0001020918-11-000010.txt : 20111027
0001020918-11-000010.hdr.sgml : 20111027
20111027122121
ACCESSION NUMBER: 0001020918-11-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111027
DATE AS OF CHANGE: 20111027
EFFECTIVENESS DATE: 20111027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL
CENTRAL INDEX KEY: 0001020918
IRS NUMBER: 362708660
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05772
FILM NUMBER: 111161031
BUSINESS ADDRESS:
STREET 1: 311 SOUTH WACKER DRIVE
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129838900
MAIL ADDRESS:
STREET 1: 311 S WACKER DR
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
inftable.txt
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
100,000 RIVUS BOND FD FRACL SH COM hgk667100 0 88000 SH DEFINED 88000
100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DEFINED 87208
3M CO COM COM 88579Y101 3546 49396 SH DEFINED 49396
ABBOTT LABS COM 002824100 11399 222907 SH DEFINED 222907
ABRAXAS PETE CORP COM COM 003830106 53 20000 SH DEFINED 20000
ACCENTURE PLC IRELAND CL A COM g1151c101 411 7800 SH DEFINED 7800
ACORN ENERGY INC COM COM 004848107 56 10600 SH DEFINED 10600
ADOBE SYS INC COM 00724F101 396 16385 SH DEFINED 16385
ALASKA COMMNCT SYS GRP COM COM 01167p101 142 21600 SH DEFINED 21600
ALCOA INC. COM 013817101 2752 287515 SH DEFINED 287515
ALLERGAN INC COM 018490102 1671 20280 SH DEFINED 20280
ALLSTATE CORP COM COM 020002101 907 38281 SH DEFINED 38281
ALTRIA GROUP INC COM COM 02209S103 432 16103 SH DEFINED 16103
AMAZON COM INC COM COM 023135106 429 1985 SH DEFINED 1985
AMBAC FINANCIAL GROUP INC COM COM 023139108 1 10000 SH DEFINED 10000
AMEDISYS INC COM COM 023436108 215 14500 SH DEFINED 14500
AMEREN CORP COM COM 023608102 788 26474 SH DEFINED 26474
AMERICAN ELECTRIC POWER COM 025537101 633 16644 SH DEFINED 16644
AMERIPRISE FINL INC COM COM 03076c106 232 5893 SH DEFINED 5893
AMGEN INC COM 031162100 2002 36431 SH DEFINED 36431
ANNALY CAP MGMT INC COM COM 035710409 609 36650 SH DEFINED 36650
APACHE CORP COM 037411105 733 9131 SH DEFINED 9131
APOLLO INVT CORP COM COM 03761u106 563 74900 SH DEFINED 74900
APPLE COMPUTER INC COM 037833100 17858 46848 SH DEFINED 46848
ARCH COAL INC COM COM 039380100 3037 208300 SH DEFINED 208300
ARCHER DANIELS MIDLAND COM 039483102 305 12307 SH DEFINED 12307
AT&T INC COM COM 00206r102 5766 202179 SH DEFINED 202179
AUTOMATIC DATA PROCESSING COM 053015103 309 6550 SH DEFINED 6550
BANK OF AMER CORP COM 060505104 379 61966 SH DEFINED 61966
BARRICK GOLD CORP COM 067901108 961 20600 SH DEFINED 20600
BAXTER INTERNATIONAL INC COM 071813109 7564 134726 SH DEFINED 134726
BEMIS INC COM COM 081437105 619 21115 SH DEFINED 21115
BERKSHIRE HATHAWAY INC CL B COM 084670702 3866 54417 SH DEFINED 54417
BERKSHIRE HATHAWAY INC DEL COM 084670108 427 4 SH DEFINED 4
BEST BUY INC COM 086516101 4666 200250 SH DEFINED 200250
BHP BILLITON SPONS ADR COM 088606108 390 5865 SH DEFINED 5865
BLACKROCK KELSO CAP COM COM 092533108 102 14000 SH DEFINED 14000
BOEING COMPANY COM 097023105 1458 24093 SH DEFINED 24093
BP PLC SPONSORED ADR COM 055622104 1446 40095 SH DEFINED 40095
BR MALLS PARTICIPACOES GDR 144 COM 05569b107 2447 120000 SH DEFINED 120000
BRANDYWINE RLTY TR SH BEN INT COM 105368203 104 13000 SH DEFINED 13000
BREITBURN ENGY PRTNR COM UT LT COM 106776107 545 31300 SH DEFINED 31300
BRISTOL MYERS SQUIBB CO COM 110122108 3475 110747 SH DEFINED 110747
CANADIAN IMPRL BK COMM COM COM 136069101 375 5365 SH DEFINED 5365
CANADIAN NATL RY CO COM COM 136375102 951 14282 SH DEFINED 14282
CARNIVAL CORP COM 143658300 3922 129450 SH DEFINED 129450
CATERPILLAR TRACTOR COM 149123101 1158 15680 SH DEFINED 15680
CBOE HLDGS INC COM COM 12503m108 5666 231550 SH DEFINED 231550
CELGENE CORP COM COM 151020104 387 6247 SH DEFINED 6247
CENTURYLINK INC COM COM 156700106 277 8350 SH DEFINED 8350
CERAGON NETWORKS LTD ORD COM M22013102 685 71750 SH DEFINED 71750
CF INDS HLDGS INC COM COM 125269100 659 5340 SH DEFINED 5340
CHATHAM LODGING TR COM COM 16208t102 298 30050 SH DEFINED 30050
CHESAPEAKE ENERGY CORP COM 165167107 1482 58000 SH DEFINED 58000
CHEVRON TEXACO CORP COM COM 166764100 5072 54776 SH DEFINED 54776
CISCO SYS INC COM 17275R102 3453 222924 SH DEFINED 222924
CLIFFS NATURAL RESOURC COM COM 18683K101 396 7740 SH DEFINED 7740
COCA COLA COMPANY COM 191216100 4108 60804 SH DEFINED 60804
COHEN & STEERS QTY RLY COM COM 19247L106 893 116410 SH DEFINED 116410
COLGATE PALMOLIVE COMPANY COM 194162103 313 3525 SH DEFINED 3525
COMPUGEN LTD ORD COM m25722105 521 130250 SH DEFINED 130250
CONAGRA INC COM 205887102 205 8450 SH DEFINED 8450
CONOCOPHILLIPS COM 20825C104 5611 88615 SH DEFINED 88615
CONSOLIDATED EDISON NEW YORK COM 209115104 1139 19975 SH DEFINED 19975
CORNING INC COM 219350105 6656 538504 SH DEFINED 538504
COSTCO WHOLESALE CORP-NEW COM 22160K105 2410 29350 SH DEFINED 29350
COVANTA HOLDINGS CP COM 22282e102 1227 80800 SH DEFINED 80800
CVR ENERGY INC COM COM 12662p108 613 29000 SH DEFINED 29000
CVR PARTNERS LP COM COM 126633106 568 24125 SH DEFINED 24125
CVS CORP INC COM 126650100 1932 57525 SH DEFINED 57525
DANAHER CORP DEL COM COM 235851102 250 5954 SH DEFINED 5954
DARDEN RESTAURANTS, INC. COM 237194105 603 14105 SH DEFINED 14105
DEAN FOODS CO NEW COM COM 242370104 569 64200 SH DEFINED 64200
DEERE & COMPANY COM 244199105 2276 35244 SH DEFINED 35244
DEVON ENERGY CORP NEW COM COM 25179M103 1259 22702 SH DEFINED 22702
DOLLAR TREE INC COM COM 256746108 3630 48325 SH DEFINED 48325
DOW CHEMICAL CORPORATION COM 260543103 1276 56834 SH DEFINED 56834
DUKE ENERGY COMPANY COM 26441C105 3185 159352 SH DEFINED 159352
E I DU PONT DE NEMOURS & CO COM 263534109 2052 51339 SH DEFINED 51339
E M C CORP MASS COM 268648102 256 12200 SH DEFINED 12200
EBAY INC COM COM 278642103 926 31390 SH DEFINED 31390
EMERSON ELECTRIC CO COM 291011104 1118 27058 SH DEFINED 27058
ENBRIDGE ENERGY PRTNRS COM COM 29250r106 2420 88100 SH DEFINED 88100
ENTERPRISE PRODS PARTNERS LP C COM 293792107 857 21343 SH DEFINED 21343
EROMANGA HYDROCARBONS NL SHS COM Q36055103 0 10000 SH DEFINED 10000
ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 57485 SH DEFINED 57485
EXELON CORP COM 30161N101 5148 120815 SH DEFINED 120815
EXXON MOBIL CORP COM COM 30231G102 10945 150693 SH DEFINED 150693
EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 23240 699587 SH DEFINED 699587
FEDEX CORP COM 31428X106 415 6125 SH DEFINED 6125
FIRST N B ANCHRAG ALAS COM COM 32112j106 433 286 SH DEFINED 286
FIRST SOLAR INC COM COM 336433107 442 7000 SH DEFINED 7000
FIRSTENERGY CORP COM COM 337932107 1258 28006 SH DEFINED 28006
FOOT LOCKER INC COM COM 344849104 511 25450 SH DEFINED 25450
FORD MOTOR COMPANY COM 345370860 2623 271243 SH DEFINED 271243
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 583 19142 SH DEFINED 19142
FRONTIER COMMUNICATIONS CORP C COM 35906a108 385 63031 SH DEFINED 63031
GAP INC COM 364760108 528 32506 SH DEFINED 32506
GENCO SHPPNG & TRDNG SHS COM y2685t107 1267 162175 SH DEFINED 162175
GENERAL ELECTRIC CO COM 369604103 11108 729849 SH DEFINED 729849
GENERAL MILLS INC COM 370334104 248 6450 SH DEFINED 6450
GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1282 31049 SH DEFINED 31049
GOLDMAN SACHS GROUP COM COM 38141G104 4940 52250 SH DEFINED 52250
GOOGLE INC CL A COM 38259p508 7552 14682 SH DEFINED 14682
HAIN CELESTIAL GROUP INC COM COM 405217100 264 8650 SH DEFINED 8650
HALLIBURTON COMPANY COM 406216101 1167 38230 SH DEFINED 38230
HEINZ H J CO COM 423074103 225 4450 SH DEFINED 4450
HESS CORP COM COM 42809h107 369 7025 SH DEFINED 7025
HEWLETT PACKARD CO COM 428236103 333 14811 SH DEFINED 14811
HOME DEPOT INC COM 437076102 1981 60276 SH DEFINED 60276
HONEYWELL INTL COM 438516106 973 22165 SH DEFINED 22165
HUNT JB TRANS SVC INC COM COM 445658107 860 23800 SH DEFINED 23800
ILLINOIS TOOL WORKS COM 452308109 4891 117561 SH DEFINED 117561
INLAND REAL ESTATE CP COM NEW COM 457461200 113 15448 SH DEFINED 15448
INPHI CORP COM COM 45772f107 140 16000 SH DEFINED 16000
INTEGRYS ENERGY GRP INC COM COM 45822p105 1447 29761 SH DEFINED 29761
INTEL CORPORATION COM 458140100 2007 94073 SH DEFINED 94073
INTERNATIONAL BUSINESS MACHINE COM 459200101 7024 40167 SH DEFINED 40167
INTERNATIONAL GAME TECH COM 459902102 3650 251219 SH DEFINED 251219
INTERNATIONAL PAPER CO COM 460146103 539 23175 SH DEFINED 23175
INTERPUBLIC GROUP COS INC COM 460690100 86 12000 SH DEFINED 12000
ISHARES INC MSCI JAPAN COM 464286848 558 59000 SH DEFINED 59000
ISHARES TR MSCI EMERG MKT COM 464287234 460 13110 SH DEFINED 13110
ISHARES TR RUSSELL 2000 COM 464287655 2071 32216 SH DEFINED 32216
J P MORGAN CHASE & CO COM COM 46625h100 7692 255387 SH DEFINED 255387
JACOBS ENGR GROUP INC COM COM 469814107 4067 125952 SH DEFINED 125952
JAZZ PHARMACEUTICALS COM 472147107 742 17870 SH DEFINED 17870
JOHNSON & JOHNSON COM 478160104 11524 180941 SH DEFINED 180941
JOS A BANK CLOTHIERS COM COM 480838101 1636 35088 SH DEFINED 35088
KEYCORP NEW COM COM 493267108 83 14055 SH DEFINED 14055
KINDER MORGAN ENERGY PTNRS LP COM 494550106 1354 19805 SH DEFINED 19805
KKR FINANCIAL HLDGS LLC COM COM 48248a306 253 34024 SH DEFINED 34024
KRAFT FOODS INC CL A COM 50075n104 414 12319 SH DEFINED 12319
KROGER CO COM 501044101 494 22500 SH DEFINED 22500
LDK SOLAR CO LTD SPONSORED ADR COM 50183l107 33 10500 SH DEFINED 10500
LHC GROUP INC COM COM 50187a107 1288 75500 SH DEFINED 75500
LILLY ELI & COMPANY COM 532457108 1853 50133 SH DEFINED 50133
LOCKHEED MARTIN CORP COM 539830109 205 2828 SH DEFINED 2828
LOWES COS INC COM COM 548661107 6010 310749 SH DEFINED 310749
LUND GOLD LTD COM COM 550367106 1 30000 SH DEFINED 30000
MAGNA INTERNATIONAL, INC. COM 559222401 664 20150 SH DEFINED 20150
MANPOWER INC COM 56418H100 3344 99450 SH DEFINED 99450
MARATHON OIL CORP COM 565849106 201 9300 SH DEFINED 9300
MASTERCARD INC COM COM 57636q104 788 2485 SH DEFINED 2485
MB FINL INC COM COM 55264u108 417 28327 SH DEFINED 28327
MCDONALDS CORPORATION COM 580135101 5159 58745 SH DEFINED 58745
MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DEFINED 10000
MEDCOHEALTH SOLUTIONS INC COM COM 58405U102 320 6825 SH DEFINED 6825
MEDTRONIC INC COM 585055106 4624 139115 SH DEFINED 139115
MERCK & COMPANY INC. COM 58933y105 2768 84656 SH DEFINED 84656
METLIFE INC COM COM 59156r108 445 15900 SH DEFINED 15900
MICROSOFT CORP COM 594918104 2771 111313 SH DEFINED 111313
MILLER INDS COM 600551204 1464 84370 SH DEFINED 84370
MOCON INC COM COM 607494101 351 22200 SH DEFINED 22200
MONSANTO CO NEW COM COM 61166W101 356 5928 SH DEFINED 5928
MORGAN STANLEY COM NEW COM 617446448 635 46981 SH DEFINED 46981
MVC CAPITAL INC COM COM 553829102 262 25000 SH DEFINED 25000
NETLOGIC MICROSYS INC COM COM 64118b100 3706 77033 SH DEFINED 77033
NEWELL RUBBERMAID INC. COM 651229106 191 16115 SH DEFINED 16115
NEWMONT MNG CORP COM 651639106 321 5100 SH DEFINED 5100
NEXTERA ENERGY INC COM COM 65339F101 304 5626 SH DEFINED 5626
NICOR INC COM 654086107 250 4550 SH DEFINED 4550
NIKE INC CLASS B COM 654106103 1998 23370 SH DEFINED 23370
NISOURCE INC. COM COM 65473p105 683 31937 SH DEFINED 31937
NOBLE CORPORATION BAAR NAMEN A COM h5833N103 3548 120895 SH DEFINED 120895
NORFOLK SOUTHERN CORP COM 655844108 1285 21051 SH DEFINED 21051
NORTHERN TRUST CORPORATION COM 665859104 511 14620 SH DEFINED 14620
NOVARTIS A G SPONSORED ADR COM 66987V109 1806 32390 SH DEFINED 32390
NUCOR CORP COM 670346105 1026 32440 SH DEFINED 32440
NYSE EURONEXT COM COM 629491101 1901 81800 SH DEFINED 81800
OIL SVC HOLDRS TR DEPOSTRY RCP COM 678002106 536 5200 SH DEFINED 5200
OMNICOM GROUP COM 681919106 301 8175 SH DEFINED 8175
ONE E COMMERCE CORP COM COM 68231C101 8 102379 SH DEFINED 102379
ORACLE SYS CORP COM 68389X105 1521 52914 SH DEFINED 52914
OROMIN EXPL LTD NEW COM - DO N COM 687082107 31 36190 SH DEFINED 36190
PENGROWTH ENERGY CORP COM COM 70706p104 108 12000 SH DEFINED 12000
PEPSICO INC COM 713448108 2363 38178 SH DEFINED 38178
PFIZER INC COM 717081103 5638 318918 SH DEFINED 318918
PHILIP MORRIS INTL INC COM COM 718172109 1413 22650 SH DEFINED 22650
PINNACLE WEST CAPITAL CORP USD COM 723484101 442 10300 SH DEFINED 10300
POTASH CORP SASK INC COM COM 73755l107 402 9290 SH DEFINED 9290
POWERSHARES DB CMDTY UNIT BEN COM 73935s105 673 26138 SH DEFINED 26138
POWERSHARES ETF TRUST FTSE RAF COM 73935x583 328 6700 SH DEFINED 6700
POWERSHARES ETF TRUST PRVT EQT COM 73935x195 146 19000 SH DEFINED 19000
POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 782 14884 SH DEFINED 14884
PPG INDS INC COM COM 693506107 424 6000 SH DEFINED 6000
PRAXAIR INC COM 74005P104 989 10585 SH DEFINED 10585
PROCTER & GAMBLE CO COM 742718109 10462 165584 SH DEFINED 165584
PROGRESS ENERGY INC COM COM 743263105 1313 25390 SH DEFINED 25390
PROSHARES TR SHORT S&P 500 COM 74347r503 1191 25840 SH DEFINED 25840
QRS MUSIC TECHNOLOGIES COM COM 74726W107 12 49000 SH DEFINED 49000
QUALCOMM INC COM 747525103 15179 312142 SH DEFINED 312142
QUICKLOGIC CORP COM COM 74837p108 599 255850 SH DEFINED 255850
RAYMOND JAMES FINL INC COM 754730109 3729 143632 SH DEFINED 143632
RAYTHEON CO COM 755111507 705 17240 SH DEFINED 17240
REPUBLIC SVCS INC CL A COM 760759100 3268 116450 SH DEFINED 116450
ROYCE FOCUS TR COM COM 78080n108 238 39361 SH DEFINED 39361
RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DEFINED 104086
RUSHNET INC COM COM 782074108 0 4000000 SH DEFINED 4000000
RYDEX ETF S&P 500 EQUAL WEIGHT COM 78355w106 1117 26970 SH DEFINED 26970
S&P 400 MIDCAP - ISHARES COM 464287507 3892 49906 SH DEFINED 49906
SAKS INC COM COM 79377W108 208 23785 SH DEFINED 23785
SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 833 36245 SH DEFINED 36245
SCHLUMBERGER COM 806857108 706 11816 SH DEFINED 11816
SHIRE LTD SHS COM g8124v108 250 8000 SH DEFINED 8000
SIRIUS XM RADIO INC COM COM 82967n108 22 14340 SH DEFINED 14340
SOUTHERN COMPANY COM 842587107 375 8850 SH DEFINED 8850
SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 1994 17621 SH DEFINED 17621
SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 5787 40717 SH DEFINED 40717
SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 234 17600 SH DEFINED 17600
SPIDER GOLD TR SHS COM 78463V107 689 4359 SH DEFINED 4359
SPRINT NEXTEL CORP FON SHS COM 852061100 224 73550 SH DEFINED 73550
STAPLES INC COM COM 855030102 171 12855 SH DEFINED 12855
STAR SCIENTIFIC INC COM COM 85517p101 23 10000 SH DEFINED 10000
STARBUCKS CORP COM COM 855244109 310 8300 SH DEFINED 8300
STARWOOD HOTEL&RESORTS WORLDWI COM 85590A401 1652 42545 SH DEFINED 42545
STARWOOD PPTY TR INC COM COM 85571b105 3379 196915 SH DEFINED 196915
STATE STREET BOSTON CORP COM 857477103 373 11590 SH DEFINED 11590
STIFEL FINL CORP COM COM 860630102 549 20675 SH DEFINED 20675
STRYKER CORP COM 863667101 543 11525 SH DEFINED 11525
SUPERVALU INC COM COM 868536103 466 70007 SH DEFINED 70007
SYSCO CORP COM 871829107 461 17800 SH DEFINED 17800
SYSTEMAX INC COM COM 871851101 396 31100 SH DEFINED 31100
TAIWAN FD INC COM COM 874036106 377 25122 SH DEFINED 25122
TARGET CORP COM COM 87612E106 1011 20621 SH DEFINED 20621
TAYLOR CAP GROUP COM COM 876851106 93 14536 SH DEFINED 14536
TE CONNECTIVITY LTD COM H84989104 621 22075 SH DEFINED 22075
TELETECH HOLDING COM 879939106 1271 83400 SH DEFINED 83400
TEREX CORP NEW COM COM 880779103 435 42350 SH DEFINED 42350
TEVA PHARMACEUTICAL COM 881624209 468 12574 SH DEFINED 12574
THERMO FISHER SCIENTIFIC COM 883556102 3839 75803 SH DEFINED 75803
TIME WARNER CABLE INC COM COM 88732j207 316 5041 SH DEFINED 5041
TIME WARNER INC COM 887317303 631 21066 SH DEFINED 21066
TITAN MACHY INC COM COM 88830r101 252 14100 SH DEFINED 14100
TJX COMPANIES INC (NEW) COM 872540109 1578 28450 SH DEFINED 28450
TORONTO DOMINION BK COM NEW COM 891160509 222 3125 SH DEFINED 3125
TRANSOCEAN LTD ZUG NAMEN AKT COM h8817h100 228 4780 SH DEFINED 4780
UGI CORP NEW COM COM 902681105 556 21150 SH DEFINED 21150
UNITED PARCEL SERVICE CL B COM 911312106 5268 83423 SH DEFINED 83423
UNITED TECHNOLOGIES CORP COM 913017109 1532 21770 SH DEFINED 21770
UNIVERSAL HLTH SVCS CL B COM 913903100 1020 30000 SH DEFINED 30000
US BANCORP DEL COM COM 902973304 263 11182 SH DEFINED 11182
VANTAGE DRILLING COMPA ORD SHS COM g93205113 19 15000 SH DEFINED 15000
VENTAS INC COM COM 92276F100 421 8530 SH DEFINED 8530
VERIZON COMMUNICATIONS COM COM 92343v104 7951 216062 SH DEFINED 216062
VISA INC COM CL A COM 92826c839 1231 14365 SH DEFINED 14365
WAL MART STORES INC COM 931142103 2099 40448 SH DEFINED 40448
WALGREEN COMPANY COM 931422109 1352 41109 SH DEFINED 41109
WALT DISNEY PRODUCTIONS COM 254687106 597 19811 SH DEFINED 19811
WASTE MGMT INC COM COM 94106L109 710 21817 SH DEFINED 21817
WELLS FARGO & COMPANY COM 949746101 296 12261 SH DEFINED 12261
WILLIAMS COS INC DEL COM COM 969457100 672 27619 SH DEFINED 27619
WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 465 12250 SH DEFINED 12250
XEROX CORP COM COM 984121103 356 51095 SH DEFINED 51095
XILINX INC COM COM 983919101 428 15590 SH DEFINED 15590
ZEBRA TECHNOLOGIES CP CL A COM 989207105 251 8125 SH DEFINED 8125
ZIMMER HOLDINGS INC COM 98956P102 5204 97302 SH DEFINED 97302
BANCO BRADESCO SPONS ADR 059460303 232 15696 SH DEFINED 15696
CHINA UNICOM LTD SPONSORED ADR 16945r104 268 13150 SH DEFINED 13150
CNOOC LTD SPONS ADR 126132109 790 4930 SH DEFINED 4930
GAFISA S A SPONS ADR 362607301 115 19920 SH DEFINED 19920
ITAU UNIBANCO BANCO MU SPONS A 465562106 212 13655 SH DEFINED 13655
REPSOL YPF S A SPONSORED ADR 76026t205 607 22625 SH DEFINED 22625
ROYAL DUTCH SHELL B 780259107 509 8200 SH DEFINED 8200
ROYAL DUTCH SHELL PLC SPONS AD 780259206 260 4227 SH DEFINED 4227
SHENGKAI INNOVATIONS INC. 82321P104 79 86000 SH DEFINED 86000
SHIRE PHARMCTL GRP PLC SPONSOR 82481r106 911 9700 SH DEFINED 9700
TELEFONICA BRASIL SA SPONSORED 87936r106 590 22320 SH DEFINED 22320
WAL-MART DE MEXICO S A ADR SR 93114W107 469 20376 SH DEFINED 20376
ADVISORS SER TR PL FR PRTN A 00768d814 808 33290.587SH DEFINED 33290.587
AMER INTL GRW & INC CL F-1 SHS 45956t402 741 27693.682SH DEFINED 27693.682
AMERICAN BALANCED FD CL F 024071409 567 33393.810SH DEFINED 33393.810
AMERICAN BALANCED FD COM 024071102 287 16901.766SH DEFINED 16901.766
BLAIR WILLIAM MUT FDS INTL GRW 093001402 367 20579.030SH DEFINED 20579.030
CAPITAL INCOME BLDR FD CL F 140193400 3469 73972.177SH DEFINED 73972.177
CAPITAL INCOME BUILDERS FD SH 140193103 723 15422.527SH DEFINED 15422.527
CAPITAL WORLD GRW&INCM CL F 140543406 1409 46569.999SH DEFINED 46569.999
CAPITAL WORLD GRW&INCM COM 140543109 253 8348.341 SH DEFINED 8348.341
CLAYMORE ETF TR ZACKS MDCAP CR 18383m720 416 15975.000SH DEFINED 15975.000
COLUMBIA ACORN FUND CL Z 197199409 711 27683.659SH DEFINED 27683.659
COLUMBIA FDS SER TR LARGECAP V 19765H149 246 25855.596SH DEFINED 25855.596
EUROPACIFIC GROWTH FUND CLASS 298706102 474 13870.522SH DEFINED 13870.522
FIDELITY ADVISOR SER I LEV CO 315805424 422 15767.100SH DEFINED 15767.100
FIRST EAGLE FDS INC GOLD FD 32008f408 303 9531.546 SH DEFINED 9531.546
FRANKLIN INCOME FD CLASS A 353496300 68 34263.554SH DEFINED 34263.554
GROWTH FD AMER INC CL F 399874403 226 8521.875 SH DEFINED 8521.875
INCOME FUND AMERICA 453320103 520 33248.783SH DEFINED 33248.783
INTERNATIONAL GRW & IN CL F-2 45956t501 242 9064.242 SH DEFINED 9064.242
MANNING & NAPIER FD WORLD OPPT 563821545 86 12313.143SH DEFINED 12313.143
MASSACHUSETTS INVS TR SH BEN I 575736103 211 12373.486SH DEFINED 12373.486
OPPENHEIMER DEVLNG MKT CL A 683974109 557 19370.144SH DEFINED 19370.144
OPPENHEIMER INTL S CO CL A 68380u100 331 16938.598SH DEFINED 16938.598
OPPENHEIMER STRATEG FD INCOME 68380K102 117 28771.235SH DEFINED 28771.235
POPLAR FOREST PARTNERS INSTITU 00768d798 5277 216795.753SH DEFINED 216795.753
TEMPLETON GLOBAL INVT BRIC FD 88019r757 298 27310.769SH DEFINED 27310.769
TEMPLETON GLOBAL INVT EMRG MKT 88019r732 178 19759.555SH DEFINED 19759.555
TRUST FOR PROFESSNAL MARKETFIE 89833w865 1387 105985.178SH DEFINED 105985.178
UNIFIED SER TR APPLESEED FD 90470k370 369 29987.111SH DEFINED 29987.111
ISHARES INC MSCI MALAYSIA 464286830 417 34200.000SH DEFINED 34200.000
MARKET VECTORS ETF TR BRAZL SM 57060u613 546 13940.000SH DEFINED 13940.000
ADAMS EXPRESS 006212104 188 20425.653SH DEFINED 20425.653
AGIC EQUITY & CONV INCOME FD C 00119p102 627 41340.000SH DEFINED 41340.000
EATON VANCE TXMG GLOBAL OPPORT 27829c105 647 66292.000SH DEFINED 66292.000
ROYCE VALUE TR INC COM 780910105 2466 222567.000SH DEFINED 222567.000
ABERDEEN LATIN AMERICAN EQUITY 00306k106 382 13087.000SH DEFINED 13087.000
ISHARES INC MSCI THAILAND 464286624 343 6440.000 SH DEFINED 6440.000
KOREA FUND INC 500634209 259 6971.000 SH DEFINED 6971.000
TEMPLETON DRAGON FUND INC 88018T101 494 20400.000SH DEFINED 20400.000
THAI FD INC COM 882904105 477 40360.000SH DEFINED 40360.000
BLACKSTONE GROUP L P COM UNIT 09253u108 145 12100 SH DEFINED 12100
KKR & CO LP DEL COM UNITS 48248m102 770 74030 SH DEFINED 74030
NATURAL RESOURCE PARTNERS LP 63900p103 1859 73300 SH DEFINED 73300