0001193125-11-221746.txt : 20110815 0001193125-11-221746.hdr.sgml : 20110815 20110812194143 ACCESSION NUMBER: 0001193125-11-221746 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 IRS NUMBER: 94144197 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00400 FILM NUMBER: 111032792 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/11 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dodge & Cox -------------------------------- Address: 555 California Street -------------------------------- 40th Floor -------------------------------- San Francisco, CA 94104 -------------------------------- Form 13F File Number: 28-400 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas M. Mistele ---------------------------------- Title: Chief Operating Officer ---------------------------------- Phone: (415) 981-1710 ---------------------------------- Signature, Place, and Date of Signing: /S/ Thomas M. Mistele San Francisco, CA 8/12/11 ------------------------ -------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 177 -------------- Form 13F Information Table Value Total: 86,165,187 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

FORM 13F NAME OF REPORTING MGR - DODGE & COX COLUMN 1 COL.2 COL.3 COL 4 COLUMN 5 COL. 6 COL7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE ----------------------------- -------------- --------- --------- --------- --- ---- ------- ---- ---------- ------ ---------- ABBOTT LABORATORIES COM 002824100 2,102 39,943 SH SOLE 39,943 0 ADOBE SYSTEMS INC COM 00724F101 701 22,300 SH SOLE 22,300 0 AEGON N.V.-NY REG SHR NY REGISTRY SH 007924103 603,360 88,729,443 SH SOLE 84,556,548 4,172,895 AETNA INC COM 00817Y108 282 6,400 SH SOLE 6,400 0 AGILENT TECHNOLOGIES INC COM 00846U101 271 5,303 SH SOLE 5,303 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 1,157 12,100 SH SOLE 9,050 3,050 ALCOA INC COM 013817101 383 24,180 SH SOLE 24,180 0 ALLERGAN INC COM 018490102 297 3,564 SH SOLE 3,564 0 ALLSTATE CORP COM 020002101 224 7,330 SH SOLE 7,330 0 ALTRIA GROUP INC COM 02209S103 690 26,126 SH SOLE 22,126 4,000 AMERICAN ELECTRIC POWER COM 025537101 271 7,200 SH SOLE 7,200 0 AMERICAN EXPRESS CO COM 025816109 12,762 246,839 SH SOLE 243,159 3,680 AMERIPRISE FINANCIAL INC COM 03076C106 256 4,442 SH SOLE 4,442 0 AMGEN INC COM 031162100 1,934,211 33,148,435 SH SOLE 31,177,305 1,971,130 ANADARKO PETROLEUM CORP COM 032511107 1,322 17,222 SH SOLE 14,672 2,550 AOL INC COM 00184X105 277,989 13,997,428 SH SOLE 13,239,555 757,873 AON CORP COM 037389103 245 4,777 SH SOLE 4,777 0 APPLE INC COM 037833100 947 2,822 SH SOLE 2,822 0 AT&T INC COM 00206R102 804 25,612 SH SOLE 25,612 0 BAKER HUGHES INC COM 057224107 1,459,475 20,114,039 SH SOLE 18,933,479 1,180,560 BANK OF AMERICA CORP COM 060505104 100,772 9,194,496 SH SOLE 8,048,296 1,146,200 BANK OF NEW YORK MELLON CORP COM 064058100 1,470,742 57,406,013 SH SOLE 54,238,733 3,167,280 BAXTER INTERNATIONAL INC COM 071813109 349 5,848 SH SOLE 5,848 0 BB&T CORP COM 054937107 606,197 22,585,564 SH SOLE 21,192,764 1,392,800 BECTON DICKINSON AND CO COM 075887109 2,085 24,200 SH SOLE 24,200 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 581 5 SH SOLE 5 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 2,166 27,990 SH SOLE 27,990 0 BMC SOFTWARE INC COM 055921100 572,040 10,457,778 SH SOLE 9,856,978 600,800 BOSTON PROPERT 2.875 2/15/37 CV DEB 10112RAK0 44,611 44,500,000 SH SOLE 34,425,000 10,075,000 BOSTON SCIENTIFIC CORP COM 101137107 828,027 119,830,303 SH SOLE 113,212,903 6,617,400 BRISTOL-MYERS SQUIBB CO COM 110122108 2,481 85,669 SH SOLE 79,909 5,760 CADENCE DESIGN SYS INC COM 127387108 412,465 39,059,215 SH SOLE 36,910,665 2,148,550 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,728,857 52,813,171 SH SOLE 49,993,509 2,819,662 CAREFUSION CORP COM 14170T101 43,584 1,604,129 SH SOLE 1,332,025 272,104 CARMAX INC COM 143130102 286,092 8,651,108 SH SOLE 8,122,708 528,400 CATERPILLAR INC COM 149123101 10,914 102,515 SH SOLE 100,015 2,500 CELANESE CORP-SERIES A COM SER A 150870103 230,181 4,317,790 SH SOLE 3,964,290 353,500 CEMEX SAB-SPONS ADR PART CER SPON ADR NEW 151290889 615,205 71,535,437 SH SOLE 69,672,684 1,862,752 CHEVRON CORP COM 166764100 1,477,864 14,370,519 SH SOLE 13,534,789 835,730 CHUBB CORP COM 171232101 11,930 190,538 SH SOLE 184,938 5,600 CIGNA CORP COM 125509109 2,789 54,220 SH SOLE 51,720 2,500 CITRIX SYSTEMS INC COM 177376100 1,584 19,800 SH SOLE 19,800 0 COCA-COLA CO/THE COM 191216100 1,379 20,492 SH SOLE 20,492 0 COLGATE-PALMOLIVE CO COM 194162103 1,005 11,500 SH SOLE 11,500 0 COMCAST CORP-CLASS A CL A 20030N101 2,784,687 109,892,932 SH SOLE 103,674,328 6,218,604 COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 4,130 170,461 SH SOLE 159,700 10,761 COMPUTER SCIENCES CORP COM 205363104 594,013 15,648,393 SH SOLE 14,735,893 912,500 COMPUWARE CORP COM 205638109 279,441 28,631,284 SH SOLE 26,956,184 1,675,100 CONOCOPHILLIPS COM 20825C104 5,973 79,445 SH SOLE 78,945 500 COSTCO WHOLESALE CORP COM 22160K105 219 2,700 SH SOLE 2,700 0 COVIDIEN PLC COM G2554F113 251,749 4,729,451 SH SOLE 4,272,196 457,255 CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 235,372 6,032,087 SH SOLE 5,631,787 400,300 DEERE & CO COM 244199105 3,267 39,624 SH SOLE 39,624 0 DEVON ENERGY CORPORATION COM 25179M103 315 4,000 SH SOLE 4,000 0 DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 619,110 7,562,116 SH SOLE 7,367,016 195,100 DIRECTV-CLASS A COM CL A 25490A101 792 15,581 SH SOLE 15,581 0 DISH NETWORK CORP-A CL A 25470M109 483,562 15,766,605 SH SOLE 14,910,743 855,862 DOMINION RESOURCES INC/VA COM 25746U109 448 9,288 SH SOLE 9,288 0 DOMTAR CORP COM 257559203 166,478 1,757,581 SH SOLE 1,651,164 106,417 DOW CHEMICAL CO/THE COM 260543103 1,185,438 32,928,821 SH SOLE 31,017,564 1,911,257 DU PONT (E.I.) DE NEMOURS COM 263534109 2,714 50,220 SH SOLE 50,220 0 DUKE ENERGY CORP COM 26441C105 2,587 137,399 SH SOLE 132,399 5,000 DUN & BRADSTREET CORP COM 26483E100 119,623 1,583,568 SH SOLE 1,470,118 113,450

EATON CORP COM 278058102 8,522 165,630 SH SOLE 159,630 6,000 EBAY INC COM 278642103 1,380,880 42,791,439 SH SOLE 40,388,297 2,403,142 ELECTRONIC ARTS INC COM 285512109 821,030 34,789,394 SH SOLE 32,915,757 1,873,637 ELI LILLY & CO COM 532457108 1,578 42,043 SH SOLE 42,043 0 EQUINIX INC CV PRF 29444U502 99,636 986,300 SH SOLE 884,500 101,800 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 474,709 33,011,756 SH SOLE 30,784,156 2,227,600 EXPEDITORS INTL WASH INC COM 302130109 205 4,000 SH SOLE 4,000 0 EXXON MOBIL CORP COM 30231G102 17,310 212,705 SH SOLE 211,737 968 FEDEX CORP COM 31428X106 1,832,640 19,321,451 SH SOLE 18,259,161 1,062,290 FLUOR CORP COM 343412102 647 10,007 SH SOLE 10,007 0 GENERAL ELECTRIC CO COM 369604103 2,281,676 120,979,617 SH SOLE 114,879,117 6,100,500 GENERAL MILLS INC COM 370334104 417 11,200 SH SOLE 11,200 0 GENUINE PARTS CO COM 372460105 3,256 59,852 SH SOLE 59,852 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 209,079 20,338,421 SH SOLE 19,067,221 1,271,200 GILEAD SCIENCES INC COM 375558103 211,722 5,112,816 SH SOLE 4,833,716 279,100 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 3,289,303 76,673,733 SH SOLE 74,626,219 2,047,514 GOLDMAN SACHS GROUP INC COM 38141G104 541,510 4,068,750 SH SOLE 3,851,300 217,450 GRUPO TELEVISA SA-SPON ADR SP ADR REP ORD 40049J206 663,848 26,985,692 SH SOLE 26,985,692 0 HALLIBURTON CO COM 406216101 485 9,500 SH SOLE 9,500 0 HESS CORP COM 42809H107 548 7,327 SH SOLE 7,327 0 HEWLETT-PACKARD CO COM 428236103 3,828,059 105,166,453 SH SOLE 100,399,357 4,767,096 HOME DEPOT INC COM 437076102 956,538 26,409,110 SH SOLE 24,691,911 1,717,199 HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 263,834 6,833,300 SH SOLE 6,833,300 0 HONEYWELL INTERNATIONAL INC COM 438516106 1,081 18,145 SH SOLE 18,145 0 HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 496,023 9,996,438 SH SOLE 9,430,437 566,001 INTERPUBLIC GROUP OF COS INC COM 460690100 2,563 205,000 SH SOLE 197,500 7,500 INTL BUSINESS MACHINES CORP COM 459200101 26,068 151,956 SH SOLE 144,856 7,100 INTUITIVE SURGICAL INC COM NEW 46120E602 298 800 SH SOLE 800 0 JACOBS ENGINEERING GROUP INC COM 469814107 303 7,000 SH SOLE 7,000 0 JOHNSON & JOHNSON COM 478160104 2,882 43,321 SH SOLE 41,321 2,000 JPMORGAN CHASE & CO COM 46625H100 2,985 72,922 SH SOLE 67,742 5,180 KIMBERLY-CLARK CORP COM 494368103 344 5,175 SH SOLE 5,175 0 KRAFT FOODS INC-CLASS A CL A 50075N104 417 11,840 SH SOLE 11,840 0 LEGG MASON INC COM 524901105 121,409 3,706,024 SH SOLE 3,441,061 264,963 LIBERTY GLOBAL INC-A COM SER A 530555101 234,402 5,204,312 SH SOLE 5,095,112 109,200 LIBERTY GLOBAL INC-SERIES C COM SER C 530555309 231,776 5,428,001 SH SOLE 5,298,601 129,400 LIBERTY MEDIA CORP-INTER A INT COM SER A 53071M104 608,950 36,311,868 SH SOLE 33,982,818 2,329,050 LINCOLN NATIONAL CORP COM 534187109 224 7,861 SH SOLE 7,861 0 LOEWS CORP COM 540424108 35,125 834,531 SH SOLE 777,672 56,859 MACY'S INC COM 55616P104 4,415 150,982 SH SOLE 150,982 0 MAXIM INTEGRATED PRODUCTS COM 57772K101 918,068 35,918,150 SH SOLE 33,742,450 2,175,700 MCDONALD'S CORP COM 580135101 10,167 120,581 SH SOLE 116,581 4,000 MCGRAW-HILL COMPANIES INC COM 580645109 379,465 9,054,283 SH SOLE 8,527,577 526,706 MEDTRONIC INC COM 585055106 440,525 11,433,286 SH SOLE 10,747,586 685,700 MERCK & CO. INC. COM 58933Y105 2,347,010 66,506,383 SH SOLE 63,434,196 3,072,187 MICROSOFT CORP COM 594918104 1,127,166 43,352,521 SH SOLE 41,059,850 2,292,671 MOLEX INC COM 608554101 96,585 3,747,977 SH SOLE 3,624,877 123,100 MOLEX INC -CL A CL A 608554200 368,017 17,133,029 SH SOLE 16,011,360 1,121,669 MOODY'S CORP COM 615369105 211 5,500 SH SOLE 5,500 0 MOTOROLA MOBILITY HOLDINGS I COM 620097105 608,558 27,611,519 SH SOLE 26,128,508 1,483,011 MOTOROLA SOLUTIONS INC COM 620076307 892,880 19,393,572 SH SOLE 18,200,051 1,193,521 NEWS CORP-CL A CL A 65248E104 2,414,399 136,406,714 SH SOLE 129,769,214 6,637,500 NEXTERA ENERGY INC COM 65339F101 1,109 19,299 SH SOLE 16,299 3,000 NOKIA CORP-SPON ADR SPONSORED ADR 654902204 443,933 69,148,443 SH SOLE 66,469,443 2,679,000 NORFOLK SOUTHERN CORP COM 655844108 747 9,972 SH SOLE 9,972 0 NORTHERN TRUST CORP COM 665859104 368 8,000 SH SOLE 8,000 0 NOVARTIS AG-ADR SPONSORED ADR 66987V109 3,440,634 56,302,309 SH SOLE 54,713,809 1,588,500 NUCOR CORP COM 670346105 2,984 72,400 SH SOLE 72,400 0 OCCIDENTAL PETROLEUM CORP COM 674599105 1,914,723 18,403,719 SH SOLE 17,348,271 1,055,448 P G & E CORP COM 69331C108 268 6,382 SH SOLE 6,382 0 PANASONIC CORP-SPON ADR ADR 69832A205 385,561 31,500,043 SH SOLE 29,871,193 1,628,850 PARKER HANNIFIN CORP COM 701094104 501 5,578 SH SOLE 3,078 2,500 PEPSICO INC COM 713448108 644 9,145 SH SOLE 9,145 0 PETROLEO BRASILEIRO-SPON ADR SP ADR NON VTG 71654V101 430,459 14,030,600 SH SOLE 14,030,600 0 PFIZER INC COM 717081103 1,887,538 91,628,037 SH SOLE 86,812,203 4,815,834 PHILIP MORRIS INTERNATIONAL COM 718172109 1,604 24,024 SH SOLE 21,524 2,500 PHILIPS ELECTRONICS-NY SHR NY REG SH NEW 500472303 7,044 274,296 SH SOLE 60,158 214,138 PITNEY BOWES INC COM 724479100 362,779 15,779,844 SH SOLE 14,787,944 991,900 PNC FINANCIAL SERVICES GROUP COM 693475105 2,090 35,067 SH SOLE 35,067 0 PPG INDUSTRIES INC COM 693506107 817 9,000 SH SOLE 9,000 0 PROCTER & GAMBLE CO/THE COM 742718109 12,946 203,656 SH SOLE 202,456 1,200 PROGRESS ENERGY INC COM 743263105 298 6,200 SH SOLE 6,200 0 REGENERON PHARMACEUTICALS COM 75886F107 22,439 395,685 SH SOLE 360,046 35,639 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 2,952 40,812 SH SOLE 40,812 0 ROYAL DUTCH SHELL PLC-ADR SPONS ADR A 780259206 1,033,985 14,536,555 SH SOLE 14,210,968 325,587 ROYAL DUTCH SHELL PLC-ADR SPON ADR B 780259107 198,329 2,764,172 SH SOLE 2,764,172 0 RR DONNELLEY & SONS CO COM 257867101 196 10,000 SH SOLE 10,000 0 SANOFI-ADR SPONSORED ADR 80105N105 2,180,737 54,287,695 SH SOLE 51,903,545 2,384,150 SCHLUMBERGER LTD COM 806857108 3,270,007 37,847,298 SH SOLE 36,355,998 1,491,300 SCHWAB (CHARLES) CORP COM 808513105 998,256 60,684,256 SH SOLE 58,074,306 2,609,950 SIGMA-ALDRICH COM 826552101 1,614 22,000 SH SOLE 22,000 0 SLM CORP COM 78442P106 649,093 38,613,508 SH SOLE 36,482,537 2,130,971 SONY CORP-SPONSORED ADR ADR NEW 835699307 732,890 27,771,521 SH SOLE 26,313,571 1,457,950 SPRINT NEXTEL CORP COM SER 1 852061100 1,176,514 218,277,268 SH SOLE 206,998,368 11,278,900 STATE STREET CORP COM 857477103 735 16,300 SH SOLE 16,300 0 SUNTRUST BANKS INC COM 867914103 309,830 12,008,929 SH SOLE 11,316,029 692,900 SYMANTEC CORP COM 871503108 1,157,682 58,705,966 SH SOLE 55,464,816 3,241,150 SYNOPSYS INC COM 871607107 603,685 23,480,569 SH SOLE 22,201,769 1,278,800 TARGET CORP COM 87612E106 11,049 235,542 SH SOLE 228,442 7,100 TE CONNECTIVITY LTD REG SHS H84989104 1,233,474 33,554,799 SH SOLE 32,206,398 1,348,401 TELEKOMUNIK INDONESIA-SP ADR SPONSORED ADR 715684106 614,495 17,811,447 SH SOLE 17,811,447 0 TERADATA CORP COM 88076W103 626 10,400 SH SOLE 10,400 0 THERMO FISHER SCIENTIFIC INC COM 883556102 9,700 150,652 SH SOLE 144,052 6,600 TIME WARNER CABLE COM 88732J207 1,287,080 16,492,568 SH SOLE 15,508,747 983,821 TIME WARNER INC COM NEW 887317303 2,029,174 55,792,515 SH SOLE 52,712,578 3,079,937 TRAVELERS COS INC/THE COM 89417E109 599,122 10,262,451 SH SOLE 9,649,981 612,470 TYCO INTERNATIONAL LTD SHS H89128104 1,036,443 20,967,897 SH SOLE 20,132,432 835,465 ULTRAPAR PARTICPAC-SPON ADR SP ADR REP PFD 90400P101 440,904 24,319,028 SH SOLE 24,319,028 0 UNILEVER N V -NY SHARES N Y SHS NEW 904784709 3,483 106,022 SH SOLE 98,122 7,900 UNILEVER PLC-SPONSORED ADR SPON ADR NEW 904767704 355,612 10,979,070 SH SOLE 10,443,470 535,600 UNION PACIFIC CORP COM 907818108 26,061 249,627 SH SOLE 244,327 5,300 US BANCORP COM NEW 902973304 325,043 12,741,797 SH SOLE 11,852,077 889,720 VERIZON COMMUNICATIONS INC COM 92343V104 242 6,500 SH SOLE 6,500 0 VF CORP COM 918204108 526 4,845 SH SOLE 3,345 1,500 VODAFONE GROUP PLC-SP ADR SPONS ADR NEW 92857W209 2,467,187 92,334,832 SH SOLE 89,863,175 2,471,657 VULCAN MATERIALS CO COM 929160109 388,325 10,078,519 SH SOLE 9,479,701 598,818 WAL-MART STORES INC COM 931142103 1,361,285 25,616,961 SH SOLE 24,444,211 1,172,750 WALGREEN CO COM 931422109 255,923 6,027,381 SH SOLE 5,507,481 519,900 WALT DISNEY CO/THE COM DISNEY 254687106 8,052 206,260 SH SOLE 199,660 6,600 WELLPOINT INC COM 94973V107 571 7,250 SH SOLE 7,250 0 WELLS FARGO & CO COM 949746101 2,595,550 92,500,007 SH SOLE 87,487,955 5,012,052 WILEY (JOHN) & SONS-CLASS A CL A 968223206 364 7,000 SH SOLE 7,000 0 XEROX CORP COM 984121103 1,123,730 107,947,171 SH SOLE 102,301,884 5,645,287 3M CO COM 88579Y101 3,858 40,678 SH SOLE 40,678 0