5 24773 0 0 ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 37 592 SH DEFINED 8 592 0 0 ETF SPDR SERIES TRUST S&P TRANSN ETF 78464A532 1261 23766 SH DEFINED 3 0 0 23766 SPDR SERIES TRUST DJ REIT ETF 78464A607 87 1300 SH DEFINED 1300 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 212 3188 SH DEFINED 3 0 0 3188 SPDR SERIES TRUST DJ REIT ETF 78464A607 61 913 SH DEFINED 5 913 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 71 1263 SH DEFINED 3 0 0 1263 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 22 398 SH DEFINED 3 0 0 398 SPDR SERIES TRUST BRCLYS INTER 78464A672 7 120 SH DEFINED 3 0 0 120 ETF SPDR SERIES TRUST BRCLYS INTER 78464A672 113 1900 SH DEFINED 8 1900 0 0 ETF SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 9900 215864 SH DEFINED 3 0 0 215864 ETF SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 9255 201814 SH DEFINED 5 201814 0 0 ETF SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 68 1475 SH DEFINED 8 1475 0 0 ETF SPDR SERIES TRUST KBW REGN BK 78464A698 1054 41430 SH DEFINED 3 0 0 41430 ETF SPDR SERIES TRUST KBW REGN BK 78464A698 3268 128400 SH DEFINED 4 0 30600 97800 ETF SPDR SERIES TRUST KBW REGN BK 78464A698 10 400 SH DEFINED 5 400 0 0 ETF SPDR SERIES TRUST GLB DOW ETF 78464A706 152 2550 SH DEFINED 3 0 0 2550 SPDR SERIES TRUST GLB DOW ETF 78464A706 4 61 SH DEFINED 5 61 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SPDR SERIES TRUST S&P RETAIL ETF 78464A714 14 260 SH DEFINED 14 260 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 83084 1556456 SH DEFINED 3 1550000 0 6456 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 67184 1258600 CALL DEFINED 3 1258600 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 53220 997000 PUT DEFINED 3 997000 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 439 8617 SH DEFINED 3 0 0 8617 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 29 500 SH DEFINED 16 500 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 27550 468705 SH DEFINED 3 450000 0 18705 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3686 62700 CALL DEFINED 3 62700 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 5437 92500 PUT DEFINED 3 92500 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 28 475 SH SOLE 475 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 3911 94310 SH DEFINED 3 0 0 94310 SPDR SERIES TRUST OILGAS EQUIP 78464A748 28 675 SH DEFINED 5 675 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1342 19350 SH DEFINED 10 19350 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 4986 71876 SH DEFINED 3 64446 0 7430 SPDR SERIES TRUST S&P METALS MNG 78464A755 177 2558 SH DEFINED 5 2558 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7265 134388 SH DEFINED 12 0 0 134388 SPDR SERIES TRUST S&P DIVID ETF 78464A763 64533 1193720 SH DEFINED 3 0 698802 494918 SPDR SERIES TRUST S&P DIVID ETF 78464A763 11743 217220 SH DEFINED 5 217220 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1862 34451 SH DEFINED 7 0 34451 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 381 7050 SH DEFINED 8 3560 3490 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 31 580 SH SOLE 580 0 0 SPDR SERIES TRUST SPDR KBW CAP 78464A771 15 432 SH DEFINED 15 432 0 0 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 24 1000 SH DEFINED 13 1000 0 0 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 5 226 SH DEFINED 15 226 0 0 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 46 1934 SH DEFINED 16 1934 0 0 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 11476 478361 SH DEFINED 3 365674 0 112687 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 1259 52500 CALL DEFINED 3 52500 0 0 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 809 33721 SH DEFINED 5 33721 0 0 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 36 1500 SH DEFINED 7 0 1500 0 ETF SPDR SERIES TRUST S&P 600 SML 78464A813 21 298 SH DEFINED 3 0 0 298 CAP SPDR SERIES TRUST S&P 600 SML 78464A813 975 13823 SH DEFINED 5 13823 0 0 CAP SPDR SERIES TRUST S&P 400 MDCP 78464A821 1890 22913 SH DEFINED 3 0 0 22913 GRW SPDR SERIES TRUST DJ MID CAP ETF 78464A847 30 461 SH DEFINED 3 0 0 461 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 5 75 SH DEFINED 5 75 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 4 70 SH DEFINED 3 0 0 70 SPDR SERIES TRUST S&P BIOTECH 78464A870 18 250 SH DEFINED 16 250 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 6161 84277 SH DEFINED 3 0 0 84277 SPDR SERIES TRUST S&P BIOTECH 78464A870 160 2184 SH DEFINED 5 2184 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 84 4645 SH DEFINED 4645 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 194 10725 SH DEFINED 13 10725 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 95 5245 SH DEFINED 16 5245 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 12176 674179 SH DEFINED 3 664999 0 9180 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1355 75000 CALL DEFINED 3 75000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 63896 3538000 PUT DEFINED 3 3538000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 150 8300 SH DEFINED 5 8300 0 0 SRS LABS INC COM 78464M106 5 500 SH DEFINED 3 500 0 0 SRA INTL INC CL A 78464R105 0 11 SH DEFINED 11 0 0 SRA INTL INC CL A 78464R105 62 2018 SH DEFINED 3 1886 0 132 SRA INTL INC CL A 78464R105 9 300 SH DEFINED 5 300 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SS&C TECHNOLOGIES HLDGS INC COM 78467J100 21 1046 SH DEFINED 3 1046 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 166 1338 SH DEFINED 1338 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 37 300 SH DEFINED 12 0 0 300 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 21 167 SH DEFINED 15 167 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2232 18027 SH DEFINED 2 18027 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3617 29212 SH DEFINED 3 0 0 29212 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 112066 905000 CALL DEFINED 3 905000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 99 800 PUT DEFINED 3 0 0 800 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3309 26720 SH DEFINED 5 26720 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 40 320 SH DEFINED 7 0 320 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2214 17880 SH DEFINED 8 0 17880 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 87 700 SH DEFINED 9 700 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 188 1518 SH SOLE 1518 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 128 723 SH DEFINED 723 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 67 375 SH DEFINED 1 375 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 66 370 SH DEFINED 15 370 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 53235 300000 SH DEFINED 2 300000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 91930 518063 SH DEFINED 3 154416 297854 65793 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 16823 94803 SH DEFINED 5 94803 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1537 8664 SH DEFINED 7 0 8664 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 262 1478 SH DEFINED 8 1400 78 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 975 5495 SH DEFINED 9 5495 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 508 2860 SH SOLE 2860 0 0 STEC INC COM 784774101 10 592 SH DEFINED 16 592 0 0 STEC INC COM 784774101 1106 65019 SH DEFINED 3 58636 0 6383 STEC INC COM 784774101 5339 313890 SH DEFINED 4 0 115600 198290 STR HLDGS INC COM 78478V100 1 92 SH DEFINED 15 92 0 0 SVB FINL GROUP COM 78486Q101 2 33 SH DEFINED 33 0 0 SVB FINL GROUP COM 78486Q101 597 9997 SH DEFINED 2 9997 0 0 SVB FINL GROUP COM 78486Q101 121 2019 SH DEFINED 3 1779 0 240 SVB FINL GROUP COM 78486Q101 176 2950 SH DEFINED 5 2950 0 0 SABA SOFTWARE INC COM NEW 784932600 11 1174 SH DEFINED 3 1174 0 0 SWS GROUP INC COM 78503N107 2 390 SH DEFINED 15 390 0 0 SWS GROUP INC COM 78503N107 10 1608 SH DEFINED 3 1209 0 399 SWS GROUP INC COM 78503N107 279 46500 SH DEFINED 4 0 0 46500 SXC HEALTH SOLUTIONS CORP COM 78505P100 4401 74700 SH DEFINED 1 74700 0 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 336 5702 SH DEFINED 5 5702 0 0 SXC HEALTH SOLUTIONS CORP COM 78505P100 31 520 SH DEFINED 7 0 520 0 S Y BANCORP INC COM 785060104 12 500 SH DEFINED 3 500 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 250 3929 SH DEFINED 2 3929 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 47 740 SH DEFINED 3 0 0 740 SABRA HEALTH CARE REIT INC COM 78573L106 19 1117 SH DEFINED 3 1041 0 76 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 50 2666 SH DEFINED 14 2666 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 24 1250 SH DEFINED 16 1250 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 16 858 SH DEFINED 3 858 0 0 SAFETY INS GROUP INC COM 78648T100 481 11444 SH DEFINED 2 11444 0 0 SAFETY INS GROUP INC COM 78648T100 22 523 SH DEFINED 3 523 0 0 SAFETY INS GROUP INC COM 78648T100 462 11000 SH DEFINED 4 0 0 11000 SAFEWAY INC COM NEW 786514208 203 8700 SH DEFINED 14 8700 0 0 SAFEWAY INC COM NEW 786514208 134 5735 SH DEFINED 15 5735 0 0 SAFEWAY INC COM NEW 786514208 3996 170997 SH DEFINED 2 170997 0 0 SAFEWAY INC COM NEW 786514208 4518 193329 SH DEFINED 3 0 0 193329 SAFEWAY INC COM NEW 786514208 57 2439 SH DEFINED 5 2439 0 0 SAFEWAY INC COM NEW 786514208 319 13980 SH SOLE 13980 0 0 SAGA COMMUNICATIONS INC CL A NEW 786598300 6 150 SH DEFINED 3 150 0 0 SAGA COMMUNICATIONS INC CL A NEW 786598300 666 18000 SH DEFINED 4 0 0 18000 SAGENT PHARMACEUTICALS INC COM 786692103 13 476 SH DEFINED 3 276 0 200 SAIA INC COM 78709Y105 11 661 SH DEFINED 3 661 0 0 ST JOE CO COM 790148100 442 21188 SH DEFINED 3 14176 0 7012 ST JOE CO COM 790148100 1 39 SH DEFINED 5 39 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ST JUDE MED INC COM 790849103 213 4467 SH DEFINED 4467 0 0 ST JUDE MED INC COM 790849103 13579 284800 SH DEFINED 1 284800 0 0 ST JUDE MED INC COM 790849103 367 7690 SH DEFINED 10 7690 0 0 ST JUDE MED INC COM 790849103 99 2085 SH DEFINED 12 0 0 2085 ST JUDE MED INC COM 790849103 238 4983 SH DEFINED 14 4983 0 0 ST JUDE MED INC COM 790849103 225 4720 SH DEFINED 15 4720 0 0 ST JUDE MED INC COM 790849103 8860 185816 SH DEFINED 2 185816 0 0 ST JUDE MED INC COM 790849103 5570 116823 SH DEFINED 3 63923 0 52900 ST JUDE MED INC COM 790849103 935 19600 CALL DEFINED 3 19600 0 0 ST JUDE MED INC COM 790849103 1653 34670 SH DEFINED 4 0 31630 3040 ST JUDE MED INC COM 790849103 231 4855 SH DEFINED 5 4855 0 0 ST JUDE MED INC COM 790849103 1114 23355 SH DEFINED 7 0 23355 0 ST JUDE MED INC COM 790849103 61 1275 SH DEFINED 8 0 1275 0 ST JUDE MED INC COM 790849103 246 5166 SH SOLE 5166 0 0 SAKS INC COM 79377W108 352 31500 SH DEFINED 14 31500 0 0 SAKS INC COM 79377W108 4 400 SH DEFINED 15 400 0 0 SAKS INC COM 79377W108 678 60666 SH DEFINED 2 60666 0 0 SAKS INC COM 79377W108 464 41554 SH DEFINED 3 4783 0 36771 SAKS INC COM 79377W108 371 33250 SH SOLE 33250 0 0 SAKS INC NOTE 2.0 79377WAL2 20850 20000000 PRN DEFINED 3 20000000 0 0 SALEM COMMUNICATIONS CORP DE CL A 794093104 160 45150 SH DEFINED 4 0 0 45150 SALESFORCE COM INC COM 79466L302 344 2306 SH DEFINED 2306 0 0 SALESFORCE COM INC COM 79466L302 37194 249655 SH DEFINED 1 249655 0 0 SALESFORCE COM INC COM 79466L302 133 890 SH DEFINED 15 890 0 0 SALESFORCE COM INC COM 79466L302 8782 58947 SH DEFINED 2 58947 0 0 SALESFORCE COM INC COM 79466L302 35467 238063 SH DEFINED 3 221308 0 16755 SALESFORCE COM INC COM 79466L302 8194 55000 CALL DEFINED 3 55000 0 0 SALESFORCE COM INC COM 79466L302 8194 55000 PUT DEFINED 3 55000 0 0 SALESFORCE COM INC COM 79466L302 43 289 SH DEFINED 5 289 0 0 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 50 2000 SH DEFINED 3 0 0 2000 SALISBURY BANCORP INC COM 795226109 37 1400 SH DEFINED 3 0 0 1400 SALIX PHARMACEUTICALS INC COM 795435106 2 60 SH DEFINED 15 60 0 0 SALIX PHARMACEUTICALS INC COM 795435106 1335 33528 SH DEFINED 2 33528 0 0 SALIX PHARMACEUTICALS INC COM 795435106 112 2808 SH DEFINED 3 2422 0 386 SALLY BEAUTY HLDGS INC COM 79546E104 24 1416 SH DEFINED 2 1416 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 83 4864 SH DEFINED 3 4864 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 4331 253290 SH DEFINED 4 0 95600 157690 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 58 2402 SH DEFINED 13 2402 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 320 13270 SH DEFINED 3 0 0 13270 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 124 5150 SH DEFINED 5 5150 0 0 SANDERSON FARMS INC COM 800013104 155 3248 SH DEFINED 3 918 0 2330 SANDERSON FARMS INC COM 800013104 48 1000 SH DEFINED 5 1000 0 0 SANDISK CORP COM 80004C101 33 800 SH DEFINED 800 0 0 SANDISK CORP COM 80004C101 75 1800 SH DEFINED 1 1800 0 0 SANDISK CORP COM 80004C101 73 1757 SH DEFINED 15 1757 0 0 SANDISK CORP COM 80004C101 8220 198079 SH DEFINED 2 198079 0 0 SANDISK CORP COM 80004C101 2696 64957 SH DEFINED 3 48887 0 16070 SANDISK CORP COM 80004C101 2075 50000 CALL DEFINED 3 50000 0 0 SANDISK CORP COM 80004C101 94 2267 SH DEFINED 5 2267 0 0 SANDISK CORP COM 80004C101 1455 35070 SH SOLE 35070 0 0 SANDISK CORP NOTE 1.0 80004CAC5 212 219000 PRN DEFINED 3 219000 0 0 SANDISK CORP NOTE 1.0 80004CAC5 6764 7000000 PRN DEFINED 6 7000000 0 0 SANDISK CORP NOTE 1.5 80004CAD3 5 5000 PRN DEFINED 3 5000 0 0 SANDISK CORP NOTE 1.5 80004CAD3 7012 6600000 PRN DEFINED 6 6600000 0 0 SANDRIDGE ENERGY INC COM 80007P307 9 860 SH DEFINED 15 860 0 0 SANDRIDGE ENERGY INC COM 80007P307 264 24790 SH DEFINED 2 24790 0 0 SANDRIDGE ENERGY INC COM 80007P307 235 22062 SH DEFINED 3 0 0 22062 SANDRIDGE ENERGY INC COM 80007P307 235 22049 SH DEFINED 5 22049 0 0 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 874 33025 SH DEFINED 3 0 0 33025 SANDY SPRING BANCORP INC COM 800363103 51 2826 SH DEFINED 3 999 0 1827

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SANGAMO BIOSCIENCES INC COM 800677106 15 2575 SH DEFINED 3 2170 0 405 SANMINA SCI CORP COM NEW 800907206 39 3791 SH DEFINED 3 3339 0 452 SANOFI SPONSORED ADR 80105N105 241 6010 SH DEFINED 6010 0 0 SANOFI SPONSORED ADR 80105N105 60 1500 SH DEFINED 14 1500 0 0 SANOFI SPONSORED ADR 80105N105 735 18308 SH DEFINED 15 18308 0 0 SANOFI SPONSORED ADR 80105N105 996 24784 SH DEFINED 3 4580 0 20204 SANOFI SPONSORED ADR 80105N105 6756 168194 SH DEFINED 5 168194 0 0 SANOFI SPONSORED ADR 80105N105 20 500 SH DEFINED 7 0 500 0 SANOFI SPONSORED ADR 80105N105 623 15506 SH DEFINED 8 15506 0 0 SANOFI RIGHT 80105N113 15 6176 SH DEFINED 3 19 0 6157 12/31/2020 SANOFI RIGHT 80105N113 1 336 SH DEFINED 5 336 0 0 12/31/2020 SANTARUS INC COM 802817304 18 5210 SH DEFINED 3 2210 0 3000 SAP AG SPON ADR 803054204 3 45 SH DEFINED 45 0 0 SAP AG SPON ADR 803054204 66 1091 SH DEFINED 15 1091 0 0 SAP AG SPON ADR 803054204 1286 21201 SH DEFINED 2 21201 0 0 SAP AG SPON ADR 803054204 1793 29559 SH DEFINED 3 13555 0 16004 SAP AG SPON ADR 803054204 2828 46623 SH DEFINED 5 46623 0 0 SAP AG SPON ADR 803054204 1 20 SH DEFINED 7 0 20 0 SAP AG SPON ADR 803054204 7 114 SH DEFINED 8 114 0 0 SAPIENT CORP COM 803062108 1348 89700 SH DEFINED 1 89700 0 0 SAPIENT CORP COM 803062108 7 439 SH DEFINED 15 439 0 0 SAPIENT CORP COM 803062108 5 303 SH DEFINED 2 303 0 0 SAPIENT CORP COM 803062108 103 6822 SH DEFINED 3 4531 0 2291 SAPIENT CORP COM 803062108 321 21330 SH DEFINED 5 21330 0 0 SAPPI LTD SPON ADR NEW 803069202 45 8813 SH DEFINED 3 8813 0 0 SARA LEE CORP COM 803111103 9 500 SH DEFINED 11 500 0 0 SARA LEE CORP COM 803111103 171 9000 SH DEFINED 14 9000 0 0 SARA LEE CORP COM 803111103 5506 289917 SH DEFINED 2 289917 0 0 SARA LEE CORP COM 803111103 2258 118922 SH DEFINED 3 6944 0 111978 SARA LEE CORP COM 803111103 919 48400 SH DEFINED 5 48400 0 0 SASOL LTD SPONSORED ADR 803866300 193 3653 SH DEFINED 3653 0 0 SASOL LTD SPONSORED ADR 803866300 529 10000 SH DEFINED 14 10000 0 0 SASOL LTD SPONSORED ADR 803866300 10 181 SH DEFINED 15 181 0 0 SASOL LTD SPONSORED ADR 803866300 62 1165 SH DEFINED 2 1165 0 0 SASOL LTD SPONSORED ADR 803866300 1264 23898 SH DEFINED 3 1980 0 21918 SASOL LTD SPONSORED ADR 803866300 702 13273 SH DEFINED 5 13273 0 0 SATCON TECHNOLOGY CORP COM 803893106 14 5762 SH DEFINED 3 3762 0 2000 SAUER-DANFOSS INC COM 804137107 1 13 SH DEFINED 15 13 0 0 SAUER-DANFOSS INC COM 804137107 17 332 SH DEFINED 2 332 0 0 SAUER-DANFOSS INC COM 804137107 24 480 SH DEFINED 3 480 0 0 SAUL CTRS INC COM 804395101 56 1422 SH DEFINED 2 1422 0 0 SAUL CTRS INC COM 804395101 166 4205 SH DEFINED 3 305 0 3900 SAVIENT PHARMACEUTICALS INC COM 80517Q100 1242 165845 SH DEFINED 2 165845 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 26 3447 SH DEFINED 3 2947 0 500 SAVVIS INC COM NEW 805423308 22259 563093 SH DEFINED 3 562993 0 100 SCANA CORP NEW COM 80589M102 47 1183 SH DEFINED 1183 0 0 SCANA CORP NEW COM 80589M102 2 50 SH DEFINED 15 50 0 0 SCANA CORP NEW COM 80589M102 3814 96882 SH DEFINED 2 96882 0 0 SCANA CORP NEW COM 80589M102 1031 26186 SH DEFINED 3 1334 0 24852 SCANA CORP NEW COM 80589M102 130 3311 SH DEFINED 5 3311 0 0 SCANSOURCE INC COM 806037107 25163 671361 SH DEFINED 1 671361 0 0 SCANSOURCE INC COM 806037107 428 11422 SH DEFINED 3 1120 0 10302 SCANSOURCE INC COM 806037107 15439 411922 SH DEFINED 4 0 319432 92490 SCANSOURCE INC COM 806037107 72 1910 SH DEFINED 5 1910 0 0 SCANSOURCE INC COM 806037107 22 585 SH DEFINED 7 0 585 0 SCANSOURCE INC COM 806037107 403 10750 SH DEFINED 8 0 10750 0 SCHAWK INC CL A 806373106 8 489 SH DEFINED 3 489 0 0 SCHAWK INC CL A 806373106 215 13000 SH DEFINED 4 0 0 13000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SCHEIN HENRY INC COM 806407102 63 884 SH DEFINED 15 884 0 0 SCHEIN HENRY INC COM 806407102 4168 58223 SH DEFINED 2 58223 0 0 SCHEIN HENRY INC COM 806407102 2050 28641 SH DEFINED 3 0 0 28641 SCHEIN HENRY INC COM 806407102 1503 21000 SH DEFINED 4 0 3600 17400 SCHEIN HENRY INC COM 806407102 24 331 SH DEFINED 5 331 0 0 SCHIFF NUTRITION INTL INC COM 806693107 6 506 SH DEFINED 3 506 0 0 SCHIFF NUTRITION INTL INC COM 806693107 347 31000 SH DEFINED 4 0 0 31000 SCHLUMBERGER LTD COM 806857108 1623 18781 SH DEFINED 18781 0 0 SCHLUMBERGER LTD COM 806857108 60696 702496 SH DEFINED 1 702496 0 0 SCHLUMBERGER LTD COM 806857108 432 4997 SH DEFINED 10 4997 0 0 SCHLUMBERGER LTD COM 806857108 270 3125 SH DEFINED 11 3125 0 0 SCHLUMBERGER LTD COM 806857108 90 1045 SH DEFINED 12 0 0 1045 SCHLUMBERGER LTD COM 806857108 86 1000 SH DEFINED 13 1000 0 0 SCHLUMBERGER LTD COM 806857108 904 10461 SH DEFINED 14 10461 0 0 SCHLUMBERGER LTD COM 806857108 1242 14374 SH DEFINED 15 14374 0 0 SCHLUMBERGER LTD COM 806857108 46262 535437 SH DEFINED 16 535437 0 0 SCHLUMBERGER LTD COM 806857108 60186 696603 SH DEFINED 2 696603 0 0 SCHLUMBERGER LTD COM 806857108 72810 842710 SH DEFINED 3 727885 3151 111674 SCHLUMBERGER LTD COM 806857108 16848 195000 CALL DEFINED 3 195000 0 0 SCHLUMBERGER LTD COM 806857108 37912 438800 PUT DEFINED 3 438800 0 0 SCHLUMBERGER LTD COM 806857108 33099 383090 SH DEFINED 5 383090 0 0 SCHLUMBERGER LTD COM 806857108 1715 19850 SH DEFINED 7 0 19850 0 SCHLUMBERGER LTD COM 806857108 1048 12132 SH DEFINED 8 11292 840 0 SCHLUMBERGER LTD COM 806857108 79 913 SH DEFINED 9 913 0 0 SCHLUMBERGER LTD COM 806857108 5379 62260 SH DEFINED 5;1 62260 0 0 SCHLUMBERGER LTD COM 806857108 2727 31495 SH SOLE 31495 0 0 SCHNITZER STL INDS CL A 806882106 2 39 SH DEFINED 39 0 0 SCHNITZER STL INDS CL A 806882106 111 1933 SH DEFINED 2 1933 0 0 SCHOLASTIC CORP COM 807066105 225 8476 SH DEFINED 2 8476 0 0 SCHOLASTIC CORP COM 807066105 29 1102 SH DEFINED 3 1102 0 0 SCHOOL SPECIALTY INC COM 807863105 1 77 SH DEFINED 15 77 0 0 SCHOOL SPECIALTY INC COM 807863105 26 1825 SH DEFINED 3 1750 0 75 SCHOOL SPECIALTY INC COM 807863105 302 21000 SH DEFINED 4 0 0 21000 SCHULMAN A INC COM 808194104 32 1280 SH DEFINED 3 1280 0 0 SCHULMAN A INC COM 808194104 731 29000 SH DEFINED 4 0 0 29000 SCHWAB CHARLES CORP NEW COM 808513105 100 6087 SH DEFINED 6087 0 0 SCHWAB CHARLES CORP NEW COM 808513105 138 8389 SH DEFINED 10 8389 0 0 SCHWAB CHARLES CORP NEW COM 808513105 24 1464 SH DEFINED 11 1464 0 0 SCHWAB CHARLES CORP NEW COM 808513105 41 2495 SH DEFINED 12 0 0 2495 SCHWAB CHARLES CORP NEW COM 808513105 104 6347 SH DEFINED 15 6347 0 0 SCHWAB CHARLES CORP NEW COM 808513105 25 1499 SH DEFINED 16 1499 0 0 SCHWAB CHARLES CORP NEW COM 808513105 8468 514743 SH DEFINED 2 514743 0 0 SCHWAB CHARLES CORP NEW COM 808513105 843 51229 SH DEFINED 3 11853 0 39376 SCHWAB CHARLES CORP NEW COM 808513105 4069 247335 SH DEFINED 4 0 24365 222970 SCHWAB CHARLES CORP NEW COM 808513105 88 5371 SH DEFINED 5 5371 0 0 SCHWAB CHARLES CORP NEW COM 808513105 272 16535 SH DEFINED 7 0 16535 0 SCHWAB CHARLES CORP NEW COM 808513105 15 915 SH DEFINED 8 0 915 0 SCHWAB CHARLES CORP NEW COM 808513105 1087 66058 SH SOLE 66058 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 25 787 SH DEFINED 15 787 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2352 73443 SH DEFINED 3 68118 0 5325 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2266 71947 SH DEFINED 3 71512 0 435 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 309 9711 SH DEFINED 3 9711 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1016 34252 SH DEFINED 3 34252 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 15 545 SH DEFINED 3 0 0 545 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 84 2280 SH DEFINED 13 2280 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1785 48632 SH DEFINED 3 47367 0 1265 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 24 824 SH DEFINED 15 824 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 25 841 SH DEFINED 15 841 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 95 1812 SH DEFINED 15 1812 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 41 737 SH DEFINED 3 728 0 9

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SCHWEITZER-MAUDUIT INTL INC COM 808541106 8001 142500 SH DEFINED 4 0 29450 113050 SCICLONE PHARMACEUTICALS INC COM 80862K104 21 3434 SH DEFINED 3 1434 0 2000 SCIENTIFIC GAMES CORP CL A 80874P109 2 161 SH DEFINED 15 161 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 27 2613 SH DEFINED 3 2413 0 200 SCIQUEST INC NEW COM 80908T101 9 512 SH DEFINED 3 512 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 19 365 SH DEFINED 15 365 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 1277 24879 SH DEFINED 2 24879 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 48 940 SH DEFINED 3 0 0 940 SCOTTS MIRACLE GRO CO CL A 810186106 3 54 SH DEFINED 5 54 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 14 1413 SH DEFINED 3 1413 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 205 4187 SH DEFINED 2 4187 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 98 2011 SH DEFINED 3 1103 0 908 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 179 3660 SH DEFINED 5 3660 0 0 SEABOARD CORP COM 811543107 546 226 SH DEFINED 3 126 0 100 SEABOARD CORP COM 811543107 5 2 SH DEFINED 5 2 0 0 SEABRIGHT HOLDINGS INC COM 811656107 5 555 SH DEFINED 16 0 555 0 SEABRIGHT HOLDINGS INC COM 811656107 8 830 SH DEFINED 3 830 0 0 SEABRIGHT HOLDINGS INC COM 811656107 1656 167280 SH DEFINED 4 0 49700 117580 SEACHANGE INTL INC COM 811699107 6 580 SH DEFINED 15 580 0 0 SEACHANGE INTL INC COM 811699107 16 1526 SH DEFINED 2 1526 0 0 SEACHANGE INTL INC COM 811699107 12 1097 SH DEFINED 3 1097 0 0 SEACOAST BKG CORP FLA COM 811707306 34 22364 SH DEFINED 3 21924 0 440 SEACOR HOLDINGS INC COM 811904101 361 3615 SH DEFINED 2 3615 0 0 SEACOR HOLDINGS INC COM 811904101 54 538 SH DEFINED 3 0 0 538 SEABRIDGE GOLD INC COM 811916105 6 200 SH DEFINED 5 200 0 0 SEALED AIR CORP NEW COM 81211K100 3 145 SH DEFINED 15 145 0 0 SEALED AIR CORP NEW COM 81211K100 2429 102088 SH DEFINED 2 102088 0 0 SEALED AIR CORP NEW COM 81211K100 99 4144 SH DEFINED 3 1888 0 2256 SEALED AIR CORP NEW COM 81211K100 91 3827 SH DEFINED 5 3827 0 0 SEALY CORP COM 812139301 47 18704 SH DEFINED 2 18704 0 0 SEALY CORP COM 812139301 18 7051 SH DEFINED 3 2051 0 5000 SEARS HLDGS CORP COM 812350106 49 692 SH DEFINED 14 692 0 0 SEARS HLDGS CORP COM 812350106 51 715 SH DEFINED 16 715 0 0 SEARS HLDGS CORP COM 812350106 3737 52304 SH DEFINED 2 52304 0 0 SEARS HLDGS CORP COM 812350106 1255 17567 SH DEFINED 3 14000 0 3567 SEARS HLDGS CORP COM 812350106 2143 30000 PUT DEFINED 3 30000 0 0 SEARS HLDGS CORP COM 812350106 337 4719 SH DEFINED 5 4719 0 0 SEARS HLDGS CORP COM 812350106 3 45 SH DEFINED 7 0 45 0 SEARS HLDGS CORP COM 812350106 4 50 SH DEFINED 8 50 0 0 SEATTLE GENETICS INC COM 812578102 6 310 SH DEFINED 15 310 0 0 SEATTLE GENETICS INC COM 812578102 874 42577 SH DEFINED 3 13502 0 29075 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1331 33800 SH DEFINED 12 0 0 33800 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 14 350 SH DEFINED 14 350 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8 200 SH DEFINED 15 200 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2868 72842 SH DEFINED 3 59490 0 13352 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3543 90000 CALL DEFINED 3 90000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 39370 1000000 PUT DEFINED 3 1000000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 121 3072 SH DEFINED 5 3072 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 21 525 SH DEFINED 8 525 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2118 53800 SH SOLE 53800 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3937 100000 PUT SOLE 100000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 201 5660 SH DEFINED 5660 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4960 139600 SH DEFINED 12 0 0 139600 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6841 192542 SH DEFINED 3 100000 0 92542 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 811 22814 SH DEFINED 5 22814 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 391 11000 SH DEFINED 7 0 11000 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7017 224700 SH DEFINED 1 224700 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4344 139100 SH DEFINED 12 0 0 139100 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 49 1583 SH DEFINED 15 1583 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1621 51914 SH DEFINED 3 0 0 51914

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 517 16545 SH DEFINED 5 16545 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1773 44100 SH DEFINED 1 44100 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4214 104800 SH DEFINED 12 0 0 104800 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 16 400 SH DEFINED 14 400 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 27 675 SH DEFINED 15 675 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1337 33240 SH DEFINED 3 13180 0 20060 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 8444 210000 CALL DEFINED 3 210000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 40 1000 PUT DEFINED 3 1000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1095 27243 SH DEFINED 5 27243 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 71 1775 SH DEFINED 8 1775 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5862 77800 SH DEFINED 12 0 0 77800 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 14 180 SH DEFINED 14 180 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 104681 1389266 SH DEFINED 3 1301645 0 87621 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 7535 100000 CALL DEFINED 3 100000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4649 61700 PUT DEFINED 3 61700 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1133 15042 SH DEFINED 5 15042 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 157 1900 SH SOLE 1900 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 26373 350000 CALL SOLE 350000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 45964 610000 PUT SOLE 610000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3814 248440 SH DEFINED 248440 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5566 362600 SH DEFINED 12 0 0 362600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4 285 SH DEFINED 15 285 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13 875 SH DEFINED 16 875 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14304 931865 SH DEFINED 3 516971 0 414894 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 133085 8670000 CALL DEFINED 3 8670000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 64062 4173400 PUT DEFINED 3 4173400 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2786 181478 SH DEFINED 5 181478 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2456 160000 CALL DEFINED 5 160000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11 700 SH DEFINED 7 0 700 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1 45 SH DEFINED 8 45 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 34 2200 SH SOLE 2200 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 27553 1795000 CALL SOLE 1795000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 23793 1550000 PUT SOLE 1550000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 71866 1929800 SH DEFINED 1 1929800 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4621 124100 SH DEFINED 12 0 0 124100 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 13 350 SH DEFINED 14 350 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6 159 SH DEFINED 15 159 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 16789 450835 SH DEFINED 3 143720 0 307115 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1397 37500 CALL DEFINED 3 37500 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8193 220000 PUT DEFINED 3 220000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1773 47614 SH DEFINED 5 47614 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 42 1125 SH DEFINED 7 0 1125 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 69 1840 SH DEFINED 8 1840 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 99 3855 SH DEFINED 3855 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 7461 290300 SH DEFINED 12 0 0 290300 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 56 2179 SH DEFINED 15 2179 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 10 380 SH DEFINED 16 380 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 14432 561542 SH DEFINED 3 342489 0 219053 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 257 10000 PUT DEFINED 3 10000 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 7159 278559 SH DEFINED 5 278559 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 117 4550 SH DEFINED 7 0 4550 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 139 5405 SH DEFINED 8 5405 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 114 4425 SH SOLE 4425 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 18 550 SH DEFINED 550 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 54827 1637600 SH DEFINED 1 1637600 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1343 40100 SH DEFINED 12 0 0 40100 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 378 11300 SH DEFINED 14 11300 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 19 582 SH DEFINED 15 582 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 12879 384685 SH DEFINED 3 0 0 384685 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1014 30273 SH DEFINED 5 30273 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1101 32900 SH SOLE 32900 0 0 SELECT COMFORT CORP COM 81616X103 4 217 SH DEFINED 15 217 0 0 SELECT COMFORT CORP COM 81616X103 205 11386 SH DEFINED 3 2306 0 9080 SELECT COMFORT CORP COM 81616X103 251 13945 SH DEFINED 5 13945 0 0 SELECT MED HLDGS CORP COM 81619Q105 46 5240 SH DEFINED 2 5240 0 0 SELECT MED HLDGS CORP COM 81619Q105 119 13376 SH DEFINED 3 1856 0 11520 SELECTIVE INS GROUP INC COM 816300107 36 2240 SH DEFINED 3 2240 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 14 400 SH DEFINED 14 400 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 3 97 SH DEFINED 2 97 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 14074 412974 SH DEFINED 3 378457 0 34517 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 68 2000 CALL DEFINED 3 2000 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 72420 2125000 PUT DEFINED 3 2125000 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 235 6891 SH DEFINED 5 6891 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 140 4100 SH SOLE 4100 0 0 SEMGROUP CORP CL A 81663A105 16590 646262 SH SOLE 646262 0 0 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 326 81346 SH DEFINED 3 81346 0 0 SEMTECH CORP COM 816850101 5 189 SH DEFINED 15 189 0 0 SEMTECH CORP COM 816850101 1386 50691 SH DEFINED 2 50691 0 0 SEMTECH CORP COM 816850101 129 4710 SH DEFINED 3 2706 0 2004 SEMTECH CORP COM 816850101 222 8130 SH DEFINED 5 8130 0 0 SEMPRA ENERGY COM 816851109 25 470 SH DEFINED 470 0 0 SEMPRA ENERGY COM 816851109 20409 385941 SH DEFINED 1 385941 0 0 SEMPRA ENERGY COM 816851109 108 2039 SH DEFINED 10 2039 0 0 SEMPRA ENERGY COM 816851109 271 5133 SH DEFINED 15 5133 0 0 SEMPRA ENERGY COM 816851109 7385 139663 SH DEFINED 2 139663 0 0 SEMPRA ENERGY COM 816851109 7040 133131 SH DEFINED 3 2827 0 130304 SEMPRA ENERGY COM 816851109 14063 265945 SH DEFINED 4 0 58575 207370 SEMPRA ENERGY COM 816851109 141 2657 SH DEFINED 5 2657 0 0 SEMPRA ENERGY COM 816851109 915 17300 SH DEFINED 7 0 17300 0 SEMPRA ENERGY COM 816851109 49 935 SH DEFINED 8 300 635 0 SEMPRA ENERGY COM 816851109 203 3833 SH SOLE 3833 0 0 SENECA FOODS CORP NEW CL A 817070501 71 2770 SH DEFINED 3 2670 0 100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1 49 SH DEFINED 49 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2 80 SH DEFINED 15 80 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1111 47465 SH DEFINED 2 47465 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1165 49750 SH DEFINED 3 0 0 49750 SENOMYX INC COM 81724Q107 8 1641 SH DEFINED 3 1641 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 1 16 SH DEFINED 15 16 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 1382 37271 SH DEFINED 2 37271 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 85 2297 SH DEFINED 3 2076 0 221 SENSIENT TECHNOLOGIES CORP COM 81725T100 70 1900 SH DEFINED 5 1900 0 0 SEQUENOM INC COM NEW 817337405 61 8029 SH DEFINED 3 4109 0 3920 SEQUENOM INC COM NEW 817337405 26 3500 SH DEFINED 5 3500 0 0 SERVICE CORP INTL COM 817565104 1029 88096 SH DEFINED 2 88096 0 0 SERVICE CORP INTL COM 817565104 46 3900 SH DEFINED 5 3900 0 0 SERVICE CORP INTL COM 817565104 23 2000 SH DEFINED 8 2000 0 0 SERVICESOURCE INTL LLC COM 81763U100 9 414 SH DEFINED 3 414 0 0 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 20 6234 SH DEFINED 3 0 0 6234 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 90 2326 SH DEFINED 2 2326 0 0 SHANDA GAMES LTD SP ADR REPTG A 81941U105 13 2050 SH DEFINED 3 0 0 2050 SHAW GROUP INC COM 820280105 18 603 SH DEFINED 15 603 0 0 SHAW GROUP INC COM 820280105 1390 45997 SH DEFINED 2 45997 0 0 SHAW GROUP INC COM 820280105 522 17266 SH DEFINED 3 0 0 17266 SHAW GROUP INC COM 820280105 34 1121 SH DEFINED 5 1121 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 409 17910 SH DEFINED 17910 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 540947 23694584 SH DEFINED 1 23694584 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 68 3000 SH DEFINED 12 0 0 3000 SHAW COMMUNICATIONS INC CL B CONV 82028K200 203911 8931734 SH DEFINED 5 8931734 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 3970 173900 CALL DEFINED 5 173900 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 11 500 PUT DEFINED 5 500 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SHAW COMMUNICATIONS INC CL B CONV 82028K200 9073 397410 SH DEFINED 7 0 397410 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 3576 156647 SH DEFINED 8 132147 24500 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 472 20675 SH DEFINED 9 20675 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 42420 1858103 SH DEFINED 5;1 1858103 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 349698 15318568 SH SOLE 15318568 0 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 17 986 SH DEFINED 3 986 0 0 SHERWIN WILLIAMS CO COM 824348106 1929 23000 SH DEFINED 14 23000 0 0 SHERWIN WILLIAMS CO COM 824348106 21 246 SH DEFINED 15 246 0 0 SHERWIN WILLIAMS CO COM 824348106 4062 48438 SH DEFINED 2 48438 0 0 SHERWIN WILLIAMS CO COM 824348106 533 6352 SH DEFINED 3 1090 0 5262 SHERWIN WILLIAMS CO COM 824348106 1 17 SH DEFINED 5 17 0 0 SHILOH INDS INC COM 824543102 2 223 SH DEFINED 3 223 0 0 SHILOH INDS INC COM 824543102 485 45000 SH DEFINED 4 0 0 45000 SHINER INTL INC COM 824568109 20 24245 SH DEFINED 13 24245 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 201 2092 SH DEFINED 10 2092 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 19 203 SH DEFINED 11 203 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 26 275 SH DEFINED 15 275 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 33 339 SH DEFINED 16 339 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 1 11 SH DEFINED 3 0 0 11 SHIRE PLC SPONSORED ADR 82481R106 6 61 SH DEFINED 61 0 0 SHIRE PLC SPONSORED ADR 82481R106 7 79 SH DEFINED 15 79 0 0 SHIRE PLC SPONSORED ADR 82481R106 66 698 SH DEFINED 3 0 0 698 SHIRE PLC SPONSORED ADR 82481R106 616 6537 SH DEFINED 5 6537 0 0 SHIRE PLC SPONSORED ADR 82481R106 14 151 SH DEFINED 7 0 151 0 SHOE CARNIVAL INC COM 824889109 15 500 SH DEFINED 15 500 0 0 SHOE CARNIVAL INC COM 824889109 11 380 SH DEFINED 3 380 0 0 SHORETEL INC COM 825211105 3 311 SH DEFINED 2 311 0 0 SHORETEL INC COM 825211105 20 1956 SH DEFINED 3 1956 0 0 SHUFFLE MASTER INC COM 825549108 386 41225 SH DEFINED 2 41225 0 0 SHUFFLE MASTER INC COM 825549108 21 2241 SH DEFINED 3 2241 0 0 SHUFFLE MASTER INC COM 825549108 4821 515306 SH DEFINED 4 0 402326 112980 SHUTTERFLY INC COM 82568P304 74 1286 SH DEFINED 2 1286 0 0 SHUTTERFLY INC COM 82568P304 79 1377 SH DEFINED 3 1236 0 141 SIEMENS A G SPONSORED ADR 826197501 32 236 SH DEFINED 236 0 0 SIEMENS A G SPONSORED ADR 826197501 516 3750 SH DEFINED 12 0 0 3750 SIEMENS A G SPONSORED ADR 826197501 57 417 SH DEFINED 15 417 0 0 SIEMENS A G SPONSORED ADR 826197501 28 200 SH DEFINED 16 0 200 0 SIEMENS A G SPONSORED ADR 826197501 2547 18522 SH DEFINED 3 0 0 18522 SIEMENS A G SPONSORED ADR 826197501 13065 95000 SH DEFINED 5 95000 0 0 SIEMENS A G SPONSORED ADR 826197501 29 208 SH DEFINED 7 0 208 0 SIEMENS A G SPONSORED ADR 826197501 217 1579 SH DEFINED 8 1579 0 0 SIEMENS A G SPONSORED ADR 826197501 9105 66204 SH DEFINED 5;1 66204 0 0 SIERRA BANCORP COM 82620P102 6 493 SH DEFINED 3 493 0 0 SIERRA WIRELESS INC COM 826516106 140 12006 SH DEFINED 3 0 0 12006 SIERRA WIRELESS INC COM 826516106 481 41183 SH DEFINED 5 41183 0 0 SIERRA WIRELESS INC COM 826516106 12 1000 CALL DEFINED 5 1000 0 0 SIERRA WIRELESS INC COM 826516106 2 167 SH DEFINED 8 167 0 0 SIGMA ALDRICH CORP COM 826552101 33 448 SH DEFINED 15 448 0 0 SIGMA ALDRICH CORP COM 826552101 5619 76571 SH DEFINED 2 76571 0 0 SIGMA ALDRICH CORP COM 826552101 2011 27401 SH DEFINED 3 1475 0 25926 SIGMA ALDRICH CORP COM 826552101 1203 16400 SH DEFINED 4 0 2800 13600 SIGMA ALDRICH CORP COM 826552101 1181 16088 SH DEFINED 5 16088 0 0 SIGMA ALDRICH CORP COM 826552101 13 180 SH DEFINED 8 180 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 50 SH DEFINED 3 0 0 50 SIGMA DESIGNS INC COM 826565103 3 450 SH DEFINED 16 450 0 0 SIGMA DESIGNS INC COM 826565103 129 16826 SH DEFINED 2 16826 0 0 SIGMA DESIGNS INC COM 826565103 18 2319 SH DEFINED 3 1319 0 1000 SIGMATRON INTL INC COM 82661L101 321 70000 SH DEFINED 4 0 0 70000 SIGNATURE BK NEW YORK N Y COM 82669G104 3 52 SH DEFINED 52 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 6 105 SH DEFINED 15 105 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SIGNATURE BK NEW YORK N Y COM 82669G104 240 4197 SH DEFINED 2 4197 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 118 2061 SH DEFINED 3 1715 0 346 SIGA TECHNOLOGIES INC COM 826917106 319 32722 SH DEFINED 2 32722 0 0 SIGA TECHNOLOGIES INC COM 826917106 982 100805 SH DEFINED 3 1426 0 99379 SILICON LABORATORIES INC COM 826919102 0 8 SH DEFINED 15 8 0 0 SILICON LABORATORIES INC COM 826919102 276 6680 SH DEFINED 2 6680 0 0 SILICON LABORATORIES INC COM 826919102 25 610 SH DEFINED 3 0 0 610 SILGAN HOLDINGS INC COM 827048109 3 62 SH DEFINED 62 0 0 SILGAN HOLDINGS INC COM 827048109 3646 89000 SH DEFINED 1 89000 0 0 SILGAN HOLDINGS INC COM 827048109 1 21 SH DEFINED 15 21 0 0 SILGAN HOLDINGS INC COM 827048109 1075 26243 SH DEFINED 2 26243 0 0 SILGAN HOLDINGS INC COM 827048109 43 1056 SH DEFINED 3 0 0 1056 SILGAN HOLDINGS INC COM 827048109 6 154 SH DEFINED 5 154 0 0 SILICON IMAGE INC COM 82705T102 1 148 SH DEFINED 15 148 0 0 SILICON IMAGE INC COM 82705T102 120 18563 SH DEFINED 2 18563 0 0 SILICON IMAGE INC COM 82705T102 274 42434 SH DEFINED 3 3297 0 39137 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 293 27324 SH DEFINED 3 0 0 27324 SILICON GRAPHICS INTL CORP COM 82706L108 37 2166 SH DEFINED 2 2166 0 0 SILICON GRAPHICS INTL CORP COM 82706L108 22 1285 SH DEFINED 3 1285 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 247 39771 SH DEFINED 2 39771 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 0 3 SH DEFINED 5 3 0 0 SILVER STD RES INC COM 82823L106 64 2400 SH DEFINED 2400 0 0 SILVER STD RES INC COM 82823L106 2346 87900 SH DEFINED 1 87900 0 0 SILVER STD RES INC COM 82823L106 11 425 SH DEFINED 15 425 0 0 SILVER STD RES INC COM 82823L106 1335 50000 SH DEFINED 16 50000 0 0 SILVER STD RES INC COM 82823L106 257 9628 SH DEFINED 3 1 0 9627 SILVER STD RES INC COM 82823L106 149 5586 SH DEFINED 5 5586 0 0 SILVER STD RES INC COM 82823L106 32 1200 CALL DEFINED 5 1200 0 0 SILVER STD RES INC COM 82823L106 160 6000 PUT DEFINED 5 6000 0 0 SILVER STD RES INC COM 82823L106 160 6000 SH DEFINED 8 6000 0 0 SILVER WHEATON CORP COM 828336107 378 11460 SH DEFINED 11460 0 0 SILVER WHEATON CORP COM 828336107 171168 5186908 SH DEFINED 1 5186908 0 0 SILVER WHEATON CORP COM 828336107 20 600 SH DEFINED 12 0 0 600 SILVER WHEATON CORP COM 828336107 45 1350 SH DEFINED 14 1350 0 0 SILVER WHEATON CORP COM 828336107 34 1032 SH DEFINED 15 1032 0 0 SILVER WHEATON CORP COM 828336107 16 475 SH DEFINED 16 450 25 0 SILVER WHEATON CORP COM 828336107 229 6941 SH DEFINED 2 6941 0 0 SILVER WHEATON CORP COM 828336107 17741 537616 SH DEFINED 3 433444 0 104172 SILVER WHEATON CORP COM 828336107 1063 32200 CALL DEFINED 3 32200 0 0 SILVER WHEATON CORP COM 828336107 13530 410000 PUT DEFINED 3 410000 0 0 SILVER WHEATON CORP COM 828336107 21518 652048 SH DEFINED 5 652048 0 0 SILVER WHEATON CORP COM 828336107 809 24500 CALL DEFINED 5 24500 0 0 SILVER WHEATON CORP COM 828336107 89 2700 PUT DEFINED 5 2700 0 0 SILVER WHEATON CORP COM 828336107 10968 332365 SH DEFINED 7 0 332365 0 SILVER WHEATON CORP COM 828336107 2526 76550 SH DEFINED 8 70275 6275 0 SILVER WHEATON CORP COM 828336107 1649 49974 SH SOLE 49974 0 0 SILVERCORP METALS INC COM 82835P103 5961 635500 SH DEFINED 1 635500 0 0 SILVERCORP METALS INC COM 82835P103 427 45488 SH DEFINED 2 45488 0 0 SILVERCORP METALS INC COM 82835P103 38 4000 SH DEFINED 3 0 0 4000 SILVERCORP METALS INC COM 82835P103 821 87557 SH DEFINED 5 87557 0 0 SILVERCORP METALS INC COM 82835P103 63 6700 CALL DEFINED 5 6700 0 0 SILVERCORP METALS INC COM 82835P103 584 62300 PUT DEFINED 5 62300 0 0 SILVERCORP METALS INC COM 82835P103 108 11500 SH DEFINED 8 11500 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 21 819 SH DEFINED 3 719 0 100 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 359 14000 SH DEFINED 4 0 0 14000 SIMON PPTY GROUP INC NEW COM 828806109 125 1077 SH DEFINED 1077 0 0 SIMON PPTY GROUP INC NEW COM 828806109 13 110 SH DEFINED 15 110 0 0 SIMON PPTY GROUP INC NEW COM 828806109 14081 121145 SH DEFINED 2 121145 0 0 SIMON PPTY GROUP INC NEW COM 828806109 3154 27135 SH DEFINED 3 3426 0 23709 SIMON PPTY GROUP INC NEW COM 828806109 3487 30000 CALL DEFINED 3 30000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SIMON PPTY GROUP INC NEW COM 828806109 16853 145000 PUT DEFINED 3 145000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 16262 139911 SH DEFINED 4 0 30768 109143 SIMON PPTY GROUP INC NEW COM 828806109 52 447 SH DEFINED 5 447 0 0 SIMON PPTY GROUP INC NEW COM 828806109 26 227 SH DEFINED 8 227 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 3 114 SH DEFINED 15 114 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 52 1725 SH DEFINED 3 1725 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 12268 410709 SH DEFINED 4 0 319109 91600 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 249 13132 SH DEFINED 3 12732 0 400 SINCLAIR BROADCAST GROUP INC CL A 829226109 6 530 SH DEFINED 15 530 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 229 20855 SH DEFINED 3 2092 0 18763 SINCLAIR BROADCAST GROUP INC CL A 829226109 145 13180 SH DEFINED 5 13180 0 0 SINGAPORE FD INC COM 82929L109 261 17983 SH DEFINED 3 0 0 17983 SINGAPORE FD INC COM 82929L109 10 700 SH DEFINED 5 700 0 0 SINOCOKING COAL & COKE CH IN COM 829357102 25 5451 SH DEFINED 3 0 0 5451 SINOHUB INC COM 82935L101 0 100 SH DEFINED 3 100 0 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 50 1143 SH DEFINED 3 1143 0 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 13 300 SH DEFINED 5 300 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 94 1764 SH DEFINED 2 1764 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 34 635 SH DEFINED 3 0 0 635 SIRONA DENTAL SYSTEMS INC COM 82966C103 12 217 SH DEFINED 5 217 0 0 SIRIUS XM RADIO INC COM 82967N108 174 79483 SH DEFINED 2 79483 0 0 SIRIUS XM RADIO INC COM 82967N108 451 206050 SH DEFINED 3 48598 0 157452 SIRIUS XM RADIO INC COM 82967N108 1070 488400 CALL DEFINED 3 488400 0 0 SIRIUS XM RADIO INC COM 82967N108 1095 500000 PUT DEFINED 3 500000 0 0 SIRIUS XM RADIO INC COM 82967N108 4 1810 SH DEFINED 5 1810 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 517 6909 SH DEFINED 3 6909 0 0 SKECHERS U S A INC CL A 830566105 2333 161137 SH DEFINED 2 161137 0 0 SKECHERS U S A INC CL A 830566105 890 61478 SH DEFINED 3 58353 0 3125 SKILLED HEALTHCARE GROUP INC CL A 83066R107 8 800 SH DEFINED 2 800 0 0 SKILLED HEALTHCARE GROUP INC CL A 83066R107 251 26516 SH DEFINED 3 803 0 25713 SKILLED HEALTHCARE GROUP INC CL A 83066R107 5 487 SH DEFINED 5 487 0 0 SKYLINE CORP COM 830830105 5 284 SH DEFINED 3 284 0 0 SKYWEST INC COM 830879102 15 991 SH DEFINED 15 991 0 0 SKYWEST INC COM 830879102 33 2194 SH DEFINED 3 2194 0 0 SKYWEST INC COM 830879102 30 2000 SH DEFINED 5 2000 0 0 SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 0 100 SH DEFINED 3 100 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2 96 SH DEFINED 15 96 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 25 1083 SH DEFINED 16 1005 78 0 SKYWORKS SOLUTIONS INC COM 83088M102 4691 204152 SH DEFINED 2 204152 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 935 40695 SH DEFINED 3 0 0 40695 SKYWORKS SOLUTIONS INC COM 83088M102 2682 116721 SH DEFINED 4 0 43600 73121 SKYWORKS SOLUTIONS INC COM 83088M102 147 6400 SH DEFINED 5 6400 0 0 SMART BALANCE INC COM 83169Y108 63 12088 SH DEFINED 2 12088 0 0 SMART BALANCE INC COM 83169Y108 40 7768 SH DEFINED 3 2468 0 5300 SMARTHEAT INC COM 83172F104 213 167689 SH DEFINED 2 167689 0 0 SMARTHEAT INC COM 83172F104 3 2600 SH DEFINED 3 0 0 2600 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 1 257 SH DEFINED 15 257 0 0 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 181 31700 SH DEFINED 3 0 0 31700 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 314 55091 SH DEFINED 5 55091 0 0 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 2166 380020 SH DEFINED 7 0 380020 0 SMITH & WESSON HLDG CORP COM 831756101 85 28354 SH DEFINED 2 28354 0 0 SMITH & WESSON HLDG CORP COM 831756101 10 3499 SH DEFINED 3 2499 0 1000 SMITH & WESSON HLDG CORP NOTE 4.000 831756AB7 340 341000 PRN DEFINED 3 341000 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 5931 109506 SH DEFINED 13 109506 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 2 31 SH DEFINED 15 31 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 991 18291 SH DEFINED 2 18291 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 133 2450 SH DEFINED 3 0 0 2450 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 640 11808 SH DEFINED 5 11808 0 0 SMITH A O COM 831865209 0 8 SH DEFINED 15 8 0 0 SMITH A O COM 831865209 193 4556 SH DEFINED 3 1577 0 2979

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SMITH MICRO SOFTWARE INC COM 832154108 475 112833 SH DEFINED 2 112833 0 0 SMITH MICRO SOFTWARE INC COM 832154108 7 1688 SH DEFINED 3 1488 0 200 SMITHFIELD FOODS INC COM 832248108 5 247 SH DEFINED 15 247 0 0 SMITHFIELD FOODS INC COM 832248108 1910 87322 SH DEFINED 2 87322 0 0 SMITHFIELD FOODS INC COM 832248108 2529 115643 SH DEFINED 3 108093 0 7550 SMITHFIELD FOODS INC COM 832248108 8311 380000 CALL DEFINED 3 380000 0 0 SMITHFIELD FOODS INC COM 832248108 4374 200000 PUT DEFINED 3 200000 0 0 SMITHFIELD FOODS INC COM 832248108 183 8365 SH DEFINED 5 8365 0 0 SMITHFIELD FOODS INC NOTE 4.000 832248AR9 347 295000 PRN DEFINED 3 295000 0 0 SMUCKER J M CO COM NEW 832696405 4448 58190 SH DEFINED 3 1343 0 56847 SMUCKER J M CO COM NEW 832696405 49 640 SH DEFINED 5 640 0 0 SMUCKER J M CO COM NEW 832696405 8 99 SH DEFINED 9 99 0 0 SMUCKER J M CO COM NEW 832696405 1 14 SH DEFINED 14 0 0 SMUCKER J M CO COM NEW 832696405 16 203 SH DEFINED 15 203 0 0 SMUCKER J M CO COM NEW 832696405 6851 89630 SH DEFINED 2 89630 0 0 SNAP ON INC COM 833034101 3 41 SH DEFINED 15 41 0 0 SNAP ON INC COM 833034101 500 8000 SH DEFINED 16 8000 0 0 SNAP ON INC COM 833034101 3703 59274 SH DEFINED 3 723 0 58551 SNAP ON INC COM 833034101 7 116 SH DEFINED 5 116 0 0 SNYDERS-LANCE INC COM 833551104 42 1959 SH DEFINED 3 1959 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1 20 SH DEFINED 15 20 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 206 3187 SH DEFINED 16 3187 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2840 43883 SH DEFINED 3 43033 0 850 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 943 14564 SH DEFINED 5 14564 0 0 SOCKET MOBILE INC COM NEW 83368E200 84 39540 SH DEFINED 16 39540 0 0 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 2 32 SH DEFINED 3 32 0 0 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 25 500 SH DEFINED 5 500 0 0 SOHU COM INC COM 83408W103 17 236 SH DEFINED 16 236 0 0 SOHU COM INC COM 83408W103 395 5472 SH DEFINED 2 5472 0 0 SOHU COM INC COM 83408W103 73 1010 SH DEFINED 3 0 0 1010 SOHU COM INC COM 83408W103 33 450 SH DEFINED 5 450 0 0 SOLAR CAP LTD COM 83413U100 207 8392 SH DEFINED 3 1513 0 6879 SOLARWINDS INC COM 83416B109 876 33500 SH DEFINED 1 33500 0 0 SOLARWINDS INC COM 83416B109 88 3352 SH DEFINED 3 2363 0 989 SOLAR SR CAP LTD COM 83416M105 6 322 SH DEFINED 3 322 0 0 SOLERA HOLDINGS INC COM 83421A104 2 32 SH DEFINED 32 0 0 SOLERA HOLDINGS INC COM 83421A104 314 5300 SH DEFINED 1 5300 0 0 SOLERA HOLDINGS INC COM 83421A104 1561 26382 SH DEFINED 2 26382 0 0 SOLERA HOLDINGS INC COM 83421A104 30 510 SH DEFINED 3 0 0 510 SOLERA HOLDINGS INC COM 83421A104 3 59 SH DEFINED 5 59 0 0 SOLUTIA INC *W EXP 834376147 0 85 SH DEFINED 3 0 0 85 02/27/201 SOLUTIA INC COM NEW 834376501 1 62 SH DEFINED 15 62 0 0 SOLUTIA INC COM NEW 834376501 135 5895 SH DEFINED 2 5895 0 0 SOLUTIA INC COM NEW 834376501 5537 242310 SH DEFINED 4 0 53855 188455 SOLUTIA INC COM NEW 834376501 6 245 SH DEFINED 5 245 0 0 SOLTA MED INC COM 83438K103 7 2513 SH DEFINED 3 2513 0 0 SONDE RES CORP COM 835426107 2 600 SH DEFINED 3 0 0 600 SONIC CORP COM 835451105 238 22386 SH DEFINED 2 22386 0 0 SONIC CORP COM 835451105 71 6663 SH DEFINED 3 2563 0 4100 SONIC CORP COM 835451105 250 23512 SH SOLE 23512 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 235 16072 SH DEFINED 3 16072 0 0 SONIC AUTOMOTIVE INC NOTE 5.000 83545GAQ5 471 355000 PRN DEFINED 3 355000 0 0 SONOCO PRODS CO COM 835495102 965 27166 SH DEFINED 2 27166 0 0 SONOCO PRODS CO COM 835495102 3913 110089 SH DEFINED 3 0 0 110089 SONOCO PRODS CO COM 835495102 147 4145 SH DEFINED 5 4145 0 0 SONOSITE INC COM 83568G104 220 6266 SH DEFINED 3 573 0 5693 SONOSITE INC COM 83568G104 7436 211433 SH DEFINED 4 0 164023 47410 SONY CORP ADR NEW 835699307 273 10353 SH DEFINED 10353 0 0 SONY CORP ADR NEW 835699307 146 5521 SH DEFINED 15 5521 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SONY CORP ADR NEW 835699307 32 1210 SH DEFINED 16 990 220 0 SONY CORP ADR NEW 835699307 497 18821 SH DEFINED 2 18821 0 0 SONY CORP ADR NEW 835699307 186 7031 SH DEFINED 3 0 0 7031 SONY CORP ADR NEW 835699307 238 9015 SH DEFINED 5 9015 0 0 SONY CORP ADR NEW 835699307 12 470 SH DEFINED 7 0 470 0 SONY CORP ADR NEW 835699307 8 300 SH DEFINED 8 300 0 0 SOTHEBYS COM 835898107 3476 79900 SH DEFINED 1 79900 0 0 SOTHEBYS COM 835898107 16 368 SH DEFINED 15 368 0 0 SOTHEBYS COM 835898107 174 4000 SH DEFINED 16 4000 0 0 SOTHEBYS COM 835898107 1084 24929 SH DEFINED 2 24929 0 0 SOTHEBYS COM 835898107 122 2802 SH DEFINED 3 2802 0 0 SOTHEBYS NOTE 3.125 835898AC1 253 180000 PRN DEFINED 3 180000 0 0 SONUS NETWORKS INC COM 835916107 33 10189 SH DEFINED 3 8752 0 1437 SOURCE CAP INC COM 836144105 123 2135 SH DEFINED 3 0 0 2135 SOURCEFIRE INC COM 83616T108 1 37 SH DEFINED 37 0 0 SOURCEFIRE INC COM 83616T108 547 18400 SH DEFINED 1 18400 0 0 SOURCEFIRE INC COM 83616T108 35 1179 SH DEFINED 3 1179 0 0 SOUTH JERSEY INDS INC COM 838518108 5 89 SH DEFINED 15 89 0 0 SOUTH JERSEY INDS INC COM 838518108 90 1653 SH DEFINED 3 1242 0 411 SOUTH JERSEY INDS INC COM 838518108 453 8336 SH DEFINED 5 8336 0 0 SOUTHERN CO COM 842587107 258 6389 SH DEFINED 6389 0 0 SOUTHERN CO COM 842587107 22593 559500 SH DEFINED 1 559500 0 0 SOUTHERN CO COM 842587107 20 500 SH DEFINED 12 0 0 500 SOUTHERN CO COM 842587107 432 10703 SH DEFINED 15 10703 0 0 SOUTHERN CO COM 842587107 17688 438040 SH DEFINED 2 438040 0 0 SOUTHERN CO COM 842587107 8945 221527 SH DEFINED 3 10008 0 211519 SOUTHERN CO COM 842587107 2625 65000 CALL DEFINED 3 65000 0 0 SOUTHERN CO COM 842587107 2822 69891 SH DEFINED 5 69891 0 0 SOUTHERN CO COM 842587107 97 2400 SH DEFINED 7 0 2400 0 SOUTHERN CO COM 842587107 1318 32640 SH DEFINED 8 32040 600 0 SOUTHERN CMNTY FINL CORP COM 842632101 35 32000 SH DEFINED 4 0 0 32000 SOUTHERN COPPER CORP COM 84265V105 247 7500 SH DEFINED 7500 0 0 SOUTHERN COPPER CORP COM 84265V105 97 2937 SH DEFINED 13 2937 0 0 SOUTHERN COPPER CORP COM 84265V105 7 200 SH DEFINED 15 200 0 0 SOUTHERN COPPER CORP COM 84265V105 3949 120129 SH DEFINED 3 110523 0 9606 SOUTHERN COPPER CORP COM 84265V105 5358 163000 CALL DEFINED 3 163000 0 0 SOUTHERN COPPER CORP COM 84265V105 5522 168000 PUT DEFINED 3 168000 0 0 SOUTHERN COPPER CORP COM 84265V105 3498 106406 SH DEFINED 5 106406 0 0 SOUTHERN COPPER CORP COM 84265V105 36 1100 SH DEFINED 8 1100 0 0 SOUTHERN COPPER CORP COM 84265V105 105 3180 SH SOLE 3180 0 0 SOUTHERN FIRST BANCSHARES IN COM 842873101 18 2100 SH DEFINED 3 0 0 2100 SOUTHERN UN CO NEW COM 844030106 16 410 SH DEFINED 16 410 0 0 SOUTHERN UN CO NEW COM 844030106 1360 33867 SH DEFINED 2 33867 0 0 SOUTHERN UN CO NEW COM 844030106 935 23276 SH DEFINED 3 0 0 23276 SOUTHERN UN CO NEW COM 844030106 7 162 SH DEFINED 5 162 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 2 79 SH DEFINED 15 79 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 15 739 SH DEFINED 3 682 0 57 SOUTHWEST AIRLS CO COM 844741108 4 355 SH DEFINED 15 355 0 0 SOUTHWEST AIRLS CO COM 844741108 7296 638844 SH DEFINED 2 638844 0 0 SOUTHWEST AIRLS CO COM 844741108 2383 208629 SH DEFINED 3 11470 0 197159 SOUTHWEST AIRLS CO COM 844741108 30 2638 SH DEFINED 5 2638 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 8 806 SH DEFINED 3 806 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 375 38300 SH DEFINED 4 0 0 38300 SOUTHWEST GAS CORP COM 844895102 3 65 SH DEFINED 16 0 65 0 SOUTHWEST GAS CORP COM 844895102 427 11048 SH DEFINED 2 11048 0 0 SOUTHWEST GAS CORP COM 844895102 108 2808 SH DEFINED 3 1902 0 906 SOUTHWESTERN ENERGY CO COM 845467109 30663 715100 SH DEFINED 1 715100 0 0 SOUTHWESTERN ENERGY CO COM 845467109 34 800 SH DEFINED 15 800 0 0 SOUTHWESTERN ENERGY CO COM 845467109 8026 187181 SH DEFINED 2 187181 0 0 SOUTHWESTERN ENERGY CO COM 845467109 4924 114831 SH DEFINED 3 96077 0 18754

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SOUTHWESTERN ENERGY CO COM 845467109 15141 353100 PUT DEFINED 3 353100 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1379 32160 SH DEFINED 5 32160 0 0 SOUTHWESTERN ENERGY CO COM 845467109 128 2978 SH DEFINED 8 2978 0 0 SOVRAN SELF STORAGE INC COM 84610H108 2 39 SH DEFINED 39 0 0 SOVRAN SELF STORAGE INC COM 84610H108 120 2915 SH DEFINED 2 2915 0 0 SOVRAN SELF STORAGE INC COM 84610H108 261 6365 SH DEFINED 3 1148 0 5217 SOVRAN SELF STORAGE INC COM 84610H108 21 500 SH DEFINED 5 500 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 528 765000 SH DEFINED 12 0 0 765000 SPANSION INC COM CL A NEW 84649R200 40 2087 SH DEFINED 3 2087 0 0 SPARTAN MTRS INC COM 846819100 7 1383 SH DEFINED 3 1383 0 0 SPARTAN STORES INC COM 846822104 103 5287 SH DEFINED 3 937 0 4350 SPARTAN STORES INC COM 846822104 430 22000 SH DEFINED 4 0 0 22000 SPARTECH CORP COM NEW 847220209 8 1280 SH DEFINED 3 1280 0 0 SPARTECH CORP COM NEW 847220209 274 45000 SH DEFINED 4 0 0 45000 SPARTON CORP COM 847235108 251 24603 SH DEFINED 3 0 0 24603 SPECTRA ENERGY CORP COM 847560109 57 2097 SH DEFINED 2097 0 0 SPECTRA ENERGY CORP COM 847560109 9032 329500 SH DEFINED 1 329500 0 0 SPECTRA ENERGY CORP COM 847560109 122 4458 SH DEFINED 15 4458 0 0 SPECTRA ENERGY CORP COM 847560109 11099 404908 SH DEFINED 2 404908 0 0 SPECTRA ENERGY CORP COM 847560109 14002 510848 SH DEFINED 3 11241 0 499607 SPECTRA ENERGY CORP COM 847560109 672 24534 SH DEFINED 5 24534 0 0 SPECTRA ENERGY CORP COM 847560109 48 1769 SH DEFINED 7 0 1769 0 SPECTRA ENERGY CORP COM 847560109 31 1114 SH DEFINED 8 1114 0 0 SPECTRA ENERGY CORP COM 847560109 5 194 SH DEFINED 9 194 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 9 280 SH DEFINED 280 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 48 1500 SH DEFINED 15 1500 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 1133 35605 SH DEFINED 2 35605 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 283 8895 SH DEFINED 3 0 0 8895 SPECTRANETICS CORP COM 84760C107 266 42733 SH DEFINED 3 1383 0 41350 SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 8 SH DEFINED 8 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 24 2573 SH DEFINED 2 2573 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 270 29124 SH DEFINED 3 2159 0 26965 SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 2 SH DEFINED 5 2 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 22 693 SH DEFINED 3 693 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 19 1322 SH DEFINED 2 1322 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 10 690 SH DEFINED 3 490 0 200 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 750 34082 SH DEFINED 2 34082 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 24 1077 SH DEFINED 5 1077 0 0 SPIRIT AIRLS INC COM 848577102 8 646 SH DEFINED 3 646 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 4 266 SH DEFINED 3 0 0 266 SPRINT NEXTEL CORP COM SER 1 852061100 146 27048 SH DEFINED 27048 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 12562 2330700 SH DEFINED 1 2330700 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 23 4198 SH DEFINED 15 4198 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 43 8000 SH DEFINED 16 8000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 8902 1651580 SH DEFINED 2 1651580 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 9081 1684854 SH DEFINED 3 491898 0 1192956 SPRINT NEXTEL CORP COM SER 1 852061100 18533 3438400 CALL DEFINED 3 3438400 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 333 61776 SH DEFINED 5 61776 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 39 2978 SH DEFINED 13 2978 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 11842 907395 SH DEFINED 3 23337 0 884058 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 1845 141394 SH DEFINED 5 141394 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 1659 127092 SH DEFINED 8 127092 0 0 SPROTT RESOURCE LENDING CORP COM 85207J100 22 13000 SH DEFINED 3 0 0 13000 SPROTT RESOURCE LENDING CORP COM 85207J100 1347 778585 SH DEFINED 5 778585 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 32 2000 SH DEFINED 16 2000 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 7988 504957 SH DEFINED 3 0 0 504957 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 123 7762 SH DEFINED 5 7762 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 108 6850 SH DEFINED 8 6850 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 8 1474 SH DEFINED 3 1474 0 0 STAGE STORES INC COM NEW 85254C305 25 1498 SH DEFINED 3 1498 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- STAGE STORES INC COM NEW 85254C305 504 30000 SH DEFINED 4 0 0 30000 STAG INDL INC COM 85254J102 53 4324 SH DEFINED 3 2824 0 1500 STAMPS COM INC COM NEW 852857200 7 540 SH DEFINED 3 440 0 100 STANCORP FINL GROUP INC COM 852891100 21 500 SH DEFINED 15 500 0 0 STANCORP FINL GROUP INC COM 852891100 452 10716 SH DEFINED 2 10716 0 0 STANCORP FINL GROUP INC COM 852891100 248 5885 SH DEFINED 3 0 0 5885 STANDARD MICROSYSTEMS CORP COM 853626109 162 5998 SH DEFINED 2 5998 0 0 STANDARD MICROSYSTEMS CORP COM 853626109 26 954 SH DEFINED 3 954 0 0 STANDARD MTR PRODS INC COM 853666105 12 816 SH DEFINED 3 816 0 0 STANDARD MTR PRODS INC COM 853666105 731 48000 SH DEFINED 4 0 0 48000 STANDARD PAC CORP NEW COM 85375C101 17 5182 SH DEFINED 2 5182 0 0 STANDARD PAC CORP NEW COM 85375C101 47 13906 SH DEFINED 3 4406 0 9500 STANDARD PARKING CORP COM 853790103 10 656 SH DEFINED 3 656 0 0 STANDARD PARKING CORP COM 853790103 755 47274 SH DEFINED 4 0 18600 28674 STANDARD REGISTER CO COM 853887107 9 2793 SH DEFINED 3 2593 0 200 STANDEX INTL CORP COM 854231107 233 7597 SH DEFINED 2 7597 0 0 STANDEX INTL CORP COM 854231107 16 518 SH DEFINED 3 518 0 0 STANDEX INTL CORP COM 854231107 736 24000 SH DEFINED 4 0 0 24000 STANLEY BLACK & DECKER INC COM 854502101 123 1706 SH DEFINED 1706 0 0 STANLEY BLACK & DECKER INC COM 854502101 19 269 SH DEFINED 1 269 0 0 STANLEY BLACK & DECKER INC COM 854502101 387 5373 SH DEFINED 15 5373 0 0 STANLEY BLACK & DECKER INC COM 854502101 144 2000 SH DEFINED 16 2000 0 0 STANLEY BLACK & DECKER INC COM 854502101 6962 96630 SH DEFINED 2 96630 0 0 STANLEY BLACK & DECKER INC COM 854502101 32692 453746 SH DEFINED 3 423771 0 29975 STANLEY BLACK & DECKER INC COM 854502101 1549 21500 CALL DEFINED 3 21500 0 0 STANLEY BLACK & DECKER INC COM 854502101 262 3638 SH DEFINED 5 3638 0 0 STANTEC INC COM 85472N109 39985 1377382 SH DEFINED 1 1377382 0 0 STANTEC INC COM 85472N109 1642 56564 SH DEFINED 5 56564 0 0 STANTEC INC COM 85472N109 3 100 SH DEFINED 8 100 0 0 STANTEC INC COM 85472N109 52 1800 SH SOLE 1800 0 0 STAPLES INC COM 855030102 102 6468 SH DEFINED 15 6468 0 0 STAPLES INC COM 855030102 8463 535643 SH DEFINED 2 535643 0 0 STAPLES INC COM 855030102 283 17908 SH DEFINED 3 0 0 17908 STAPLES INC COM 855030102 130 8204 SH DEFINED 5 8204 0 0 STAPLES INC COM 855030102 13 800 SH DEFINED 8 0 800 0 STAR GAS PARTNERS L P UNIT LTD 85512C105 51 9500 SH DEFINED 3 0 0 9500 PARTNR STAR GAS PARTNERS L P UNIT LTD 85512C105 2 300 SH DEFINED 5 300 0 0 PARTNR STAR SCIENTIFIC INC COM 85517P101 20 4441 SH DEFINED 3 4441 0 0 STAR SCIENTIFIC INC COM 85517P101 181 40200 CALL DEFINED 3 40200 0 0 STAR SCIENTIFIC INC COM 85517P101 1 200 SH DEFINED 5 200 0 0 STAR SCIENTIFIC INC COM 85517P101 135 30000 SH DEFINED 7 0 30000 0 STARBUCKS CORP COM 855244109 59785 1513930 SH DEFINED 1 1513930 0 0 STARBUCKS CORP COM 855244109 17 440 SH DEFINED 14 440 0 0 STARBUCKS CORP COM 855244109 82 2081 SH DEFINED 15 2081 0 0 STARBUCKS CORP COM 855244109 22396 567131 SH DEFINED 2 567131 0 0 STARBUCKS CORP COM 855244109 7374 186740 SH DEFINED 3 8856 0 177884 STARBUCKS CORP COM 855244109 355 9000 CALL DEFINED 3 9000 0 0 STARBUCKS CORP COM 855244109 2369 60000 PUT DEFINED 3 60000 0 0 STARBUCKS CORP COM 855244109 3542 89701 SH DEFINED 5 89701 0 0 STARBUCKS CORP COM 855244109 73 1840 SH DEFINED 7 0 1840 0 STARBUCKS CORP COM 855244109 62 1575 SH DEFINED 8 575 1000 0 STARBUCKS CORP COM 855244109 648 6170 SH SOLE 6170 0 0 STARRETT L S CO CL A 855668109 390 38000 SH DEFINED 4 0 0 38000 STARTEK INC COM 85569C107 76 22105 SH DEFINED 3 22105 0 0 STATE AUTO FINL CORP COM 855707105 124 7107 SH DEFINED 3 607 0 6500 STATE BANCORP INC N.Y COM 855716106 8 628 SH DEFINED 3 628 0 0 STARWOOD PPTY TR INC COM 85571B105 110 5366 SH DEFINED 3 3866 0 1500 STARWOOD PPTY TR INC COM 85571B105 1969 96000 SH DEFINED 4 0 11850 84150

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- STARWOOD HOTELS&RESORTS WRLD COM 85590A401 12 215 SH DEFINED 215 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1222 21800 SH DEFINED 1 21800 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 50 892 SH DEFINED 15 892 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 6718 119884 SH DEFINED 2 119884 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3387 60443 SH DEFINED 3 10751 0 49692 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1458 26015 SH DEFINED 4 0 23800 2215 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 56 1000 SH DEFINED 5 1000 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 400 7333 SH SOLE 7333 0 0 STATE BK FINL CORP COM 856190103 21 1311 SH DEFINED 3 1311 0 0 STATE STR CORP COM 857477103 7 157 SH DEFINED 157 0 0 STATE STR CORP COM 857477103 274 6083 SH DEFINED 10 6083 0 0 STATE STR CORP COM 857477103 129 2867 SH DEFINED 12 0 0 2867 STATE STR CORP COM 857477103 180 3983 SH DEFINED 14 3983 0 0 STATE STR CORP COM 857477103 352 7806 SH DEFINED 15 7806 0 0 STATE STR CORP COM 857477103 113 2500 SH DEFINED 16 2500 0 0 STATE STR CORP COM 857477103 10861 240883 SH DEFINED 2 240883 0 0 STATE STR CORP COM 857477103 4553 100981 SH DEFINED 3 5894 0 95087 STATE STR CORP COM 857477103 5230 115986 SH DEFINED 5 115986 0 0 STATE STR CORP COM 857477103 520 11537 SH DEFINED 8 11537 0 0 STATE STR CORP COM 857477103 294 6525 SH SOLE 6525 0 0 STATOIL ASA SPONSORED ADR 85771P102 26 1038 SH DEFINED 1038 0 0 STATOIL ASA SPONSORED ADR 85771P102 78 3050 SH DEFINED 13 3050 0 0 STATOIL ASA SPONSORED ADR 85771P102 106 4164 SH DEFINED 15 4164 0 0 STATOIL ASA SPONSORED ADR 85771P102 5958 234124 SH DEFINED 3 37268 0 196856 STATOIL ASA SPONSORED ADR 85771P102 4996 196296 SH DEFINED 5 196296 0 0 STATOIL ASA SPONSORED ADR 85771P102 207 8132 SH DEFINED 8 8132 0 0 STEEL DYNAMICS INC COM 858119100 24700 1520000 SH DEFINED 1 1520000 0 0 STEEL DYNAMICS INC COM 858119100 2 132 SH DEFINED 15 132 0 0 STEEL DYNAMICS INC COM 858119100 1134 69756 SH DEFINED 2 69756 0 0 STEEL DYNAMICS INC COM 858119100 520 32009 SH DEFINED 3 0 0 32009 STEEL DYNAMICS INC COM 858119100 11 698 SH DEFINED 5 698 0 0 STEEL DYNAMICS INC NOTE 5.1 858119AP5 80 67000 PRN DEFINED 3 67000 0 0 STEELCASE INC CL A 858155203 53 4644 SH DEFINED 3 3299 0 1345 STEIN MART INC COM 858375108 11 1139 SH DEFINED 3 1139 0 0 STEIN MART INC COM 858375108 318 33000 SH DEFINED 4 0 0 33000 STEINWAY MUSICAL INSTRS INC COM 858495104 7 274 SH DEFINED 3 274 0 0 STEINWAY MUSICAL INSTRS INC COM 858495104 15685 610559 SH DEFINED 4 0 205199 405360 STELLARONE CORP COM 85856G100 12 953 SH DEFINED 3 953 0 0 STEPAN CO COM 858586100 532 7500 SH DEFINED 15 7500 0 0 STEPAN CO COM 858586100 34 486 SH DEFINED 3 336 0 150 STEPAN CO COM 858586100 567 8000 SH DEFINED 4 0 0 8000 STERLING BANCSHARES INC COM 858907108 17157 2102582 SH DEFINED 3 2102297 0 285 STERICYCLE INC COM 858912108 15 167 SH DEFINED 15 167 0 0 STERICYCLE INC COM 858912108 6173 69261 SH DEFINED 2 69261 0 0 STERICYCLE INC COM 858912108 3117 34976 SH DEFINED 3 976 0 34000 STERICYCLE INC COM 858912108 1390 15600 SH DEFINED 4 0 2600 13000 STERICYCLE INC COM 858912108 301 3376 SH DEFINED 5 3376 0 0 STERICYCLE INC COM 858912108 42 470 SH DEFINED 7 0 470 0 STERIS CORP COM 859152100 1 23 SH DEFINED 15 23 0 0 STERIS CORP COM 859152100 858 24527 SH DEFINED 2 24527 0 0 STERIS CORP COM 859152100 104 2982 SH DEFINED 3 2456 0 526 STERLING BANCORP COM 859158107 12 1283 SH DEFINED 3 1283 0 0 STERLING BANCORP COM 859158107 237 25000 SH DEFINED 4 0 0 25000 STEREOTAXIS INC COM 85916J102 283 80679 SH DEFINED 3 1829 0 78850 STERLING CONSTRUCTION CO INC COM 859241101 9 683 SH DEFINED 3 683 0 0 STERLING FINL CORP WASH COM NEW 859319303 33 2065 SH DEFINED 2 2065 0 0 STERLING FINL CORP WASH COM NEW 859319303 399 24817 SH DEFINED 3 24780 0 37 STERLITE INDS INDIA LTD ADS 859737207 2 153 SH DEFINED 15 153 0 0 STERLITE INDS INDIA LTD ADS 859737207 5 300 SH DEFINED 3 0 0 300 STERLITE INDS INDIA LTD ADS 859737207 1505 100000 CALL DEFINED 3 100000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- STERLITE INDS INDIA LTD ADS 859737207 1355 90000 PUT DEFINED 3 90000 0 0 STERLITE INDS INDIA LTD ADS 859737207 15 1015 SH DEFINED 5 1015 0 0 STEWART ENTERPRISES INC CL A 860370105 65 8942 SH DEFINED 2 8942 0 0 STEWART ENTERPRISES INC CL A 860370105 24 3268 SH DEFINED 3 3268 0 0 STEWART ENTERPRISES INC CL A 860370105 584 80000 SH DEFINED 4 0 0 80000 STEWART INFORMATION SVCS COR COM 860372101 104 10381 SH DEFINED 2 10381 0 0 STEWART INFORMATION SVCS COR COM 860372101 8 809 SH DEFINED 3 754 0 55 STIFEL FINL CORP COM 860630102 2 48 SH DEFINED 48 0 0 STIFEL FINL CORP COM 860630102 705 19649 SH DEFINED 2 19649 0 0 STIFEL FINL CORP COM 860630102 96 2678 SH DEFINED 3 2228 0 450 STILLWATER MNG CO COM 86074Q102 45 2060 SH DEFINED 2060 0 0 STILLWATER MNG CO COM 86074Q102 12 550 SH DEFINED 15 550 0 0 STILLWATER MNG CO COM 86074Q102 4503 204581 SH DEFINED 3 4273 0 200308 STILLWATER MNG CO COM 86074Q102 502 22825 SH DEFINED 5 22825 0 0 STILLWATER MNG CO COM 86074Q102 13 600 SH DEFINED 8 600 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 148 14814 SH DEFINED 15 14814 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 849 85237 SH DEFINED 2 85237 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 7 680 SH DEFINED 3 0 0 680 STMICROELECTRONICS N V NY REGISTRY 861012102 26 2575 SH DEFINED 5 2575 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 4 415 SH DEFINED 7 0 415 0 STONE ENERGY CORP COM 861642106 2 72 SH DEFINED 15 72 0 0 STONE ENERGY CORP COM 861642106 140 4617 SH DEFINED 2 4617 0 0 STONE ENERGY CORP COM 861642106 623 20500 SH DEFINED 3 20000 0 500 STONE HBR EMERG MRKTS INC FD COM 86164T107 482 19431 SH DEFINED 3 0 0 19431 STONERIDGE INC COM 86183P102 12 835 SH DEFINED 2 835 0 0 STONERIDGE INC COM 86183P102 16 1097 SH DEFINED 3 1097 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 6 213 SH DEFINED 2 213 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 727 26270 SH DEFINED 3 0 0 26270 STRATASYS INC COM 862685104 2 60 SH DEFINED 15 60 0 0 STRATASYS INC COM 862685104 521 15457 SH DEFINED 2 15457 0 0 STRATASYS INC COM 862685104 30 876 SH DEFINED 3 876 0 0 STRATEGIC GLOBAL INCOME FD COM 862719101 29 2504 SH DEFINED 3 0 0 2504 STRATEGIC HOTELS & RESORTS I COM 86272T106 84 11850 SH DEFINED 3 7250 0 4600 STRATTEC SEC CORP COM 863111100 4 191 SH DEFINED 3 0 0 191 STRATTEC SEC CORP COM 863111100 359 17000 SH DEFINED 4 0 0 17000 STRAYER ED INC COM 863236105 565 4473 SH DEFINED 2 4473 0 0 STRAYER ED INC COM 863236105 263 2079 SH DEFINED 3 712 0 1367 STREAM GLOBAL SVCS INC COM 86323M100 1 380 SH DEFINED 3 380 0 0 STRYKER CORP COM 863667101 611 10419 SH DEFINED 10419 0 0 STRYKER CORP COM 863667101 146 2489 SH DEFINED 15 2489 0 0 STRYKER CORP COM 863667101 11368 193704 SH DEFINED 2 193704 0 0 STRYKER CORP COM 863667101 9763 166350 SH DEFINED 3 3950 0 162400 STRYKER CORP COM 863667101 1062 18098 SH DEFINED 5 18098 0 0 STRYKER CORP COM 863667101 122 2075 SH DEFINED 7 0 2075 0 STRYKER CORP COM 863667101 23 400 SH DEFINED 8 0 400 0 STURM RUGER & CO INC COM 864159108 132 6014 SH DEFINED 3 783 0 5231 STURM RUGER & CO INC COM 864159108 132 6000 SH DEFINED 4 0 0 6000 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 702 13433 SH DEFINED 2 13433 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 2256 43158 SH DEFINED 3 0 0 43158 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 47 900 SH DEFINED 5 900 0 0 SUCCESSFACTORS INC COM 864596101 1081 36766 SH DEFINED 2 36766 0 0 SUCCESSFACTORS INC COM 864596101 133 4520 SH DEFINED 3 3278 0 1242 SUCCESSFACTORS INC COM 864596101 15 500 SH DEFINED 5 500 0 0 SUFFOLK BANCORP COM 864739107 7 500 SH DEFINED 16 500 0 0 SUFFOLK BANCORP COM 864739107 6 403 SH DEFINED 3 403 0 0 SUCAMPO PHARMACEUTICALS INC CL A 864909106 2 526 SH DEFINED 3 526 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 118 19223 SH DEFINED 15 19223 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 0 52 SH DEFINED 3 0 0 52 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 21 3366 SH DEFINED 5 3366 0 0 SUMMER INFANT INC COM 865646103 21 2553 SH DEFINED 3 553 0 2000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SUMMIT HOTEL PPTYS INC COM 866082100 52 4584 SH DEFINED 3 1132 0 3452 SUN BANCORP INC COM 86663B102 249 68180 SH DEFINED 3 68180 0 0 SUN BANCORP INC COM 86663B102 276 75600 SH DEFINED 4 0 0 75600 SUN COMMUNITIES INC COM 866674104 131 3500 SH DEFINED 15 3500 0 0 SUN COMMUNITIES INC COM 866674104 622 16659 SH DEFINED 2 16659 0 0 SUN COMMUNITIES INC COM 866674104 71 1911 SH DEFINED 3 881 0 1030 SUN HEALTHCARE GROUP INC NEW COM 86677E100 9 1117 SH DEFINED 3 1041 0 76 SUN LIFE FINL INC COM 866796105 458 15227 SH DEFINED 15227 0 0 SUN LIFE FINL INC COM 866796105 411447 13678413 SH DEFINED 1 13678413 0 0 SUN LIFE FINL INC COM 866796105 24 800 SH DEFINED 11 800 0 0 SUN LIFE FINL INC COM 866796105 241 8000 SH DEFINED 12 0 0 8000 SUN LIFE FINL INC COM 866796105 211 7000 SH DEFINED 14 7000 0 0 SUN LIFE FINL INC COM 866796105 112 3720 SH DEFINED 16 3720 0 0 SUN LIFE FINL INC COM 866796105 303 10069 SH DEFINED 2 10069 0 0 SUN LIFE FINL INC COM 866796105 101 3362 SH DEFINED 3 0 0 3362 SUN LIFE FINL INC COM 866796105 81617 2713347 SH DEFINED 5 2713347 0 0 SUN LIFE FINL INC COM 866796105 262 8700 CALL DEFINED 5 8700 0 0 SUN LIFE FINL INC COM 866796105 797 26500 PUT DEFINED 5 26500 0 0 SUN LIFE FINL INC COM 866796105 26310 874663 SH DEFINED 7 0 874663 0 SUN LIFE FINL INC COM 866796105 3143 104498 SH DEFINED 8 80423 24075 0 SUN LIFE FINL INC COM 866796105 642 21344 SH DEFINED 9 21344 0 0 SUN LIFE FINL INC COM 866796105 490 16284 SH DEFINED 5;1 16284 0 0 SUN LIFE FINL INC COM 866796105 799554 26580905 SH SOLE 26580905 0 0 SUN HYDRAULICS CORP COM 866942105 129 2697 SH DEFINED 3 554 0 2143 SUN HYDRAULICS CORP COM 866942105 7007 146580 SH DEFINED 4 0 46210 100370 SUNAMERICA FCSED ALPHA GRW F COM 867037103 2911 140146 SH DEFINED 3 0 0 140146 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 23 1200 SH DEFINED 3 0 0 1200 SUNCOR ENERGY INC NEW COM 867224107 3818 97640 SH DEFINED 97640 0 0 SUNCOR ENERGY INC NEW COM 867224107 1670146 42714736 SH DEFINED 1 42650036 0 64700 SUNCOR ENERGY INC NEW COM 867224107 129 3301 SH DEFINED 10 3301 0 0 SUNCOR ENERGY INC NEW COM 867224107 443 11335 SH DEFINED 11 11335 0 0 SUNCOR ENERGY INC NEW COM 867224107 289 7390 SH DEFINED 12 0 0 7390 SUNCOR ENERGY INC NEW COM 867224107 43 1100 SH DEFINED 13 1100 0 0 SUNCOR ENERGY INC NEW COM 867224107 156 4000 SH DEFINED 14 4000 0 0 SUNCOR ENERGY INC NEW COM 867224107 130 3331 SH DEFINED 15 3331 0 0 SUNCOR ENERGY INC NEW COM 867224107 7 185 SH DEFINED 16 0 185 0 SUNCOR ENERGY INC NEW COM 867224107 879 22484 SH DEFINED 2 22484 0 0 SUNCOR ENERGY INC NEW COM 867224107 9459 241906 SH DEFINED 3 87187 0 154719 SUNCOR ENERGY INC NEW COM 867224107 11730 300000 CALL DEFINED 3 300000 0 0 SUNCOR ENERGY INC NEW COM 867224107 293193 7498542 SH DEFINED 5 7498542 0 0 SUNCOR ENERGY INC NEW COM 867224107 6244 159700 CALL DEFINED 5 159700 0 0 SUNCOR ENERGY INC NEW COM 867224107 3370 86200 PUT DEFINED 5 86200 0 0 SUNCOR ENERGY INC NEW COM 867224107 65649 1678992 SH DEFINED 7 0 1678992 0 SUNCOR ENERGY INC NEW COM 867224107 11138 284851 SH DEFINED 8 197660 87191 0 SUNCOR ENERGY INC NEW COM 867224107 2759 70557 SH DEFINED 9 70557 0 0 SUNCOR ENERGY INC NEW COM 867224107 130717 3343154 SH DEFINED 5;1 3343154 0 0 SUNCOR ENERGY INC NEW COM 867224107 323393 8270915 SH SOLE 8270915 0 0 SUNCOR ENERGY INC NEW COM 867224107 3128 80000 CALL SOLE 80000 0 0 SUNCOR ENERGY INC NEW COM 867224107 16524 422600 PUT SOLE 422600 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 2 1180 SH DEFINED 3 1180 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 106 1225 SH DEFINED 1225 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 867 10064 SH DEFINED 2 10064 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 2775 32209 SH DEFINED 3 0 0 32209 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 151 1753 SH DEFINED 5 1753 0 0 SUNOCO INC COM 86764P109 6 140 SH DEFINED 15 140 0 0 SUNOCO INC COM 86764P109 1608 38559 SH DEFINED 2 38559 0 0 SUNOCO INC COM 86764P109 1419 34018 SH DEFINED 3 12179 0 21839 SUNOCO INC COM 86764P109 10010 240000 CALL DEFINED 3 240000 0 0 SUNOCO INC COM 86764P109 1668 40000 PUT DEFINED 3 40000 0 0 SUNOCO INC COM 86764P109 182 4353 SH DEFINED 5 4353 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SUNPOWER CORP COM CL A 867652109 0 8 SH DEFINED 8 0 0 SUNPOWER CORP COM CL A 867652109 4 200 SH DEFINED 15 200 0 0 SUNPOWER CORP COM CL A 867652109 35 1830 SH DEFINED 2 1830 0 0 SUNPOWER CORP COM CL A 867652109 1619 83738 SH DEFINED 3 82609 0 1129 SUNPOWER CORP COM CL A 867652109 300 15500 PUT DEFINED 3 15500 0 0 SUNPOWER CORP COM CL A 867652109 2 78 SH DEFINED 5 78 0 0 SUNPOWER CORP COM CL A 867652109 2605 134770 SH DEFINED 7 0 134770 0 SUNPOWER CORP COM CL A 867652109 183 9443 SH DEFINED 8 1019 8424 0 SUNPOWER CORP COM CL B 867652307 42 2535 SH DEFINED 15 2535 0 0 SUNPOWER CORP COM CL B 867652307 17 1019 SH DEFINED 2 1019 0 0 SUNPOWER CORP COM CL B 867652307 258 15500 SH DEFINED 3 15500 0 0 SUNRISE SENIOR LIVING INC COM 86768K106 23 2381 SH DEFINED 3 2381 0 0 SUNOPTA INC COM 8676EP108 1 100 SH DEFINED 3 0 0 100 SUNOPTA INC COM 8676EP108 11 1500 SH DEFINED 5 1500 0 0 SUNOPTA INC COM 8676EP108 1 200 SH DEFINED 7 0 200 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 199 21490 SH DEFINED 2 21490 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 45 4902 SH DEFINED 3 4902 0 0 SUNTRUST BKS INC COM 867914103 472 18313 SH DEFINED 18313 0 0 SUNTRUST BKS INC COM 867914103 322 12477 SH DEFINED 15 12477 0 0 SUNTRUST BKS INC COM 867914103 7020 272107 SH DEFINED 2 272107 0 0 SUNTRUST BKS INC COM 867914103 3325 128870 SH DEFINED 3 25267 0 103603 SUNTRUST BKS INC COM 867914103 129 5007 SH DEFINED 5 5007 0 0 SUNTRUST BKS INC COM 867914103 13 485 SH DEFINED 7 0 485 0 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 0 8 SH DEFINED 5 8 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 142 18000 SH DEFINED 14 18000 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 64 8100 SH DEFINED 16 8100 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 236 29961 SH DEFINED 2 29961 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 18 2350 SH DEFINED 3 0 0 2350 SUNTECH PWR HLDGS CO LTD ADR 86800C104 43 5474 SH DEFINED 5 5474 0 0 SUPER MICRO COMPUTER INC COM 86800U104 0 3 SH DEFINED 15 3 0 0 SUPER MICRO COMPUTER INC COM 86800U104 30 1849 SH DEFINED 2 1849 0 0 SUPER MICRO COMPUTER INC COM 86800U104 29 1782 SH DEFINED 3 1114 0 668 SUPERGEN INC COM 868059106 37 12339 SH DEFINED 3 2339 0 10000 SUPERIOR ENERGY SVCS INC COM 868157108 2 65 SH DEFINED 65 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 4941 133050 SH DEFINED 1 133050 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 5 129 SH DEFINED 15 129 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 1222 32903 SH DEFINED 2 32903 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 112 3027 SH DEFINED 3 0 0 3027 SUPERIOR ENERGY SVCS INC COM 868157108 456 12265 SH DEFINED 5 12265 0 0 SUPERIOR INDS INTL INC COM 868168105 355 16067 SH DEFINED 3 971 0 15096 SUPERIOR INDS INTL INC COM 868168105 531 24000 SH DEFINED 4 0 0 24000 SUPERIOR UNIFORM GP INC COM 868358102 480 41000 SH DEFINED 4 0 0 41000 SUPERTEL HOSPITALITY INC MD COM 868526104 32 34750 SH DEFINED 3 0 0 34750 SUPERTEX INC COM 868532102 10 459 SH DEFINED 3 459 0 0 SUPERVALU INC COM 868536103 1 110 SH DEFINED 110 0 0 SUPERVALU INC COM 868536103 44 4660 SH DEFINED 15 4660 0 0 SUPERVALU INC COM 868536103 1031 109546 SH DEFINED 2 109546 0 0 SUPERVALU INC COM 868536103 158 16805 SH DEFINED 3 0 0 16805 SUPERVALU INC COM 868536103 17 1807 SH DEFINED 5 1807 0 0 SUPPORT COM INC COM 86858W101 22 4511 SH DEFINED 3 2011 0 2500 SUPREME INDS INC CL A 868607102 198 58115 SH DEFINED 4 0 0 58115 SUREWEST COMMUNICATIONS COM 868733106 10 583 SH DEFINED 3 583 0 0 SUREWEST COMMUNICATIONS COM 868733106 686 41000 SH DEFINED 4 0 0 41000 SURMODICS INC COM 868873100 1 50 SH DEFINED 50 0 0 SURMODICS INC COM 868873100 217 19532 SH DEFINED 2 19532 0 0 SURMODICS INC COM 868873100 7 633 SH DEFINED 3 633 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 481 60100 SH DEFINED 2 60100 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 932 116460 SH DEFINED 3 5391 0 111069 SUSSER HLDGS CORP COM 869233106 794 50500 SH DEFINED 1 50500 0 0 SUSSER HLDGS CORP COM 869233106 12 733 SH DEFINED 3 333 0 400

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SWEDISH EXPT CR CORP RG METAL ETN22 870297405 75 6023 SH DEFINED 5 6023 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 204 20770 SH DEFINED 13 20770 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1360 138533 SH DEFINED 3 0 0 138533 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 4 450 SH DEFINED 5 450 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 7 700 SH DEFINED 7 0 700 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 4176 454379 SH DEFINED 3 0 197377 257002 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 81 8843 SH DEFINED 5 8843 0 0 SWIFT ENERGY CO COM 870738101 17 450 SH DEFINED 16 450 0 0 SWIFT ENERGY CO COM 870738101 98 2641 SH DEFINED 3 0 0 2641 SWIFT ENERGY CO COM 870738101 12042 323109 SH DEFINED 4 0 250679 72430 SWIFT TRANSN CO CL A 87074U101 316 23336 SH DEFINED 3 3286 0 20050 SWISHER HYGIENE INC COM 870808102 20 3509 SH DEFINED 3 3509 0 0 SWISHER HYGIENE INC COM 870808102 86 15315 SH DEFINED 5 15315 0 0 SWISS HELVETIA FD INC COM 870875101 160 10727 SH DEFINED 5 10727 0 0 SYCAMORE NETWORKS INC COM NEW 871206405 154 6940 SH DEFINED 2 6940 0 0 SYCAMORE NETWORKS INC COM NEW 871206405 20 889 SH DEFINED 3 829 0 60 SYCAMORE NETWORKS INC COM NEW 871206405 0 3 SH DEFINED 5 3 0 0 SYKES ENTERPRISES INC COM 871237103 4 205 SH DEFINED 15 205 0 0 SYKES ENTERPRISES INC COM 871237103 146 6795 SH DEFINED 3 1736 0 5059 SYKES ENTERPRISES INC COM 871237103 113 5269 SH DEFINED 4 0 0 5269 SYMANTEC CORP COM 871503108 2 112 SH DEFINED 112 0 0 SYMANTEC CORP COM 871503108 333 16900 SH DEFINED 1 16900 0 0 SYMANTEC CORP COM 871503108 9 459 SH DEFINED 15 459 0 0 SYMANTEC CORP COM 871503108 271 13736 SH DEFINED 16 13736 0 0 SYMANTEC CORP COM 871503108 11139 564840 SH DEFINED 2 564840 0 0 SYMANTEC CORP COM 871503108 15242 772929 SH DEFINED 3 417991 0 354938 SYMANTEC CORP COM 871503108 2420 122700 CALL DEFINED 3 122700 0 0 SYMANTEC CORP COM 871503108 1972 100000 PUT DEFINED 3 100000 0 0 SYMANTEC CORP COM 871503108 1028 52137 SH DEFINED 5 52137 0 0 SYMANTEC CORP COM 871503108 3977 201650 SH DEFINED 6 201650 0 0 SYMANTEC CORP COM 871503108 3 131 SH DEFINED 8 131 0 0 SYMANTEC CORP COM 871503108 16 798 SH DEFINED 9 798 0 0 SYMANTEC CORP NOTE 1.0 871503AF5 7 6000 PRN DEFINED 3 0 0 6000 SYMETRA FINL CORP COM 87151Q106 40 3000 SH DEFINED 15 3000 0 0 SYMETRA FINL CORP COM 87151Q106 78 5803 SH DEFINED 3 2803 0 3000 SYMETRA FINL CORP COM 87151Q106 54 4000 SH DEFINED 7 0 4000 0 SYMMETRICOM INC COM 871543104 10 1795 SH DEFINED 3 1795 0 0 SYMMETRY MED INC COM 871546206 266 29599 SH DEFINED 2 29599 0 0 SYMMETRY MED INC COM 871546206 14 1509 SH DEFINED 3 1509 0 0 SYMMETRY MED INC COM 871546206 1736 193560 SH DEFINED 4 0 79200 114360 SYMMETRY MED INC COM 871546206 15 1724 SH DEFINED 5 1724 0 0 SYMS CORP COM 871551107 22 2000 SH DEFINED 14 2000 0 0 SYMS CORP COM 871551107 3 269 SH DEFINED 3 269 0 0 SYMS CORP COM 871551107 216 20000 SH DEFINED 4 0 0 20000 SYNALLOY CP DEL COM 871565107 288 21219 SH DEFINED 3 0 0 21219 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 574 18100 SH DEFINED 1 18100 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 5 160 SH DEFINED 16 160 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 35 1096 SH DEFINED 3 1096 0 0 SYNAPTICS INC COM 87157D109 1 45 SH DEFINED 45 0 0 SYNAPTICS INC COM 87157D109 3 105 SH DEFINED 15 105 0 0 SYNAPTICS INC COM 87157D109 66 2557 SH DEFINED 2 2557 0 0 SYNAPTICS INC COM 87157D109 59 2307 SH DEFINED 3 1421 0 886 SYNAPTICS INC COM 87157D109 386 15000 PUT DEFINED 3 15000 0 0 SYNOPSYS INC COM 871607107 2424 94298 SH DEFINED 2 94298 0 0 SYNOPSYS INC COM 871607107 1671 64999 SH DEFINED 3 0 0 64999 SYNOPSYS INC COM 871607107 728 28300 SH DEFINED 4 0 4700 23600 SYNGENTA AG SPONSORED ADR 87160A100 101 1500 SH DEFINED 1500 0 0 SYNGENTA AG SPONSORED ADR 87160A100 2 33 SH DEFINED 15 33 0 0 SYNGENTA AG SPONSORED ADR 87160A100 116 1715 SH DEFINED 3 715 0 1000 SYNGENTA AG SPONSORED ADR 87160A100 2698 39937 SH DEFINED 5 39937 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SYNGENTA AG SPONSORED ADR 87160A100 89 1310 SH DEFINED 8 1310 0 0 SYNGENTA AG SPONSORED ADR 87160A100 6109 90427 SH DEFINED 5;1 90427 0 0 SYNERGETICS USA INC COM 87160G107 40 7304 SH DEFINED 3 7304 0 0 SYNOVUS FINL CORP COM 87161C105 0 151 SH DEFINED 151 0 0 SYNOVUS FINL CORP COM 87161C105 657 315777 SH DEFINED 2 315777 0 0 SYNOVUS FINL CORP COM 87161C105 38 18341 SH DEFINED 3 0 0 18341 SYNOVUS FINL CORP COM 87161C105 10 4724 SH DEFINED 5 4724 0 0 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 223 12775 SH DEFINED 3 475 0 12300 SYNTEL INC COM 87162H103 44 749 SH DEFINED 3 639 0 110 SYNTA PHARMACEUTICALS CORP COM 87162T206 5 966 SH DEFINED 3 966 0 0 SYNNEX CORP COM 87162W100 2 60 SH DEFINED 60 0 0 SYNNEX CORP COM 87162W100 270 8519 SH DEFINED 2 8519 0 0 SYNNEX CORP COM 87162W100 40 1257 SH DEFINED 3 1043 0 214 SYNUTRA INTL INC COM 87164C102 7 718 SH DEFINED 3 718 0 0 SYPRIS SOLUTIONS INC COM 871655106 1 200 SH DEFINED 3 0 0 200 SYSCO CORP COM 871829107 65 2100 SH DEFINED 2100 0 0 SYSCO CORP COM 871829107 72241 2316913 SH DEFINED 1 2316913 0 0 SYSCO CORP COM 871829107 108 3461 SH DEFINED 15 3461 0 0 SYSCO CORP COM 871829107 9058 290509 SH DEFINED 2 290509 0 0 SYSCO CORP COM 871829107 3160 101348 SH DEFINED 3 6835 0 94513 SYSCO CORP COM 871829107 2183 70000 CALL DEFINED 3 70000 0 0 SYSCO CORP COM 871829107 1495 47954 SH DEFINED 5 47954 0 0 SYSCO CORP COM 871829107 1163 37290 SH DEFINED 7 0 37290 0 SYSCO CORP COM 871829107 450 14433 SH DEFINED 8 708 13725 0 SYSCO CORP COM 871829107 27 850 SH SOLE 850 0 0 SYSTEMAX INC COM 871851101 7 448 SH DEFINED 3 448 0 0 SYSTEMAX INC COM 871851101 598 40000 SH DEFINED 4 0 0 40000 TCF FINL CORP COM 872275102 6 458 SH DEFINED 15 458 0 0 TCF FINL CORP COM 872275102 1340 97112 SH DEFINED 2 97112 0 0 TCF FINL CORP COM 872275102 841 60920 SH DEFINED 3 5920 0 55000 TC PIPELINES LP UT COM LTD PRT 87233Q108 16 325 SH DEFINED 325 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 2634 55145 SH DEFINED 3 0 0 55145 TCW STRATEGIC INCOME FUND IN COM 872340104 451 84700 SH DEFINED 3 0 0 84700 TD AMERITRADE HLDG CORP COM 87236Y108 28590 1465400 SH DEFINED 1 1465400 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 6 328 SH DEFINED 15 328 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 43 2199 SH DEFINED 2 2199 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 47 2389 SH DEFINED 3 0 0 2389 TECO ENERGY INC COM 872375100 94 5000 SH DEFINED 15 5000 0 0 TECO ENERGY INC COM 872375100 1851 97997 SH DEFINED 2 97997 0 0 TECO ENERGY INC COM 872375100 2403 127183 SH DEFINED 3 2492 0 124691 TECO ENERGY INC COM 872375100 123 6490 SH DEFINED 5 6490 0 0 TESSCO TECHNOLOGIES INC COM 872386107 22 2000 SH DEFINED 3 0 0 2000 TESSCO TECHNOLOGIES INC COM 872386107 1293 116251 SH DEFINED 4 0 21200 95051 TFS FINL CORP COM 87240R107 225 23295 SH DEFINED 2 23295 0 0 THL CR INC COM 872438106 5 384 SH DEFINED 3 384 0 0 THQ INC COM NEW 872443403 408 112809 SH DEFINED 2 112809 0 0 THQ INC COM NEW 872443403 86 23822 SH DEFINED 3 2822 0 21000 TICC CAPITAL CORP COM 87244T109 13 1355 SH DEFINED 15 1355 0 0 TICC CAPITAL CORP COM 87244T109 428 44598 SH DEFINED 3 1338 0 43260 TJX COS INC NEW COM 872540109 346 6580 SH DEFINED 6580 0 0 TJX COS INC NEW COM 872540109 42397 807100 SH DEFINED 1 807100 0 0 TJX COS INC NEW COM 872540109 758 14432 SH DEFINED 10 14432 0 0 TJX COS INC NEW COM 872540109 44 839 SH DEFINED 11 839 0 0 TJX COS INC NEW COM 872540109 125 2372 SH DEFINED 15 2372 0 0 TJX COS INC NEW COM 872540109 60 1144 SH DEFINED 16 1144 0 0 TJX COS INC NEW COM 872540109 9969 189772 SH DEFINED 2 189772 0 0 TJX COS INC NEW COM 872540109 4546 86539 SH DEFINED 3 0 0 86539 TJX COS INC NEW COM 872540109 10075 191790 SH DEFINED 4 0 41430 150360 TJX COS INC NEW COM 872540109 23816 453381 SH DEFINED 5 453381 0 0 TJX COS INC NEW COM 872540109 30 575 SH DEFINED 7 0 575 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TJX COS INC NEW COM 872540109 406 7734 SH DEFINED 8 7734 0 0 TJX COS INC NEW COM 872540109 1 25 SH DEFINED 5;1 25 0 0 TMS INTL CORP CL A 87261Q103 13 1034 SH DEFINED 3 534 0 500 TRC COS INC COM 872625108 5 735 SH DEFINED 3 735 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 23689 401300 SH DEFINED 1 401300 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 480 8137 SH DEFINED 2 8137 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 425 7197 SH DEFINED 3 0 0 7197 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 74 1250 SH DEFINED 5 1250 0 0 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 339 29802 SH DEFINED 3 0 0 29802 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 8 661 SH DEFINED 5 661 0 0 TNS INC COM 872960109 18 1056 SH DEFINED 3 1056 0 0 TNS INC COM 872960109 923 55600 SH DEFINED 4 0 15300 40300 TTM TECHNOLOGIES INC COM 87305R109 145 9023 SH DEFINED 3 2220 0 6803 TW TELECOM INC COM 87311L104 3147 153300 SH DEFINED 1 153300 0 0 TW TELECOM INC COM 87311L104 10 488 SH DEFINED 15 488 0 0 TW TELECOM INC COM 87311L104 3942 192023 SH DEFINED 2 192023 0 0 TW TELECOM INC COM 87311L104 2 80 SH DEFINED 3 0 0 80 TW TELECOM INC COM 87311L104 301 14684 SH SOLE 14684 0 0 TAIWAN FD INC COM 874036106 14 713 SH DEFINED 3 0 0 713 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 77 6136 SH DEFINED 6136 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 137 10900 SH DEFINED 1 10900 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 113 8954 SH DEFINED 10 8954 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 175 13885 SH DEFINED 11 13885 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 277 21942 SH DEFINED 14 21942 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 53 4223 SH DEFINED 15 4223 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 313 24791 SH DEFINED 2 24791 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 7607 603248 SH DEFINED 3 518376 0 84872 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3797 301100 PUT DEFINED 3 301100 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3472 275353 SH DEFINED 5 275353 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2845 225615 SH DEFINED 7 0 225615 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 139 11057 SH DEFINED 8 1020 10037 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 463 36681 SH SOLE 36681 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1338 87589 SH DEFINED 3 3049 0 84540 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5030 329200 SH DEFINED 4 0 121200 208000 TAL INTL GROUP INC COM 874083108 172 4991 SH DEFINED 3 829 0 4162 TALBOTS INC COM 874161102 10 2900 SH DEFINED 3 2900 0 0 TALEO CORP CL A 87424N104 63 1703 SH DEFINED 3 1703 0 0 TALISMAN ENERGY INC COM 87425E103 1086 53020 SH DEFINED 53020 0 0 TALISMAN ENERGY INC COM 87425E103 413868 20198514 SH DEFINED 1 20198514 0 0 TALISMAN ENERGY INC COM 87425E103 70 3400 SH DEFINED 11 3400 0 0 TALISMAN ENERGY INC COM 87425E103 614 29950 SH DEFINED 12 0 0 29950 TALISMAN ENERGY INC COM 87425E103 9 435 SH DEFINED 15 435 0 0 TALISMAN ENERGY INC COM 87425E103 473 23073 SH DEFINED 3 13300 0 9773 TALISMAN ENERGY INC COM 87425E103 54906 2679658 SH DEFINED 5 2679658 0 0 TALISMAN ENERGY INC COM 87425E103 277 13500 CALL DEFINED 5 13500 0 0 TALISMAN ENERGY INC COM 87425E103 123 6000 PUT DEFINED 5 6000 0 0 TALISMAN ENERGY INC COM 87425E103 16125 786968 SH DEFINED 7 0 786968 0 TALISMAN ENERGY INC COM 87425E103 412 20095 SH DEFINED 8 0 20095 0 TALISMAN ENERGY INC COM 87425E103 1447 70602 SH DEFINED 9 70602 0 0 TALISMAN ENERGY INC COM 87425E103 52161 2545692 SH DEFINED 5;1 2545692 0 0 TALISMAN ENERGY INC COM 87425E103 105165 5322057 SH SOLE 5322057 0 0 TAM SA SP ADR REP PFD 87484D103 83 3819 SH DEFINED 3 0 0 3819 TANGER FACTORY OUTLET CTRS I COM 875465106 276 10325 SH DEFINED 2 10325 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 100 3748 SH DEFINED 3 3373 0 375 TANGER FACTORY OUTLET CTRS I COM 875465106 137 11215 SH SOLE 11215 0 0 TANZANIAN ROYALTY EXPL CORP COM 87600U104 232 35464 SH DEFINED 2 35464 0 0 TANZANIAN ROYALTY EXPL CORP COM 87600U104 11 1620 SH DEFINED 3 0 0 1620 TANZANIAN ROYALTY EXPL CORP COM 87600U104 10 1500 SH DEFINED 5 1500 0 0 TARGACEPT INC COM 87611R306 1 27 SH DEFINED 15 27 0 0 TARGACEPT INC COM 87611R306 558 26470 SH DEFINED 2 26470 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TARGACEPT INC COM 87611R306 24 1143 SH DEFINED 3 1143 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 14 400 SH DEFINED 400 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 71 2000 SH DEFINED 15 2000 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 10488 294613 SH DEFINED 3 0 0 294613 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 53 1500 SH DEFINED 8 1500 0 0 TARGET CORP COM 87612E106 74 1568 SH DEFINED 1568 0 0 TARGET CORP COM 87612E106 135 2872 SH DEFINED 10 2872 0 0 TARGET CORP COM 87612E106 23 492 SH DEFINED 11 492 0 0 TARGET CORP COM 87612E106 45 960 SH DEFINED 12 0 0 960 TARGET CORP COM 87612E106 69 1480 SH DEFINED 14 1480 0 0 TARGET CORP COM 87612E106 174 3719 SH DEFINED 15 3719 0 0 TARGET CORP COM 87612E106 23 499 SH DEFINED 16 499 0 0 TARGET CORP COM 87612E106 16631 354522 SH DEFINED 2 354522 0 0 TARGET CORP COM 87612E106 7244 154415 SH DEFINED 3 43238 0 111177 TARGET CORP COM 87612E106 10555 225000 PUT DEFINED 3 225000 0 0 TARGET CORP COM 87612E106 1723 36722 SH DEFINED 5 36722 0 0 TARGET CORP COM 87612E106 356 7585 SH DEFINED 7 0 7585 0 TARGET CORP COM 87612E106 20 430 SH DEFINED 8 0 430 0 TARGET CORP COM 87612E106 1020 21741 SH SOLE 21741 0 0 TARGA RESOURCES CORP COM 87612G101 69 2049 SH DEFINED 2049 0 0 TARGA RES CORP COM 87612G101 1683 50300 SH DEFINED 3 0 0 50300 TASEKO MINES LTD COM 876511106 40 8000 SH DEFINED 1 8000 0 0 TASEKO MINES LTD COM 876511106 138 27855 SH DEFINED 5 27855 0 0 TASEKO MINES LTD COM 876511106 131 26500 CALL DEFINED 5 26500 0 0 TASEKO MINES LTD COM 876511106 5 1000 SH DEFINED 7 0 1000 0 TASEKO MINES LTD COM 876511106 5 1000 SH DEFINED 8 1000 0 0 TASER INTL INC COM 87651B104 137 30000 SH DEFINED 14 30000 0 0 TASER INTL INC COM 87651B104 16 3515 SH DEFINED 3 2515 0 1000 TATA COMMUNICATIONS LTD SPONS ADR 876564105 1 97 SH DEFINED 2 97 0 0 TATA MTRS LTD SPONSORED ADR 876568502 73 3224 SH DEFINED 3224 0 0 TATA MTRS LTD SPONSORED ADR 876568502 269 11929 SH DEFINED 13 11929 0 0 TATA MTRS LTD SPONSORED ADR 876568502 354 15711 SH DEFINED 2 15711 0 0 TATA MTRS LTD SPONSORED ADR 876568502 4110 182571 SH DEFINED 3 111362 0 71209 TATA MTRS LTD SPONSORED ADR 876568502 3455 153500 PUT DEFINED 3 153500 0 0 TATA MTRS LTD SPONSORED ADR 876568502 1389 61691 SH DEFINED 5 61691 0 0 TATA MTRS LTD SPONSORED ADR 876568502 16 697 SH DEFINED 8 697 0 0 TATA MTRS LTD SPONSORED ADR 876568502 1559 69800 SH SOLE 69800 0 0 TAUBMAN CTRS INC COM 876664103 29 495 SH DEFINED 3 0 0 495 TAYLOR CAP GROUP INC COM 876851106 4 450 SH DEFINED 3 450 0 0 TEAM INC COM 878155100 5 191 SH DEFINED 15 191 0 0 TEAM INC COM 878155100 8 320 SH DEFINED 16 320 0 0 TEAM INC COM 878155100 19 807 SH DEFINED 3 807 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 25 1106 SH DEFINED 3 1106 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 2 88 SH DEFINED 5 88 0 0 TEARLAB CORP COM 878193101 4 2253 SH DEFINED 5 2253 0 0 TECH DATA CORP COM 878237106 13 272 SH DEFINED 15 272 0 0 TECH DATA CORP COM 878237106 48 984 SH DEFINED 3 0 0 984 TECH DATA CORP COM 878237106 203 4153 SH DEFINED 5 4153 0 0 TECH DATA CORP DBCV 2.7 878237AE6 735 706000 PRN DEFINED 3 702000 0 4000 TECHNE CORP COM 878377100 18 220 SH DEFINED 15 220 0 0 TECHNE CORP COM 878377100 403 4835 SH DEFINED 2 4835 0 0 TECHNE CORP COM 878377100 233 2793 SH DEFINED 3 0 0 2793 TECHNE CORP COM 878377100 10 115 SH DEFINED 5 115 0 0 TECK RESOURCES LTD CL B 878742204 915 18025 SH DEFINED 18025 0 0 TECK RESOURCES LTD CL B 878742204 755953 14898567 SH DEFINED 1 14859103 0 39464 TECK RESOURCES LTD CL B 878742204 46 900 SH DEFINED 12 0 0 900 TECK RESOURCES LTD CL B 878742204 2 48 SH DEFINED 15 48 0 0 TECK RESOURCES LTD CL B 878742204 46 900 SH DEFINED 16 900 0 0 TECK RESOURCES LTD CL B 878742204 179 3521 SH DEFINED 2 3521 0 0 TECK RESOURCES LTD CL B 878742204 1628 32081 SH DEFINED 3 23808 0 8273

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TECK RESOURCES LTD CL B 878742204 1522 30000 PUT DEFINED 3 30000 0 0 TECK RESOURCES LTD CL B 878742204 181769 3582361 SH DEFINED 5 3582361 0 0 TECK RESOURCES LTD CL B 878742204 4653 91700 CALL DEFINED 5 91700 0 0 TECK RESOURCES LTD CL B 878742204 213 4200 PUT DEFINED 5 4200 0 0 TECK RESOURCES LTD CL B 878742204 47142 929094 SH DEFINED 7 0 929094 0 TECK RESOURCES LTD CL B 878742204 5926 116782 SH DEFINED 8 89408 27374 0 TECK RESOURCES LTD CL B 878742204 821 16176 SH DEFINED 9 16176 0 0 TECK RESOURCES LTD CL B 878742204 110875 2185165 SH DEFINED 5;1 2185165 0 0 TECK RESOURCES LTD CL B 878742204 379968 7489137 SH SOLE 7489137 0 0 TECHTARGET INC COM 87874R100 24 3205 SH DEFINED 3 605 0 2600 TECUMSEH PRODS CO CL A 878895200 8 767 SH DEFINED 3 767 0 0 TEJON RANCH CO COM 879080109 49 1445 SH DEFINED 2 1445 0 0 TEJON RANCH CO COM 879080109 20 590 SH DEFINED 3 590 0 0 TEKELEC COM 879101103 1 105 SH DEFINED 105 0 0 TEKELEC COM 879101103 79 8655 SH DEFINED 3 2555 0 6100 TEKELEC COM 879101103 457 50000 SH DEFINED 7 0 50000 0 TEKMIRA PHARMACEUTICALS CORP COM NEW 87911B209 52 20620 SH DEFINED 5 20620 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 60 3857 SH DEFINED 3857 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 233 15000 SH DEFINED 14 15000 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 32 2070 SH DEFINED 15 2070 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 513 32989 SH DEFINED 2 32989 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1708 109908 SH DEFINED 3 80679 0 29229 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 50 3232 SH DEFINED 5 3232 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 6 225 SH DEFINED 3 0 0 225 TELECOM ARGENTINA S A SPON ADR REP B 879273209 57 2170 SH SOLE 2170 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 61 6000 SH DEFINED 13 6000 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 38 3767 SH DEFINED 15 3767 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 43 4209 SH DEFINED 16 4209 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 474 46935 SH DEFINED 3 43086 0 3849 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 468 46348 SH DEFINED 5 46348 0 0 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 1322 44300 SH DEFINED 14 44300 0 0 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 85 2853 SH DEFINED 3 12 0 2841 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 313 22551 SH DEFINED 15 22551 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 14 1005 SH DEFINED 3 0 0 1005 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 64 4599 SH DEFINED 5 4599 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 161 11613 SH DEFINED 8 11613 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 2 208 SH DEFINED 208 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 51 4350 SH DEFINED 15 4350 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 98 8385 SH DEFINED 2 8385 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 231 19867 SH DEFINED 3 19867 0 0 TELECOMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 0 90 SH DEFINED 3 90 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 3 98 SH DEFINED 98 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 204 6884 SH DEFINED 2 6884 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1 32 SH DEFINED 3 0 0 32 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 192 6472 SH DEFINED 5 6472 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 38 7935 SH DEFINED 2 7935 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 184 38021 SH DEFINED 3 34134 0 3887 TELEDYNE TECHNOLOGIES INC COM 879360105 102 2023 SH DEFINED 3 1523 0 500 TELEDYNE TECHNOLOGIES INC COM 879360105 12982 257791 SH DEFINED 4 0 189481 68310 TELEFLEX INC COM 879369106 1 11 SH DEFINED 15 11 0 0 TELEFLEX INC COM 879369106 739 12111 SH DEFINED 2 12111 0 0 TELEFLEX INC COM 879369106 149 2433 SH DEFINED 3 0 0 2433 TELEFLEX INC COM 879369106 13906 227739 SH DEFINED 4 0 176649 51090 TELEFLEX INC COM 879369106 27 450 SH DEFINED 5 450 0 0 TELEFLEX INC NOTE 3.875% 8/ 879369AA4 8413 7300000 PRN DEFINED 3 7300000 0 0 TELEFONICA S A SPONSORED ADR 879382208 69 2822 SH DEFINED 2822 0 0 TELEFONICA S A SPONSORED ADR 879382208 473 19323 SH DEFINED 12 0 0 19323 TELEFONICA S A SPONSORED ADR 879382208 51 2100 SH DEFINED 14 2100 0 0 TELEFONICA S A SPONSORED ADR 879382208 151 6170 SH DEFINED 15 6170 0 0 TELEFONICA S A SPONSORED ADR 879382208 4988 203675 SH DEFINED 3 0 0 203675

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TELEFONICA S A SPONSORED ADR 879382208 13084 534239 SH DEFINED 5 534239 0 0 TELEFONICA S A SPONSORED ADR 879382208 46 1867 SH DEFINED 7 0 1867 0 TELEFONICA S A SPONSORED ADR 879382208 35 1433 SH DEFINED 8 1433 0 0 TELEFONICA S A SPONSORED ADR 879382208 22 895 SH DEFINED 5;1 895 0 0 TELEFONOS DE MEXICO S A B SPON ADR A SHS 879403707 0 14 SH DEFINED 3 0 0 14 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 109 6579 SH DEFINED 15 6579 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 6 350 SH DEFINED 16 350 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 2448 148391 SH DEFINED 2 148391 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 188 11400 SH DEFINED 3 0 0 11400 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 80 4869 SH DEFINED 5 4869 0 0 TELEPHONE & DATA SYS INC COM 879433100 3992 128430 SH DEFINED 2 128430 0 0 TELEPHONE & DATA SYS INC SPL COM 879433860 6 240 SH DEFINED 240 0 0 TELEPHONE & DATA SYS INC SPL COM 879433860 877 32581 SH DEFINED 2 32581 0 0 TELEPHONE & DATA SYS INC SPL COM 879433860 5504 204381 SH DEFINED 3 203871 0 510 TELENAV INC COM 879455103 12 683 SH DEFINED 3 683 0 0 TELLABS INC COM 879664100 28 6000 SH DEFINED 14 6000 0 0 TELLABS INC COM 879664100 417 90512 SH DEFINED 2 90512 0 0 TELLABS INC COM 879664100 49 10707 SH DEFINED 3 4314 0 6393 TELLABS INC COM 879664100 346 75000 CALL DEFINED 3 75000 0 0 TELLABS INC COM 879664100 19 4100 SH DEFINED 7 0 4100 0 TELUS CORP NON-VTG SHS 87971M202 396 7530 SH DEFINED 7530 0 0 TELUS CORP NON-VTG SHS 87971M202 543029 10323751 SH DEFINED 1 10323751 0 0 TELUS CORP NON-VTG SHS 87971M202 23 446 SH DEFINED 15 446 0 0 TELUS CORP NON-VTG SHS 87971M202 801 15235 SH DEFINED 3 0 0 15235 TELUS CORP NON-VTG SHS 87971M202 34907 663622 SH DEFINED 5 663622 0 0 TELUS CORP NON-VTG SHS 87971M202 10222 194338 SH DEFINED 7 0 194338 0 TELUS CORP NON-VTG SHS 87971M202 1593 30280 SH DEFINED 8 11611 18669 0 TELUS CORP NON-VTG SHS 87971M202 423 8047 SH DEFINED 9 8047 0 0 TELUS CORP NON-VTG SHS 87971M202 57068 1084950 SH DEFINED 5;1 1084950 0 0 TELUS CORP NON-VTG SHS 87971M202 222656 4233000 SH SOLE 4233000 0 0 TEMPLE INLAND INC COM 879868107 40 1330 SH DEFINED 1330 0 0 TEMPLE INLAND INC COM 879868107 1182 39760 SH DEFINED 2 39760 0 0 TEMPLE INLAND INC COM 879868107 2976 100054 SH DEFINED 3 100000 0 54 TEMPLE INLAND INC COM 879868107 10468 352000 CALL DEFINED 3 352000 0 0 TEMPLE INLAND INC COM 879868107 0 9 SH DEFINED 5 9 0 0 TELETECH HOLDINGS INC COM 879939106 22 1052 SH DEFINED 3 1052 0 0 TEMPLETON DRAGON FD INC COM 88018T101 198 6510 SH DEFINED 6510 0 0 TEMPLETON DRAGON FD INC COM 88018T101 304 10000 SH DEFINED 16 10000 0 0 TEMPLETON DRAGON FD INC COM 88018T101 312 10274 SH DEFINED 3 0 0 10274 TEMPLETON DRAGON FD INC COM 88018T101 711 23427 SH DEFINED 5 23427 0 0 TEMPLETON DRAGON FD INC COM 88018T101 30 975 SH DEFINED 8 975 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 203 8886 SH DEFINED 8886 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 57 2500 SH DEFINED 16 2500 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 76 3336 SH DEFINED 3 0 0 3336 TEMPLETON EMERGING MKTS FD I COM 880191101 45 1983 SH DEFINED 5 1983 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 80 4650 SH DEFINED 4650 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 292 17079 SH DEFINED 3 0 0 17079 TEMPLETON GLOBAL INCOME FD COM 880198106 11 1000 SH DEFINED 1000 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 91 8305 SH DEFINED 15 8305 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2580 234580 SH DEFINED 3 0 0 234580 TEMPLETON GLOBAL INCOME FD COM 880198106 28 2516 SH DEFINED 5 2516 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 65 3000 SH DEFINED 16 3000 0 0 TEMPUR PEDIC INTL INC COM 88023U101 7 96 SH DEFINED 15 96 0 0 TEMPUR PEDIC INTL INC COM 88023U101 139 2056 SH DEFINED 3 0 0 2056 TEMPUR PEDIC INTL INC COM 88023U101 24 350 SH DEFINED 8 350 0 0 TENARIS S A SPONSORED ADR 88031M109 12 270 SH DEFINED 270 0 0 TENARIS S A SPONSORED ADR 88031M109 12347 270000 SH DEFINED 1 270000 0 0 TENARIS S A SPONSORED ADR 88031M109 62 1355 SH DEFINED 15 1355 0 0 TENARIS S A SPONSORED ADR 88031M109 1357 29669 SH DEFINED 2 29669 0 0 TENARIS S A SPONSORED ADR 88031M109 110 2415 SH DEFINED 3 0 0 2415

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TENARIS S A SPONSORED ADR 88031M109 250 5465 SH SOLE 5465 0 0 TENET HEALTHCARE CORP COM 88033G100 1300 208354 SH DEFINED 2 208354 0 0 TENET HEALTHCARE CORP COM 88033G100 213 34093 SH DEFINED 3 5815 0 28278 TENET HEALTHCARE CORP COM 88033G100 1560 250000 CALL DEFINED 3 250000 0 0 TENET HEALTHCARE CORP COM 88033G100 312 50000 SH DEFINED 4 0 14200 35800 TENNANT CO COM 880345103 32 794 SH DEFINED 3 794 0 0 TENNECO INC COM 880349105 1 13 SH DEFINED 15 13 0 0 TENNECO INC COM 880349105 1509 34235 SH DEFINED 3 2508 0 31727 TENNECO INC COM 880349105 5399 122500 SH DEFINED 4 0 15300 107200 TERADATA CORP DEL COM 88076W103 1782 29600 SH DEFINED 1 29600 0 0 TERADATA CORP DEL COM 88076W103 5 86 SH DEFINED 15 86 0 0 TERADATA CORP DEL COM 88076W103 3954 65674 SH DEFINED 2 65674 0 0 TERADATA CORP DEL COM 88076W103 582 9671 SH DEFINED 3 2036 0 7635 TERADATA CORP DEL COM 88076W103 5 80 SH DEFINED 5 80 0 0 TERADYNE INC COM 880770102 1793 121131 SH DEFINED 2 121131 0 0 TERADYNE INC COM 880770102 3336 225406 SH DEFINED 3 211728 0 13678 TERADYNE INC COM 880770102 166 11200 CALL DEFINED 3 11200 0 0 TERADYNE INC COM 880770102 262 17700 SH DEFINED 5 17700 0 0 TERADYNE INC COM 880770102 9 631 SH DEFINED 8 631 0 0 TERADYNE INC NOTE 4.5 880770AE2 6966 2500000 PRN DEFINED 3 2500000 0 0 TEREX CORP NEW COM 880779103 1809 63600 SH DEFINED 1 63600 0 0 TEREX CORP NEW COM 880779103 825 29000 SH DEFINED 14 29000 0 0 TEREX CORP NEW COM 880779103 20 720 SH DEFINED 16 0 720 0 TEREX CORP NEW COM 880779103 1023 35947 SH DEFINED 2 35947 0 0 TEREX CORP NEW COM 880779103 687 24157 SH DEFINED 3 0 0 24157 TEREX CORP NEW COM 880779103 171 6000 SH DEFINED 5 6000 0 0 TEREX CORP NEW COM 880779103 1 37 SH DEFINED 8 37 0 0 TEREX CORP NEW NOTE 4.0 880779AV5 32 17000 PRN DEFINED 3 17000 0 0 TERNIUM SA SPON ADR 880890108 332 11231 SH DEFINED 2 11231 0 0 TERNIUM SA SPON ADR 880890108 12 395 SH SOLE 395 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 54 390 SH DEFINED 13 390 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 91 660 SH DEFINED 3 0 0 660 TERRA NITROGEN CO L P COM UNIT 881005201 6 47 SH DEFINED 5 47 0 0 TERRA NOVA RTY CORP COM 88102D103 193 25426 SH DEFINED 2 25426 0 0 TERRA NOVA RTY CORP COM 88102D103 1 125 SH DEFINED 3 0 0 125 TERRA NOVA RTY CORP COM 88102D103 677 89294 SH DEFINED 4 0 0 89294 TERRITORIAL BANCORP INC COM 88145X108 10 497 SH DEFINED 3 497 0 0 TERRENO RLTY CORP COM 88146M101 8 485 SH DEFINED 3 385 0 100 TESCO CORP COM 88157K101 13 695 SH DEFINED 695 0 0 TESCO CORP COM 88157K101 2 98 SH DEFINED 15 98 0 0 TESCO CORP COM 88157K101 48 2457 SH DEFINED 2 2457 0 0 TESCO CORP COM 88157K101 104 5371 SH DEFINED 3 0 0 5371 TESCO CORP COM 88157K101 1089 56100 SH DEFINED 4 0 17900 38200 TESCO CORP COM 88157K101 42 2181 SH DEFINED 5 2181 0 0 TESORO CORP COM 881609101 10 426 SH DEFINED 15 426 0 0 TESORO CORP COM 881609101 5120 223487 SH DEFINED 2 223487 0 0 TESORO CORP COM 881609101 965 42137 SH DEFINED 3 1857 0 40280 TESORO CORP COM 881609101 327 14271 SH DEFINED 5 14271 0 0 TESORO CORP COM 881609101 11 495 SH DEFINED 7 0 495 0 TESORO CORP COM 881609101 10 437 SH DEFINED 8 437 0 0 TESLA MTRS INC COM 88160R101 106 3644 SH DEFINED 2 3644 0 0 TESLA MTRS INC COM 88160R101 73 2490 SH DEFINED 3 0 0 2490 TESLA MTRS INC COM 88160R101 649 22264 SH SOLE 22264 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 155 6360 SH DEFINED 3 0 0 6360 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1347 27938 SH DEFINED 27938 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 837 17368 SH DEFINED 10 17368 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 26 543 SH DEFINED 11 543 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 184 3825 SH DEFINED 12 0 0 3825 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 370 7679 SH DEFINED 14 7679 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 386 8003 SH DEFINED 15 8003 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TEVA PHARMACEUTICAL INDS LTD ADR 881624209 176 3649 SH DEFINED 16 3649 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 10760 223153 SH DEFINED 2 223153 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 18162 376650 SH DEFINED 3 50000 0 326650 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9644 200000 PUT DEFINED 3 200000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 37776 783402 SH DEFINED 5 783402 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3168 65700 SH DEFINED 6 65700 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 31 636 SH DEFINED 7 0 636 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 546 11315 SH DEFINED 8 11315 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6 125 SH DEFINED 5;1 125 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1400 29960 SH SOLE 29960 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 2 169 SH DEFINED 15 169 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 644 50580 SH DEFINED 2 50580 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 13 1050 SH DEFINED 3 0 0 1050 TETRA TECHNOLOGIES INC DEL COM 88162F105 5622 441612 SH DEFINED 4 0 342502 99110 TETRA TECH INC NEW COM 88162G103 244 10844 SH DEFINED 2 10844 0 0 TETRA TECH INC NEW COM 88162G103 361 16025 SH DEFINED 3 2586 0 13439 TETRA TECH INC NEW COM 88162G103 8294 368621 SH DEFINED 4 0 284891 83730 TETRA TECH INC NEW COM 88162G103 81 3600 SH DEFINED 5 3600 0 0 TETRA TECH INC NEW COM 88162G103 61 2700 SH DEFINED 7 0 2700 0 TESSERA TECHNOLOGIES INC COM 88164L100 36 2120 SH DEFINED 3 2120 0 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 182 4500 SH DEFINED 3 0 0 4500 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2 69 SH DEFINED 15 69 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 41 1600 SH DEFINED 3 1544 0 56 TEXAS INDS INC COM 882491103 77 1855 SH DEFINED 3 945 0 910 TEXAS INSTRS INC COM 882508104 477 14518 SH DEFINED 14518 0 0 TEXAS INSTRS INC COM 882508104 8864 270000 SH DEFINED 1 270000 0 0 TEXAS INSTRS INC COM 882508104 181 5520 SH DEFINED 13 5520 0 0 TEXAS INSTRS INC COM 882508104 13 400 SH DEFINED 14 400 0 0 TEXAS INSTRS INC COM 882508104 617 18780 SH DEFINED 15 18780 0 0 TEXAS INSTRS INC COM 882508104 25 775 SH DEFINED 16 0 775 0 TEXAS INSTRS INC COM 882508104 17966 547256 SH DEFINED 2 547256 0 0 TEXAS INSTRS INC COM 882508104 7404 225510 SH DEFINED 3 13738 7658 204114 TEXAS INSTRS INC COM 882508104 11888 362098 SH DEFINED 5 362098 0 0 TEXAS INSTRS INC COM 882508104 1048 31935 SH DEFINED 7 0 31935 0 TEXAS INSTRS INC COM 882508104 860 26194 SH DEFINED 8 25599 595 0 TEXAS INSTRS INC COM 882508104 22 680 SH DEFINED 9 680 0 0 TEXAS INSTRS INC COM 882508104 7592 231245 SH DEFINED 5;1 231245 0 0 TEXAS INSTRS INC COM 882508104 566 17241 SH SOLE 17241 0 0 TEXAS PAC LD TR SUB CTF PROP 882610108 47 1030 SH DEFINED 3 0 0 1030 I T TEXAS ROADHOUSE INC COM 882681109 2 110 SH DEFINED 110 0 0 TEXAS ROADHOUSE INC COM 882681109 4 209 SH DEFINED 15 209 0 0 TEXAS ROADHOUSE INC COM 882681109 1186 67610 SH DEFINED 3 2610 0 65000 THAI FD INC COM 882904105 4 349 SH DEFINED 349 0 0 THAI FD INC COM 882904105 118 9292 SH DEFINED 5 9292 0 0 THAI CAP FD INC COM NEW 882905201 2 212 SH DEFINED 212 0 0 TEXTRON INC COM 883203101 2549 107978 SH DEFINED 2 107978 0 0 TEXTRON INC COM 883203101 1439 60967 SH DEFINED 3 1959 0 59008 TEXTRON INC COM 883203101 7083 300000 CALL DEFINED 3 300000 0 0 TEXTRON INC COM 883203101 2361 100000 PUT DEFINED 3 100000 0 0 TEXTRON INC COM 883203101 238 10066 SH DEFINED 5 10066 0 0 TEXTRON INC NOTE 4.5 883203BN0 4663 2500000 PRN DEFINED 3 2500000 0 0 THERATECHNOLOGIES INC COM 88338H100 105 23200 SH DEFINED 5 23200 0 0 THERATECHNOLOGIES INC COM 88338H100 2 500 SH DEFINED 7 0 500 0 THERAVANCE INC COM 88338T104 351 15816 SH DEFINED 2 15816 0 0 THERAVANCE INC COM 88338T104 84 3760 SH DEFINED 3 2860 0 900 THERMO FISHER SCIENTIFIC INC COM 883556102 120 1871 SH DEFINED 1871 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 921 14297 SH DEFINED 10 14297 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 56 868 SH DEFINED 11 868 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 107 1668 SH DEFINED 15 1668 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- THERMO FISHER SCIENTIFIC INC COM 883556102 67 1038 SH DEFINED 16 983 55 0 THERMO FISHER SCIENTIFIC INC COM 883556102 11719 182002 SH DEFINED 2 182002 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3130 48617 SH DEFINED 3 4525 0 44092 THERMO FISHER SCIENTIFIC INC COM 883556102 12631 196160 SH DEFINED 4 0 44610 151550 THERMO FISHER SCIENTIFIC INC COM 883556102 5927 92050 SH DEFINED 5 92050 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10 150 SH DEFINED 7 0 150 0 THERMO FISHER SCIENTIFIC INC COM 883556102 416 6459 SH DEFINED 8 6459 0 0 THERMON GROUP HLDGS INC COM 88362T103 5 415 SH DEFINED 3 415 0 0 THOMAS & BETTS CORP COM 884315102 4 71 SH DEFINED 15 71 0 0 THOMAS & BETTS CORP COM 884315102 704 13078 SH DEFINED 2 13078 0 0 THOMAS & BETTS CORP COM 884315102 5 100 SH DEFINED 3 0 0 100 THOMPSON CREEK METALS CO INC COM 884768102 3193 319900 SH DEFINED 1 319900 0 0 THOMPSON CREEK METALS CO INC COM 884768102 348 34840 SH DEFINED 3 6335 0 28505 THOMPSON CREEK METALS CO INC COM 884768102 4813 482305 SH DEFINED 5 482305 0 0 THOMPSON CREEK METALS CO INC COM 884768102 402 40300 CALL DEFINED 5 40300 0 0 THOMPSON CREEK METALS CO INC COM 884768102 3 260 SH DEFINED 7 0 260 0 THOMPSON CREEK METALS CO INC COM 884768102 46 4652 SH DEFINED 8 4652 0 0 THOMPSON CREEK METALS CO INC COM 884768102 748 79660 SH SOLE 79660 0 0 THOMSON REUTERS CORP COM 884903105 666 17735 SH DEFINED 17735 0 0 THOMSON REUTERS CORP COM 884903105 754118 20077687 SH DEFINED 1 20077687 0 0 THOMSON REUTERS CORP COM 884903105 332 8850 SH DEFINED 12 0 0 8850 THOMSON REUTERS CORP COM 884903105 38 1000 SH DEFINED 14 1000 0 0 THOMSON REUTERS CORP COM 884903105 75 1992 SH DEFINED 16 1992 0 0 THOMSON REUTERS CORP COM 884903105 624 16606 SH DEFINED 2 16606 0 0 THOMSON REUTERS CORP COM 884903105 99 2628 SH DEFINED 3 0 0 2628 THOMSON REUTERS CORP COM 884903105 132786 3535309 SH DEFINED 5 3535309 0 0 THOMSON REUTERS CORP COM 884903105 1059 28200 CALL DEFINED 5 28200 0 0 THOMSON REUTERS CORP COM 884903105 965 25700 PUT DEFINED 5 25700 0 0 THOMSON REUTERS CORP COM 884903105 33425 889909 SH DEFINED 7 0 889909 0 THOMSON REUTERS CORP COM 884903105 4722 125730 SH DEFINED 8 104799 20931 0 THOMSON REUTERS CORP COM 884903105 1269 33785 SH DEFINED 9 33785 0 0 THOMSON REUTERS CORP COM 884903105 68600 1826398 SH DEFINED 5;1 1826398 0 0 THOMSON REUTERS CORP COM 884903105 698899 18607541 SH SOLE 18607541 0 0 THOMSON REUTERS CORP COM 884903105 1502 40000 CALL SOLE 40000 0 0 THOMSON REUTERS CORP COM 884903105 1502 40000 PUT SOLE 40000 0 0 THOR INDS INC COM 885160101 1255 43527 SH DEFINED 2 43527 0 0 THOR INDS INC COM 885160101 9 300 SH DEFINED 3 0 0 300 THOR INDS INC COM 885160101 12 400 SH DEFINED 5 400 0 0 THORATEC CORP COM NEW 885175307 677 20613 SH DEFINED 2 20613 0 0 THORATEC CORP COM NEW 885175307 1 32 SH DEFINED 3 0 0 32 THORATEC CORP COM NEW 885175307 1986 60500 SH DEFINED 4 0 22600 37900 3-D SYS CORP DEL COM NEW 88554D205 1004 50950 SH DEFINED 3 1738 0 49212 3M CO COM 88579Y101 852 8985 SH DEFINED 6360 2625 0 3M CO COM 88579Y101 2144 22600 SH DEFINED 1 22600 0 0 3M CO COM 88579Y101 777 8195 SH DEFINED 10 8195 0 0 3M CO COM 88579Y101 296 3118 SH DEFINED 11 3118 0 0 3M CO COM 88579Y101 51 535 SH DEFINED 12 0 0 535 3M CO COM 88579Y101 341 3600 SH DEFINED 14 3600 0 0 3M CO COM 88579Y101 1274 13437 SH DEFINED 15 13437 0 0 3M CO COM 88579Y101 134 1418 SH DEFINED 16 948 470 0 3M CO COM 88579Y101 48836 514876 SH DEFINED 2 514876 0 0 3M CO COM 88579Y101 30488 321430 SH DEFINED 3 8950 42320 270160 3M CO COM 88579Y101 1432 15100 CALL DEFINED 3 15100 0 0 3M CO COM 88579Y101 28699 302569 SH DEFINED 5 302569 0 0 3M CO COM 88579Y101 1418 14955 SH DEFINED 7 0 14955 0 3M CO COM 88579Y101 1170 12338 SH DEFINED 8 12083 255 0 3M CO COM 88579Y101 218 2298 SH DEFINED 9 2298 0 0 3M CO COM 88579Y101 1 10 SH DEFINED 5;1 10 0 0 3M CO COM 88579Y101 1341 14139 SH SOLE 14139 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 2 1415 SH DEFINED 3 0 0 1415

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TIBCO SOFTWARE INC COM 88632Q103 1782 61400 SH DEFINED 1 61400 0 0 TIBCO SOFTWARE INC COM 88632Q103 19 650 SH DEFINED 16 650 0 0 TIBCO SOFTWARE INC COM 88632Q103 1603 55246 SH DEFINED 2 55246 0 0 TIBCO SOFTWARE INC COM 88632Q103 6 200 SH DEFINED 3 0 0 200 TIBCO SOFTWARE INC COM 88632Q103 45 1543 SH DEFINED 5 1543 0 0 TIDEWATER INC COM 886423102 21148 393016 SH DEFINED 1 393016 0 0 TIDEWATER INC COM 886423102 135 2515 SH DEFINED 15 2515 0 0 TIDEWATER INC COM 886423102 5 90 SH DEFINED 16 0 90 0 TIDEWATER INC COM 886423102 807 15004 SH DEFINED 2 15004 0 0 TIDEWATER INC COM 886423102 2395 44511 SH DEFINED 3 36398 0 8113 TIDEWATER INC COM 886423102 9514 176800 PUT DEFINED 3 176800 0 0 TIDEWATER INC COM 886423102 4 68 SH DEFINED 5 68 0 0 TIFFANY & CO NEW COM 886547108 15 185 SH DEFINED 185 0 0 TIFFANY & CO NEW COM 886547108 35 446 SH DEFINED 15 446 0 0 TIFFANY & CO NEW COM 886547108 24 308 SH DEFINED 16 308 0 0 TIFFANY & CO NEW COM 886547108 4880 62150 SH DEFINED 2 62150 0 0 TIFFANY & CO NEW COM 886547108 626 7973 SH DEFINED 3 150 0 7823 TIFFANY & CO NEW COM 886547108 336 4278 SH DEFINED 5 4278 0 0 TIM HORTONS INC COM 88706M103 175 3580 SH DEFINED 3580 0 0 TIM HORTONS INC COM 88706M103 189367 3879672 SH DEFINED 1 3879672 0 0 TIM HORTONS INC COM 88706M103 44 900 SH DEFINED 12 0 0 900 TIM HORTONS INC COM 88706M103 1333 27307 SH DEFINED 2 27307 0 0 TIM HORTONS INC COM 88706M103 44 901 SH DEFINED 3 0 0 901 TIM HORTONS INC COM 88706M103 47980 982986 SH DEFINED 5 982986 0 0 TIM HORTONS INC COM 88706M103 771 15800 CALL DEFINED 5 15800 0 0 TIM HORTONS INC COM 88706M103 268 5500 PUT DEFINED 5 5500 0 0 TIM HORTONS INC COM 88706M103 2260 46311 SH DEFINED 7 0 46311 0 TIM HORTONS INC COM 88706M103 2013 41250 SH DEFINED 8 37340 3910 0 TIM HORTONS INC COM 88706M103 301 6165 SH DEFINED 9 6165 0 0 TIM HORTONS INC COM 88706M103 5 95 SH DEFINED 5;1 95 0 0 TIM HORTONS INC COM 88706M103 79782 1634542 SH SOLE 1634542 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 0 4 SH DEFINED 4 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 492 10000 SH DEFINED 14 10000 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 22 440 SH DEFINED 15 440 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 829 16839 SH DEFINED 3 0 0 16839 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 53 1087 SH DEFINED 5 1087 0 0 TIMBERLAND CO CL A 887100105 594 13818 SH DEFINED 2 13818 0 0 TIMBERLAND CO CL A 887100105 78 1804 SH DEFINED 3 1649 0 155 TIMBERLINE RES CORP COM 887133106 8 10000 SH DEFINED 3 0 0 10000 TIME WARNER INC COM NEW 887317303 84 2308 SH DEFINED 2308 0 0 TIME WARNER INC COM NEW 887317303 23 622 SH DEFINED 14 622 0 0 TIME WARNER INC COM NEW 887317303 313 8605 SH DEFINED 15 8605 0 0 TIME WARNER INC COM NEW 887317303 23 643 SH DEFINED 16 643 0 0 TIME WARNER INC COM NEW 887317303 19289 530359 SH DEFINED 2 530359 0 0 TIME WARNER INC COM NEW 887317303 7899 217171 SH DEFINED 3 144590 7380 65201 TIME WARNER INC COM NEW 887317303 5317 146200 PUT DEFINED 3 146200 0 0 TIME WARNER INC COM NEW 887317303 21605 594046 SH DEFINED 5 594046 0 0 TIME WARNER INC COM NEW 887317303 73 2011 SH DEFINED 7 0 2011 0 TIME WARNER INC COM NEW 887317303 1046 28761 SH DEFINED 8 28761 0 0 TIME WARNER TELECOM INC DBCV 2.3 887319AC5 10546 8600000 PRN DEFINED 3 8600000 0 0 TIME WARNER CABLE INC COM 88732J207 89 1138 SH DEFINED 1138 0 0 TIME WARNER CABLE INC COM 88732J207 38880 498200 SH DEFINED 1 498200 0 0 TIME WARNER CABLE INC COM 88732J207 129 1650 SH DEFINED 10 1650 0 0 TIME WARNER CABLE INC COM 88732J207 222 2850 SH DEFINED 11 2850 0 0 TIME WARNER CABLE INC COM 88732J207 12 155 SH DEFINED 14 155 0 0 TIME WARNER CABLE INC COM 88732J207 38 490 SH DEFINED 15 490 0 0 TIME WARNER CABLE INC COM 88732J207 1545 19795 SH DEFINED 16 19795 0 0 TIME WARNER CABLE INC COM 88732J207 13228 169498 SH DEFINED 2 169498 0 0 TIME WARNER CABLE INC COM 88732J207 5536 70933 SH DEFINED 3 3965 0 66968 TIME WARNER CABLE INC COM 88732J207 403 5170 SH DEFINED 5 5170 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TIME WARNER CABLE INC COM 88732J207 999 12805 SH DEFINED 7 0 12805 0 TIME WARNER CABLE INC COM 88732J207 22 284 SH DEFINED 8 89 195 0 TIME WARNER CABLE INC COM 88732J207 60 765 SH DEFINED 9 765 0 0 TIME WARNER CABLE INC COM 88732J207 5937 76075 SH DEFINED 5;1 76075 0 0 TIME WARNER CABLE INC COM 88732J207 4 45 SH SOLE 45 0 0 TIMKEN CO COM 887389104 48288 958100 SH DEFINED 1 958100 0 0 TIMKEN CO COM 887389104 4321 85727 SH DEFINED 2 85727 0 0 TIMKEN CO COM 887389104 62 1236 SH DEFINED 3 0 0 1236 TIMKEN CO COM 887389104 9840 195230 SH DEFINED 4 0 49145 146085 TITAN INTL INC ILL COM 88830M102 517 21293 SH DEFINED 2 21293 0 0 TITAN INTL INC ILL COM 88830M102 72 2960 SH DEFINED 3 1745 0 1215 TITAN INTL INC ILL COM 88830M102 301 12403 SH DEFINED 5 12403 0 0 TITAN MACHY INC COM 88830R101 134 4645 SH DEFINED 2 4645 0 0 TITAN MACHY INC COM 88830R101 436 15138 SH DEFINED 3 639 0 14499 TITANIUM METALS CORP COM NEW 888339207 660 36022 SH DEFINED 2 36022 0 0 TITANIUM METALS CORP COM NEW 888339207 432 23599 SH DEFINED 3 1099 0 22500 TITANIUM METALS CORP COM NEW 888339207 21 1132 SH DEFINED 5 1132 0 0 TITANIUM METALS CORP COM NEW 888339207 2 100 SH DEFINED 7 0 100 0 TIVO INC COM 888706108 6 627 SH DEFINED 2 627 0 0 TIVO INC COM 888706108 182 17645 SH DEFINED 3 11845 0 5800 TOFUTTI BRANDS INC COM 88906B105 2 1000 SH DEFINED 5 1000 0 0 TOLL BROTHERS INC COM 889478103 0 20 SH DEFINED 15 20 0 0 TOLL BROTHERS INC COM 889478103 3 145 SH DEFINED 16 0 145 0 TOLL BROTHERS INC COM 889478103 286 13811 SH DEFINED 2 13811 0 0 TOLL BROTHERS INC COM 889478103 117 5650 SH DEFINED 3 0 0 5650 TOLL BROTHERS INC COM 889478103 404 19468 SH DEFINED 5 19468 0 0 TOMPKINS FINANCIAL CORPORATI COM 890110109 13 337 SH DEFINED 3 337 0 0 TOOTSIE ROLL INDS INC COM 890516107 2 78 SH DEFINED 15 78 0 0 TOOTSIE ROLL INDS INC COM 890516107 281 9605 SH DEFINED 2 9605 0 0 TOOTSIE ROLL INDS INC COM 890516107 84 2884 SH DEFINED 3 986 0 1898 TOOTSIE ROLL INDS INC COM 890516107 9 303 SH DEFINED 5 303 0 0 TORCHMARK CORP COM 891027104 180 2800 SH DEFINED 1 2800 0 0 TORCHMARK CORP COM 891027104 7 111 SH DEFINED 16 111 0 0 TORCHMARK CORP COM 891027104 4051 63166 SH DEFINED 2 63166 0 0 TORCHMARK CORP COM 891027104 274 4265 SH DEFINED 3 922 0 3343 TORCHMARK CORP COM 891027104 14 215 SH DEFINED 5 215 0 0 TOREADOR RES CORP COM 891050106 144 38881 SH DEFINED 2 38881 0 0 TOREADOR RES CORP COM 891050106 18 4950 SH DEFINED 3 0 0 4950 TOREADOR RES CORP COM 891050106 0 4 SH DEFINED 9 4 0 0 TORM A/S SPONSORED ADR 891072100 103 24396 SH DEFINED 3 24396 0 0 TORO CO COM 891092108 2 32 SH DEFINED 32 0 0 TORO CO COM 891092108 2208 36502 SH DEFINED 2 36502 0 0 TORO CO COM 891092108 229 3784 SH DEFINED 3 1050 0 2734 TORO CO COM 891092108 18 304 SH DEFINED 5 304 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 11072 130408 SH DEFINED 130408 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2721106 32050718 SH DEFINED 1 32050718 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 209 2460 SH DEFINED 11 2460 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 85 1000 SH DEFINED 12 0 0 1000 TORONTO DOMINION BK ONT COM NEW 891160509 17 200 SH DEFINED 13 200 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 152 1790 SH DEFINED 15 1790 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 87 1025 SH DEFINED 16 1025 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 9117 107389 SH DEFINED 3 0 47872 59517 TORONTO DOMINION BK ONT COM NEW 891160509 481402 5670222 SH DEFINED 5 5670222 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 29732 350200 CALL DEFINED 5 350200 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1044 12300 PUT DEFINED 5 12300 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 126583 1490969 SH DEFINED 7 0 1490969 0 TORONTO DOMINION BK ONT COM NEW 891160509 21554 253873 SH DEFINED 8 114337 139536 0 TORONTO DOMINION BK ONT COM NEW 891160509 5339 62886 SH DEFINED 9 62886 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 148774 1752340 SH DEFINED 5;1 1752340 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 3099969 36513175 SH SOLE 36513175 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TORONTO DOMINION BK ONT COM NEW 891160509 3396 40000 PUT SOLE 40000 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1 31 SH DEFINED 31 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 2037 53597 SH DEFINED 3 0 0 53597 TORTOISE CAP RES CORP COM 89147N304 179 22164 SH DEFINED 3 0 0 22164 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 176 7246 SH DEFINED 15 7246 0 0 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 403 16602 SH DEFINED 3 0 0 16602 TORTOISE ENERGY CAP CORP COM 89147U100 1431 54173 SH DEFINED 3 0 0 54173 TORTOISE PWR & ENERGY INFRAS COM 89147X104 901 36290 SH DEFINED 3 0 0 36290 TORTOISE MLP FUND INC COM 89148B101 73 2835 SH DEFINED 2835 0 0 TORTOISE MLP FD INC COM 89148B101 11 416 SH DEFINED 15 416 0 0 TORTOISE MLP FD INC COM 89148B101 3487 134622 SH DEFINED 3 0 0 134622 TOTAL S.A. SPONSORED ADR 89151E109 734 12685 SH DEFINED 12685 0 0 TOTAL S A SPONSORED ADR 89151E109 621 10742 SH DEFINED 12 0 0 10742 TOTAL S A SPONSORED ADR 89151E109 752 13000 SH DEFINED 14 13000 0 0 TOTAL S A SPONSORED ADR 89151E109 53 908 SH DEFINED 15 908 0 0 TOTAL S A SPONSORED ADR 89151E109 3474 60057 SH DEFINED 3 0 0 60057 TOTAL S A SPONSORED ADR 89151E109 1058 18300 CALL DEFINED 3 18300 0 0 TOTAL S A SPONSORED ADR 89151E109 12315 212920 SH DEFINED 5 212920 0 0 TOTAL S A SPONSORED ADR 89151E109 125 2155 SH DEFINED 7 0 2155 0 TOTAL S A SPONSORED ADR 89151E109 33 570 SH DEFINED 9 570 0 0 TOTAL S A SPONSORED ADR 89151E109 3943 68165 SH DEFINED 5;1 68165 0 0 TOWER BANCORP INC COM 891709107 194 7089 SH DEFINED 3 435 0 6654 TOWER GROUP INC COM 891777104 2 71 SH DEFINED 15 71 0 0 TOWER GROUP INC COM 891777104 36 1529 SH DEFINED 3 1529 0 0 TOWER GROUP INC COM 891777104 14078 591015 SH DEFINED 4 0 387065 203950 TOWER INTL INC COM 891826109 5 273 SH DEFINED 3 273 0 0 TOWERS WATSON & CO CL A 891894107 1 14 SH DEFINED 15 14 0 0 TOWERS WATSON & CO CL A 891894107 4 64 SH DEFINED 3 0 0 64 TOWERS WATSON & CO CL A 891894107 1340 20400 SH DEFINED 4 0 3400 17000 TOWERS WATSON & CO CL A 891894107 2322 35341 SH DEFINED 5 35341 0 0 TOWERS WATSON & CO CL A 891894107 657 10000 SH DEFINED 7 0 10000 0 TOWERS WATSON & CO CL A 891894107 34 518 SH DEFINED 8 518 0 0 TOTAL SYS SVCS INC COM 891906109 2 131 SH DEFINED 131 0 0 TOTAL SYS SVCS INC COM 891906109 943 50735 SH DEFINED 2 50735 0 0 TOTAL SYS SVCS INC COM 891906109 95 5131 SH DEFINED 3 1897 0 3234 TOWERSTREAM CORP COM 892000100 31 6232 SH DEFINED 3 6232 0 0 TOWN SPORTS INTL HLDGS INC COM 89214A102 6 850 SH DEFINED 3 850 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 19 1410 SH DEFINED 3 1010 0 400 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 180 2188 SH DEFINED 2188 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 325 3938 SH DEFINED 15 3938 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2911 35316 SH DEFINED 3 3100 0 32216 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 811 9834 SH DEFINED 5 9834 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 44 535 SH DEFINED 7 0 535 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5 64 SH DEFINED 8 44 20 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 368 4464 SH SOLE 4464 0 0 TRACTOR SUPPLY CO COM 892356106 5 77 SH DEFINED 77 0 0 TRACTOR SUPPLY CO COM 892356106 8567 128100 SH DEFINED 1 128100 0 0 TRACTOR SUPPLY CO COM 892356106 13 200 SH DEFINED 15 200 0 0 TRACTOR SUPPLY CO COM 892356106 1453 21732 SH DEFINED 2 21732 0 0 TRACTOR SUPPLY CO COM 892356106 74 1105 SH DEFINED 3 0 0 1105 TRACTOR SUPPLY CO COM 892356106 34778 520010 SH DEFINED 4 0 375780 144230 TPC GROUP INC COM 89236Y104 91 2313 SH DEFINED 3 550 0 1763 TRANS WORLD ENTMT CORP COM 89336Q100 153 75000 SH DEFINED 4 0 0 75000 TRANSALTA CORP COM 89346D107 11 500 SH DEFINED 500 0 0 TRANSALTA CORP COM 89346D107 30898 1446520 SH DEFINED 1 1446520 0 0 TRANSALTA CORP COM 89346D107 67 3138 SH DEFINED 2 3138 0 0 TRANSALTA CORP COM 89346D107 27753 1299281 SH DEFINED 5 1299281 0 0 TRANSALTA CORP COM 89346D107 171 8000 CALL DEFINED 5 8000 0 0 TRANSALTA CORP COM 89346D107 21 1000 PUT DEFINED 5 1000 0 0 TRANSALTA CORP COM 89346D107 2307 107987 SH DEFINED 7 0 107987 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TRANSALTA CORP COM 89346D107 2124 99450 SH DEFINED 8 28595 70855 0 TRANSALTA CORP COM 89346D107 170 7970 SH DEFINED 9 7970 0 0 TRANSALTA CORP COM 89346D107 213490 9994847 SH SOLE 9994847 0 0 TRANSAMERICA INCOME SHS INC COM 893506105 178 8152 SH DEFINED 3 0 0 8152 TRANSAMERICA INCOME SHS INC COM 893506105 22 1000 SH DEFINED 5 1000 0 0 TRANSATLANTIC HLDGS INC COM 893521104 10 213 SH DEFINED 15 213 0 0 TRANSATLANTIC HLDGS INC COM 893521104 1209 24667 SH DEFINED 2 24667 0 0 TRANSATLANTIC HLDGS INC COM 893521104 36 725 SH DEFINED 3 0 0 725 TRANSATLANTIC HLDGS INC COM 893521104 2 40 SH DEFINED 5 40 0 0 TRANSCANADA CORP COM 89353D107 1345 30688 SH DEFINED 30688 0 0 TRANSCANADA CORP COM 89353D107 702065 16014267 SH DEFINED 1 16014267 0 0 TRANSCANADA CORP COM 89353D107 19 442 SH DEFINED 11 442 0 0 TRANSCANADA CORP COM 89353D107 681 15525 SH DEFINED 12 0 0 15525 TRANSCANADA CORP COM 89353D107 595 13566 SH DEFINED 14 13566 0 0 TRANSCANADA CORP COM 89353D107 3 66 SH DEFINED 15 66 0 0 TRANSCANADA CORP COM 89353D107 1798 41024 SH DEFINED 3 0 0 41024 TRANSCANADA CORP COM 89353D107 313677 7155035 SH DEFINED 5 7155035 0 0 TRANSCANADA CORP COM 89353D107 11429 260700 CALL DEFINED 5 260700 0 0 TRANSCANADA CORP COM 89353D107 48 1100 PUT DEFINED 5 1100 0 0 TRANSCANADA CORP COM 89353D107 48772 1112510 SH DEFINED 7 0 1112510 0 TRANSCANADA CORP COM 89353D107 10418 237643 SH DEFINED 8 201428 36215 0 TRANSCANADA CORP COM 89353D107 1306 29799 SH DEFINED 9 29799 0 0 TRANSCANADA CORP COM 89353D107 54717 1248100 SH DEFINED 5;1 1248100 0 0 TRANSCANADA CORP COM 89353D107 1205576 27499444 SH SOLE 27499444 0 0 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 2 214 SH DEFINED 3 214 0 0 TRANSDIGM GROUP INC COM 893641100 46 500 SH DEFINED 500 0 0 TRANSDIGM GROUP INC COM 893641100 10970 120300 SH DEFINED 1 120300 0 0 TRANSDIGM GROUP INC COM 893641100 8 83 SH DEFINED 15 83 0 0 TRANSGLOBE ENERGY CORP COM 893662106 12105 1061800 SH DEFINED 1 1061800 0 0 TRANSGLOBE ENERGY CORP COM 893662106 45 3917 SH DEFINED 2 3917 0 0 TRANSGLOBE ENERGY CORP COM 893662106 864 75757 SH DEFINED 5 75757 0 0 TRANSGLOBE ENERGY CORP COM 893662106 23 2000 CALL DEFINED 5 2000 0 0 TRANSGLOBE ENERGY CORP COM 893662106 2 200 SH DEFINED 8 200 0 0 TRANSITION THERAPEUTICS INC COM NEW 893716209 1 400 SH DEFINED 3 0 0 400 TRANSITION THERAPEUTICS INC COM NEW 893716209 0 55 SH DEFINED 5 55 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 113 3244 SH DEFINED 2 3244 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 88 2534 SH DEFINED 3 0 0 2534 TRANSOCEAN INC NOTE 1.5 893830AV1 887 888000 PRN DEFINED 3 44000 0 844000 TRANSOCEAN INC NOTE 1.5 893830AW9 4925 5025000 PRN DEFINED 3 5010000 0 15000 TRANS1 INC COM 89385X105 210 46100 SH DEFINED 3 0 0 46100 TRANSCEND SERVICES INC COM NEW 893929208 34 1150 SH DEFINED 1150 0 0 TRANSCEND SERVICES INC COM NEW 893929208 236 8035 SH DEFINED 3 365 0 7670 TRANSWITCH CORP COM NEW 894065309 3 937 SH DEFINED 5 937 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 271 49717 SH DEFINED 3 0 0 49717 TRAVELERS COMPANIES INC COM 89417E109 118 2026 SH DEFINED 2026 0 0 TRAVELERS COMPANIES INC COM 89417E109 65 1105 SH DEFINED 14 1105 0 0 TRAVELERS COMPANIES INC COM 89417E109 727 12455 SH DEFINED 15 12455 0 0 TRAVELERS COMPANIES INC COM 89417E109 0 6 SH DEFINED 16 6 0 0 TRAVELERS COMPANIES INC COM 89417E109 21166 362560 SH DEFINED 2 362560 0 0 TRAVELERS COMPANIES INC COM 89417E109 2942 50387 SH DEFINED 3 5703 0 44684 TRAVELERS COMPANIES INC COM 89417E109 4758 81509 SH DEFINED 5 81509 0 0 TRAVELERS COMPANIES INC COM 89417E109 846 14490 SH DEFINED 7 0 14490 0 TRAVELERS COMPANIES INC COM 89417E109 32 555 SH DEFINED 8 0 555 0 TRAVELZOO INC COM 89421Q106 427 6609 SH DEFINED 3 229 0 6380 TREDEGAR CORP COM 894650100 124 6761 SH DEFINED 2 6761 0 0 TREDEGAR CORP COM 894650100 18 990 SH DEFINED 3 990 0 0 TREDEGAR CORP COM 894650100 569 31000 SH DEFINED 4 0 0 31000 TREE COM INC COM 894675107 1 112 SH DEFINED 3 0 0 112 TREE COM INC COM 894675107 0 11 SH DEFINED 5 11 0 0 TREEHOUSE FOODS INC COM 89469A104 2 40 SH DEFINED 40 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TREEHOUSE FOODS INC COM 89469A104 540 9887 SH DEFINED 2 9887 0 0 TREEHOUSE FOODS INC COM 89469A104 86 1575 SH DEFINED 3 1473 0 102 TREEHOUSE FOODS INC COM 89469A104 4 72 SH DEFINED 5 72 0 0 TREX CO INC COM 89531P105 257 10492 SH DEFINED 2 10492 0 0 TREX CO INC COM 89531P105 18 716 SH DEFINED 3 646 0 70 TREX CO INC COM 89531P105 73 3000 SH DEFINED 4 0 0 3000 TRI CONTL CORP COM 895436103 389 26075 SH DEFINED 3 0 0 26075 TRIANGLE CAP CORP COM 895848109 65 3544 SH DEFINED 2 3544 0 0 TRIANGLE CAP CORP COM 895848109 1442 78120 SH DEFINED 3 770 0 77350 TRICO BANCSHARES COM 896095106 9 583 SH DEFINED 3 583 0 0 TRICO BANCSHARES COM 896095106 131 8972 SH DEFINED 4 0 4900 4072 TRIMAS CORP COM NEW 896215209 27 1106 SH DEFINED 2 1106 0 0 TRIMAS CORP COM NEW 896215209 26 1060 SH DEFINED 3 1060 0 0 TRIMBLE NAVIGATION LTD COM 896239100 9 220 SH DEFINED 15 220 0 0 TRIMBLE NAVIGATION LTD COM 896239100 4404 111096 SH DEFINED 2 111096 0 0 TRIMBLE NAVIGATION LTD COM 896239100 103 2586 SH DEFINED 3 0 0 2586 TRIMBLE NAVIGATION LTD COM 896239100 15 371 SH DEFINED 5 371 0 0 TRIMERIS INC COM 896263100 5 2000 SH DEFINED 3 0 0 2000 TRINA SOLAR LIMITED SPON ADR 89628E104 87 3873 SH DEFINED 2 3873 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 1082 48265 SH DEFINED 3 47465 0 800 TRINA SOLAR LIMITED SPON ADR 89628E104 1794 80000 PUT DEFINED 3 80000 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 49 4950 SH DEFINED 3 0 0 4950 TRINITY INDS INC COM 896522109 35 1000 SH DEFINED 1000 0 0 TRINITY INDS INC COM 896522109 3 81 SH DEFINED 15 81 0 0 TRINITY INDS INC COM 896522109 252 7229 SH DEFINED 2 7229 0 0 TRINITY INDS INC COM 896522109 373 10688 SH DEFINED 3 0 0 10688 TRINITY INDS INC NOTE 3.8 896522AF6 5 5000 PRN DEFINED 3 0 0 5000 TRIPLE-S MGMT CORP CL B 896749108 44 2033 SH DEFINED 2 2033 0 0 TRIPLE-S MGMT CORP CL B 896749108 18 820 SH DEFINED 3 820 0 0 TRIPLE-S MGMT CORP CL B 896749108 282 13000 SH DEFINED 4 0 0 13000 TRIQUINT SEMICONDUCTOR INC COM 89674K103 8 831 SH DEFINED 15 831 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 23 2295 SH DEFINED 16 2295 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 935 91793 SH DEFINED 2 91793 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1285 126062 SH DEFINED 3 6811 0 119251 TRIQUINT SEMICONDUCTOR INC COM 89674K103 3678 360960 SH DEFINED 4 0 279570 81390 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2 150 SH DEFINED 5 150 0 0 TRIUMPH GROUP INC NEW COM 896818101 10 100 SH DEFINED 16 100 0 0 TRIUMPH GROUP INC NEW COM 896818101 629 6319 SH DEFINED 2 6319 0 0 TRIUMPH GROUP INC NEW COM 896818101 522 5245 SH DEFINED 3 780 0 4465 TRIUS THERAPEUTICS INC COM 89685K100 2 264 SH DEFINED 3 264 0 0 TRUE RELIGION APPAREL INC COM 89784N104 2037 70042 SH DEFINED 1 70042 0 0 TRUE RELIGION APPAREL INC COM 89784N104 2944 101239 SH DEFINED 3 101069 0 170 TRUE RELIGION APPAREL INC COM 89784N104 20953 720531 SH DEFINED 4 0 501811 218720 TRUE RELIGION APPAREL INC COM 89784N104 6 200 SH DEFINED 5 200 0 0 TRUEBLUE INC COM 89785X101 37 2538 SH DEFINED 3 1838 0 700 TRUSTCO BK CORP N Y COM 898349105 0 49 SH DEFINED 2 49 0 0 TRUSTCO BK CORP N Y COM 898349105 25 5075 SH DEFINED 3 3209 0 1866 TRUSTMARK CORP COM 898402102 862 36828 SH DEFINED 2 36828 0 0 TRUSTMARK CORP COM 898402102 62 2654 SH DEFINED 3 2654 0 0 TRUSTMARK CORP COM 898402102 611 26105 SH DEFINED 5 26105 0 0 TRUSTMARK CORP COM 898402102 15 650 SH DEFINED 8 650 0 0 TUESDAY MORNING CORP COM NEW 899035505 3 674 SH DEFINED 2 674 0 0 TUESDAY MORNING CORP COM NEW 899035505 12 2613 SH DEFINED 3 2613 0 0 TUESDAY MORNING CORP COM NEW 899035505 177 38000 SH DEFINED 4 0 0 38000 TUESDAY MORNING CORP COM NEW 899035505 8 1722 SH DEFINED 7 0 1722 0 TUPPERWARE BRANDS CORP COM 899896104 3 47 SH DEFINED 47 0 0 TUPPERWARE BRANDS CORP COM 899896104 8553 126800 SH DEFINED 1 126800 0 0 TUPPERWARE BRANDS CORP COM 899896104 140 2079 SH DEFINED 10 2079 0 0 TUPPERWARE BRANDS CORP COM 899896104 13 199 SH DEFINED 11 199 0 0 TUPPERWARE BRANDS CORP COM 899896104 23 342 SH DEFINED 16 342 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TUPPERWARE BRANDS CORP COM 899896104 1545 22909 SH DEFINED 2 22909 0 0 TUPPERWARE BRANDS CORP COM 899896104 1152 17080 SH DEFINED 3 0 0 17080 TUPPERWARE BRANDS CORP COM 899896104 1732 25680 SH DEFINED 5 25680 0 0 TUPPERWARE BRANDS CORP COM 899896104 15 225 SH DEFINED 7 0 225 0 TUPPERWARE BRANDS CORP COM 899896104 93 1372 SH DEFINED 8 1372 0 0 TUPPERWARE BRANDS CORP COM 899896104 24 350 SH SOLE 350 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 34 2525 SH DEFINED 15 2525 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 87 6387 SH DEFINED 2 6387 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 4 300 SH DEFINED 3 0 0 300 TURKISH INVT FD INC COM 900145103 129 8107 SH DEFINED 8107 0 0 TURKISH INVT FD INC COM 900145103 24 1532 SH DEFINED 16 1532 0 0 TUTOR PERINI CORP COM 901109108 1 70 SH DEFINED 70 0 0 TUTOR PERINI CORP COM 901109108 2 125 SH DEFINED 15 125 0 0 TUTOR PERINI CORP COM 901109108 106 5523 SH DEFINED 2 5523 0 0 TUTOR PERINI CORP COM 901109108 43 2247 SH DEFINED 3 1294 0 953 21ST CENTY HLDG CO COM 90136Q100 190 70000 SH DEFINED 4 0 0 70000 21VIANET GROUP INC SPONSORED ADR 90138A103 9 650 SH DEFINED 3 0 0 650 TWIN DISC INC COM 901476101 1 30 SH DEFINED 15 30 0 0 TWIN DISC INC COM 901476101 310 8033 SH DEFINED 3 351 0 7682 TWO HBRS INVT CORP COM 90187B101 12622 1174100 SH DEFINED 1 1174100 0 0 TWO HBRS INVT CORP COM 90187B101 803 74663 SH DEFINED 3 3703 0 70960 TWO HBRS INVT CORP COM 90187B101 19 1800 SH DEFINED 5 1800 0 0 II VI INC COM 902104108 3 49 SH DEFINED 49 0 0 II VI INC COM 902104108 2 30 SH DEFINED 15 30 0 0 II VI INC COM 902104108 1585 30948 SH DEFINED 2 30948 0 0 II VI INC COM 902104108 445 8694 SH DEFINED 3 2146 0 6548 II VI INC COM 902104108 6313 123300 SH DEFINED 4 0 46750 76550 TYLER TECHNOLOGIES INC COM 902252105 0 12 SH DEFINED 15 12 0 0 TYLER TECHNOLOGIES INC COM 902252105 36 1329 SH DEFINED 3 1329 0 0 TYLER TECHNOLOGIES INC COM 902252105 11166 416960 SH DEFINED 4 0 161500 255460 TYSON FOODS INC CL A 902494103 23 1179 SH DEFINED 15 1179 0 0 TYSON FOODS INC CL A 902494103 1945 100134 SH DEFINED 2 100134 0 0 TYSON FOODS INC CL A 902494103 1840 94752 SH DEFINED 3 73562 0 21190 TYSON FOODS INC CL A 902494103 1020 52525 SH DEFINED 5 52525 0 0 TYSON FOODS INC CL A 902494103 20 1010 SH DEFINED 8 1010 0 0 TYSON FOODS INC CL A 902494103 10 530 SH SOLE 530 0 0 TYSON FOODS INC NOTE 902494AP8 8980 6961000 PRN DEFINED 3 6961000 0 0 3.250%10/1 UBS AG JERSEY BRH ALERIAN INFRST 902641646 97 3155 SH DEFINED 3155 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 44 1432 SH DEFINED 3 0 0 1432 UBS AG JERSEY BRH DJ COMMD ETN39 902641679 42 1417 SH DEFINED 3 0 0 1417 UBS AG JERSEY BRH LONG PLATN 902641786 10 500 SH DEFINED 3 0 0 500 ETN18 UDR INC COM 902653104 6010 244795 SH DEFINED 2 244795 0 0 UDR INC COM 902653104 977 39794 SH DEFINED 3 0 0 39794 UFP TECHNOLOGIES INC COM 902673102 64 3374 SH DEFINED 3 0 0 3374 UGI CORP NEW COM 902681105 1 38 SH DEFINED 15 38 0 0 UGI CORP NEW COM 902681105 977 30649 SH DEFINED 2 30649 0 0 UGI CORP NEW COM 902681105 635 19915 SH DEFINED 3 3 0 19912 UIL HLDG CORP COM 902748102 2 47 SH DEFINED 15 47 0 0 UIL HLDG CORP COM 902748102 103 3197 SH DEFINED 2 3197 0 0 UIL HLDG CORP COM 902748102 725 22399 SH DEFINED 3 2096 0 20303 UIL HLDG CORP COM 902748102 8 250 SH DEFINED 5 250 0 0 UMB FINL CORP COM 902788108 1 25 SH DEFINED 25 0 0 UMB FINL CORP COM 902788108 6 133 SH DEFINED 15 133 0 0 UMB FINL CORP COM 902788108 341 8144 SH DEFINED 2 8144 0 0 UMB FINL CORP COM 902788108 56 1328 SH DEFINED 3 1328 0 0 USA TRUCK INC COM 902925106 181 16000 SH DEFINED 4 0 0 16000 U S GLOBAL INVS INC CL A 902952100 231 32136 SH DEFINED 3 0 0 32136 US BANCORP DEL COM NEW 902973304 384 15049 SH DEFINED 15049 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- US BANCORP DEL COM NEW 902973304 297 11650 SH DEFINED 1 11650 0 0 US BANCORP DEL COM NEW 902973304 191 7484 SH DEFINED 15 7484 0 0 US BANCORP DEL COM NEW 902973304 20148 789793 SH DEFINED 2 789793 0 0 US BANCORP DEL COM NEW 902973304 11010 431591 SH DEFINED 3 26836 0 404755 US BANCORP DEL COM NEW 902973304 14965 586614 SH DEFINED 5 586614 0 0 US BANCORP DEL COM NEW 902973304 48 1875 SH DEFINED 7 0 1875 0 US BANCORP DEL COM NEW 902973304 336 13168 SH DEFINED 8 13168 0 0 US BANCORP DEL COM NEW 902973304 10 375 SH DEFINED 9 375 0 0 US BANCORP DEL COM NEW 902973304 7 270 SH DEFINED 5;1 270 0 0 U M H PROPERTIES INC COM 903002103 110 10253 SH DEFINED 3 478 0 9775 URS CORP NEW COM 903236107 6 128 SH DEFINED 15 128 0 0 URS CORP NEW COM 903236107 966 21595 SH DEFINED 2 21595 0 0 URS CORP NEW COM 903236107 83 1846 SH DEFINED 3 0 0 1846 URS CORP NEW COM 903236107 25 567 SH DEFINED 5 567 0 0 USANA HEALTH SCIENCES INC COM 90328M107 1 22 SH DEFINED 15 22 0 0 USANA HEALTH SCIENCES INC COM 90328M107 9 282 SH DEFINED 3 282 0 0 USANA HEALTH SCIENCES INC COM 90328M107 104 3320 SH DEFINED 5 3320 0 0 U S G CORP COM NEW 903293405 270 18824 SH DEFINED 3 2962 0 15862 U S G CORP COM NEW 903293405 2051 143000 PUT DEFINED 3 143000 0 0 U S G CORP COM NEW 903293405 172 11997 SH DEFINED 5 11997 0 0 U S G CORP COM NEW 903293405 2 166 SH DEFINED 8 166 0 0 USEC INC NOTE 90333EAC2 10 14000 PRN DEFINED 3 12000 0 2000 3.000%10/0 U S PHYSICAL THERAPY INC COM 90337L108 12 490 SH DEFINED 3 490 0 0 U S PHYSICAL THERAPY INC COM 90337L108 4526 183000 SH DEFINED 4 0 69300 113700 U S GEOTHERMAL INC COM 90338S102 9 12000 SH DEFINED 3 0 0 12000 U S GEOTHERMAL INC COM 90338S102 4 6000 SH DEFINED 5 6000 0 0 USA MOBILITY INC COM 90341G103 131 8589 SH DEFINED 2 8589 0 0 USA MOBILITY INC COM 90341G103 14 917 SH DEFINED 3 917 0 0 USA MOBILITY INC COM 90341G103 458 30000 SH DEFINED 4 0 0 30000 U S AIRWAYS GROUP INC COM 90341W108 178 20000 SH DEFINED 16 20000 0 0 U S AIRWAYS GROUP INC COM 90341W108 543 60928 SH DEFINED 3 56450 0 4478 U S AIRWAYS GROUP INC COM 90341W108 298 33500 PUT DEFINED 3 33500 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 5 613 SH DEFINED 3 613 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 2 36 SH DEFINED 2 36 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 281 4345 SH DEFINED 3 0 0 4345 ULTIMATE SOFTWARE GROUP INC COM 90385D107 6 107 SH DEFINED 15 107 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 64 1179 SH DEFINED 3 1072 0 107 ULTIMATE SOFTWARE GROUP INC COM 90385D107 12342 226743 SH DEFINED 4 0 163888 62855 ULTIMATE SOFTWARE GROUP INC COM 90385D107 5 100 SH DEFINED 5 100 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 207 22807 SH DEFINED 3 944 0 21863 ULTRA PETROLEUM CORP COM 903914109 5 120 SH DEFINED 120 0 0 ULTRA PETROLEUM CORP COM 903914109 99 2152 SH DEFINED 10 2152 0 0 ULTRA PETROLEUM CORP COM 903914109 8 166 SH DEFINED 15 166 0 0 ULTRA PETROLEUM CORP COM 903914109 22 485 SH DEFINED 16 485 0 0 ULTRA PETROLEUM CORP COM 903914109 27 581 SH DEFINED 2 581 0 0 ULTRA PETROLEUM CORP COM 903914109 354 7734 SH DEFINED 3 0 0 7734 ULTRA PETROLEUM CORP COM 903914109 265 5790 SH DEFINED 5 5790 0 0 ULTRA PETROLEUM CORP COM 903914109 6 130 SH DEFINED 8 130 0 0 ULTRA PETROLEUM CORP COM 903914109 187 4086 SH SOLE 4086 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 20 1100 SH DEFINED 15 1100 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 27 1500 SH DEFINED 3 0 0 1500 ULTRATECH INC COM 904034105 583 19200 SH DEFINED 1 19200 0 0 ULTRATECH INC COM 904034105 55 1795 SH DEFINED 2 1795 0 0 ULTRATECH INC COM 904034105 240 7895 SH DEFINED 3 1043 0 6852 UMPQUA HLDGS CORP COM 904214103 1 96 SH DEFINED 96 0 0 UMPQUA HLDGS CORP COM 904214103 3 288 SH DEFINED 15 288 0 0 UMPQUA HLDGS CORP COM 904214103 1155 99866 SH DEFINED 3 4755 0 95111 UMPQUA HLDGS CORP COM 904214103 46 4000 SH DEFINED 7 0 4000 0 UNDER ARMOUR INC CL A 904311107 32 420 SH DEFINED 420 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UNDER ARMOUR INC CL A 904311107 7762 100400 SH DEFINED 1 100400 0 0 UNDER ARMOUR INC CL A 904311107 7 88 SH DEFINED 15 88 0 0 UNDER ARMOUR INC CL A 904311107 10449 135162 SH DEFINED 3 72190 0 62972 UNDER ARMOUR INC CL A 904311107 1546 20000 PUT DEFINED 3 20000 0 0 UNDER ARMOUR INC CL A 904311107 18 237 SH DEFINED 5 237 0 0 UNICO AMERN CORP COM 904607108 614 62000 SH DEFINED 4 0 0 62000 UNIFI INC COM NEW 904677200 3 250 SH DEFINED 15 250 0 0 UNIFI INC COM NEW 904677200 8 578 SH DEFINED 3 578 0 0 UNIFIRST CORP MASS COM 904708104 33 587 SH DEFINED 3 587 0 0 UNILEVER PLC SPON ADR NEW 904767704 641 19800 SH DEFINED 12 0 0 19800 UNILEVER PLC SPON ADR NEW 904767704 374 11562 SH DEFINED 15 11562 0 0 UNILEVER PLC SPON ADR NEW 904767704 663 20455 SH DEFINED 2 20455 0 0 UNILEVER PLC SPON ADR NEW 904767704 2478 76513 SH DEFINED 3 0 0 76513 UNILEVER PLC SPON ADR NEW 904767704 16297 503138 SH DEFINED 5 503138 0 0 UNILEVER PLC SPON ADR NEW 904767704 131 4050 SH DEFINED 7 0 4050 0 UNILEVER PLC SPON ADR NEW 904767704 1517 46834 SH DEFINED 8 46834 0 0 UNILEVER PLC SPON ADR NEW 904767704 39 1190 SH DEFINED 9 1190 0 0 UNILEVER N V N Y SHS NEW 904784709 1083 32967 SH DEFINED 32967 0 0 UNILEVER N V N Y SHS NEW 904784709 151 4600 SH DEFINED 14 4600 0 0 UNILEVER N V N Y SHS NEW 904784709 329 10030 SH DEFINED 15 10030 0 0 UNILEVER N V N Y SHS NEW 904784709 164 5003 SH DEFINED 2 5003 0 0 UNILEVER N V N Y SHS NEW 904784709 2358 71769 SH DEFINED 3 2465 0 69304 UNILEVER N V N Y SHS NEW 904784709 2842 86528 SH DEFINED 5 86528 0 0 UNILEVER N V N Y SHS NEW 904784709 113 3440 SH DEFINED 7 0 3440 0 UNILEVER N V N Y SHS NEW 904784709 189 5741 SH DEFINED 8 5741 0 0 UNILIFE CORP NEW COM 90478E103 12 2357 SH DEFINED 3 2357 0 0 UNION FIRST MKT BANKSH CP COM 90662P104 55 4540 SH DEFINED 3 840 0 3700 UNION PAC CORP COM 907818108 723 6926 SH DEFINED 6926 0 0 UNION PAC CORP COM 907818108 79628 762722 SH DEFINED 1 762722 0 0 UNION PAC CORP COM 907818108 1199 11483 SH DEFINED 10 11483 0 0 UNION PAC CORP COM 907818108 730 6991 SH DEFINED 11 6991 0 0 UNION PAC CORP COM 907818108 78 745 SH DEFINED 12 0 0 745 UNION PAC CORP COM 907818108 715 6851 SH DEFINED 15 6851 0 0 UNION PAC CORP COM 907818108 250 2397 SH DEFINED 16 2397 0 0 UNION PAC CORP COM 907818108 27663 264968 SH DEFINED 2 264968 0 0 UNION PAC CORP COM 907818108 9032 86515 SH DEFINED 3 7801 2575 76139 UNION PAC CORP COM 907818108 18256 174864 SH DEFINED 5 174864 0 0 UNION PAC CORP COM 907818108 4952 47437 SH DEFINED 7 0 47437 0 UNION PAC CORP COM 907818108 815 7809 SH DEFINED 8 6584 1225 0 UNION PAC CORP COM 907818108 175 1680 SH DEFINED 9 1680 0 0 UNION PAC CORP COM 907818108 13984 133944 SH DEFINED 5;1 133944 0 0 UNION PAC CORP COM 907818108 1830 17529 SH SOLE 17529 0 0 UNISOURCE ENERGY CORP COM 909205106 1175 31475 SH DEFINED 2 31475 0 0 UNISOURCE ENERGY CORP COM 909205106 74 1991 SH DEFINED 3 1522 0 469 UNISOURCE ENERGY CORP COM 909205106 2360 63210 SH DEFINED 4 0 22400 40810 UNISOURCE ENERGY CORP NOTE 4.5 909205AB2 11 10000 PRN DEFINED 3 10000 0 0 UNISYS CORP COM NEW 909214306 0 16 SH DEFINED 15 16 0 0 UNISYS CORP COM NEW 909214306 78 3049 SH DEFINED 2 3049 0 0 UNISYS CORP COM NEW 909214306 17332 674404 SH DEFINED 3 673797 0 607 UNISYS CORP COM NEW 909214306 19864 772900 PUT DEFINED 3 772900 0 0 UNIT CORP COM 909218109 1 9 SH DEFINED 15 9 0 0 UNIT CORP COM 909218109 6 100 SH DEFINED 3 0 0 100 UNIT CORP COM 909218109 1407 23100 SH DEFINED 4 0 3700 19400 UNITED AUTO GROUP INC NOTE 3.5 909440AH2 2 2000 PRN DEFINED 3 2000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 127 99716 SH DEFINED 4 0 0 99716 UNITED BANKSHARES INC WEST V COM 909907107 180 7360 SH DEFINED 3 1810 0 5550 UNITED CAPITAL CORP COM 909912107 2 74 SH DEFINED 3 74 0 0 UNITED CAPITAL CORP COM 909912107 629 21000 SH DEFINED 4 0 0 21000 UNITED CONTL HLDGS INC COM 910047109 4 175 SH DEFINED 15 175 0 0 UNITED CONTL HLDGS INC COM 910047109 169 7471 SH DEFINED 2 7471 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UNITED CONTL HLDGS INC COM 910047109 2412 106570 SH DEFINED 3 68662 0 37908 UNITED CONTL HLDGS INC COM 910047109 2942 130000 PUT DEFINED 3 130000 0 0 UNITED CONTL HLDGS INC COM 910047109 1303 57595 SH DEFINED 7 0 57595 0 UNITED CONTL HLDGS INC COM 910047109 61 2678 SH DEFINED 8 0 2678 0 UNITED FINANCIAL BANCORP INC COM 91030T109 10 668 SH DEFINED 3 668 0 0 UNITED FIRE & CAS CO COM 910331107 297 17081 SH DEFINED 2 17081 0 0 UNITED FIRE & CAS CO COM 910331107 16 893 SH DEFINED 3 893 0 0 UNITED GUARDIAN INC COM 910571108 1 100 SH DEFINED 3 0 0 100 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 102 39750 SH DEFINED 39750 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 45 17705 SH DEFINED 2 17705 0 0 UNITED NAT FOODS INC COM 911163103 154 3617 SH DEFINED 15 3617 0 0 UNITED NAT FOODS INC COM 911163103 733 17186 SH DEFINED 3 2006 0 15180 UNITED NAT FOODS INC COM 911163103 24383 571425 SH DEFINED 4 0 422135 149290 UNITED ONLINE INC COM 911268100 1 180 SH DEFINED 180 0 0 UNITED ONLINE INC COM 911268100 2 400 SH DEFINED 15 400 0 0 UNITED ONLINE INC COM 911268100 33 5500 SH DEFINED 2 5500 0 0 UNITED ONLINE INC COM 911268100 118 19525 SH DEFINED 3 3676 0 15849 UNITED ONLINE INC COM 911268100 4 615 SH DEFINED 5 615 0 0 UNITED PARCEL SERVICE INC CL B 911312106 510 6989 SH DEFINED 6989 0 0 UNITED PARCEL SERVICE INC CL B 911312106 32656 447775 SH DEFINED 1 447775 0 0 UNITED PARCEL SERVICE INC CL B 911312106 645 8850 SH DEFINED 10 8850 0 0 UNITED PARCEL SERVICE INC CL B 911312106 166 2276 SH DEFINED 11 2276 0 0 UNITED PARCEL SERVICE INC CL B 911312106 53 720 SH DEFINED 12 0 0 720 UNITED PARCEL SERVICE INC CL B 911312106 574 7873 SH DEFINED 15 7873 0 0 UNITED PARCEL SERVICE INC CL B 911312106 78 1073 SH DEFINED 16 988 85 0 UNITED PARCEL SERVICE INC CL B 911312106 35769 490461 SH DEFINED 2 490461 0 0 UNITED PARCEL SERVICE INC CL B 911312106 10898 149433 SH DEFINED 3 27760 0 121673 UNITED PARCEL SERVICE INC CL B 911312106 24067 330000 CALL DEFINED 3 330000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1094 15000 PUT DEFINED 3 15000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2782 38140 SH DEFINED 4 0 34845 3295 UNITED PARCEL SERVICE INC CL B 911312106 7232 99170 SH DEFINED 5 99170 0 0 UNITED PARCEL SERVICE INC CL B 911312106 803 11015 SH DEFINED 7 0 11015 0 UNITED PARCEL SERVICE INC CL B 911312106 338 4633 SH DEFINED 8 3628 1005 0 UNITED PARCEL SERVICE INC CL B 911312106 5 65 SH DEFINED 5;1 65 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1198 16425 SH SOLE 16425 0 0 UNITED RENTALS INC COM 911363109 2 62 SH DEFINED 15 62 0 0 UNITED RENTALS INC COM 911363109 563 22162 SH DEFINED 2 22162 0 0 UNITED RENTALS INC COM 911363109 2303 90675 SH DEFINED 3 2592 0 88083 UNITED RENTALS INC COM 911363109 18 719 SH DEFINED 5 719 0 0 UNITED RENTALS INC NOTE 4.0 911363AL3 54182 22613000 PRN DEFINED 3 22613000 0 0 UNITED STATES CELLULAR CORP COM 911684108 30 610 SH DEFINED 15 610 0 0 UNITED STATES CELLULAR CORP COM 911684108 218 4505 SH DEFINED 2 4505 0 0 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 80 1257 SH DEFINED 3 0 0 1257 U S ENERGY CORP WYO COM 911805109 4 1012 SH DEFINED 3 1012 0 0 UNITED STATES LIME & MINERAL COM 911922102 4 108 SH DEFINED 3 108 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 134 2689 SH DEFINED 5 2689 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 32 5300 SH DEFINED 1 5300 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 6 932 SH DEFINED 2 932 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 402 66722 SH DEFINED 3 66722 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 21 3500 SH DEFINED 7 0 3500 0 UNITED STATES NATL GAS FUND UNIT NEW 912318110 381 34587 SH DEFINED 34587 0 0 UNITED STATES NATL GAS FUND UNIT NEW 912318110 515 46766 SH DEFINED 3 0 0 46766 UNITED STATES NATL GAS FUND UNIT NEW 912318110 551 50000 CALL DEFINED 3 50000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 348 9357 SH DEFINED 9357 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 440 11810 SH DEFINED 14 11810 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 146 3924 SH DEFINED 16 3924 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 978 26260 SH DEFINED 3 17458 0 8802 UNITED STATES OIL FUND LP UNITS 91232N108 3221 86500 CALL DEFINED 3 86500 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 4372 117400 PUT DEFINED 3 117400 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 616 16539 SH DEFINED 5 16539 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UNITED STATES OIL FUND LP UNITS 91232N108 1584 42540 SH SOLE 42540 0 0 U STORE IT TR COM 91274F104 195 18523 SH DEFINED 2 18523 0 0 U STORE IT TR COM 91274F104 119 11275 SH DEFINED 3 4125 0 7150 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 22 500 SH DEFINED 3 0 0 500 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 16 500 SH DEFINED 3 0 0 500 UNITED STATES STL CORP NEW COM 912909108 2 36 SH DEFINED 36 0 0 UNITED STATES STL CORP NEW COM 912909108 45 978 SH DEFINED 15 978 0 0 UNITED STATES STL CORP NEW COM 912909108 2639 57315 SH DEFINED 2 57315 0 0 UNITED STATES STL CORP NEW COM 912909108 26871 583635 SH DEFINED 3 567470 0 16165 UNITED STATES STL CORP NEW COM 912909108 4963 107800 CALL DEFINED 3 107800 0 0 UNITED STATES STL CORP NEW COM 912909108 19102 414900 PUT DEFINED 3 414900 0 0 UNITED STATES STL CORP NEW COM 912909108 6210 134887 SH DEFINED 5 134887 0 0 UNITED STATES STL CORP NEW COM 912909108 277 6027 SH DEFINED 8 6027 0 0 UNITED STATES STL CORP NEW COM 912909108 3 65 SH DEFINED 5;1 65 0 0 UNITED STATES STL CORP NEW COM 912909108 515 10930 SH SOLE 10930 0 0 UNITED STATES STL CORP NEW NOTE 4.0 912909AE8 49256 31111000 PRN DEFINED 3 31110000 0 1000 UNITED STATIONERS INC COM 913004107 87 2468 SH DEFINED 3 1908 0 560 UNITED TECHNOLOGIES CORP COM 913017109 2499 28229 SH DEFINED 28229 0 0 UNITED TECHNOLOGIES CORP COM 913017109 133554 1508911 SH DEFINED 1 1508911 0 0 UNITED TECHNOLOGIES CORP COM 913017109 641 7244 SH DEFINED 10 7244 0 0 UNITED TECHNOLOGIES CORP COM 913017109 520 5875 SH DEFINED 11 5875 0 0 UNITED TECHNOLOGIES CORP COM 913017109 94 1060 SH DEFINED 12 0 0 1060 UNITED TECHNOLOGIES CORP COM 913017109 1956 22100 SH DEFINED 14 22100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1113 12578 SH DEFINED 15 12578 0 0 UNITED TECHNOLOGIES CORP COM 913017109 360 4072 SH DEFINED 16 4072 0 0 UNITED TECHNOLOGIES CORP COM 913017109 53912 609103 SH DEFINED 2 609103 0 0 UNITED TECHNOLOGIES CORP COM 913017109 17069 192852 SH DEFINED 3 9986 3088 179778 UNITED TECHNOLOGIES CORP COM 913017109 20525 231900 CALL DEFINED 3 231900 0 0 UNITED TECHNOLOGIES CORP COM 913017109 8134 91900 PUT DEFINED 3 91900 0 0 UNITED TECHNOLOGIES CORP COM 913017109 48899 552469 SH DEFINED 5 552469 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3062 34595 SH DEFINED 7 0 34595 0 UNITED TECHNOLOGIES CORP COM 913017109 3009 33999 SH DEFINED 8 25849 8150 0 UNITED TECHNOLOGIES CORP COM 913017109 684 7729 SH DEFINED 9 7729 0 0 UNITED TECHNOLOGIES CORP COM 913017109 12554 141832 SH DEFINED 5;1 141832 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1671 18884 SH SOLE 18884 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 2 31 SH DEFINED 31 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1227 22268 SH DEFINED 2 22268 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 4714 85554 SH DEFINED 3 84200 0 1354 UNITED THERAPEUTICS CORP DEL COM 91307C102 4926 89400 CALL DEFINED 3 89400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 73 1413 SH DEFINED 1413 0 0 UNITEDHEALTH GROUP INC COM 91324P102 144992 2811010 SH DEFINED 1 2811010 0 0 UNITEDHEALTH GROUP INC COM 91324P102 518 10036 SH DEFINED 10 10036 0 0 UNITEDHEALTH GROUP INC COM 91324P102 387 7499 SH DEFINED 11 7499 0 0 UNITEDHEALTH GROUP INC COM 91324P102 171 3311 SH DEFINED 15 3311 0 0 UNITEDHEALTH GROUP INC COM 91324P102 50 974 SH DEFINED 16 974 0 0 UNITEDHEALTH GROUP INC COM 91324P102 28486 552266 SH DEFINED 2 552266 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8455 163913 SH DEFINED 3 13207 0 150706 UNITEDHEALTH GROUP INC COM 91324P102 743 14400 PUT DEFINED 3 14400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4072 78947 SH DEFINED 5 78947 0 0 UNITEDHEALTH GROUP INC COM 91324P102 664 12870 SH DEFINED 7 0 12870 0 UNITEDHEALTH GROUP INC COM 91324P102 169 3278 SH DEFINED 8 3028 250 0 UNITEDHEALTH GROUP INC COM 91324P102 12 225 SH DEFINED 9 225 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4094 79363 SH DEFINED 5;1 79363 0 0 UNITEDHEALTH GROUP INC COM 91324P102 34 665 SH SOLE 665 0 0 UNITEK GLOBAL SVCS INC COM PAR 91324T302 4 455 SH DEFINED 3 455 0 0 $.00002 UNITIL CORP COM 913259107 1707 64912 SH DEFINED 3 453 0 64459 UNITIL CORP COM 913259107 2769 105276 SH DEFINED 4 0 21000 84276 UNITRIN INC COM 913275103 85 2849 SH DEFINED 3 0 0 2849 UNITRIN INC COM 913275103 56 1875 SH DEFINED 5 1875 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- UNITRIN INC COM 913275103 8 275 SH DEFINED 275 0 0 UNITRIN INC COM 913275103 84 2826 SH DEFINED 2 2826 0 0 UNIVERSAL AMERN SPIN CORP COM 91338E101 15 1339 SH DEFINED 3 1339 0 0 UNIVERSAL CORP VA COM 913456109 466 12369 SH DEFINED 2 12369 0 0 UNIVERSAL CORP VA COM 913456109 195 5167 SH DEFINED 3 961 0 4206 UNIVERSAL DISPLAY CORP COM 91347P105 125 3566 SH DEFINED 2 3566 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 170 4843 SH DEFINED 3 1595 0 3248 UNIVERSAL ELECTRS INC COM 913483103 16 623 SH DEFINED 3 623 0 0 UNIVERSAL ELECTRS INC COM 913483103 18782 743543 SH DEFINED 4 0 255480 488063 UNIVERSAL FST PRODS INC COM 913543104 1 35 SH DEFINED 35 0 0 UNIVERSAL FST PRODS INC COM 913543104 5 222 SH DEFINED 2 222 0 0 UNIVERSAL FST PRODS INC COM 913543104 19 810 SH DEFINED 3 810 0 0 UNIVERSAL FST PRODS INC COM 913543104 407 17000 SH DEFINED 4 0 0 17000 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 15 380 SH DEFINED 380 0 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 617 15423 SH DEFINED 2 15423 0 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 20 492 SH DEFINED 3 492 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 1189 254578 SH DEFINED 3 778 0 253800 UNIVERSAL STAINLESS & ALLOY COM 913837100 14 295 SH DEFINED 3 295 0 0 UNIVERSAL STAINLESS & ALLOY COM 913837100 22102 472666 SH DEFINED 4 0 165507 307159 UNIVERSAL TRUCKLOAD SVCS INC COM 91388P105 4 227 SH DEFINED 3 227 0 0 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 0 31323 SH DEFINED 3 0 0 31323 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 0 30000 SH DEFINED 4 0 0 30000 UNIVERSAL HLTH SVCS INC CL B 913903100 6 108 SH DEFINED 15 108 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 36 700 SH DEFINED 16 700 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1872 36334 SH DEFINED 2 36334 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 786 15252 SH DEFINED 3 0 0 15252 UNIVERSAL HLTH SVCS INC CL B 913903100 63 1220 SH DEFINED 5 1220 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 286 5553 SH SOLE 5553 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 1 60 SH DEFINED 60 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 3 134 SH DEFINED 15 134 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 18 922 SH DEFINED 3 885 0 37 UNIVEST CORP PA COM 915271100 11 696 SH DEFINED 3 696 0 0 UNUM GROUP COM 91529Y106 233 9138 SH DEFINED 9138 0 0 UNUM GROUP COM 91529Y106 195 7648 SH DEFINED 15 7648 0 0 UNUM GROUP COM 91529Y106 5380 211147 SH DEFINED 2 211147 0 0 UNUM GROUP COM 91529Y106 635 24939 SH DEFINED 3 3607 0 21332 UNUM GROUP COM 91529Y106 165 6491 SH DEFINED 5 6491 0 0 UR ENERGY INC COM 91688R108 7 4292 SH DEFINED 3 4292 0 0 UR ENERGY INC COM 91688R108 11 7125 SH DEFINED 5 7125 0 0 URANERZ ENERGY CORP COM 91688T104 20 6483 SH DEFINED 3 6483 0 0 URANERZ ENERGY CORP COM 91688T104 1185 392518 SH DEFINED 5 392518 0 0 URANERZ ENERGY CORP COM 91688T104 36 12000 SH DEFINED 8 12000 0 0 URANIUM ENERGY CORP COM 916896103 58 18957 SH DEFINED 3 2957 0 16000 URANIUM ENERGY CORP COM 916896103 3 1000 SH DEFINED 5 1000 0 0 URANIUM RES INC COM PAR $0.001 916901507 42 25000 SH DEFINED 13 25000 0 0 URANIUM RES INC COM PAR $0.001 916901507 23 13874 SH DEFINED 3 3874 0 10000 URBAN OUTFITTERS INC COM 917047102 9 325 SH DEFINED 325 0 0 URBAN OUTFITTERS INC COM 917047102 90 3202 SH DEFINED 10 3202 0 0 URBAN OUTFITTERS INC COM 917047102 16 585 SH DEFINED 11 585 0 0 URBAN OUTFITTERS INC COM 917047102 34 1195 SH DEFINED 12 0 0 1195 URBAN OUTFITTERS INC COM 917047102 0 6 SH DEFINED 15 6 0 0 URBAN OUTFITTERS INC COM 917047102 17 589 SH DEFINED 16 589 0 0 URBAN OUTFITTERS INC COM 917047102 3445 122382 SH DEFINED 2 122382 0 0 URBAN OUTFITTERS INC COM 917047102 15 526 SH DEFINED 3 0 0 526 URBAN OUTFITTERS INC COM 917047102 0 4 SH DEFINED 5 4 0 0 URBAN OUTFITTERS INC COM 917047102 174 6165 SH DEFINED 7 0 6165 0 URBAN OUTFITTERS INC COM 917047102 5 180 SH DEFINED 8 0 180 0 URBAN OUTFITTERS INC COM 917047102 734 26058 SH SOLE 26058 0 0 UROPLASTY INC COM NEW 917277204 40 5348 SH DEFINED 3 5348 0 0 URSTADT BIDDLE PPTYS INS CL A 917286205 816 45054 SH DEFINED 3 956 0 44098

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- US ECOLOGY INC COM 91732J102 1 47 SH DEFINED 47 0 0 US ECOLOGY INC COM 91732J102 22 1259 SH DEFINED 3 759 0 500 UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 66 627 SH DEFINED 3 27 0 600 UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 32 300 SH DEFINED 5 300 0 0 VCA ANTECH INC COM 918194101 28 1300 SH DEFINED 15 1300 0 0 VCA ANTECH INC COM 918194101 2572 121321 SH DEFINED 2 121321 0 0 VCA ANTECH INC COM 918194101 43 2025 SH DEFINED 3 0 0 2025 VCA ANTECH INC COM 918194101 8 391 SH DEFINED 5 391 0 0 V F CORP COM 918204108 226 2086 SH DEFINED 2086 0 0 V F CORP COM 918204108 2497 23000 SH DEFINED 1 23000 0 0 V F CORP COM 918204108 684 6300 SH DEFINED 10 6300 0 0 V F CORP COM 918204108 189 1740 SH DEFINED 12 0 0 1740 V F CORP COM 918204108 441 4059 SH DEFINED 14 4059 0 0 V F CORP COM 918204108 259 2390 SH DEFINED 15 2390 0 0 V F CORP COM 918204108 37 340 SH DEFINED 16 340 0 0 V F CORP COM 918204108 2153 19833 SH DEFINED 2 19833 0 0 V F CORP COM 918204108 14455 133147 SH DEFINED 3 985 40419 91743 V F CORP COM 918204108 993 9150 SH DEFINED 4 0 1150 8000 V F CORP COM 918204108 609 5613 SH DEFINED 5 5613 0 0 V F CORP COM 918204108 465 4282 SH SOLE 4282 0 0 VSE CORP COM 918284100 54 2171 SH DEFINED 3 171 0 2000 VOC ENERGY TR TR UNIT 91829B103 1045 46475 SH DEFINED 3 0 0 46475 VAALCO ENERGY INC COM NEW 91851C201 253 42080 SH DEFINED 2 42080 0 0 VAALCO ENERGY INC COM NEW 91851C201 212 35170 SH DEFINED 3 0 0 35170 VAIL RESORTS INC COM 91879Q109 1 23 SH DEFINED 15 23 0 0 VAIL RESORTS INC COM 91879Q109 71 1543 SH DEFINED 3 1493 0 50 VALASSIS COMMUNICATIONS INC COM 918866104 4 125 SH DEFINED 15 125 0 0 VALASSIS COMMUNICATIONS INC COM 918866104 67 2213 SH DEFINED 3 2038 0 175 VALHI INC NEW COM 918905100 5 100 SH DEFINED 3 0 0 100 VALENCE TECHNOLOGY INC COM 918914102 8 7096 SH DEFINED 3 7096 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1584 30490 SH DEFINED 30490 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 163318 3143157 SH DEFINED 1 3143157 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 51 975 SH DEFINED 16 975 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 892 17163 SH DEFINED 2 17163 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 11161 214809 SH DEFINED 3 209770 0 5039 VALEANT PHARMACEUTICALS INTL COM 91911K102 59052 1136496 SH DEFINED 5 1136496 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 154 2956 SH DEFINED 7 0 2956 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1045 20113 SH DEFINED 8 20113 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 7 129 SH DEFINED 5;1 129 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 123050 2368165 SH SOLE 2368165 0 0 VALE S A ADR 91912E105 885 27715 SH DEFINED 27715 0 0 VALE S A ADR 91912E105 20879 653500 SH DEFINED 1 653500 0 0 VALE S A ADR 91912E105 358 11205 SH DEFINED 10 11205 0 0 VALE S A ADR 91912E105 97 3031 SH DEFINED 12 0 0 3031 VALE S A ADR 91912E105 180 5621 SH DEFINED 14 5621 0 0 VALE S A ADR 91912E105 215 6739 SH DEFINED 15 6739 0 0 VALE S A ADR 91912E105 498 15589 SH DEFINED 16 15589 0 0 VALE S A ADR 91912E105 44084 1379795 SH DEFINED 3 1312242 0 67553 VALE S A ADR 91912E105 36500 1142400 CALL DEFINED 3 1142400 0 0 VALE S A ADR 91912E105 80294 2513100 PUT DEFINED 3 2513100 0 0 VALE S A ADR 91912E105 4722 147801 SH DEFINED 5 147801 0 0 VALE S A ADR 91912E105 340 10651 SH DEFINED 7 0 10651 0 VALE S A ADR 91912E105 278 8705 SH SOLE 8705 0 0 VALE S A ADR REPSTG PFD 91912E204 94 3250 SH DEFINED 3250 0 0 VALE S A ADR REPSTG PFD 91912E204 140 4830 SH DEFINED 13 4830 0 0 VALE S A ADR REPSTG PFD 91912E204 587 20268 SH DEFINED 14 20268 0 0 VALE S A ADR REPSTG PFD 91912E204 8 260 SH DEFINED 15 260 0 0 VALE S A ADR REPSTG PFD 91912E204 14061 485539 SH DEFINED 3 485211 0 328 VALE CAP II VALEP 6.75%12 91912F300 8 83 PRN DEFINED 83 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2 69 SH DEFINED 69 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VALERO ENERGY CORP NEW COM 91913Y100 28901 1130279 SH DEFINED 1 1130279 0 0 VALERO ENERGY CORP NEW COM 91913Y100 59 2300 SH DEFINED 14 2300 0 0 VALERO ENERGY CORP NEW COM 91913Y100 97 3812 SH DEFINED 15 3812 0 0 VALERO ENERGY CORP NEW COM 91913Y100 16 635 SH DEFINED 16 0 635 0 VALERO ENERGY CORP NEW COM 91913Y100 11094 433865 SH DEFINED 2 433865 0 0 VALERO ENERGY CORP NEW COM 91913Y100 10864 424877 SH DEFINED 3 365989 0 58888 VALERO ENERGY CORP NEW COM 91913Y100 2301 90000 CALL DEFINED 3 90000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 8540 334000 PUT DEFINED 3 334000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 3077 120332 SH DEFINED 5 120332 0 0 VALERO ENERGY CORP NEW COM 91913Y100 65 2530 SH DEFINED 7 0 2530 0 VALERO ENERGY CORP NEW COM 91913Y100 884 34586 SH DEFINED 8 24256 10330 0 VALLEY NATL BANCORP COM 919794107 586 43092 SH DEFINED 2 43092 0 0 VALLEY NATL BANCORP COM 919794107 202 14830 SH DEFINED 3 0 0 14830 VALMONT INDS INC COM 920253101 1 8 SH DEFINED 15 8 0 0 VALMONT INDS INC COM 920253101 8 85 SH DEFINED 16 0 85 0 VALMONT INDS INC COM 920253101 917 9514 SH DEFINED 2 9514 0 0 VALMONT INDS INC COM 920253101 104 1081 SH DEFINED 3 0 0 1081 VALSPAR CORP COM 920355104 10 290 SH DEFINED 15 290 0 0 VALSPAR CORP COM 920355104 2795 77518 SH DEFINED 2 77518 0 0 VALSPAR CORP COM 920355104 1400 38822 SH DEFINED 3 5000 0 33822 VALSPAR CORP COM 920355104 11488 318592 SH DEFINED 4 0 246162 72430 VALSPAR CORP COM 920355104 105 2910 SH DEFINED 5 2910 0 0 VALUE LINE INC COM 920437100 1 56 SH DEFINED 3 56 0 0 VALUECLICK INC COM 92046N102 370 22300 SH DEFINED 1 22300 0 0 VALUECLICK INC COM 92046N102 722 43488 SH DEFINED 2 43488 0 0 VALUECLICK INC COM 92046N102 54 3264 SH DEFINED 3 3264 0 0 VALUECLICK INC COM 92046N102 11 643 SH DEFINED 5 643 0 0 VALUEVISION MEDIA INC CL A 92047K107 13 1697 SH DEFINED 3 1697 0 0 VANDA PHARMACEUTICALS INC COM 921659108 8 1166 SH DEFINED 3 1166 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 12 215 SH DEFINED 215 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 19769 353079 SH DEFINED 3 0 0 353079 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 102 1825 SH DEFINED 5 1825 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 11 200 SH DEFINED 8 200 0 0 VANGUARD STAR FD INTL STK IDXFD 921909768 1143 22267 SH DEFINED 3 0 0 22267 VANGUARD WORLD FD EXTENDED DUR 921910709 135 1661 SH DEFINED 3 0 0 1661 VANGUARD WORLD FD EXTENDED DUR 921910709 68 833 SH DEFINED 5 833 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1375 27786 SH DEFINED 3 27786 0 0 VANGUARD WORLD FD MEGA VALUE 300 921910840 18 433 SH DEFINED 14 433 0 0 VANGUARD WORLD FD MEGA VALUE 300 921910840 1573 38701 SH DEFINED 3 18301 0 20400 VANGUARD WORLD FD MEGA CAP INDEX 921910873 586 13036 SH DEFINED 3 13036 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 2329 29131 SH DEFINED 3 28663 0 468 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 5525 65810 SH DEFINED 3 29095 0 36715 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 9590 118348 SH DEFINED 3 0 0 118348 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 29 360 SH DEFINED 5 360 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 154 1900 SH DEFINED 7 0 1900 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 373 4594 SH DEFINED 15 4594 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2374 29255 SH DEFINED 3 0 0 29255 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 153 1880 SH DEFINED 5 1880 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1536 18920 SH DEFINED 7 0 18920 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 1828 48017 SH DEFINED 48017 0 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 476 12500 SH DEFINED 12 0 0 12500 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 169 4450 SH DEFINED 15 4450 0 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 1114 29261 SH DEFINED 3 0 0 29261 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 1303 34217 SH DEFINED 5 34217 0 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 56 1473 SH DEFINED 8 1473 0 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 6 150 SH DEFINED 5;1 150 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 20 450 SH DEFINED 15 450 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 468 10400 SH DEFINED 16 10400 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 290 6455 SH DEFINED 3 0 0 6455 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 76 1700 SH DEFINED 5 1700 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 24 231 SH DEFINED 231 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 31 300 SH DEFINED 15 300 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4091 39818 SH DEFINED 3 0 0 39818 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 592 11800 SH DEFINED 12 0 0 11800 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 55 1087 SH DEFINED 3 0 0 1087 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 6 115 SH DEFINED 5 115 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1258 25250 SH DEFINED 12 0 0 25250 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5784 116111 SH DEFINED 3 0 0 116111 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 159 3200 SH DEFINED 5 3200 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 3708 71759 SH DEFINED 71759 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 642 13199 SH DEFINED 13 13199 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 367 7550 SH DEFINED 15 7550 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 615 12643 SH DEFINED 16 12643 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 220341 4531899 SH DEFINED 2 4531899 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 45621 938321 SH DEFINED 3 0 430028 508293 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 3920 80628 SH DEFINED 5 80628 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 9654 198563 SH DEFINED 7 0 198563 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 311 6399 SH DEFINED 8 1549 4850 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EMR MKT 922042858 102212 2102253 SH SOLE 2102253 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 38 672 SH DEFINED 3 0 0 672 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 10 175 SH DEFINED 5 175 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 154 2885 SH DEFINED 2885 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 775 14470 SH DEFINED 13 14470 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 88 1639 SH DEFINED 15 1639 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 374 6989 SH DEFINED 16 6989 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 7232 135100 SH DEFINED 3 0 0 135100 ETF VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 33 610 SH DEFINED 5 610 0 0 ETF VANGUARD INTL EQUITY INDEX F MSCI EUROPE 922042874 215 4015 SH SOLE 4015 0 0 ETF VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 64 973 SH DEFINED 3 0 0 973 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 57 713 SH DEFINED 713 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2518 31512 SH DEFINED 3 0 0 31512 VANGUARD SECTOR INDEX FDS - ENERGY ETF 92204A306 233 2111 SH DEFINED 2111 0 0 CONSUMER STAPLES VANGUARD WORLD FDS ENERGY ETF 92204A306 1658 14999 SH DEFINED 3 0 0 14999 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 622 19366 SH DEFINED 3 0 0 19366 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1312 20445 SH DEFINED 3 0 0 20445 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 894 12885 SH DEFINED 3 0 0 12885 VANGUARD WORLD FDS INF TECH ETF 92204A702 4778 75429 SH DEFINED 3 2531 0 72898 VANGUARD WORLD FDS INF TECH ETF 92204A702 2417 38150 SH DEFINED 5 38150 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 333 5250 SH DEFINED 7 0 5250 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 275 4340 SH DEFINED 8 4340 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 414 4813 SH DEFINED 3 0 0 4813 VANGUARD WORLD FDS MATERIALS ETF 92204A801 35 401 SH DEFINED 5 401 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VANGUARD WORLD FDS UTILITIES ETF 92204A876 180 2500 SH DEFINED 2500 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 360 5000 SH DEFINED 16 5000 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1557 21632 SH DEFINED 3 0 0 21632 VANGUARD WORLD FDS TELCOMM ETF 92204A884 9 133 SH DEFINED 15 133 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 12 163 SH DEFINED 3 0 0 163 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 104 3700 SH DEFINED 15 3700 0 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 160 5680 SH DEFINED 2 5680 0 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 975 34659 SH DEFINED 3 0 0 34659 VANGUARD SCOTTSDALE FDS SHTRM GVT BD 92206C102 862 14163 SH DEFINED 3 0 0 14163 ETF VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 50 635 SH DEFINED 635 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 21137 269783 SH DEFINED 3 169278 48722 51783 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 180 2300 SH DEFINED 7 0 2300 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 125 2000 SH DEFINED 5 2000 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 439 6706 SH DEFINED 3 5350 0 1356 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 4 60 SH DEFINED 5 60 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 89 1432 SH DEFINED 3 0 0 1432 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 89 1511 SH DEFINED 3 0 0 1511 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 18 350 SH DEFINED 3 0 0 350 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 69 1340 SH DEFINED 5 1340 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 54 1060 SH DEFINED 8 1060 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 39 494 SH DEFINED 3 169 0 325 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 6 96 SH DEFINED 3 0 0 96 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1413 17619 SH DEFINED 3 8780 0 8839 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 2279 37100 SH DEFINED 1 37100 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 2 39 SH DEFINED 15 39 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 3595 58513 SH DEFINED 2 58513 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 21644 352279 SH DEFINED 3 351000 0 1279 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 1843 30000 CALL DEFINED 3 30000 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 221 3600 SH DEFINED 5 3600 0 0 VARIAN MED SYS INC COM 92220P105 10014 143010 SH DEFINED 1 143010 0 0 VARIAN MED SYS INC COM 92220P105 336 4799 SH DEFINED 15 4799 0 0 VARIAN MED SYS INC COM 92220P105 408 5830 SH DEFINED 2 5830 0 0 VARIAN MED SYS INC COM 92220P105 2038 29112 SH DEFINED 3 1350 0 27762 VARIAN MED SYS INC COM 92220P105 819 11700 SH DEFINED 4 0 2000 9700 VARIAN MED SYS INC COM 92220P105 576 8224 SH DEFINED 5 8224 0 0 VASCO DATA SEC INTL INC COM 92230Y104 14 1121 SH DEFINED 3 1121 0 0 VASCULAR SOLUTIONS INC COM 92231M109 12 1003 SH DEFINED 3 703 0 300 VECTREN CORP COM 92240G101 967 34720 SH DEFINED 2 34720 0 0 VECTREN CORP COM 92240G101 335 12029 SH DEFINED 3 0 0 12029 VECTREN CORP COM 92240G101 106 3800 SH DEFINED 5 3800 0 0 VECTOR GROUP LTD COM 92240M108 108 6063 SH DEFINED 6063 0 0 VECTOR GROUP LTD COM 92240M108 75 4233 SH DEFINED 3 1901 0 2332 VEECO INSTRS INC DEL COM 922417100 33 690 SH DEFINED 690 0 0 VEECO INSTRS INC DEL COM 922417100 15 300 SH DEFINED 15 300 0 0 VEECO INSTRS INC DEL COM 922417100 727 15026 SH DEFINED 3 2490 0 12536 VEECO INSTRS INC DEL COM 922417100 1238 25580 SH DEFINED 5 25580 0 0 VENOCO INC COM 92275P307 25 1983 SH DEFINED 2 1983 0 0 VENOCO INC COM 92275P307 510 40000 SH DEFINED 3 40000 0 0 VENTAS INC COM 92276F100 5 91 SH DEFINED 91 0 0 VENTAS INC COM 92276F100 5989 113624 SH DEFINED 2 113624 0 0 VENTAS INC COM 92276F100 4827 91582 SH DEFINED 3 1907 0 89675 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 424 7024 SH DEFINED 3 0 0 7024 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1940 34280 SH DEFINED 3 0 0 34280 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3408 50097 SH DEFINED 3 12773 0 37324 VANGUARD INDEX FDS REIT ETF 922908553 90 1500 SH DEFINED 1500 0 0 VANGUARD INDEX FDS REIT ETF 922908553 221 3671 SH DEFINED 1 3671 0 0 VANGUARD INDEX FDS REIT ETF 922908553 18 300 SH DEFINED 15 300 0 0 VANGUARD INDEX FDS REIT ETF 922908553 8116 135044 SH DEFINED 3 0 0 135044 VANGUARD INDEX FDS REIT ETF 922908553 94 1560 SH SOLE 1560 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VANGUARD INDEX FDS SML CP GRW ETF 922908595 152 1772 SH DEFINED 1772 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 8 97 SH DEFINED 15 97 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 31782 369986 SH DEFINED 3 186660 0 183326 VANGUARD INDEX FDS SML CP GRW ETF 922908595 16 189 SH DEFINED 5 189 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 56 800 SH DEFINED 800 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 8 117 SH DEFINED 15 117 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 13431 191645 SH DEFINED 3 181459 0 10186 VANGUARD INDEX FDS MID CAP ETF 922908629 36 450 SH DEFINED 15 450 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3083 38332 SH DEFINED 3 29085 0 9247 VANGUARD INDEX FDS MID CAP ETF 922908629 161 2000 SH DEFINED 5 2000 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6279 103632 SH DEFINED 3 100937 0 2695 VANGUARD INDEX FDS LARGE CAP ETF 922908637 183 3015 SH DEFINED 5 3015 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 275 4705 SH DEFINED 4705 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 14197 242850 SH DEFINED 3 202796 0 40054 VANGUARD INDEX FDS GROWTH ETF 922908736 35 543 SH DEFINED 15 543 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 29905 462285 SH DEFINED 3 4772 0 457513 VANGUARD INDEX FDS VALUE ETF 922908744 33 596 SH DEFINED 15 596 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 57 1021 SH DEFINED 16 1021 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 8613 153675 SH DEFINED 3 0 0 153675 VANGUARD INDEX FDS VALUE ETF 922908744 78 1400 SH DEFINED 5 1400 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 386 4950 SH DEFINED 15 4950 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 68308 875181 SH DEFINED 3 788529 0 86652 VANGUARD INDEX FDS SMALL CP ETF 922908751 31 400 SH DEFINED 5 400 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 130 1670 SH DEFINED 8 1420 250 0 VANGUARD INDEX FDS STK MRK ETF 922908769 351 5125 SH DEFINED 5125 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 1495 21850 SH DEFINED 12 0 0 21850 VANGUARD INDEX FDS STK MRK ETF 922908769 79 1148 SH DEFINED 13 1148 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 8 121 SH DEFINED 14 121 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 862 12596 SH DEFINED 15 12596 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 15476 226262 SH DEFINED 3 56432 0 169830 VANGUARD INDEX FDS STK MRK ETF 922908769 1131 16528 SH DEFINED 5 16528 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 30 1046 SH DEFINED 15 1046 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 76 2697 SH DEFINED 2 2697 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 87 3075 SH DEFINED 3 0 0 3075 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 1089 38432 SH DEFINED 5 38432 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 11 400 SH DEFINED 9 400 0 0 VERA BRADLEY INC COM 92335C106 37 958 SH DEFINED 3 822 0 136 VERENIUM CORP COM NEW 92340P209 1 541 SH DEFINED 13 541 0 0 VERENIUM CORP COM NEW 92340P209 0 127 SH DEFINED 16 127 0 0 VERIFONE SYS INC COM 92342Y109 11 249 SH DEFINED 15 249 0 0 VERIFONE SYS INC COM 92342Y109 110 2475 SH DEFINED 2 2475 0 0 VERIFONE SYS INC COM 92342Y109 355 7994 SH DEFINED 3 0 0 7994 VERIFONE SYS INC COM 92342Y109 5 120 SH DEFINED 7 0 120 0 VERIFONE SYS INC NOTE 1. 92342YAB5 227 195000 PRN DEFINED 3 195000 0 0 VERISIGN INC COM 92343E102 5997 179228 SH DEFINED 2 179228 0 0 VERISIGN INC COM 92343E102 181 5424 SH DEFINED 3 2034 0 3390 VERISIGN INC COM 92343E102 3 84 SH DEFINED 5 84 0 0 VERISIGN INC SDCV 3. 92343EAD4 128 111000 PRN DEFINED 3 16000 0 95000 VERISIGN INC SDCV 3. 92343EAD4 5657 4905000 PRN DEFINED 6 4905000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1188 31902 SH DEFINED 23702 8200 0 VERIZON COMMUNICATIONS INC COM 92343V104 39635 1064600 SH DEFINED 1 1064600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 223 6000 SH DEFINED 12 0 0 6000 VERIZON COMMUNICATIONS INC COM 92343V104 78 2100 SH DEFINED 14 2100 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1556 41794 SH DEFINED 15 41794 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 248 6650 SH DEFINED 16 6650 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 57270 1538284 SH DEFINED 2 1538284 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 45511 1222437 SH DEFINED 3 75350 0 1147087 VERIZON COMMUNICATIONS INC COM 92343V104 22080 593080 SH DEFINED 4 0 116955 476125 VERIZON COMMUNICATIONS INC COM 92343V104 12277 329757 SH DEFINED 5 329757 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 706 18956 SH DEFINED 7 0 18956 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VERIZON COMMUNICATIONS INC COM 92343V104 1353 36337 SH DEFINED 8 25117 11220 0 VERIZON COMMUNICATIONS INC COM 92343V104 32 850 SH DEFINED 9 850 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 928 24929 SH SOLE 24929 0 0 VERINT SYS INC COM 92343X100 4 100 SH DEFINED 100 0 0 VERINT SYS INC COM 92343X100 3 91 SH DEFINED 15 91 0 0 VERINT SYS INC COM 92343X100 50 1344 SH DEFINED 2 1344 0 0 VERINT SYS INC COM 92343X100 63 1712 SH DEFINED 3 878 0 834 VERISK ANALYTICS INC CL A 92345Y106 13 373 SH DEFINED 15 373 0 0 VERISK ANALYTICS INC CL A 92345Y106 4 106 SH DEFINED 3 0 0 106 VERMILLION INC COM NEW 92407M206 90 22000 SH DEFINED 3 0 0 22000 VERSANT CORP COM NEW 925284309 17 1350 SH DEFINED 3 0 0 1350 VERSAR INC COM 925297103 6 2000 SH DEFINED 3 0 0 2000 VERSO PAPER CORP COM 92531L108 2 620 SH DEFINED 3 620 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 52 1000 SH DEFINED 1000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 9291 178700 SH DEFINED 1 178700 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3 55 SH DEFINED 15 55 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 9408 180964 SH DEFINED 2 180964 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1826 35119 SH DEFINED 3 0 0 35119 VERTEX PHARMACEUTICALS INC COM 92532F100 296 5700 CALL DEFINED 3 5700 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 36 689 SH DEFINED 5 689 0 0 VESTIN RLTY MTG II INC COM NEW 92549X201 4 3149 SH DEFINED 3 0 0 3149 VIAD CORP COM NEW 92552R406 4 200 SH DEFINED 200 0 0 VIAD CORP COM NEW 92552R406 780 35000 SH DEFINED 16 35000 0 0 VIAD CORP COM NEW 92552R406 30 1334 SH DEFINED 3 845 0 489 VIASAT INC COM 92552V100 65 1505 SH DEFINED 3 1505 0 0 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 3 118 SH DEFINED 3 118 0 0 VIACOM INC NEW CL A 92553P102 617 10738 SH DEFINED 2 10738 0 0 VIACOM INC NEW CL A 92553P102 596 10376 SH DEFINED 3 0 0 10376 VIACOM INC NEW CL A 92553P102 53 921 SH DEFINED 5 921 0 0 VIACOM INC NEW CL B 92553P201 103 2023 SH DEFINED 2023 0 0 VIACOM INC NEW CL B 92553P201 58941 1155700 SH DEFINED 1 1155700 0 0 VIACOM INC NEW CL B 92553P201 230 4500 SH DEFINED 10 4500 0 0 VIACOM INC NEW CL B 92553P201 306 6000 SH DEFINED 11 6000 0 0 VIACOM INC NEW CL B 92553P201 153 3000 SH DEFINED 14 3000 0 0 VIACOM INC NEW CL B 92553P201 366 7172 SH DEFINED 15 7172 0 0 VIACOM INC NEW CL B 92553P201 13990 274307 SH DEFINED 2 274307 0 0 VIACOM INC NEW CL B 92553P201 1005 19707 SH DEFINED 3 6944 0 12763 VIACOM INC NEW CL B 92553P201 2090 40980 SH DEFINED 5 40980 0 0 VIACOM INC NEW CL B 92553P201 1145 22445 SH DEFINED 7 0 22445 0 VIACOM INC NEW CL B 92553P201 53 1038 SH DEFINED 8 608 430 0 VIACOM INC NEW CL B 92553P201 21 410 SH DEFINED 9 410 0 0 VIACOM INC NEW CL B 92553P201 6949 136250 SH DEFINED 5;1 136250 0 0 VIACOM INC NEW CL B 92553P201 321 6297 SH SOLE 6297 0 0 VICAL INC COM 925602104 12 2975 SH DEFINED 3 2975 0 0 VICOR CORP COM 925815102 13 813 SH DEFINED 3 813 0 0 VIEWPOINT FINL GROUP INC MD COM 92672A101 20 1445 SH DEFINED 3 1445 0 0 VILLAGE SUPER MKT INC CL A NEW 927107409 7 259 SH DEFINED 3 259 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 1 83 SH DEFINED 15 83 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 40 3150 SH DEFINED 16 3150 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 226 17678 SH DEFINED 2 17678 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 20 1600 SH DEFINED 3 1600 0 0 VIRGIN MEDIA INC COM 92769L101 29304 979100 SH DEFINED 1 979100 0 0 VIRGIN MEDIA INC COM 92769L101 252 8417 SH DEFINED 10 8417 0 0 VIRGIN MEDIA INC COM 92769L101 24 798 SH DEFINED 11 798 0 0 VIRGIN MEDIA INC COM 92769L101 42 1385 SH DEFINED 16 1385 0 0 VIRGIN MEDIA INC COM 92769L101 640894 21413099 SH OTHER 16 0 21413099 0 VIRGIN MEDIA INC COM 92769L101 4781 159746 SH DEFINED 2 159746 0 0 VIRGIN MEDIA INC COM 92769L101 16 540 SH DEFINED 3 0 0 540 VIRGIN MEDIA INC COM 92769L101 0 6 SH DEFINED 5 6 0 0 VIRGIN MEDIA INC COM 92769L101 29 970 SH SOLE 970 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VIRGIN MEDIA INC NOTE 6. 92769LAB7 26831 15000000 PRN DEFINED 3 15000000 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 29 4971 SH DEFINED 3 971 0 4000 VISTA GOLD CORP COM NEW 927926303 8 2946 SH DEFINED 3 2946 0 0 VISTA GOLD CORP COM NEW 927926303 0 10 SH DEFINED 5 10 0 0 VIRNETX HLDG CORP COM 92823T108 1 23 SH DEFINED 15 23 0 0 VIRNETX HLDG CORP COM 92823T108 1 50 SH DEFINED 2 50 0 0 VIRNETX HLDG CORP COM 92823T108 92 3188 SH DEFINED 3 1688 0 1500 VIROPHARMA INC COM 928241108 1465 79202 SH DEFINED 3 3151 0 76051 VIRTUALSCOPICS INC COM 928269109 107 57100 SH DEFINED 3 0 0 57100 VISA INC COM CL A 92826C839 83 985 SH DEFINED 985 0 0 VISA INC COM CL A 92826C839 25362 301000 SH DEFINED 1 301000 0 0 VISA INC COM CL A 92826C839 172 2041 SH DEFINED 10 2041 0 0 VISA INC COM CL A 92826C839 30 360 SH DEFINED 11 360 0 0 VISA INC COM CL A 92826C839 310 3680 SH DEFINED 12 0 0 3680 VISA INC COM CL A 92826C839 40 470 SH DEFINED 13 470 0 0 VISA INC COM CL A 92826C839 840 9965 SH DEFINED 15 9965 0 0 VISA INC COM CL A 92826C839 94 1113 SH DEFINED 16 1113 0 0 VISA INC COM CL A 92826C839 20228 240067 SH DEFINED 2 240067 0 0 VISA INC COM CL A 92826C839 11036 130974 SH DEFINED 3 5581 0 125393 VISA INC COM CL A 92826C839 2243 26615 SH DEFINED 4 0 5880 20735 VISA INC COM CL A 92826C839 15192 180298 SH DEFINED 5 180298 0 0 VISA INC COM CL A 92826C839 758 9000 PUT DEFINED 5 9000 0 0 VISA INC COM CL A 92826C839 463 5497 SH DEFINED 7 0 5497 0 VISA INC COM CL A 92826C839 174 2066 SH DEFINED 8 1881 185 0 VISA INC COM CL A 92826C839 8 90 SH DEFINED 5;1 90 0 0 VISA INC COM CL A 92826C839 6346 75308 SH DEFINED 75308 0 0 VIRTUSA CORP COM 92827P102 8 402 SH DEFINED 2 402 0 0 VIRTUSA CORP COM 92827P102 45 2394 SH DEFINED 3 627 0 1767 VIRTUS INVT PARTNERS INC COM 92828Q109 2 25 SH DEFINED 16 25 0 0 VIRTUS INVT PARTNERS INC COM 92828Q109 14 227 SH DEFINED 3 227 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 14 930 SH DEFINED 15 930 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1030 68499 SH DEFINED 2 68499 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 134 8908 SH DEFINED 3 0 0 8908 VISHAY INTERTECHNOLOGY INC COM 928298108 168 11185 SH DEFINED 5 11185 0 0 VISHAY PRECISION GROUP INC COM 92835K103 9 532 SH DEFINED 2 532 0 0 VISHAY PRECISION GROUP INC COM 92835K103 31 1836 SH DEFINED 3 1799 0 37 VISTEON CORP COM NEW 92839U206 4610 67385 SH DEFINED 3 67385 0 0 VISTEON CORP COM NEW 92839U206 20 298 SH DEFINED 5 298 0 0 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 1 141 SH DEFINED 3 23 0 118 VITAMIN SHOPPE INC COM 92849E101 115 2520 SH DEFINED 3 1029 0 1491 VITRAN CORP INC COM 92850E107 483 38000 SH DEFINED 4 0 0 38000 VITRAN CORP INC COM 92850E107 1 100 SH DEFINED 5 100 0 0 VIVUS INC COM 928551100 223 27419 SH DEFINED 2 27419 0 0 VIVUS INC COM 928551100 31 3796 SH DEFINED 3 3396 0 400 VMWARE INC CL A COM 928563402 68665 685070 SH DEFINED 1 685070 0 0 VMWARE INC CL A COM 928563402 1 14 SH DEFINED 15 14 0 0 VMWARE INC CL A COM 928563402 1179 11765 SH DEFINED 3 0 0 11765 VMWARE INC CL A COM 928563402 21 206 SH DEFINED 5 206 0 0 VMWARE INC CL A COM 928563402 6 60 SH DEFINED 7 0 60 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 457 17111 SH DEFINED 17111 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 187 7000 SH DEFINED 11 7000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 13 500 SH DEFINED 13 500 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 149 5595 SH DEFINED 14 5595 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 253 9453 SH DEFINED 15 9453 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 31 1160 SH DEFINED 16 1160 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 6757 252868 SH DEFINED 2 252868 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 16699 624975 SH DEFINED 3 368648 0 256327 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 5344 200000 CALL DEFINED 3 200000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8246 308600 PUT DEFINED 3 308600 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 10793 403929 SH DEFINED 5 403929 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 149 5590 SH DEFINED 7 0 5590 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 393 14690 SH DEFINED 8 14290 400 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 10 376 SH DEFINED 9 376 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 5920 221548 SH DEFINED 5;1 221548 0 0 VOCUS INC COM 92858J108 5 154 SH DEFINED 16 154 0 0 VOCUS INC COM 92858J108 166 5431 SH DEFINED 3 731 0 4700 VOLCANO CORPORATION COM 928645100 172 5314 SH DEFINED 3 2163 0 3151 VOLCANO CORPORATION COM 928645100 14730 456189 SH DEFINED 4 0 334949 121240 VOLCOM INC COM 92864N101 62 2528 SH DEFINED 3 2528 0 0 VOLTERRA SEMICONDUCTOR CORP COM 928708106 25 1019 SH DEFINED 3 1019 0 0 VONAGE HLDGS CORP COM 92886T201 34 7625 SH DEFINED 3 5749 0 1876 WI-LAN INC COM 928972108 336 41649 SH DEFINED 1 41649 0 0 WI-LAN INC COM 928972108 58 7174 SH DEFINED 5 7174 0 0 VORNADO RLTY TR SH BEN INT 929042109 10 111 SH DEFINED 111 0 0 VORNADO RLTY TR SH BEN INT 929042109 7 73 SH DEFINED 16 73 0 0 VORNADO RLTY TR SH BEN INT 929042109 7647 82064 SH DEFINED 2 82064 0 0 VORNADO RLTY TR SH BEN INT 929042109 748 8031 SH DEFINED 3 3610 0 4421 VORNADO RLTY TR SH BEN INT 929042109 950 10200 PUT DEFINED 3 10200 0 0 VORNADO RLTY L P DEB 3. 929043AC1 1829 1620000 PRN DEFINED 6 1620000 0 0 VOYAGER OIL & GAS INC COM 92911K100 84 28143 SH DEFINED 3 0 0 28143 VULCAN MATLS CO COM 929160109 216 5618 SH DEFINED 5618 0 0 VULCAN MATLS CO COM 929160109 2504 64996 SH DEFINED 2 64996 0 0 VULCAN MATLS CO COM 929160109 1788 46402 SH DEFINED 3 1515 0 44887 VULCAN MATLS CO COM 929160109 46 1200 SH DEFINED 5 1200 0 0 W & T OFFSHORE INC COM 92922P106 157 6000 SH DEFINED 3 0 0 6000 WD-40 CO COM 929236107 1 32 SH DEFINED 32 0 0 WD-40 CO COM 929236107 34 860 SH DEFINED 15 860 0 0 WD-40 CO COM 929236107 398 10192 SH DEFINED 2 10192 0 0 WD-40 CO COM 929236107 863 22116 SH DEFINED 3 701 0 21415 WGL HLDGS INC COM 92924F106 1806 46914 SH DEFINED 2 46914 0 0 WGL HLDGS INC COM 92924F106 954 24781 SH DEFINED 3 2125 0 22656 WGL HLDGS INC COM 92924F106 105 2740 SH DEFINED 5 2740 0 0 WCA WASTE CORP COM 92926K103 7 1135 SH DEFINED 3 1135 0 0 WCA WASTE CORP COM 92926K103 588 102000 SH DEFINED 4 0 0 102000 WABCO HLDGS INC COM 92927K102 2 25 SH DEFINED 25 0 0 WABCO HLDGS INC COM 92927K102 2 33 SH DEFINED 15 33 0 0 WABCO HLDGS INC COM 92927K102 1245 18034 SH DEFINED 2 18034 0 0 WABCO HLDGS INC COM 92927K102 1133 16407 SH DEFINED 3 0 0 16407 WMS INDS INC COM 929297109 0 15 SH DEFINED 15 15 0 0 WMS INDS INC COM 929297109 995 32396 SH DEFINED 2 32396 0 0 WMS INDS INC COM 929297109 0 15 SH DEFINED 3 0 0 15 WMS INDS INC COM 929297109 697 22700 SH DEFINED 4 0 3900 18800 W P CAREY & CO LLC COM 92930Y107 32 800 SH DEFINED 15 800 0 0 W P CAREY & CO LLC COM 92930Y107 420 10367 SH DEFINED 3 0 0 10367 W P CAREY & CO LLC COM 92930Y107 20 500 SH DEFINED 5 500 0 0 WPCS INTL INC COM NEW 92931L203 298 100000 SH DEFINED 4 0 0 100000 WSFS FINL CORP COM 929328102 11 266 SH DEFINED 3 266 0 0 WPP PLC ADR 92933H101 2 35 SH DEFINED 35 0 0 WPP PLC ADR 92933H101 30 471 SH DEFINED 15 471 0 0 WPP PLC ADR 92933H101 1264 20143 SH DEFINED 3 20110 0 33 WPP PLC ADR 92933H101 332 5285 SH DEFINED 5 5285 0 0 WPP PLC ADR 92933H101 3782 60275 SH DEFINED 5;1 60275 0 0 WSB HOLDINGS INC COM 92934C101 2 750 SH DEFINED 3 0 0 750 WVS FINL CORP COM 929358109 3 330 SH DEFINED 3 0 0 330 WABASH NATL CORP COM 929566107 75 8000 SH DEFINED 14 8000 0 0 WABASH NATL CORP COM 929566107 24 2580 SH DEFINED 2 2580 0 0 WABASH NATL CORP COM 929566107 92 9841 SH DEFINED 3 2841 0 7000 WABASH NATL CORP COM 929566107 5 552 SH DEFINED 5 552 0 0 WABTEC CORP COM 929740108 10 151 SH DEFINED 15 151 0 0 WABTEC CORP COM 929740108 26 400 SH DEFINED 16 0 400 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WABTEC CORP COM 929740108 1933 29418 SH DEFINED 2 29418 0 0 WABTEC CORP COM 929740108 219 3338 SH DEFINED 3 0 0 3338 WABTEC CORP COM 929740108 4009 61000 SH DEFINED 4 0 23500 37500 WACOAL HOLDINGS CORP ADR 930004205 17 270 SH DEFINED 270 0 0 WACOAL HOLDINGS CORP ADR 930004205 40 638 SH DEFINED 15 638 0 0 WADDELL & REED FINL INC CL A 930059100 5674 156100 SH DEFINED 1 156100 0 0 WADDELL & REED FINL INC CL A 930059100 10 280 SH DEFINED 15 280 0 0 WADDELL & REED FINL INC CL A 930059100 1930 53082 SH DEFINED 2 53082 0 0 WADDELL & REED FINL INC CL A 930059100 17 478 SH DEFINED 3 0 0 478 WAL MART STORES INC COM 931142103 889 16725 SH DEFINED 11725 5000 0 WAL MART STORES INC COM 931142103 61133 1150418 SH DEFINED 1 1150418 0 0 WAL MART STORES INC COM 931142103 509 9587 SH DEFINED 10 9587 0 0 WAL MART STORES INC COM 931142103 185 3480 SH DEFINED 12 0 0 3480 WAL MART STORES INC COM 931142103 151 2850 SH DEFINED 13 2850 0 0 WAL MART STORES INC COM 931142103 903 16985 SH DEFINED 14 16985 0 0 WAL MART STORES INC COM 931142103 547 10293 SH DEFINED 15 10293 0 0 WAL MART STORES INC COM 931142103 180 3390 SH DEFINED 16 2900 490 0 WAL MART STORES INC COM 931142103 60750 1143202 SH DEFINED 2 1143202 0 0 WAL MART STORES INC COM 931142103 23325 438940 SH DEFINED 3 77223 0 361717 WAL MART STORES INC COM 931142103 3986 75000 PUT DEFINED 3 75000 0 0 WAL MART STORES INC COM 931142103 2437 45855 SH DEFINED 4 0 41970 3885 WAL MART STORES INC COM 931142103 39466 742672 SH DEFINED 5 742672 0 0 WAL MART STORES INC COM 931142103 2083 39200 PUT DEFINED 5 39200 0 0 WAL MART STORES INC COM 931142103 4685 88164 SH DEFINED 7 0 88164 0 WAL MART STORES INC COM 931142103 2295 43186 SH DEFINED 8 30878 12308 0 WAL MART STORES INC COM 931142103 12 235 SH DEFINED 9 235 0 0 WAL MART STORES INC COM 931142103 33 630 SH DEFINED 5;1 630 0 0 WAL MART STORES INC COM 931142103 2057 38715 SH SOLE 38715 0 0 WALGREEN CO COM 931422109 202 4754 SH DEFINED 4754 0 0 WALGREEN CO COM 931422109 63019 1484200 SH DEFINED 1 1484200 0 0 WALGREEN CO COM 931422109 73 1727 SH DEFINED 15 1727 0 0 WALGREEN CO COM 931422109 19764 465478 SH DEFINED 2 465478 0 0 WALGREEN CO COM 931422109 22329 525882 SH DEFINED 3 360100 0 165782 WALGREEN CO COM 931422109 2208 52000 CALL DEFINED 3 52000 0 0 WALGREEN CO COM 931422109 5308 125000 PUT DEFINED 3 125000 0 0 WALGREEN CO COM 931422109 21881 515342 SH DEFINED 5 515342 0 0 WALGREEN CO COM 931422109 1327 31260 SH DEFINED 7 0 31260 0 WALGREEN CO COM 931422109 361 8497 SH DEFINED 8 7587 910 0 WALGREEN CO COM 931422109 81 1915 SH DEFINED 9 1915 0 0 WALGREEN CO COM 931422109 7670 180643 SH DEFINED 5;1 180643 0 0 WALGREEN CO COM 931422109 101 2375 SH SOLE 2375 0 0 WALKER & DUNLOP INC COM 93148P102 6 446 SH DEFINED 3 446 0 0 WALTER ENERGY INC COM 93317Q105 2362 20400 SH DEFINED 1 20400 0 0 WALTER ENERGY INC COM 93317Q105 12 107 SH DEFINED 13 107 0 0 WALTER ENERGY INC COM 93317Q105 50 436 SH DEFINED 15 436 0 0 WALTER ENERGY INC COM 93317Q105 1417 12240 SH DEFINED 16 12240 0 0 WALTER ENERGY INC COM 93317Q105 309 2671 SH DEFINED 2 2671 0 0 WALTER ENERGY INC COM 93317Q105 496 4284 SH DEFINED 3 3740 0 544 WALTER ENERGY INC COM 93317Q105 20 177 SH DEFINED 5 177 0 0 WALTER INVT MGMT CORP COM 93317W102 2867 129220 SH DEFINED 3 129192 0 28 WARNACO GROUP INC COM NEW 934390402 2144 41034 SH DEFINED 2 41034 0 0 WARNACO GROUP INC COM NEW 934390402 148 2825 SH DEFINED 3 1825 0 1000 WARNER MUSIC GROUP CORP COM 934550104 20 2397 SH DEFINED 3 2397 0 0 WARNER MUSIC GROUP CORP COM 934550104 8 1000 SH DEFINED 5 1000 0 0 WARREN RES INC COM 93564A100 7 1941 SH DEFINED 2 1941 0 0 WARREN RES INC COM 93564A100 0 80 SH DEFINED 3 0 0 80 WARWICK VALLEY TEL CO COM 936750108 1 100 SH DEFINED 3 0 0 100 WASHINGTON BKG CO OAK HBR WA COM 937303105 50 3815 SH DEFINED 3 636 0 3179 WASHINGTON BKG CO OAK HBR WA COM 937303105 1286 97300 SH DEFINED 4 0 32300 65000 WASHINGTON FED INC COM 938824109 3 208 SH DEFINED 15 208 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WASHINGTON FED INC COM 938824109 47 2863 SH DEFINED 3 0 0 2863 WASHINGTON POST CO CL B 939640108 1408 3361 SH DEFINED 2 3361 0 0 WASHINGTON POST CO CL B 939640108 69 164 SH DEFINED 3 29 0 135 WASHINGTON POST CO CL B 939640108 249 594 SH DEFINED 5 594 0 0 WASHINGTON POST CO CL B 939640108 21 50 SH DEFINED 8 50 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1486 45695 SH DEFINED 3 2735 0 42960 WASHINGTON TR BANCORP COM 940610108 14 591 SH DEFINED 3 591 0 0 WASTE CONNECTIONS INC COM 941053100 5 143 SH DEFINED 15 143 0 0 WASTE CONNECTIONS INC COM 941053100 1777 56000 SH DEFINED 3 56000 0 0 WASTE CONNECTIONS INC COM 941053100 842 26550 SH DEFINED 4 0 4650 21900 WASTE CONNECTIONS INC COM 941053100 5 142 SH DEFINED 5 142 0 0 WASTE MGMT INC DEL COM 94106L109 15 400 SH DEFINED 400 0 0 WASTE MGMT INC DEL COM 94106L109 61 1647 SH DEFINED 15 1647 0 0 WASTE MGMT INC DEL COM 94106L109 7 200 SH DEFINED 16 0 200 0 WASTE MGMT INC DEL COM 94106L109 10069 270157 SH DEFINED 2 270157 0 0 WASTE MGMT INC DEL COM 94106L109 7338 196880 SH DEFINED 3 67750 0 129130 WASTE MGMT INC DEL COM 94106L109 1481 39731 SH DEFINED 5 39731 0 0 WASTE MGMT INC DEL COM 94106L109 30 800 SH DEFINED 7 0 800 0 WASTE MGMT INC DEL COM 94106L109 138 3700 SH DEFINED 8 3700 0 0 WASTE MGMT INC DEL COM 94106L109 516 13841 SH SOLE 13841 0 0 WATERS CORP COM 941848103 12456 130100 SH DEFINED 1 130100 0 0 WATERS CORP COM 941848103 32 331 SH DEFINED 15 331 0 0 WATERS CORP COM 941848103 4569 47722 SH DEFINED 2 47722 0 0 WATERS CORP COM 941848103 182 1902 SH DEFINED 3 1108 0 794 WATERS CORP COM 941848103 1331 13900 SH DEFINED 4 0 2500 11400 WATERS CORP COM 941848103 175 1825 SH DEFINED 5 1825 0 0 WATSCO INC COM 942622200 1217 17904 SH DEFINED 2 17904 0 0 WATSCO INC COM 942622200 138 2023 SH DEFINED 3 1166 0 857 WATSON PHARMACEUTICALS INC COM 942683103 295 4296 SH DEFINED 4296 0 0 WATSON PHARMACEUTICALS INC COM 942683103 14076 204800 SH DEFINED 1 204800 0 0 WATSON PHARMACEUTICALS INC COM 942683103 7 100 SH DEFINED 15 100 0 0 WATSON PHARMACEUTICALS INC COM 942683103 2249 32727 SH DEFINED 2 32727 0 0 WATSON PHARMACEUTICALS INC COM 942683103 360 5233 SH DEFINED 3 1501 0 3732 WATSON PHARMACEUTICALS INC COM 942683103 11699 170215 SH DEFINED 4 0 36055 134160 WATSON PHARMACEUTICALS INC COM 942683103 339 4939 SH DEFINED 5 4939 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 4 102 SH DEFINED 15 102 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 72 2040 SH DEFINED 3 1248 0 792 WAUSAU PAPER CORP COM 943315101 14 2079 SH DEFINED 3 2040 0 39 WAUSAU PAPER CORP COM 943315101 169 25000 SH DEFINED 4 0 0 25000 WAVE SYSTEMS CORP COM NEW 943526301 15 5270 SH DEFINED 3 3437 0 1833 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 246 18112 SH DEFINED 3 0 0 18112 WEB COM GROUP INC COM 94733A104 17 1370 SH DEFINED 3 1206 0 164 WEBSENSE INC COM 947684106 101 3887 SH DEFINED 3 1657 0 2230 WEBMD HEALTH CORP COM 94770V102 9 187 SH DEFINED 15 187 0 0 WEBMD HEALTH CORP COM 94770V102 450 9867 SH DEFINED 2 9867 0 0 WEBMD HEALTH CORP COM 94770V102 36 799 SH DEFINED 3 0 0 799 WEBMEDIABRANDS INC COM 94770W100 40 30000 SH DEFINED 4 0 0 30000 WEBSTER FINL CORP CONN COM 947890109 585 27815 SH DEFINED 2 27815 0 0 WEBSTER FINL CORP CONN COM 947890109 1956 93035 SH DEFINED 3 7428 0 85607 WEBSTER FINL CORP CONN COM 947890109 3994 190000 PUT DEFINED 3 190000 0 0 WEBSTER FINL CORP CONN COM 947890109 1 55 SH DEFINED 5 55 0 0 WEBSTER FINL CORP CONN COM 947890109 273 12995 SH SOLE 12995 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 143 1893 SH DEFINED 2 1893 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 468 6203 SH DEFINED 3 0 0 6203 WEIGHT WATCHERS INTL INC NEW COM 948626106 3 45 SH DEFINED 5 45 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 952 37845 SH DEFINED 2 37845 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 1354 53796 SH DEFINED 3 0 0 53796 WEINGARTEN RLTY INVS SH BEN INT 948741103 180 7151 SH DEFINED 5 7151 0 0 WEIS MKTS INC COM 948849104 500 12280 SH DEFINED 3 456 0 11824 WELLCARE HEALTH PLANS INC COM 94946T106 10647 207100 SH DEFINED 1 207100 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WELLCARE HEALTH PLANS INC COM 94946T106 10 193 SH DEFINED 15 193 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1030 20039 SH DEFINED 2 20039 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 205 3988 SH DEFINED 3 1765 0 2223 WELLCARE HEALTH PLANS INC COM 94946T106 294 5712 SH DEFINED 5 5712 0 0 WELLPOINT INC COM 94973V107 15 193 SH DEFINED 193 0 0 WELLPOINT INC COM 94973V107 37781 479640 SH DEFINED 1 479640 0 0 WELLPOINT INC COM 94973V107 144 1826 SH DEFINED 10 1826 0 0 WELLPOINT INC COM 94973V107 50 631 SH DEFINED 15 631 0 0 WELLPOINT INC COM 94973V107 15701 199322 SH DEFINED 2 199322 0 0 WELLPOINT INC COM 94973V107 1585 20116 SH DEFINED 3 4335 0 15781 WELLPOINT INC COM 94973V107 413 5244 SH DEFINED 5 5244 0 0 WELLPOINT INC COM 94973V107 197 2507 SH DEFINED 8 2507 0 0 WELLPOINT INC COM 94973V107 266 3373 SH SOLE 3373 0 0 WELLS FARGO & CO NEW COM 949746101 1646 58644 SH DEFINED 58644 0 0 WELLS FARGO & CO NEW COM 949746101 148418 5289317 SH DEFINED 1 5289317 0 0 WELLS FARGO & CO NEW COM 949746101 844 30075 SH DEFINED 10 30075 0 0 WELLS FARGO & CO NEW COM 949746101 252 8992 SH DEFINED 11 8992 0 0 WELLS FARGO & CO NEW COM 949746101 449 16000 SH DEFINED 12 0 0 16000 WELLS FARGO & CO NEW COM 949746101 50 1783 SH DEFINED 13 1783 0 0 WELLS FARGO & CO NEW COM 949746101 1035 36870 SH DEFINED 14 36870 0 0 WELLS FARGO & CO NEW COM 949746101 644 22936 SH DEFINED 15 22936 0 0 WELLS FARGO & CO NEW COM 949746101 129 4614 SH DEFINED 16 4079 535 0 WELLS FARGO & CO NEW COM 949746101 71186 2536919 SH DEFINED 2 2536919 0 0 WELLS FARGO & CO NEW COM 949746101 28435 1013358 SH DEFINED 3 420550 0 592808 WELLS FARGO & CO NEW COM 949746101 23747 846300 CALL DEFINED 3 846300 0 0 WELLS FARGO & CO NEW COM 949746101 16163 576000 PUT DEFINED 3 576000 0 0 WELLS FARGO & CO NEW COM 949746101 23500 837485 SH DEFINED 4 0 138420 699065 WELLS FARGO & CO NEW COM 949746101 22948 817818 SH DEFINED 5 817818 0 0 WELLS FARGO & CO NEW COM 949746101 2533 90276 SH DEFINED 7 0 90276 0 WELLS FARGO & CO NEW COM 949746101 1983 70656 SH DEFINED 8 49726 20930 0 WELLS FARGO & CO NEW COM 949746101 30 1055 SH DEFINED 5;1 1055 0 0 WELLS FARGO & CO NEW COM 949746101 293 10429 SH SOLE 10429 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 707 667 PRN DEFINED 3 0 0 667 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 96 9530 SH DEFINED 3 0 0 9530 WELLS FARGO ADV GLB DIV OPP COM 94987C103 46 4584 SH DEFINED 3 0 0 4584 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 2388 155069 SH DEFINED 3 0 0 155069 WENDYS ARBYS GROUP INC COM 950587105 1 250 SH DEFINED 250 0 0 WENDYS ARBYS GROUP INC COM 950587105 29 5700 SH DEFINED 14 5700 0 0 WENDYS ARBYS GROUP INC COM 950587105 290 57180 SH DEFINED 2 57180 0 0 WENDYS ARBYS GROUP INC COM 950587105 6 1275 SH DEFINED 3 0 0 1275 WENDYS ARBYS GROUP INC COM 950587105 4 850 SH DEFINED 5 850 0 0 WENDYS ARBYS GROUP INC COM 950587105 4 850 SH DEFINED 5;1 850 0 0 WERNER ENTERPRISES INC COM 950755108 0 10 SH DEFINED 15 10 0 0 WERNER ENTERPRISES INC COM 950755108 810 32351 SH DEFINED 2 32351 0 0 WERNER ENTERPRISES INC COM 950755108 71 2818 SH DEFINED 3 1818 0 1000 WERNER ENTERPRISES INC COM 950755108 1696 67700 SH DEFINED 4 0 8100 59600 WESBANCO INC COM 950810101 46 2337 SH DEFINED 2 2337 0 0 WESBANCO INC COM 950810101 52 2625 SH DEFINED 3 959 0 1666 WESCO INTL INC COM 95082P105 29760 550186 SH DEFINED 1 550186 0 0 WESCO INTL INC COM 95082P105 1 11 SH DEFINED 15 11 0 0 WESCO INTL INC COM 95082P105 491 9076 SH DEFINED 2 9076 0 0 WESCO INTL INC COM 95082P105 14 267 SH DEFINED 3 0 0 267 WESCO INTL INC DBCV 6.000% 95082PAH8 21361 10241000 PRN DEFINED 3 10241000 0 0 9/1 WEST BANCORPORATION INC CAP STK 95123P106 6 645 SH DEFINED 3 645 0 0 WEST COAST BANCORP ORE NEW COM NEW 952145209 82 4906 SH DEFINED 3 800 0 4106 WEST MARINE INC COM 954235107 17 1614 SH DEFINED 3 614 0 1000 WEST PHARMACEUTICAL SVSC INC COM 955306105 4 91 SH DEFINED 91 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 6 129 SH DEFINED 15 129 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 591 13502 SH DEFINED 2 13502 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WEST PHARMACEUTICAL SVSC INC COM 955306105 63 1449 SH DEFINED 3 1389 0 60 WEST PHARMACEUTICAL SVSC INC COM 955306105 16248 371293 SH DEFINED 4 0 237757 133536 WESTAMERICA BANCORPORATION COM 957090103 681 13836 SH DEFINED 2 13836 0 0 WESTAMERICA BANCORPORATION COM 957090103 330 6709 SH DEFINED 3 1198 0 5511 WESTAR ENERGY INC COM 95709T100 94 3500 SH DEFINED 14 3500 0 0 WESTAR ENERGY INC COM 95709T100 361 13401 SH DEFINED 3 0 0 13401 WESTELL TECHNOLOGIES INC CL A 957541105 166 46598 SH DEFINED 3 46598 0 0 WESTERN ALLIANCE BANCORP COM 957638109 15 2077 SH DEFINED 2 2077 0 0 WESTERN ALLIANCE BANCORP COM 957638109 48 6788 SH DEFINED 3 2876 0 3912 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 249 15273 SH DEFINED 3 0 0 15273 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 1841 113063 SH DEFINED 5 113063 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 69 4167 SH DEFINED 3 0 0 4167 WESTERN ASSET WORLDWIDE INCO COM 957668106 1941 140255 SH DEFINED 3 0 0 140255 WESTERN ASSET EMRG MKT DEBT COM 95766A101 187 9810 SH DEFINED 9810 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1876 98262 SH DEFINED 3 0 0 98262 WESTERN ASSET EMRG MKT DEBT COM 95766A101 2850 149303 SH DEFINED 5 149303 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 34 1800 SH DEFINED 8 1800 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 126 9641 SH DEFINED 3 0 0 9641 WESTERN ASSET EMRG MKT INCM COM 95766E103 8526 616936 SH DEFINED 3 0 0 616936 WESTERN ASSET EMRG MKT INCM COM 95766E103 11 785 SH DEFINED 5 785 0 0 WESTERN ASSET HIGH INCM FD I COM 95766H106 227 22200 SH DEFINED 3 0 0 22200 WESTERN ASSET HIGH INCM FD I COM 95766J102 112 11085 SH DEFINED 3 0 0 11085 WESTERN ASSET HIGH INCM OPP COM 95766K109 228 36100 SH DEFINED 3 0 0 36100 WESTERN ASSETT MGD HI INCM F COM 95766L107 13 2100 SH DEFINED 3 0 0 2100 WESTERN ASST MNG MUN FD INC COM 95766M105 105 8501 SH DEFINED 3 0 0 8501 WESTERN ASSET MUN HI INCM FD COM 95766N103 51 6900 SH DEFINED 3 0 0 6900 WESTERN ASST MN PRT FD INC COM 95766P108 10 720 SH DEFINED 3 0 0 720 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 503 38999 SH DEFINED 3 0 0 38999 WESTERN ASSET CLYM INFL OPP COM 95766R104 6 502 SH DEFINED 15 502 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 3990 318694 SH DEFINED 3 0 0 318694 WESTERN ASSET INCOME FD COM 95766T100 312 23500 SH DEFINED 3 0 0 23500 WESTERN ASSET INFL MGMT FD I COM 95766U107 282 16233 SH DEFINED 3 0 0 16233 WESTERN ASSET MUN DEF OPP TR COM 95768A109 447 21449 SH DEFINED 3 0 0 21449 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 134 6928 SH DEFINED 3 0 0 6928 WESTERN ASSET INVT GRADE DEF COM 95790A101 11 526 SH DEFINED 3 0 0 526 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 79 4202 SH DEFINED 3 0 0 4202 WESTERN COPPER CORP COM 95805Y102 499 156000 SH DEFINED 3 0 0 156000 WESTERN COPPER CORP COM 95805Y102 33 10447 SH DEFINED 5 10447 0 0 WESTERN DIGITAL CORP COM 958102105 10725 294800 SH DEFINED 1 294800 0 0 WESTERN DIGITAL CORP COM 958102105 446 12268 SH DEFINED 10 12268 0 0 WESTERN DIGITAL CORP COM 958102105 116 3190 SH DEFINED 12 0 0 3190 WESTERN DIGITAL CORP COM 958102105 289 7945 SH DEFINED 14 7945 0 0 WESTERN DIGITAL CORP COM 958102105 293 8049 SH DEFINED 15 8049 0 0 WESTERN DIGITAL CORP COM 958102105 4084 112255 SH DEFINED 2 112255 0 0 WESTERN DIGITAL CORP COM 958102105 1202 33037 SH DEFINED 3 24488 0 8549 WESTERN DIGITAL CORP COM 958102105 364 10000 PUT DEFINED 3 10000 0 0 WESTERN DIGITAL CORP COM 958102105 401 11024 SH DEFINED 5 11024 0 0 WESTERN DIGITAL CORP COM 958102105 24 665 SH DEFINED 7 0 665 0 WESTERN DIGITAL CORP COM 958102105 12 333 SH DEFINED 8 333 0 0 WESTERN DIGITAL CORP COM 958102105 296 8137 SH SOLE 8137 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 92 2600 SH DEFINED 15 2600 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 476 13396 SH DEFINED 2 13396 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 916 25786 SH DEFINED 3 0 0 25786 WESTERN ASSET INTM MUNI FD I COM 958435109 24 2509 SH DEFINED 3 0 0 2509 WESTERN REFNG INC COM 959319104 11174 618400 SH DEFINED 1 618400 0 0 WESTERN REFNG INC COM 959319104 1 67 SH DEFINED 2 67 0 0 WESTERN REFNG INC COM 959319104 1016 56217 SH DEFINED 3 56217 0 0 WESTERN REFNG INC COM 959319104 942 52105 SH DEFINED 5 52105 0 0 WESTERN UN CO COM 959802109 33 1642 SH DEFINED 1642 0 0 WESTERN UN CO COM 959802109 13 668 SH DEFINED 15 668 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WESTERN UN CO COM 959802109 7128 355853 SH DEFINED 2 355853 0 0 WESTERN UN CO COM 959802109 1132 56524 SH DEFINED 3 7405 0 49119 WESTERN UN CO COM 959802109 661 33008 SH DEFINED 5 33008 0 0 WESTERN UN CO COM 959802109 57 2835 SH DEFINED 7 0 2835 0 WESTERN UN CO COM 959802109 159 7930 SH DEFINED 8 7800 130 0 WESTFIELD FINANCIAL INC NEW COM 96008P104 9 1163 SH DEFINED 3 1163 0 0 WESTLAKE CHEM CORP COM 960413102 1 21 SH DEFINED 15 21 0 0 WESTLAKE CHEM CORP COM 960413102 340 6554 SH DEFINED 2 6554 0 0 WESTLAKE CHEM CORP COM 960413102 2920 56269 SH DEFINED 3 52800 0 3469 WESTPORT INNOVATIONS INC COM NEW 960908309 19 800 SH DEFINED 3 0 0 800 WESTPORT INNOVATIONS INC COM NEW 960908309 176 7342 SH DEFINED 5 7342 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 109 908 SH DEFINED 2 908 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 166 1385 SH DEFINED 3 0 0 1385 WESTPAC BKG CORP SPONSORED ADR 961214301 19 155 SH DEFINED 5 155 0 0 WESTWOOD HLDGS GROUP INC COM 961765104 10 259 SH DEFINED 3 259 0 0 WESTWOOD ONE INC COM NEW 961815305 1 100 SH DEFINED 2 100 0 0 WESTWOOD ONE INC COM NEW 961815305 3 666 SH DEFINED 3 209 0 457 WET SEAL INC CL A 961840105 19 4207 SH DEFINED 3 4207 0 0 WEYCO GROUP INC COM 962149100 7 297 SH DEFINED 3 297 0 0 WEYCO GROUP INC COM 962149100 305 12400 SH DEFINED 4 0 0 12400 WEYERHAEUSER CO COM 962166104 179 8182 SH DEFINED 8182 0 0 WEYERHAEUSER CO COM 962166104 2411 110270 SH DEFINED 1 110270 0 0 WEYERHAEUSER CO COM 962166104 405 18542 SH DEFINED 15 18542 0 0 WEYERHAEUSER CO COM 962166104 4817 220369 SH DEFINED 2 220369 0 0 WEYERHAEUSER CO COM 962166104 1283 58688 SH DEFINED 3 17586 0 41102 WEYERHAEUSER CO COM 962166104 2186 100000 PUT DEFINED 3 100000 0 0 WEYERHAEUSER CO COM 962166104 700 32026 SH DEFINED 5 32026 0 0 WHIRLPOOL CORP COM 963320106 140 1720 SH DEFINED 1720 0 0 WHIRLPOOL CORP COM 963320106 36 444 SH DEFINED 13 444 0 0 WHIRLPOOL CORP COM 963320106 20 244 SH DEFINED 15 244 0 0 WHIRLPOOL CORP COM 963320106 2482 30523 SH DEFINED 2 30523 0 0 WHIRLPOOL CORP COM 963320106 2551 31365 SH DEFINED 3 24917 0 6448 WHIRLPOOL CORP COM 963320106 6 71 SH DEFINED 7 0 71 0 WHITESTONE REIT CL B SBI 966084204 4 328 SH DEFINED 3 328 0 0 WHITING PETE CORP NEW COM 966387102 4547 79900 SH DEFINED 1 79900 0 0 WHITING PETE CORP NEW COM 966387102 1 16 SH DEFINED 15 16 0 0 WHITING PETE CORP NEW COM 966387102 2 40 SH DEFINED 16 0 40 0 WHITING PETE CORP NEW COM 966387102 432 7597 SH DEFINED 2 7597 0 0 WHITING PETE CORP NEW COM 966387102 465 8179 SH DEFINED 3 0 0 8179 WHITING PETE CORP NEW COM 966387102 208 3651 SH DEFINED 5 3651 0 0 WHITING PETE CORP NEW COM 966387102 56 1990 SH SOLE 1990 0 0 WHITING USA TR I TR UNIT 966389108 13 750 SH DEFINED 3 0 0 750 WHOLE FOODS MKT INC COM 966837106 129 2030 SH DEFINED 2030 0 0 WHOLE FOODS MKT INC COM 966837106 4207 66300 SH DEFINED 1 66300 0 0 WHOLE FOODS MKT INC COM 966837106 155 2445 SH DEFINED 13 2445 0 0 WHOLE FOODS MKT INC COM 966837106 7996 126023 SH DEFINED 2 126023 0 0 WHOLE FOODS MKT INC COM 966837106 4012 63223 SH DEFINED 3 1790 4416 57017 WHOLE FOODS MKT INC COM 966837106 12163 191691 SH DEFINED 5 191691 0 0 WHOLE FOODS MKT INC COM 966837106 185 2910 SH DEFINED 7 0 2910 0 WHOLE FOODS MKT INC COM 966837106 390 6148 SH DEFINED 8 6148 0 0 WILEY JOHN & SONS INC CL A 968223206 8 159 SH DEFINED 15 159 0 0 WILEY JOHN & SONS INC CL A 968223206 23 450 SH DEFINED 16 450 0 0 WILEY JOHN & SONS INC CL A 968223206 469 9024 SH DEFINED 2 9024 0 0 WILEY JOHN & SONS INC CL A 968223206 170 3265 SH DEFINED 3 0 0 3265 WILEY JOHN & SONS INC CL A 968223206 19 364 SH DEFINED 5 364 0 0 WILEY JOHN & SONS INC CL A 968223206 191 3664 SH DEFINED 8 3664 0 0 WILEY JOHN & SONS INC CL B 968223305 105 2041 SH DEFINED 3 0 0 2041 WILLBROS GROUP INC DEL COM 969203108 1 75 SH DEFINED 75 0 0 WILLBROS GROUP INC DEL COM 969203108 50 5910 SH DEFINED 3 0 0 5910 WILLBROS GROUP INC DEL COM 969203108 1010 118260 SH DEFINED 4 0 63900 54360

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WILLBROS GROUP INC DEL COM 969203108 13 1500 SH DEFINED 5 1500 0 0 WILLDAN GROUP INC COM 96924N100 296 75000 SH DEFINED 4 0 0 75000 WILLIAMS COS INC DEL COM 969457100 260 8600 SH DEFINED 1 8600 0 0 WILLIAMS COS INC DEL COM 969457100 739 24438 SH DEFINED 14 24438 0 0 WILLIAMS COS INC DEL COM 969457100 3 84 SH DEFINED 15 84 0 0 WILLIAMS COS INC DEL COM 969457100 10168 336141 SH DEFINED 2 336141 0 0 WILLIAMS COS INC DEL COM 969457100 3834 126741 SH DEFINED 3 74461 0 52280 WILLIAMS COS INC DEL COM 969457100 11646 385000 CALL DEFINED 3 385000 0 0 WILLIAMS COS INC DEL COM 969457100 16323 539600 PUT DEFINED 3 539600 0 0 WILLIAMS COS INC DEL COM 969457100 6364 210391 SH DEFINED 5 210391 0 0 WILLIAMS COS INC DEL COM 969457100 375 12400 SH DEFINED 8 12400 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 419 6973 SH DEFINED 2 6973 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 3 57 SH DEFINED 3 0 0 57 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 61 1135 SH DEFINED 1135 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 271 5000 SH DEFINED 13 5000 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 70 1285 SH DEFINED 15 1285 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 20878 385341 SH DEFINED 3 0 0 385341 WILLIAMS SONOMA INC COM 969904101 3211 88000 SH DEFINED 1 88000 0 0 WILLIAMS SONOMA INC COM 969904101 1860 50961 SH DEFINED 2 50961 0 0 WILLIAMS SONOMA INC COM 969904101 3256 89227 SH DEFINED 3 0 0 89227 WILLIAMS SONOMA INC COM 969904101 73 2000 SH DEFINED 5 2000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 600 45000 SH DEFINED 4 0 0 45000 WILSHIRE BANCORP INC COM 97186T108 7 2357 SH DEFINED 3 2357 0 0 WINDSTREAM CORP COM 97381W104 405 31260 SH DEFINED 11000 20260 0 WINDSTREAM CORP COM 97381W104 128 9877 SH DEFINED 15 9877 0 0 WINDSTREAM CORP COM 97381W104 2619 202089 SH DEFINED 2 202089 0 0 WINDSTREAM CORP COM 97381W104 5237 404117 SH DEFINED 3 6027 0 398090 WINDSTREAM CORP COM 97381W104 3651 281718 SH DEFINED 5 281718 0 0 WINDSTREAM CORP COM 97381W104 0 2 SH DEFINED 7 0 2 0 WINDSTREAM CORP COM 97381W104 11 819 SH DEFINED 8 819 0 0 WINMARK CORP COM 974250102 4 94 SH DEFINED 3 94 0 0 WINN DIXIE STORES INC COM NEW 974280307 20 2361 SH DEFINED 3 2315 0 46 WINNEBAGO INDS INC COM 974637100 8386 868129 SH DEFINED 1 868129 0 0 WINNEBAGO INDS INC COM 974637100 21 2208 SH DEFINED 3 1208 0 1000 WINNEBAGO INDS INC COM 974637100 80 8245 SH DEFINED 8 0 8245 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 25 2100 SH DEFINED 3 1190 0 910 WINTHROP RLTY TR SH BEN INT NEW 976391300 346 29000 SH DEFINED 4 0 0 29000 WINTRUST FINANCIAL CORP COM 97650W108 41 1274 SH DEFINED 2 1274 0 0 WINTRUST FINANCIAL CORP COM 97650W108 51 1600 SH DEFINED 3 1450 0 150 WIPRO LTD SPON ADR 1 SH 97651M109 235 17818 SH DEFINED 2 17818 0 0 WIRELESS HOLDRS TR DEPOSITRY RCPT 97653L208 4 87 SH DEFINED 3 87 0 0 WIRELESS HOLDRS TR DEPOSITRY RCPT 97653L208 45 1000 SH DEFINED 5 1000 0 0 WISCONSIN ENERGY CORP COM 976657106 11 362 SH DEFINED 362 0 0 WISCONSIN ENERGY CORP COM 976657106 9 303 SH DEFINED 15 303 0 0 WISCONSIN ENERGY CORP COM 976657106 4230 134916 SH DEFINED 2 134916 0 0 WISCONSIN ENERGY CORP COM 976657106 1045 33329 SH DEFINED 3 2795 0 30534 WISCONSIN ENERGY CORP COM 976657106 400 12765 SH DEFINED 5 12765 0 0 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 44 891 SH DEFINED 3 0 0 891 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 10 200 SH DEFINED 5 200 0 0 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 1107 21865 SH DEFINED 3 0 0 21865 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 55 2348 SH DEFINED 2348 0 0 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 318 13655 SH DEFINED 16 13655 0 0 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 1375 59019 SH DEFINED 3 0 0 59019 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 105 4500 SH DEFINED 5 4500 0 0 WISDOMTREE TRUST INDIAN RUP ETF 97717W166 110 4000 SH DEFINED 3 0 0 4000 WISDOMTREE TRUST CHINESE YUAN 97717W182 3229 127011 SH DEFINED 127011 0 0 ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 353 13903 SH DEFINED 13 13903 0 0 ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 77 3045 SH DEFINED 3 0 0 3045 ETF

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WISDOMTREE TRUST CHINESE YUAN 97717W182 612 24093 SH DEFINED 5 24093 0 0 ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 10 400 SH DEFINED 8 400 0 0 ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 20 787 SH SOLE 787 0 0 ETF WISDOMTREE TRUST EQTY INC ETF 97717W208 422 10183 SH DEFINED 3 0 0 10183 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 29 1000 SH DEFINED 15 1000 0 0 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 578 19762 SH DEFINED 3 0 0 19762 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 12 219 SH DEFINED 219 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 24 454 SH DEFINED 15 454 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 2295 43687 SH DEFINED 3 0 0 43687 WISDOMTREE TRUST LARGECAP DIVID 97717W307 57 1160 SH DEFINED 1160 0 0 WISDOMTREE TRUST LARGECAP DIVID 97717W307 719 14653 SH DEFINED 3 0 0 14653 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 750 12300 SH DEFINED 1 12300 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 10 161 SH DEFINED 14 161 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 30 500 SH DEFINED 15 500 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 110 1796 SH DEFINED 16 1796 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 434 7113 SH DEFINED 3 0 0 7113 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 97 1586 SH DEFINED 5 1586 0 0 WISDOMTREE TRUST INTL REAL EST 97717W331 32 1100 SH DEFINED 1 1100 0 0 WISDOMTREE TRUST INTL REAL EST 97717W331 11 364 SH DEFINED 3 0 0 364 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 3311 64394 SH DEFINED 3 0 0 64394 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 36 700 SH DEFINED 5 700 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 24 1000 SH DEFINED 1 1000 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 87 3650 SH DEFINED 16 3650 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 1127 47087 SH DEFINED 3 0 0 47087 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 832 34733 SH DEFINED 5 34733 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 12 500 SH DEFINED 8 500 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 316 5795 SH DEFINED 3 0 0 5795 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 11 200 SH DEFINED 5 200 0 0 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 465 8531 SH DEFINED 3 0 0 8531 WISDOMTREE TRUST MDCP EARN FUND 97717W570 84 1433 SH DEFINED 3 0 0 1433 WISDOMTREE TRUST MDCP EARN FUND 97717W570 29 500 SH DEFINED 5 500 0 0 WISDOMTREE TRUST EARNING 500 FD 97717W588 9 200 SH DEFINED 3 0 0 200 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 575 12074 SH DEFINED 3 0 0 12074 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 44 920 SH DEFINED 5 920 0 0 WISDOMTREE TRUST INTL UTILITIES 97717W653 27 1270 SH DEFINED 3 0 0 1270 WISDOMTREE TRUST DEFA FD 97717W703 2478 49400 SH DEFINED 1 49400 0 0 WISDOMTREE TRUST DEFA FD 97717W703 60 1200 SH DEFINED 15 1200 0 0 WISDOMTREE TRUST DEFA FD 97717W703 108 2150 SH DEFINED 3 0 0 2150 WISDOMTREE TRUST DEFA FD 97717W703 10 200 SH DEFINED 5 200 0 0 WISDOMTREE TRUST INTL ENERGY 97717W711 11 400 SH DEFINED 3 0 0 400 WISDOMTREE TRUST INTL BAS MATER 97717W752 297 8898 SH DEFINED 3 0 0 8898 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 1603 30685 SH DEFINED 3 0 0 30685 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 24 450 SH DEFINED 7 0 450 0 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 16 300 SH DEFINED 7 0 300 0 WISDOMTREE TRUST INTL DIV EX 97717W786 119 2516 SH DEFINED 3 0 0 2516 FINL WISDOMTREE TRUST INTL DIV EX 97717W786 53 1125 SH DEFINED 7 0 1125 0 FINL WISDOMTREE TRUST INTL LRGCAP DV 97717W794 245 5129 SH DEFINED 3 0 0 5129 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 526 10984 SH DEFINED 5 10984 0 0 WISDOMTREE TRUST DEFA EQT INC 97717W802 66 1500 SH DEFINED 3 0 0 1500 ETF WISDOMTREE TRUST PAC EX-JAP ETF 97717W810 109 1760 SH DEFINED 3 0 0 1760 WISDOMTREE TRUST PAC EXJP TOT D 97717W828 11 157 SH DEFINED 3 0 0 157 WISDOMTREE TRUST PAC EXJP TOT D 97717W828 34 500 SH DEFINED 7 0 500 0 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 34 775 SH DEFINED 3 0 0 775 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 423 9679 SH DEFINED 5 9679 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- WISDOMTREE TRUST JP SMALLCP DIV 97717W836 328 7500 SH DEFINED 8 7500 0 0 WISDOMTREE TRUST WRLD EX-US 97717W844 75 1317 SH DEFINED 3 0 0 1317 GRWTH WISDOMTREE TRUST JP TOTAL DIVID 97717W851 43 1200 SH DEFINED 13 1200 0 0 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 498 13780 SH DEFINED 14 13780 0 0 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 18 495 SH DEFINED 15 495 0 0 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 1772 49033 SH DEFINED 3 0 0 49033 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 13 300 SH DEFINED 7 0 300 0 WISDOMTREE TRUST GLB EQTY INC 97717W877 14 300 SH DEFINED 7 0 300 0 FD WISDOMTREE TR MID EAST DIVD 97717X305 15 1000 SH DEFINED 3 0 0 1000 WISDOMTREE TR INTL HEDGE EQT 97717X701 168 3610 SH DEFINED 5 3610 0 0 WISDOMTREE TR DREYFUS CMM FD 97717X859 124 4446 SH DEFINED 3 0 0 4446 WISDOMTREE TR EM LCL DEBT FD 97717X867 1155 21573 SH DEFINED 3 0 0 21573 WISDOMTREE TR EM LCL DEBT FD 97717X867 274 5120 SH DEFINED 5 5120 0 0 WIZZARD SOFTWARE CORP NEW COM 97750V109 0 2200 SH DEFINED 3 0 0 2200 WOLVERINE WORLD WIDE INC COM 978097103 1 12 SH DEFINED 15 12 0 0 WOLVERINE WORLD WIDE INC COM 978097103 1341 32126 SH DEFINED 2 32126 0 0 WOLVERINE WORLD WIDE INC COM 978097103 245 5859 SH DEFINED 3 2059 0 3800 WOLVERINE WORLD WIDE INC COM 978097103 4 85 SH DEFINED 5 85 0 0 WONDER AUTO TECHNOLOGY INC COM 978166106 0 60 SH DEFINED 3 0 0 60 WOODWARD INC COM 980745103 2 45 SH DEFINED 45 0 0 WOODWARD INC COM 980745103 134 3850 SH DEFINED 15 3850 0 0 WOODWARD INC COM 980745103 1189 34121 SH DEFINED 2 34121 0 0 WOODWARD INC COM 980745103 89 2551 SH DEFINED 3 2551 0 0 WOODWARD INC COM 980745103 13954 400282 SH DEFINED 4 0 290742 109540 WORLD ACCEP CORP DEL COM 981419104 85 1300 SH DEFINED 1300 0 0 WORLD ACCEP CORP DEL COM 981419104 499 7607 SH DEFINED 2 7607 0 0 WORLD ACCEP CORP DEL COM 981419104 421 6414 SH DEFINED 3 657 0 5757 WORLD ACCEP CORP DEL COM 981419104 1039 15848 SH DEFINED 5 15848 0 0 WORLD ACCEP CORP DEL COM 981419104 83 1270 SH DEFINED 8 1270 0 0 WORLD FUEL SVCS CORP COM 981475106 4 99 SH DEFINED 99 0 0 WORLD FUEL SVCS CORP COM 981475106 494 13741 SH DEFINED 3 0 0 13741 WORLD FUEL SVCS CORP COM 981475106 10966 305196 SH DEFINED 4 0 94000 211196 WORLD FUEL SVCS CORP COM 981475106 606 16860 SH DEFINED 5 16860 0 0 WORLD FUEL SVCS CORP COM 981475106 13 352 SH DEFINED 8 352 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 16 1646 SH DEFINED 3 1130 0 516 WORTHINGTON INDS INC COM 981811102 405 17544 SH DEFINED 2 17544 0 0 WORTHINGTON INDS INC COM 981811102 61 2659 SH DEFINED 3 2384 0 275 WRIGHT EXPRESS CORP COM 98233Q105 5 99 SH DEFINED 15 99 0 0 WRIGHT EXPRESS CORP COM 98233Q105 187 3595 SH DEFINED 2 3595 0 0 WRIGHT EXPRESS CORP COM 98233Q105 191 3674 SH DEFINED 3 1602 0 2072 WRIGHT MED GROUP INC COM 98235T107 1 75 SH DEFINED 75 0 0 WRIGHT MED GROUP INC COM 98235T107 25 1676 SH DEFINED 3 1618 0 58 WRIGHT MED GROUP INC COM 98235T107 9 597 SH DEFINED 5 597 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 2187 65000 SH DEFINED 1 65000 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 1 31 SH DEFINED 15 31 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 2759 81992 SH DEFINED 2 81992 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 222 6607 SH DEFINED 3 2043 0 4564 WYNDHAM WORLDWIDE CORP COM 98310W108 8883 263975 SH DEFINED 4 0 29015 234960 WYNDHAM WORLDWIDE CORP COM 98310W108 39 1146 SH DEFINED 5 1146 0 0 WYNN RESORTS LTD COM 983134107 33962 236600 SH DEFINED 1 236600 0 0 WYNN RESORTS LTD COM 983134107 28 195 SH DEFINED 15 195 0 0 WYNN RESORTS LTD COM 983134107 3 20 SH DEFINED 16 0 20 0 WYNN RESORTS LTD COM 983134107 10588 73764 SH DEFINED 2 73764 0 0 WYNN RESORTS LTD COM 983134107 1649 11491 SH DEFINED 3 3482 0 8009 WYNN RESORTS LTD COM 983134107 268 1865 SH DEFINED 5 1865 0 0 WYNN RESORTS LTD COM 983134107 2010 14001 SH DEFINED 7 0 14001 0 WYNN RESORTS LTD COM 983134107 125 873 SH DEFINED 8 0 873 0 X-RITE INC COM 983857103 5 1094 SH DEFINED 3 1094 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- X-RITE INC COM 983857103 33 6600 SH DEFINED 5 6600 0 0 XCEL ENERGY INC COM 98389B100 6 254 SH DEFINED 254 0 0 XCEL ENERGY INC COM 98389B100 232 9550 SH DEFINED 15 9550 0 0 XCEL ENERGY INC COM 98389B100 7077 291220 SH DEFINED 2 291220 0 0 XCEL ENERGY INC COM 98389B100 5566 229070 SH DEFINED 3 7395 0 221675 XCEL ENERGY INC COM 98389B100 12482 513670 SH DEFINED 4 0 50745 462925 XILINX INC COM 983919101 1736 47600 SH DEFINED 1 47600 0 0 XILINX INC COM 983919101 5615 153951 SH DEFINED 2 153951 0 0 XILINX INC COM 983919101 3981 109146 SH DEFINED 3 83224 0 25922 XILINX INC COM 983919101 14 386 SH DEFINED 5 386 0 0 XILINX INC SDCV 3.125% 3 983919AD3 29876 23571000 PRN DEFINED 3 23571000 0 0 XILINX INC SDCV 3.125% 3 983919AD3 5070 4000000 PRN DEFINED 6 4000000 0 0 XENOPORT INC COM 98411C100 66 9207 SH DEFINED 2 9207 0 0 XENOPORT INC COM 98411C100 10 1467 SH DEFINED 3 1467 0 0 XEROX CORP COM 984121103 9 850 SH DEFINED 850 0 0 XEROX CORP COM 984121103 2290 220000 SH DEFINED 1 220000 0 0 XEROX CORP COM 984121103 52 5000 SH DEFINED 14 5000 0 0 XEROX CORP COM 984121103 71 6797 SH DEFINED 15 6797 0 0 XEROX CORP COM 984121103 31 2985 SH DEFINED 16 2985 0 0 XEROX CORP COM 984121103 6704 643984 SH DEFINED 2 643984 0 0 XEROX CORP COM 984121103 2346 225386 SH DEFINED 3 23068 0 202318 XEROX CORP COM 984121103 48 4569 SH DEFINED 5 4569 0 0 XEROX CORP COM 984121103 29 2755 SH DEFINED 7 0 2755 0 XEROX CORP COM 984121103 44 4205 SH DEFINED 8 4205 0 0 XERIUM TECHNOLOGIES INC COM NEW 98416J118 8 457 SH DEFINED 3 457 0 0 YM BIOSCIENCES INC COM 984238105 149 52875 SH DEFINED 3 0 0 52875 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 21 464 SH DEFINED 15 464 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 99 2205 SH DEFINED 3 0 0 2205 YRC WORLDWIDE INC COM NEW 984249300 1 688 SH DEFINED 3 0 0 688 YAHOO INC COM 984332106 90 6000 SH DEFINED 6000 0 0 YAHOO INC COM 984332106 463 30800 SH DEFINED 14 30800 0 0 YAHOO INC COM 984332106 28 1829 SH DEFINED 15 1829 0 0 YAHOO INC COM 984332106 2167 144078 SH DEFINED 16 144078 0 0 YAHOO INC COM 984332106 16773 1115226 SH DEFINED 2 1115226 0 0 YAHOO INC COM 984332106 34391 2286647 SH DEFINED 3 1965953 0 320694 YAHOO INC COM 984332106 5084 338000 CALL DEFINED 3 338000 0 0 YAHOO INC COM 984332106 56818 3777800 PUT DEFINED 3 3777800 0 0 YAHOO INC COM 984332106 2115 140645 SH DEFINED 5 140645 0 0 YAHOO INC COM 984332106 93 6183 SH DEFINED 8 6183 0 0 YAHOO INC COM 984332106 3 200 SH DEFINED 5;1 200 0 0 YAMANA GOLD INC COM 98462Y100 27076 2328134 SH DEFINED 1 2328134 0 0 YAMANA GOLD INC COM 98462Y100 3 230 SH DEFINED 15 230 0 0 YAMANA GOLD INC COM 98462Y100 22 1870 SH DEFINED 16 1870 0 0 YAMANA GOLD INC COM 98462Y100 104 8985 SH DEFINED 2 8985 0 0 YAMANA GOLD INC COM 98462Y100 3005 258395 SH DEFINED 3 0 0 258395 YAMANA GOLD INC COM 98462Y100 7603 653716 SH DEFINED 5 653716 0 0 YAMANA GOLD INC COM 98462Y100 242 20800 CALL DEFINED 5 20800 0 0 YAMANA GOLD INC COM 98462Y100 9103 782710 SH DEFINED 7 0 782710 0 YAMANA GOLD INC COM 98462Y100 459 39469 SH DEFINED 8 25324 14145 0 YAMANA GOLD INC COM 98462Y100 43106 3706484 SH SOLE 3706484 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 146 3800 SH DEFINED 3800 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 98 2558 SH DEFINED 2 2558 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 1032 26816 SH DEFINED 3 25911 0 905 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 15 400 SH DEFINED 5 400 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 1 84 SH DEFINED 2 84 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 11 1143 SH DEFINED 3 0 0 1143 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 1 70 SH DEFINED 5 70 0 0 YONGYE INTL INC COM 98607B106 315 60000 SH DEFINED 60000 0 0 YONGYE INTL INC COM 98607B106 159 30316 SH DEFINED 3 0 0 30316 YORK WTR CO COM 987184108 9 528 SH DEFINED 3 528 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- YOUKU COM INC SPONSORED ADR 98742U100 4 115 SH DEFINED 15 115 0 0 YOUKU COM INC SPONSORED ADR 98742U100 14 400 SH DEFINED 3 0 0 400 YOUKU COM INC SPONSORED ADR 98742U100 17 500 SH DEFINED 5 500 0 0 YOUNG INNOVATIONS INC COM 987520103 7 234 SH DEFINED 3 234 0 0 YUHE INTERNATIONAL INC COM 988432100 29 23855 SH DEFINED 3 0 0 23855 YUM BRANDS INC COM 988498101 78 1405 SH DEFINED 1405 0 0 YUM BRANDS INC COM 988498101 2210 40000 SH DEFINED 1 40000 0 0 YUM BRANDS INC COM 988498101 914 16550 SH DEFINED 10 16550 0 0 YUM BRANDS INC COM 988498101 53 963 SH DEFINED 11 963 0 0 YUM BRANDS INC COM 988498101 28 500 SH DEFINED 12 0 0 500 YUM BRANDS INC COM 988498101 162 2927 SH DEFINED 15 2927 0 0 YUM BRANDS INC COM 988498101 72 1309 SH DEFINED 16 1309 0 0 YUM BRANDS INC COM 988498101 16339 295789 SH DEFINED 2 295789 0 0 YUM BRANDS INC COM 988498101 25475 461169 SH DEFINED 3 341611 4885 114673 YUM BRANDS INC COM 988498101 602 10900 CALL DEFINED 3 10900 0 0 YUM BRANDS INC COM 988498101 28222 510900 PUT DEFINED 3 510900 0 0 YUM BRANDS INC COM 988498101 16478 298294 SH DEFINED 5 298294 0 0 YUM BRANDS INC COM 988498101 196 3545 SH DEFINED 7 0 3545 0 YUM BRANDS INC COM 988498101 621 11241 SH DEFINED 8 11241 0 0 YUM BRANDS INC COM 988498101 1 25 SH DEFINED 5;1 25 0 0 YUM BRANDS INC COM 988498101 298 5400 SH SOLE 5400 0 0 ZST DIGITAL NETWORKS INC COM NEW 98878T208 75 29843 SH DEFINED 3 0 0 29843 ZAGG INCORPORATED COM 98884U108 171 12793 SH DEFINED 3 828 0 11965 ZALE CORP NEW COM 988858106 39 7033 SH DEFINED 3 1333 0 5700 ZALICUS INC COM 98887C105 7 3084 SH DEFINED 3 3084 0 0 ZALICUS INC COM 98887C105 3652 1534581 SH SOLE 1534581 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 38 900 SH DEFINED 15 900 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 831 19700 SH DEFINED 2 19700 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 440 10437 SH DEFINED 3 0 0 10437 ZEBRA TECHNOLOGIES CORP CL A 989207105 14193 336562 SH DEFINED 4 0 261369 75193 ZEP INC COM 98944B108 0 1 SH DEFINED 2 1 0 0 ZEP INC COM 98944B108 19 1010 SH DEFINED 3 910 0 100 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 0 100 SH DEFINED 3 0 0 100 ZHONGPIN INC COM 98952K107 296 28273 SH DEFINED 2 28273 0 0 ZHONGPIN INC COM 98952K107 5 450 SH DEFINED 3 0 0 450 ZIMMER HLDGS INC COM 98956P102 12 189 SH DEFINED 189 0 0 ZIMMER HLDGS INC COM 98956P102 23 358 SH DEFINED 15 358 0 0 ZIMMER HLDGS INC COM 98956P102 44 693 SH DEFINED 16 693 0 0 ZIMMER HLDGS INC COM 98956P102 8066 127626 SH DEFINED 2 127626 0 0 ZIMMER HLDGS INC COM 98956P102 1003 15867 SH DEFINED 3 3460 0 12407 ZIMMER HLDGS INC COM 98956P102 1601 25326 SH DEFINED 5 25326 0 0 ZIMMER HLDGS INC COM 98956P102 51 805 SH DEFINED 7 0 805 0 ZIMMER HLDGS INC COM 98956P102 221 3500 SH DEFINED 8 900 2600 0 ZIONS BANCORPORATION COM 989701107 3 110 SH DEFINED 110 0 0 ZIONS BANCORPORATION COM 989701107 24 996 SH DEFINED 15 996 0 0 ZIONS BANCORPORATION COM 989701107 1815 75582 SH DEFINED 2 75582 0 0 ZIONS BANCORPORATION COM 989701107 3255 135575 SH DEFINED 3 57028 0 78547 ZIONS BANCORPORATION COM 989701107 1460 60800 CALL DEFINED 3 60800 0 0 ZIONS BANCORPORATION COM 989701107 480 20000 PUT DEFINED 3 20000 0 0 ZIONS BANCORPORATION COM 989701107 16 651 SH DEFINED 5 651 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 122 20000 SH DEFINED 13 20000 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 15 2427 SH DEFINED 3 2427 0 0 ZIX CORP COM 98974P100 14 3754 SH DEFINED 3 2754 0 1000 ZIPCAR INC COM 98974X103 9 442 SH DEFINED 3 425 0 17 ZORAN CORP COM 98975F101 17 2074 SH DEFINED 3 2074 0 0 ZOLTEK COS INC COM 98975W104 1 50 SH DEFINED 2 50 0 0 ZOLTEK COS INC COM 98975W104 26 2452 SH DEFINED 3 1152 0 1300 ZOLTEK COS INC COM 98975W104 1 100 SH DEFINED 5 100 0 0 ZOOM TECHNOLOGIES INC COM NEW 98976E301 0 100 SH DEFINED 3 100 0 0 ZOGENIX INC COM 98978L105 2 463 SH DEFINED 3 463 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ZUMIEZ INC COM 989817101 1795 71902 SH DEFINED 2 71902 0 0 ZUMIEZ INC COM 989817101 40 1616 SH DEFINED 3 881 0 735 ZUOAN FASHION LTD SPONSORED ADR 98982X103 11 2000 SH DEFINED 3 0 0 2000 ZWEIG FD COM 989834106 32 9300 SH DEFINED 3 0 0 9300 ZWEIG TOTAL RETURN FD INC COM 989837109 126 37022 SH DEFINED 3 0 0 37022 ZYGO CORP COM 989855101 17 1259 SH DEFINED 3 659 0 600 ZOLL MED CORP COM 989922109 3 59 SH DEFINED 15 59 0 0 ZOLL MED CORP COM 989922109 80 1414 SH DEFINED 2 1414 0 0 ZOLL MED CORP COM 989922109 59 1034 SH DEFINED 3 909 0 125 ZOLL MED CORP COM 989922109 0 6 SH DEFINED 5 6 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 321 5417 SH DEFINED 5417 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 28 465 SH DEFINED 14 465 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 53 902 SH DEFINED 15 902 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 129 2180 SH DEFINED 16 2180 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 6 98 SH DEFINED 2 98 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 841 14197 SH DEFINED 3 13193 0 1004 DEUTSCHE BANK AG NAMEN AKT D18190898 7405 125000 PUT DEFINED 3 125000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 84 1424 SH DEFINED 5 1424 0 0 TELVENT GIT SA SHS E90215109 9770 245480 SH DEFINED 3 245480 0 0 AIRCASTLE LTD COM G0129K104 222 17421 SH DEFINED 3 2408 0 15013 AIRCASTLE LTD COM G0129K104 6 500 SH DEFINED 5 500 0 0 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 1 63 SH DEFINED 15 63 0 0 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 84 3763 SH DEFINED 3 3763 0 0 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 371 16642 SH DEFINED 5 16642 0 0 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 14 632 SH DEFINED 8 632 0 0 AMDOCS LTD ORD G02602103 21 682 SH DEFINED 15 682 0 0 AMDOCS LTD ORD G02602103 60 1982 SH DEFINED 2 1982 0 0 AMDOCS LTD ORD G02602103 169 5564 SH DEFINED 3 0 0 5564 AMDOCS LTD ORD G02602103 12 402 SH DEFINED 5 402 0 0 A POWER ENERGY GENERAT SYS L COM G04136100 92 54952 SH DEFINED 2 54952 0 0 ARCH CAP GROUP LTD ORD G0450A105 4 138 SH DEFINED 15 138 0 0 ARCH CAP GROUP LTD ORD G0450A105 713 22344 SH DEFINED 2 22344 0 0 ARCH CAP GROUP LTD ORD G0450A105 36 1140 SH DEFINED 3 0 0 1140 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 21 1000 SH DEFINED 16 1000 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 234 11100 SH DEFINED 3 0 0 11100 ARGO GROUP INTL HLDGS LTD COM G0464B107 40 1338 SH DEFINED 3 1138 0 200 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 257 10000 SH DEFINED 10000 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 4 157 SH DEFINED 15 157 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 268 10401 SH DEFINED 2 10401 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 54 2086 SH DEFINED 3 0 0 2086 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 3 136 SH DEFINED 5 136 0 0 ASSURED GUARANTY LTD COM G0585R106 101 6204 SH DEFINED 10 6204 0 0 ASSURED GUARANTY LTD COM G0585R106 8 477 SH DEFINED 11 477 0 0 ASSURED GUARANTY LTD COM G0585R106 2 128 SH DEFINED 15 128 0 0 ASSURED GUARANTY LTD COM G0585R106 17 1031 SH DEFINED 16 1031 0 0 ASSURED GUARANTY LTD COM G0585R106 116 7086 SH DEFINED 2 7086 0 0 ASSURED GUARANTY LTD COM G0585R106 514 31500 SH DEFINED 3 4800 0 26700 ASSURED GUARANTY LTD COM G0585R106 11 670 SH SOLE 670 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 14 448 SH DEFINED 448 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 36 1162 SH DEFINED 15 1162 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 709 22908 SH DEFINED 2 22908 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 6 196 SH DEFINED 3 0 0 196 AXIS CAPITAL HOLDINGS SHS G0692U109 9 300 SH DEFINED 5 300 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 7 240 SH DEFINED 7 0 240 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 5348 161000 SH DEFINED 1 161000 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 1 34 SH DEFINED 15 34 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 17 522 SH DEFINED 2 522 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 7 200 SH DEFINED 3 0 0 200 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 1801 54200 CALL DEFINED 3 54200 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 721 11927 SH DEFINED 11927 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 93731 1551320 SH DEFINED 1 1551320 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1678 27769 SH DEFINED 10 27769 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 194 3214 SH DEFINED 11 3214 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 54 900 SH DEFINED 12 0 0 900 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 12 195 SH DEFINED 14 195 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 928 15363 SH DEFINED 15 15363 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 83 1372 SH DEFINED 16 1309 63 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1838 30423 SH DEFINED 2 30423 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2790 46178 SH DEFINED 3 0 0 46178 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6435 106500 CALL DEFINED 3 106500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1256 20795 SH DEFINED 4 0 18945 1850 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 256 4237 SH DEFINED 5 4237 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 131 2160 SH DEFINED 7 0 2160 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 281 4655 SH DEFINED 8 4595 60 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5164 85470 SH DEFINED 5;1 85470 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 99550 3974035 SH DEFINED 1 3974035 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 723 28863 SH DEFINED 3 0 0 28863 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 16522 659548 SH DEFINED 5 659548 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 80 3204 SH DEFINED 7 0 3204 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 816 32579 SH DEFINED 8 32579 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 7 281 SH DEFINED 9 281 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 0 1 SH DEFINED 5;1 1 0 0 BUNGE LIMITED COM G16962105 35534 515358 SH DEFINED 1 515358 0 0 BUNGE LIMITED COM G16962105 14 200 SH DEFINED 13 200 0 0 BUNGE LIMITED COM G16962105 33 477 SH DEFINED 15 477 0 0 BUNGE LIMITED COM G16962105 166531 2415246 SH DEFINED 16 2415246 0 0 BUNGE LIMITED COM G16962105 631 9154 SH DEFINED 2 9154 0 0 BUNGE LIMITED COM G16962105 9424 136685 SH DEFINED 3 89903 0 46782 BUNGE LIMITED COM G16962105 883 12800 CALL DEFINED 3 12800 0 0 BUNGE LIMITED COM G16962105 646 9364 SH DEFINED 5 9364 0 0 BUNGE LIMITED COM G16962105 14 200 SH DEFINED 7 0 200 0 BUNGE LIMITED COM G16962105 718 10710 SH SOLE 10710 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 256 12938 SH DEFINED 2 12938 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 30 1519 SH DEFINED 3 1519 0 0 CDC CORPORATION SHS CLASS -A - G2022L114 0 183 SH DEFINED 183 0 0 CDC CORPORATION SHS CLASS -A - G2022L114 0 128 SH DEFINED 3 128 0 0 CDC CORPORATION SHS CLASS -A - G2022L114 0 172 SH DEFINED 5 172 0 0 CHINA YUCHAI INTL LTD COM G21082105 230 10885 SH DEFINED 2 10885 0 0 CHINA YUCHAI INTL LTD COM G21082105 17 800 SH DEFINED 8 800 0 0 CHINA CERAMICS CO LTD SHS G2113X100 9 2000 SH DEFINED 7 0 2000 0 CONSOLIDATED WATER CO INC ORD G23773107 197 21254 SH DEFINED 3 604 0 20650 COOPER INDUSTRIES PLC SHS G24140108 9 145 SH DEFINED 145 0 0 COOPER INDUSTRIES PLC SHS G24140108 149 2500 SH DEFINED 1 2500 0 0 COOPER INDUSTRIES PLC SHS G24140108 82 1379 SH DEFINED 15 1379 0 0 COOPER INDUSTRIES PLC SHS G24140108 2997 50228 SH DEFINED 2 50228 0 0 COOPER INDUSTRIES PLC SHS G24140108 673 11272 SH DEFINED 3 0 0 11272 COOPER INDUSTRIES PLC SHS G24140108 181 3028 SH DEFINED 5 3028 0 0 COOPER INDUSTRIES PLC SHS G24140108 11 180 SH DEFINED 7 0 180 0 CREDICORP LTD COM G2519Y108 7275 84500 SH DEFINED 1 84500 0 0 CREDICORP LTD COM G2519Y108 899 10445 SH DEFINED 2 10445 0 0 CREDICORP LTD COM G2519Y108 1442 16753 SH DEFINED 3 16750 0 3 CREDICORP LTD COM G2519Y108 56 650 SH SOLE 650 0 0 COSAN LTD SHS A G25343107 143 11669 SH DEFINED 13 11669 0 0 COSAN LTD SHS A G25343107 32 2600 SH DEFINED 3 0 0 2600 COVIDIEN PLC SHS G2554F113 16 300 SH DEFINED 300 0 0 COVIDIEN PLC SHS G2554F113 969 18200 SH DEFINED 1 18200 0 0 COVIDIEN PLC SHS G2554F113 917 17233 SH DEFINED 10 17233 0 0 COVIDIEN PLC SHS G2554F113 54 1007 SH DEFINED 11 1007 0 0 COVIDIEN PLC SHS G2554F113 154 2885 SH DEFINED 15 2885 0 0 COVIDIEN PLC SHS G2554F113 99 1867 SH DEFINED 16 1867 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- COVIDIEN PLC SHS G2554F113 16194 304223 SH DEFINED 2 304223 0 0 COVIDIEN PLC SHS G2554F113 3131 58812 SH DEFINED 3 5849 0 52963 COVIDIEN PLC SHS G2554F113 43 804 SH DEFINED 5 804 0 0 COVIDIEN PLC SHS G2554F113 1367 25685 SH DEFINED 7 0 25685 0 COVIDIEN PLC SHS G2554F113 52 975 SH DEFINED 8 0 975 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 6 143 SH DEFINED 143 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 7 178 SH DEFINED 15 178 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 63 1518 SH DEFINED 3 0 0 1518 ENSTAR GROUP LIMITED SHS G3075P101 6406 61312 SH DEFINED 3 286 0 61026 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1598 55865 SH DEFINED 3 0 0 55865 EVEREST RE GROUP LTD COM G3223R108 18 225 SH DEFINED 225 0 0 EVEREST RE GROUP LTD COM G3223R108 6 77 SH DEFINED 15 77 0 0 EVEREST RE GROUP LTD COM G3223R108 2956 36159 SH DEFINED 2 36159 0 0 EVEREST RE GROUP LTD COM G3223R108 18 221 SH DEFINED 3 0 0 221 FABRINET SHS G3323L100 319 13137 SH DEFINED 3 846 0 12291 FRESH DEL MONTE PRODUCE INC ORD G36738105 15 553 SH DEFINED 15 553 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 83 3114 SH DEFINED 3 1514 0 1600 FRESH DEL MONTE PRODUCE INC ORD G36738105 19 696 SH DEFINED 5 696 0 0 FRONTLINE LTD SHS G3682E127 3143 213226 SH DEFINED 2 213226 0 0 FRONTLINE LTD SHS G3682E127 83 5637 SH DEFINED 3 2138 0 3499 FRONTLINE LTD SHS G3682E127 3 200 SH DEFINED 5 200 0 0 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 15 803 SH DEFINED 2 803 0 0 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 37 2000 SH DEFINED 3 0 0 2000 GLOBAL CROSSING LTD SHS NEW G3921A175 1 23 SH DEFINED 2 23 0 0 GLOBAL CROSSING LTD SHS NEW G3921A175 3431 89394 SH DEFINED 3 89394 0 0 GENPACT LIMITED SHS G3922B107 1 82 SH DEFINED 3 0 0 82 GLOBAL RESOURCES ORD G39300101 10828 1178928 SH DEFINED 14 1178928 0 0 GLOBAL SOURCES LTD ORD G39300101 4 473 SH DEFINED 3 473 0 0 GLOBAL INDEMNITY PLC SHS G39319101 49 2215 SH DEFINED 3 561 0 1654 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 70 2662 SH DEFINED 3 1162 0 1500 HELEN OF TROY CORP LTD COM G4388N106 289 8370 SH DEFINED 3 1280 0 7090 HELEN OF TROY CORP LTD COM G4388N106 518 15000 SH DEFINED 4 0 0 15000 HELEN OF TROY CORP LTD COM G4388N106 7 200 SH DEFINED 5 200 0 0 HERBALIFE LTD COM USD SHS G4412G101 87 1502 SH DEFINED 15 1502 0 0 HERBALIFE LTD COM USD SHS G4412G101 140 2436 SH DEFINED 3 0 0 2436 HERBALIFE LTD COM USD SHS G4412G101 20 344 SH DEFINED 5 344 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 9 1000 SH DEFINED 2 1000 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 176 18854 SH DEFINED 3 0 0 18854 INGERSOLL-RAND PLC SHS G47791101 7 155 SH DEFINED 155 0 0 INGERSOLL-RAND PLC SHS G47791101 221 4860 SH DEFINED 15 4860 0 0 INGERSOLL-RAND PLC SHS G47791101 13 285 SH DEFINED 16 0 285 0 INGERSOLL-RAND PLC SHS G47791101 8880 195549 SH DEFINED 2 195549 0 0 INGERSOLL-RAND PLC SHS G47791101 1737 38261 SH DEFINED 3 6841 0 31420 INGERSOLL-RAND PLC SHS G47791101 22705 500000 PUT DEFINED 3 500000 0 0 INGERSOLL-RAND PLC SHS G47791101 270 5956 SH DEFINED 5 5956 0 0 INGERSOLL-RAND PLC SHS G47791101 118 2600 SH DEFINED 7 0 2600 0 INGERSOLL-RAND PLC SHS G47791101 338 7445 SH DEFINED 8 145 7300 0 INVESCO LTD SHS G491BT108 229 9777 SH DEFINED 9777 0 0 INVESCO LTD SHS G491BT108 54805 2342100 SH DEFINED 1 2342100 0 0 INVESCO LTD SHS G491BT108 10 426 SH DEFINED 15 426 0 0 INVESCO LTD SHS G491BT108 6478 276829 SH DEFINED 2 276829 0 0 INVESCO LTD SHS G491BT108 159 6795 SH DEFINED 3 5462 0 1333 INVESCO LTD SHS G491BT108 179 7670 SH DEFINED 5 7670 0 0 INVESCO LTD SHS G491BT108 451 19255 SH DEFINED 7 0 19255 0 INVESCO LTD SHS G491BT108 10 445 SH DEFINED 8 0 445 0 INVESCO LTD SHS G491BT108 13 535 SH DEFINED 9 535 0 0 INVESCO LTD SHS G491BT108 2810 120065 SH DEFINED 5;1 120065 0 0 INVESCO LTD SHS G491BT108 2 95 SH SOLE 95 0 0 JINPAN INTL LTD ORD G5138L100 12 1064 SH DEFINED 2 1064 0 0 JINPAN INTL LTD ORD G5138L100 291 26000 SH DEFINED 4 0 0 26000

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- KOSMOS ENERGY LTD SHS G5315B107 10 609 SH DEFINED 2 609 0 0 KOSMOS ENERGY LTD SHS G5315B107 17 1000 SH DEFINED 3 0 0 1000 LAZARD LTD SHS A G54050102 64 1716 SH DEFINED 1716 0 0 LAZARD LTD SHS A G54050102 7 196 SH DEFINED 15 196 0 0 LAZARD LTD SHS A G54050102 169 4552 SH DEFINED 3 0 0 4552 MAIDEN HOLDINGS LTD SHS G5753U112 86 9451 SH DEFINED 2 9451 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 19 2097 SH DEFINED 3 2097 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 69 4656 SH DEFINED 15 4656 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1732 117330 SH DEFINED 2 117330 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 628 42517 SH DEFINED 3 12633 0 29884 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 884 59857 SH DEFINED 5 59857 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2390 161865 SH DEFINED 7 0 161865 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 134 9049 SH DEFINED 8 0 9049 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 1152 64027 SH DEFINED 2 64027 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 238 13248 SH DEFINED 3 2587 0 10661 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 27 2009 SH DEFINED 3 609 0 1400 NABORS INDUSTRIES LTD SHS G6359F103 12 490 SH DEFINED 490 0 0 NABORS INDUSTRIES LTD SHS G6359F103 30204 1225792 SH DEFINED 1 1225792 0 0 NABORS INDUSTRIES LTD SHS G6359F103 55 2230 SH DEFINED 15 2230 0 0 NABORS INDUSTRIES LTD SHS G6359F103 4770 193583 SH DEFINED 2 193583 0 0 NABORS INDUSTRIES LTD SHS G6359F103 5181 210275 SH DEFINED 3 108020 0 102255 NABORS INDUSTRIES LTD SHS G6359F103 3696 150000 PUT DEFINED 3 150000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 896 36350 SH DEFINED 5 36350 0 0 NABORS INDUSTRIES LTD SHS G6359F103 11 450 SH DEFINED 7 0 450 0 NABORS INDUSTRIES LTD SHS G6359F103 307 12446 SH DEFINED 8 5896 6550 0 NEWLEAD HOLDINGS LTD SHS G64626115 0 7 SH DEFINED 3 0 0 7 NORDIC AMERICAN TANKER SHIPP COM G65773106 69 3020 SH DEFINED 3020 0 0 NORDIC AMERICAN TANKER SHIPP COM G65773106 47 2050 SH DEFINED 14 2050 0 0 NORDIC AMERICAN TANKER SHIPP COM G65773106 147 6477 SH DEFINED 3 1959 0 4518 NORDIC AMERICAN TANKER SHIPP COM G65773106 19 829 SH DEFINED 5 829 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 40 2999 SH DEFINED 2 2999 0 0 ONEBEACON INSURANCE GROUP LT CL A G67742109 26 1920 SH DEFINED 3 920 0 1000 ONEBEACON INSURANCE GROUP LT CL A G67742109 174 13000 SH DEFINED 4 0 0 13000 ORIENT-EXPRESS HOTELS LTD CL A G67743107 7 673 SH DEFINED 15 673 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1196 111253 SH DEFINED 3 3953 0 107300 PARTNERRE LTD COM G6852T105 3 40 SH DEFINED 40 0 0 PARTNERRE LTD COM G6852T105 12 180 SH DEFINED 15 180 0 0 PARTNERRE LTD COM G6852T105 906 13159 SH DEFINED 2 13159 0 0 PARTNERRE LTD COM G6852T105 666 9679 SH DEFINED 3 0 0 9679 PARTNERRE LTD COM G6852T105 21 305 SH DEFINED 5 305 0 0 PARTNERRE LTD COM G6852T105 3 49 SH DEFINED 8 49 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 1089 32752 SH DEFINED 2 32752 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 52 1571 SH DEFINED 3 1546 0 25 PRIMUS GUARANTY LTD SHS G72457107 5 1045 SH DEFINED 3 1045 0 0 QIAO XING UNVL RESOURCES INC SHS G7303A109 1 500 SH DEFINED 5 500 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 146 2085 SH DEFINED 3 0 0 2085 RENAISSANCERE HOLDINGS LTD COM G7496G103 5 70 SH DEFINED 8 70 0 0 SEADRILL LIMITED SHS G7945E105 56 1580 SH DEFINED 1580 0 0 SEADRILL LIMITED SHS G7945E105 30876 875178 SH DEFINED 1 875178 0 0 SEADRILL LIMITED SHS G7945E105 511 14492 SH DEFINED 10 14492 0 0 SEADRILL LIMITED SHS G7945E105 56 1600 SH DEFINED 11 1600 0 0 SEADRILL LIMITED SHS G7945E105 266 7550 SH DEFINED 14 7550 0 0 SEADRILL LIMITED SHS G7945E105 125 3550 SH DEFINED 16 3550 0 0 SEADRILL LIMITED SHS G7945E105 250 7100 SH DEFINED 2 7100 0 0 SEADRILL LIMITED SHS G7945E105 1131 32069 SH DEFINED 3 80 0 31989 SEADRILL LIMITED SHS G7945E105 406 11508 SH DEFINED 5 11508 0 0 SEADRILL LIMITED SHS G7945E105 44 1240 SH DEFINED 7 0 1240 0 SEADRILL LIMITED SHS G7945E105 1 30 SH DEFINED 8 0 30 0 SEADRILL LIMITED SHS G7945E105 5051 143180 SH DEFINED 5;1 143180 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 23 1454 SH DEFINED 15 1454 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- SEAGATE TECHNOLOGY PLC SHS G7945M107 2054 127121 SH DEFINED 2 127121 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1240 76745 SH DEFINED 3 30000 0 46745 SEAGATE TECHNOLOGY PLC SHS G7945M107 1359 84101 SH DEFINED 4 0 9850 74251 SEAGATE TECHNOLOGY PLC SHS G7945M107 1005 62188 SH DEFINED 5 62188 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 48 2958 SH DEFINED 8 2958 0 0 SEACUBE CONTAINER LEASING LT SHS G79978105 8 458 SH DEFINED 3 458 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 207 11465 SH DEFINED 3 1867 0 9598 SHIP FINANCE INTERNATIONAL L SHS G81075106 9 500 SH DEFINED 5 500 0 0 SIGNET JEWELERS LIMITED SHS G81276100 103 2194 SH DEFINED 2 2194 0 0 SIGNET JEWELERS LIMITED SHS G81276100 99 2121 SH DEFINED 3 0 0 2121 SIGNET JEWELERS LIMITED SHS G81276100 5892 125877 SH SOLE 125877 0 0 SINA CORP ORD G81477104 104 1000 SH DEFINED 1000 0 0 SINA CORP ORD G81477104 37 357 SH DEFINED 15 357 0 0 SINA CORP ORD G81477104 15 145 SH DEFINED 3 0 0 145 SINA CORP ORD G81477104 66 630 SH DEFINED 5 630 0 0 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 25 2701 SH DEFINED 3 2701 0 0 TBS INTERNATIONAL PLC CL A SHS G8657Q104 334 180700 SH DEFINED 4 0 44900 135800 UTI WORLDWIDE INC ORD G87210103 1 60 SH DEFINED 60 0 0 UTI WORLDWIDE INC ORD G87210103 14 700 SH DEFINED 16 700 0 0 UTI WORLDWIDE INC ORD G87210103 753 38243 SH DEFINED 2 38243 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 193 6278 SH DEFINED 2 6278 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 256 8328 SH DEFINED 3 472 0 7856 TIANLI AGRITECH INC SHS G8883T104 0 200 SH DEFINED 3 0 0 200 TRANSATLANTIC PETROLEUM LTD SHS G89982105 0 140 SH DEFINED 5 140 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 2 227 SH DEFINED 2 227 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 108 10786 SH DEFINED 3 0 0 10786 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 57 5664 SH DEFINED 5 5664 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 21 669 SH DEFINED 2 669 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 6 199 SH DEFINED 3 0 0 199 VELTI PLC ST HELIER SHS G93285107 37 2200 SH DEFINED 3 0 0 2200 WARNER CHILCOTT PLC IRELAND SHS A G94368100 8 332 SH DEFINED 15 332 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 27 1125 SH DEFINED 16 1125 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 3161 131008 SH DEFINED 2 131008 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 863 35763 SH DEFINED 3 0 0 35763 WARNER CHILCOTT PLC IRELAND SHS A G94368100 0 6 SH DEFINED 5 6 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 258 10688 SH SOLE 10688 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 32 925 SH DEFINED 16 925 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 10 300 SH DEFINED 3 0 0 300 GOLAR LNG LTD BERMUDA SHS G9456A100 35 1000 SH DEFINED 5 1000 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 70 2000 CALL DEFINED 5 2000 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 116 276 SH DEFINED 3 0 0 276 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 59 1431 SH DEFINED 15 1431 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 15 375 SH DEFINED 16 375 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 600 14594 SH DEFINED 2 14594 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 470 11422 SH DEFINED 3 0 0 11422 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 3 69 SH DEFINED 5 69 0 0 XOMA LTD SHS G9825R206 0 66 SH DEFINED 3 0 0 66 XYRATEX LTD COM G98268108 13 1283 SH DEFINED 3 1283 0 0 XYRATEX LTD COM G98268108 10077 982200 SH DEFINED 4 0 358870 623330 XL GROUP PLC SHS G98290102 3476 158138 SH DEFINED 2 158138 0 0 XL GROUP PLC SHS G98290102 171 7797 SH DEFINED 3 3615 0 4182 XL GROUP PLC SHS G98290102 277 12600 CALL DEFINED 3 12600 0 0 XL GROUP PLC SHS G98290102 57 2615 SH DEFINED 5 2615 0 0 XL GROUP PLC SHS G98290102 1 44 SH DEFINED 8 44 0 0 XL GROUP PLC SHS G98290102 245 11149 SH SOLE 11149 0 0 ACE LTD SHS H0023R105 28 427 SH DEFINED 427 0 0 ACE LTD SHS H0023R105 357 5422 SH DEFINED 10 5422 0 0 ACE LTD SHS H0023R105 95 1439 SH DEFINED 12 0 0 1439 ACE LTD SHS H0023R105 132 2000 SH DEFINED 13 2000 0 0 ACE LTD SHS H0023R105 233 3536 SH DEFINED 14 3536 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ACE LTD SHS H0023R105 259 3940 SH DEFINED 15 3940 0 0 ACE LTD SHS H0023R105 92 1400 SH DEFINED 16 1400 0 0 ACE LTD SHS H0023R105 12058 183204 SH DEFINED 2 183204 0 0 ACE LTD SHS H0023R105 1473 22378 SH DEFINED 3 3971 0 18407 ACE LTD SHS H0023R105 5753 87400 CALL DEFINED 3 87400 0 0 ACE LTD SHS H0023R105 9880 150110 SH DEFINED 4 0 14815 135295 ACE LTD SHS H0023R105 34 520 SH DEFINED 5 520 0 0 ACE LTD SHS H0023R105 1135 17250 SH DEFINED 7 0 17250 0 ACE LTD SHS H0023R105 40 605 SH DEFINED 8 0 605 0 ACE LTD SHS H0023R105 250 3800 SH SOLE 3800 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 2 40 SH DEFINED 15 40 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 98 1700 SH DEFINED 2 1700 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 27 465 SH DEFINED 3 0 0 465 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 4 70 SH DEFINED 5 70 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 37 1997 SH DEFINED 1997 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 3026 161400 SH DEFINED 1 161400 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 97 5150 SH DEFINED 13 5150 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 88 4700 SH DEFINED 15 4700 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 12335 657885 SH DEFINED 3 625470 0 32415 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 31123 1659900 CALL DEFINED 3 1659900 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 21677 1156100 PUT DEFINED 3 1156100 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 801 42695 SH DEFINED 5 42695 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 18 960 SH DEFINED 8 960 0 0 FOSTER WHEELER AG COM H27178104 55 1802 SH DEFINED 10 1802 0 0 FOSTER WHEELER AG COM H27178104 13 417 SH DEFINED 15 417 0 0 FOSTER WHEELER AG COM H27178104 216 7125 SH DEFINED 2 7125 0 0 FOSTER WHEELER AG COM H27178104 1702 56024 SH DEFINED 3 33000 0 23024 FOSTER WHEELER AG COM H27178104 30 1000 SH DEFINED 5 1000 0 0 FOSTER WHEELER AG COM H27178104 103 3375 SH SOLE 3375 0 0 GARMIN LTD SHS H2906T109 3064 92774 SH DEFINED 2 92774 0 0 GARMIN LTD SHS H2906T109 459 13909 SH DEFINED 3 0 0 13909 GARMIN LTD SHS H2906T109 966 29256 SH DEFINED 5 29256 0 0 LOGITECH INTL S A SHS H50430232 45 4000 SH DEFINED 12 0 0 4000 LOGITECH INTL S A SHS H50430232 34 3000 SH DEFINED 14 3000 0 0 LOGITECH INTL S A SHS H50430232 3 251 SH DEFINED 15 251 0 0 LOGITECH INTL S A SHS H50430232 187 16622 SH DEFINED 2 16622 0 0 LOGITECH INTL S A SHS H50430232 4 400 SH DEFINED 3 0 0 400 LOGITECH INTL S A SHS H50430232 386 34300 SH DEFINED 4 0 5700 28600 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 15 380 SH DEFINED 380 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 34014 863088 SH DEFINED 1 863088 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 591 15000 SH DEFINED 13 15000 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 384 9742 SH DEFINED 15 9742 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 21 535 SH DEFINED 16 475 60 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 5730 145390 SH DEFINED 2 145390 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 4953 125678 SH DEFINED 3 3985 0 121693 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 123 3130 SH DEFINED 5 3130 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2 63 SH DEFINED 8 63 0 0 TE CONNECTIVITY LTD REG SHS H84989104 92 2500 SH DEFINED 2500 0 0 TE CONNECTIVITY LTD REG SHS H84989104 872 23735 SH DEFINED 10 23735 0 0 TE CONNECTIVITY LTD REG SHS H84989104 53 1440 SH DEFINED 11 1440 0 0 TE CONNECTIVITY LTD REG SHS H84989104 266 7229 SH DEFINED 15 7229 0 0 TE CONNECTIVITY LTD REG SHS H84989104 11 300 SH DEFINED 16 300 0 0 TE CONNECTIVITY LTD REG SHS H84989104 776 21108 SH DEFINED 3 0 0 21108 TE CONNECTIVITY LTD REG SHS H84989104 32 859 SH DEFINED 5 859 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1257 34190 SH DEFINED 7 0 34190 0 TE CONNECTIVITY LTD REG SHS H84989104 45 1225 SH DEFINED 8 0 1225 0 TRANSOCEAN LTD REG SHS H8817H100 550 8520 SH DEFINED 8520 0 0 TRANSOCEAN LTD REG SHS H8817H100 51 790 SH DEFINED 1 790 0 0 TRANSOCEAN LTD REG SHS H8817H100 52 800 SH DEFINED 13 800 0 0 TRANSOCEAN LTD REG SHS H8817H100 11 174 SH DEFINED 14 174 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- TRANSOCEAN LTD REG SHS H8817H100 528 8185 SH DEFINED 15 8185 0 0 TRANSOCEAN LTD REG SHS H8817H100 5 72 SH DEFINED 16 72 0 0 TRANSOCEAN LTD REG SHS H8817H100 9213 142702 SH DEFINED 3 96865 0 45837 TRANSOCEAN LTD REG SHS H8817H100 7612 117900 CALL DEFINED 3 117900 0 0 TRANSOCEAN LTD REG SHS H8817H100 8173 126600 PUT DEFINED 3 126600 0 0 TRANSOCEAN LTD REG SHS H8817H100 589 9128 SH DEFINED 5 9128 0 0 TRANSOCEAN LTD REG SHS H8817H100 41 640 SH DEFINED 7 0 640 0 TRANSOCEAN LTD REG SHS H8817H100 24289 376220 SH OTHER S;1 376220 0 0 TRANSOCEAN LTD REG SHS H8817H100 781 11856 SH SOLE 11856 0 0 TYCO INTERNATIONAL LTD SHS H89128104 15 300 SH DEFINED 300 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3262 66000 SH DEFINED 1 66000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 54 1095 SH DEFINED 14 1095 0 0 TYCO INTERNATIONAL LTD SHS H89128104 115 2322 SH DEFINED 15 2322 0 0 TYCO INTERNATIONAL LTD SHS H89128104 10684 216145 SH DEFINED 2 216145 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3457 69940 SH DEFINED 3 30500 0 39440 TYCO INTERNATIONAL LTD SHS H89128104 2645 53500 CALL DEFINED 3 53500 0 0 TYCO INTERNATIONAL LTD SHS H89128104 10349 209360 SH DEFINED 4 0 44170 165190 TYCO INTERNATIONAL LTD SHS H89128104 55 1113 SH DEFINED 5 1113 0 0 TYCO INTERNATIONAL LTD SHS H89128104 53 1065 SH DEFINED 7 0 1065 0 UBS AG SHS NEW H89231338 1121 61392 SH DEFINED 17750 43642 0 UBS AG SHS NEW H89231338 58710 3215200 SH DEFINED 1 3215200 0 0 UBS AG SHS NEW H89231338 615 33655 SH DEFINED 10 33655 0 0 UBS AG SHS NEW H89231338 188 10320 SH DEFINED 11 10320 0 0 UBS AG SHS NEW H89231338 137 7500 SH DEFINED 12 0 0 7500 UBS AG SHS NEW H89231338 234 12792 SH DEFINED 13 12792 0 0 UBS AG SHS NEW H89231338 383 21000 SH DEFINED 14 21000 0 0 UBS AG SHS NEW H89231338 30 1651 SH DEFINED 15 1651 0 0 UBS AG SHS NEW H89231338 232 12717 SH DEFINED 16 12717 0 0 UBS AG SHS NEW H89231338 348 19045 SH DEFINED 2 19045 0 0 UBS AG SHS NEW H89231338 154 8424 SH DEFINED 3 783 0 7641 UBS AG SHS NEW H89231338 240 13166 SH DEFINED 5 13166 0 0 UBS AG SHS NEW H89231338 628 34385 SH DEFINED 7 0 34385 0 UBS AG SHS NEW H89231338 46 2538 SH DEFINED 8 103 2435 0 UBS AG SHS NEW H89231338 8 445 SH DEFINED 9 445 0 0 UBS AG SHS NEW H89231338 1780 97499 SH DEFINED 5;1 97499 0 0 UBS AG SHS NEW H89231338 76937 4213400 SH OTHER S;1 4213400 0 0 UBS AG SHS NEW H89231338 2135 91070 SH SOLE 91070 0 0 ADECOAGRO S A COM L00849106 17 1540 SH SOLE 1540 0 0 FLAGSTONE REINSURANCE HOLDIN COM L3466T104 21 2473 SH DEFINED 3 2173 0 300 ALLOT COMMUNICATIONS LTD SHS M0854Q105 103 5613 SH DEFINED 3 0 0 5613 ALVARION LTD SHS M0861T100 10 6500 SH DEFINED 3 0 0 6500 ALVARION LTD SHS M0861T100 9 6000 SH DEFINED 5 6000 0 0 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 1 1000 SH DEFINED 5 1000 0 0 CELLCOM ISRAEL LTD SHS M2196U109 135 4887 SH DEFINED 2 4887 0 0 CELLCOM ISRAEL LTD SHS M2196U109 414 14947 SH DEFINED 3 0 0 14947 CELLCOM ISRAEL LTD SHS M2196U109 6 200 SH DEFINED 5 200 0 0 CERAGON NETWORKS LTD ORD M22013102 2 204 SH DEFINED 15 204 0 0 CERAGON NETWORKS LTD ORD M22013102 1 89 SH DEFINED 3 0 0 89 CERAGON NETWORKS LTD ORD M22013102 1473 123926 SH DEFINED 5 123926 0 0 CERAGON NETWORKS LTD ORD M22013102 41 3437 SH DEFINED 8 3437 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 400 7044 SH DEFINED 7044 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 2064 36300 SH DEFINED 1 36300 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 47 832 SH DEFINED 15 832 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 3190 56119 SH DEFINED 2 56119 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1412 24843 SH DEFINED 3 0 0 24843 CHECK POINT SOFTWARE TECH LT ORD M22465104 141 2480 SH DEFINED 5 2480 0 0 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 20 2000 SH DEFINED 3 0 0 2000 ELBIT SYS LTD ORD M3760D101 5 100 SH DEFINED 3 0 0 100 ELBIT SYS LTD ORD M3760D101 18 372 SH DEFINED 5 372 0 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 1113 30100 SH DEFINED 1 30100 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 18 500 SH DEFINED 15 500 0 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 107 2900 SH DEFINED 3 0 0 2900 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 297 8047 SH SOLE 8047 0 0 FUNDTECH LTD ORD M47095100 10 500 SH DEFINED 3 500 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 200 6700 SH DEFINED 1 6700 0 0 GIVEN IMAGING ORD SHS M52020100 146 7150 SH DEFINED 3 0 0 7150 HADERA PAPER LTD SHS M52514102 3 40 SH DEFINED 3 0 0 40 MAGAL SECURITY SYS LTD ORD M6786D104 64 21000 SH DEFINED 4 0 0 21000 NOVA MEASURING INSTRUMENTS L COM M7516K103 235 23189 SH DEFINED 3 0 0 23189 ORBOTECH LTD ORD M75253100 2 141 SH DEFINED 3 0 0 141 RADVISION LTD ORD M81869105 4 500 SH DEFINED 3 0 0 500 RETALIX LTD ORD M8215W109 398 28000 SH DEFINED 4 0 0 28000 SYNERON MEDICAL LTD ORD SHS M87245102 3 250 SH DEFINED 3 0 0 250 SYNERON MEDICAL LTD ORD SHS M87245102 25 2070 SH DEFINED 5 2070 0 0 ON TRACK INNOVATION LTD SHS M8791A109 52 23760 SH DEFINED 3 0 0 23760 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 1395 22941 SH DEFINED 3 0 0 22941 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 61 1000 SH DEFINED 5 1000 0 0 AERCAP HOLDINGS NV SHS N00985106 95 7330 SH DEFINED 2 7330 0 0 AERCAP HOLDINGS NV SHS N00985106 10 800 SH DEFINED 3 0 0 800 ASM INTL N V NY REGISTER SH N07045102 152 3835 SH DEFINED 3 0 0 3835 ASML HOLDING N V NY REG SHS N07059186 3 82 SH DEFINED 15 82 0 0 ASML HOLDING N V NY REG SHS N07059186 1055 28539 SH DEFINED 2 28539 0 0 ASML HOLDING N V NY REG SHS N07059186 613 16583 SH DEFINED 3 14393 0 2190 ASML HOLDING N V NY REG SHS N07059186 345 9340 SH DEFINED 5 9340 0 0 CNH GLOBAL N V SHS NEW N20935206 633 16377 SH DEFINED 2 16377 0 0 CNH GLOBAL N V SHS NEW N20935206 285 7374 SH DEFINED 3 0 0 7374 CNH GLOBAL N V SHS NEW N20935206 10 250 SH DEFINED 5 250 0 0 CORE LABORATORIES N V COM N22717107 4 35 SH DEFINED 35 0 0 CORE LABORATORIES N V COM N22717107 2130 19100 SH DEFINED 1 19100 0 0 CORE LABORATORIES N V COM N22717107 20 180 SH DEFINED 15 180 0 0 CORE LABORATORIES N V COM N22717107 1021 9152 SH DEFINED 3 76 0 9076 CORE LABORATORIES N V COM N22717107 100843 904100 PUT DEFINED 3 904100 0 0 CORE LABORATORIES N V COM N22717107 55 495 SH DEFINED 5 495 0 0 INTERXION HOLDING N.V SHS N47279109 6 400 SH DEFINED 3 0 0 400 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 152 3939 SH DEFINED 10 3939 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 15 380 SH DEFINED 11 380 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1 19 SH DEFINED 15 19 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 498 12918 SH DEFINED 2 12918 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 13871 360090 SH DEFINED 3 359890 0 200 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 27 690 SH SOLE 690 0 0 NIELSEN HOLDINGS N V COM N63218106 23 728 SH DEFINED 15 728 0 0 NIELSEN HOLDINGS N V COM N63218106 46 1490 SH DEFINED 2 1490 0 0 NIELSEN HOLDINGS N V COM N63218106 47 1500 SH DEFINED 3 0 0 1500 NXP SEMICONDUCTORS N V COM N6596X109 6 225 SH DEFINED 225 0 0 NXP SEMICONDUCTORS N V COM N6596X109 19 717 SH DEFINED 15 717 0 0 NXP SEMICONDUCTORS N V COM N6596X109 581 21720 SH DEFINED 3 21720 0 0 ORTHOFIX INTL N V COM N6748L102 2 47 SH DEFINED 47 0 0 ORTHOFIX INTL N V COM N6748L102 32 749 SH DEFINED 3 749 0 0 QIAGEN N V ORD N72482107 21 1122 SH DEFINED 14 1122 0 0 QIAGEN N V ORD N72482107 6 320 SH DEFINED 15 320 0 0 QIAGEN N V ORD N72482107 2478 130294 SH DEFINED 2 130294 0 0 QIAGEN N V ORD N72482107 25 1334 SH DEFINED 3 0 0 1334 QIAGEN N V ORD N72482107 12 605 SH DEFINED 5 605 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 5964 158415 SH DEFINED 3 158315 0 100 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 2282 60617 SH DEFINED 5 60617 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 61 1625 SH DEFINED 8 1625 0 0 TORNIER N V SHS N87237108 8 300 SH DEFINED 14 300 0 0 TORNIER N V SHS N87237108 61 2282 SH DEFINED 3 2282 0 0 VISTAPRINT N V SHS N93540107 41 851 SH DEFINED 2 851 0 0 VISTAPRINT N V SHS N93540107 7 150 SH DEFINED 3 0 0 150

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- VISTAPRINT N V SHS N93540107 29 600 SH DEFINED 5 600 0 0 YANDEX N V SHS CLASS A N97284108 12 345 SH DEFINED 3 0 0 345 YANDEX N V SHS CLASS A N97284108 1 28 SH DEFINED 8 28 0 0 COPA HOLDINGS SA CL A P31076105 1294 19383 SH DEFINED 3 0 0 19383 CRESUD SA COMERCIAL *W EXP P3311R192 1 5610 SH DEFINED 16 5610 0 0 05/22/201 SINOVAC BIOTECH LTD SHS P8696W104 5 1500 SH DEFINED 3 0 0 1500 SINOVAC BIOTECH LTD SHS P8696W104 1 250 SH DEFINED 5 250 0 0 STEINER LEISURE LTD ORD P8744Y102 1 28 SH DEFINED 28 0 0 STEINER LEISURE LTD ORD P8744Y102 3 72 SH DEFINED 15 72 0 0 STEINER LEISURE LTD ORD P8744Y102 384 8403 SH DEFINED 2 8403 0 0 STEINER LEISURE LTD ORD P8744Y102 28 623 SH DEFINED 3 623 0 0 ULTRAPETROL BAHAMAS LTD COM P94398107 4 886 SH DEFINED 3 886 0 0 EXCEL MARITIME CARRIERS LTD COM V3267N107 186 59861 SH DEFINED 2 59861 0 0 EXCEL MARITIME CARRIERS LTD COM V3267N107 15 4896 SH DEFINED 3 1896 0 3000 EXCEL MARITIME CARRIERS LTD COM V3267N107 174 56000 SH DEFINED 4 0 0 56000 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 78 3200 SH DEFINED 3 0 0 3200 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 97 2570 SH DEFINED 13 2570 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 8 205 SH DEFINED 15 205 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1476 39209 SH DEFINED 3 37466 0 1743 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 21 550 SH DEFINED 5 550 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 4 100 SH DEFINED 7 0 100 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 2 229 SH DEFINED 15 229 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 19 2734 SH DEFINED 2 2734 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 2088 54950 SH DEFINED 1 54950 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 179 4720 SH DEFINED 5 4720 0 0 BALTIC TRADING LIMITED COM Y0553W103 4 676 SH DEFINED 3 676 0 0 DANAOS CORPORATION SHS Y1968P105 11 2000 SH DEFINED 13 2000 0 0 DHT HOLDINGS INC COM Y2065G105 60 15597 SH DEFINED 2 15597 0 0 DHT HOLDINGS INC COM Y2065G105 27 7008 SH DEFINED 3 2673 0 4335 DHT HOLDINGS INC COM Y2065G105 8 2000 SH DEFINED 5 2000 0 0 DIANA SHIPPING INC COM Y2066G104 101 9205 SH DEFINED 3 0 0 9205 DIANA SHIPPING INC COM Y2066G104 18 1668 SH DEFINED 5 1668 0 0 DIANA CONTAINERSHIPS INC COM Y2069P101 14 1918 SH DEFINED 2 1918 0 0 DIANA CONTAINERSHIPS INC COM Y2069P101 2 225 SH DEFINED 3 0 0 225 DIANA CONTAINERSHIPS INC COM Y2069P101 0 65 SH DEFINED 5 65 0 0 DRYSHIPS INC SHS Y2109Q101 1002 239122 SH DEFINED 3 208969 0 30153 DRYSHIPS INC SHS Y2109Q101 3 700 SH DEFINED 5 700 0 0 EAGLE BULK SHIPPING INC COM Y2187A101 581 234385 SH DEFINED 2 234385 0 0 EAGLE BULK SHIPPING INC COM Y2187A101 44 17595 SH DEFINED 3 2595 0 15000 EAGLE BULK SHIPPING INC COM Y2187A101 540 217600 SH DEFINED 4 0 39600 178000 EUROSEAS LTD COM NEW Y23592200 4 1000 SH DEFINED 3 0 0 1000 FLEXTRONICS INTL LTD ORD Y2573F102 239 37265 SH DEFINED 10 37265 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 70 10845 SH DEFINED 12 0 0 10845 FLEXTRONICS INTL LTD ORD Y2573F102 156 24310 SH DEFINED 14 24310 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 103 16023 SH DEFINED 15 16023 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 2730 425280 SH DEFINED 2 425280 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 328 51087 SH DEFINED 3 703 0 50384 FLEXTRONICS INTL LTD ORD Y2573F102 421 65562 SH DEFINED 5 65562 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 9 1413 SH DEFINED 8 1413 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 165 25625 SH SOLE 25625 0 0 FREESEAS INC SHS Y26496144 0 100 SH DEFINED 3 0 0 100 FREESEAS INC SHS Y26496144 0 80 SH DEFINED 5 80 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T107 0 3 SH DEFINED 15 3 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T107 366 48678 SH DEFINED 3 4628 0 44050 GENERAL MARITIME CORP NEW SHS Y2693R101 8 5690 SH DEFINED 5690 0 0 GENERAL MARITIME CORP NEW SHS Y2693R101 442 327378 SH DEFINED 2 327378 0 0 GENERAL MARITIME CORP NEW SHS Y2693R101 148 109466 SH DEFINED 3 4813 0 104653 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 446 15634 SH DEFINED 3 0 0 15634 NAVIOS MARITIME HOLDINGS INC COM Y62196103 2 400 SH DEFINED 15 400 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- NAVIOS MARITIME HOLDINGS INC COM Y62196103 1944 377400 SH DEFINED 5 377400 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 551 107000 SH DEFINED 8 107000 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 18 1000 SH DEFINED 15 1000 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 49 2646 SH DEFINED 3 0 0 2646 OCEANFREIGHT INC SHS -A - Y64202115 0 498 SH DEFINED 3 0 0 498 SAFE BULKERS INC COM Y7388L103 194 25470 SH DEFINED 0 25470 0 SAFE BULKERS INC COM Y7388L103 82 10750 SH DEFINED 3 0 0 10750 SCORPIO TANKERS INC SHS Y7542C106 3498 350131 SH DEFINED 1 350131 0 0 SCORPIO TANKERS INC SHS Y7542C106 8 800 SH DEFINED 16 800 0 0 SCORPIO TANKERS INC SHS Y7542C106 10 1031 SH DEFINED 3 1031 0 0 SEASPAN CORP SHS Y75638109 434 29690 SH DEFINED 2 29690 0 0 SEASPAN CORP SHS Y75638109 6456 441886 SH DEFINED 3 365815 0 76071 SEASPAN CORP SHS Y75638109 2576 176300 CALL DEFINED 3 176300 0 0 SEASPAN CORP SHS Y75638109 1367 93553 SH DEFINED 5 93553 0 0 SEASPAN CORP SHS Y75638109 41 2800 SH DEFINED 7 0 2800 0 STAR BULK CARRIERS CORP COM Y8162K105 9 4507 SH DEFINED 3 0 0 4507 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 44 1200 SH DEFINED 15 1200 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1259 34038 SH DEFINED 3 0 0 34038 TEEKAY CORPORATION COM Y8564W103 9 305 SH DEFINED 15 305 0 0 TEEKAY CORPORATION COM Y8564W103 1159 37533 SH DEFINED 2 37533 0 0 TEEKAY CORPORATION COM Y8564W103 45 1455 SH DEFINED 3 0 0 1455 TEEKAY CORPORATION COM Y8564W103 59 1900 SH DEFINED 5 1900 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 35 1200 SH DEFINED 15 1200 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 57 1935 SH DEFINED 3 0 0 1935 TEEKAY TANKERS LTD CL A Y8565N102 35 3758 SH DEFINED 3 1758 0 2000 TEEKAY TANKERS LTD CL A Y8565N102 132 14000 SH DEFINED 4 0 0 14000 VERIGY LTD SHS Y93691106 1344 89792 SH DEFINED 3 88800 0 992 VERIGY LTD SHS Y93691106 4 271 SH DEFINED 5 271 0 0