0000905718-11-000183.txt : 20111114 0000905718-11-000183.hdr.sgml : 20111111 20111114171448 ACCESSION NUMBER: 0000905718-11-000183 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Partners, LLC CENTRAL INDEX KEY: 0001406484 IRS NUMBER: 203760303 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12901 FILM NUMBER: 111204363 BUSINESS ADDRESS: STREET 1: 610 FIFTH AVENUE, SUITE 311 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (212) 389-8760 MAIL ADDRESS: STREET 1: 610 FIFTH AVENUE, SUITE 311 CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 harvey13fsept11.txt HARVEY3FSEPT11 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment []; Amendment Number: __________________ This Amendment (check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Harvey Partners, LLC --------------------- Address: 610 Fifth Avenue, Suite 311 --------------------------- New York, New York 10020 ---------------------------- FORM 13F FILE NUMBER: 28- 12901 --------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey C. Moskowitz -------------------- Title: Managing Member ----------------- Phone: 212-782-3737 ----------------- Signature, Place, and Date of Signing: /s/ Jeffrey C. Moskowitz New York, NY November 14, 2011 ------------------------- ---------------- ------------------- REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: None ---- Form 13F Information Table Entry Total: 49 --------------------------------------- -- Form 13F Information Table Value Total: $215,287 (thousands) --------------------------------------- ---------------------- List of Other Included Managers: None -------------------------------- ---- Harvey Partners, LLC Form 13F Information Table September 30, 2011

VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCO BRANDS CORP COM 00081T108 1240 260000 SH SOLE 260000 0 0 ALCOA INC CALL 013817901 9 250 SH CALL SOLE 250 0 0 ALLIANCE ONE INTL INC COM 018772103 3782 1550000 SH SOLE 1550000 0 0 AUDIOCODES LTD ORD M15342104 3307 1060000 SH SOLE 1060000 0 0 CAL DIVE INTL INC DEL COM 12802T101 3343 1750000 SH SOLE 1750000 0 0 CHART INDS INC COM PAR $.01 16115Q308 1530 36268 SH SOLE 36268 0 0 CVR ENERGY INC COM 12662P108 4528 214207 SH SOLE 214207 0 0 EARTHLINK INC COM 270321102 10448 1600000 SH SOLE 1600000 0 0 EARTHLINK INC CALL 270321902 254 7250 SH CALL SOLE 7250 0 0 ENCORE WIRE CORP COM 292562105 6071 295000 SH SOLE 295000 0 0 ENPRO INDS INC COM 29355X107 6084 205000 SH SOLE 205000 0 0 FEDEX CORP CALL 31428X906 14 1500 SH CALL SOLE 1500 0 0 GRAFTECH INTL LTD COM 384313102 1905 150000 SH SOLE 150000 0 0 GRANITE CONSTR INC COM 387328107 7696 410000 SH SOLE 410000 0 0 HILLENBRAND INC COM 431571108 18860 1025000 SH SOLE 1025000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 7210 1400000 SH SOLE 1400000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 3240 325000 SH SOLE 325000 0 0 LANDEC CORP COM 514766104 6304 1185000 SH SOLE 1185000 0 0 LIBBEY INC COM 529898108 8432 800000 SH SOLE 800000 0 0 MARTIN MARIETTA MATL INC COM 573284106 4425 70000 SH SOLE 70000 0 0 METALICO INC COM 591176102 3218 825000 SH SOLE 825000 0 0 MONSTER WORLDWIDE INC COM 611742107 3590 500000 SH SOLE 500000 0 0 NEOPHOTONICS CORP COM 64051T100 2236 325000 SH SOLE 325000 0 0 NUTRI SYS INC NEW COM 67069D108 6176 510000 SH SOLE 510000 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 5530 2247800 SH SOLE 2247800 0 0 OIL DRI CORP AMER COM 677864100 6224 335000 SH SOLE 335000 0 0 PULSE ELECTRONICS CORP COM 74586W106 744 260000 SH SOLE 260000 0 0 QUANTUM CORP COM DSSG 747906204 1312 725000 SH SOLE 725000 0 0 REDDY ICE HLDGS INC COM 75734R105 2313 1850000 SH SOLE 1850000 0 0 SANMINA SCI CORP COM NEW 800907206 3340 500000 SH SOLE 500000 0 0 SCHIFF NUTRITION INTL INC COM 806693107 8310 750000 SH SOLE 750000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 7193 700000 SH SOLE 700000 0 0 SEAGATE TECHNOLOGY PLC PUT G7945M957 138 2500 SH PUT SOLE 2500 0 0 SILICON IMAGE INC COM 82705T102 2407 410000 SH SOLE 410000 0 0 SMITH & WESSON HLDG CORP COM 831756101 5040 2000000 SH SOLE 2000000 0 0 SUNCOR ENERGY INC NEW COM 867224107 4439 174500 SH SOLE 174500 0 0 SUPERTEX INC COM 868532102 3114 180000 SH SOLE 180000 0 0 TERRA NOVA RTY CORP COM 88102D103 10549 1455000 SH SOLE 1455000 0 0 TESORO CORP COM 881609101 5623 288789 SH SOLE 288789 0 0 THESTREET COM COM 88368Q103 3861 1950000 SH SOLE 1950000 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 4060 1150000 SH SOLE 1150000 0 0 TUESDAY MORNING CORP COM NEW 899035505 5104 1450000 SH SOLE 1450000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1737 405000 SH SOLE 405000 0 0 UNIVERSAL CORP VA COM 913456109 7889 220000 SH SOLE 220000 0 0 UNIVERSAL ELECTRS INC COM 913483103 1393 85000 SH SOLE 85000 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 5463 205000 SH SOLE 205000 0 0 WESTERN REFNG INC COM 959319104 2066 165789 SH SOLE 165789 0 0 WESTERN UN CO COM 959802109 3058 200000 SH SOLE 200000 0 0 WESTERN UN CO CALL 959802909 478 14250 SH CALL SOLE 14250 0 0

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