0000009015-11-000024.txt : 20111031 0000009015-11-000024.hdr.sgml : 20111031 20111031144432 ACCESSION NUMBER: 0000009015-11-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111031 DATE AS OF CHANGE: 20111031 EFFECTIVENESS DATE: 20111031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 111167911 BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 13F-HR 1 mml0930201113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment: [ ] ; Amendment Number: _______ This Amendment(Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Mutual Life Insurance Company Address: 1295 State Street Springfield, Massachusetts 01111 Form 13F File Number: 28-00548 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradley J. Lucido Title: Chief Compliance Officer Phone: (413) 744-7247 Signature, Place, and Date of Signing: /s/ Bradley J. Lucido, Springfield, MA October 31, 2011 -------------------------------------------------------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of other Managers Reporting for this Manager: 28-00060 Babson Capital Management LLC 28-04544 Baring Asset Management LLC 28-12028 Cornerstone Real Estate Advisers LLC 28-00203 OppenheimerFunds, Inc. 28-10498 First Mercantile Trust Company 28-10231 OFI Private Investments Inc. 28-10234 OFI Institutional Asset Management, Inc. Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII), and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: 6,168 FORM 13F INFORMATION TABLE

VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE -------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ---- 3M CO COM 88579Y101 257 3585 SH SOLE 3585 3M CO COM 88579Y101 10 135 SH SHARED-DEFINED 135 ABBOTT LABS COM 002824100 189 3700 SH SOLE 3700 ABBOTT LABS COM 002824100 18 350 SH SHARED-DEFINED 350 AMERICAN EXPRESS CO COM 025816109 227 5060 SH SOLE 5060 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 201 2825 SH SOLE 2825 CISCO SYS INC COM 17275R102 156 10035 SH SOLE 10035 EXELON CORP COM 30161N101 203 4775 SH SOLE 4775 EXXON MOBIL CORP COM 30231G102 496 6828 SH SOLE 6828 EXXON MOBIL CORP COM 30231G102 30 414 SH SHARED-DEFINED 414 GENERAL ELECTRIC CO COM 369604103 143 9400 SH SOLE 9400 GENERAL ELECTRIC CO COM 369604103 14 914 SH SHARED-DEFINED 914 ISHARES TR DJ SEL DIV INX 464287168 1098 22755 SH SHARED-DEFINED 22755 ISHARES TR MSCI EAFE INDEX 464287465 351 7343 SH SHARED-DEFINED 7343 JOHNSON & JOHNSON COM 478160104 252 3958 SH SOLE 3958 JPMORGAN CHASE & CO COM 46625H100 224 7433 SH SOLE 7433 JPMORGAN CHASE & CO COM 46625H100 11 370 SH SHARED-DEFINED 370 LOWES COS INC COM 548661107 227 11725 SH SOLE 11725 LOWES COS INC COM 548661107 7 350 SH SHARED-DEFINED 350 MICROSOFT CORP COM 594918104 257 10315 SH SOLE 10315 MICROSOFT CORP COM 594918104 15 590 SH SHARED-DEFINED 590 NOVARTIS A G SPONSORED ADR 66987V109 204 3665 SH SOLE 3665 PAYCHEX INC COM 704326107 206 7825 SH SOLE 7825 PEPSICO INC COM 713448108 232 3749 SH SOLE 3749 PEPSICO INC COM 713448108 12 200 SH SHARED-DEFINED 200 PFIZER INC COM 717081103 176 9944 SH SOLE 9944 PFIZER INC COM 717081103 27 1523 SH SHARED-DEFINED 1523 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 353 15835 SH SHARED-DEFINED 15835 PROCTER & GAMBLE CO COM 742718109 298 4709 SH SOLE 4709 TRANSCANADA CORP COM 89353D107 274 6755 SH SOLE 6755