0001193125-11-307319.txt : 20111114 0001193125-11-307319.hdr.sgml : 20111111 20111110175215 ACCESSION NUMBER: 0001193125-11-307319 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 IRS NUMBER: 94144197 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00400 FILM NUMBER: 111196740 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d252024d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/11 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dodge & Cox -------------------------------- Address: 555 California Street -------------------------------- 40th Floor -------------------------------- San Francisco, CA 94104 -------------------------------- Form 13F File Number: 28-400 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas M. Mistele ---------------------------------- Title: Chief Operating Officer ---------------------------------- Phone: (415) 981-1710 ---------------------------------- Signature, Place, and Date of Signing: /S/ Thomas M. Mistele San Francisco, CA 11/11/11 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 170 -------------- Form 13F Information Table Value Total: 68,146,138 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

FORM 13F NAME OF REPORTING MGR - DODGE & COX COLUMN 1 COL.2 COL. 3 COL 4 COLUMN 5 COL. 6 COL7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE -------------------------- -------------- --------- --------- ---------- --- ---- ------- ---- ----------- ------- ---------- ABBOTT LABORATORIES COM 002824100 2,176 42,543 SH SOLE 42,543 0 ADOBE SYSTEMS INC COM 00724F101 274,292 11,348,450 SH SOLE 10,655,850 692,600 AEGON N.V.-NY REG SHR NY REGISTRY SH 007924103 376,434 92,946,767 SH SOLE 88,461,272 4,485,495 AETNA INC COM 00817Y108 218 6,000 SH SOLE 6,000 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 924 12,100 SH SOLE 9,050 3,050 ALCOA INC COM 013817101 231 24,180 SH SOLE 24,180 0 ALLERGAN INC COM 018490102 294 3,564 SH SOLE 3,564 0 ALTRIA GROUP INC COM 02209S103 676 25,210 SH SOLE 21,210 4,000 AMERICAN ELECTRIC POWER COM 025537101 236 6,200 SH SOLE 6,200 0 AMERICAN EXPRESS CO COM 025816109 10,961 244,114 SH SOLE 240,434 3,680 AMGEN INC COM 031162100 1,779,865 32,390,635 SH SOLE 30,388,405 2,002,230 ANADARKO PETROLEUM CORP COM 032511107 1,039 16,472 SH SOLE 14,422 2,050 AOL INC COM 00184X105 188,641 15,720,063 SH SOLE 14,901,190 818,873 AON CORP COM 037389103 201 4,777 SH SOLE 4,777 0 APPLE INC COM 037833100 1,127 2,956 SH SOLE 2,956 0 AT&T INC COM 00206R102 700 24,529 SH SOLE 24,529 0 BAKER HUGHES INC COM 057224107 856,085 18,546,039 SH SOLE 17,425,929 1,120,110 BANK OF AMERICA CORP COM 060505104 829,789 135,586,405 SH SOLE 128,381,905 7,204,500 BANK OF NEW YORK MELLON CORP COM 064058100 1,183,853 63,682,263 SH SOLE 60,130,533 3,551,730 BAXTER INTERNATIONAL INC COM 071813109 317 5,648 SH SOLE 5,648 0 BB&T CORP COM 054937107 647,747 30,367,864 SH SOLE 28,648,764 1,719,100 BECTON DICKINSON AND CO COM 075887109 1,752 23,900 SH SOLE 23,900 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 534 5 SH SOLE 5 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 1,935 27,240 SH SOLE 27,240 0 BMC SOFTWARE INC COM 055921100 454,784 11,794,203 SH SOLE 11,083,265 710,938 BOSTON PROPERT 2.875 2/15/37 CV DEB 10112RAK0 44,215 44,050,000 SH SOLE 34,425,000 9,625,000 BOSTON SCIENTIFIC CORP COM 101137107 668,680 113,143,753 SH SOLE 106,465,253 6,678,500 BRISTOL-MYERS SQUIBB CO COM 110122108 2,691 85,769 SH SOLE 80,009 5,760 CADENCE DESIGN SYS INC COM 127387108 329,029 35,609,215 SH SOLE 33,520,065 2,089,150 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,070,775 52,252,706 SH SOLE 49,381,509 2,871,197 CAREFUSION CORP COM 14170T101 5,799 242,140 SH SOLE 122,375 119,765 CARMAX INC COM 143130102 201,170 8,434,808 SH SOLE 7,898,008 536,800 CATERPILLAR INC COM 149123101 7,043 95,386 SH SOLE 92,886 2,500 CELANESE CORP-SERIES A COM SER A 150870103 287,194 8,828,590 SH SOLE 8,275,740 552,850 CEMEX SAB-SPONS ADR PART CER SPON ADR NEW 151290889 226,350 71,629,689 SH SOLE 69,654,161 1,975,527 CHEVRON CORP COM 166764100 1,084,507 11,721,862 SH SOLE 10,989,932 731,930 CHUBB CORP COM 171232101 11,131 185,547 SH SOLE 179,947 5,600 CIGNA CORP COM 125509109 2,194 52,316 SH SOLE 49,816 2,500 CITRIX SYSTEMS INC COM 177376100 1,080 19,800 SH SOLE 19,800 0 COCA-COLA CO/THE COM 191216100 1,344 19,892 SH SOLE 19,892 0 COLGATE-PALMOLIVE CO COM 194162103 1,020 11,500 SH SOLE 11,500 0 COMCAST CORP-CLASS A CL A 20030N101 2,172,526 103,948,617 SH SOLE 97,786,613 6,162,004 COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 3,475 167,961 SH SOLE 157,200 10,761 COMPUTER SCIENCES CORP COM 205363104 424,101 15,795,205 SH SOLE 14,872,705 922,500 COMPUWARE CORP COM 205638109 218,059 28,467,184 SH SOLE 26,773,984 1,693,200 CONOCOPHILLIPS COM 20825C104 4,676 73,845 SH SOLE 73,345 500 COSTCO WHOLESALE CORP COM 22160K105 222 2,700 SH SOLE 2,700 0 COVIDIEN PLC COM G2554F113 27,292 618,856 SH SOLE 480,376 138,480 CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 192,469 7,334,937 SH SOLE 6,909,037 425,900 DEERE & CO COM 244199105 2,500 38,724 SH SOLE 38,724 0 DEVON ENERGY CORPORATION COM 25179M103 222 4,000 SH SOLE 4,000 0 DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 308,053 4,057,066 SH SOLE 4,040,766 16,300 DIRECTV-CLASS A COM CL A 25490A101 295 6,980 SH SOLE 6,980 0 DISH NETWORK CORP-A CL A 25470M109 377,853 15,077,942 SH SOLE 14,214,380 863,562 DOMINION RESOURCES INC/VA COM 25746U109 446 8,788 SH SOLE 8,788 0 DOMTAR CORP COM 257559203 94,940 1,392,698 SH SOLE 1,297,552 95,146 DOW CHEMICAL CO/THE COM 260543103 743,687 33,111,603 SH SOLE 31,139,546 1,972,057 DU PONT (E.I.) DE NEMOURS COM 263534109 1,909 47,753 SH SOLE 47,753 0 DUKE ENERGY CORP COM 26441C105 2,631 131,597 SH SOLE 126,597 5,000 DUN & BRADSTREET CORP COM 26483E100 94,201 1,537,718 SH SOLE 1,423,068 114,650 EATON CORP COM 278058102 5,237 147,530 SH SOLE 142,530 5,000 EBAY INC COM 278642103 1,247,751 42,310,989 SH SOLE 39,889,847 2,421,142 ELECTRONIC ARTS INC COM 285512109 19,043 931,200 SH SOLE 576,179 355,021 ELI LILLY & CO COM 532457108 1,532 41,443 SH SOLE 41,443 0 EQUINIX INC CV PRF 29444U502 128,510 1,446,700 SH SOLE 1,333,400 113,300 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 18,308 1,917,056 SH SOLE 1,863,156 53,900 EXXON MOBIL CORP COM 30231G102 15,296 210,599 SH SOLE 209,631 968 FEDEX CORP COM 31428X106 1,331,049 19,666,801 SH SOLE 18,558,311 1,108,490 FLUOR CORP COM 343412102 454 9,757 SH SOLE 9,757 0 GENERAL ELECTRIC CO COM 369604103 1,780,840 116,853,033 SH SOLE 110,592,133 6,260,900 GENERAL MILLS INC COM 370334104 431 11,200 SH SOLE 11,200 0 GENUINE PARTS CO COM 372460105 2,888 56,852 SH SOLE 56,852 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 213,473 37,190,371 SH SOLE 35,276,171 1,914,200 GILEAD SCIENCES INC COM 375558103 198,156 5,107,116 SH SOLE 4,817,316 289,800 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 2,867,373 69,444,743 SH SOLE 67,391,829 2,052,914 GOLDMAN SACHS GROUP INC COM 38141G104 1,111,995 11,760,925 SH SOLE 11,097,125 663,800 GRUPO TELEVISA SA-SPON ADR SP ADR REP ORD 40049J206 505,723 27,499,892 SH SOLE 27,499,892 0 HALLIBURTON CO COM 406216101 290 9,500 SH SOLE 9,500 0 HESS CORP COM 42809H107 370 7,052 SH SOLE 7,052 0 HEWLETT-PACKARD CO COM 428236103 2,629,865 117,143,196 SH SOLE 111,747,500 5,395,696 HOME DEPOT INC COM 437076102 867,042 26,377,910 SH SOLE 24,659,111 1,718,799 HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 199,106 6,830,400 SH SOLE 6,830,400 0 HONEYWELL INTERNATIONAL INC COM 438516106 797 18,145 SH SOLE 18,145 0 HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 382,659 10,059,380 SH SOLE 9,484,777 574,603 INTERPUBLIC GROUP OF COS INC COM 460690100 904 125,500 SH SOLE 121,300 4,200 INTL BUSINESS MACHINES CORP COM 459200101 26,270 150,089 SH SOLE 143,489 6,600 INTUITIVE SURGICAL INC COM NEW 46120E602 291 800 SH SOLE 800 0 JACOBS ENGINEERING GROUP INC COM 469814107 226 7,000 SH SOLE 7,000 0 JOHNSON & JOHNSON COM 478160104 2,871 45,071 SH SOLE 43,071 2,000 JPMORGAN CHASE & CO COM 46625H100 2,179 72,332 SH SOLE 67,152 5,180 KIMBERLY-CLARK CORP COM 494368103 367 5,175 SH SOLE 5,175 0 KRAFT FOODS INC-CLASS A CL A 50075N104 398 11,840 SH SOLE 11,840 0 LEGG MASON INC COM 524901105 93,487 3,636,224 SH SOLE 3,379,761 256,463 LIBERTY GLOBAL INC-A COM SER A 530555101 160,194 4,427,684 SH SOLE 4,324,884 102,800 LIBERTY GLOBAL INC-SERIES C COM SER C 530555309 185,793 5,368,201 SH SOLE 5,237,301 130,900 LIBERTY INTERACTIVE CORP-A INT COM SER A 53071M104 518,842 35,128,118 SH SOLE 32,815,443 2,312,675 LOEWS CORP COM 540424108 2,197 63,600 SH SOLE 63,600 0 LOWE'S COS INC COM 548661107 159,382 8,241,054 SH SOLE 7,696,654 544,400 MACY'S INC COM 55616P104 2,470 93,826 SH SOLE 93,826 0 MAXIM INTEGRATED PRODUCTS COM 57772K101 801,688 34,362,950 SH SOLE 32,166,150 2,196,800 MCDONALD'S CORP COM 580135101 10,193 116,069 SH SOLE 112,069 4,000 MCGRAW-HILL COMPANIES INC COM 580645109 385,179 9,394,620 SH SOLE 8,771,064 623,556 MEDTRONIC INC COM 585055106 377,987 11,371,452 SH SOLE 10,636,352 735,100 MERCK & CO. INC. COM 58933Y105 2,141,797 65,478,347 SH SOLE 62,328,860 3,149,487 MICROSOFT CORP COM 594918104 1,451,964 58,335,253 SH SOLE 55,034,032 3,301,221 MOLEX INC COM 608554101 76,367 3,748,977 SH SOLE 3,629,577 119,400 MOLEX INC -CL A CL A 608554200 299,279 17,729,779 SH SOLE 16,586,810 1,142,969 MOTOROLA MOBILITY HOLDINGS I COM 620097105 6,487 171,715 SH SOLE 159,203 12,512 MOTOROLA SOLUTIONS INC COM 620076307 330,891 7,897,153 SH SOLE 7,325,217 571,936 NEWS CORP-CL A CL A 65248E104 1,974,419 127,628,914 SH SOLE 121,403,914 6,225,000 NEXTERA ENERGY INC COM 65339F101 975 18,049 SH SOLE 16,049 2,000 NOKIA CORP-SPON ADR SPONSORED ADR 654902204 472,935 83,557,343 SH SOLE 80,294,643 3,262,700 NORFOLK SOUTHERN CORP COM 655844108 573 9,397 SH SOLE 9,397 0 NORTHERN TRUST CORP COM 665859104 280 8,000 SH SOLE 8,000 0 NOVARTIS AG-ADR SPONSORED ADR 66987V109 2,861,024 51,300,409 SH SOLE 49,724,959 1,575,450 NUCOR CORP COM 670346105 2,291 72,400 SH SOLE 72,400 0 OCCIDENTAL PETROLEUM CORP COM 674599105 1,285,638 17,980,945 SH SOLE 16,926,047 1,054,898 P G & E CORP COM 69331C108 270 6,382 SH SOLE 6,382 0 PANASONIC CORP-SPON ADR ADR 69832A205 291,300 30,598,786 SH SOLE 28,963,236 1,635,550 PARKER HANNIFIN CORP COM 701094104 352 5,578 SH SOLE 3,078 2,500 PEPSICO INC COM 713448108 554 8,945 SH SOLE 8,945 0 PETROLEO BRASILEIRO-SPON ADR SP ADR NON VTG 71654V101 295,202 14,247,200 SH SOLE 14,247,200 0 PFIZER INC COM 717081103 1,584,107 89,598,815 SH SOLE 84,807,281 4,791,534 PHILIP MORRIS INTERNATIONAL COM 718172109 1,499 24,024 SH SOLE 21,524 2,500 PHILIPS ELECTRONICS-NY SHR NY REG SH NEW 500472303 6,345 353,678 SH SOLE 134,140 219,538 PITNEY BOWES INC COM 724479100 287,834 15,310,344 SH SOLE 14,318,844 991,500 PNC FINANCIAL SERVICES GROUP COM 693475105 1,667 34,600 SH SOLE 34,600 0 PPG INDUSTRIES INC COM 693506107 636 9,000 SH SOLE 9,000 0 PROCTER & GAMBLE CO/THE COM 742718109 12,782 202,307 SH SOLE 201,107 1,200 PROGRESS ENERGY INC COM 743263105 321 6,200 SH SOLE 6,200 0 REGENERON PHARMACEUTICALS COM 75886F107 547 9,400 SH SOLE 4,500 4,900 RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 1,768 40,112 SH SOLE 40,112 0 ROYAL DUTCH SHELL PLC-ADR SPONS ADR A 780259206 862,597 14,021,409 SH SOLE 13,967,922 53,487 SANOFI-ADR SPONSORED ADR 80105N105 1,768,919 53,930,446 SH SOLE 51,489,766 2,440,680 SCHLUMBERGER LTD COM 806857108 2,109,542 35,317,961 SH SOLE 33,871,211 1,446,750 SCHWAB (CHARLES) CORP COM 808513105 930,618 82,574,756 SH SOLE 78,916,306 3,658,450 SIGMA-ALDRICH COM 826552101 1,359 22,000 SH SOLE 22,000 0 SLM CORP COM 78442P106 41,661 3,346,236 SH SOLE 2,963,222 383,014 SONY CORP-SPONSORED ADR ADR NEW 835699307 509,277 26,804,074 SH SOLE 25,387,324 1,416,750 SPRINT NEXTEL CORP COM SER 1 852061100 691,902 227,599,268 SH SOLE 215,605,868 11,993,400 STATE STREET CORP COM 857477103 524 16,300 SH SOLE 16,300 0 SUNTRUST BANKS INC COM 867914103 379,879 21,163,179 SH SOLE 19,861,379 1,301,800 SYMANTEC CORP COM 871503108 972,070 59,636,166 SH SOLE 56,298,716 3,337,450 SYNOPSYS INC COM 871607107 571,481 23,459,811 SH SOLE 22,180,369 1,279,442 TARGET CORP COM 87612E106 11,288 230,175 SH SOLE 223,075 7,100 TE CONNECTIVITY LTD REG SHS H84989104 986,303 35,049,850 SH SOLE 33,673,549 1,376,301 TELEKOMUNIK INDONESIA-SP ADR SPONSORED ADR 715684106 537,340 16,248,559 SH SOLE 16,248,559 0 TERADATA CORP COM 88076W103 444 8,300 SH SOLE 8,300 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7,064 139,502 SH SOLE 134,802 4,700 TIME WARNER CABLE COM 88732J207 1,004,447 16,027,559 SH SOLE 15,063,338 964,221 TIME WARNER INC COM NEW 887317303 1,673,385 55,835,352 SH SOLE 52,679,815 3,155,537 TRAVELERS COS INC/THE COM 89417E109 490,346 10,062,501 SH SOLE 9,438,331 624,170 TYCO INTERNATIONAL LTD SHS H89128104 773,548 18,982,772 SH SOLE 18,154,382 828,390 ULTRAPAR PARTICPAC-SPON ADR SP ADR REP PFD 90400P101 375,437 23,716,828 SH SOLE 23,716,828 0 UNILEVER N V -NY SHARES N Y SHS NEW 904784709 3,339 106,022 SH SOLE 98,122 7,900 UNILEVER PLC-SPONSORED ADR SPON ADR NEW 904767704 398,902 12,789,420 SH SOLE 12,046,620 742,800 UNION PACIFIC CORP COM 907818108 19,513 238,925 SH SOLE 233,625 5,300 US BANCORP COM NEW 902973304 16,545 702,833 SH SOLE 661,133 41,700 VERIZON COMMUNICATIONS INC COM 92343V104 239 6,500 SH SOLE 6,500 0 VF CORP COM 918204108 425 3,500 SH SOLE 2,000 1,500 VODAFONE GROUP PLC-SP ADR SPONS ADR NEW 92857W209 2,279,588 88,872,832 SH SOLE 86,349,075 2,523,757 VULCAN MATERIALS CO COM 929160109 389,742 14,141,569 SH SOLE 13,297,851 843,718 WAL-MART STORES INC COM 931142103 1,444,470 27,831,799 SH SOLE 26,490,549 1,341,250 WALGREEN CO COM 931422109 16,183 492,025 SH SOLE 449,225 42,800 WALT DISNEY CO/THE COM DISNEY 254687106 6,221 206,260 SH SOLE 199,660 6,600 WELLPOINT INC COM 94973V107 431 6,600 SH SOLE 6,600 0 WELLS FARGO & CO COM 949746101 2,235,636 92,688,045 SH SOLE 87,607,493 5,080,552 WILEY (JOHN) & SONS-CLASS A CL A 968223206 311 7,000 SH SOLE 7,000 0 XEROX CORP COM 984121103 754,545 108,256,071 SH SOLE 102,227,184 6,028,887 3M CO COM 88579Y101 2,819 39,274 SH SOLE 39,274 0