0001408324-11-000010.txt : 20111027 0001408324-11-000010.hdr.sgml : 20111027 20111027171333 ACCESSION NUMBER: 0001408324-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 EFFECTIVENESS DATE: 20111027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 111162673 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 managed_3q11.txt FNY MANAGED ACCOUNTS LLC 3Q11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: 22342234 This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: HARRIS SUFIAN NEW YORK, NY October 11, 2011 ------------------------------ ---------------------- ------------------ Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Include Managers: 0 Form 13F Information Tableentry Total: 120 Form 13F Information table Value Total: $76,707,000 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROPOSTALE COM 007865108 1552 130000 SH Sole Sole ALCATEL-LUCENT SPONSORED ADR 013904305 160 60000 SH Sole Sole ALPHA NATURAL RESOURCES INC COM 02076X102 576 30000 SH C Sole Sole AMAZON COM INC COM 023135106 1108 5000 SH P Sole Sole AMERICAN EAGLE OUTFITTERS NE COM 02553E106 3064 252000 SH Sole Sole AMERICAN TOWER CORP CL A 029912201 242 4350 SH Sole Sole APPLE INC COM 037833100 113 300 SH Sole Sole APPLE INC COM 037833100 378 1000 SH C Sole Sole APPLE INC COM 037833100 943 2500 SH P Sole Sole ASIA ENTN & RESOURCES LTD SHS G0539K108 182 35000 SH Sole Sole ATMEL CORP COM 049513104 171 20000 SH Sole Sole AVAGO TECHNOLOGIES LTD SHS Y0486S104 165 5000 SH Sole Sole BANK OF AMERICA CORPORATION COM 060505104 1472 234500 SH P Sole Sole BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 106 5800 SH Sole Sole CHARMING SHOPPES INC COM 161133103 334 121500 SH Sole Sole CHILDRENS PL RETAIL STORES I COM 168905107 609 12500 SH Sole Sole CLEARWIRE CORP NEW CL A 18538Q105 74 36000 SH Sole Sole CONSTELLATION ENERGY GROUP I COM 210371100 887 24107 SH Sole Sole CORNING INC COM 219350105 216 16000 SH Sole Sole CORNING INC COM 219350105 338 25000 SH C Sole Sole COSAN LTD SHS A G25343107 101 10000 SH Sole Sole CROCS INC COM 227046109 310 12000 SH Sole Sole CURRENCYSHARES EURO TR EURO SHS 23130C108 1072 8000 SH P Sole Sole DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 175 3000 SH Sole Sole DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 58 1000 SH C Sole Sole DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 1460 33000 SH Sole Sole E M C CORP MASS COM 268648102 772 34600 SH Sole Sole ECHOSTAR CORP CL A 278768106 272 11516 SH Sole Sole ELDORADO GOLD CORP NEW COM 284902103 53 3001 SH Sole Sole EMBRAER S A SP ADR REP 4 COM 29082A107 103 4000 SH Sole Sole FAMILY DLR STORES INC COM 307000109 205 3857 SH Sole Sole FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 135 2000 SH Sole Sole FRONTLINE LTD SHS G3682E127 660 150100 SH C Sole Sole GLOBAL INDS LTD COM 379336100 842 106350 SH Sole Sole GNC HLDGS INC COM CL A 36191G107 283 13000 SH Sole Sole GOODRICH CORP COM 382388106 3537 29325 SH Sole Sole GOOGLE INC CL A 38259P508 206 400 SH Sole Sole HEWLETT PACKARD CO COM 428236103 431 17200 SH Sole Sole INTERNATIONAL BUSINESS MACHS COM 459200101 545 3000 SH P Sole Sole INTERNATIONAL GAME TECHNOLOG COM 459902102 233 15000 SH Sole Sole ISHARES INC MSCI BRAZIL 464286400 268 4900 SH Sole Sole ISHARES INC MSCI S KOREA 464286772 243 5000 SH Sole Sole ISHARES SILVER TRUST ISHARES 46428Q109 94 3000 SH Sole Sole ISHARES SILVER TRUST ISHARES 46428Q109 156 5000 SH P Sole Sole ISHARES TR BARCLYS 20+ YR 464287432 101 850 SH Sole Sole ISHARES TR DJ US REAL EST 464287739 128 2500 SH Sole Sole ISHARES TR FTSE CHINA25 IDX 464287184 94 3000 SH Sole Sole ISHARES TR MSCI EMERG MKT 464287234 184 5000 SH Sole Sole ISHARES TR RUSSELL 2000 464287655 3357 50000 SH P Sole Sole ISHARES TR TRANSP AVE IDX 464287192 198 2500 SH Sole Sole ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 108 6500 SH Sole Sole KINETIC CONCEPTS INC COM NEW 49460W208 502 7500 SH Sole Sole LAS VEGAS SANDS CORP COM 517834107 251 6000 SH Sole Sole LAS VEGAS SANDS CORP COM 517834107 837 20000 SH C Sole Sole LIBERTY GLOBAL INC COM SER A 530555101 294 8175 SH Sole Sole LIVE NATION ENTERTAINMENT IN COM 538034109 127 15500 SH Sole Sole LOOPNET INC COM 543524300 903 51840 SH Sole Sole MACYS INC COM 55616P104 1031 39000 SH Sole Sole MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 195 4350 SH Sole Sole MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 515 9150 SH Sole Sole MARKET VECTORS ETF TR RUSSIA ETF 57060U506 259 10000 SH Sole Sole MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 214 13900 SH Sole Sole MELCO CROWN ENTMT LTD ADR 585464100 335 35000 SH Sole Sole MICRON TECHNOLOGY INC COM 595112103 25 5000 SH C Sole Sole MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 132 10000 SH Sole Sole MOTOROLA MOBILITY HLDGS INC COM 620097105 1822 48040 SH Sole Sole NALCO HOLDING COMPANY COM 62985Q101 9427 265320 SH Sole Sole NATIONAL SEMICONDUCTOR CORP COM 637640103 2811 112500 SH C Sole Sole NETFLIX INC COM 64110L106 246 2000 SH C Sole Sole NORDSTROM INC COM 655664100 1488 31000 SH Sole Sole OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 134 1200 SH Sole Sole ON SEMICONDUCTOR CORP COM 682189105 218 30000 SH Sole Sole PIMCO HIGH INCOME FD COM SHS 722014107 35 3000 SH Sole Sole PMC-SIERRA INC COM 69344F106 109 17000 SH Sole Sole POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 159 6000 SH Sole Sole POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4491 82500 SH P Sole Sole PROSHARES TR PSHS ULSHT SP500 74347R883 60 2500 SH Sole Sole PROSHARES TR PSHS ULTSH 20YRS 74347R297 198 10000 SH C Sole Sole RALPH LAUREN CORP CL A 751212101 495 3500 SH Sole Sole RESEARCH IN MOTION LTD COM 760975102 317 13000 SH C Sole Sole RESMED INC COM 761152107 135 4500 SH Sole Sole RF MICRODEVICES INC COM 749941100 105 15852 SH Sole Sole ROSS STORES INC COM 778296103 202 2500 SH Sole Sole S1 CORPORATION COM 78463B101 599 63750 SH Sole Sole SAMSON OIL & GAS LTD SPON ADR 796043107 155 69647 SH Sole Sole SANDISK CORP COM 80004C101 109 2500 SH Sole Sole SANDISK CORP COM 80004C101 153 3500 SH C Sole Sole SAP AG SPON ADR 803054204 131 2500 SH C Sole Sole SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 194 5325 SH Sole Sole SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 194 3150 SH Sole Sole SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 129 4250 SH Sole Sole SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 125 3750 SH Sole Sole SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 197 6225 SH Sole Sole SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 194 7950 SH Sole Sole SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 250 103960 SH Sole Sole SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 52 4300 SH Sole Sole SKYWORKS SOLUTIONS INC COM 83088M102 242 12500 SH Sole Sole SOUFUN HLDGS LTD ADR 836034108 31 3000 SH Sole Sole SOUTHERN UN CO NEW COM 844030106 225 5600 SH Sole Sole SPDR GOLD TRUST GOLD SHS 78463V107 120 750 SH Sole Sole SPDR S&P 500 ETF TR TR UNIT 78462F103 990 8500 SH P Sole Sole SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 480 13310 SH Sole Sole SPDR SERIES TRUST S&P METALS MNG 78464A755 196 4125 SH Sole Sole SPDR SERIES TRUST S&P RETAIL ETF 78464A714 193 3975 SH Sole Sole SYMANTEC CORP COM 871503108 211 12300 SH Sole Sole TARGET CORP COM 87612E106 1298 25000 SH Sole Sole TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 108 4000 SH Sole Sole TEMPLE INLAND INC COM 879868107 9492 302000 SH Sole Sole TERNIUM SA SPON ADR 880890108 21 1000 SH Sole Sole TRANSATLANTIC HLDGS INC COM 893521104 742 15100 SH Sole Sole TRIDENT MICROSYSTEMS INC COM 895919108 12 25500 SH Sole Sole ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 102 6000 SH Sole Sole UNILIFE CORP NEW COM 90478E103 180 39317 SH Sole Sole UQM TECHNOLOGIES INC COM 903213106 204 128500 SH Sole Sole VALE S A ADR 91912E105 358 15000 SH Sole Sole VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 748 12181 SH Sole Sole VELTI PLC ST HELIER SHS G93285107 19 2500 SH Sole Sole YAHOO INC COM 984332106 323 20650 SH Sole Sole YAHOO INC COM 984332106 744 47500 SH C Sole Sole YANDEX N V SHS CLASS A N97284108 40 2000 SH Sole Sole