0000919574-11-006211.txt : 20111114 0000919574-11-006211.hdr.sgml : 20111111 20111114132437 ACCESSION NUMBER: 0000919574-11-006211 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 111200391 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1241792_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Broadfin Capital, LLC Address: 237 Park Avenue Ninth Floor New York, NY 10017 13F File Number: 028-14251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Kotler Title: Managing Member Phone: (212) 808-2460 Signature, Place and Date of Signing: /s/ Kevin Kotler New York, New York November 14, 2011 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $191,753 (thousands) List of Other Included Managers: No. Form 13F File Number Name (1) 028-14254 Broadfin Healthcare Master Fund, Ltd. FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- ACCURAY INC COM 004397105 2,688 670,362 SH DEFINED 1 670,362 ALERE INC COM 01449J105 6,994 355,906 SH DEFINED 1 355,906 ALIGN TECHNOLOGY INC COM 016255101 6,462 425,951 SH DEFINED 1 425,951 ALKERMES INC COM 01642T108 17,692 1,160,100 SH DEFINED 1 1,160,100 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2,293 349,000 SH DEFINED 1 349,000 ALPHATEC HOLDINGS INC COM 02081G102 1,982 939,427 SH DEFINED 1 939,427 AMARIN CORP PLC SPONS ADR NEW 023111206 460 50,000 SH DEFINED 1 50,000 ANACOR PHARMACEUTICALS INC COM 032420101 4,053 711,049 SH DEFINED 1 711,049 ANGIODYNAMICS INC COM 03475V101 8,904 677,613 SH DEFINED 1 677,613 ANTARES PHARMA INC COM 036642106 5,319 2,292,518 SH DEFINED 1 2,292,518 ARDEA BIOSCIENCES INC COM 03969P107 1,564 100,126 SH DEFINED 1 100,126 ATRICURE INC COM 04963C209 4,463 458,227 SH DEFINED 1 458,227 BIOLASE TECHNOLOGY INC COM 090911108 1,252 417,240 SH DEFINED 1 417,240 BIONOVO INC COM NEW 090643206 568 901,200 SH DEFINED 1 901,200 CAREFUSION CORP COM 14170T101 1,216 50,780 SH DEFINED 1 50,780 CAS MED SYS INC COM PAR $0.004 124769209 88 40,843 SH DEFINED 1 40,843 CONCEPTUS INC COM 206016107 2,964 283,061 SH DEFINED 1 283,061 COVIDIEN PLC SHS G2554F113 8,379 190,000 SH DEFINED 1 190,000 DYAX CORP COM 26746E103 917 727,799 SH DEFINED 1 727,799 GIVEN IMAGING ORD SHS M52020100 1,675 110,974 SH DEFINED 1 110,974 HILL ROM HLDGS INC COM 431475102 1,765 58,779 SH DEFINED 1 58,779 HI-TECH PHARMACAL INC COM 42840B101 4,348 129,400 SH DEFINED 1 129,400 INTELLIPHARMACEUTICS INTL IN COM 458173101 3,113 929,271 SH DEFINED 1 929,271 LANNET INC COM 516012101 9,322 2,433,871 SH DEFINED 1 2,433,871 MASIMO CORP COM 574795100 270 12,463 SH DEFINED 1 12,463 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 4,925 135,000 SH DEFINED 1 135,000 MERIT MED SYS INC COM 589889104 11,301 860,016 SH DEFINED 1 860,016 NATUS MEDICAL INC DEL COM 639050103 10,937 1,150,000 SH DEFINED 1 1,150,000 PROGENICS PHARMACEUTICALS IN COM 743187106 4,442 773,927 SH DEFINED 1 773,927 QLT INC COM 746927102 2,696 368,873 SH DEFINED 1 368,873 RIGEL PHARMACEUTICALS INC COM NEW 766559603 7,687 1,044,420 SH DEFINED 1 1,044,420 SANOFI SPONSORED ADR 80105N105 9,840 300,000 SH DEFINED 1 300,000 SANTARUS INC COM 802817304 12,569 4,505,000 SH DEFINED 1 4,505,000 SOLTA MED INC COM 83438K103 1,505 1,204,377 SH DEFINED 1 1,204,377 ST JUDE MED INC COM 790849103 4,343 120,000 SH DEFINED 1 120,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 19,552 525,300 SH DEFINED 1 525,300 ZIMMER HLDGS INC COM 98956P102 3,209 60,000 SH DEFINED 1 60,000

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