0001140361-11-048780.txt : 20111007
0001140361-11-048780.hdr.sgml : 20111007
20111007111845
ACCESSION NUMBER: 0001140361-11-048780
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111007
DATE AS OF CHANGE: 20111007
EFFECTIVENESS DATE: 20111007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 111131215
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lisa Snider
Address: 2801 Townsgate Road
Suite 112
Westlake Village, CA 91361
Form 13F File Number: 28-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 10/6/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 361
Form 13F Information Table Value Total: $91,681,271.47
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- --------- ----------------- ---------- -------- --------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
3M Company 88579Y101 125632.5 1750 SOLE 1750 0 0
A F L A C Inc 001055102 335694.75 9605 SOLE 9605 0 0
A O N Corporation 037389103 1721.18 41 SOLE 41 0 0
Abbott Laboratories 002824100 1277988.6 24990 SOLE 24990 0 0
Above Technologies 3738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A G1150G111 236533.2 4490 SOLE 4490 0 0
ACE Limited G0070K103 21816 360 SOLE 360 0 0
Adobe Systems Inc 00724F101 7251 300 SOLE 300 0 0
Ageas Adr Ord 00844W109 273.27 155 SOLE 155 0 0
Agrium Inc 008916108 1066.56 16 SOLE 16 0 0
Air Products & Chemicals 009158106 1123708.2 14714 SOLE 14714 0 0
Alcatel Lucent Adr 013904305 53.77 19 SOLE 19 0 0
Alcoa Inc 013817101 675785.55 70615 SOLE 70615 0 0
Alexander & Baldwin Inc 014482103 36530 1000 SOLE 1000 0 0
Alleghany Corp Del 017175100 807800 2800 SOLE 2800 0 0
Allegheny Tech Inc New 01741R102 2478.33 67 SOLE 67 0 0
Allergan Inc 018490102 823.8 10 SOLE 10 0 0
Allstate Corporation 020002101 74220.77 3133 SOLE 3133 0 0
Altria Group Inc 02209S103 170404.36 6356 SOLE 6356 0 0
Amazon.Com Inc 023135106 12973.8 60 SOLE 60 0 0
Amcor Ltd Sponsored Adrf 02341R302 1023.76 38 SOLE 38 0 0
American Express Company 025816109 1058293 23570 SOLE 23570 0 0
Amerisourcebergen Corp 03073E105 278593.25 7475 SOLE 7475 0 0
Ametek Inc New 031100100 240681 7300 SOLE 7300 0 0
AMG Capital Trust (Conv Pfd) 00169X203 4170.38 99 SOLE 99 0 0
Amgen Incorporated 031162100 962349.6 17510 SOLE 17510 0 0
Amphenol Corp Cl A 032095101 16308 400 SOLE 400 0 0
Anadarko Petroleum Corp 032511107 224773.25 3565 SOLE 3565 0 0
AOL Inc 00184X105 48 4 SOLE 4 0 0
Apache Corp 037411105 535200.8 6670 SOLE 6670 0 0
Apple Computer Inc 037833100 119734.48 314 SOLE 314 0 0
Applied Materials Inc 038222105 591891.86 57160 SOLE 57160 0 0
Arrow Electronics Inc 042735100 555.6 20 SOLE 20 0 0
Astrazeneca 046353108 1064.64 24 SOLE 24 0 0
AT&T 00206R102 1020730.8 35790 SOLE 35790 0 0
Auto Data Processing 053015103 357397 7580 SOLE 7580 0 0
Autoliv Inc 052800109 115187.5 2375 SOLE 2375 0 0
Autozone Inc 053332102 638.38 2 SOLE 2 0 0
AvalonBay Communities Inc 053484101 118612 1040 SOLE 1040 0 0
Avery Dennison Corp 053611109 17556 700 SOLE 700 0 0
AXA 054536107 650.86 49 SOLE 49 0 0
Axis Capital Hldg Ltd G0692U109 648.5 25 SOLE 25 0 0
Babcock & Wilcox Co 05615F102 3069.35 157 SOLE 157 0 0
Baidu Inc Adr 056752108 6735.33 63 SOLE 63 0 0
Bank Of America Corp 060505104 9510.48 1554 SOLE 1554 0 0
Bank Of New York Co Inc 064058100 2862.86 154 SOLE 154 0 0
Barrick Gold Corp 067901108 4944.9 106 SOLE 106 0 0
Baxter International Inc 071813109 292152.56 5204 SOLE 5204 0 0
Beacon Power Corp 073677106 1724.31 3381 SOLE 3381 0 0
Becton Dickinson & Co 075887109 3372.72 46 SOLE 46 0 0
Berkshire Hathaway Cl B 084670207 14208 200 SOLE 200 0 0
Best Buy Inc 086516101 675.7 29 SOLE 29 0 0
BHP Biliton Ltd Adr 088606108 946371.36 14244 SOLE 14244 0 0
BHP Billiton Adr New 05545E209 2972.48 56 SOLE 56 0 0
Biogen IDEC Inc 09062X103 400638.15 4301 SOLE 4301 0 0
Boeing Co 097023105 316104.24 5224 SOLE 5224 0 0
Boston Properties Inc 101121101 163498.5 1835 SOLE 1835 0 0
Br Amer Tobacco Plc Adrf 110448107 932.03 11 SOLE 11 0 0
Briggs & Stratton Corp 109043109 2702 200 SOLE 200 0 0
Bristol-Myers Squibb Co 110122108 103554 3300 SOLE 3300 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- --------- ----------------- ---------- -------- --------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
Broadcom Corp 111320107 3495.45 105 SOLE 105 0 0
Broadridge 11133T103 16112 800 SOLE 800 0 0
C V S Corp 126650100 1051199.1 31295 SOLE 31295 0 0
Callaway Golf 131193104 465.3 90 SOLE 90 0 0
Cameco Corp 13321L108 557880.64 30452 SOLE 30452 0 0
Canadian Natural Resources 136385101 1697.66 58 SOLE 58 0 0
Caterpillar Inc 149123101 996766.16 13499 SOLE 13499 0 0
CBS Corporation Cl B New 124857202 2038 100 SOLE 100 0 0
Celanese Corp 150870103 3253 100 SOLE 100 0 0
Celgene Corp 151020104 12382 200 SOLE 200 0 0
Centurytel Inc 156700106 4173.12 126 SOLE 126 0 0
Check Pt Software Tech M22465104 1002.44 19 SOLE 19 0 0
Cheesecake Factory Inc 163072101 9243.75 375 SOLE 375 0 0
Chesapeake Energy Corp 165167107 2938.25 115 SOLE 115 0 0
Chevrontexaco Corp 166764100 1726340.6 18645 SOLE 18645 0 0
Church & Dwight Co Inc 171340102 1149.2 26 SOLE 26 0 0
Cia Par Energia B Adr 20441B407 1238.28 68 SOLE 68 0 0
Cisco Systems Inc 17275R102 847183.5 54657 SOLE 54657 0 0
Citadel Broadcasting Corp 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc 172967101 130457.21 5093 SOLE 5093 0 0
Citigroup Inc (Conv Pfd) 172967416 1194.45 15 SOLE 15 0 0
City National Corp 178566105 108748.8 2880 SOLE 2880 0 0
Clorox Company 189054109 139293 2100 SOLE 2100 0 0
Cme Group Inc Cl A 12572Q105 3203.2 13 SOLE 13 0 0
Coach Inc 189754104 2902.48 56 SOLE 56 0 0
Coca Cola Femsa Sab Adrf 191241108 2218.25 25 SOLE 25 0 0
Coca-Cola Company 191216100 204031.2 3020 SOLE 3020 0 0
Colgate-Palmolive Co 194162103 1292067.6 14570 SOLE 14570 0 0
Companhia De Saneam Adrf 20441A102 2502.9 54 SOLE 54 0 0
Computer Sciences Corp 205363104 28756.35 1071 SOLE 1071 0 0
Conocophillips 20825C104 1124056.6 17752 SOLE 17752 0 0
Consol Energy Inc 20854P109 37323 1100 SOLE 1100 0 0
Continental Resources 212015101 483.7 10 SOLE 10 0 0
Corning Inc 219350105 177366 14350 SOLE 14350 0 0
Costco Wholesale Corp New 22160K105 853330.7 10390 SOLE 10390 0 0
Covidien Ltd G2554F105 33383.7 757 SOLE 757 0 0
Cree Inc 225447101 2598 100 SOLE 100 0 0
Crown Castle Intl Cor (Conv Pfd) 228227401 3744 64 SOLE 64 0 0
Crown Northcorp Inc 228429106 0 22 SOLE 22 0 0
Cummins Inc 231021106 8084.34 99 SOLE 99 0 0
Danaher Corp Del 235851102 1051226.1 25065 SOLE 25065 0 0
Deere & Co 244199105 28927.36 448 SOLE 448 0 0
Delphi Finl Group Cl A 247131105 231340 10750 SOLE 10750 0 0
Denbury Res Inc New 247916208 2714 236 SOLE 236 0 0
Dentsply Intl Inc 249030107 768477.6 25040 SOLE 25040 0 0
Devon Energy Cp New 25179M103 207900 3750 SOLE 3750 0 0
Diageo Plc New Adr 25243Q205 911.16 12 SOLE 12 0 0
Diamond Offshr Drilling 25271C102 4050.76 74 SOLE 74 0 0
Directv Group Inc 25459L106 1986.69 47 SOLE 47 0 0
Discover Financial Svcs 254709108 17893.2 780 SOLE 780 0 0
Disney Walt Co 254687106 257234.64 8529 SOLE 8529 0 0
Dolby Laboratories Inc 25659T107 1509.2 55 SOLE 55 0 0
Dow Chemical Company 260543103 10398.98 463 SOLE 463 0 0
Dresser Rand Group Inc 261608103 1094.31 27 SOLE 27 0 0
Duke Energy Corp New 26441C105 117941 5900 SOLE 5900 0 0
DuPont 263534109 33974.5 850 SOLE 850 0 0
E M C Corp Mass 268648102 328031.72 15628 SOLE 15628 0 0
E O G Resources Inc 26875P101 17823.51 251 SOLE 251 0 0
Eaton Corporation 278058102 1775 50 SOLE 50 0 0
Edison International 281020107 227358 5944 SOLE 5944 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- --------- ----------------- ---------- -------- --------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
El Paso Corporation 28336L109 6677.36 382 SOLE 382 0 0
Elan Corp Plc Spon Adr 284131208 14004.9 1330 SOLE 1330 0 0
Emerson Electric Co 291011104 1137636.1 27539 SOLE 27539 0 0
Encana Corporation 292505104 633.93 33 SOLE 33 0 0
Entegris Inc 29362U104 15599.1 2445 SOLE 2445 0 0
Esco Technologies Inc 296315104 2550 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A 518439104 5797.44 66 SOLE 66 0 0
Exelon Corporation 30161N101 681.76 16 SOLE 16 0 0
Exxon Mobil Corporation 30231G102 1478892.1 20362 SOLE 20362 0 0
F5 Networks Inc 315616102 284.2 4 SOLE 4 0 0
Fedex Corporation 31428X106 947.52 14 SOLE 14 0 0
Fidelity Natl Finl Inc 31620R105 501365.04 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs 31620M106 353029.12 14516 SOLE 14516 0 0
First Horizon Natl Corp 320517105 55767.72 9357 SOLE 9357 0 0
Flowserve Corporation 34354P105 814 11 SOLE 11 0 0
Ford Motor Company New 345370860 26244.38 2714 SOLE 2714 0 0
Fortune Brands Inc 349631101 45968 850 SOLE 850 0 0
France Telecom Adr 35177Q105 687.54 42 SOLE 42 0 0
Freeport McMoran COP B 356710857 6333.6 208 SOLE 208 0 0
General Dynamics Corp 369550108 2218.71 39 SOLE 39 0 0
General Electric Company 369604103 977595.82 64231 SOLE 64231 0 0
General Mills Inc 370334104 1035188.6 26895 SOLE 26895 0 0
General Mtrs B (Conv Pfd) 37045V209 1333.04 38 SOLE 38 0 0
Gilead Sciences Inc 37558103 20990.8 541 SOLE 541 0 0
Glaxosmithkline Plc Adr 37733W105 10735.4 260 SOLE 260 0 0
Google Inc Class A 38259P508 10815.84 21 SOLE 21 0 0
Green Mtn Coffee Roaster 393122106 1487.04 16 SOLE 16 0 0
Guess Inc 401617105 683.76 24 SOLE 24 0 0
Halliburton Co Hldg Co 406216101 2929.92 96 SOLE 96 0 0
Harley Davidson Inc 412822108 20598 600 SOLE 600 0 0
Harris Corporation 413875105 3622.02 106 SOLE 106 0 0
Hartford Finl (Conv Pfd) 416515708 1425.24 74 SOLE 74 0 0
Hartford Finl Svcs Grp 416515104 16140 1000 SOLE 1000 0 0
Heinz H J Co 423074103 15144 300 SOLE 300 0 0
Hess Corporation 42809H107 755161.7 14395 SOLE 14395 0 0
Hewlett-Packard Company 428236103 56686.25 2525 SOLE 2525 0 0
Home Depot Inc 437076102 523027.44 15912 SOLE 15912 0 0
Honeywell International 438516106 198956.21 4531 SOLE 4531 0 0
Hospira 441060100 888 24 SOLE 24 0 0
HSBC Hldgs Plc Adr New 404280406 5287.56 139 SOLE 139 0 0
Hudson City Bancorp Inc 443683107 1896.1 335 SOLE 335 0 0
Huntington Ingalls Inds 446413106 218.97 9 SOLE 9 0 0
I T T Industries Inc 450911102 84000 2000 SOLE 2000 0 0
Illumina Inc 452327109 2987.16 73 SOLE 73 0 0
Infacare Pharmaceutical 45665N100 0.05 50000 SOLE 50000 0 0
Intel Corp 458140100 1311846.6 61488 SOLE 61488 0 0
Internet Capital Group 46059C205 46.05 5 SOLE 5 0 0
Interpublic Group Of Cos 460690100 2520 350 SOLE 350 0 0
Intl Business Machines 459200101 2058219.9 11770 SOLE 11770 0 0
Intl Power Plc Adr 46018M104 430.14 9 SOLE 9 0 0
Intrcontinentalexchange 45865V100 2838.24 24 SOLE 24 0 0
Intuit Inc 461202103 3984.96 84 SOLE 84 0 0
Investment Tech Grp New 46145F105 1181819.4 120717 SOLE 120717 0 0
Iron Mountain Inc New 462846106 732635.4 23170 SOLE 23170 0 0
Ishares Dj Select Div Fd 464287168 48240 1000 SOLE 1000 0 0
Ishares Msci Brazil Index 464286400 5201 100 SOLE 100 0 0
Ishares Msci Hk Idx Fd 464286871 2808.68 196 SOLE 196 0 0
Ishares Msci Mexico 464286822 3526.56 72 SOLE 72 0 0
Ishares Msci Singapore 464286673 3179 289 SOLE 289 0 0
Ishares Russell Midcap 464287499 79425 900 SOLE 900 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- --------- ----------------- ---------- -------- --------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
Ishares Russell Midcap 464287473 4627.2 120 SOLE 120 0 0
Ishares S&P Asia 50 464288430 105836.1 2935 SOLE 2935 0 0
iShares Silver Trust 46428Q109 5782 200 SOLE 200 0 0
Ishares Tr Dj US Basic 464287838 14110 250 SOLE 250 0 0
Ishares Tr Russell 464287655 136637.5 2125 SOLE 2125 0 0
Ishares Tr S&P Midcap 464287507 19497.5 250 SOLE 250 0 0
Ishares Xinhua China 25 464287184 12332 400 SOLE 400 0 0
J M Smucker Co New 832696405 72890 1000 SOLE 1000 0 0
J P Morgan Chase & Co 46625H100 890497.8 29565 SOLE 29565 0 0
Jack In The Box Inc 466367109 1394.4 70 SOLE 70 0 0
Jefferies Group Inc New 472319102 18277212 1472781 SOLE 1472781 0 0
Johnson & Johnson 478160104 1450093.9 22768 SOLE 22768 0 0
Johnson Controls Inc 478366107 3217.14 122 SOLE 122 0 0
Juniper Networks Inc 48203R104 1915.86 111 SOLE 111 0 0
Kellogg Company 487836108 106380 2000 SOLE 2000 0 0
Kimberly-Clark Corp 494368103 3195.45 45 SOLE 45 0 0
Kraft Foods Inc 50075N104 133043.96 3962 SOLE 3962 0 0
Krispy Kreme 12wts 501014112 4.06 14 SOLE 14 0 0
L-3 Communications Hldgs 502424104 6197 100 SOLE 100 0 0
Lehman Bros Holding Inc 524908100 42 1200 SOLE 1200 0 0
Lender Processing Services Inc 52602E102 99362.02 7258 SOLE 7258 0 0
Lennar Corp 526057104 675781.4 49910 SOLE 49910 0 0
Lexmark Intl Inc Cl A 529771107 14866.5 550 SOLE 550 0 0
Liberty Property Trust 531172104 112801.25 3875 SOLE 3875 0 0
Lincare Holdings Inc 532791100 810 36 SOLE 36 0 0
Linear Technology Corp 535678106 673692.25 24365 SOLE 24365 0 0
Lockheed Martin Corp 539830109 1005700.8 13845 SOLE 13845 0 0
Lowes Companies Inc 548661107 585615.2 30280 SOLE 30280 0 0
Manpower Inc 56418H100 1983.58 59 SOLE 59 0 0
Marathon Oil Corp 565849106 8632 400 SOLE 400 0 0
Marathon Pete Corp 56585A102 5412 200 SOLE 200 0 0
Martha Stewart Lvng Omni 573083102 3120 1000 SOLE 1000 0 0
Marvell Tech Group Ltd G5876H105 798.33 55 SOLE 55 0 0
Mattel Incorporated 577081102 2433.66 94 SOLE 94 0 0
Mc Donalds Corp 580135101 1776335.1 20227 SOLE 20227 0 0
McGraw-Hill Cos 580645109 53300 1300 SOLE 1300 0 0
Mead Johnson Nutrition 582839106 2202.56 32 SOLE 32 0 0
Medcohealth Solutions 58405U102 133730.28 2852 SOLE 2852 0 0
Medtronic Inc 585055106 525557.64 15811 SOLE 15811 0 0
Merck & Co Inc 589331107 129655.5 3965 SOLE 3965 0 0
Metlife Inc 59156R108 3529.26 126 SOLE 126 0 0
Micron Technology Inc 595112103 2520 500 SOLE 500 0 0
Microsoft Corp 594918104 1139140.6 45767 SOLE 45767 0 0
Mid-America Apartment Communities 59522J103 159583 2650 SOLE 2650 0 0
Molycorp Inc 608753109 3287 100 SOLE 100 0 0
Monsanto Co New Del 61166W101 3662.44 61 SOLE 61 0 0
Morgan Stanley 617446448 23439.85 1735 SOLE 1735 0 0
Nabors Industries Ltd G6359F103 1998.38 163 SOLE 163 0 0
National Oilwell Varco 637071101 5480.54 107 SOLE 107 0 0
Network Appliance Inc 64110D104 1187.55 35 SOLE 35 0 0
New York Cmnty Bancorp 649445103 3867.5 325 SOLE 325 0 0
NextEra Energy 65339F101 1407985.2 26064.1 SOLE 26064.15 0 0
Nike Inc Class B 654106103 7182.84 84 SOLE 84 0 0
Noble Energy Inc 655044105 2053.2 29 SOLE 29 0 0
Nordstrom Inc 655664100 1507.44 33 SOLE 33 0 0
Norfolk Southern Corp 655844108 5674.86 93 SOLE 93 0 0
Nortel Networks Cp New 12.29 464 SOLE 464 0 0
Northern Trust 665859104 569649.3 16285 SOLE 16285 0 0
Northrop Grumman Corp 666807102 2869.35 55 SOLE 55 0 0
Novagold Res Inc New 66987E206 3870 600 SOLE 600 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- --------- ----------------- ---------- -------- --------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
Novartis AG Spon Adr 66987V109 787193.55 14115 SOLE 14115 0 0
O Reilly Automotive New 67103H107 932.82 14 SOLE 14 0 0
Occidental Petroleum Corp 674599105 10010 140 SOLE 140 0 0
Oracle Corporation 68389X105 1229267.3 42772 SOLE 42772 0 0
Otter Tail Corporation 689648103 4575 250 SOLE 250 0 0
Owens Corning Inc 690742101 802.16 37 SOLE 37 0 0
P P G Industries Inc 693506107 3956.96 56 SOLE 56 0 0
Paladin Res Ltd Ord Q72653126 2361.6 2000 SOLE 2000 0 0
Parker-Hannifin Corp 701094104 6313 100 SOLE 100 0 0
Penske Automotive Group 70959W103 848 53 SOLE 53 0 0
Pepsico Incorporated 713448108 1130170.2 18258 SOLE 18258 0 0
Perkinelmer Inc 714046109 67235 3500 SOLE 3500 0 0
Petroleo Brasileiro Adrf 71654V408 89800 4000 SOLE 4000 0 0
Pfizer Incorporated 717081103 100970.48 5711 SOLE 5711 0 0
Philip Morris Intl Inc 718172109 436597.62 6999 SOLE 6999 0 0
Piper Jaffray Cos New 724078100 304.81 17 SOLE 17 0 0
Pipesaver Technologies 724086103 0 1500 SOLE 1500 0 0
Pitney Bowes Inc 724479100 5452 290 SOLE 290 0 0
PNC Finl Services Gp Inc 693475105 4867.19 101 SOLE 101 0 0
Posco Adr 693483109 532.07 7 SOLE 7 0 0
Potash Corp Sask Inc 73755L107 723070.6 16730 SOLE 16730 0 0
PPL Corporation (Conv Pfd) 69351T601 3592.55 65 SOLE 65 0 0
Praxair Inc 740059104 6543.6 70 SOLE 70 0 0
Precision Castparts Corp 740189105 4197.42 27 SOLE 27 0 0
Priceline.Com Inc New 741503403 8989.2 20 SOLE 20 0 0
Principal Financial Grp 74251V102 702.77 31 SOLE 31 0 0
Procter & Gamble Co 742718109 1239338.9 19616 SOLE 19616 0 0
Public Storage Inc 74460D109 168138.5 1510 SOLE 1510 0 0
Qualcomm Inc 747525103 1246921.8 25641 SOLE 25641 0 0
Radioshack Corporation 750438103 6925.52 596 SOLE 596 0 0
Range Resources Corp 75281A109 21922.5 375 SOLE 375 0 0
Redhat Inc 756577102 6296.74 149 SOLE 149 0 0
Renaissancere Hldgs Incf G7496G103 1339.8 21 SOLE 21 0 0
Reynolds American Inc 761713106 7421.04 198 SOLE 198 0 0
Rockwell Automation Inc 773903109 1008 18 SOLE 18 0 0
Royal Dutch Shell A Adrf 780259206 877828.88 14269 SOLE 14269 0 0
Rydex Etf TRUST 78355W106 139725 3375 SOLE 3375 0 0
S A P Ag Adr 803054204 354.34 7 SOLE 7 0 0
Salesforce Com 79466L302 1028.52 9 SOLE 9 0 0
Sanofi Aventis Adr 80105N105 2886.4 88 SOLE 88 0 0
Sasol Limited Spon Adr 806866300 1339.8 33 SOLE 33 0 0
Satcon Technology Corp 803893106 9500 10000 SOLE 10000 0 0
Schlumberger Ltd 806857108 2747.58 46 SOLE 46 0 0
Seagate Technology G7945J104 708.98 69 SOLE 69 0 0
Sector Spdr Engy Select 81369Y506 14334.95 245 SOLE 245 0 0
Sector SPDR Technology Shares 81369Y803 8850 375 SOLE 375 0 0
Sempra Energy 816851109 1050085 20390 SOLE 20390 0 0
Semtech Corp 816850101 22661.4 1074 SOLE 1074 0 0
Shaw Group Inc 820280105 3217.52 148 SOLE 148 0 0
Simon Property Group 828806109 179267.4 1630 SOLE 1630 0 0
Siti-Sites.Com Inc 0.03 33 SOLE 33 0 0
Snap On Inc 833034101 66600 1500 SOLE 1500 0 0
Southwestern Energy Co 845467109 2133.12 64 SOLE 64 0 0
Stanley Black (Conv Pfd) 854502309 1850.3 18 SOLE 18 0 0
Stanley Works 854616109 584044.5 11895 SOLE 11895 0 0
Starbucks Corp 855244109 1236648.3 33163 SOLE 33163 0 0
Starwood Htls & Resorts 85590A701 2795.04 72 SOLE 72 0 0
State Street Corp 857477103 2058.24 64 SOLE 64 0 0
Statoilhydro Asa Adr 85771P102 1077.5 50 SOLE 50 0 0
Stellarnet Inc Ser B Pfd 85856W105 0.17 16670 SOLE 16670 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- -------------- --------- --------- ----------------- ---------- -------- --------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
Stericycle Inc 858912108 923921.12 11446 SOLE 11446 0 0
Strattec Security Corp 863111100 481.8 20 SOLE 20 0 0
Streettracks Gold Trust Index 78463V107 142254 900 SOLE 900 0 0
Supervalu Inc 868536103 17316 2600 SOLE 2600 0 0
Sysco Corporation 871829107 33670 1300 SOLE 1300 0 0
T J X Cos Inc 872540109 7100.16 128 SOLE 128 0 0
T Rowe Price Group Inc 74144T108 777695.6 16280 SOLE 16280 0 0
Target Corporation 7612E1061 1167103 23799 SOLE 23799 0 0
TE Connectivity Ltd H84989104 16884 600 SOLE 600 0 0
Technip Adr 878546209 974.56 48 SOLE 48 0 0
Tele Norte Leste Adr 879246106 438.38 46 SOLE 46 0 0
Teledyne Technologies 879360105 14658 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr 881624209 845898.94 22727 SOLE 22727 0 0
Texas Instruments Inc 882508104 424001.5 15910 SOLE 15910 0 0
The Charles Schwab Corp 808513105 674284.1 59830 SOLE 59830 0 0
Thermo Fisher Scientific 883556102 3646.08 72 SOLE 72 0 0
Tibco Software Inc 88632Q103 4478 200 SOLE 200 0 0
Tiffany & Co New 886547108 40871.04 672 SOLE 672 0 0
Time Warner Inc 887317105 5484.51 183 SOLE 183 0 0
Titan Oil & Gas Inc New 888309101 110.5 650 SOLE 650 0 0
Toronto Dominion Bank 891160509 993.3 14 SOLE 14 0 0
Total SA Adr 89151E109 6580.5 150 SOLE 150 0 0
Touch America Holding 891539108 0.36 3600 SOLE 3600 0 0
Transcanada Corp 89353D107 1012.25 25 SOLE 25 0 0
Travelers Companies Inc 89417E109 6188.71 127 SOLE 127 0 0
Treasury Metals Inc 894647106 1123.14 1315 SOLE 1315 0 0
Trina Solar Ltd Adr 89628E104 1216 200 SOLE 200 0 0
Triumph Group Inc New 896818101 1852.12 38 SOLE 38 0 0
Turkcell Iletsm New Adrf 900111204 236.88 21 SOLE 21 0 0
Tyco Intl Ltd New G9143X208 30195.75 741 SOLE 741 0 0
U S Bancorp Del New 902973304 1200163.4 50984 SOLE 50984 0 0
U.S. Natural Gas Fund 912318110 13507.5 1500 SOLE 1500 0 0
Union Pacific Corp 907818108 42060.05 515 SOLE 515 0 0
United Parcel Service B 911312106 46225.8 732 SOLE 732 0 0
United Technologies Corp 913017109 287561.32 4087 SOLE 4087 0 0
V F Corporation 918204108 7169.68 59 SOLE 59 0 0
Vale Capital II 2012f (Conv Pfd) 91912F201 1456.36 23 SOLE 23 0 0
Valero Energy Corp New 91913Y100 1564.64 88 SOLE 88 0 0
Vanguard Growth 92290736 50346 900 SOLE 900 0 0
Ventas 92276F100 144248 2920 SOLE 2920 0 0
Verizon Communications 92343V104 1409881.6 38312 SOLE 38312 0 0
Visa Inc Cl A 92826C839 3085.92 36 SOLE 36 0 0
Visteon Corp 92839U107 43 1 SOLE 1 0 0
Visteon Corp 15 Wts 92839U115 20 2 SOLE 2 0 0
VMware Inc Cl A 928563402 2974.06 37 SOLE 37 0 0
Vodafone Group Plc Adr 92857W209 896970.96 34956 SOLE 34956 0 0
Wal-Mart Stores Inc 931142103 61242 1180 SOLE 1180 0 0
Walgreen Company 931422109 6972.68 212 SOLE 212 0 0
Waste Management Inc Del 94106L109 1790.8 55 SOLE 55 0 0
Wellpoint Health Networks 94973V107 88128 1350 SOLE 1350 0 0
Wells Fargo & Co New 949746101 1063547.3 44094 SOLE 44094 0 0
Wells Fargo (Pfd) 949746879 1489.32 54 SOLE 54 0 0
Wells Fargo L (Pfd) 949746804 2064 2 SOLE 2 0 0
Weyerhaeuser Co 962166104 5053.75 325 SOLE 325 0 0
Wisconsin Energy 976657106 801649.8 25620 SOLE 25620 0 0
Wynn Resorts 983134107 4257.96 37 SOLE 37 0 0
Xerox Corp 984121103 2230.4 320 SOLE 320 0 0
Yahoo Inc 984332106 1317 100 SOLE 100 0 0
Yamana Gold Inc 98462Y100 901.56 66 SOLE 66 0 0
Yum Brands Inc 988498101 3704.25 75 SOLE 75 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- -------- ------ ----
Zimmer Holdings Inc 98956P102 31018.4 580 SOLE 580 0 0