0001204459-11-002915.txt : 20111109 0001204459-11-002915.hdr.sgml : 20111109 20111109122015 ACCESSION NUMBER: 0001204459-11-002915 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUARDIAN CAPITAL LP CENTRAL INDEX KEY: 0001224324 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14316 FILM NUMBER: 111190473 BUSINESS ADDRESS: STREET 1: COMMERCE COURT WEST, SUITE 3100 STREET 2: P.O. BOX 201 CITY: TORONTO STATE: A6 ZIP: M5L 1E8 BUSINESS PHONE: 1-800-253-9181 MAIL ADDRESS: STREET 1: COMMERCE COURT WEST, SUITE 3100 STREET 2: P.O. BOX 201 CITY: TORONTO STATE: A6 ZIP: M5L 1E8 FORMER COMPANY: FORMER CONFORMED NAME: GUARDIAN CAPITAL INC DATE OF NAME CHANGE: 20030324 13F-HR 1 gclp_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Guardian Capital LP Address CCW, Suite 3100, 199 Bay Street PO Box 201 Toronto, Ontario Canada M5L 1E8 Form 13F File Number: 028-14316 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Matthew D. Turner Title Chief Compliance Officer Phone 416-947-3708 Signature, Place, and Date of Signing: By /s/ Matthew D. Turne Toronto, Ontario CANADA November 9, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: $3,756,426 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACE LTD SHS H0023R105 2392 41000 SH SOLE 16100 0 24900 AETNA INC NEW COM 00817Y108 2921 83500 SH SOLE 38100 0 45400 AGRIUM INC COM 008916108 79539 1184704 SH SOLE 779305 0 405399 ALLIANCE DATA SYSTEMS CORP COM 018581108 1017 11400 SH SOLE 11400 0 0 ALTRIA GROUP INC COM 02209S103 1694 65643 SH SOLE 65643 0 0 AMC NETWORKS INC CL A 00164V103 357 11610 SH SOLE 0 0 11610 AMDOCS LTD ORD G02602103 1805 69130 SH SOLE 0 0 69130 AMERICAN EXPRESS CO COM 025816109 902 20880 SH SOLE 12100 0 8780 ANNALY CAP MGMT INC COM 035710409 5590 349239 SH SOLE 219139 0 130100 APPLE INC COM 037833100 9176 25000 SH SOLE 14340 0 10660 ASTRAZENECA PLC SPONSORED ADR 046353108 565 13235 SH SOLE 13235 0 0 AUTODESK INC COM 052769106 928 34680 SH SOLE 0 0 34680 AUTOMATIC DATA PROCESSING IN COM 053015103 1029 22662 SH SOLE 22662 0 0 BANK MONTREAL QUE COM 063671101 107587 1905104 SH SOLE 1583104 0 322000 BANK NOVA SCOTIA HALIFAX COM 064149107 241606 4761091 SH SOLE 3404389 0 1356702 BANK OF NEW YORK MELLON CORP COM 064058100 404 22580 SH SOLE 0 0 22580 BARRICK GOLD CORP COM 067901108 116012 2454185 SH SOLE 1585285 0 868900 BAYTEX ENERGY CORP COM 07317Q105 34495 817997 SH SOLE 817997 0 0 BCE INC COM NEW 05534B760 59700 1578573 SH SOLE 1536832 0 41741 BECTON DICKINSON & CO COM 075887109 951 13480 SH SOLE 0 0 13480 BOSTON SCIENTIFIC CORP COM 101137107 781 137350 SH SOLE 0 0 137350 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 2690 32985 SH SOLE 32985 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 61909 2219380 SH SOLE 1047530 0 1171850 BROOKFIELD OFFICE PPTYS INC COM 112900105 18148 1301200 SH SOLE 1301200 0 0 BUNGE LIMITED COM G16962105 3066 54652 SH SOLE 17000 0 37652 CAMECO CORP COM 13321L108 58302 3148115 SH SOLE 2255635 0 892480 CANADIAN NAT RES LTD COM 136385101 130684 4412345 SH SOLE 3308585 0 1103760 CANADIAN NATL RY CO COM 136375102 98217 1457054 SH SOLE 1022404 0 434650 CANADIAN PAC RY LTD COM 13645T100 23344 480043 SH SOLE 430343 0 49700 CARNIVAL CORP PAIRED CTF 143658300 878 30120 SH SOLE 0 0 30120 CDN IMPERIAL BK OF COMMERCE COM 136069101 95309 1349360 SH SOLE 995660 0 353700 CELESTICA INC SUB VTG SHS 15101Q108 32191 4394581 SH SOLE 4394581 0 0 CELGENE CORP COM 151020104 1210 20300 SH SOLE 20300 0 0 CENOVUS ENERGY INC COM 15135U109 103690 3338195 SH SOLE 2193019 0 1145176 CENTURYLINK INC COM 156700106 3578 112228 SH SOLE 112228 0 0 CERNER CORP COM 156782104 1072 16250 SH SOLE 0 0 16250 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 2549 92500 SH SOLE 92500 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 549 11700 SH SOLE 11700 0 0 CIGNA CORP COM 125509109 3137 77700 SH SOLE 31600 0 46100 CISCO SYS INC COM 17275R102 1053 70610 SH SOLE 0 0 70610 COCA COLA CO COM 191216100 5573 85700 SH SOLE 28200 0 57500 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2708 44870 SH SOLE 22170 0 22700 COLGATE PALMOLIVE CO COM 194162103 3030 35500 SH SOLE 35500 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1744 59098 SH SOLE 59098 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 480 62776 SH SOLE 62776 0 0 CONOCOPHILLIPS COM 20825C104 1847 30300 SH SOLE 23500 0 6800 CONSOLIDATED EDISON INC COM 209115104 3294 60016 SH SOLE 60016 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 311 10060 SH SOLE 0 0 10060 CUMMINS INC COM 231021106 841 10700 SH SOLE 10700 0 0 D R HORTON INC COM 23331A109 91 10440 SH SOLE 0 0 10440 DEERE & CO COM 244199105 797 12820 SH SOLE 300 0 12520 DICKS SPORTING GOODS INC COM 253393102 475 14750 SH SOLE 0 0 14750 DIGITAL RLTY TR INC COM 253868103 4853 91405 SH SOLE 54835 0 36570 DISCOVER FINL SVCS COM 254709108 1302 58950 SH SOLE 30100 0 28850 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 514 14200 SH SOLE 0 0 14200 DISNEY WALT CO COM DISNEY 254687106 1142 39340 SH SOLE 0 0 39340 DUKE REALTY CORP COM NEW 264411505 1025 101451 SH SOLE 101451 0 0 E M C CORP MASS COM 268648102 1111 55010 SH SOLE 0 0 55010 ENBRIDGE INC COM 29250N105 75220 2336209 SH SOLE 1303609 0 1032600 ENCANA CORP COM 292505104 76927 3962288 SH SOLE 2695866 0 1266422 ENERPLUS CORP COM 292766102 710 28500 SH SOLE 28500 0 0 EQT CORP COM 26884L109 2435 47400 SH SOLE 39500 0 7900 EXELON CORP COM 30161N101 1205 29391 SH SOLE 29391 0 0 FEDEX CORP COM 31428X106 528 8100 SH SOLE 0 0 8100 FIRSTSERVICE CORP SUB VTG SH 33761N109 2210 84700 SH SOLE 84700 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1248 20000 SH SOLE 20000 0 0 FRANCO NEVADA CORP COM 351858105 55407 1518400 SH SOLE 935700 0 582700 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 5334 82060 SH SOLE 43540 0 38520 GEN-PROBE INC NEW COM 36866T103 448 8130 SH SOLE 0 0 8130 GENERAL MLS INC COM 370334104 712 19220 SH SOLE 0 0 19220 GENUINE PARTS CO COM 372460105 1050 21476 SH SOLE 21476 0 0 GILDAN ACTIVEWEAR INC COM 375916103 77585 2963352 SH SOLE 2478052 0 485300 GOLDCORP INC NEW COM 380956409 193527 4182558 SH SOLE 3030458 0 1152100 GROUPE CGI INC CL A SUB VTG 39945C109 1251 65955 SH SOLE 65955 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 970 54820 SH SOLE 0 0 54820 HALLIBURTON CO COM 406216101 965 32850 SH SOLE 32850 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 2593 92400 SH SOLE 63200 0 29200 HEALTH CARE REIT INC COM 42217K106 856 18996 SH SOLE 18996 0 0 HEINZ H J CO COM 423074103 2457 50560 SH SOLE 14000 0 36560 HESS CORP COM 42809H107 968 19170 SH SOLE 0 0 19170 HUDBAY MINERALS INC COM 443628102 3537 376100 SH SOLE 0 0 376100 HUMANA INC COM 444859102 3087 44100 SH SOLE 21600 0 22500 IMRIS INC COM 45322N105 1383 353000 SH SOLE 353000 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1249 26679 SH SOLE 26679 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4321 25670 SH SOLE 9340 0 16330 IVANHOE MINES LTD COM 46579N103 27931 2008104 SH SOLE 1730904 0 277200 JOHNSON & JOHNSON COM 478160104 6314 102985 SH SOLE 67085 0 35900 JOY GLOBAL INC COM 481165108 2608 43427 SH SOLE 19143 0 24284 KIMBERLY CLARK CORP COM 494368103 3268 47817 SH SOLE 20017 0 27800 KINROSS GOLD CORP COM NO PAR 496902404 59867 3994614 SH SOLE 3224614 0 770000 KRAFT FOODS INC CL A 50075N104 3404 105310 SH SOLE 43100 0 62210 KROGER CO COM 501044101 631 29830 SH SOLE 0 0 29830 LIBERTY GLOBAL INC COM SER A 530555101 525 15070 SH SOLE 0 0 15070 LIBERTY PPTY TR SH BEN INT 531172104 981 35000 SH SOLE 35000 0 0 MACERICH CO COM 554382101 702 17105 SH SOLE 17105 0 0 MACYS INC COM 55616P104 2425 95700 SH SOLE 47900 0 47800 MAGNA INTL INC COM 559222401 54309 1628323 SH SOLE 912023 0 716300 MCDONALDS CORP COM 580135101 9616 113751 SH SOLE 87151 0 26600 METHANEX CORP COM 59151K108 34980 1664716 SH SOLE 1443016 0 221700 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 953 41950 SH SOLE 0 0 41950 NATIONAL GRID PLC SPON ADR NEW 636274300 4157 87069 SH SOLE 22079 0 64990 NATIONAL OILWELL VARCO INC COM 637071101 897 18200 SH SOLE 18200 0 0 NETEASE COM INC SPONSORED ADR 64110W102 525 14300 SH SOLE 14300 0 0 NEW GOLD INC CDA COM 644535106 3852 369900 SH SOLE 369900 0 0 NEWS CORP CL A 65248E104 494 33120 SH SOLE 0 0 33120 NORFOLK SOUTHERN CORP COM 655844108 626 10660 SH SOLE 0 0 10660 NOVO-NORDISK A S ADR 670100205 4320 45100 SH SOLE 21790 0 23310 ORACLE CORP COM 68389X105 2155 77900 SH SOLE 33900 0 44000 OWENS ILL INC COM NEW 690768403 346 23740 SH SOLE 0 0 23740 PALL CORP COM 696429307 587 14380 SH SOLE 0 0 14380 PEARSON PLC SPONSORED ADR 705015105 4491 266473 SH SOLE 266473 0 0 PEPSICO INC COM 713448108 2473 41500 SH SOLE 41500 0 0 POTASH CORP SASK INC COM 73755L107 149909 3422875 SH SOLE 2479405 0 943470 PROGRESS ENERGY INC COM 743263105 1231 24729 SH SOLE 24729 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 48480 2335012 SH SOLE 2066012 0 269000 PROVIDENT ENERGY LTD NEW COM 74386V100 9085 1100000 SH SOLE 1100000 0 0 QUALCOMM INC COM 747525103 768 16410 SH SOLE 0 0 16410 REGENCY CTRS CORP COM 758849103 368 10828 SH SOLE 10828 0 0 RESEARCH IN MOTION LTD COM 760975102 18841 916363 SH SOLE 764443 0 151920 REYNOLDS AMERICAN INC COM 761713106 1943 53857 SH SOLE 53857 0 0 RIO TINTO PLC SPONSORED ADR 767204100 569 13400 SH SOLE 13400 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 107919 3125643 SH SOLE 2194288 0 931355 ROYAL BK CDA MONTREAL QUE COM 780087102 183848 3974201 SH SOLE 2873501 0 1100700 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 606 10150 SH SOLE 10150 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1272 51300 SH SOLE 0 0 51300 SANOFI SPONSORED ADR 80105N105 2637 83530 SH SOLE 83530 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1146 105600 SH SOLE 0 0 105600 SEADRILL LIMITED SHS G7945E105 3321 125339 SH SOLE 125339 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 127353 6223283 SH SOLE 4258683 0 1964600 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 461 7000 SH SOLE 7000 0 0 SIERRA WIRELESS INC COM 826516106 12963 1867856 SH SOLE 1773856 0 94000 SOUTHWEST AIRLS CO COM 844741108 794 102630 SH SOLE 0 0 102630 STANTEC INC COM 85472N109 7377 328200 SH SOLE 143500 0 184700 STATE STR CORP COM 857477103 633 20460 SH SOLE 0 0 20460 STATOIL ASA SPONSORED ADR 85771P102 2441 117700 SH SOLE 35600 0 82100 SUN LIFE FINL INC COM 866796105 50596 2100036 SH SOLE 1056036 0 1044000 SUNCOR ENERGY INC NEW COM 867224107 101710 3948674 SH SOLE 2783078 0 1165596 SXC HEALTH SOLUTIONS CORP COM 78505P100 2161 38400 SH SOLE 38400 0 0 SYSCO CORP COM 871829107 249 10000 SH SOLE 10000 0 0 TALISMAN ENERGY INC COM 87425E103 17058 1375923 SH SOLE 1172923 0 203000 TECK RESOURCES LTD CL B 878742204 92089 3094145 SH SOLE 2251945 0 842200 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 2625 275999 SH SOLE 275999 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 2842 111639 SH SOLE 111639 0 0 TELUS CORP NON-VTG SHS 87971M202 115364 2453467 SH SOLE 1805767 0 647700 THOMSON REUTERS CORP COM 884903105 85114 3113554 SH SOLE 2809154 0 304400 TIM HORTONS INC COM 88706M103 56938 1214385 SH SOLE 1006185 0 208200 TIME WARNER INC COM NEW 887317303 968 33540 SH SOLE 0 0 33540 TORONTO DOMINION BK ONT COM NEW 891160509 304696 4243851 SH SOLE 3246452 0 997399 TOTAL S A SPONSORED ADR 89151E109 619 14647 SH SOLE 14647 0 0 TRANSALTA CORP COM 89346D107 5212 237394 SH SOLE 237394 0 0 TRANSCANADA CORP COM 89353D107 108118 2640417 SH SOLE 2079317 0 561100 UNILEVER PLC SPON ADR NEW 904767704 4356 145095 SH SOLE 73155 0 71940 UNITED CONTL HLDGS INC COM 910047109 656 35150 SH SOLE 15100 0 20050 UNITED PARCEL SERVICE INC CL B 911312106 1072 17640 SH SOLE 0 0 17640 UNITEDHEALTH GROUP INC COM 91324P102 3996 90020 SH SOLE 44310 0 45710 VALE S A ADR 91912E105 2332 106280 SH SOLE 51970 0 54310 VIRGIN MEDIA INC COM 92769L101 444 18930 SH SOLE 0 0 18930 VISA INC COM CL A 92826C839 979 11860 SH SOLE 0 0 11860 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3189 129100 SH SOLE 129100 0 0 WASTE MGMT INC DEL COM 94106L109 646 20606 SH SOLE 20606 0 0 WATERS CORP COM 941848103 269 3700 SH SOLE 0 0 3700 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 698 59360 SH SOLE 10600 0 48760 WESTPAC BKG CORP SPONSORED ADR 961214301 6198 67036 SH SOLE 44336 0 22700 WHOLE FOODS MKT INC COM 966837106 4549 72360 SH SOLE 30800 0 41560 WINDSTREAM CORP COM 97381W104 2790 248816 SH SOLE 248816 0 0 YAMANA GOLD INC COM 98462Y100 143 10300 SH SOLE 10300 0 0