0001408324-11-000010.txt : 20111027
0001408324-11-000010.hdr.sgml : 20111027
20111027171333
ACCESSION NUMBER: 0001408324-11-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111027
DATE AS OF CHANGE: 20111027
EFFECTIVENESS DATE: 20111027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FNY Managed Accounts LLC
CENTRAL INDEX KEY: 0001408324
IRS NUMBER: 562530714
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12541
FILM NUMBER: 111162673
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-848-0600
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
managed_3q11.txt
FNY MANAGED ACCOUNTS LLC 3Q11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
------------------
Check here if Amendment [ ]; Amendment Number: 22342234
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: FNY MANAGED ACCOUNTS LLC
-------------------------
Address: 90 PARK AVENUE, 5TH FLOOR
-------------------------
NEW YORK, NY 10016
-------------------------
Form 13F File Number: 028-12541
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: HARRIS SUFIAN
---------------
Title: MANAGING MEMBER
---------------
Phone: (212) 331-6853
---------------
Signature, Place, and Date of Signing:
HARRIS SUFIAN NEW YORK, NY October 11, 2011
------------------------------ ---------------------- ------------------
Signature City, State Date
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Include Managers: 0
Form 13F Information Tableentry Total: 120
Form 13F Information table Value Total: $76,707,000
List of Other Included Managers: NONE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AEROPOSTALE COM 007865108 1552 130000 SH Sole Sole
ALCATEL-LUCENT SPONSORED ADR 013904305 160 60000 SH Sole Sole
ALPHA NATURAL RESOURCES INC COM 02076X102 576 30000 SH C Sole Sole
AMAZON COM INC COM 023135106 1108 5000 SH P Sole Sole
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 3064 252000 SH Sole Sole
AMERICAN TOWER CORP CL A 029912201 242 4350 SH Sole Sole
APPLE INC COM 037833100 113 300 SH Sole Sole
APPLE INC COM 037833100 378 1000 SH C Sole Sole
APPLE INC COM 037833100 943 2500 SH P Sole Sole
ASIA ENTN & RESOURCES LTD SHS G0539K108 182 35000 SH Sole Sole
ATMEL CORP COM 049513104 171 20000 SH Sole Sole
AVAGO TECHNOLOGIES LTD SHS Y0486S104 165 5000 SH Sole Sole
BANK OF AMERICA CORPORATION COM 060505104 1472 234500 SH P Sole Sole
BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 106 5800 SH Sole Sole
CHARMING SHOPPES INC COM 161133103 334 121500 SH Sole Sole
CHILDRENS PL RETAIL STORES I COM 168905107 609 12500 SH Sole Sole
CLEARWIRE CORP NEW CL A 18538Q105 74 36000 SH Sole Sole
CONSTELLATION ENERGY GROUP I COM 210371100 887 24107 SH Sole Sole
CORNING INC COM 219350105 216 16000 SH Sole Sole
CORNING INC COM 219350105 338 25000 SH C Sole Sole
COSAN LTD SHS A G25343107 101 10000 SH Sole Sole
CROCS INC COM 227046109 310 12000 SH Sole Sole
CURRENCYSHARES EURO TR EURO SHS 23130C108 1072 8000 SH P Sole Sole
DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 175 3000 SH Sole Sole
DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 58 1000 SH C Sole Sole
DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 1460 33000 SH Sole Sole
E M C CORP MASS COM 268648102 772 34600 SH Sole Sole
ECHOSTAR CORP CL A 278768106 272 11516 SH Sole Sole
ELDORADO GOLD CORP NEW COM 284902103 53 3001 SH Sole Sole
EMBRAER S A SP ADR REP 4 COM 29082A107 103 4000 SH Sole Sole
FAMILY DLR STORES INC COM 307000109 205 3857 SH Sole Sole
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 135 2000 SH Sole Sole
FRONTLINE LTD SHS G3682E127 660 150100 SH C Sole Sole
GLOBAL INDS LTD COM 379336100 842 106350 SH Sole Sole
GNC HLDGS INC COM CL A 36191G107 283 13000 SH Sole Sole
GOODRICH CORP COM 382388106 3537 29325 SH Sole Sole
GOOGLE INC CL A 38259P508 206 400 SH Sole Sole
HEWLETT PACKARD CO COM 428236103 431 17200 SH Sole Sole
INTERNATIONAL BUSINESS MACHS COM 459200101 545 3000 SH P Sole Sole
INTERNATIONAL GAME TECHNOLOG COM 459902102 233 15000 SH Sole Sole
ISHARES INC MSCI BRAZIL 464286400 268 4900 SH Sole Sole
ISHARES INC MSCI S KOREA 464286772 243 5000 SH Sole Sole
ISHARES SILVER TRUST ISHARES 46428Q109 94 3000 SH Sole Sole
ISHARES SILVER TRUST ISHARES 46428Q109 156 5000 SH P Sole Sole
ISHARES TR BARCLYS 20+ YR 464287432 101 850 SH Sole Sole
ISHARES TR DJ US REAL EST 464287739 128 2500 SH Sole Sole
ISHARES TR FTSE CHINA25 IDX 464287184 94 3000 SH Sole Sole
ISHARES TR MSCI EMERG MKT 464287234 184 5000 SH Sole Sole
ISHARES TR RUSSELL 2000 464287655 3357 50000 SH P Sole Sole
ISHARES TR TRANSP AVE IDX 464287192 198 2500 SH Sole Sole
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 108 6500 SH Sole Sole
KINETIC CONCEPTS INC COM NEW 49460W208 502 7500 SH Sole Sole
LAS VEGAS SANDS CORP COM 517834107 251 6000 SH Sole Sole
LAS VEGAS SANDS CORP COM 517834107 837 20000 SH C Sole Sole
LIBERTY GLOBAL INC COM SER A 530555101 294 8175 SH Sole Sole
LIVE NATION ENTERTAINMENT IN COM 538034109 127 15500 SH Sole Sole
LOOPNET INC COM 543524300 903 51840 SH Sole Sole
MACYS INC COM 55616P104 1031 39000 SH Sole Sole
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 195 4350 SH Sole Sole
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 515 9150 SH Sole Sole
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 259 10000 SH Sole Sole
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 214 13900 SH Sole Sole
MELCO CROWN ENTMT LTD ADR 585464100 335 35000 SH Sole Sole
MICRON TECHNOLOGY INC COM 595112103 25 5000 SH C Sole Sole
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 132 10000 SH Sole Sole
MOTOROLA MOBILITY HLDGS INC COM 620097105 1822 48040 SH Sole Sole
NALCO HOLDING COMPANY COM 62985Q101 9427 265320 SH Sole Sole
NATIONAL SEMICONDUCTOR CORP COM 637640103 2811 112500 SH C Sole Sole
NETFLIX INC COM 64110L106 246 2000 SH C Sole Sole
NORDSTROM INC COM 655664100 1488 31000 SH Sole Sole
OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 134 1200 SH Sole Sole
ON SEMICONDUCTOR CORP COM 682189105 218 30000 SH Sole Sole
PIMCO HIGH INCOME FD COM SHS 722014107 35 3000 SH Sole Sole
PMC-SIERRA INC COM 69344F106 109 17000 SH Sole Sole
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 159 6000 SH Sole Sole
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4491 82500 SH P Sole Sole
PROSHARES TR PSHS ULSHT SP500 74347R883 60 2500 SH Sole Sole
PROSHARES TR PSHS ULTSH 20YRS 74347R297 198 10000 SH C Sole Sole
RALPH LAUREN CORP CL A 751212101 495 3500 SH Sole Sole
RESEARCH IN MOTION LTD COM 760975102 317 13000 SH C Sole Sole
RESMED INC COM 761152107 135 4500 SH Sole Sole
RF MICRODEVICES INC COM 749941100 105 15852 SH Sole Sole
ROSS STORES INC COM 778296103 202 2500 SH Sole Sole
S1 CORPORATION COM 78463B101 599 63750 SH Sole Sole
SAMSON OIL & GAS LTD SPON ADR 796043107 155 69647 SH Sole Sole
SANDISK CORP COM 80004C101 109 2500 SH Sole Sole
SANDISK CORP COM 80004C101 153 3500 SH C Sole Sole
SAP AG SPON ADR 803054204 131 2500 SH C Sole Sole
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 194 5325 SH Sole Sole
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 194 3150 SH Sole Sole
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 129 4250 SH Sole Sole
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 125 3750 SH Sole Sole
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 197 6225 SH Sole Sole
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 194 7950 SH Sole Sole
SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 250 103960 SH Sole Sole
SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 52 4300 SH Sole Sole
SKYWORKS SOLUTIONS INC COM 83088M102 242 12500 SH Sole Sole
SOUFUN HLDGS LTD ADR 836034108 31 3000 SH Sole Sole
SOUTHERN UN CO NEW COM 844030106 225 5600 SH Sole Sole
SPDR GOLD TRUST GOLD SHS 78463V107 120 750 SH Sole Sole
SPDR S&P 500 ETF TR TR UNIT 78462F103 990 8500 SH P Sole Sole
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 480 13310 SH Sole Sole
SPDR SERIES TRUST S&P METALS MNG 78464A755 196 4125 SH Sole Sole
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 193 3975 SH Sole Sole
SYMANTEC CORP COM 871503108 211 12300 SH Sole Sole
TARGET CORP COM 87612E106 1298 25000 SH Sole Sole
TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 108 4000 SH Sole Sole
TEMPLE INLAND INC COM 879868107 9492 302000 SH Sole Sole
TERNIUM SA SPON ADR 880890108 21 1000 SH Sole Sole
TRANSATLANTIC HLDGS INC COM 893521104 742 15100 SH Sole Sole
TRIDENT MICROSYSTEMS INC COM 895919108 12 25500 SH Sole Sole
ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 102 6000 SH Sole Sole
UNILIFE CORP NEW COM 90478E103 180 39317 SH Sole Sole
UQM TECHNOLOGIES INC COM 903213106 204 128500 SH Sole Sole
VALE S A ADR 91912E105 358 15000 SH Sole Sole
VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 748 12181 SH Sole Sole
VELTI PLC ST HELIER SHS G93285107 19 2500 SH Sole Sole
YAHOO INC COM 984332106 323 20650 SH Sole Sole
YAHOO INC COM 984332106 744 47500 SH C Sole Sole
YANDEX N V SHS CLASS A N97284108 40 2000 SH Sole Sole