0001085146-11-001191.txt : 20111114 0001085146-11-001191.hdr.sgml : 20111111 20111114073511 ACCESSION NUMBER: 0001085146-11-001191 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HighTower Advisors, LLC CENTRAL INDEX KEY: 0001462245 IRS NUMBER: 364500709 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13510 FILM NUMBER: 111197729 BUSINESS ADDRESS: STREET 1: 525 WEST MONROE STREET STREET 2: SUITE 2300 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-962-3831 MAIL ADDRESS: STREET 1: 525 WEST MONROE STREET STREET 2: SUITE 2300 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 high3q2011r.txt HIGHTOWER ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HighTower Advisors, LLC Address: 200 W. Madison, Suite 2500 Chicago, IL 60606 13F File Number: 028-13510 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew M. Reynolds Title: Chief Compliance Officer Phone: 312-962-3800 Signature, Place, and Date of Signing: /s/ Matthew M. Reynolds Chicago, IL November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-06312 Abner, Herrman & Brock, Inc. 028-00869 Alger Funds 028-02701 ALLIANZ GLOBAL INV MGD ACCTS 028-05119 ALTA CAPITAL MANAGEMENT 028-01880 ANCHOR CAPITAL ADVISORS 028-01558 Ashfield & Co. 028-01162 ATALANTA/SOSNOFF MANAGEMENT 028-05936 Atlanta Capital Management Company, LLC 028-05620 BRANDES INVESTMENT PARTNERS 028-01398 CAMBIAR INVESTORS LLC 028-11448 Cambridge Financial Group, INC 028-06432 CAMBRIDGE INVESTMENT RES INC 028-03434 Congress Asset Management 028-04121 DAVIS SELECTED ADVISERS 028-05920 Delaware Capital Management 028-04139 EATON VANCE MANAGEMENT INC. 028-12170 ENERGY INCOME PARTNERS, LLC 028-04139 ENVESTNET ASSET MANAGEMENT 028-11540 Estabrook Capital Management 028-12465 Forward Uniplan Advisors, Inc. 028-03578 FRANKLIN PORTFOLIO ADVISORS 028-04145 Gannett Welsh & Kotler, Inc. 028-06003 Goldman Sachs Asset Management 028-02013 HARRIS ASSOCIATES LP 028-11678 Haverford Financial Services 028-10649 HAYS ADVISORY, LLC 028-11183 Henderson Global Investors (North Amer) 028-06986 HORIZON ASSET MGMT SVCS, LLC 028-12835 HORIZON INVESTMENT SERVICES 028-00797 ING INVESTMENT MANAGEMENT CO 028-00255 Invesco Advisers, Inc. 028-11445 KARPUS MANAGEMENT, INC. 028-05792 KAYNE ANDERSON RUDNICK 028-06810 Keeley Asset Management 028-03133 KENNEDY CAPITAL MANAGEMENT 028-05358 Lateef Investment Management 028-10469 Lazard Asset Management LLC 028-01701 LEGG MASON 028-00398 Loomis Sayles 028-00413 LORD ABBETT & CO. LLC 028-06419 Lotsoff Capital Management 028-04057 M.D. SASS INV. SERV., INC. 028-14137 Madison Investment Advisors 028-14137 McDonnell Investment Management, LLC 028-13173 MFS INVESTMENT ADVISORS, INC 028-03692 MILLER HOWARDINVESTMENTS 028-02824 Navellier & Associates, Inc. 028-00454 NEUBERGER & BERMAN, LLC 028-05406 New Amsterdam Partners LLC 028-03871 Newgate Capital Management LLC 028-10495 Northern Trust Investments 028-10409 NORTHROAD CAPITAL MANAGEMENT 028-11710 NUVEEN ASSET MANAGEMENT 028-01474 NWQ INVESTMENT MGMT CO LLC 028-05248 Pacific Income Advisers 028-04558 PARAMETRIC PORTFOLIO ASSOC 028-14013 Payden & Rygel 028-11296 Penn Capital Management, Inc. 028-03687 POLEN CAPITAL MANAGEMENT 028-01549 PRINCIPAL GLOBAL INVSTRS, LLC 028-10887 Quantum Capital Management 028-02634 Reed Conner & Birdwell LLC 028-10467 Rice Hall James 028-05655 Riverbridge Partners LLC 028-03511 ROOSEVELT INVESTMENT GROUP 028-05621 SANTA BARBARA ASSET MGNT, INC 028-04691 SCHAFER CULLEN CAPITAL MGMT 028-03381 SEGALL BRYANT & HAMILL 028-10665 THE LONDON COMPANY 028-06184 TIMUCUAN ASSET MANAGEMENT INC 028-12572 TRADEWINDS GLOBAL INVESTORS 028-02924 TURNER INVESTMENT PARTNERS 028-12465 UNIPLAN - FORWARD MANAGEMENT 028-13508 UNITED CAPITAL FIN ADV, INC 028-07104 WCM INVESTMENT MANAGEMENT 028-01204 WENTWORTH, HAUSER AND VIOLICH 028-05872 WILSON BENNETT CAPITAL MGMT 028-05177 Wood Asset Management, Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 655 Form 13F Information Table Value Total: $1,185,614 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST UNITED BANCORP INC FLA COM 33740N105 99 20000 SH SOLE 20000 0 0 3M CO COM 88579Y101 5641 77750 SH SOLE 77750 0 0 ABBOTT LABS COM 002824100 3112 60859 SH SOLE 60859 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 589 11177 SH SOLE 11177 0 0 ACE LTD SHS H0023R105 233 3845 SH SOLE 3845 0 0 ACTIVISION BLIZZARD INC COM 00507V109 191 16024 SH SOLE 16024 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 238 4101 SH SOLE 4101 0 0 AETNA INC NEW COM 00817Y108 225 6204 SH SOLE 6204 0 0 AIR PRODS & CHEMS INC COM 009158106 3181 41654 SH SOLE 41654 0 0 AIRGAS INC COM 009363102 6476 101468 SH SOLE 101468 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 32 11345 SH SOLE 11345 0 0 ALCOA INC COM 013817101 1133 118359 SH SOLE 118359 0 0 ALCOA INC NOTE 5.250% 3/1 013817AT8 72 44000 PRN SOLE 44000 0 0 ALEXZA PHARMACEUTICALS INC COM 015384100 12 11200 SH SOLE 11200 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 64 53000 PRN SOLE 53000 0 0 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 142 112000 PRN SOLE 112000 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 516 64765 SH SOLE 64765 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4381 287463 SH SOLE 287463 0 0 ALTRIA GROUP INC COM 02209S103 1984 74001 SH SOLE 74001 0 0 AMAZON COM INC COM 023135106 1904 8806 SH SOLE 8806 0 0 AMBASSADORS GROUP INC COM 023177108 76 13205 SH SOLE 13205 0 0 AMEREN CORP COM 023608102 200 6729 SH SOLE 6729 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 249 6700 SH SOLE 6700 0 0 AMERICAN ELEC PWR INC COM 025537101 963 25335 SH SOLE 25335 0 0 AMERICAN EXPRESS CO COM 025816109 1027 22865 SH SOLE 22865 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 14433 478223 SH SOLE 478223 0 0 AMGEN INC COM 031162100 1553 28256 SH SOLE 28256 0 0 AMGEN INC NOTE 0.375% 2/0 031162AQ3 68 69000 PRN SOLE 69000 0 0 AMPHENOL CORP NEW CL A 032095101 297 7296 SH SOLE 7296 0 0 ANADARKO PETE CORP COM 032511107 3201 50766 SH SOLE 50766 0 0 ANAREN INC COM 032744104 1092 57031 SH SOLE 57031 0 0 ANNALY CAP MGMT INC COM 035710409 711 42773 SH SOLE 42773 0 0 APACHE CORP COM 037411105 653 8141 SH SOLE 8141 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 310 14000 SH SOLE 14000 0 0 APPLE INC COM 037833100 16632 43617 SH SOLE 43617 0 0 APPLIED MATLS INC COM 038222105 402 38852 SH SOLE 38852 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 525 21162 SH SOLE 21162 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 112 12700 SH SOLE 12700 0 0 ARUBA NETWORKS INC COM 043176106 731 34941 SH SOLE 34941 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 2470 55689 SH SOLE 55689 0 0 AT&T INC COM 00206R102 13615 477371 SH SOLE 477371 0 0 ATHENAHEALTH INC COM 04685W103 277 4646 SH SOLE 4646 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1481 31417 SH SOLE 31417 0 0 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SH SOLE 3672 0 0 BED BATH & BEYOND INC COM 075896100 939 16377 SH SOLE 16377 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1495 14 SH SOLE 14 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3235 45537 SH SOLE 45537 0 0 BEST BUY INC SDCV 2.250% 1/1 086516AF8 45 45000 PRN SOLE 45000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 270 4058 SH SOLE 4058 0 0 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 99 10000 SH SOLE 10000 0 0 BLACKROCK CREDIT ALL INC TR COM 09255H105 293 31392 SH SOLE 31392 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 287 12674 SH SOLE 12674 0 0 BLACKROCK INCOME TR INC COM 09247F100 791 109650 SH SOLE 109650 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 315 19826 SH SOLE 19826 0 0 BLACKROCK MUNI 2018 TERM TR COM 09248C106 320 19710 SH SOLE 19710 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 212 14450 SH SOLE 14450 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 670 48401 SH SOLE 48401 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 241 17216 SH SOLE 17216 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 114 11245 SH SOLE 11245 0 0 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 766 58267 SH SOLE 58267 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254F100 847 57028 SH SOLE 57028 0 0 BLACKROCK STRAT EQUITY DIV T COM 09249Y107 215 23586 SH SOLE 23586 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1649 137620 SH SOLE 137620 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 12512 488006 SH SOLE 488006 0 0 BOEING CO COM 097023105 1872 30945 SH SOLE 30945 0 0 BORGWARNER INC NOTE 3.500% 4/1 099724AF3 141 76000 PRN SOLE 76000 0 0 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 49 45000 PRN SOLE 45000 0 0 BOSTON PROPERTIES INC COM 101121101 383 4291 SH SOLE 4291 0 0 BOSTON SCIENTIFIC CORP COM 101137107 133 22537 SH SOLE 22537 0 0 BP PLC SPONSORED ADR 055622104 2151 59628 SH SOLE 59628 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 212 12210 SH SOLE 12210 0 0 BRIGHTPOINT INC COM NEW 109473405 289 31345 SH SOLE 31345 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6525 207925 SH SOLE 207925 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 3195 739484 SH SOLE 739484 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 797 28939 SH SOLE 28939 0 0 BROWN & BROWN INC COM 115236101 278 15634 SH SOLE 15634 0 0 BROWN FORMAN CORP CL A 115637100 373 5493 SH SOLE 5493 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 6970 111498 SH SOLE 111498 0 0 CA INC COM 12673P105 214 11027 SH SOLE 11027 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 195 21102 SH SOLE 21102 0 0 CAMBIUM LEARNING GRP INC COM 13201A107 239 80000 SH SOLE 80000 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 853 20532 SH SOLE 20532 0 0 CAPITAL ONE FINL CORP COM 14040H105 367 9252 SH SOLE 9252 0 0 CARDINAL HEALTH INC COM 14149Y108 665 15869 SH SOLE 15869 0 0 CARLISLE COS INC COM 142339100 219 6884 SH SOLE 6884 0 0 CATERPILLAR INC DEL COM 149123101 1350 18290 SH SOLE 18290 0 0 CBIZ INC COM 124805102 175 26563 SH SOLE 26563 0 0 CELGENE CORP COM 151020104 3631 58656 SH SOLE 58656 0 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189054109 3082 46471 SH SOLE 46471 0 0 CMS ENERGY CORP COM 125896100 6242 315395 SH SOLE 315395 0 0 COACH INC COM 189754104 318 6129 SH SOLE 6129 0 0 COCA COLA CO COM 191216100 6320 93545 SH SOLE 93545 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1301 20755 SH SOLE 20755 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1329 85383 SH SOLE 85383 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 80 10466 SH SOLE 10466 0 0 COLGATE PALMOLIVE CO COM 194162103 12730 143554 SH SOLE 143554 0 0 COMCAST CORP NEW CL A 20030N101 305 14558 SH SOLE 14558 0 0 COMCAST CORP NEW CL A SPL 20030N200 665 32078 SH SOLE 32078 0 0 CONOCOPHILLIPS COM 20825C104 4797 75763 SH SOLE 75763 0 0 CONSOL ENERGY INC COM 20854P109 1970 58059 SH SOLE 58059 0 0 CONSOLIDATED EDISON INC COM 209115104 2104 36905 SH SOLE 36905 0 0 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 1890 34550 SH SOLE 34550 0 0 CORNING INC COM 219350105 948 76673 SH SOLE 76673 0 0 COSTCO WHSL CORP NEW COM 22160K105 342 4164 SH SOLE 4164 0 0 COVIDIEN PLC 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342 42773 SH SOLE 42773 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 220 25750 SH SOLE 25750 0 0 EBAY INC COM 278642103 318 10795 SH SOLE 10795 0 0 ECA MARCELLUS TR I COM UNIT 26827L109 4420 175880 SH SOLE 175880 0 0 ECOLAB INC COM 278865100 250 5127 SH SOLE 5127 0 0 EL PASO CORP COM 28336L109 809 46296 SH SOLE 46296 0 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 10022 282555 SH SOLE 282555 0 0 ELAN PLC ADR 284131208 123 11700 SH SOLE 11700 0 0 ELLSWORTH FUND LTD COM 289074106 396 61634 SH SOLE 61634 0 0 EMERSON ELEC CO COM 291011104 956 23151 SH SOLE 23151 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 311 11334 SH SOLE 11334 0 0 ENERGY INCOME & GROWTH FD COM 292697109 1855 73189 SH SOLE 73189 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 772 18835 SH SOLE 18835 0 0 ENERPLUS CORP COM 292766102 320 13023 SH SOLE 13023 0 0 ENTEGRIS INC COM 29362U104 67 10440 SH SOLE 10440 0 0 ENTERGY CORP NEW COM 29364G103 218 3292 SH SOLE 3292 0 0 ENTERPRISE PRODS PARTNERS L COM 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INC COM 42217K106 353 7553 SH SOLE 7553 0 0 HEARTLAND FINL USA INC COM 42234Q102 240 16911 SH SOLE 16911 0 0 HEINZ H J CO COM 423074103 712 14100 SH SOLE 14100 0 0 HERBALIFE LTD COM USD SHS G4412G101 1419 26482 SH SOLE 26482 0 0 HERSHEY CO COM 427866108 666 11244 SH SOLE 11244 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 115 12868 SH SOLE 12868 0 0 HESS CORP COM 42809H107 211 4024 SH SOLE 4024 0 0 HEWLETT PACKARD CO COM 428236103 4554 202867 SH SOLE 202867 0 0 HIGHLAND CR STRATEGIES FD COM 43005Q107 207 33455 SH SOLE 33455 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 2955 60071 SH SOLE 60071 0 0 HOME DEPOT INC COM 437076102 573 17432 SH SOLE 17432 0 0 HOME PROPERTIES INC COM 437306103 341 6000 SH SOLE 6000 0 0 HONEYWELL INTL INC COM 438516106 1136 25870 SH SOLE 25870 0 0 HOST HOTELS & RESORTS INC COM 44107P104 183 16739 SH SOLE 16739 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 251 14427 SH SOLE 14427 0 0 HUNTINGTON BANCSHARES INC COM 446150104 84 17515 SH SOLE 17515 0 0 I D SYSTEMS INC COM 449489103 1013 199743 SH SOLE 199743 0 0 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 42 43000 PRN SOLE 43000 0 0 IDEXX LABS INC COM 45168D104 251 3637 SH SOLE 3637 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 819 30414 SH SOLE 30414 0 0 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 341 12626 SH SOLE 12626 0 0 INERGY L P UNIT LTD PTNR 456615103 1830 73140 SH SOLE 73140 0 0 ING PRIME RATE TR SH BEN INT 44977W106 808 157812 SH SOLE 157812 0 0 INGERSOLL-RAND PLC SHS G47791101 352 12535 SH SOLE 12535 0 0 INTEL CORP COM 458140100 6486 304006 SH SOLE 304006 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 42 41000 PRN SOLE 41000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 20738 118594 SH SOLE 118594 0 0 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 71 62000 PRN SOLE 62000 0 0 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 14 14000 PRN SOLE 14000 0 0 INTUIT COM 461202103 1362 28704 SH SOLE 28704 0 0 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 227 16734 SH SOLE 16734 0 0 INVESCO VAN KAMPEN SR INC TR COM 46131H107 70 16633 SH SOLE 16633 0 0 ISHARES GOLD TRUST ISHARES 464285105 3830 241965 SH SOLE 241965 0 0 ISHARES INC MSCI BRAZIL 464286400 759 14589 SH SOLE 14589 0 0 ISHARES INC MSCI CDA INDEX 464286509 833 32698 SH SOLE 32698 0 0 ISHARES INC MSCI TURKEY FD 464286715 885 18605 SH SOLE 18605 0 0 ISHARES INC MSCI STH AFRCA 464286780 837 14801 SH SOLE 14801 0 0 ISHARES INC MSCI JAPAN 464286848 350 36948 SH SOLE 36948 0 0 ISHARES INC MSCI HONG KONG 464286871 503 35091 SH SOLE 35091 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 5779 199894 SH SOLE 199894 0 0 ISHARES TR S&P 100 IDX FD 464287101 378 7348 SH SOLE 7348 0 0 ISHARES TR NYSE 100INX FD 464287135 633 11822 SH SOLE 11822 0 0 ISHARES TR S&P 1500 INDEX 464287150 680 13261 SH SOLE 13261 0 0 ISHARES TR DJ SEL DIV INX 464287168 3170 65700 SH SOLE 65700 0 0 ISHARES TR BARCLYS TIPS BD 464287176 3507 30681 SH SOLE 30681 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 916 29721 SH SOLE 29721 0 0 ISHARES TR S&P 500 INDEX 464287200 3078 27073 SH SOLE 27073 0 0 ISHARES TR BARCLY USAGG B 464287226 1090 9898 SH SOLE 9898 0 0 ISHARES TR MSCI EMERG MKT 464287234 4055 115555 SH SOLE 115555 0 0 ISHARES TR IBOXX INV CPBD 464287242 4179 37212 SH SOLE 37212 0 0 ISHARES TR S&P GBL INF 464287291 3054 56210 SH SOLE 56210 0 0 ISHARES TR S&P500 GRW 464287309 1627 26573 SH SOLE 26573 0 0 ISHARES TR S&P GBL ENER 464287341 2033 61615 SH SOLE 61615 0 0 ISHARES TR S&P LTN AM 40 464287390 380 9791 SH SOLE 9791 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 899 8555 SH SOLE 8555 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 4025 47596 SH SOLE 47596 0 0 ISHARES TR MSCI EAFE INDEX 464287465 3034 63492 SH SOLE 63492 0 0 ISHARES TR RUSSELL MCP VL 464287473 352 9141 SH SOLE 9141 0 0 ISHARES TR RUSSELL MCP GR 464287481 1031 20762 SH SOLE 20762 0 0 ISHARES TR RUSSELL MIDCAP 464287499 603 6829 SH SOLE 6829 0 0 ISHARES TR S&P MIDCAP 400 464287507 255 3259 SH SOLE 3259 0 0 ISHARES TR COHEN&ST RLTY 464287564 203 3296 SH SOLE 3296 0 0 ISHARES TR RUSSELL1000VAL 464287598 3192 56409 SH SOLE 56409 0 0 ISHARES TR RUSSELL1000GRW 464287614 5149 97935 SH SOLE 97935 0 0 ISHARES TR RUSSELL 1000 464287622 595 9518 SH SOLE 9518 0 0 ISHARES TR RUSSELL 2000 464287655 2213 34572 SH SOLE 34572 0 0 ISHARES TR RUSSELL 3000 464287689 997 14934 SH SOLE 14934 0 0 ISHARES TR S&P MIDCP VALU 464287705 650 9849 SH SOLE 9849 0 0 ISHARES TR DJ US TECH SEC 464287721 795 13445 SH SOLE 13445 0 0 ISHARES TR S&P SMLCAP 600 464287804 1488 25410 SH SOLE 25410 0 0 ISHARES TR DJ US INDEX FD 464287846 1561 27601 SH SOLE 27601 0 0 ISHARES TR S&P CITINT TBD 464288117 988 9443 SH SOLE 9443 0 0 ISHARES TR S&P SH NTL AMTFR 464288158 425 3990 SH SOLE 3990 0 0 ISHARES TR S&P GTFIDX ETF 464288174 363 10542 SH SOLE 10542 0 0 ISHARES TR JPMORGAN USD 464288281 915 8680 SH SOLE 8680 0 0 ISHARES TR S&P NTL AMTFREE 464288414 1091 10229 SH SOLE 10229 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 478 16874 SH SOLE 16874 0 0 ISHARES TR HIGH YLD CORP 464288513 6911 83518 SH SOLE 83518 0 0 ISHARES TR MRTG PLS CAP IDX 464288539 296 23816 SH SOLE 23816 0 0 ISHARES TR RESIDENT PLS CAP 464288562 2317 60094 SH SOLE 60094 0 0 ISHARES TR BARCLYS MBS BD 464288588 224 2063 SH SOLE 2063 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 5743 55234 SH SOLE 55234 0 0 ISHARES TR BARCLYS 10-20YR 464288653 798 6033 SH SOLE 6033 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 932 7675 SH SOLE 7675 0 0 ISHARES TR BARCLYS SH TREA 464288679 1441 13067 SH SOLE 13067 0 0 ISHARES TR US PFD STK IDX 464288687 456 12804 SH SOLE 12804 0 0 ISHARES TR DJ MED DEVICES 464288810 1515 27007 SH SOLE 27007 0 0 ISHARES TR DJ OIL&GAS EXP 464288851 215 4200 SH SOLE 4200 0 0 ISHARES TR RSSL MCRCP IDX 464288869 201 5097 SH SOLE 5097 0 0 ISHARES TR MSCI VAL IDX 464288877 520 12538 SH SOLE 12538 0 0 ISHARES TR MSCI GRW IDX 464288885 453 9098 SH SOLE 9098 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 78 85000 PRN SOLE 85000 0 0 JOHNSON & JOHNSON COM 478160104 24249 380726 SH SOLE 380726 0 0 JPMORGAN CHASE & CO COM 46625H100 9593 318501 SH SOLE 318501 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3104 91149 SH SOLE 91149 0 0 KELLOGG CO COM 487836108 435 8186 SH SOLE 8186 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 48 16030 SH SOLE 16030 0 0 KEYCORP NEW COM 493267108 154 25894 SH SOLE 25894 0 0 KIMBERLY CLARK CORP COM 494368103 10066 141753 SH SOLE 141753 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1654 24192 SH SOLE 24192 0 0 KINDER MORGAN INC DEL COM 49456B101 4294 153113 SH SOLE 153113 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 519 8846 SH SOLE 8846 0 0 KOHLS CORP COM 500255104 339 6914 SH SOLE 6914 0 0 KRAFT FOODS INC CL A 50075N104 1457 43402 SH SOLE 43402 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 884 14266 SH SOLE 14266 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 406 5138 SH SOLE 5138 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 110 71238 SH SOLE 71238 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 21 14224 SH SOLE 14224 0 0 LIBBEY INC COM 529898108 127 12042 SH SOLE 12042 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 153 10339 SH SOLE 10339 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 781 20329 SH SOLE 20329 0 0 LILLY ELI & CO COM 532457108 1063 28747 SH SOLE 28747 0 0 LKQ CORP COM 501889208 801 33156 SH SOLE 33156 0 0 LOCKHEED MARTIN CORP COM 539830109 842 11586 SH SOLE 11586 0 0 LORILLARD INC COM 544147101 390 3523 SH SOLE 3523 0 0 LOWES COS INC COM 548661107 317 16415 SH SOLE 16415 0 0 M & F WORLDWIDE CORP COM 552541104 273 11103 SH SOLE 11103 0 0 M & T BK CORP COM 55261F104 2235 31975 SH SOLE 31975 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 734 12150 SH SOLE 12150 0 0 MANTECH INTL CORP CL A 564563104 1399 44567 SH SOLE 44567 0 0 MARATHON OIL CORP COM 565849106 1844 85427 SH SOLE 85427 0 0 MARKEL CORP COM 570535104 410 1148 SH SOLE 1148 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 12515 226911 SH SOLE 226911 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 3284 116665 SH SOLE 116665 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 658 15222 SH SOLE 15222 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 448 11434 SH SOLE 11434 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 922 36431 SH SOLE 36431 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 745 43186 SH SOLE 43186 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 538 11717 SH SOLE 11717 0 0 MARRIOTT INTL INC NEW CL A 571903202 222 8168 SH SOLE 8168 0 0 MARSH & MCLENNAN COS INC COM 571748102 499 18780 SH SOLE 18780 0 0 MASCO CORP COM 574599106 144 20165 SH SOLE 20165 0 0 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 10 11000 PRN SOLE 11000 0 0 MASTERCARD INC CL A 57636Q104 886 2795 SH SOLE 2795 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 429 18409 SH SOLE 18409 0 0 MCCORMICK & CO INC COM NON VTG 579780206 700 15173 SH SOLE 15173 0 0 MCDONALDS CORP COM 580135101 6818 77643 SH SOLE 77643 0 0 MCGRAW HILL COS INC COM 580645109 339 8270 SH SOLE 8270 0 0 MCKESSON CORP COM 58155Q103 229 3153 SH SOLE 3153 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 3012 43762 SH SOLE 43762 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2776 59194 SH SOLE 59194 0 0 MEDTRONIC INC COM 585055106 2163 65081 SH SOLE 65081 0 0 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 30 30000 PRN SOLE 30000 0 0 MERCK & CO INC NEW COM 58933Y105 3994 122132 SH SOLE 122132 0 0 METLIFE INC COM 59156R108 220 7858 SH SOLE 7858 0 0 METROPCS COMMUNICATIONS INC COM 591708102 90 10390 SH SOLE 10390 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 761 89260 SH SOLE 89260 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 286 47650 SH SOLE 47650 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 693 110003 SH SOLE 110003 0 0 MGT CAPITAL INVTS INC COM 55302P103 2 30000 SH SOLE 30000 0 0 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 30 32000 PRN SOLE 32000 0 0 MICROSOFT CORP COM 594918104 18288 734755 SH SOLE 734755 0 0 MILLER INDS INC TENN COM NEW 600551204 228 13118 SH SOLE 13118 0 0 MINE SAFETY APPLIANCES CO COM 602720104 318 11807 SH SOLE 11807 0 0 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 117 111000 PRN SOLE 111000 0 0 MONSANTO CO NEW COM 61166W101 4839 80595 SH SOLE 80595 0 0 MORGAN STANLEY COM NEW 617446448 441 32647 SH SOLE 32647 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 388 26832 SH SOLE 26832 0 0 MOSAIC CO NEW COM 61945C103 768 15688 SH SOLE 15688 0 0 NATIONAL FUEL GAS CO N J COM 636180101 212 4349 SH SOLE 4349 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 241 4860 SH SOLE 4860 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1414 27603 SH SOLE 27603 0 0 NAVIGANT CONSULTING INC COM 63935N107 215 23228 SH SOLE 23228 0 0 NETEASE COM INC SPONSORED ADR 64110W102 1370 35899 SH SOLE 35899 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 824 55651 SH SOLE 55651 0 0 NEUROGESX INC COM 641252101 13 15100 SH SOLE 15100 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 462 38859 SH SOLE 38859 0 0 NEWMONT MINING CORP COM 651639106 9741 154742 SH SOLE 154742 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 22 15000 PRN SOLE 15000 0 0 NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 75 54000 PRN SOLE 54000 0 0 NEXTERA ENERGY INC COM 65339F101 1029 19042 SH SOLE 19042 0 0 NII HLDGS INC CL B NEW 62913F201 1119 41526 SH SOLE 41526 0 0 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 55 55000 PRN SOLE 55000 0 0 NIKE INC CL B 654106103 4556 53279 SH SOLE 53279 0 0 NISOURCE INC COM 65473P105 374 17505 SH SOLE 17505 0 0 NOBLE ENERGY INC COM 655044105 413 5838 SH SOLE 5838 0 0 NOKIA CORP SPONSORED ADR 654902204 91 16134 SH SOLE 16134 0 0 NORFOLK SOUTHERN CORP COM 655844108 262 4289 SH SOLE 4289 0 0 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 397 12674 SH SOLE 12674 0 0 NORTHROP GRUMMAN CORP COM 666807102 425 8143 SH SOLE 8143 0 0 NOVARTIS A G SPONSORED ADR 66987V109 7805 139953 SH SOLE 139953 0 0 NOVO-NORDISK A S ADR 670100205 318 3194 SH SOLE 3194 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 4199 80324 SH SOLE 80324 0 0 NUVEEN MICH QUALITY INCOME M COM 670979103 209 15028 SH SOLE 15028 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 775 59543 SH SOLE 59543 0 0 NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 126 16030 SH SOLE 16030 0 0 NUVEEN MULTI STRAT INC & GR COM 67073B106 361 48188 SH SOLE 48188 0 0 NUVEEN MUN VALUE FD INC COM 670928100 232 23830 SH SOLE 23830 0 0 NUVEEN NY QUALITY INCM MUN F COM 670986108 842 56907 SH SOLE 56907 0 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 409 32308 SH SOLE 32308 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 332 23729 SH SOLE 23729 0 0 NYSE EURONEXT COM 629491101 212 9119 SH SOLE 9119 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1462 20451 SH SOLE 20451 0 0 OLD REP INTL CORP COM 680223104 359 40238 SH SOLE 40238 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 55 52000 PRN SOLE 52000 0 0 ONEOK INC NEW COM 682680103 10233 154953 SH SOLE 154953 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 840 18040 SH SOLE 18040 0 0 OPEN TEXT CORP COM 683715106 1417 27183 SH SOLE 27183 0 0 ORACLE CORP COM 68389X105 6017 209347 SH SOLE 209347 0 0 P C CONNECTION COM 69318J100 203 25495 SH SOLE 25495 0 0 PACIFIC CAP BANCORP NEW COM NEW 69404P200 417 16335 SH SOLE 16335 0 0 PENN VA CORP NOTE 4.500%11/1 707882AA4 10 10000 PRN SOLE 10000 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 343 14630 SH SOLE 14630 0 0 PENN WEST PETE LTD NEW COM 707887105 206 13933 SH SOLE 13933 0 0 PEPSICO INC COM 713448108 20234 326872 SH SOLE 326872 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 907 40391 SH SOLE 40391 0 0 PFIZER INC COM 717081103 8652 489380 SH SOLE 489380 0 0 PHILIP MORRIS INTL INC COM 718172109 3053 48951 SH SOLE 48951 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 222 23667 SH SOLE 23667 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 2224 41948 SH SOLE 41948 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 4393 43750 SH SOLE 43750 0 0 PIONEER HIGH INCOME TR COM 72369H106 226 13850 SH SOLE 13850 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 3849 65324 SH SOLE 65324 0 0 PLUM CREEK TIMBER CO INC COM 729251108 210 6055 SH SOLE 6055 0 0 PNC FINL SVCS GROUP INC COM 693475105 582 12077 SH SOLE 12077 0 0 POLYCOM INC COM 73172K104 294 16000 SH SOLE 16000 0 0 POTASH CORP SASK INC COM 73755L107 894 20680 SH SOLE 20680 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1714 66564 SH SOLE 66564 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 3343 116010 SH SOLE 116010 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 600 11440 SH SOLE 11440 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 355 23588 SH SOLE 23588 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2045 41801 SH SOLE 41801 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 221 9594 SH SOLE 9594 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 424 17465 SH SOLE 17465 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 474 27000 SH SOLE 27000 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 425 16254 SH SOLE 16254 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 455 23921 SH SOLE 23921 0 0 POWERSHARES GLOBAL ETF TRUST EX US SML PORT 73936T771 250 12077 SH SOLE 12077 0 0 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 217 4978 SH SOLE 4978 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 809 44428 SH SOLE 44428 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1232 23469 SH SOLE 23469 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1311 44198 SH SOLE 44198 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 253 13662 SH SOLE 13662 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 2942 138702 SH SOLE 138702 0 0 PPG INDS INC COM 693506107 249 3523 SH SOLE 3523 0 0 PPL CORP COM 69351T106 3110 108967 SH SOLE 108967 0 0 PRAXAIR INC COM 74005P104 8070 86328 SH SOLE 86328 0 0 PROCTER & GAMBLE CO COM 742718109 18228 288508 SH SOLE 288508 0 0 PROGRESS ENERGY INC COM 743263105 252 4870 SH SOLE 4870 0 0 PROLOGIS NOTE 2.625% 5/1 74340XAS0 25 25000 PRN SOLE 25000 0 0 PROSHARES TR PSHS SHTFINL ETF 74347R230 3089 70600 SH SOLE 70600 0 0 PROSHARES TR PSHS CS 130/30 74347R248 524 10191 SH SOLE 10191 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 732 37649 SH SOLE 37649 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 6392 114323 SH SOLE 114323 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 7079 185704 SH SOLE 185704 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 457 2344 SH SOLE 2344 0 0 PROSHARES TR SHT BASIC MAT 74347X559 3371 71260 SH SOLE 71260 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 3273 101798 SH SOLE 101798 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 208 25499 SH SOLE 25499 0 0 PRUDENTIAL FINL INC COM 744320102 316 6733 SH SOLE 6733 0 0 PUBLIC STORAGE COM 74460D109 344 3093 SH SOLE 3093 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 337 10105 SH SOLE 10105 0 0 QEP RES INC COM 74733V100 1173 43337 SH SOLE 43337 0 0 QUALCOMM INC COM 747525103 3038 62463 SH SOLE 62463 0 0 QUEST DIAGNOSTICS INC COM 74834L100 349 7064 SH SOLE 7064 0 0 RALPH LAUREN CORP CL A 751212101 2313 17835 SH SOLE 17835 0 0 RAYTHEON CO COM NEW 755111507 1390 34017 SH SOLE 34017 0 0 RESEARCH IN MOTION LTD COM 760975102 544 26809 SH SOLE 26809 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 74 10000 SH SOLE 10000 0 0 RITE AID CORP COM 767754104 26 26502 SH SOLE 26502 0 0 ROCKWELL AUTOMATION INC COM 773903109 268 4791 SH SOLE 4791 0 0 ROCKWELL COLLINS INC COM 774341101 326 6182 SH SOLE 6182 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 337 9865 SH SOLE 9865 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3668 59631 SH SOLE 59631 0 0 RPM INTL INC COM 749685103 300 16025 SH SOLE 16025 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 298 11590 SH SOLE 11590 0 0 RYDEX ETF TRUST TOP 50 ETF 78355W205 1321 16034 SH SOLE 16034 0 0 SALESFORCE COM INC COM 79466L302 378 3306 SH SOLE 3306 0 0 SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 52 52000 PRN SOLE 52000 0 0 SANDRIDGE ENERGY INC COM 80007P307 61 10901 SH SOLE 10901 0 0 SANMINA SCI CORP COM NEW 800907206 200 29981 SH SOLE 29981 0 0 SANOFI SPONSORED ADR 80105N105 3117 95034 SH SOLE 95034 0 0 SANOFI RIGHT 12/31/2020 80105N113 13 12053 SH SOLE 12053 0 0 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 83 80000 PRN SOLE 80000 0 0 SCANA CORP NEW COM 80589M102 253 6253 SH SOLE 6253 0 0 SCHLUMBERGER LTD COM 806857108 5142 86092 SH SOLE 86092 0 0 SCHWAB CHARLES CORP NEW COM 808513105 116 10289 SH SOLE 10289 0 0 SEACOR HOLDINGS INC COM 811904101 2224 27731 SH SOLE 27731 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 137 13358 SH SOLE 13358 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9321 314871 SH SOLE 314871 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 626 10696 SH SOLE 10696 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2688 227576 SH SOLE 227576 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1775 75622 SH SOLE 75622 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6779 201637 SH SOLE 201637 0 0 SEMPRA ENERGY COM 816851109 286 5549 SH SOLE 5549 0 0 SHERWIN WILLIAMS CO COM 824348106 235 3157 SH SOLE 3157 0 0 SIGMA ALDRICH CORP COM 826552101 574 9286 SH SOLE 9286 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 120 10375 SH SOLE 10375 0 0 SILVERCORP METALS INC COM 82835P103 91 11500 SH SOLE 11500 0 0 SIMON PPTY GROUP INC NEW COM 828806109 488 4437 SH SOLE 4437 0 0 SIRIUS XM RADIO INC COM 82967N108 169 112045 SH SOLE 112045 0 0 SLM CORP COM 78442P106 239 19214 SH SOLE 19214 0 0 SMUCKER J M CO COM NEW 832696405 238 3271 SH SOLE 3271 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 706 21371 SH SOLE 21371 0 0 SOUTHERN CO COM 842587107 683 22882 SH SOLE 22882 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 208 1908 SH SOLE 1908 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 31637 200156 SH SOLE 200156 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 356 8233 SH SOLE 8233 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 402 12370 SH SOLE 12370 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2648 98001 SH SOLE 98001 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12975 115060 SH SOLE 115060 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 236 1663 SH SOLE 1663 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 761 13693 SH SOLE 13693 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 435 7667 SH SOLE 7667 0 0 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 561 15731 SH SOLE 15731 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 630 11839 SH SOLE 11839 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1490 41168 SH SOLE 41168 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1952 80146 SH SOLE 80146 0 0 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 1910 62990 SH SOLE 62990 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 533 9319 SH SOLE 9319 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 354 5892 SH SOLE 5892 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 752 19267 SH SOLE 19267 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 1524 26967 SH SOLE 26967 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 1798 39211 SH SOLE 39211 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 764 16530 SH SOLE 16530 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 803 17555 SH SOLE 17555 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 722 16853 SH SOLE 16853 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3324 68469 SH SOLE 68469 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 750 17702 SH SOLE 17702 0 0 SPECTRA ENERGY CORP COM 847560109 316 12862 SH SOLE 12862 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 1220 86827 SH SOLE 86827 0 0 ST JUDE MED INC COM 790849103 293 8084 SH SOLE 8084 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 106 13607 SH SOLE 13607 0 0 STANLEY WKS FRNT 5/1 854616AM1 22 21000 PRN SOLE 21000 0 0 STARBUCKS CORP COM 855244109 273 7323 SH SOLE 7323 0 0 STEEL DYNAMICS INC COM 858119100 1316 132630 SH SOLE 132630 0 0 STRYKER CORP COM 863667101 2525 53573 SH SOLE 53573 0 0 SUNCOR ENERGY INC NEW COM 867224107 329 12950 SH SOLE 12950 0 0 SUNPOWER CORP DBCV 4.500% 3/1 867652AE9 11 13000 PRN SOLE 13000 0 0 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 602 1525000 PRN SOLE 1525000 0 0 SUPERVALU INC COM 868536103 302 45285 SH SOLE 45285 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1691 187685 SH SOLE 187685 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 2658 329346 SH SOLE 329346 0 0 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 23 20000 PRN SOLE 20000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1297 113474 SH SOLE 113474 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 1759 53502 SH SOLE 53502 0 0 TARGET CORP COM 87612E106 796 16236 SH SOLE 16236 0 0 TASEKO MINES LTD COM 876511106 51 20000 SH SOLE 20000 0 0 TASER INTL INC COM 87651B104 134 31000 SH SOLE 31000 0 0 TECH DATA CORP DBCV 2.750%12/1 878237AE6 78 78000 PRN SOLE 78000 0 0 TELEFONICA S A SPONSORED ADR 879382208 205 10736 SH SOLE 10736 0 0 TERADYNE INC COM 880770102 110 10000 SH SOLE 10000 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 5389 226230 SH SOLE 226230 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 58 57000 PRN SOLE 57000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3545 95244 SH SOLE 95244 0 0 TEXAS INSTRS INC COM 882508104 247 9283 SH SOLE 9283 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 222 4385 SH SOLE 4385 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 169 117667 SH SOLE 117667 0 0 TIFFANY & CO NEW COM 886547108 231 3790 SH SOLE 3790 0 0 TIME WARNER CABLE INC COM 88732J207 429 6852 SH SOLE 6852 0 0 TIME WARNER INC COM NEW 887317303 1204 40159 SH SOLE 40159 0 0 TJX COS INC NEW COM 872540109 214 3850 SH SOLE 3850 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 401 5648 SH SOLE 5648 0 0 TOTAL S A SPONSORED ADR 89151E109 2863 65252 SH SOLE 65252 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 114 10000 SH SOLE 10000 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1246 18250 SH SOLE 18250 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 11 11000 PRN SOLE 11000 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 47 48000 PRN SOLE 48000 0 0 TRANSOCEAN LTD REG SHS H8817H100 344 7197 SH SOLE 7197 0 0 TRAVELERS COMPANIES INC COM 89417E109 309 6331 SH SOLE 6331 0 0 TRIMBLE NAVIGATION LTD COM 896239100 262 7817 SH SOLE 7817 0 0 UAL CORP NOTE 4.500% 6/3 902549AH7 38 43000 PRN SOLE 43000 0 0 UBS AG SHS NEW H89231338 317 27722 SH SOLE 27722 0 0 UGI CORP NEW COM 902681105 2343 89198 SH SOLE 89198 0 0 UNILEVER N V N Y SHS NEW 904784709 2469 78390 SH SOLE 78390 0 0 UNILEVER PLC SPON ADR NEW 904767704 1605 51470 SH SOLE 51470 0 0 UNION PAC CORP COM 907818108 738 9038 SH SOLE 9038 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1056 16724 SH SOLE 16724 0 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 19 18000 PRN SOLE 18000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1952 27746 SH SOLE 27746 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1401 30385 SH SOLE 30385 0 0 US BANCORP DEL COM NEW 902973304 439 18668 SH SOLE 18668 0 0 V F CORP COM 918204108 395 3250 SH SOLE 3250 0 0 VALERO ENERGY CORP NEW COM 91913Y100 303 17031 SH SOLE 17031 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5416 66511 SH SOLE 66511 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 4717 56340 SH SOLE 56340 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2405 47267 SH SOLE 47267 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 437 9481 SH SOLE 9481 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1799 32144 SH SOLE 32144 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1439 30581 SH SOLE 30581 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 538 8769 SH SOLE 8769 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2100 36375 SH SOLE 36375 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1887 48727 SH SOLE 48727 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 5483 153042 SH SOLE 153042 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 27262 560020 SH SOLE 560020 0 0 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 416 13823 SH SOLE 13823 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 453 10413 SH SOLE 10413 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1941 35006 SH SOLE 35006 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 853 11188 SH SOLE 11188 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 346 6107 SH SOLE 6107 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 750 13213 SH SOLE 13213 0 0 VARIAN MED SYS INC COM 92220P105 277 5314 SH SOLE 5314 0 0 VECTOR GROUP LTD COM 92240M108 904 64765 SH SOLE 64765 0 0 VENTAS INC COM 92276F100 260 5261 SH SOLE 5261 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6376 173252 SH SOLE 173252 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 278 47349 SH SOLE 47349 0 0 VISA INC COM CL A 92826C839 880 10262 SH SOLE 10262 0 0 VIVUS INC COM 928551100 210 26000 SH SOLE 26000 0 0 VMWARE INC CL A COM 928563402 273 3401 SH SOLE 3401 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 15402 600249 SH SOLE 600249 0 0 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 78 76000 PRN SOLE 76000 0 0 VULCAN MATLS CO COM 929160109 871 31600 SH SOLE 31600 0 0 WABASH NATL CORP COM 929566107 119 25000 SH SOLE 25000 0 0 WAL MART STORES INC COM 931142103 14064 270968 SH SOLE 270968 0 0 WALGREEN CO COM 931422109 1026 31198 SH SOLE 31198 0 0 WALTER ENERGY INC COM 93317Q105 211 3510 SH SOLE 3510 0 0 WASTE MGMT INC DEL COM 94106L109 236 7258 SH SOLE 7258 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 224 18336 SH SOLE 18336 0 0 WELLS FARGO & CO NEW COM 949746101 1214 50326 SH SOLE 50326 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 333 23448 SH SOLE 23448 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 617 48866 SH SOLE 48866 0 0 WESTERN ASSET INFL MGMT FD I COM 95766U107 199 11444 SH SOLE 11444 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 513 33260 SH SOLE 33260 0 0 WESTERN ASST MNG MUN FD INC COM 95766M105 1699 129681 SH SOLE 129681 0 0 WESTERN COPPER CORP COM 95805Y102 64 30000 SH SOLE 30000 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 5841 172970 SH SOLE 172970 0 0 WHOLE FOODS MKT INC COM 966837106 604 9240 SH SOLE 9240 0 0 WILEY JOHN & SONS INC CL A 968223206 2553 57471 SH SOLE 57471 0 0 WILLIAMS COS INC DEL COM 969457100 4177 171591 SH SOLE 171591 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 6075 112001 SH SOLE 112001 0 0 WISCONSIN ENERGY CORP COM 976657106 3822 122145 SH SOLE 122145 0 0 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 398 19265 SH SOLE 19265 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 3528 139565 SH SOLE 139565 0 0 WMS INDS INC COM 929297109 206 11731 SH SOLE 11731 0 0 XEROX CORP COM 984121103 153 21951 SH SOLE 21951 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 14 12000 PRN SOLE 12000 0 0 YUM BRANDS INC COM 988498101 1367 27682 SH SOLE 27682 0 0 ZIMMER HLDGS INC COM 98956P102 542 10129 SH SOLE 10129 0 0 ZIONS BANCORPORATION COM 989701107 239 16960 SH SOLE 16960 0 0 ZIX CORP COM 98974P100 64 24000 SH SOLE 24000 0 0