0001193125-11-310882.txt : 20111114 0001193125-11-310882.hdr.sgml : 20111111 20111114161034 ACCESSION NUMBER: 0001193125-11-310882 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 111202550 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d255714d13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER, 2011 Check here if Amendment [_]; Amendment Number: ------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BALYASNY ASSET MANAGEMENT Address: 181 W MADISON SUITE 3600 CHICAGO, IL 6062 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SCOTT SCHROEDER Title: PARTNER Phone: 1 312 499 2974 Signature, Place, and Date of Signing: SCOTT SCHROEDER CHICAGO, ILLINOIS 11/14/2011 ------------------------- ------------------------ ------------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------- ----------------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 382 Form 13F Information Table Value Total: 1,583,603 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- --- -------------------- ----------------------- [Repeat as necessary.]

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ------- --------- --- ---- ---------- -------- --------- ------- ---- Valero Energy Corp Common Stock 91913Y100 119,386 6,714,633 SH SOLE NONE 6,714,633 0 0 HollyFrontier Corp Common Stock 436106108 117,183 4,469,230 SH SOLE NONE 4,469,230 0 0 Baker Hughes Inc Common Stock 057224107 70,448 1,526,500 SH SOLE NONE 1,526,500 0 0 Cameron International Corp Common Stock 13342B105 61,479 1,480,000 SH SOLE NONE 1,480,000 0 0 Weatherford International Ltd Common Stock H27013103 54,640 4,475,000 SH SOLE NONE 4,475,000 0 0 Noble Corp Common Stock H5833N103 52,146 1,776,700 SH SOLE NONE 1,776,700 0 0 Watson Pharmaceuticals Inc Common Stock 942683103 39,919 584,900 SH SOLE NONE 584,900 0 0 Bristol-Myers Squibb Co Common Stock 110122108 35,547 1,132,800 SH SOLE NONE 1,132,800 0 0 Cubist Pharmaceuticals Inc Common Stock 229678107 25,187 713,095 SH SOLE NONE 713,095 0 0 Perrigo Co Common Stock 714290103 23,792 245,000 SH SOLE NONE 245,000 0 0 Elan Corp PLC ADR 284131208 21,648 2,055,800 SH SOLE NONE 2,055,800 0 0 Alexion Pharmaceuticals Inc Common Stock 015351109 20,019 312,500 SH SOLE NONE 312,500 0 0 Halliburton Co Common Stock 406216101 18,913 619,700 SH SOLE NONE 619,700 0 0 Target Corp Common Stock 87612E106 18,006 367,166 SH SOLE NONE 367,166 0 0 Medicis Pharmaceutical Corp Common Stock 584690309 17,521 480,300 SH SOLE NONE 480,300 0 0 Delek US Holdings Inc Common Stock 246647101 17,429 1,546,534 SH SOLE NONE 1,546,534 0 0 International Game Technology Common Stock 459902102 16,814 1,157,201 SH SOLE NONE 1,157,201 0 0 Regal-Beloit Corp Common Stock 758750103 15,224 335,480 SH SOLE NONE 335,480 0 0 Pfizer Inc Common Stock 717081103 14,867 840,900 SH SOLE NONE 840,900 0 0 Macy's Inc Common Stock 55616P104 14,457 549,281 SH SOLE NONE 549,281 0 0 Honeywell International Inc Common Stock 438516106 13,173 300,000 SH SOLE NONE 300,000 0 0 Las Vegas Sands Corp Common Stock 517834107 12,553 327,400 SH SOLE NONE 327,400 0 0 BioMarin Pharmaceutical Inc Common Stock 09061G101 11,636 365,100 SH SOLE NONE 365,100 0 0 Thermo Fisher Scientific Inc Common Stock 883556102 11,394 225,000 SH SOLE NONE 225,000 0 0 Keryx Biopharmaceuticals Inc Common Stock 492515101 10,449 3,482,857 SH SOLE NONE 3,482,857 0 0 Boeing Co/The Common Stock 097023105 10,287 170,000 SH SOLE NONE 170,000 0 0 United Rentals Inc Common Stock 911363109 9,785 581,065 SH SOLE NONE 581,065 0 0 YM Biosciences Inc Common Stock 984238105 9,515 5,115,591 SH SOLE NONE 5,115,591 0 0 Cardinal Health Inc Common Stock 14149Y108 9,423 225,000 SH SOLE NONE 225,000 0 0 Targacept Inc Common Stock 87611R306 8,861 590,700 SH SOLE NONE 590,700 0 0 Celgene Corp Common Stock 151020104 8,624 139,300 SH SOLE NONE 139,300 0 0 Apple Inc Common Stock 037833100 8,580 22,500 SH SOLE NONE 22,500 0 0 Eaton Corp Common Stock 278058102 8,569 241,390 SH SOLE NONE 241,390 0 0 KBR Inc Common Stock 48242W106 8,412 356,000 SH SOLE NONE 356,000 0 0 Akorn Inc Common Stock 009728106 8,355 1,071,137 SH SOLE NONE 1,071,137 0 0 Henry Schein Inc Common Stock 806407102 8,061 130,000 SH SOLE NONE 130,000 0 0 Health Care Select Sector SPDR Fund ETF 81369Y209 7,933 250,000 SH SOLE NONE 250,000 0 0 Select Comfort Corp Common Stock 81616X103 7,851 562,000 SH SOLE NONE 562,000 0 0 Owens Corning Common Stock 690742101 7,608 350,925 SH SOLE NONE 350,925 0 0 Union Pacific Corp Common Stock 907818108 7,456 91,300 SH SOLE NONE 91,300 0 0 Booz Allen Hamilton Holding Corp Common Stock 099502106 7,435 500,000 SH SOLE NONE 500,000 0 0 Consumer Staples Select Sector SPDR Fund ETF 81369Y308 7,415 250,000 SH SOLE NONE 250,000 0 0 Buffalo Wild Wings Inc Common Stock 119848109 7,224 120,800 SH SOLE NONE 120,800 0 0 Dean Foods Co Common Stock 242370104 7,144 805,440 SH SOLE NONE 805,440 0 0 Ross Stores Inc Common Stock 778296103 6,850 87,051 SH SOLE NONE 87,051 0 0 Smithfield Foods Inc Common Stock 832248108 6,825 350,000 SH SOLE NONE 350,000 0 0 Amarin Corp PLC ADR 023111206 6,731 731,586 SH SOLE NONE 731,586 0 0 HB Fuller Co Common Stock 359694106 6,634 364,100 SH SOLE NONE 364,100 0 0 Abercrombie & Fitch Co Common Stock 002896207 6,599 107,200 SH SOLE NONE 107,200 0 0 CNH Global NV Common Stock N20935206 6,560 250,000 SH SOLE NONE 250,000 0 0 Google Inc Common Stock 38259P508 6,438 12,500 SH SOLE NONE 12,500 0 0 Air Products & Chemicals Inc Common Stock 009158106 6,385 83,600 SH SOLE NONE 83,600 0 0 Brinker International Inc Common Stock 109641100 6,328 302,500 SH SOLE NONE 302,500 0 0 CommVault Systems Inc Common Stock 204166102 6,300 170,000 SH SOLE NONE 170,000 0 0 Cisco Systems Inc Common Stock 17275R102 6,200 400,000 SH SOLE NONE 400,000 0 0 Allergan Inc/United States Common Stock 018490102 6,179 75,000 SH SOLE NONE 75,000 0 0 Wells Fargo & Co Common Stock 949746101 6,130 254,150 SH SOLE NONE 254,150 0 0 Kennametal Inc Common Stock 489170100 6,119 186,900 SH SOLE NONE 186,900 0 0 E*Trade Financial Corp Common Stock 269246401 6,047 663,748 SH SOLE NONE 663,748 0 0 QLT Inc Common Stock 746927102 5,978 817,828 SH SOLE NONE 817,828 0 0 Chicago Bridge & Iron Co NV Common Stock 167250109 5,778 201,829 SH SOLE NONE 201,829 0 0 Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 5,546 159,100 SH SOLE NONE 159,100 0 0 CME Group Inc Common Stock 12572Q105 5,421 22,000 SH SOLE NONE 22,000 0 0 Discover Financial Services Common Stock 254709108 5,316 231,750 SH SOLE NONE 231,750 0 0 Varian Medical Systems Inc Common Stock 92220P105 5,216 100,000 SH SOLE NONE 100,000 0 0 WABCO Holdings Inc Common Stock 92927K102 5,210 137,607 SH SOLE NONE 137,607 0 0 Optimer Pharmaceuticals Inc Common Stock 68401H104 5,191 375,100 SH SOLE NONE 375,100 0 0 Estee Lauder Cos Inc/The Common Stock 518439104 5,147 58,600 SH SOLE NONE 58,600 0 0 Under Armour Inc Common Stock 904311107 5,140 77,400 SH SOLE NONE 77,400 0 0 Men's Wearhouse Inc/The Common Stock 587118100 5,086 195,000 SH SOLE NONE 195,000 0 0 Best Buy Co Inc Common Stock 086516101 5,079 218,000 SH SOLE NONE 218,000 0 0 Precision Drilling Corp Common Stock 74022D308 4,962 598,500 SH SOLE NONE 598,500 0 0 Norfolk Southern Corp Common Stock 655844108 4,882 80,000 SH SOLE NONE 80,000 0 0 American Eagle Outfitters Inc Common Stock 02553E106 4,833 412,400 SH SOLE NONE 412,400 0 0 Timken Co Common Stock 887389104 4,821 146,900 SH SOLE NONE 146,900 0 0 Sourcefire Inc Common Stock 83616T108 4,817 180,000 SH SOLE NONE 180,000 0 0 Fortinet Inc Common Stock 34959E109 4,704 280,000 SH SOLE NONE 280,000 0 0 DSW Inc Common Stock 23334L102 4,660 100,900 SH SOLE NONE 100,900 0 0 News Corp Common Stock 65248E104 4,644 300,000 SH SOLE NONE 300,000 0 0 Citrix Systems Inc Common Stock 177376100 4,635 85,000 SH SOLE NONE 85,000 0 0 Electronic Arts Inc Common Stock 285512109 4,601 225,000 SH SOLE NONE 225,000 0 0 Tiffany & Co Common Stock 886547108 4,562 75,000 SH SOLE NONE 75,000 0 0 Ryder System Inc Common Stock 783549108 4,456 118,800 SH SOLE NONE 118,800 0 0 Coventry Health Care Inc Common Stock 222862104 4,440 154,100 SH SOLE NONE 154,100 0 0 SanDisk Corp Common Stock 80004C101 4,439 110,000 SH SOLE NONE 110,000 0 0 Richardson Electronics Ltd/United States Common Stock 763165107 4,423 325,000 SH SOLE NONE 325,000 0 0 Steven Madden Ltd Common Stock 556269108 4,374 145,305 SH SOLE NONE 145,305 0 0 Cooper Tire & Rubber Co Common Stock 216831107 4,356 400,000 SH SOLE NONE 400,000 0 0 Tyson Foods Inc Common Stock 902494103 4,354 250,800 SH SOLE NONE 250,800 0 0 Parker Hannifin Corp Common Stock 701094104 4,300 68,117 SH SOLE NONE 68,117 0 0 Express Inc Common Stock 30219E103 4,261 210,000 SH SOLE NONE 210,000 0 0 Cummins Inc Common Stock 231021106 4,083 50,000 SH SOLE NONE 50,000 0 0 Joy Global Inc Common Stock 481165108 4,055 65,000 SH SOLE NONE 65,000 0 0 Dollar Thrifty Automotive Group Inc Common Stock 256743105 4,054 72,000 SH SOLE NONE 72,000 0 0 Deckers Outdoor Corp Common Stock 243537107 4,030 43,260 SH SOLE NONE 43,260 0 0 Wynn Resorts Ltd Common Stock 983134107 4,028 35,000 SH SOLE NONE 35,000 0 0 Salesforce.com Inc Common Stock 79466L302 4,000 35,000 SH SOLE NONE 35,000 0 0 Ford Motor Co Common Stock 345370860 3,868 400,000 SH SOLE NONE 400,000 0 0 Woodward Inc Common Stock 980745103 3,704 135,200 SH SOLE NONE 135,200 0 0 Tesla Motors Inc Common Stock 88160R101 3,659 150,000 SH SOLE NONE 150,000 0 0 Armstrong World Industries Inc Common Stock 04247X102 3,616 105,000 SH SOLE NONE 105,000 0 0 Focus Media Holding Ltd ADR 34415V109 3,535 210,000 SH SOLE NONE 210,000 0 0 AECOM Technology Corp Common Stock 00766T100 3,534 200,000 SH SOLE NONE 200,000 0 0 GNC Holdings Inc Common Stock 36191G107 3,517 174,800 SH SOLE NONE 174,800 0 0 Hansen Natural Corp Common Stock 411310105 3,492 40,000 SH SOLE NONE 40,000 0 0 Lam Research Corp Common Stock 512807108 3,418 90,000 SH SOLE NONE 90,000 0 0 Anadarko Petroleum Corp Common Stock 032511107 3,409 54,067 SH SOLE NONE 54,067 0 0 Starbucks Corp Common Stock 855244109 3,382 90,700 SH SOLE NONE 90,700 0 0 American Express Co Common Stock 025816109 3,368 75,000 SH SOLE NONE 75,000 0 0 Biosante Pharmaceuticals Inc Common Stock 09065V203 3,367 1,476,700 SH SOLE NONE 1,476,700 0 0 TransDigm Group Inc Common Stock 893641100 3,267 40,000 SH SOLE NONE 40,000 0 0 Tyco International Ltd Common Stock H89128104 3,260 80,000 SH SOLE NONE 80,000 0 0 Crocs Inc Common Stock 227046109 3,247 137,131 SH SOLE NONE 137,131 0 0 eBay Inc Common Stock 278642103 3,244 110,000 SH SOLE NONE 110,000 0 0 Amazon.com Inc Common Stock 023135106 3,243 15,000 SH SOLE NONE 15,000 0 0 Aeropostale Inc Common Stock 007865108 3,243 300,000 SH SOLE NONE 300,000 0 0 Marsh & McLennan Cos Inc Common Stock 571748102 3,234 121,800 SH SOLE NONE 121,800 0 0 Old Dominion Freight Line Inc Common Stock 679580100 3,210 110,800 SH SOLE NONE 110,800 0 0 Lululemon Athletica Inc Common Stock 550021109 3,204 65,800 SH SOLE NONE 65,800 0 0 F5 Networks Inc Common Stock 315616102 3,197 45,000 SH SOLE NONE 45,000 0 0 Kansas City Southern Common Stock 485170302 3,139 62,830 SH SOLE NONE 62,830 0 0 Home Inns & Hotels Management Inc ADR 43713W107 3,134 121,600 SH SOLE NONE 121,600 0 0 SPDR S&P 500 ETF Trust Put 78462F953 3,065 627,000 SH Put SOLE NONE 6,270 0 0 Albemarle Corp Common Stock 012653101 3,030 75,000 SH SOLE NONE 75,000 0 0 Manitowoc Co Inc/The Common Stock 563571108 3,020 450,000 SH SOLE NONE 450,000 0 0 SPDR S&P Regional Banking ETF ETF 78464A698 2,935 152,000 SH SOLE NONE 152,000 0 0 Morton's Restaurant Group Inc Common Stock 619430101 2,913 609,359 SH SOLE NONE 609,359 0 0 Kirby Corp Common Stock 497266106 2,890 54,900 SH SOLE NONE 54,900 0 0 Pharmasset Inc Common Stock 71715N106 2,883 35,000 SH SOLE NONE 35,000 0 0 Valspar Corp Common Stock 920355104 2,868 91,900 SH SOLE NONE 91,900 0 0 Brunswick Corp/DE Common Stock 117043109 2,808 200,000 SH SOLE NONE 200,000 0 0 Emulex Corp Common Stock 292475209 2,772 433,184 SH SOLE NONE 433,184 0 0 FMC Corp Common Stock 302491303 2,766 40,000 SH SOLE NONE 40,000 0 0 WESCO International Inc Common Stock 95082P105 2,684 80,000 SH SOLE NONE 80,000 0 0 ProLogis Inc REIT 74340W103 2,668 110,000 SH SOLE NONE 110,000 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ------- --------- --- ---- ---------- -------- --------- ------- ---- Harman International Industries Inc Common Stock 413086109 2,635 92,181 SH SOLE NONE 92,181 0 0 Home Depot Inc Common Stock 437076102 2,630 80,000 SH SOLE NONE 80,000 0 0 Fifth Third Bancorp Common Stock 316773100 2,525 250,000 SH SOLE NONE 250,000 0 0 Starwood Hotels & Resorts Worldwide Inc Common Stock 85590A401 2,523 65,000 SH SOLE NONE 65,000 0 0 Responsys Inc Common Stock 761248103 2,504 232,304 SH SOLE NONE 232,304 0 0 Yum! Brands Inc Common Stock 988498101 2,470 50,000 SH SOLE NONE 50,000 0 0 CF Industries Holdings Inc Common Stock 125269100 2,468 20,000 SH SOLE NONE 20,000 0 0 Merck & Co Inc Common Stock 58933Y105 2,453 75,000 SH SOLE NONE 75,000 0 0 Wyndham Worldwide Corp Common Stock 98310W108 2,423 85,000 SH SOLE NONE 85,000 0 0 US Bancorp Common Stock 902973304 2,354 100,000 SH SOLE NONE 100,000 0 0 Financial Select Sector SPDR Fund Put 81369Y956 2,327 2,060,900 SH Put SOLE NONE 20,609 0 0 Western Refining Inc Common Stock 959319104 2,302 184,719 SH SOLE NONE 184,719 0 0 United States Oil Fund LP ETF 91232N108 2,287 75,000 SH SOLE NONE 75,000 0 0 Nordstrom Inc Common Stock 655664100 2,284 50,000 SH SOLE NONE 50,000 0 0 SPDR S&P 500 ETF Trust ETF 78462F103 2,263 20,000 SH SOLE NONE 20,000 0 0 AO Smith Corp Common Stock 831865209 2,242 70,000 SH SOLE NONE 70,000 0 0 Gardner Denver Inc Common Stock 365558105 2,212 34,800 SH SOLE NONE 34,800 0 0 Rio Tinto PLC ADR 767204100 2,204 50,000 SH SOLE NONE 50,000 0 0 PNC Financial Services Group Inc Common Stock 693475105 2,169 45,000 SH SOLE NONE 45,000 0 0 Lear Corp Common Stock 521865204 2,145 50,000 SH SOLE NONE 50,000 0 0 Hanover Insurance Group Inc/The Common Stock 410867105 2,077 58,500 SH SOLE NONE 58,500 0 0 Clean Harbors Inc Common Stock 184496107 2,052 40,000 SH SOLE NONE 40,000 0 0 Crown Castle International Corp Common Stock 228227104 2,034 50,000 SH SOLE NONE 50,000 0 0 Agrium Inc Common Stock 008916108 2,000 30,000 SH SOLE NONE 30,000 0 0 Riverbed Technology Inc Common Stock 768573107 1,996 100,000 SH SOLE NONE 100,000 0 0 Robbins & Myers Inc Common Stock 770196103 1,968 56,700 SH SOLE NONE 56,700 0 0 Medivation Inc Common Stock 58501N101 1,953 115,000 SH SOLE NONE 115,000 0 0 Affiliated Managers Group Inc Common Stock 008252108 1,951 25,000 SH SOLE NONE 25,000 0 0 Acme Packet Inc Common Stock 004764106 1,917 45,000 SH SOLE NONE 45,000 0 0 Domino's Pizza Inc Common Stock 25754A201 1,908 70,000 SH SOLE NONE 70,000 0 0 Yahoo! Inc Common Stock 984332106 1,844 140,000 SH SOLE NONE 140,000 0 0 MarineMax Inc Common Stock 567908108 1,827 282,395 SH SOLE NONE 282,395 0 0 VMware Inc Common Stock 928563402 1,809 22,500 SH SOLE NONE 22,500 0 0 Magna International Inc Common Stock 559222401 1,803 54,700 SH SOLE NONE 54,700 0 0 RSC Holdings Inc Common Stock 74972L102 1,783 250,000 SH SOLE NONE 250,000 0 0 MICROS Systems Inc Common Stock 594901100 1,770 40,300 SH SOLE NONE 40,300 0 0 New Oriental Education & Technology Group ADR 647581107 1,746 76,030 SH SOLE NONE 76,030 0 0 Auxilium Pharmaceuticals Inc Common Stock 05334D107 1,725 115,100 SH SOLE NONE 115,100 0 0 WellCare Health Plans Inc Common Stock 94946T106 1,709 45,000 SH SOLE NONE 45,000 0 0 Netflix Inc Common Stock 64110L106 1,699 15,000 SH SOLE NONE 15,000 0 0 Liberty Interactive Corp Common Stock 53071M104 1,697 115,000 SH SOLE NONE 115,000 0 0 Harry Winston Diamond Corp Common Stock 41587B100 1,686 166,100 SH SOLE NONE 166,100 0 0 T Rowe Price Group Inc Common Stock 74144T108 1,672 35,000 SH SOLE NONE 35,000 0 0 VistaPrint NV Common Stock N93540107 1,622 60,000 SH SOLE NONE 60,000 0 0 Headwaters Inc Common Stock 42210P102 1,592 1,105,831 SH SOLE NONE 1,105,831 0 0 RF Micro Devices Inc Common Stock 749941100 1,585 250,000 SH SOLE NONE 250,000 0 0 Tractor Supply Co Common Stock 892356106 1,563 25,000 SH SOLE NONE 25,000 0 0 Goodyear Tire & Rubber Co/The Common Stock 382550101 1,514 150,000 SH SOLE NONE 150,000 0 0 Invesco Ltd Common Stock G491BT108 1,486 95,800 SH SOLE NONE 95,800 0 0 Momenta Pharmaceuticals Inc Common Stock 60877T100 1,438 125,000 SH SOLE NONE 125,000 0 0 Semiconductor HOLDRs Trust ETF 816636203 1,422 50,000 SH SOLE NONE 50,000 0 0 Northern Trust Corp Common Stock 665859104 1,399 40,000 SH SOLE NONE 40,000 0 0 Childrens Place Retail Stores Inc/The Common Stock 168905107 1,396 30,000 SH SOLE NONE 30,000 0 0 Symantec Corp Common Stock 871503108 1,386 85,000 SH SOLE NONE 85,000 0 0 Polycom Inc Common Stock 73172K104 1,378 75,000 SH SOLE NONE 75,000 0 0 SPDR S&P Retail ETF Put 78464A714 1,373 550,000 SH Put SOLE NONE 5,500 0 0 Beam Inc Common Stock 349631101 1,352 25,000 SH SOLE NONE 25,000 0 0 BMC Software Inc Common Stock 055921100 1,350 35,000 SH SOLE NONE 35,000 0 0 Ralph Lauren Corp Common Stock 751212101 1,297 10,000 SH SOLE NONE 10,000 0 0 PharmAthene Inc Common Stock 71714G102 1,293 734,900 SH SOLE NONE 734,900 0 0 ARM Holdings PLC ADR 042068106 1,275 50,000 SH SOLE NONE 50,000 0 0 Microsoft Corp Common Stock 594918104 1,245 50,000 SH SOLE NONE 50,000 0 0 Casual Male Retail Group Inc Common Stock 148711302 1,234 328,100 SH SOLE NONE 328,100 0 0 Huntington Bancshares Inc/OH Common Stock 446150104 1,231 256,500 SH SOLE NONE 256,500 0 0 Blackstone Group LP Common Stock 09253U108 1,209 100,900 SH SOLE NONE 100,900 0 0 Procera Networks Inc Common Stock 74269U203 1,207 125,700 SH SOLE NONE 125,700 0 0 Walter Energy Inc Common Stock 93317Q105 1,200 20,000 SH SOLE NONE 20,000 0 0 Central European Media Enterprises Ltd Common Stock G20045202 1,172 150,000 SH SOLE NONE 150,000 0 0 HOT Topic Inc Common Stock 441339108 1,161 152,100 SH SOLE NONE 152,100 0 0 Oracle Corp Common Stock 68389X105 1,150 40,000 SH SOLE NONE 40,000 0 0 Comerica Inc Common Stock 200340107 1,149 50,000 SH SOLE NONE 50,000 0 0 Netease.com ADR 64110W102 1,145 30,000 SH SOLE NONE 30,000 0 0 Charles Schwab Corp/The Common Stock 808513105 1,127 100,000 SH SOLE NONE 100,000 0 0 WW Grainger Inc Common Stock 384802104 1,122 7,500 SH SOLE NONE 7,500 0 0 CSX Corp Common Stock 126408103 1,120 60,000 SH SOLE NONE 60,000 0 0 Bank of New York Mellon Corp/The Common Stock 064058100 1,115 60,000 SH SOLE NONE 60,000 0 0 PetSmart Inc Common Stock 716768106 1,109 26,000 SH SOLE NONE 26,000 0 0 Gilead Sciences Inc Common Stock 375558103 1,106 28,500 SH SOLE NONE 28,500 0 0 GLG Life Tech Corp Common Stock 361793201 1,102 313,011 SH SOLE NONE 313,011 0 0 Brocade Communications Systems Inc Common Stock 111621306 1,080 250,000 SH SOLE NONE 250,000 0 0 Check Point Software Technologies Ltd Common Stock M22465104 1,055 20,000 SH SOLE NONE 20,000 0 0 Legg Mason Inc Common Stock 524901105 1,046 40,700 SH SOLE NONE 40,700 0 0 SIGA Technologies Inc Common Stock 826917106 1,038 317,400 SH SOLE NONE 317,400 0 0 STEC Inc Common Stock 784774101 1,015 100,000 SH SOLE NONE 100,000 0 0 TIBCO Software Inc Common Stock 88632Q103 1,009 45,067 SH SOLE NONE 45,067 0 0 CVS Caremark Corp Common Stock 126650100 1,008 30,000 SH SOLE NONE 30,000 0 0 Dana Holding Corp Common Stock 235825205 1,005 95,700 SH SOLE NONE 95,700 0 0 Capital One Financial Corp Common Stock 14040H105 991 25,000 SH SOLE NONE 25,000 0 0 Bob Evans Farms Inc/DE Common Stock 096761101 984 34,500 SH SOLE NONE 34,500 0 0 QUALCOMM Inc Common Stock 747525103 973 20,000 SH SOLE NONE 20,000 0 0 United Continental Holdings Inc Common Stock 910047109 969 50,000 SH SOLE NONE 50,000 0 0 QLogic Corp Common Stock 747277101 951 75,000 SH SOLE NONE 75,000 0 0 Jamba Inc Common Stock 47023A101 950 736,300 SH SOLE NONE 736,300 0 0 Intuit Inc Common Stock 461202103 949 20,000 SH SOLE NONE 20,000 0 0 Texas Instruments Inc Common Stock 882508104 933 35,000 SH SOLE NONE 35,000 0 0 Silicon Graphics International Corp Common Stock 82706L108 894 75,000 SH SOLE NONE 75,000 0 0 Shoe Carnival Inc Common Stock 824889109 892 37,800 SH SOLE NONE 37,800 0 0 Hancock Holding Co Common Stock 410120109 864 32,225 SH SOLE NONE 32,225 0 0 Onyx Pharmaceuticals Inc Common Stock 683399109 838 27,931 SH SOLE NONE 27,931 0 0 Arch Capital Group Ltd Common Stock G0450A105 823 25,200 SH SOLE NONE 25,200 0 0 BlackRock Inc Common Stock 09247X101 814 5,500 SH SOLE NONE 5,500 0 0 American Capital Agency Corp REIT 02503X105 813 30,000 SH SOLE NONE 30,000 0 0 FelCor Lodging Trust Inc Common Stock 31430F200 809 40,213 SH SOLE NONE 40,213 0 0 BorgWarner Inc Common Stock 099724106 781 12,900 SH SOLE NONE 12,900 0 0 SuccessFactors Inc Common Stock 864596101 747 32,500 SH SOLE NONE 32,500 0 0 Sina Corp/China Common Stock G81477104 716 10,000 SH SOLE NONE 10,000 0 0 Novellus Systems Inc Common Stock 670008101 682 25,000 SH SOLE NONE 25,000 0 0 Lennar Corp Common Stock 526057104 677 50,000 SH SOLE NONE 50,000 0 0 Cavium Inc Common Stock 14964U108 675 25,000 SH SOLE NONE 25,000 0 0 Anthera Pharmaceuticals Inc Common Stock 03674U102 675 141,500 SH SOLE NONE 141,500 0 0 Nexstar Broadcasting Group Inc Common Stock 65336K103 661 100,000 SH SOLE NONE 100,000 0 0 DFC Global Corp Common Stock 23324T107 655 30,000 SH SOLE NONE 30,000 0 0 CoreLogic Inc/United States Common Stock 21871D103 642 60,200 SH SOLE NONE 60,200 0 0 PAREXEL International Corp Common Stock 699462107 642 33,900 SH SOLE NONE 33,900 0 0 EMC Corp/Massachusetts Common Stock 268648102 630 30,000 SH SOLE NONE 30,000 0 0 NVIDIA Corp Common Stock 67066G104 626 50,000 SH SOLE NONE 50,000 0 0 Mylan Inc/PA Common Stock 628530107 615 36,200 SH SOLE NONE 36,200 0 0 Fidelity National Financial Inc Common Stock 31620R105 607 40,000 SH SOLE NONE 40,000 0 0 BPZ Resources Inc Common Stock 055639108 599 216,083 SH SOLE NONE 216,083 0 0 Boston Scientific Corp Common Stock 101137107 597 101,000 SH SOLE NONE 101,000 0 0 Google Inc Call 38259P908 583 50,000 SH Call SOLE NONE 500 0 0 Marvell Technology Group Ltd Common Stock G5876H105 581 40,000 SH SOLE NONE 40,000 0 0 iShares Russell 2000 Index Fund Put 464287655 579 252,800 SH Put SOLE NONE 2,528 0 0 XenoPort Inc Common Stock 98411C100 579 98,172 SH SOLE NONE 98,172 0 0 Mitek Systems Inc Common Stock 606710200 558 60,300 SH SOLE NONE 60,300 0 0 First Midwest Bancorp Inc/IL Common Stock 320867104 549 75,000 SH SOLE NONE 75,000 0 0 American Tower Corp Common Stock 029912201 538 10,000 SH SOLE NONE 10,000 0 0 Arthur J Gallagher & Co Common Stock 363576109 537 20,400 SH SOLE NONE 20,400 0 0 Teradata Corp Common Stock 88076W103 535 10,000 SH SOLE NONE 10,000 0 0 Seagate Technology PLC Common Stock G7945M107 514 50,000 SH SOLE NONE 50,000 0 0 NetApp Inc Common Stock 64110D104 509 15,000 SH SOLE NONE 15,000 0 0 Idenix Pharmaceuticals Inc Common Stock 45166R204 499 100,000 SH SOLE NONE 100,000 0 0 HeartWare International Inc Common Stock 422368100 483 7,497 SH SOLE NONE 7,497 0 0 Las Vegas Sands Corp Put 517834957 474 300,000 SH Put SOLE NONE 3,000 0 0 Abaxis Inc Common Stock 002567105 463 20,200 SH SOLE NONE 20,200 0 0 Texas Capital Bancshares Inc Common Stock 88224Q107 457 20,000 SH SOLE NONE 20,000 0 0

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ------- --------- --- ---- ---------- -------- --------- ------- ---- Arthrocare Corp Common Stock 043136100 432 15,000 SH SOLE NONE 15,000 0 0 Old National Bancorp/IN Common Stock 680033107 417 44,700 SH SOLE NONE 44,700 0 0 Susquehanna Bancshares Inc Common Stock 869099101 416 76,200 SH SOLE NONE 76,200 0 0 Savient Pharmaceuticals Inc Common Stock 80517Q100 413 100,800 SH SOLE NONE 100,800 0 0 Sirius XM Radio Inc Common Stock 82967N108 405 268,200 SH SOLE NONE 268,200 0 0 American Tower Corp Call 029912901 396 90,000 SH Call SOLE NONE 900 0 0 Western Digital Corp Common Stock 958102105 386 15,000 SH SOLE NONE 15,000 0 0 E*Trade Financial Corp Put 269246951 383 200,000 SH Put SOLE NONE 2,000 0 0 Trustco Bank Corp NY Common Stock 898349105 369 82,700 SH SOLE NONE 82,700 0 0 Life Time Fitness Inc Common Stock 53217R207 369 10,000 SH SOLE NONE 10,000 0 0 AGCO Corp Common Stock 001084102 366 10,600 SH SOLE NONE 10,600 0 0 Big Lots Inc Common Stock 089302103 348 10,000 SH SOLE NONE 10,000 0 0 Lowe's Cos Inc Common Stock 548661107 335 17,300 SH SOLE NONE 17,300 0 0 iShares FTSE China 25 Index Fund Put 464287184 335 150,000 SH Put SOLE NONE 1,500 0 0 First American Financial Corp Common Stock 31847R102 320 25,000 SH SOLE NONE 25,000 0 0 MB Financial Inc Common Stock 55264U108 294 20,000 SH SOLE NONE 20,000 0 0 Penn National Gaming Inc Common Stock 707569109 285 8,550 SH SOLE NONE 8,550 0 0 Dollar Thrifty Automotive Group Inc Put 256743955 273 50,000 SH Put SOLE NONE 500 0 0 Brown & Brown Inc Common Stock 115236101 272 15,300 SH SOLE NONE 15,300 0 0 SPDR S&P 500 ETF Trust Call 78462F903 267 100,000 SH Call SOLE NONE 1,000 0 0 Skechers U.S.A. Inc Common Stock 830566105 253 18,000 SH SOLE NONE 18,000 0 0 Thermon Group Holdings Inc Common Stock 88362T103 247 17,851 SH SOLE NONE 17,851 0 0 Limelight Networks Inc Common Stock 53261M104 242 102,400 SH SOLE NONE 102,400 0 0 Navigant Consulting Inc Common Stock 63935N107 232 25,000 SH SOLE NONE 25,000 0 0 Covidien PLC Common Stock G2554F113 221 5,000 SH SOLE NONE 5,000 0 0 WABCO Holdings Inc Put 92927K952 221 80,000 SH Put SOLE NONE 800 0 0 Yandex NV Common Stock N97284108 205 10,000 SH SOLE NONE 10,000 0 0 MarketAxess Holdings Inc Common Stock 57060D108 203 7,800 SH SOLE NONE 7,800 0 0 American Tower Corp Put 029912951 200 50,000 SH Put SOLE NONE 500 0 0 Focus Media Holding Ltd Put 34415V959 190 100,000 SH Put SOLE NONE 1,000 0 0 Kansas City Southern Put 485170952 183 60,000 SH Put SOLE NONE 600 0 0 DreamWorks Animation SKG Inc Put 26153C953 183 100,000 SH Put SOLE NONE 1,000 0 0 Liberty Interactive Corp Call 53071M902 175 250,000 SH Call SOLE NONE 2,500 0 0 Ryder System Inc Put 783549958 173 50,000 SH Put SOLE NONE 500 0 0 Harman International Industries Inc Put 413086959 169 130,000 SH Put SOLE NONE 1,300 0 0 Sanmina-SCI Corp Common Stock 800907206 167 25,000 SH SOLE NONE 25,000 0 0 Qihoo 360 Technology Co Ltd ADR 74734M109 163 10,000 SH SOLE NONE 10,000 0 0 Fortress Investment Group LLC Common Stock 34958B106 162 53,700 SH SOLE NONE 53,700 0 0 Fortinet Inc Put 34959E959 158 100,000 SH Put SOLE NONE 1,000 0 0 Kenexa Corp Common Stock 488879107 156 10,000 SH SOLE NONE 10,000 0 0 Nuance Communications Inc Put 67020Y950 155 100,000 SH Put SOLE NONE 1,000 0 0 TiVo Inc Put 888706958 149 120,000 SH Put SOLE NONE 1,200 0 0 Pandora Media Inc Common Stock 698354107 147 10,000 SH SOLE NONE 10,000 0 0 OfficeMax Inc Common Stock 67622P101 146 30,000 SH SOLE NONE 30,000 0 0 Dana Holding Corp Put 235825955 140 130,000 SH Put SOLE NONE 1,300 0 0 CoreLogic Inc/United States Put 21871D953 133 100,000 SH Put SOLE NONE 1,000 0 0 ServiceSource International Inc Common Stock 81763U100 132 10,000 SH SOLE NONE 10,000 0 0 Pantry Inc/The Common Stock 698657103 130 10,700 SH SOLE NONE 10,700 0 0 Joe's Jeans Inc Common Stock 47777N101 125 198,527 SH SOLE NONE 198,527 0 0 TIBCO Software Inc Call 88632Q903 105 76,200 SH Call SOLE NONE 762 0 0 Consumer Discretionary Select Sector SPDR Fund Put 81369Y407 102 50,000 SH Put SOLE NONE 500 0 0 Yum! Brands Inc Call 988498901 95 50,000 SH Call SOLE NONE 500 0 0 Hertz Global Holdings Inc Common Stock 42805T105 89 10,000 SH SOLE NONE 10,000 0 0 Central European Media Enterprises Ltd Put G20045952 83 150,000 SH Put SOLE NONE 1,500 0 0 E*Trade Financial Corp Call 269246901 82 661,000 SH Call SOLE NONE 6,610 0 0 3D Systems Corp Put 88554D955 79 50,000 SH Put SOLE NONE 500 0 0 Teva Pharmaceutical Industries Ltd Call 881624909 78 138,200 SH Call SOLE NONE 1,382 0 0 Focus Media Holding Ltd Call 34415V909 78 50,000 SH Call SOLE NONE 500 0 0 Aeropostale Inc Call 007865908 74 74,100 SH Call SOLE NONE 741 0 0 Yahoo! Inc Put 984332956 71 50,000 SH Put SOLE NONE 500 0 0 Citigroup Inc Call 172967904 68 75,000 SH Call SOLE NONE 750 0 0 iShares FTSE China 25 Index Fund Call 464287184 64 429,700 SH Call SOLE NONE 4,297 0 0 Netease.com Put 64110W952 60 50,000 SH Put SOLE NONE 500 0 0 Cumulus Media Inc Common Stock 231082108 57 20,000 SH SOLE NONE 20,000 0 0 Computer Sciences Corp Call 205363904 57 160,000 SH Call SOLE NONE 1,600 0 0 Western Liberty Bancorp Common Stock 961443108 53 20,012 SH SOLE NONE 20,012 0 0 Office Depot Inc Common Stock 676220106 52 25,000 SH SOLE NONE 25,000 0 0 Fortinet Inc Call 34959E909 47 75,000 SH Call SOLE NONE 750 0 0 AOL Inc Put 00184X955 46 50,000 SH Put SOLE NONE 500 0 0 International Game Technology Put 459902952 41 150,000 SH Put SOLE NONE 1,500 0 0 Semiconductor HOLDRs Trust Call 816636903 38 50,000 SH Call SOLE NONE 500 0 0 AOL Inc Call 00184X905 36 40,000 SH Call SOLE NONE 400 0 0 Citrix Systems Inc Call 177376900 35 100,000 SH Call SOLE NONE 1,000 0 0 II-VI Inc Put 902104958 35 35,000 SH Put SOLE NONE 350 0 0 Nuance Communications Inc Call 67020Y900 35 58,100 SH Call SOLE NONE 581 0 0 Silicon Graphics International Corp Put 82706L958 33 100,000 SH Put SOLE NONE 1,000 0 0 Yahoo! Inc Call 984332906 28 135,000 SH Call SOLE NONE 1,350 0 0 Aruba Networks Inc Call 043176906 28 100,000 SH Call SOLE NONE 1,000 0 0 Barnes & Noble Inc Put 067774959 26 25,000 SH Put SOLE NONE 250 0 0 Hertz Global Holdings Inc Call 42805T905 25 40,000 SH Call SOLE NONE 400 0 0 QLIK Technologies Inc Call 74733T905 15 100,000 SH Call SOLE NONE 1,000 0 0 WebMD Health Corp Call 94770V902 15 50,000 SH Call SOLE NONE 500 0 0 Power-One Inc Call 73930R902 14 550,000 SH Call SOLE NONE 5,500 0 0 Barnes & Noble Inc Call 067774909 13 25,000 SH Call SOLE NONE 250 0 0 CA Inc Call 12673P905 10 275,000 SH Call SOLE NONE 2,750 0 0 Cypress Semiconductor Corp Call 232806909 10 150,000 SH Call SOLE NONE 1,500 0 0 Intel Corp Call 458140900 10 50,000 SH Call SOLE NONE 500 0 0 Open Text Corp Call 683715906 9 75,000 SH Call SOLE NONE 750 0 0 Netgear Inc Call 64111Q904 9 25,000 SH Call SOLE NONE 250 0 0 Motorola Mobility Holdings Inc Call 620097905 8 302,400 SH Call SOLE NONE 3,024 0 0 Finisar Corp Call 31787A907 8 150,000 SH Call SOLE NONE 1,500 0 0 Informatica Corp Call 45666Q902 7 25,000 SH Call SOLE NONE 250 0 0 Concur Technologies Inc Call 206708909 6 40,000 SH Call SOLE NONE 400 0 0 EMC Corp/Massachusetts Call 268648902 6 75,000 SH Call SOLE NONE 750 0 0 iShares MSCI Emerging Markets Index Fund Call 464287234 6 161,200 SH Call SOLE NONE 1,612 0 0 First Solar Inc Call 336433907 4 35,000 SH Call SOLE NONE 350 0 0 Blackboard Inc Put 091935952 3 69,200 SH Put SOLE NONE 692 0 0 Harbin Electric Inc Call 41145W909 3 25,000 SH Call SOLE NONE 250 0 0 Dell Inc Call 24702R901 3 100,000 SH Call SOLE NONE 1,000 0 0 JDS Uniphase Corp Call 46612J907 3 200,000 SH Call SOLE NONE 2,000 0 0 Dolby Laboratories Inc Call 25659T907 3 35,000 SH Call SOLE NONE 350 0 0 iShares MSCI Brazil Index Fund Call 464286400 3 101,200 SH Call SOLE NONE 1,012 0 0 Lexmark International Inc Call 529771907 3 50,400 SH Call SOLE NONE 504 0 0 3D Systems Corp Call 88554D905 3 25,000 SH Call SOLE NONE 250 0 0 Pegasystems Inc Call 705573903 3 25,000 SH Call SOLE NONE 250 0 0 Polycom Inc Call 73172K904 2 25,000 SH Call SOLE NONE 250 0 0 Ancestry.com Inc Call 032803908 1 35,600 SH Call SOLE NONE 356 0 0 Xilinx Inc Call 983919901 1 50,000 SH Call SOLE NONE 500 0 0 priceline.com Inc Call 741503903 1 30,000 SH Call SOLE NONE 300 0 0 Altera Corp Call 021441900 1 25,000 SH Call SOLE NONE 250 0 0 Amazon.com Inc Call 023135906 1 25,000 SH Call SOLE NONE 250 0 0